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Summary Information
SPAC Name
Target
Focus
Cash in Trust ($M)
IPO Date
Liquidation / Redemption Date
Founders / Sponsor
Underwriters
Units Outstanding
IPO Size ($M)
Domicile
Announcement Date
Trading Data
Symbol
SPAC Price
Unit Price
Warrant Price
Warrants / Unit
Market Cap ($M)
Net Asset Value
Deal Enterprise Value ($M)
Right Unit
Right Price
Disclosed NAV
Risk / Downside Protection
Redemption Upside
Redemption Downside
Arbitrage Return
% Premium / (Discount) to NAV
Arbitrage Yield
Deal Note
SPAC Notes
Top Shareholders
Shareholder Shares Held % of Shares
Otr Sponsor 2,611,838 24.6%
Atw Spac Management 990,957 9.3%
Boothbay Fund Manage 990,957 9.3%
Karpus Management In 878,839 8.3%
Hudson Bay Capital M 800,000 7.5%
Historical Trading
Past 10 Days Average Volume 89,192
Total Volume Since Announced 2,250
Low Since Announced $10.17
High Since Announced $10.17
No
Date
Ticker
Unit
Warrant
SPAC
IPO Date
Liquidation Date
Trust Value
Unit Outstanding
Disclosed NAV
NAV Date
Accrued Interest Current
Accrued Interst Redemption
Current Estimated NAV
Redemption Estimated NAV
Daily Price Change
Market Cap (MM Dollar)
Current NAV Bid
Redemption NAV Bid
Discount Percent/ Premium
Unit Discount Percent/ Premium
Days
IRR to Redemption (Bid)
IRR to Redemption (Last)
IRR to Redemption (Unit)
IPO Size (MM Dollar)
Warrants Unit
Notes
Sponsor At-Risk Capital (MM Dollar)
Sponsor Warrant Price
Underwriters
Founders or Sponsors
Focus
Domicile
Deal Announced?
Deal Announcement Date
Deal Notes
Prospetus Link
Days Outstanding
IPO Deal Announcement Date
SPAC Price
Unit Price
At-Risk Capital as Percent of IPO
Deck Deal
Right Unit
Right Price
1
2024-05-01
IBAC
IBACU US Equity
IB Acquisition
2024-03-26
2025-09-08
115575000.00
11500000.00
10.050
2024-03-26
0.031
0.479
10.081
10.529
115.690
-0.00205
497
0.03404
100.00000
0.000
Each unit has an offering price of $10.00 and consists of one share of our common stock and one right. Each right entitles the holder thereof to receive one-twentieth (1/20) of one share of our common stock upon the consummation of our initial business combination; We will provide our public stockholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their shares of our common stock upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest; If we are unable to complete our initial business combination within 18 months from the closing of this offering (assuming we do not amend our amended and restated articles of incorporation to extend the time we have to complete our initial business combination beyond the initial 18 months from the closing of this offering, which would require a vote of our stockholders) we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 on any redemptions or stock buybacks by us; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $100.5 million or $115.575 million if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Adelmo Al Lopez, Chairman and Chief Executive Officer: Founder of Alma Coffee, former President and CEO of Blair Corporation, and former CFO of Dole Fresh Fruit International; We will provide our public stockholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public stockholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Each public stockholder may elect to redeem its public shares irrespective of whether they vote for or against the proposed transaction; Our initial stockholders, officers and directors have agreed, pursuant to a written agreement with us, that they will not propose any amendment to our amended and restated articles of incorporation (i) to modify the substance or timing of our obligation to redeem 100% of our public shares if we do not complete our initial business combination within 18 months from the closing of this offering or (ii) with respect to any other provision relating to stockholders rights or pre-business combination activity, unless we provide our public stockholders with the opportunity to redeem their shares of common stock upon approval of any such amendment at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest; Unless our amended and restated articles of incorporation are further amended, we will have only 18 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses) divided by the number of then outstanding public shares, which redemption will completely extinguish public stockholders rights as stockholders (including the right to receive further liquidation distributions, if any), subject to applicable law, and (iii) as promptly as reasonably possible following such redemption, subject to the approval of our remaining stockholders and our board of directors, dissolve and liquidate, subject in each case to our obligations under Nevada law to provide for claims of creditors and the requirements of other applicable law; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.05 per public share;
5.70000
I-Bankers
Adelmo Al Lopez
Diversified
Nevada
https://www.sec.gov/Archives/edgar/data/1998781/000149315224011561/form424b4.htm
34
10.060
0.05700
1.000
2
2024-05-01
BKHA
BKHAU US Equity
Black Hawk Acquisition
2024-03-20
2025-06-23
69345000.00
6900000.00
10.050
2024-03-20
0.047
0.539
10.097
10.589
71.070
0.02012
420
0.02435
69.00000
0.000
Each unit we are offering has a price of $10.00 and consists of: (i) one Class A ordinary share, and (ii) one-fifth (1/5) of one right entitling the holder thereof to receive one Class A ordinary share, redeemable upon the consummation of the initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region. We do not have any specific business combination under consideration and we have not (nor has anyone on our behalf), directly or indirectly, contacted any prospective target business or had any substantive discussions, formal or otherwise, with respect to such a transaction with our company; If we are unable to complete our initial business combination within 15 months from the consummation of this offering (or up to 18 or 21 months, as applicable, if we extend the time (up to two extensions in total) to complete a business combination, which extension would be effectuated without a vote of our public shareholders by an additional three months each time for a total of up to 18 or 21 months by depositing $600,000 (or $690,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account (the Paid Extension Period), all as described in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay liquidation and dissolution expenses); Kent Louis Kaufman has been serving as our Chief Executive Officer and director since November 21, 2023, and has been serving as our Chairman and Chief Financial Officer since December 4, 2023. Mr. Kaufman has over 30 years of experience in executive roles, management consulting, and executive coaching. He currently serves as the CEO of the Growth and Leadership Center Inc, a role he has held since 2004. Since March 2020, Mr. Kaufman has been serving as a managing partner at BEEC Capital, a management and consulting company; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose, at which shareholders may seek to redeem their shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination, for their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Upon consummation of the offering, $10.05 per unit sold to the public in this offering (whether or not the underwriters over-allotment option has been exercised in full or in part) will be deposited into a United-States-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee; Our insiders also have agreed, pursuant to a written agreement with us, that they will not propose any amendment to our Post-offering Memorandum and Articles that would (i) modify the substance or timing of our obligation to allow redemption in connection with our initial business combination or to redeem 100% of our public shares if we do not complete our initial business combination within 15 months from the consummation of this offering (or up to 18 or 21 months, as applicable) or (ii) with respect to the other provisions relating to pre-business combination activity, unless we provide our public shareholders with the opportunity to redeem their Class A ordinary shares upon approval of any such amendment at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest; In conjunction with any shareholder vote either to: (i) amend our articles prior to our initial business combination or (ii) approve any proposed initial business combination: we will provide our public shareholders with the opportunity to redeem all or a portion of their public shares at a pro rata, per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. The amount in the trust account is initially anticipated to be $10.05 per public share; In connection with our initial business combination, we will provide our public shareholders with the opportunity to redeem all or a portion of their public shares either (i) pursuant to a shareholder meeting called to approve the initial business combination or (ii) without a shareholder vote by means of conducting a tender offer; Our Sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below (i) $10.05 per public share;
2.22000
EF Hutton
Kent Louis Kaufman
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/2000775/000182912624001784/blackhawk_424b4.htm
40
10.300
0.03217
1.000
3
2024-05-01
DYCQ
DYCQU US Equity
DT Cloud Acquisition
2024-02-21
2024-11-23
69345000.00
6900000.00
10.050
2024-02-21
0.080
0.323
10.130
10.373
0.001
69.931
0.000
0.243
0.00052
0.01681
208
0.04256
0.04166
0.01255
60.00000
0.000
Each unit that we are offering has a price of $10.00 and consists of one ordinary share and one right to receive one-seventh (1/7) of one ordinary share upon the consummation of an initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region; We have 9 months (or up to 21 months if we extend the period of time to consummate a business combination) from the closing of this offering to consummate our initial business combination. However, if we enter into a business combination agreement within 9 months after this offering, we are entitled to an automatic 3-month extension. As a result, we will have 12 months (or up to 24 months if we extend the period of time to consummate a business combination) from the closing of this offering to consummate our initial business combination. In order to extend the time available for us to consummate our initial business combination, our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each one-month extension, an additional $0.03 per unit for each month extended, totaling $180,000 per month based on the offering size of 6,000,000 units or $207,000 per month if the underwriters over-allotment option is exercised in full (yielding up to an aggregate of $2,160,000 in additional deposit); Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60,300,000, or $69,345,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit or 100.5% of the gross proceeds of the offering in either case), will be deposited into a United States-based account at Morgan Stanley maintained by Continental Stock Transfer & Trust Company acting as trustee; Infinity-Star Holdings Limited, a British Virgin Islands company, and Mr. Ip Ping Ki, hold 20% and 80%, respectively, of the outstanding shares of DT Cloud Capital Corp, our sponsor; Although we will seek to have all vendors and service providers we engage and prospective target businesses we negotiate with execute agreements with us waiving any right, title, interest or claim of any kind in or to any monies held in the trust account for the benefit of our public shareholders, they may not execute such agreements; In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.05 per share or 100.5% of the gross proceeds from this offering), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes; If we fail to consummate a business combination within 9 or 12 months (or up to 21 or 24 months, depending on the occurrence of the Event, if we extend the time to complete a business combination as described in this prospectus) from the date that the registration statement is declared effective, our amended and restated memorandum and articles of association provides that we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible, but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, divided by the number of the then-outstanding public shares, which redemption will completely extinguish public shareholders rights as shareholders (including the right to receive further liquidation distributions, if any); and (iii) as promptly as reasonably possible following such redemption, subject to the approval of our remaining shareholders and our board of directors, liquidate and dissolve, subject in the case of clauses (ii) and (iii), to our obligations under Cayman Islands law to provide for claims of creditors and the requirements of other applicable law. However, if we anticipate that we may not be able to consummate our initial business combination within 9 or 12 months, our sponsor may, but is not obligated to, extend the period of time to consummate a business combination up to twelve times by an additional one month each time (for a total of up to 21 or 24 months to complete a business combination, depending on the occurrence of the Event). Pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement entered into between us and Continental Stock Transfer & Trust Company, LLC on the date of this prospectus, in order to extend the time available for us to consummate our initial business combination, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each one-month extension $180,000, or $207,000 if the underwriters over-allotment option is exercised in full ($0.03 per share in either case), on or prior to the date of the applicable deadline;
2.17400
Brookline
Shaoke Li
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1944212/000149315224007279/form424b4.htm
68
10.135
10.300
0.03623
1.000
0.180
4
2024-05-01
HLXB
Helix Acquisition II
2024-02-09
2026-02-14
184000000.00
18400000.00
10.000
2024-02-09
0.093
0.858
10.093
10.858
-0.003
188.784
-0.167
0.598
0.01652
656
0.03204
0.03204
160.00000
0.000
Unlike certain other special purpose acquisition company initial public offerings, investors in this offering will not receive warrants that would become exercisable following completion of our initial business combination; While the Company may pursue an initial business combination target in any business or industry, it intends to focus on opportunities in healthcare or healthcare-related industries; The Company, sponsored by Helix Holdings II LLC, an affiliate of Cormorant Asset Management, is led by Bihua Chen as Chief Executive Officer and Chairperson, and Caleb Tripp as Chief Financial Officer; Of the proceeds we receive from this offering and the sale of the private placement shares described in this prospectus, $150,000,000, or $172,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per share in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares that were sold as part of this offering, which we refer to collectively as our public shares, upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of taxes paid or payable); If we are unable to complete our initial business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes paid or payable and up to $100,000 of interest to pay dissolution expenses); Cormorant Asset Management, LP, which we refer to as Cormorant, has indicated the interest of one or more investment vehicles managed by Cormorant (which we refer to as the Cormorant Funds) to purchase 2,500,000 Class A ordinary shares (or 2,875,000 Class A ordinary shares if the underwriters over-allotment option is exercised in full) in this offering at the initial public offering price; The Cormorant Funds have also indicated an interest to purchase an aggregate of $35,000,000 of our Class A ordinary shares in a private placement that would occur concurrently with the consummation of our initial business combination; Our sponsor is an affiliate of Cormorant, a leading life sciences focused investment firm with over $2 billion in assets under management as of December 31, 2022. Our Chairperson and Chief Executive Officer, Bihua Chen, founded Cormorant and is the managing member of Cormorant. Since its inception in 2013, Cormorant has focused on the healthcare industry and invests, throughout their growth cycle, in companies that discover and develop therapeutic drugs or medical technology. Cormorant is an active life-science investor with investments in over 100 privately held, life science-focused companies over this period. Of these investments, over 50 have completed initial public offerings. Notable successes include Prometheus Biosciences, Inc., Turning Point Therapeutics, Inc., and MyoKardia, Inc., each of which has been acquired for more than $4 billion. Other notable successes include BridgeBio Pharma Inc. and Apellis Pharmaceuticals Inc., each of which is a public company with a market capitalization greater than $1 billion; We expect the pro rata redemption price to be approximately $10.00 per public share (regardless of whether the underwriter exercises its over-allotment option), without taking into account any interest or other income earned on such funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (less taxes paid or payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or other similar agreement or business combination agreement (except for the Companys independent auditors), reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share;
4.75000
Leerink
Bihua Chen , Caleb Tripp
Healthcare
Cayman
https://www.sec.gov/Archives/edgar/data/1869105/000121390024010676/fs12024a2_helixacq2.htm
80
10.260
0.02969
0.000
5
2024-05-01
LEGT
LEGT/U US Equity
LEGT/WS US Equity
Legato Merger III
2024-02-06
2026-02-09
201814752.00
20125000.00
10.028
2024-02-29
0.070
0.831
10.098
10.860
0.001
203.262
0.008
0.770
0.00018
0.00909
651
0.04207
0.04149
0.03632
175.00000
0.500
Each unit that we are offering has a price of $10.00 and consists of one ordinary share and one-half of one warrant. Each whole warrant entitles the holder to purchase one ordinary share at a price of $11.50 per share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to initially focus on target businesses in the infrastructure, engineering and construction, industrial and renewables industries; If we are unable to consummate an initial business combination within 24 months from the closing of this offering (or 27 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering), we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us (less up to $100,000 for our liquidation expenses); Upon consummation of the offering, an aggregate of $175,000,000 (or $201,250,000 if the over-allotment option is exercised in full) or $10.00 per unit sold to the public in this offering will be deposited in an account located in the United States at Bank of America with Equiniti Trust Company, LLC, acting as trustee; We will seek to capitalize on the experience of our management team in consummating an initial business combination. As more fully described below, Eric S. Rosenfeld, our Chief SPAC Officer, and David D. Sgro, our Vice Chairman of the Board, have led eight prior public blank check companies: (i) Arpeggio Acquisition Corporation, or Arpeggio, which raised $40.8 million in June 2004 and consummated a business combination with Hill International, Inc., or Hill International, in June 2006, (ii) Rhapsody Acquisition Corp., or Rhapsody, which raised $41.4 million in October 2006 and consummated a business combination with Primoris Corporation, or Primoris, in July 2008, (iii) Trio Merger Corp., or Trio, which raised $69 million in June 2011 and consummated a business combination with SAExploration Holdings Inc., or SAE, in June 2013, (iv) Quartet Merger Corp., or Quartet, which raised $96.6 million in November 2013 and consummated a business combination with Pangea Logistics Solutions Ltd., or Pangaea, in October 2014, (v) Harmony Merger Corp., or Harmony, which raised $115.0 million in March 2015 and consummated a business combination with NextDecade LLC, or NextDecade, in July 2017, (vi) Allegro Merger Corp, or Allegro, which raised $149.5 million in July 2018 and executed a definitive merger agreement with TGI Fridays that was later terminated due largely to the COVID-19 pandemic, (vii) Legato Merger Corp., or Legato I, which raised approximately $235.8 in January 2021 and consummated a business combination with Algoma Steel Group Inc, or Algoma, in October 2021 and (viii) Legato Merger Corp. II, or Legato II, which raised $276.0 million in November 2021 and consummated a business combination with Southland Holdings LLC, or Southland, in February 2023; Our Chief Executive Officer, Gregory Monahan, is a Senior Managing Director of Crescendo Partners, L.P., a New York-based investment firm, and the Senior Portfolio Manager of Jamarant Capital, L.P. a private investment partnership. He also served as Chief Executive Officer of Legato II; Our Chairman, Brian Pratt, was formerly the Chairman and CEO of Primoris, an E&C company that went public through a business combination with Rhapsody in 2008; We will either (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), in each case subject to the limitations described herein. Any announcement regarding our entry into a definitive agreement for an initial business combination will indicate whether we intend to seek shareholder approval of such transaction or instead provide shareholders with the opportunity to sell their shares to us by means of a tender offer; We expect the pro rata redemption price to be approximately $10.00 per ordinary share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest earned on such funds; Warrants redeemable if stock >$18.00; In connection with any general meeting called to approve a proposed initial business combination, each public shareholder will have the right, regardless of whether he is voting for or against such proposed business combination or does not vote at all, to demand that we convert his shares into a pro rata share of the trust account; Although we are required to have all third parties (including any vendors or other entities we engage after this offering) and any prospective target businesses enter into agreements with us waiving any right, title, interest or claim of any kind in or to any monies held in the trust account, there is no guarantee that they will execute such agreements; Crescendo Advisors LLC, an entity affiliated with Eric S. Rosenfeld, our Chief SPAC Officer, has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below $10.00 per share by the claims of target businesses or claims of vendors or other entities that are owed money by us for services rendered or contracted for or products sold to us; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust ac
5.22800
BTIG
Gregory Monahan, Eric Rosenfeld, Brian Pratt
Infrastructure
Cayman
https://www.sec.gov/Archives/edgar/data/2002038/000182912624000763/legatomerger3_424b4.htm
83
10.100
10.190
0.02987
0.000
6
2024-05-01
JVSA
JVSAU US Equity
JVSPAC Acquisition
2024-01-18
2025-01-21
57500000.00
5750000.00
10.000
2024-01-18
0.119
0.430
10.119
10.430
0.002
58.133
0.029
0.340
-0.00088
0.02777
267
0.04639
0.04356
0.00399
50.00000
0.000
Each unit has an offering price of $10.00 and consists of one of our Class A ordinary shares and one right. Each right entitles the holder thereof to receive one-fourth (1/4) of one Class A ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 4 in order to receive shares for all of your rights upon closing of a business combination; It is our intention to pursue prospective targets that are at the intersection of the lifestyle sectors and technology, which we believe have an optimistic growth trajectory for the coming years. We will primarily seek to acquire one or more businesses with a total enterprise value of between $100,000,000 and $600,000,000; Because we are based in Hong Kong, we face various legal and operational risks and uncertainties associated with doing business in China; In addition, although we do not have any specific business combination under consideration and we have not, directly or indirectly, contacted any prospective target business or had any substantive discussions, formal or otherwise, with respect to such a transaction, we may pursue or consummate an initial business combination with a company located or doing business in the PRC; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $50,000,000 or $57,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; Mr. Albert Wong, our Chief Executive Officer and Chairman, has approximately two decades of experience in management, investment, marketing and capital markets with a focus on capital raising, special situation advisory, portfolio and project management and execution. Mr. Wong has also been the Chief Executive Officer and Director of Kingsway Group Holdings, which is a respected distribution conglomerate for luxury products ranging from yachts, automotive and prestige lifestyle solutions in Asia. Due to his expertise, operational experience and deep relationships in the sector, Kingsway Group Holdings has become the sole distributor of Lamborghini in Hong Kong, Macau and Guangzhou, as well as the sole distributor of Koenigsegg Automotive and Rimac Automobili in China. Mr. Claudius Tsang, our Chief Financial Officer and director, has over 20 years of experience in capital markets, with a strong track record of success in private equity, M&A transactions and PIPE investments with a focus on Greater China and other emerging markets; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon two days advance notice prior to the applicable deadline, must deposit into the trust account $500,000, or up to $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,000,000 (or $1,150,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and less up to $100,000 of interest to pay for dissolution expenses); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination (regardless of whether a shareholder abstains, or votes for or against the proposed transaction) or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share;
2.32500
Maxim
Albert Wong, Claudius Tsang
Lifestyle / Tech
BVI
Hotel101
2024-04-08 00:00
Apr 4 2024 announced a business combination with Hotel101; Hotel101 is a hotel prop-tech operator pioneering a globally standardized, asset-light "condotel" business model. Upon completion of the proposed business combination transaction, the combined entity is expected to be publicly listed on the NASDAQ under the ticker symbol "HBNB."; Hotel101 is expected to have an equity value of over US$2.3 billion following completion of the transaction, which is expected to close during the second half of 2024 subject to regulatory and shareholder approvals and other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1866001/000110465924005224/tm2324885d15_424b4.htm
102
81
10.110
10.400
0.04650
1.000
0.350
7
2024-05-01
IROH
IROHU US Equity
IROHW US Equity
Iron Horse Acquisitions
2023-12-27
2024-12-28
69000000.00
6900000.00
10.000
2023-12-27
0.111
0.330
10.111
10.330
0.002
69.345
0.071
0.290
-0.00607
0.01173
244
0.04359
0.04204
0.01471
61.00000
1.000
Each unit that we are offering has a price of $10.00 and consists of one share of common stock, one warrant, and one right entitling the holder to receive one-fifth (1/5) of one share of common stock upon consummation of our initial business combination, subject to adjustment as described in this prospectus. Each warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. Each warrant will become exercisable 30 days after the completion of an initial business combination and will expire on the fifth anniversary of our completion of an initial business combination, or earlier upon redemption or liquidation; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to initially focus on target companies within the media & entertainment industry with a primary focus on the United States, and in particular on identifying attractive targets among content studios and film production, family entertainment, animation, music, gaming, e-sports, talent management, and talent-facing brands and businesses; Upon consummation of the offering, $10.00 per unit sold to the public in this offering (whether or not the underwriters over-allotment option has been exercised in full or in part) will be deposited into a U.S.-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee. Such amount includes $2,190,000, or $0.365 per unit (or $2,518,500 if the underwriters over-allotment option is exercised in full), payable to EF Hutton as deferred underwriting discounts and commissions; Our Chief Executive Officer, Jose Antonio Bengochea has extensive media experience. Mr. Bengochea is currently Founder and Chief Executive Officer of Bengochea Capital LLC, an investment firm founded in 2020 to pursue frontier asset classes and, through Mr. Bengocheas network of connections to various industry executives and celebrities, to examine global opportunities in media and entertainment; The Chairman of our Board, Brian Turner, was formerly Chair of the Board of Microvision, Inc. (NASDAQ: MVIS), a public company in the lidar space, and is currently the companys Audit Committee chairman; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have up to 12 months from the closing of this offering to consummate an initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our Sponsor may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a charter amendment, is for our insiders or their affiliates or designees, upon at least five days advance notice prior to the applicable deadline, to deposit into the trust account $199,800, or $229,770 if the underwriters over-allotment option is exercised in full ($0.0333 per unit in either case), or an aggregate of $399,600, or $459,540 if the over-allotment option is exercised in full, for each three-month extension, on or prior to the date of the applicable deadline; Warrants redeemable if stock > $18.00; There can be released to us from the trust account any interest earned on the funds in the trust account that we need to pay our income or other tax obligations (excluding any excise taxes or any other similar taxes that may be imposed on the company pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 on any redemptions or stock buybacks by our company); In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer; Bengochea SPAC Sponsors I LLC, an entity affiliated with Jose A. Bengochea, our Chief Executive Officer, has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below $10.00 per share (or any increased amount as a result of our extending the time to consummate a business combination as described herein) by the claims of target businesses or claims of vendors or other entities that are owed money by us for services rendered or contracted for or products sold to us; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.00 (which is equal to the anticipated aggregate amount then on deposit in the trust account excluding interest earned on the funds held in the trust account without taking into account any interest earned on such funds or any increase as a result of our extending the time to consummate a business combination as described herein);
2.45700
1.000
EF Hutton
Jose Antonio Bengochea, Brian Turner
Entertainment (US)
Delaware
https://www.sec.gov/Archives/edgar/data/1901203/000093041323002724/c107201_424b4.htm
124
10.050
10.230
0.04028
1.000
0.200
8
2024-05-01
BAYA
BAYAU US Equity
Bayview Acquisition
2023-12-15
2024-09-17
60107056.00
6000000.00
10.018
2023-12-31
0.140
0.305
10.158
10.323
0.000
61.080
-0.012
0.153
0.00216
0.01102
141
0.03935
0.03671
0.01335
60.00000
0.000
Each unit consists of one ordinary share and one right, with each right entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $50,000,000 or $57,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per public share) will be deposited into a U.S.-based trust account at Bank of America with American Stock Transfer & Trust Company, acting as trustee, approximately $1,550,000 will be used to pay fees and expenses in connection with the closing of this offering including underwriting commissions and an estimated $575,000 will be available for working capital following this offering; Our management team is led by our Chairperson of the Board of Directors, Yuk Man Lau, Chief Executive Officer and Director, Xin Wang, Chief Financial Officer and Director, David Bumper, and Independent Director nominees, Dajiang Guo, John DeVito and Guohan Li; Xin Wang, our Chief Executive Officer and director, has served as Managing Partner of Bohai Harvest RST (Shanghai) Equity Investment Management Co., Ltd., since January 2015. Previously, Ms. Wang was an associate at two international law firms. Ms. Wang has also served as a director of Atomic47 since April 2019; We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our Board of Directors, if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to three times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsors or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $500,000 (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline. Our public shareholders will not be entitled to vote or redeem their shares in connection with any such extension; If we are unable to consummate our initial business combination within such time period, we will, as promptly as possible but not more than 10 business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes, and then seek to dissolve and liquidate; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsors have agreed that they will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share;
2.12500
Chardan
Yuk Man Lau, Xin Wang
Asia
Cayman
https://www.sec.gov/Archives/edgar/data/1969475/000149315223045337/form424b4.htm
136
10.180
10.270
0.03542
1.000
0.189
9
2024-05-01
AFJK
AFJKU US Equity
Aimei Health Technology
2023-12-01
2024-12-03
69690000.00
6900000.00
10.100
2023-12-01
0.177
0.433
10.277
10.533
0.000
70.897
-0.003
0.253
-0.00016
0.01881
218
0.04162
0.04247
0.01017
60.00000
0.000
Each unit consists of one ordinary share and one right. Each right entitles the holder thereof to receive one-fifth (1/5) of one ordinary share upon the consummation of an initial business combination; Our Chief Executive Officer, Juan Fernandez Pascual, has a deep understanding of the industry, the current challenges and opportunities, and the best strategies for success. He is also familiar with the regulatory environment, and has a strong track record of navigating complex legal and financial matters. His background in financial management and corporate governance will be especially helpful in guiding the companys strategic decisions. We believe Juans unique experience and contacts will help us identify great target companies; Our Chief Financial Officer, Hueng Ming Wong, has solid background of accounting and financing as he has worked in an international accounting firm and advanced in the audit field by leading both internal and external audits, including as a senior manager and a manager in PricewaterhouseCoopers, Beijing office and Deloitte Touche Tohmatsu, Hong Kong; We will seek to acquire small cap businesses in the biopharmaceutical, medical technology/device industries or diagnostic and other services sector; Our sponsor is Aimei Investment Ltd., a Cayman Islands exempted company whose ultimate beneficial owner is Ms. Huang Han. Ms. Han is a resident of the PRC. Mr. Juan Fernandez Pascual is the Secretary of our sponsor; $60,600,000 of the net proceeds of this offering and the sale of the private units (or $69,690,000 if the over-allotment option is exercised in full), or $10.10 per unit sold to the public in this offering in either case, will be placed in a trust account in the United States maintained by Continental Stock Transfer & Trust Company, acting as trustee pursuant to an agreement to be signed on the date of this prospectus; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to 12 times, each by an additional one month (for a total of up to 24 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $198,000 or up to $227,700 if the underwriters over-allotment option is exercised in full ($0.033 per share in either case) on or prior to the date of the applicable deadline, for each one month extension (or up to an aggregate of $2,376,000 (or $2,732,400 if the underwriters over-allotment option is exercised in full), or approximately $0.40 per share if we extend for the full 12 months); If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 24 months from the closing of this offering if we extend the period of time to consummate a business combination by the full amount of time, as described in more detail in this prospectus), we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than five business days thereafter, redeem 100% of the outstanding public shares which redemption will completely extinguish public shareholders rights as shareholders. In connection with our redemption of 100% of our issued and outstanding public shares for a portion of the funds held in the trust account, each public shareholder will receive a full pro rata portion of the amount then in the trust account, plus any pro rata interest earned on the funds held in the trust account and not previously released to us and less up to $50,000 for liquidation expenses; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.10; At any general meeting called to approve an initial business combination, any public shareholder (whether they are voting for or against such proposed business combination or not voting at all) will be entitled to demand that his, her or its ordinary shares be redeemed for a pro rata portion of the amount then in the trust account (initially $10.10 per share, plus any pro rata interest earned on the funds held in the trust account less amounts necessary to pay our taxes); Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.10 per share;
3.05000
Spartan
Juan Fernandez Pascual, Hueng Ming Wong
Biotech / Healthcare
Cayman
https://www.sec.gov/Archives/edgar/data/1979005/000149315223038504/forms-1a.htm
150
10.275
10.470
0.05083
1.000
0.220
10
2024-05-01
CLBR
CLBR/U US Equity
CLBR/WS US Equity
Colombier Acquisition II
2023-11-21
2025-11-24
170856464.00
17000000.00
10.050
2023-12-31
0.141
0.813
10.191
10.864
-0.001
176.120
-0.159
0.514
0.01658
0.03032
574
0.03129
0.03065
0.02189
130.00000
0.333
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of amounts withdrawn to fund our working capital requirements, subject to an annual limit of $1,000,000, and to pay our taxes (permitted withdrawals); We will have 24 months from the closing of this offering (or 27 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering), or until such earlier liquidation date as our board of directors may approve, to consummate an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $130,000,000, or $149,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit in either case), will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our management team is predominantly composed of principals of Farvahar Partners, a boutique investment bank and broker/dealer which acts as an advisor and liquidity provider to high growth venture backed companies and institutional investors, 1789 Capital, an investment firm that provides financing to companies in the budding Entrepreneurship, Innovation & Growth (EIG) economy, and former executives, and board members from Colombier Acquisition Corporation (NYSE: CLBR; Colombier 1), which merged with PublicSq. Holdings, Inc. (NYSE: PSQH; PublicSq.) in July 2023; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of permitted withdrawals), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; Omeed Malik is our Chief Executive Officer and Chairman of the Board of Directors. Since 2018, Omeed has served as the Founder and CEO of Farvahar Partners, a boutique investment bank and broker/dealer which acts as an advisor and liquidity provider to high growth venture backed companies and institutional investors. Omeed is also the President of 1789 Capital, an investment firm that provides financing to companies in the budding Entrepreneurship, Innovation & Growth (EIG) economy. From 2021 to July 2023, he served as an officer and director of Colombier 1, and since July 2023 has remained a non-executive director of PSQ Holdings, Inc. (NYSE:PSQH) following the consummation of Colombier 1s initial business combination;
5.00000
1.000
BTIG
Farvahar Partners, Omeed Malik
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1995413/000121390023089387/f4241123_colombieracq.htm
160
10.360
10.500
0.03846
0.000
11
2024-05-01
GLAC
GLACU US Equity
Global Lights Acquisition
2023-11-14
2024-11-16
69794960.00
6900000.00
10.115
2023-12-31
0.142
0.379
10.257
10.494
0.001
70.587
0.037
0.274
-0.00261
0.00909
201
0.04919
0.04733
0.02538
60.00000
0.000
Each unit consists of one ordinary share and one right, with each right entitling the holder thereof to receive one-sixth of one ordinary share upon consummation of an initial business combination; While the Company may pursue an acquisition or a business combination target in any business, industry or geography, the Company intends to focus its search on a target that provides solutions promoting sustainable development and focuses on environmentally sound infrastructure and industrial applications that eliminate or mitigate greenhouse gas emissions, and/or enhance resilience to climate change; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60.3 million, or $69.3 million, if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Bin Yang has been our Chief Financial Officer since our inception. He has rich financial experience in finance since 1994. Mr. Yang has been the chief financial officer of Shenzhen Zhongheng Huafa Co., Ltd. (SZSE: 000020) from 2015 to February 2022; We will have until 12 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our sponsor (or its affiliates or designees) may, but is not obligated to, extend the period of time to consummate a business combination twice by an additional three months each time (for a total of up to 18 months to complete a business combination), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, the only way to extend the time available for us to consummate our initial business combination in the absence of a definitive agreement is for our sponsor and/or its designee, upon 10 days advance notice prior to the applicable deadline, to deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within the extended time period, we will, as promptly as possible but not more than 10 business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes, and then seek to dissolve and liquidate; We are not limited to a particular industry or geographic region for purposes of consummating an initial business combination. Because our management team, primarily based China, has network in China and our principal office and sponsor are located in China, we may pursue a business combination with a company doing business in China, which may have legal and operational risks associated with it; Of the net proceeds we will receive from this offering and the sale of the private placement units described in this prospectus, $60,300,000, or $69,345,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and $950,000 will be used to pay expenses in connection with the closing of this offering and $825,000 for working capital following this offering. The funds in the trust account will be invested only in specified U.S. government treasury bills or in specified money market funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is anticipated to be $10.05 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination from 12 months to 18 months); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor, officers and directors have entered into a letter agreement with us, pursuant to which they have waived their rights to liquidating distributions from the trust account with respect to their founder shares and private placement shares if we fail to complete our initial business combination within 12 months from the closing of this offering (or 15 or 18 months, as applicable); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.05 per public share and (ii) the actual amount per public share held in the trust account as of the date of the liquidation of the trust account, if less than $10.05 per share due to reductions in the value of the trust assets, less taxes payable, provided that such liability will not apply to any claims by a third party or prospective target business who executed a waiver of any and all
3.27500
0.000
Chardan
Zhizhuang Miao, Bin Yang
Sustainability
Cayman
https://www.sec.gov/Archives/edgar/data/1897971/000110465923117898/tm2135925-17_424b4.htm
167
10.230
10.350
0.05458
1.000
0.259
12
2024-05-01
ANSC
ANSCU US Equity
ANSCW US Equity
Agriculture & Natural Solutions Acquisition
2023-11-09
2025-11-12
347456832.00
34500000.00
10.071
2023-12-31
0.141
0.801
10.212
10.872
0.001
353.108
-0.018
0.642
0.00224
0.01350
562
0.04033
0.04000
0.03248
300.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Companys Class A ordinary shares at an exercise price of $11.50 per share; The Company intends to focus its search for a target whose principal effort is developing and advancing a platform that decarbonizes the traditional agriculture sector and enhances natural capital at scale; Of the proceeds we receive from this offering and the sale of the private placement warrants, $300.0 million, or $345.0 million if the underwriters overallotment option is exercised in full ($10.00 per unit in either case), will be placed into a U.S.-based trust account at J.P. Morgan Chase Bank, N.A., with Continental Stock Transfer & Trust Company acting as trustee; Robert (Bert) Glover will serve as our Chief Executive Officer following the consummation of this offering. Mr. Glover brings significant background and experience as an investor in the agriculture industry, especially with respect to companies with sustainability objectives. Mr. Glover is the founder and managing director of Impact Ag. Mr. Glover focuses on investments in farm management, business planning, animal welfare, natural capital and other nature based solutions; In November 2015, Riverstone formed Silver Run Acquisition Corporation (Silver Run I), a blank check company formed for substantially the same purposes as our company. Silver Run I aimed to capitalize on the 45 years of experience in the oil and gas industry of its Chief Executive Officer, Mark Papa. Prior to Silver Run I and his time with Riverstone, Mr. Papa was Chairman and Chief Executive Officer of EOG Resources, an exploration and production company. Through its initial public offering in February 2016, Silver Run I raised $500 million from the sale of 50 million units to public investors, with each unit consisting of one share of Class A common stock and one-third of one warrant. On July 6, 2016, an affiliate of Riverstone entered into a definitive agreement to purchase an approximate 89% interest in Centennial Resource Production, LLC (Centennial), an independent oil and natural gas company with assets located in the core of the Southern Delaware Basin. Centennial Resource Development, Inc., was renamed Permian Resources Corporation (Permian) and its common stock trades on the New York Stock Exchange (the NYSE) under the symbol PR. On October 31, 2023, the last reported sale price of Permians common stock on the NYSE was $14.57 per share; In November 2016, Riverstone formed Silver Run Acquisition Corporation II (Silver Run II), a blank check company formed for substantially the same purposes as our company and Silver Run I. Through its initial public offering in March 2017, Silver Run II raised $1.035 billion from the sale of 103.5 million units to public investors, with each unit consisting of one share of Class A common stock and one third of one warrant. On February 9, 2018, Silver Run II consummated the acquisition of (i) all of the limited partnership interests in Alta Mesa Holdings, LP. Alta Mesa and certain of its subsidiaries filed for protection under Chapter 11 of the United States Bankruptcy Code in September 2019; In March 2017, Riverstone formed Vista Oil & Gas, S.A.B. DE C.V. (Vista), a blank check company formed for substantially the same purposes as our company, Silver Run I and Silver Run II. Through its initial public offering in August 2017, Vista raised $650 million from the sale of 65 million units to public investors, with each unit consisting of one Series A share and one warrant. On April 4, 2018, Vista consummated the acquisition of an oil and gas platform from Pampa Energia S.A. and Pluspetrol Resources Corporation with interests in certain exploitation concessions, assessment blocks and exploration permits in Argentina. Vistas Class A shares trade on the Mexican Stock Exchange under the symbol VISTA, and Vistas American Depositary Shares trade on the NYSE under the symbol VIST. On October 31, 2023, the last reported sale price of Vistas Class A shares on the Mexican Stock Exchange was $471.21 MXN per share. On October 31, 2023, the last reported sale price of Vistas American Depositary Shares on the NYSE was $27.22 USD per share; In September 2017, Riverstone formed Silver Run Acquisition Corporation III, a blank check company formed for substantially the same purpose as our company, Silver Run I, Silver Run II and Vista. On August 18, 2020, Silver Run Acquisition Corporation III officially changed its name to Decarbonization Plus Acquisition Corporation (Decarb I). Through its initial public offering in October 2020, Decarb I raised $225.7 million from the sale of 22.5 million units to public investors. On February 9, 2021 Decarb I announced its initial business combination with Hyzon Motors Inc. (Hyzon), the global supplier of zero-emissions hydrogen fuel cell powered commercial vehicles. The transaction closed on July 16, 2021 and the combined entity is listed on NASDAQ under the symbol HYZN. On October 31, 2023, the last reported sale price of Hyzons common stock on the NASDAQ was $0.78 per share; In December 2020, Riverstone formed Decarbonization Plus Acquisition Corporation II (Decarb II), a blank check company formed for substantially the same purpose as our company, Silver Run I, Silver Run II, Vista and Decarb I. Through its initial public offering in February 2021, Decarb II raised $402.5 million from the sale of 40.25 million units to public investors. On May 26, 2021, Decarb II announced its initial business combination with Tritium Holdings Pty Ltd, (Tritium) a global developer and manufacturer of direct current fast chargers for electric vehicles. The transaction closed on January 13, 2022 and the combined entity is listed on NASDAQ under the symbol DCFC. On October 31, 2023, the last reported sale price of Tritiums ordinary shares on the NASDAQ was $0.20 per share; In January 2021, Riverstone formed Decarbonization Plus Acquisition Corporation III (Decarb III), a blank check company formed for substantially the same purpose as our company, Silver Run I, Silver Ru
8.50000
1.000
Citi
Robert (Bert) Glover, Riverstone
Agriculture
Cayman
https://www.sec.gov/Archives/edgar/data/1854149/000119312523275217/d539120d424b4.htm
172
10.235
10.350
0.02833
0.000
13
2024-05-01
AITR
AITRU US Equity
AI Transportation Acquisition
2023-11-09
2024-11-12
60721188.00
6000000.00
10.120
2023-12-31
0.142
0.374
10.262
10.494
0.000
61.860
-0.038
0.194
0.00470
0.01639
197
0.03523
0.03338
0.01145
60.00000
0.000
Each unit consists of one ordinary share and one right to receive one-eighth (1/8) of one ordinary share upon consummation of an initial business combination; The Company intends to use the net proceeds to acquire a business focused in the AI transportation industry, specifically on logistics, new energy vehicles, smart parking, on-board chips, AI algorithms, automotive services, and other types of intelligent transportation.; If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 18 months by means of up to six one-month extensions after the closing of the offering by depositing into the trust account, for each one-month extension, $166,500, or $191,475 if the underwriters over-allotment option is exercised in full ($0.0333 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $50,000 of interest to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the placement units described in this prospectus, $50,500,000 or $58,075,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a segregated trust account located in the United States with JP Morgan Chase and with Continental Stock Transfer & Trust Company acting as trustee; Yongjin Chen, Chief Executive Officer, Chairman and Executive Director. Mr. Chen resides in Beijing, China, and brings more than two decades of experience in finance and technology. He is currently a partner at ShuiMu United (Beijing) Investment Management Co., Ltd., where he has served since July 2017. At ShuiMu United, Mr. Chen has worked with investors in the technology space. Prior to that, Mr. Chen was a founding partner responsible for fundraising, investment management and other aspects of funds at Beijing D&S Capital Management Co., Ltd., where he served from February 2014 to July 2017; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share, however, there is no guarantee that investors will receive $10.10 per share upon redemption; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; On the completion of our initial business combination, all amounts held in the trust account will be disbursed directly by the trustee to pay amounts due to any public shareholders who exercise their redemption rights as described above under Redemption rights for public shareholders upon completion of our initial business combination, to pay the underwriters their deferred underwriting commissions, to pay all or a portion of the consideration payable to the target or owners of the target of our initial business combination and to pay other expenses associated with our initial business combination; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.10 per share;
2.59000
EF Hutton
Yongjin Chen
AI Transportation
Cayman
https://www.sec.gov/Archives/edgar/data/1966734/000149315223040205/form424b4.htm
172
10.310
10.430
0.04317
1.000
0.170
14
2024-05-01
SPKL
SPKLU US Equity
SPKLW US Equity
Spark I Acquisition
2023-10-06
2025-07-08
101677512.00
10000000.00
10.168
2023-12-31
0.142
0.658
10.310
10.826
-0.004
103.100
0.010
0.526
0.00000
0.00679
435
0.04266
0.04181
0.03592
100.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per whole share; SparkLabs Group Management, LLC, an accredited institutional investor affiliated with our sponsor, which we refer to as the forward purchaser, will upon the effectiveness of the registration statement, enter into a forward purchase agreement with us that intends to provide the post-business combination entity an aggregate purchase price of the forward purchase securities of at least $115,000,000 in a private placement to close concurrently with the closing of our initial business combination. However, the forward purchaser may be investing at a discount to the public offering price of the unit, i.e., $10.00 per unit, and/or may also purchase less than $115,000,000 worth of forward purchase securities in accordance with the terms of the forward purchase agreement. In addition, the forward purchaser may terminate its commitment under the forward purchase agreement at any time before the closing of our initial business combination; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $100,500,000, or $115,575,000 if the underwriters option to purchase additional units is exercised in full ($10.05 per unit in either case), will be deposited into a U.S. based trust account with Continental Stock Transfer & Trust Company acting as trustee; The company was jointly founded by SparkLabs Group Management, LLC and our management team. SparkLabs Group Management oversees SparkLabs Group, a premier global network of startup accelerators and venture capital funds that has invested in over 480 startups (primarily technology focused) across 6 continents since 2013; James Rhee has served as our Chief Executive Officer and Chairman of our board of directors since July 2021. Mr. Rhee has been a partner at SparkLabs Group since 2022, and has been an advisor and mentor to SparkLabs Group since its founding in 2013 and serves as the CEO of the SparkLabs Groups SPAC venture. Mr. Rhee is also the founder and previous president of Aero K Holdings Company, a technology focused aviation industry startup founded in 2016. Prior to Aero K Holdings Company, he served as chief executive officer of Air Asia, North Asia, senior advisor to Octave Private Equity, vice president and general manager of Tyco Electronics global PC business, executive director of Dells Asia Pacific/Japan PC business and Enterprise Solutions Marketing, engagement manager at McKinsey & Company, and research officer at the International Monetary Fund; Given that our portfolio represents a wide range of investments in over 450 companies, we may pursue an initial business combination opportunity in any business, industry, sector or geographical location. However, we will likely focus our search on targets that are late-stage technology startups in Asia, or a U.S. technology company with a strong Asia presence or strategy, with enterprise value greater than $1 billion; Warrants callable if stock price >$18.00; Of the proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, $100,500,000, or $115,575,000 if the Representatives over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations and excluding up to $100,000 of interest to pay dissolution expenses, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 21 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations, if any (less up to $100,000 of interest to pay dissolution expenses);
8.45000
1.000
Cantor
James Rhee, SparkLabs
Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1884046/000110465923107437/tm2318774-12_424b4.htm
206
10.310
10.380
0.08450
0.000
15
2024-05-01
QETA
QETAU US Equity
Quetta Acquisition
2023-10-06
2024-07-08
70321520.00
6900000.00
10.192
2023-12-31
0.110
0.174
10.301
10.366
0.001
70.518
0.071
0.136
-0.00790
-0.00304
71
0.07064
0.07606
0.04925
60.00000
0.000
Each unit has an offering price of $10.00 and consists of: (i) one share of common stock, and (ii) one-tenth (1/10) of a right denominated in one share of our common stock, redeemable upon the consummation of the initial business combination; Our efforts to identify a prospective target business will not be limited, although the company intends to prioritize the evaluation of businesses in Asia (excluding China, Hong Kong, and Macau) that operate in the financial technology sector. We shall not undertake our initial business combination with any entity with its principal business operations in China (including Hong Kong and Macau); We have 9 months (or 15 months or up to 21 months if we extend such period as described in more detail in this prospectus) (the Combination Period) from the effectiveness of the registration statement of which this prospectus forms a part to consummate our initial business combination. If we are unable to complete our initial business combination within 9 months (or up to 15 or 21 months, as applicable) from that date, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. If we anticipate that we may not be able to consummate our initial business combination within 9 months from the closing of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend Combination Period up to two times by an additional three months each time for a total of up to 15 months by depositing $600,000 (or $690,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account (the Paid Extension Period). In addition, we will be entitled to an automatic six-month extension to complete a business combination (the Automatic Extension Period) if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination during the Combination Period or Paid Extension Period; Upon consummation of the offering, $10.10 per unit sold to the public in this offering (whether or not the underwriters over-allotment option has been exercised in full or in part) will be deposited into a United-States-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee; We will seek to capitalize on the significant contacts and experience of our management team, including Mr. Hui Chen, our CEO and Director, Mr. Robert L. Labbe, our CFO, and Mr. Brandon Miller, Mr. Daniel M. McCabe, and Mr. Michael Lazar, each a member of our board of directors; Hui Chen has been our Chief Executive Officer and Chairman since May 1, 2023. He has been serving as the Chief Executive Officer and Chairman of Yotta Acquisition Corporation (Nasdaq: YOTA) since December 2021. Mr. Chen is a cross-industry expert in computer science and law. Mr. Chen founded Law Offices of Hui Chen & Associates, PC in 2012, a New York-based law firm. Mr. Chen focuses his practice on patent prosecution, copyright infringement, and other general intellectual property matters. Mr. Chen has also been an adjunct professor at Hofstra University since September 2019, where he instructs multiple undergraduate computer science programming courses in Visual C++. Before joining Hofstra University, Mr. Chen was an adjunct associate professor at John Jay College of Criminal Justice, Pace University, Touro College, and Saint Francis College between 2000 and 2018 and was a full-time professor at Technical Career of Institute, College of Technology from December 2011 to December 2017. Before forming his law office in 2012, Mr. Chen worked for multiple Fortune 500 companies. Mr. Chen worked as an Oracle developer at eBay, Inc. from February 2008 to May 2015; On March 8, 2021, our management co-founded Yotta Acquisition Corporation, a Delaware corporation (Yotta), a special purpose acquisition company incorporated for the purposes of effecting a business combination. On April 22, 2022, Yotta consummated its initial public offering of 11,500,000 units (including 1,500,000 units issued upon the full exercise of the over-allotment option), each unit consisting of one share of common stock and one-tenth (1/10) of one right, for an offering price of $10.00 per unit. On October 24, 2022, Yotta entered into a certain merger agreement (the Merger Agreement) by and among NaturalShrimp Incorporated. By a letter dated August 10, 2023 (the Termination Letter), Yotta informed NaturalShrimp that it was terminating the Merger Agreement. The termination of the Merger Agreement was due to breaches by NaturalShrimp of its obligations thereunder including, but not limited to, NaturalShrimps obligation to share the costs associated with the extension of the deadline by which Yotta must complete an initial business combination. Although the payments were to be shared equally, NaturalShrimp failed to provide its portion despite being notified of its obligation to do so. NaturalShrimp has not responded to the Termination Letter but previously sent a notification that it was terminating the Merger Agreement. Yotta rejected that purported termination as it does not believe NaturalShrimp has a legal basis under the Merger Agreement to terminate it. Moreover, pursuant to Section 10.2(b) of the Merger Agreement, NaturalShrimp was not authorized to terminate the Merger Agreement when it was in breach of its terms. Yotta also included in the Termination Letter a demand for the $3 million termination fee due to it under the terms of the Merger Agreement; In connection with any proposed initial business combination, we will either: (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which stockholders may seek to redeem their shares for that pro rata amount of cash then on deposit in the trust account attributable to those shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination; or (2) provid
2.35000
EF Hutton
Hui Chen, Robert Labbe
Asia (ex China)
Delaware
https://www.sec.gov/Archives/edgar/data/1978528/000182912623006525/quettaacquisitioncop_424b4.htm
206
10.220
10.270
0.03917
1.000
1.250
16
2024-05-01
NNAG
NNAGU US Equity
NNAGW US Equity
99 Acquisition Group
2023-08-16
2024-05-18
76858760.00
7500000.00
10.248
2023-12-31
0.110
0.128
10.358
10.376
0.006
78.375
-0.022
-0.004
0.00886
0.02430
19
-0.00785
-0.34878
75.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock, one redeemable warrant and one right. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share. Each right entitles the holder thereof to receive one-fifth (1/5) of one share of Class A common stock upon the consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $80,800,000 or $92,920,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case) will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; We intend to seek targets with an aggregate combined enterprise value of approximately $75 million to $150 million; We will have 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by an additional three months on two occasions (for a total of up to 15 months to complete a business combination), subject to our sponsor depositing additional funds into the trust account, upon five days advance notice prior to the applicable deadline, $800,000, or $920,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), for each of the available three month extensions, providing a total possible business combination period of 9 months at a total payment value of $1,600,000, or $1,840,000 if the underwriters over-allotment option is exercised in full; If we are unable to consummate our initial business combination within such time period, we will, as promptly as possible but not more than ten business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account, net of taxes payable and liquidation expenses of up to $100,000, and then seek to dissolve and liquidate; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share, without taking into account any interest earned on such funds or additional funds, if any, deposited into the trust account in connection with extensions of the period of time to consummate a business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Feb 14 2024 filed S-4 for Nava Health MD deal; Apr 26 2024 filed S-4/a for Nava Health MD deal;
3.26500
1.000
EF Hutton / Brookline
Hiren Patel
Real Estate
Delaware
Nava Health MD
2024-02-13 00:00
Feb 13 2024 announced a business combination with Nava Health MD, Inc. ("Nava Health"), a vertically integrated, tech-enabled chain of healthcare centers that combines integrative, functional, preventive, and regenerative medicine; Nava Health 2023 Revenues grew approximately 81% driven by significantly increased customer visits and improved location economics; Transaction represents potential equity value of $320 million for Nava Health; Transaction expected to be complete in second quarter 2024, subject to regulatory approvals and other closing conditions;
https://www.sec.gov/Archives/edgar/data/1950429/000121390023069523/f424b40823_99acquisit.htm
257
181
10.450
10.610
0.04353
https://www.sec.gov/Archives/edgar/data/1950429/000121390024013634/ea193040ex99-2_99acquis.htm
1.000
0.220
17
2024-05-01
HYAC
HYAC/U US Equity
HYAC/WS US Equity
Haymaker Acquisition 4
2023-07-26
2025-07-28
237496864.00
23000000.00
10.326
2023-12-31
0.145
0.692
10.470
11.018
-0.002
240.810
-0.010
0.538
-0.00004
0.00378
455
0.04100
0.04180
0.03862
200.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We may pursue an initial business combination target in any industry or geographic region. We intend to focus our search for an initial business combination with a business in the consumer and consumer-related products and services industries; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $202,000,000, or $232,300,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Andrew R. Heyer, our Chief Executive Officer and Executive Chairman, Steven J. Heyer, our President and Andrew Heyers brother, and Christopher Bradley, our Chief Financial Officer. Messrs. Heyers and Heyers careers have centered on identifying and implementing value creation initiatives within the consumer and consumer-related products and services industries. They have combined 75+ year careers in the consumer and consumer-related products and services industries by relying on what we believe to be tried-and-true management strategies: cost management and productivity enhancement, and reinvesting the savings behind product innovation, marketing, channel development, and brand building. Mr. Bradley brings extensive mergers and acquisitions, public equities, structuring and strategy consulting experience to our efforts. The combined experience of our officers includes: Haymaker Acquisition Corp. III, which we refer to as Haymaker III throughout this prospectus, a special purpose acquisition company that completed a $317.5 million initial public offering in March 2021 and completed an initial business combination with BioTE Holdings, LLC in May 2022, becoming biote Corp. (NASDAQ:BTMD), or biote, a differentiated medical practice-building business within the hormone optimization space; Haymaker Acquisition Corp. II, which we refer to as Haymaker II throughout this prospectus, a special purpose acquisition company that completed a $400 million initial public offering in June 2019 and completed its initial business combination in December 2020 with GPM Investments, LLC (GPM), a leading convenience store operator with over 2,900 locations in 33 states, and ARKO Holdings Ltd. (NASDAQ: ARKO) (ARKO Holdings), an Israeli public holding company; and Haymaker Acquisition Corp., which we refer to as Haymaker I throughout this prospectus, a special purpose acquisition company that completed a $330 million initial public offering in October 2017 and completed its initial business combination in March 2019 with OneSpaWorld Holdings Ltd. (OneSpaWorld) (NASDAQ: OSW), an operator of centers offering guests a comprehensive suite of health, fitness, beauty and wellness services, treatments, and products aboard cruise ships and at destination resorts around the world; Warrants redeemable if stock > $18.00; We will have until 24 months from the closing of this offering, or until such earlier liquidation date as our board of directors may approve, to complete an initial business combination; If we are unable to complete our initial business combination within such the completion window, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes paid and payable and up to $100,000 of interest to pay dissolution expenses); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes paid or payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunty to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; In the event that the proceeds in the trust account are reduced below the lesser of (i) $10.10 per share and (ii) the actual amount per public share held in the trust account as of the date of the liquidation of the trust account if less than $10.10 per public share due to reductions in the value of the trust assets, in each case less taxes payable, and our sponsor asserts that it is unable to satisfy its obligations or that it has no indemnification obligations related to a particular claim, our independent directors would determine whether to take legal action against our sponsor to enforce its indemnification obligations;
7.67600
Cantor / William
Andrew Heyer, Steven Heyer
Consumer
Cayman
https://www.sec.gov/Archives/edgar/data/1970509/000110465923084199/tm2314431-15_424b4.htm
278
10.470
10.510
0.03838
0.000
18
2024-05-01
KVAC
KVACU US Equity
KVACW US Equity
Keen Vision Acquisition
2023-07-25
2024-04-29
154823312.00
14950000.00
10.356
2023-12-31
0.145
0.145
10.501
10.501
0.001
157.125
0.001
0.001
0.00086
0.00276
0
130.00000
1.000
Each unit has an offering price of $10.00 and consists of one ordinary share and one redeemable warrant. Each redeemable warrant entitles the holder thereof to purchase one ordinary share at a price of $11.50 per full share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although we currently intend to focus on sourcing opportunities that are in biotechnology, consumer goods, or agriculture, evaluated based on sustainability and environmental, social, and corporate governance (ESG) imperatives; We have 9 months from the closing of this offering to consummate our initial business combination (Combination Period). If we anticipate that we may not be able to consummate our initial business combination within 9 months from the closing of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend Combination Period up to two times by an additional three months each time for a total of up to 15 months by depositing $1,300,000 (or $1,495,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account (the Paid Extension Period). In addition, we will be entitled to an automatic six-month extension to complete a business combination (the Automatic Extension Period) if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination during the Combination Period or Paid Extension Period; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $131,625,000 or $151,368,750 if the underwriters over-allotment option is exercised in full ($10.125 per unit in either case), will be deposited into a trust account in the United States at JPMorgan Chase Bank, N.A., maintained by Continental Stock Transfer & Trust Company acting as trustee; Our sponsor is KVC Sponsor LLC, founded by Keen Vision Capital (BVI) Limited (KVC) and Mr. Jason Wong. Keen Vision Capital (BVI) Limited is a single-family office firm and solely involved in private equity investments founded by Mr. Kenneth K.C. Wong (Mr. Kenneth Wong). Mr. Jason Wong has been dealing in private equity for several decades. We refer to Mr. Kenneth Wong and Mr. Jason Wong as our founders; Mr. Kenneth Wong founded KVC as a single-family office in 2011, investing in non-listed business entities around the world with the potential of being listed on an international stock exchange within a period of 24 to 30 months, which in turn allows KVC to exit its investments within the following six to twelve months. Some of KVCs investee companies have grown to be among the top players in their industries, and some achieved among the largest initial public offerings within their respective categories. Mr. Kenneth Wong is the Chairman and Chief Executive Officer (CEO) of KVC. Mr. Jason Wong is the founder and CEO of Norwich Investment Limited, an investment holding company that is also the sponsor of Tottenham Acquisition I Limited (Nasdaq: TOTA), a $46 million SPAC which has successfully merged with Clene Nanomedicine Inc. (Nasdaq: CLNN), a biopharmaceutical company, valued at $542.5 million in December 2020, with approximately $31.9 million of the IPO funds remaining in the trust account at the closing of the merger. As of July 6, 2023, the market capitalization of CLNN was approximately $64.3 million. He is also the sole director and CEO of Ace Global Investment Limited, which is the sponsor of Ace Global Business Acquisition Limited, a $46 million SPAC listed on Nasdaq (Nasdaq: ACBA), which announced its merger with LE Worldwide Limited, a smart greenhouse solutions provider with a pre-money enterprise value of approximately $150 million, in December 2022; and the sole manager of Soul Venture Partners, LLC, which is the sponsor of Inception Growth Acquisition Limited, a $103.5 million SPAC listed on Nasdaq (Nasdaq: IGTA). Mr. Jason Wong also served as an independent director of DT Asia Investment Limited, a $69 million SPAC previously listed on Nasdaq, which consummated its business combination in July 2016 with China Lending Group (CLG), valued at $193.2 million at the closing of its merger. CLG was subsequently renamed Roan Holdings Group Co., Ltd. (OTC Pink Sheets: RAHGF), and as of July 6, 2023 (approximately six years after the consummation of the business combination), the market capitalization of RAHGF was approximately $0.33 million as a result of change of regulatory regime in the PRC regarding the peer-to-peer lending industry and CLGs subsequent transition of its business from peer-to-peer lending business to financial management, assessment and consulting services, debt collecting services, and financial guarantee services; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination or abstain from voting, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we anticipate that we may not be able to consummate our initial business combination within 9 months from the closing of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend Combination Period up to two times by an additional three months each time for a total of up to 15 months by depositing $1,300,000 (or $1,495,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account. In addition, we will be entitled to an automatic six-month extension to complete a business combination if we have executed a letter of intent, agreement in pri
6.15200
EF Hutton / Brookline
Keen Vision Capital, Jason Wong
ESG
BVI
https://www.sec.gov/Archives/edgar/data/1889983/000121390023059440/f424b40723_keenvisionacq.htm
279
10.510
10.530
0.04732
0.000
19
2024-05-01
NETD
NETDU US Equity
NETDW US Equity
Nabors Energy Transition II
2023-07-14
2025-07-18
315668128.00
30500000.00
10.350
2023-12-31
0.145
0.682
10.495
11.032
0.001
320.402
-0.005
0.532
0.00099
0.00528
445
0.04135
0.04094
0.03730
300.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one Class A ordinary share of the Company at an exercise price of $11.50 per share; The Company intends to identify solutions, opportunities, companies or technologies that focus on advancing the energy transition; specifically, ones that facilitate, improve or complement the reduction of carbon or greenhouse gas emissions while satisfying growing energy consumption across markets globally; Our sponsor, Nabors Energy Transition Sponsor II LLC, a Cayman Islands limited liability company, is an affiliate of Nabors Industries Ltd. (Nabors; NYSE: NBR), which owns and operates one of the worlds largest land-based drilling rig fleets and provides offshore platform rigs and related services in the United States and several international markets. Nabors has a proven history of innovation and a track record of developing and deploying advanced technologies for the energy sector as it has evolved over the 100-plus year history of Nabors and its predecessor entities; Of the proceeds we receive from this offering, the sale of the private placement warrants and the overfunding loans described in this prospectus, $303.0 million, or $348.5 million if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be placed into a U.S.-based trust account, with Continental Stock Transfer & Trust Company acting as trustee, and held in cash or invested only in U.S. government treasury obligation with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act of 1940, as amended (the Investment Company Act), which invest only in direct U.S. government treasury obligations; In March 2021, affiliates of our sponsor formed Nabors Energy Transition Corp. (NETC I), a blank check company formed for substantially the same purpose as our company. Through its initial public offering in November 2021, NETC I raised approximately $276.0 million from the sale of approximately 27.6 million units to public investors, with each unit consisting of one share of Class A common stock and one-half warrant. NETC Is units, Class A common stock and warrants trade on the New York Stock Exchange (the NYSE) under the symbols NETC.U, NETC and NETC.WS, respectively. On February 14, 2023, NETC I announced its agreement to combine with Vast Solar Pty Ltd (Vast), a renewable energy company that has developed next generation concentrated solar power systems to generate, store and dispatch carbon free, utility-scale electricity and industrial heat, and to enable the production of green fuel; Anthony G. Petrello is our President, Chief Executive Officer, Secretary and Chairman. Mr. Petrello has served as Nabors President and Chief Executive Officer since 2011 and as the Chairman of the Board of Nabors since 2012. Mr. Petrello has served as the President, Chief Executive Officer, Secretary and Chairman of NETC I since March 2021; We will have up to 24 months, or such earlier liquidation date as our board of directors may approve, from the closing of this offering to consummate an initial business combination. If we are unable to consummate an initial business combination within such time period, we will redeem 100% of the outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (net of any taxes payable by us and less up to $100,000 of interest to pay dissolution expenses). We expect the pro rata redemption price to be approximately $10.10 per share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest earned on such funds; Warrants redeemable if stock >$18.00; Of the net proceeds of this offering, the sale of the private placement warrants and the overfunding loans described in this prospectus, $303.0 million, or $10.10 per unit (or approximately $348.5 million, or $10.10 per unit, if the underwriters over-allotment option is exercised in full), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee, and held in cash or invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act, which invest only in direct U.S. government treasury obligations; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares (including any securities for which such shares are exchanged in any prior migration or other restructuring) upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares (including any securities for which such shares are exchanged in any prior migration or other restructuring) upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any
9.44000
1.000
Citi / Wells
Anthony Petrello, Nabors Industries
Energy Transition
Cayman
https://www.sec.gov/Archives/edgar/data/1975218/000110465923080070/tm2316123-6_s1a.htm
290
10.505
10.550
0.03147
0.000
20
2024-05-01
BOWN
BOWNU US Equity
Bowen Acquisition
2023-07-12
2024-10-15
71419360.00
6900000.00
10.351
2023-12-31
0.145
0.349
10.495
10.699
0.000
72.312
0.015
0.219
-0.00147
0.02901
169
0.04578
0.04578
-0.02000
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one ordinary share and one right entitling the holder thereof to receive one-tenth of one ordinary share upon the completion of an initial business combination; While our efforts in identifying prospective target businesses will not be limited to a particular geographic region, we intend to focus our search on businesses throughout Asia. However, we will not consummate our initial business combination with an entity or business with China operations consolidated through a variable interest entity (VIE) structure; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $60,600,000 or $69,690,000 if the underwriters over-allotment option is exercised in full ($10.10 per public share in either case), will be deposited into a U.S.-based trust account with Continental Stock Transfer & Trust Company, acting as trustee, approximately $2,050,000, or $2,275,000, if the underwriters over-allotment option is exercised in full, will be used to pay fees and expenses in connection with the closing of this offering, including underwriting discounts and commissions, and an estimated $650,000 will be available for working capital following this offering; Although we are not limited to target businesses in any specific industry or geographic location, we intend to initially focus our search on target businesses in Asia; Our management team is led by our Chairwoman of the Board of Directors, Na Gai, our Chief Executive Officer and Director, Jiangang Luo, our Chief Financial Officer, Dr. Jing Lu, and Independent Director Nominees, Lawrence Leighton, Wei Li and Jun Zhang; Na Gai, our Chairwoman, has served as the executive president for Shenzhen Guoxing Capital Co., Ltd., an asset management and investment company based in China, since September 2015. Ms. Gai also served as a partner of Hunan Zhongsheng Hongcheng Investment Management Partnership (LP), a private equity investment company based in China, from February to May 2017; Jiangang Luo, our Chief Executive Officer, has been the manager of Cleantech Global Limited, an investment consulting firm, since 2014, and the president of Prime Science & Technology, Inc., a computer/software consulting and IT outsourcing company, since 2006. Since 2021, he has also been the president of PNE Limited Partner LLC and Luo & Long General Partner LC, which are special purpose vehicles that were established for the sole purpose of investing in Princeton NuEnergy, a US based cleantech company. From 2011 to 2016, he served as managing partner of Faith Asset Management LLC, a global investment firm focused on the clean energy sector; We will have up to 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our Board of Directors and if requested by our sponsors, extend the period of time we will have to consummate an initial business combination by an additional three months (for a total of up to 18 months from the closing of this offering), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsors or their affiliates or designees, upon five days advance notice prior to the deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full (or $0.10 per share in either case), for the extension, on or prior to the date of the deadline; If we are unable to consummate our initial business combination within such time period, we will, as promptly as possible but not more than 10 business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes (and less up to $100,000 for liquidation and dissolution expenses), and then seek to dissolve and liquidate; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsors have agreed that they will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share;
3.30000
EarlyBirdCapital
Na Gai, Jiangang Luo
Diversified (Asia)
Cayman
Qianzhi BioTech
2024-01-19 00:00
Jan 19 2024 announced a business combination with Shenzhen Qianzhi BioTechnology Co., Ltd (Qianzhi BioTech), a biotech company engaged in development, manufacturing and sales of ozonated health and wellness products in China; NewCo Shareholders will receive an aggregate of 7,246,377 ordinary shares of BOWN and have the right to receive up to an additional 1,400,000 ordinary shares of BOWN upon the achievement of certain earnout targets as provided for in the Merger Agreement; The transaction has been approved by the boards of directors of both BOWN and Qianzhi BioTech and is expected to be consummated in the second or third quarter of 2024, subject to regulatory and stockholder approval by the stockholders of BOWN and NewCo and the satisfaction of certain other customary closing conditions. The majority shareholder of NewCo has agreed to vote in favor of the Merger;
https://www.sec.gov/Archives/edgar/data/1973056/000149315223024297/form424b4.htm
292
191
10.480
10.800
0.05500
1.000
0.126
21
2024-05-01
BUJA
BUJAU US Equity
BUJAW US Equity
Bukit Jalil Global Acquisition 1
2023-06-28
2024-06-30
59884240.00
5750000.00
10.415
2023-12-31
0.146
0.221
10.560
10.636
0.000
60.665
0.010
0.086
-0.00095
0.03216
62
0.04878
0.04854
-0.13456
50.00000
0.500
Each unit consists of one ordinary share, one-half of one redeemable warrant and one right to receive one-tenth of one ordinary share upon consummation of an initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one ordinary share at an exercise price of $11.50 per share; Mr. Seck Chyn Neil Foo is our Chief Executive Officer, Chief Financial Officer, Director and Chairman of the board of director. Since October 2022, Mr. Foo has served as an Executive Director of Sinar Tenaga Engineering Sdn Bhd, a construction and maintenance company. Since 2022, Mr. Foo has served as a corporate advisor of Smile-Link Healthcare Global Berhad (Bursa Malaysia: 03023), a Malaysia-based dental services provider. Since October 2020, Mr. Foo has served as the Managing Director of Fission Capital Sdn Bhd, a business advisory company. Since July 2018, Mr. Foo has served as the Group Chairman and an Independent Director of MCOM Holdings Berhad (Bursa Malaysia: 03022), a Malaysia-based investment holding company focusing on segments including mobile payment solutions, mobile advertising platform and Internet services; We will either (i) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (ii) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer; We will have until 12 months from the consummation of this offering to consummate our initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 12 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination), provided that our sponsor and/or designees must deposit into the trust account for each three months extension, $500,000, or $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,000,000 or $1,150,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within such time period, unless we extend such period pursuant to our amended and restated memorandum and articles of association, we will, as promptly as possible but not more than ten (10) business days thereafter, redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Warrants redeemable if stock >$16.00; An aggregate of $50,750,000 (or an aggregate of $58,362,500 if the over-allotment option is exercised in full), from the proceeds of this offering and the sales of the private units, or $10.15 per unit sold to the public in this offering (regardless of whether or not the over-allotment option is exercised in full or part) will be placed in a trust account in the United States, maintained by CST, acting as trustee pursuant to an agreement to be signed on the date of this prospectus; In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.15 per share), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share;
3.86800
AGP
Chyi Chyi Ooi
Diversified
Cayman
Global IBO
2024-01-11 00:00
Jan 11 2024 entered into a non-binding letter of intent with Global IBO Group; GIBO operates the cross-cultural streaming platform and offers an innovative design engine developed to unleash the creative potential of storytellers and content creators. It provides a suite of advanced AI tools, including AI Script for intuitive scriptwriting, AI Voice for realistic voice synthesis, and AI Image for transforming text to vivid visuals. This platform simplifies the content creation process, making it accessible to creators of all levels;
https://www.sec.gov/Archives/edgar/data/1956055/000192998023000091/bukit_424b4.htm
306
197
10.550
10.900
0.07736
1.000
0.240
22
2024-05-01
ESHA
ESHAU US Equity
ESH Acquisition
2023-06-14
2024-12-16
119068568.00
11500000.00
10.354
2023-12-31
0.112
0.326
10.465
10.680
-0.003
119.255
0.095
0.310
-0.00911
231
0.04766
0.04766
100.00000
0.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock (Class A common stock) and one right. Each right entitles the holder thereof to receive one-tenth (1/10) of one share of our Class A common stock upon the consummation of our initial business combination; While we may pursue an initial business combination target in any business, industry or geographical location, we intend to focus our search on businesses that are focused on the global entertainment, sports and hospitality sectors; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 on any redemptions or stock buybacks by us; Certain members of our management team have consummated initial public offerings for two similarly structured blank check companies. Twelve Seas Investment Company II completed its initial public offering in March 2021, raising $345 million, and trades under the symbol TWLV on The NASDAQ Stock Market. Isleworth Healthcare Acquisition Corp. also completed its initial public offering in March 2021, raising $207 million, and trades under the symbol ISLEW on The NASDAQ Stock Market. On April 26, 2022, Isleworth Healthcare Acquisition Corp. entered into a business combination agreement with Cytovia Holdings, Inc., a biopharmaceutical company empowering natural killer (NK) cells to fight cancer through stem cell engineering and multispecific antibodies, which transaction was terminated in June of 2022. Isleworth Healthcare Acquisition Corp was subsequently wound up; Of the $107.32 million in gross proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, or $122.47 million if the underwriters over-allotment option is exercised in full, $101.5 million ($10.15 per unit), or $116.725 million ($10.15 per unit) if the underwriters over-allotment option is exercised in full, will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee, and the remaining amounts will be used to pay expenses in connection with the closing of this offering (including underwriters discounts and commissions) and for working capital following this offering; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share;
7.32000
1.000
I-Bankers
Allen Weiss, James Francis
Entertainment / Sports / Hospita
Delaware
https://www.sec.gov/Archives/edgar/data/1918661/000121390023049260/f424b40623_eshacq.htm
320
10.370
0.07320
1.000
0.126
23
2024-05-01
IPXX
IPXXU US Equity
IPXXW US Equity
Inflection Point Acquisition II
2023-05-25
2024-11-25
258971520.00
25000000.00
10.359
2023-12-31
0.145
0.399
10.504
10.758
0.000
263.125
-0.016
0.238
0.00202
0.00630
210
0.03957
0.03871
0.03103
220.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $201,000,000, or $231,150,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and held as cash or invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act which invest only in direct U.S. government treasury obligations; We have until the date that is 18 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 18-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of Class A ordinary shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable); If we are unable to complete our initial business combination within 18 months from the closing of this offering, or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the Class A ordinary shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay liquidation expenses); While we may pursue an initial business combination in any industry, sector or geographic region, we intend to focus our search initially on North American and European businesses in disruptive growth sectors, which complements the expertise of our management team; In January 2021, members of our management team founded IPAX, a blank check company formed for substantially similar purposes as our company. IPAX completed its initial public offering in September 2021, in which it sold 32,975,000 units, each consisting of one share of IPAX common stock and on-half of one warrant to purchase one share of IPAX common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $329,750,000. On September 16, 2022, IPAX announced its business combination with Intuitive Machines (LUNR), a diversified space exploration, infrastructure, and services company with marquee contracts supporting NASAs $93 billion Artemis program; Michael Blitzer has been our Chairman and CEO since March 2023, having previously served as co-CEO and director of IPAX from February 2021 to February 2023. Mr. Blitzer is the founder and co-CEO of Kingstown Capital Management, which he founded in 2006 and grew to a multi-billion asset manager with some of the worlds largest endowments and foundations as clients. Over 17 years, Kingstown has invested in public and private equities, SPACs, PIPEs, and derivatives; Peter Ondishin has been our CFO since April 2023, and he was previously an employee of IPAX. Mr. Ondishin has been the CFO of Kingstown Capital Management since August 2020, and he was previously the Controller of Kingstown from April 2019 to August 2020; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer. If we seek shareholder approval, we will complete our initial business combination only if we receive an ordinary resolution under Cayman Islands law, which requires the affirmative vote of at least a majority of the votes cast by the shareholders of the issued shares present in person or represented by proxy and entitled to vote on such matter at a general meeting of the company. The decision as to whether we will seek shareholder approval of a proposed business combination or conduct a tender offer will be made by us, solely in our discretion; We expect the pro rata redemption price to be approximately $10.05 per public share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest or other income earned on such funds; Warrants redeemable if stock >$18.00; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or other similar agreement or business combination agreement (except for the Companys independent auditors), reduce the amount of funds in the trust account to below the lesser of (i) $10.05 per public share;
7.00000
1.000
Cantor
Michael Blitzer, Peter Ondishin
Disruptive Growth
Cayman
https://www.sec.gov/Archives/edgar/data/1970622/000121390023043605/f424b40523_inflectionpoint2.htm
340
10.525
10.570
0.03182
0.000
24
2024-05-01
ALCY
ALCYU US Equity
ALCYW US Equity
Alchemy Investments Acquisition 1
2023-05-05
2024-11-09
120664568.00
11500000.00
10.493
2023-12-31
0.147
0.384
10.639
10.877
0.001
122.360
-0.001
0.237
0.00006
194
0.04228
0.04228
100.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A Ordinary Share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A Ordinary Share at a price of $11.50 per share; While we may pursue an initial business combination opportunity in any business, industry, sector or geographical location, we intend to look at deep technology with a focus on data analytics; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A Ordinary Shares upon the completion of our initial business combination; We have 18 months from the closing of this offering to consummate our initial business combination; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the placement shares described in this prospectus, $101,500,000, or $116,725,000 if the underwriters over-allotment option is exercised in full ($10.15 per share in either case) will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Steven M. Wasserman, our Non-Executive Chairman, Mattia Tomba and Vittorio Savoia, our Co-Chief Executive Officers (co-CEOs), and Harshana Sidath Jayaweera, our Chief Financial Officer; Steven M. Wasserman is the co-founder and managing partner of Alchemy Investment Management, an affiliate of our sponsor, and has been our director since November 19, 2021 and our Non-Executive Chairman since November 2022. Mr. Wasserman has been a principal in MSP Sports Capital, LP., an investment fund specializing in professional sports businesses, since 2019. He served as Vice Chairman of The Roosevelt Investment Group, Inc. an investment advisory firm, from 2018 to 2021 and was previously Chief Executive Officer of Seaport Investment Management, LLC, an investment management firm, from 2015 to 2018 and helped Seaport develop new investment strategies during his tenure; Mattia Tomba is the co-founder and managing partner of Alchemy Investment Management, an affiliate of our sponsor, and has been our director since October 27, 2021 and our co-CEO since November 2022. He has been a founding investor and the head of International Markets at Tradeteq since 2017. He has also been a Partner at M&M Investments Pte. Ltd., a holding company that invests in technology companies globally and provides debt and equity advice since 2016; Vittorio Savoia is the co-founder and managing partner of Alchemy Investment Management, an affiliate of our sponsor, and has been our director since November 19, 2021 and our co-CEO since November 2022. Since 2017, he has been the founder, managing director and CEO of FIDES Holdings, a multi-asset alternative investment firm that is active in real estate, venture capital, private equity, middle-market direct lending, sustainable civil and structural engineering, and facilities & maintenance solutions; We will either (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose at which shareholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination or do not vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (less taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (less taxes payable); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (less taxes payable), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, or any claim by a taxing authority, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share;
4.93000
Cantor
Steven Wasserman, Mattia Tomba, Vittorio Savoia
Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1901336/000110465923056639/tm2136236-14_424b4.htm
360
10.640
0.04930
0.000
25
2024-05-01
GODN
GODNU US Equity
Golden Star Acquisition
2023-05-02
2024-05-04
55632592.00
5303393.00
10.490
2024-04-02
0.033
0.039
10.523
10.529
0.000
56.640
-0.127
-0.121
0.01492
0.04628
5
-0.56531
-0.96161
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one ordinary share, and one right to receive two-tenths (2/10) of an ordinary share upon the consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60,600,000 or $69,690,000 if the underwriters over-allotment option is exercised in full ($10.10 per public share), subject to increase of up to an additional $0.033 per public share per month in the event that our sponsor elects to extend the period of time of up to 12 months to consummate a business combination, as described in more detail in this prospectus, will be deposited into a United States-based account established by VStock Transfer LLC, our transfer agent and maintained by Wilmington Trust, National Association acting as trustee; Our management team is led by Linjun Guo, our Chairman and Chief Executive Officer and Kenneth Lam, our Chief Financial Officer. We believe that the members of our management team and board of directors have valuable and applicable experience for sourcing and analyzing potential acquisition candidates across various industries and on an international basis based upon their professional experience; Mr. Linjun Guo, our Chairman and Chief Executive Officer, is a seasoned international lawyer with substantial experiences in corporate and mergers and acquisitions practice. For more than 20 years Mr. Guo has advised multinational clients in dozens of corporate acquisitions, joint ventures, business restructurings, securities transactions, and dispute resolution. From April 2022 to September 2022, Mr. Guo served as the General Counsel of Green Innocore Electronic & Technology Limited. From September 2019 to December 2021, he served as Director of Legal Affairs in ENN Stock Corporation Limited and Xinzhiwolai Network Technology Limited, where he handles mergers and acquisitions, investments, restructurings, contracts drafting and project review and general legal affairs. From December 2016 to August 2019, Mr. Guo practiced law in Beijing Zhonglun W&D Law Firm; We will have until 9 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve (12) times, each by an additional one month (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $200,000, or $230,000 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case), up to an aggregate of $2,400,000 (or $2,760,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (for an aggregate of 12 months), on or prior to the date of the applicable deadline, for each extension; If we are unable to consummate our initial business combination within the applicable time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares for a pro rata portion of the funds held in the trust account and as promptly as reasonably possible following such redemption, subject to the approval of our remaining shareholders and our board of directors, dissolve and liquidate, subject in each case to our obligations under Cayman Islands law to provide for claims of creditors and the requirements of other applicable law; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share (subject to increase of up to an additional $0.40 per public share in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share; Jan 23 2024 filed PRE14a to reduce the extension fee; Feb 7 2024 filed DEF14a to extend deadline to Feb 4 2025, vote Feb 27, NAV $10.47; Feb 12 2024 extended deadline to Mar 4 2024, added $230k to trust account; Feb 27 2024 GODN postponed amendment vote to Mar 1; Mar 1 2024 GODN postponed amendment vote to Mar 4; Mar 4 2024 GODN postponed amendment vote to Mar 20; Mar 18 2024 GODN postponed amendment vote to Apr 1; Apr 2 2024 GODN stockholders approved extension fee reduction amendment, 1.6 million shares redeemed, 5.3 million shares remain; Apr 5 2024 extended deadline to May 5, added $106k to trust account;
2.80000
Ladenburg
Linjun Guo, Kenneth Lam
Diversified
Cayman
Gamehaus
2023-09-18 00:00
Sept 18 2023 announced a business combination with Gamehaus Inc. (Gamehaus), a mobile game publishing company; The transaction represents a post-combination enterprise value of $500 million for Gamehaus upon closing of the Business Combination; The transaction has been approved by the boards of directors of both Golden Star and Gamehaus and is expected to be consummated in the fourth quarter of 2023 or early 2024, subject to regulatory approvals, the approvals by the shareholders of Golden Star and Gamehaus, and the satisfaction of certain other customary closing conditions, including that the U.S. Securities and Exchange Commission (the SEC) completes its review of the proxy statement/prospectus relating to the proposed Business Combination, and approval by the Nasdaq Stock Market to list the securities of Pubco;
https://www.sec.gov/Archives/edgar/data/1895144/000182912623003084/goldenstar_424b4.htm
363
139
10.680
11.010
0.04667
1.000
0.389
26
2024-05-01
AACT
AACT/U US Equity
AACT/WS US Equity
Ares Acquisition II
2023-04-21
2025-04-27
523038336.00
50000000.00
10.461
2023-12-31
0.146
0.589
10.607
11.050
0.000
531.000
-0.013
0.430
0.00121
0.00875
363
0.04071
0.04071
0.03289
450.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company; Of the proceeds we receive from this offering, the sale of the private placement warrants and the overfunding loans described in this prospectus, $404,000,000, or $464,600,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a trust account at JPMorgan Chase Bank, N.A. and UBS Financial Services Inc. with Continental Stock Transfer & Trust Company acting as trustee and invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds; Ares Acquisition Corporation (AAC), that completed its initial public offering on February 4, 2021 and announced on December 6, 2022, an initial business combination with X-Energy Reactor Company, LLC (X-energy), a leading developer of advanced small modular nuclear reactors and fuel technology for clean energy generation; Our management team is led by David B. Kaplan, our Chief Executive Officer, and Michael J Arougheti, who intend to leverage the resources of Ares to fulfill our corporate mission and also leverage the complementary experience and networks of our independent director nominees; David B. Kaplan serves as Chief Executive Officer and is Co-Chairman of the board of directors of AAC II. Mr. Kaplan is a Co-Founder, Director and Partner of Ares Management Corporation. He is a member of the Ares Executive Management Committee and serves on several Ares Investment Committees including, among others, the Ares Corporate Opportunities and Ares Special Opportunities Investment Committees. Additionally, Mr. Kaplan is the Co-Chairman and Chief Executive Officer of Ares Acquisition Corporation. Mr. Kaplan joined Ares in 2003 from Shelter Capital Partners, LLC, where he was a Senior Principal from June 2000 to April 2003. From 1991 through 2000, Mr. Kaplan was a Senior Partner of Apollo Management, L.P. and its affiliates; Michael J Arougheti serves as Co-Chairman of the board of directors of AAC II. Mr. Arougheti is a Co-Founder, the Chief Executive Officer and President and a Director of Ares Management Corporation. He is a member of the Ares Executive Management Committee and the Ares Enterprise Risk Committee. He additionally serves as Co-Chairman of Ares Capital Corporation, as a director of Ares Commercial Real Estate Corporation and is on the Board of Directors of the Ares Charitable Foundation; If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of Class A ordinary shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable); If we are unable to consummate an initial business combination within the applicable time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay liquidation expenses), divided by the number of then outstanding public shares, subject to applicable law. Assuming we do not deposit additional funds into the trust account to extend the time period in which we are required to consummate our initial business combination, we expect the pro rata redemption price to be approximately $10.10 per public share; Warrants redeemable if stock >$18.00; Of the proceeds we will receive from this offering, the sale of the private placement warrants and the overfunding loans, $404,000,000, or $464,600,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a segregated trust account located in the United States at JPMorgan Chase Bank, N.A. and UBS Financial Services Inc. with Continental Stock Transfer & Trust Company acting as trustee and invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market fund; We will provide our public shareholders with the opportunity to elect to have all or a portion of their Class A ordinary shares redeemed upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned thereon (less taxes payable), divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be approximately $10.10 per public share; We will provide our public shareholders with the opportunity to have all or a portion of their public shares redeemed upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that in the event of a liquidation of the trust account if the company fails to consummate an initial business combination, it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, or any claim by a taxing authority, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share;
12.30000
1.000
Citi / UBS
David Kaplan, Michael Arougheti, Ares
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1853138/000119312523113101/d428850d424b4.htm
374
10.620
10.700
0.02733
0.000
27
2024-05-01
TBMC
TBMCU US Equity
Trailblazer Merger I
2023-03-29
2024-04-01
72477880.00
6900000.00
10.504
2023-12-31
0.113
0.087
10.617
10.591
0.000
74.175
-0.133
-0.159
0.01251
-28
0.21467
0.21467
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one right to receive one-tenth (1/10) of a share of Class A common stock upon the consummation of an initial business combination; We will have twelve (12) months from the closing of this offering to consummate an initial business combination (or up to 18 months, if we extend the time to complete a business combination). If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses. We expect the pro rata redemption price to be approximately $10.20 per share of Class A common stock; Of the proceeds we receive from this offering and the sale of the placement units described in this prospectus, $61,200,000 or $70,380,000 if the underwriters over-allotment option is exercised in full ($10.20 per unit in either case) will be deposited into a trust account in the United States at Raymond James & Associates, Inc., with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Arie Rabinowitz, our Chief Executive Officer and Director, Scott Burell, our Chief Financial Officer, and Yosef Eichorn, our Chief Development Officer. Joseph Hammer currently serves as our Chairman of the Board. Barak Avitbul, Olga Castells, and Patrick Donovan are our independent director nominees; Arie Rabinowitz serves as our Chief Executive Officer and Director. Mr. Rabinowitz is the co-founder of LH Financial Services Corp., a family office service company for a single family. The familys primary investment vehicle is Alpha Capital Anstalt. Mr. Rabinowitz served as Vice President and Chief Investment Officer of LH Financial from inception in 1997 and until 2010. Since 2010 Mr. Rabinowitz has served as Chief Executive Officer of LH Financial; With numerous credible resources pegging the size of the global technology industry at $5 trillion in 2021 combined with managements expertise and experience, we intend to focus our initial business combination efforts on the technology industry; We will have twelve (12) months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our Board of Directors and if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full, (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to liquidate and dissolve. We expect the pro rata redemption price to be approximately $10.20 per share of Class A common stock; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share;
3.63000
LifeSci / Ladenburg
Arie Rabinowitz, Joseph Hammer
Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1934945/000110465923038391/tm234246-6_424b4.htm
397
10.750
0.06050
1.000
0.110
28
2024-05-01
TMTC
TMTCU US Equity
TMT Acquisition
2023-03-28
2024-06-30
64260000.00
6000000.00
10.710
2024-03-04
0.070
0.147
10.780
10.857
0.009
65.645
-0.040
0.037
0.01492
0.01949
62
0.02051
-0.04406
-0.06898
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one of our ordinary shares and one right. Each right entitles the holder thereof to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 5 in order to receive shares for all of your rights upon closing of a business combination; We intend to focus our search initially on target businesses operating in Asia, and we may consummate a business combination with an entity located in China (including Hong Kong and Macau). However, we will not consummate our initial business combination with an entity or business with China operations consolidated through a variable interest entity (VIE) structure; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $61,200,000, or $70,380,000 if the underwriters over-allotment option is exercised in full ($10.20 per public unit, subject to increase of up to an additional $0.30 per share in the event that our sponsor elects to extend the period of time to consummate a business combination by the full nine months, as described in more detail in this prospectus), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by our Chief Executive Officer and Chairman of our Board of Directors, Dr. Dajiang Guo, our Chief Financial Officer, Dr. Jichuan Yang, and our Independent Director nominees, Messrs. James Burns, Chris Constable, and Kenan Gong. A majority of our management team are United States citizens; Dr. Dajiang Guo, Ph.D., our Chief Executive Officer and Chairman, serves as a Managing Director at Revere Securities LLC. Dr. Guo served as a Partner at Tiger Securities, leading the development of the institutional securities business of investment banking, sales and trading from 2019 to 2021. From 2017 to 2019, Dr. Guo served as a Partner at China Bridge Capital, an independent China focused investment bank with expertise in M&A, fund management, real estate and distressed opportunities. From 2016 to 2017, he served as the Chief Strategy Officer at China Renaissance, where he was responsible for strategic planning, international expansion, and strategic investments. Dr. Guo served as the CEO of CITIC Securities International USA, COO at CITICS Investment Banking Division, and Head of CITICS Strategy and Planning, from 2011 to 2016; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 21 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or up to $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,800,000 (or $2,070,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and for dissolution expenses). We expect the pro rata redemption price to be approximately $10.20 per public share (regardless of whether or not the underwriters exercise their over-allotment option) (subject to increase of up to an additional $0.30 per share in the event that our sponsor elects to extend the period of time to consummate a business combination by the full nine months), without taking into account any interest earned on such funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share (subject to increase of up to an additional $0.30 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination, as described in more detail in this prospectus); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Mar 4 2024 filed DEF14a to extend deadline to Dec 30 2024, vote Mar 19, NAV $10.66; Mar 19 2024 adjourned extension vote to Mar 22; Mar 22 2024 adjourned extension vote to Mar 28; Mar 28 2024 p
3.70000
Maxim
Dajiang Guo
Asia
Cayman
eLong Power
2023-12-04 00:00
Dec 4 2023 announced a business combination with eLong Power Holding Limited (eLong Power), a provider of high power battery technologies for commercial and specialty vehicles and energy storage systems; The transaction has been approved by the Board of Directors of both companies and is expected to close in the first half of 2024; TMTC and eLong Power have agreed to work together to pursue commitments for a private placement of equity financings of up to $15 million;
https://www.sec.gov/Archives/edgar/data/1879851/000149315223009338/form424b4.htm
398
251
10.941
10.990
0.06167
1.000
0.280
29
2024-05-01
OAKU
OAKUU US Equity
OAKUW US Equity
Oak Woods Acquisition
2023-03-24
2024-06-28
60765152.00
5750000.00
10.568
2023-12-31
0.148
0.222
10.716
10.790
0.000
61.928
-0.034
0.040
0.00506
0.02653
60
0.02267
0.01117
-0.11081
50.00000
1.000
Each unit consists of one Class A ordinary share, one redeemable warrant, and one right to receive one-sixth (1/6) of a Class A ordinary share upon the consummation of an initial business combination. Each redeemable warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, and each six rights entitle the holder thereof to receive one share of Class A ordinary share at the closing of an initial business combination; Cayman domicile; Although we are not limited to a particular industry or geographic region for purposes of consummating an initial business combination, we intend to focus on businesses that have their primary operations in technology enabled healthcare services industry located in the Asia-pacific region; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes; Whale Bay International Company Limited, a BVI business company, has committed that it will purchase from us an aggregate of 315,000 private placement units, at $10.00 per unit for a total purchase price of $3,150,000 in a private placement that will occur simultaneously with the consummation of this offering; Once the securities comprising the units begin separate trading, the Class A ordinary shares, rights and warrants will be traded on Nasdaq under the symbols OAKUO, OAKUR and OAKUW,; Upon consummation of the offering, $10.175 per unit sold to the public in this offering (whether or not the over-allotment option has been exercised in full or part) will be deposited into a United States-based trust account with Continental Stock Transfer & Trust Company acting as trustee; The funds held in the Trust Account will be invested only in U.S. government treasury bills, bonds or notes with a maturity of 185 days or less, or in money market funds meeting the applicable conditions of Rule 2a-7 promulgated under the Investment Company Act which invest solely in direct U.S. government treasury, so that the Company are not deemed to be an investment company under the Investment Company Act; If the Company is unable to complete the initial Business Combination within the Combination Period, the Company will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the Trust Account including interest earned on the funds held in the Trust Account and not previously released to the Company to pay the Companys taxes (less up to $50,000 of interest to pay dissolution expenses); The sponsor has agreed that it will be liable to the Company if and to the extent any claims by a third party for services rendered or products sold to the Company, or by a prospective target business with which the Company has discussed entering into a transaction agreement, reduce the amount of funds in the Trust Account to below (i) $10.00 per public share; Warrants callable if stock >$18.00; In the event that the Company does not consummate a Business Combination by 12 months from the consummation of the IPO (the Initial Period, which may be extended in up to two separate instances by an additional three months each, for a total of up to 15 months or 18 months, by depositing into the trust account for each three month extension in an amount of $0.10 per unit provided that the Initial Period will automatically be extended to 15 months, and any Extended Period will automatically be extended to 18 or 21 months, as applicable, if the Company has filed (a) a Form 8-K including a definitive merger or acquisition agreement or (b) a proxy statement, registration statement or similar filing for an initial business combination but has not completed the initial business combination during the applicable period), or during any stockholder-approved extension period; Mr. Zheng has served as our Chief Financial Officer since October 3, 2022, and our Chief Executive Officer since February, 2023. Mr. Zheng has over 30 years of extensive practical experience in TMT, investment and financing, manufacturing and fastmoving chain circulation in mainland China, Hong Kong, Taiwan, the United States and Canada. He also possesses successful financing and IPO planning and practical experience in global capital markets for acquisitions, mergers, restructuring and financial public relations of public and private companies, with practical ability and successful cases of market value maintenance; Feb 12 2024 filed PRE14a for Huajin deal; Mar 7 2024 filed PREM14a for Huajin deal;
3.15000
EF Hutton
Lixin Zheng
Tech / Healthcare (Asia)
Cayman
Huajin
2023-08-14 00:00
Aug 14 2023 announced a business combination with Huajin (China) Holdings Limited; The aggregate consideration payable at the closing of the Business Combination (the Closing) to the shareholders of Huajin will be the issuance of such number of shares of Oak Woods Class A Ordinary Shares, par value $0.0001 per share (the Class A Ordinary Shares) as shall be determined by subtracting the Closing Net Debt of Huajin (as defined in the Merger Agreement) from the agreed valuation of $250,000,000, and dividing such difference by $10.00;
https://www.sec.gov/Archives/edgar/data/1945422/000121390023022559/f424b40223_oakwoodsacq.htm
402
143
10.770
11.000
0.06300
1.000
0.210
30
2024-05-01
FORL
FORLU US Equity
FORLW US Equity
Four Leaf Acquisition
2023-03-16
2024-06-22
57619748.00
5421000.00
10.629
2023-12-31
0.115
0.166
10.744
10.795
0.004
58.923
-0.086
-0.035
0.01172
0.00991
54
-0.02161
-0.04533
-0.03373
52.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one redeemable warrant. Each redeemable warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; While we may pursue an initial business combination target in any business or industry, we intend to focus our search on companies in the IoT space or adjacent spaces. IoT refers to the Internet of Things, that is, physical objects (or groups of objects) with sensors, processing ability, software, and other technologies that connect and exchange data with other devices and systems over the Internet or other communications networks, sometimes called smart devices. We will also consider adjacent spaces such as devices, components or software that are used in IoT applications. We intend to target companies in both developing markets (e.g., China and India), and the developed markets (e.g., United States and Europe), however, we affirmatively exclude as an initial business combination target any company whose financial statements are audited by an accounting firm that the United States Public Company Accounting Oversight Board, or the PCAOB, is unable to inspect for two consecutive years beginning in 2021 and any target company with China operations consolidated through a variable interest entity, or a VIE, structure; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination. If we are unable to complete our initial business combination within 12 months (or up to 18 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses). In order to extend the time available for us to consummate our initial business combination, our sponsor, upon at least five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $650,000 or $747,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,300,000 or $1,495,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; We will seek to capitalize on the diverse industry experience of our Chief Executive Officer, Angel Orrantia. Mr. Orrantia is a proven technology executive with a history of investing, acquiring, and building successful companies, while generating attractive stockholder returns. Over the past decade, Mr. Orrantia has created returns for investors while managing secular disruption and cyclical industry risk. Mr. Orrantia has operated and completed transformational cross-border transactions on a global basis; Our broader management team, which includes Coco Kou, our Chief Financial Officer, and Robert de Neve, our Chief Strategy Officer, is comprised of industry leaders with deep roots in Silicon Valley, India, China and broader Asia. Our management team includes proven leaders with a diverse set of experiences and complementary skills, as investors, entrepreneurs, senior executives and transactional professionals; We intend to focus on companies that alone, or through a strategic combination with another company, have an enterprise valuation between $200 million and $300 million; Warrants redeemable if stock >$18.00 per share; Of the net proceeds of this offering and the sale of the placement warrants, $66,950,000, or $10.30 per unit ($76,992,500, or $10.30 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a trust account in the United States with Continental Stock Transfer & Trust Company, LLC acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (i) in connection with a stockholder meeting called to approve the initial business combination; or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of: (i) $10.30 per public share; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the IRA on any redemptions or stock buybacks by us; Mar 22 2024 extended deadline to June 22 2024, added $542k to trust account;
4.64500
1.000
EF Hutton
Angel Orrantia
IoT
Delaware
https://www.sec.gov/Archives/edgar/data/1936255/000119312523075999/d374956d424b4.htm
410
10.869
10.850
0.08933
0.000
31
2024-05-01
SBXC
SBXC/U US Equity
SBXC/WS US Equity
SilverBox III
2023-02-27
2024-09-02
144127664.00
13800000.00
10.444
2023-12-31
0.113
0.231
10.557
10.675
0.000
145.659
0.007
0.125
-0.00015
0.00127
126
0.03464
0.03322
0.02897
120.00000
0.333
Each unit consists of one share of the Companys Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company may pursue an initial business combination in any business or industry but intends to focus its search on a target business in an industry where it believes the expertise of its management team and its advisory group will provide it with a competitive advantage in completing a successful initial business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below calculated as of two business days prior to the consummation of our initial business combination, including interest (net of amounts withdrawn to pay our income and franchise taxes; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the company pursuant to any current, pending or future rules or laws; If we are unable to complete our initial business combination within 18 months from the closing of this offering, the time period to complete an initial business combination can be extended in two ways: (i) our sponsor can extend the time period to complete an initial business combination by an additional three months (for a total of up to 21 months to complete an initial business combination from the closing of this offering) by purchasing additional private placement warrants with an aggregate purchase price of $1,000,000 ($1,150,000 if the over-allotment option is exercised in full) and (ii) our stockholders can also vote at any time to amend our amended and certificate of incorporation to modify the amount of time we will have to complete an initial business combination; If we have not completed our initial business combination within the completion window, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of permitted withdrawals and up to $100,000 of interest to pay dissolution expenses); We have been formed as part of a long-term vision to sponsor a series of special purpose acquisition companies (SPACs). Members of our management team worked together as executive officers or members of the board of directors of Boxwood Merger Corp, which completed its initial business combination with Atlas Technical Consultants, Inc., and as executive officers of members of the board of directors of SBEA, which completed its initial business combination with Black Rifle Coffee Company; Stephen M. Kadenacy, our Chairman and Chief Executive Officer, is a Co-Founder and a Co-Managing Partner of SilverBox Capital. He has been serving as the Chairman of Centerline Logistics Corp, a leading marine oil transportation services firm and ship assist company, since July 2019. Mr. Kadenacy served as the Chief Executive Officer of SBEA until its business combination with BRCC in February 2022 and served as Chairman and CEO of Boxwood Merger Corp until its business combination and remained on the board of directors of the combined company, Atlas Technical Consultants, Inc., until April 2020. Between May 2008 and July 2017, Mr. Kadenacy served in a number of senior leadership roles at AECOM, a large engineering and technical services business, including its President and Chief Operating Officer from September 2015 to July 2017, President and Chief Financial Officer from 2014 to 2015 and Chief Financial Officer from 2011 to 2014; Joseph E. Reece, our Founding Partner, is a Co-Founder and a Co-Managing Partner of SilverBox Capital. Previously, he founded Helena Capital, a merchant bank and a predecessor company of SilverBox Capital, in April 2015 and served as Chief Executive Officer until January 2017, and then again from October 2018. Mr. Reece has been serving as Non-Executive Chairman of Compass Minerals since May 2021, having been a member of the board of directors since 2019; Warrants redeemable if stock >$18.00; Of the net proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, $101.0 million ($10.10 per unit), or $116.15 million if the underwriters option to purchase additional units is exercised in full, will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (net of permitted withdrawals), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; Our sponsor will agree that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below: (1) $10.10 per public share;
5.25000
1.500
CS
Stephen Kadenacy, Joseph Reece, SilverBox Capital
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/1859686/000110465923023872/tm2135716-25_s1a.htm
427
10.555
10.570
0.04375
0.000
32
2024-05-01
DIST
DISTU US Equity
DISTW US Equity
Distoken Acquisition
2023-02-15
2024-11-18
41440980.00
3881692.00
10.676
2023-12-31
0.149
0.402
10.825
11.078
0.001
41.573
0.125
0.378
-0.01066
203
0.06444
0.06265
60.00000
1.000
Each unit that we are offering has a price of $10.00 and consists of one ordinary share, one right and one warrant. Each right entitles the holder thereof to receive one-tenth (1/10) of one ordinary share upon the consummation of an initial business combination, as described in more detail in this prospectus. Each warrant entitles the holder to purchase one ordinary share at a price of $11.50 per share; Upon consummation of the offering, an aggregate of $61,200,000 (or $70,380,000 if the over-allotment option is exercised in full) or $10.20 per unit sold to the public in this offering will be deposited into a United States-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee, with Morgan Stanley acting as investment manager; We will primarily seek to acquire one or more growth businesses with a total enterprise value of between $100 million and $200 million; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $1,800,000 or $2,070,000 if the underwriters over-allotment option is exercised in full, or $0.30 per unit in either case) on or prior to the date of the applicable deadline, for each three month extension; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect the pro rata redemption price to be approximately $10.20 per ordinary share; Warrants redeemable if stock >$18.00; An aggregate of $10.20 per unit sold to the public in this offering (regardless of whether or not the over-allotment option is exercised) will be placed in a United States-based trust account maintained by Continental Stock Transfer & Trust Company; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any general meeting called to approve a proposed initial business combination, each public shareholder will have the right, regardless of whether he is voting for or against such proposed business combination or does not vote at all, to demand that we convert his, her or its shares into a pro rata share of the trust account; Our sponsor has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below (1) $10.20 per share; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.20; Jian Zhang has served as our Chairman and Chief Executive Officer since inception. He has significant experience in designing, developing and operating message platforms and investing in the informational, biological, block-chain and consumer technology industries. He is currently a director of many technology and investment firms, including Yunnan Jimaoxin Information Technology Co., Ltd., Chongqing Wangwang Supply Chain Management Co., Ltd., Shenzhen Zenyi Tonglian Technology Co., Ltd. and Zhuhai Meining Technology Co., Ltd. Since August 2015, he has been the Chief Executive Officer and the Managing Partner of Yunnan Xiaosen Venture Capital Co., Ltd., a fund active in angel-round capital raising for Internet and social media startups; Oct 13 2023 filed PRE14a to extend deadline to Aug 19 2024; Oct 24 2023 filed DEF14a to extend deadline to Nov 18 2024, vote Nov 10, NAV $10.54; Nov 13 2023 announced 3.0 million shares redeemed, NAV $10.57;
5.00000
I-Bankers
Jian Zhang
Tech (Asia)
Cayman
https://www.sec.gov/Archives/edgar/data/1818605/000110465923022398/tm2232867-4_424b4.htm
439
10.710
0.08333
1.000
0.096
33
2024-05-01
MARX
MARXU US Equity
Mars Acquisition
2023-02-13
2024-11-16
21168164.00
2081432.00
10.170
2024-02-01
0.104
0.343
10.274
10.513
0.005
22.417
-0.396
-0.157
0.04824
201
-0.02660
-0.04295
60.00000
0.000
Each unit consists of one ordinary share and one right to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although the Company intends to focus on opportunities in automobiles, healthcare, financial technology, cyber security, cleantech, software, Internet and artificial intelligence, specialty manufacturing and any other related technology innovations market. We have not selected any business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. We will not effectuate an initial Business Combination with a company that is headquartered in the Peoples Republic of China (PRC or China), the Hong Kong Special Administrative Region of China (Hong Kong) or the Macau Special Administrative Region of China (Macau) or conducts a majority of its operations in China, Hong Kong or Macau; Of the net proceeds we receive from this offering and the sale of the private placement units, $61,200,000 or $10.20 per unit ($70,380,000, or $10.20 per unit, if the underwriters over-allotment option is exercised in full) will be deposited into a trust account in the United States, with Continental Stock Transfer & Trust Company acting as trustee; Karl Brenza. Karl Brenza has served as our Chief Executive Officer, Chief Financial Officer and director since shortly after the inception of the Company. He is a citizen of the United States and based in New York, New York. Mr. Brenza has over 25 years of investment banking and financial advisory experience as well as significant operational and technology experience as a corporate executive. He has extensive blank-check/SPAC experience and completed some of the earliest blank-check/SPAC transactions. During his career, Mr. Brenza has completed a vast array of transactions in the areas of strategic advisory assignments, mergers, acquisitions, reverse merger transactions, IPOs, follow-on offerings, SPACs, PIPEs, fairness opinions and private financings of debt and equity. Mr. Brenza is currently serving as Senior Managing Director of Wealth Management Centers, LLC, a financial advisory firm and CFO of Omni Acquisition Corp. Previously, Mr. Brenza served as CFO of First Breach, Inc, an ammunition components company from November 2021 to September 2022. In addition, from August 2018 to November 2021, he was Senior Managing Director, Investment Banking for Paulson Investment Company. From August 2018 to December 2019, he also served as the Head of US Operations for Jerash Holdings US, a NASDAQ-listed manufacturer of outdoor and action garments and sportswear. From 2008 to 2018, Mr. Brenza was Senior Managing Director and Head of the Capital Growth Advisory Group at Maxim Group; Mr. Shanchun Huang has served as our Chairman since shortly after the inception of the Company. He is a citizen of the Republic of Malta and based in London, the United Kingdom. Mr. Huang has over 16 years of experience in the financial service and investment industry. He has provided financing solutions and advice for high-growth companies in China and successfully assisted 37 enterprises to complete fundraising or public offerings in China. Mr. Huang has served as the CEO and director of Future Fintech Group, Inc. a Nasdaq-listed company and a blockchain based e-commerce platform since March 2020. Future Fintech Group Inc. has received a notice of delisting from Nasdaq, that it has until February 27, 2023 to regain compliance with the minimum bid price requirement. As of January 26, 2023, its closing bid price was $0.52; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have until 12 months from the consummation of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three months extension, $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (i)
3.55000
Maxim
Karl Brenza, Shanchun Huang
Diversified (ex China)
Cayman
ScanTech
2023-09-05 00:00
Sept 5 2023 announced a business combination with ScanTech Identification Beam Systems, LLC ("ScanTech"), an innovator of next-generation fixed-gantry computed tomography (CT) screening systems based in Metro-Atlanta, Georgia; Pro forma enterprise value of the combined company is expected to be approximately $149.5 million with cash on hand of approximately $68 million, assuming no redemptions by Mars shareholders; The Business Combination has been unanimously approved by the boards of directors of both ScanTech and Mars and is expected to close in the first quarter of 2024, subject to regulatory and shareholder or member approvals, and other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1892922/000110465923021986/tm236768d1_424b4.htm
441
204
10.770
0.05917
https://www.sec.gov/Archives/edgar/data/1892922/000110465923099289/tm2325654d1_ex99-1.htm
1.000
0.250
34
2024-05-01
BLAC
BLACU US Equity
BLACW US Equity
Bellevue Life Sciences Acquisition
2023-02-10
2024-05-10
37453904.00
3467954.00
10.800
2024-04-26
0.003
0.014
10.803
10.814
0.002
37.211
0.093
0.104
-0.00675
11
0.37625
0.29363
60.00000
1.000
Each unit consists of one share of our common stock, par value $0.0001, one warrant, and one right. Each warrant entitles the holder thereof to purchase one share of common stock at a price of $11.50 per share, subject to adjustment as described in the prospectus. Each warrant will become exercisable 30 days after the consummation of an initial business combination, and will expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation. Each right entitles the holder thereof to receive one-tenth (1/10) of a share of common stock upon the consummation of an initial business combination; Although we are not limited to a particular industry or geographic region for purposes of consummating an initial business combination, we intend to focus our search on companies in the healthcare industry; We will provide the holders of our outstanding shares of common stock that were sold as part of the units in this offering with the opportunity to redeem their shares of common stock upon the consummation of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below, including interest (net of taxes payable); We have 9 months to consummate our initial business combination or such later time period as may be approved by a majority of our stockholders voting on such extension. If we do not consummate our initial business combination within the above time period, we will distribute the aggregate amount then on deposit in the trust account, pro rata to our public stockholders, by way of the redemption of their shares and thereafter cease all operations except for the purposes of winding up of our affairs; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 (the IRA) on any redemptions or stock buybacks by us; Upon consummation of the offering, $10.175 per unit sold to the public in this offering (whether or not the over-allotment option has been exercised in full or part) will be deposited into a United States-based trust account at J.P. Morgan Chase Bank, N.A. maintained by Continental Stock Transfer & Trust Company acting as trustee; Our founding management team is led by Kuk Hyoun (Peter) Hwang, the Founding and Managing Partner of BCM; David J. Yoo, the Chief Financial Officer of BCM; and Jun Chul Whang, General Counsel and Partner of BCM; Warrants redeemable if stock >$16.50; $10.175 per public unit sold in this offering will be placed in a trust account at J.P. Morgan Chase Bank, N.A., maintained by Continental Stock Transfer & Trust Company, acting as trustee; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; If we are unable to complete our initial business combination within 9 months or such other time period as our stockholders may approve from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem 100% of the outstanding public shares (including any public units in this offering or any public units or shares that our initial stockholders or their affiliates purchased in this offering or later acquired in the open market or in private transactions); If we do not complete our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.175; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share; Oct 10 2023 filed PRE14a to extend deadline to Feb 14 2024, vote in Nov; Oct 20 2023 filed DEF14a to extend deadline to Feb 14 2024, note Nov 9, NAV $10.51, 3,432,046 shares redeemed; Feb 13 2024 extended deadline to Mar 13 2024, added $60k to trust account; Apr 11 2024 extended deadline to May 14 2024, added $60k to trust account; Apr 16 2024 filed PRE14a to extend deadline to Nov 14 2024, vote in May; Apr 26 2024 filed DEF14a to extend deadline to Nov 14 2024, vote May 10, NAV $10.80, trust account will not be used to cover potential excise tax;
4.30000
Chardan
Kuk Hyoun (Peter) Hwang, David J Yoo
Biotech
Delaware
OSR Holdings
2023-11-16 00:00
Nov 16 2023 announced a business combination with OSR Holdings after July 11 2023 announced a letter of intent with OSR Holdings, Ltd. ("OSR Holdings"), a global healthcare holding company;
https://www.sec.gov/Archives/edgar/data/1840425/000119312523012151/d143161ds1a.htm
444
279
10.730
0.07167
1.000
0.149
35
2024-05-01
CETU
CETUU US Equity
CETUW US Equity
Cetus Capital Acquisition
2023-02-01
2024-05-03
21686450.00
2058934.00
10.533
2023-12-27
0.117
0.121
10.650
10.654
0.020
22.154
0.100
0.104
0.01032
4
1.44584
50.00000
1.000
Each unit consists of one share of the Companys Class A common stock, one redeemable warrant, and one right. Each warrant entitles the holder thereof to purchase one share of the Companys Class A common stock at a price of $11.50 per share. Each right entitles the holder thereof to receive one-sixth (1/6) of one share of Class A common stock upon consummation of the Companys initial business combination; Company intends to focus its search for a target business in the industrials, information technology and Internet-of-Things industries with an intention to initially prioritize Taiwan; We have nine months from the closing of this offering to consummate our initial business combination. We may by resolution of our board of directors, if requested by our Sponsor, extend the period of time to consummate a business combination by three additional periods of three months each (for a total of up to 18 months to complete a business combination), by depositing into the trust account, with respect to each such three month extension, $500,000, or $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the IRA on any redemptions or stock buybacks by the Company; Our management team is led by Chung-Yi Sun, our Chief Executive Officer, President and the Chairman of our Board of Directors. Mr. Sun has served as our Chief Executive Officer and President, and as the Chairman of our Board of Directors, since June 8, 2022. Mr. Sun has served since January 2022 as Managing Director of AWinner Limited, an investment firm focused on breakthrough Information Technology companies. Mr. Sun has also served since June 2010 as Assistant Vice President of Lite-On Green Technologies, Inc., a Taiwan-based green technology company, where he is responsible for supervising the companys daily operations and personally interacting with venture capital representatives and private investors. Mr. Sun has more than 20 years of experience in the high technology, energy and automobile industries. Since September 2019, Mr. Sun has been a Ph.D. candidate in Culture & Media at Soochow University in Suzhou, China; Warrants callable if stock >$18.00; Of the net proceeds of this offering and the sale of the placement units, $50,875,000, or $10.175 per unit ($58,506,250, or $10.175 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.175 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share; Nov 3 2023 extended deadline to Feb 2 2024, added $575k to trust account; Dec 21 2023 filed PRE14a to extend deadline to Aug 3 2024, vote in Jan; Jan 5 2024 filed DEF14a to extend deadline to Aug 3 2024, vote Jan 31, NAV $10.46; Feb 1 2024 CETU stockholders approved deadline extension to Aug 3 2024, 3.7 million shares (64.2%) redeemed, 2.1 million shares remain; Feb 7 2024 extended deadline to Mar 3 2024, added $50k to trust account; Apr 5 2024 extended deadline to May 3 2024, added $50k to trust account;
2.62500
EF Hutton
Chung-Yi Sun
Tech (ex China)
Delaware
MKD Technology
2023-06-26 00:00
June 26 2023 announced a business combination with MKD Technology; The aggregate consideration to be paid to the shareholders of MKD BVI for the Acquisition Merger is US$230 million (less the amount of Closing Company Debt plus the amount of Closing Company Cash), payable on the Closing Date in the form of a number of newly issued ordinary shares of Pubco valued at $10.00 per share;
https://www.sec.gov/Archives/edgar/data/1936702/000149315223003291/form424b4.htm
453
145
10.760
0.05250
1.000
0.200
36
2024-05-01
ISRL
ISRLU US Equity
ISRLW US Equity
Israel Acquisitions
2023-01-13
2025-01-18
77956968.00
7259615.00
10.738
2024-01-11
0.136
0.467
10.875
11.206
0.000
79.311
-0.035
0.296
0.00460
0.02713
264
0.03765
0.03568
0.00440
125.00000
1.000
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one redeemable warrant. Each warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; If we have not consummated an initial business combination within 12 months from the closing of this offering, we may, at our sponsors option, extend the period of time to consummate a business combination up to two times without shareholder approval, each for an additional three months (for a total of up to 18 months to complete a business combination) (each such three-month period, a Funded Extension Period), so long as our sponsor and/or its affiliates or designees deposit into the trust account: (i) with respect to a single Funded Extension Period, an additional $0.10 per unit (for an aggregate of $1,250,000, or $1,437,500 if the underwriters over-allotment option is exercised in full) (an Extension Payment), and (ii) with respect to two consecutive Funded Extension Periods, an Extension Payment prior to each Funded Extension Period, or $0.20 per unit in the aggregate (for an aggregate of $2,500,000 or 2,875,000 if the underwriters over-allotment option is exercised), upon five days advance notice prior to the applicable deadline pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and American Stock Transfer & Trust Company; If our sponsor does not elect to extend the period of time pursuant to the above extension mechanism, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes which shall not include excise taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Ziv Elul serves as our Chief Executive Officer and a member of our board of directors. Mr. Elul has 16 years of industry and managerial experience with start-up and high-growth technology businesses operating globally, which includes two acquisition transactions and operational experience as the CEO of a publicly traded company. In 2007. Mr. Elul co-founded Inneractive, an independent automated mobile platform with marketplace exchange capabilities and focused on powering video ads. He served as CEO of Inneractive, leading it to outstanding profitability until its acquisition by Fyber N.V. (FSE:FBEN), a global provider of monetization platforms for mobile publishers, in July 2017; Izhar Shay will serve as Chairman of our board of directors. Mr. Shay currently serves as a venture partner at Disruptive AI, an early stage venture capital firm focused on AI investments. He also is the Chairman of Kendago, a leading digital marketing household and is on the Board of Directors of Aquarius Engine (TASE: AQUA, Developer of a Two Sided Free Piston Linear Engine), Tastewise (an AI based consumer insights platform for Food & Beverage innovation) and Equinom (a food-tech company developing non-GMO plant-based ingredients); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (other than excise taxes), if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share; Dec 7 2023 filed PRE14a to extend deadline to Jan 18 2025, vote Jan 8, NAV $10.67; Dec 15 2023 filed PRER14a to extend deadline to Jan 18 2025, vote Jan 8, NAV $10.67; Dec 20 2023 filed DEF14a to extend deadline to Jan 18 2025, vote Jan 8, NAV $10.67; Jan 11 2024 stockholders approved deadline extension to Jan 18 2025, 7.1 million shares (49.5%) redeemed, 7.3 million shares remain, NAV $10.74;
7.25000
BTIG
Ziv Elul, Izhar Shay
Tech (Israel)
Cayman
Pomvom
2023-10-17 00:00
Jan 2 2024 announced a business combination with Pomvom Ltd. (TASE: PMVM), a technology company that develops experiential content to amusement parks and attractions globally, replacing operative physical solutions after Oct 17 2023 announced a non-binding letter of intent for a business combination with Pomvom Ltd.; Total equity value for Pomvom of $125 million USD; Minimum cash condition of $20 million, of which will be a combination of the net amount in ISRLs trust account, together with new money that will be raised; The parties anticipate completing the business combination by the end of Q3 2024, contingent upon satisfying all closing conditions, including shareholder approvals, regulatory consents, and compliance with legal and tax requirements;
https://www.sec.gov/Archives/edgar/data/1915328/000110465923004270/tm228480-13_424b4.htm
472
277
10.925
11.170
0.05800
0.000
37
2024-05-01
ATMC
ATMCU US Equity
ATMCW US Equity
AlphaTime Acquisition
2022-12-30
2025-01-04
51088856.00
4739226.00
10.780
2024-01-04
0.146
0.460
10.926
11.240
0.000
52.226
-0.094
0.220
0.00862
0.01832
250
0.02929
0.02929
0.01501
60.00000
1.000
Each unit consists of one ordinary share, one redeemable warrant and one right, with each right entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination; While we will not be limited to a particular industry or geographic region in our identification and acquisition of a target company, we intend to focus our search on businesses in Asia; Xinfeng Feng, our Chairwoman of the Board of Directors, founded Guowangxin (Shenzhen) Investment Co., Ltd. in 2021 and has served as its Chairman ever since. Mr. Feng founded Guoxing Supply China Management Co., Ltd. in 2020 and served as its Executive President; Dr. Dajiang Guo, Ph.D., our Chief Executive Officer, serves as a Managing Director at Revere Securities LLC. Dr. Guo served as a Partner at Tiger Securities, developing the institutional securities business of investment banking, sales, and trading from 2019 to 2021. From 2017 to 2019, Dr. Guo served as a Partner at China Bridge Capital in financial advisory and private equity; We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our Board of Directors, if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to three times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000 (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; Warrants redeemable if stock > $16.50; Of the net proceeds of this offering and the sale of the private units, $61,080,000 or $10.18 per unit ($70,242,000, or $10.18 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a U.S.-based trust account at Bank of America with American Stock Transfer & Trust Company, acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.18 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.18 per public share; Oct 3 2023 extended deadline to Jan 4 2024, added $690k to trust account; Nov 24 2023 filed PRE14a to extend deadline to Jan 4 2025; Dec 21 2023 extension vote adjourned to Dec 26; Dec 26 2023 extension vote adjourned to Dec 28;
3.70500
Chardan
Xinfeng Feng, Dajiang Guo, Jichuan Yang
Asia
Cayman
HCYC
2024-01-05 00:00
Jan 5 2024 announced a business combination with HCYC Group Company Limited (HCYC); As a result of the Mergers, HCYC shareholders will receive 7,500,000 ordinary shares of PubCo, valued at $75,000,000. The transaction has been approved by the boards of directors of ATMC, HCYC and each Acquisition Entity and is expected to be consummated in early 2024, subject to regulatory approval and respective shareholder approval by the shareholders of ATMC and the shareholders of HCYC and the satisfaction of certain other customary closing conditions; HCYC Asia has been in Hong Kong for a period of thirteen years. HCYC Asia holds a professional insurance brokerage license, allowing it to operate within Hong Kongs insurance sector;
https://www.sec.gov/Archives/edgar/data/1889106/000149315223000114/form424b4.htm
486
371
11.020
11.126
0.06175
1.000
0.106
38
2024-05-01
HSPO
HSPOU US Equity
HSPOW US Equity
Horizon Space Acquisition I
2022-12-22
2024-05-27
59788496.00
5521640.00
10.828
2024-02-21
0.086
0.121
10.914
10.949
0.000
60.324
-0.016
0.019
0.00102
-0.00127
28
0.02321
0.02933
0.06053
60.00000
1.000
Each unit consists of one ordinary share, one full redeemable warrant, and one right to receive one-tenth (1/10) of one ordinary share upon the completion of the Companys initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one ordinary share at an exercise price of $11.50 per share; Upon the closing of the Proposed Public offering, the net proceeds of the Proposed Public Offering and the sale of the private units, $10.175 per unit will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company, acting as trustee, and will be invested only in U.S. government treasury bills with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act which invest only in direct U.S. government treasury obligations; Because of our significant ties to China, we may pursue opportunities in China. Due to the relevant PRC laws and regulations against foreign ownership of and investment in certain assets and industries, known as restricted industries, which including but not limited to, value-added telecommunications services (inclusive of internet content providers), we may have a limited pool of acquisition candidates we may acquire in China; Mr. Mingyu (Michael) Li, our Chief Executive Officer, Chief Financial Officer, Director and Chairman of the board of director. Since March 2022, Mr. Li has served as a director of Lakeshore Acquisition II Corp. (Nasdaq: LBBB), a special purpose acquisition company currently listing on Nasdaq. Since November 2021, Mr. Li has served as the Chief Executive Officer of Hangzhou Qianhe Mingde Enterprise Management Consulting Co., Ltd., namely Horizon Holdings, a company providing consulting services. Since March 2020, Mr. Li has served as the Chief Executive Officer of Hangzhou Qianhe Mingde Equity Investment Co., Ltd., namely Horizon Capital, a private equity firm focusing renewable and AI-driven manufacturing. In Horizon Capital, he has led a number of private equity fundraisings, managed advisory business for cross-border mergers & acquisitions (M&A). Since December 2019, Mr. Li has served as the Chief Executive Officer at Shenzhen Hetai Mingde Capital Management Co., Ltd., a company provide capital management services. From January 2014 to January 2019, Mr. Li served as a Senior Partner at Hejun Capital, a private equity firm specializing in providing capital operation system solutions to high-growth enterprises; We will have until 9 months from the consummation of this offering to consummate our initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 9 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 15 months to complete a business combination), provided that our sponsor or designee must deposit into the trust account for each three months extension, $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,200,000 or $1,380,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within such time period, unless we extend such period pursuant to our amended and restated memorandum and articles of association, we will, as promptly as possible but not more than ten (10) business days thereafter, redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes, and then seek to liquidate and dissolve; If we are unable to consummate our initial business combination within this time period, we will liquidate the trust account and distribute the proceeds held therein to our public shareholders by way of redeeming their shares and dissolve. If we are forced to liquidate, we anticipate that we would distribute to our public shareholders the amount in the trust account calculated as of the date that is two (2) days prior to the distribution date (including any accrued interest net of taxes payable); Warrants redeemable if stock >$16.00; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.175 per share), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes. At any meeting called to approve an initial business combination, public shareholders may elect to convert their share regardless of whether or not they vote to approve the business combination; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with wh
3.52000
Network 1 / Maxim
Mingyu (Michael) Li
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1946021/000192998022000068/hzac_424b4.htm
494
10.925
10.900
0.05867
1.000
0.096
39
2024-05-01
ATMV
ATMVU US Equity
AlphaVest Acquisition
2022-12-20
2024-12-22
50880604.00
4725829.00
10.766
2023-12-31
0.151
0.448
10.917
11.215
0.001
52.031
-0.083
0.215
0.00850
0.00209
237
0.03022
0.02878
0.03894
60.00000
0.000
Each unit consists of one ordinary share and one right, entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination, each holder of a right will automatically receive one-tenth (1/10) of one ordinary share upon consummation of our initial business combination; While the Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company, the Company intends to focus its search on businesses throughout Asia; Pengfei Zheng, our Chairman of the Board of Directors, is an experienced executive in the finance industry with significant experience in capital raising and project management. Mr. Zheng has been serving as the Chairman of Peace Capital Limited, a company principally engaged in private equity investment and asset management, since November 2021. Mr. Zheng is the founder and President of Shenzhen Guoxing Capital, a company that specializes in investments and management, since June 2015; Yong (David) Yan, our Chief Executive Officer, has been a partner at the Shanghai-based V-Stone Capital since January 2014, where he oversees fund raising and private equity investments in FinTech, BlockChain, Big Data, Healthcare and other areas. Prior to joining V-Stone Capital, Dr. Yan was the General Manager and CIO of Hubei Hongtai Industrial Investment Fund, a private equity fund of funds. Previously, Dr. Yan was a Managing Director of Fosun Group, one of the largest private conglomerates in China, where he was in charge of investments in the financial sectors, such as online financial platform, securitization and fin-tech, as well as building an in-house P2P platform; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our Board of Directors and if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 18 months from the closing of this offering), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full, (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; Of the net proceeds of this offering and the sale of the private units, $61,200,000 or $10.20 per unit ($70,380,000, or $10.20 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a U.S.-based trust account at UBS with Continental Stock Transfer & Trust Company, acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Each public shareholder may elect to redeem its public shares irrespective of whether it votes for or against the proposed transaction; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Nov 22 2023 filed PRE14a to extend deadline to Dec 22 2024; Dec 8 2023 filed DEF14a to extend deadline to Dec 22 2024, vote Dec 20, NAV $10.68; Dec 20 2023 adjourned extension vote to Dec 21; Dec 28 2023 ATMV stockholders approved deadline extension to Dec 22 2024, 2.2 million shares (31.5%) redeemed, 4.7 million shares remain, NAV $10.71; Aug 14 2023 announced a business combination with Wanshun Technology Industrial Group Limited (Wanshun), primarily a peer-to-peer marketplace for on-demand rides hailing services in China; The transaction will be structured as a business combination with ATMVs wholly owned subsidiary, AV Merger Sub, and is anticipated to result in ATMV shareholders receiving shares of Wanshun capital stock valued at approximately $300 million; The transaction has been approved by the boards of directors of both ATMV and Wanshun and is expected to be consummated in the fourth quarter of 2023 or early 2024, subject to regulatory approval and respective stockholder approval by the stockholders of ATMV and the stockholders of Wanshun and the satisfaction of certain other customary closing conditions; Upon the closing of the Business Combination, the combined company is expected to operate under the name Wanshun Technology Industrial Group Limited and remain a NASDAQ-listed public company trading under a new ticker symbol. Wanshuns executive management team will continue to lead the combined company. There can be no assurance that the combined company will remain listed on NASDAQ; Mar 25 2024 ATMV / Wanshun deal te
3.90000
EarlyBirdCapital
Pengfei Zheng, Yong (David) Yan
Asia
Cayman
https://www.sec.gov/Archives/edgar/data/1937891/000149315222035994/form424b4.htm
496
11.010
10.940
0.06500
1.000
0.110
40
2024-05-01
PLTN
PLTNU US Equity
PLTNW US Equity
Plutonian Acquisition
2022-11-10
2024-04-30
35206800.00
3262910.00
10.790
2024-04-04
0.024
0.025
10.814
10.815
-0.058
29.954
1.994
1.995
-0.15112
-0.00224
1
10000.00000
50.00000
1.000
Each unit consists of one share of common stock, one redeemable warrant, and one right to receive one-sixth (1/6) of a share of common stock upon the consummation of an initial business combination; The Company is not limited to a particular industry or geographic region for purposes of consummating an initial business combination, although it intends to focus its search for a target business on companies engaged in metaverse technologies, tourism and e-commerce related industries in the Asia-Pacific, or APAC, region. The Company is led by Mr. Wei Kwang Ng as its Chief Executive Officer, Chairman and President, and Ke Wang, its Chief Financial Officer; Wei Kwang Ng, our CEO, has more than 10 years of work experience in American or Singaporean companies. Currently he serves as the chief operating officer of Parcel Santa Pte Ltd, a Singaporean technology company facilitating and value-adding in the logistics space of last mile delivery. Mr. Ng currently also serves the independent director of Redwood Acquisition Corp. (Nasdaq: RWOD). Ke Wang, our CFO, currently serves as the head of quantitative research at Allstate Insurance Company; We will have until nine months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within nine months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to nine times, each by an additional one month (for a total of up to 18 months to complete a business combination). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $165,000, or $189,750 if the underwriters over-allotment option is exercised in full (or $0.033 per public share per month in either case), on or prior to the date of the applicable deadline, for each monthly extension, up to an aggregate of $1,485,000 (or $1,707,750 if the underwriters over-allotment option is exercised in full), or $0.297 per public share (for an aggregate of nine months); We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$18.00; In connection with our redemption of 100% of our outstanding public shares, each holder will receive an amount equal to (1) the number of public shares being redeemed by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.175 per share), which includes the deferred underwriting discounts and commissions, plus a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes (subject in each case to our obligations under Delaware law to provide for claims of creditors); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other fees or taxes, other than franchise and income taxes, that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act on any redemptions or stock buybacks by us; July 13 2023 filed PRE14a to extend deadline to Aug 15 2024, trust account will not be used to cover potential excise tax; July 25 2023 filed DEF14a to extend deadline to Aug 15 2024, vote Aug 8, NAV $10.48, trust account will not be used to cover potential excise tax; Nov 15 2023 extended deadline to Feb 15 2024, added 4210k to trust account; Feb 5 2024 extended deadline to May 15 2024, added $210k to trust account; Apr 4 2024 filed DEFM14a for Big Tree Cloud deal, vote Apr 30, NAV $10.79;
2.45500
EF Hutton
Wei Kwang Ng, Ke Wang
Metaverse (APAC)
Delaware
Big Tree Cloud
2023-10-10 00:00
Oct 10 2023 announced a business combination with Big Tree Cloud International Group Limited ("Big Tree Cloud" or the "Company"), a company devoted to the development, production and sales of personal care products and other consumer goods in China; The Proposed Transaction reflects an initial equity value of approximately US$500 million; The board of directors of both Big Tree Cloud and Plutonian have unanimously approved the Proposed Transaction, which is expected to be completed in the first half of 2024, subject to, among other things, approval by the shareholders of Plutonian and Big Tree Cloud, regulatory approvals and other customary closing conditions, including a registration statement on Form F-4;
https://www.sec.gov/Archives/edgar/data/1929231/000121390022071788/f424b41122_plutonian.htm
536
334
9.180
10.790
0.04910
1.000
0.270
41
2024-05-01
HUDA
HUDAU US Equity
Hudson Acquisition I
2022-10-14
2025-01-18
17478488.00
1603531.00
10.900
2024-03-25
0.034
0.293
10.934
11.193
0.138
21.439
-2.566
-2.307
0.22276
0.19990
264
-0.22828
-0.19721
60.00000
0.000
Each unit consists of one share of common stock and one right to receive one-fifth (1/5) of a share of common stock upon the consummation of an initial business combination; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region except that the Company will not consummate an initial business combination with any entity being based in or having the majority of its operations in China (including Hong Kong and Macau); We are not permitted to use the proceeds placed in the trust account and the interests earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due imposed under the Inflation Reduction Act (IRA) of 2022 (H.R. 5376) on any redemptions or stock buybacks by the Company; We will seek to capitalize on the collective deal making experience and business connections of our management team (the Hudson Team), forged during decades of close teamwork and cooperation. Some of the key members of the Hudson Team, including the CEO Jiang Hui, the senior advisor Pengfei Xie and the independent director Lixin Wu, are graduates of Peking University, one of the most prestigious educational institutions in China; Mr. Jiang Hui, our Chief Executive Officer and Chairman of the Board, is a seasoned financial professional with deep experiences in banking and securities business. He is the Chairman and Chief Executive Officer of Wave Sync Corp. (OTCQB WAYS) since 2021. Prior to that, Mr. Hui held various positions at the New York and London offices of Industrial and Commercial Bank of China (ICBC), Chinas largest financial institution; If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 15 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $900,000, or $1,035,000 if the underwriters over-allotment option is exercised in full ($0.15 per share in either case), on or prior to the date of the applicable deadline, for each of the available three month extensions providing a total possible business combination period of 15 months at a total payment value of $1,800,000, or $2,070,000 if the underwriters over-allotment option is exercised in full; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) without a stockholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; June 23 2023 filed PRE14a to extend deadline to Apr 18 2024, vote in July; July 6 2023 filed DEF14a to extend deadline to Apr 18 2024, vote July 17, NAV $10.46, trust account will not be used to cover potential excise tax; Mar 25 2024 filed PRE14a to extend deadline to Jan 18 2025, vote Apr 15, NAV $10.90Apr 4 2024 filed DEF14a to extend deadline to Jan 18 2025, vote Apr 15; Apr 17 2024 stockholders approved deadline extension to Jan 18 2025, no redemption figures given;
3.40000
Chardan
Jiang Hui
Diversified (ex China)
Delaware
https://www.sec.gov/Archives/edgar/data/1853047/000121390022064385/f424b41022_hudsonacq1corp.htm
563
13.370
13.120
0.05667
1.000
0.210
42
2024-05-01
TENK
TENKU US Equity
TenX Keane Acquisition
2022-10-14
2024-05-18
47068308.00
4312077.00
10.915
2024-01-08
0.142
0.400
11.042
11.300
0.002
48.037
-0.078
0.180
0.00884
0.14197
203
0.02936
0.02604
-0.17894
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one of our ordinary shares and one right as described in more detail in this prospectus. Each right entitles the holder thereof to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 5 in order to receive shares for all of your rights upon closing of a business combination. We will primarily seek to acquire one or more businesses with a total enterprise value of between $200,000,000 and $600,000,000. We intend to focus our search initially on target businesses operating in Asia, excluding companies located or operating in mainland China, Hong Kong or Macau; Mr. Xiaofeng Yuan has served as our Executive Director and Chairman since March 2021, and our Chief Executive Officer since July 2021. Mr. Yuan founded 38Fule Group and served as the Chairman of Xianyang 38Fule from 1992 to 1998. Mr. Yuan also serves as the Chairman of Shaanxi 38Fule Technology Company, a developer, manufacturer, and distributor of health and personal care products in China, since 1999. Mr. Yuan founded 38Fule in 1992 and led the company to become one of the top 100 healthcare companies in China and has personally become an influential leader in the healthcare industry as well; Mr. Taylor Zhang has served as our Chief Financial Officer and Executive Director since March 2021. Mr. Zhang served as our Chief Executive Officer from March 2021 to July 2021. From May 2009 to December 2021, Mr. Zhang served as Chief Financial Officer and executive director of the China XD Plastics Company Limited, where he oversaw CXDCs major financial and capital market matters, including Nasdaq listing, direct equity financing from world class institutional investors and a global bond offering; We will have until 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 18 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or up to $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,800,000 (or $2,070,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and for dissolution expenses), divided by the number of then outstanding public shares, which redemption will completely extinguish public shareholders rights as shareholders (including the right to receive further liquidation distributions, if any), subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect the pro rata redemption price to be approximately $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; July 18 2023 extended deadline to Oct 18 2023, added $660k to trust account; Oct 18 2023 extended deadline to Jan 18 2024, added $660k to trust account; Nov 13 2023 filed S-4 for Citius Oncology deal; Dec 28 2023 filed PRE14a to extend deadline to Nov 18 2024, vote Jan 17; Jan 8 2024 filed DEF14a to extend deadline to Nov 18 2024, vote Jan 17, NAV $10.90; Jan 18 2024 stockholders approved deadline to Nov 18 2024, 2.3 million shares (34.7%) redeemed, 4.3 million shares remain; Jan 30 2024 filed S-4/a for Citius Oncology deal; Apr 29 2024 extended deadline to May 18 2024, added $67k to trust account;
3.70000
Maxim
Xiaofeng Yuan, Taylor Zhang
Asia (ex China)
Cayman
Citius Oncology
2023-10-24 00:00
Oct 24 2023 announced a business combination with Citius Oncology; Citius Oncology will serve as a platform to develop and commercialize novel targeted oncology therapies. The company is seeking approval from the U.S. Food and Drug Administration (FDA) of LYMPHIR for an orphan indication in the treatment of persistent or recurrent cutaneous T-cell lymphoma (CTCL), a rare form of non-Hodgkin lymphoma; Upon closing, pursuant to the terms of the merger agreement, Citius Pharma would receive 67.5 million shares in Citius Oncology at $10 per share and retain majority ownership of approximately 90%; The transaction has been approved by the Board of Directors of both companies and is expected to close in the first half of 2024;
https://www.sec.gov/Archives/edgar/data/1851484/000149315222028441/form424b4.htm
563
375
11.140
12.610
0.06167
https://www.sec.gov/Archives/edgar/data/1851484/000149315223038045/ex99-2.htm
1.000
0.233
43
2024-05-01
SVII
SVIIU US Equity
SVIIW US Equity
Spring Valley Acquisition II
2022-10-13
2025-10-17
158819760.00
14637766.00
10.850
2024-01-17
0.130
0.809
10.980
11.659
0.000
161.308
-0.040
0.639
0.00361
0.01818
536
0.03910
0.03910
0.02895
200.00000
0.500
Each unit consists of one Class A ordinary share of the Company, one right to receive one-tenth of one Class A ordinary share of the Company and one-half of one redeemable public warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, the Company intends to target companies in the sustainability industry, including renewable energy, resource optimization, environmental services, and grid infrastructure, which complement the backgrounds of the Companys management team. The Company is led by its Chief Executive Officer, Chris Sorrells, and Chief Financial Officer, Rob Kaplan. The Companys primary sponsor is an affiliate of Pearl Energy Investment Management, LLC (Pearl), an investment firm that focuses on partnering with experienced management teams to invest in the North American energy and sustainability sectors. Pearl typically targets opportunities requiring $25 million to $150 million of equity capital; Our sponsor has agreed that upon and subject to the completion of the initial business combination, 25% of the Class A ordinary shares then held by the sponsor (as a result of the conversion of the Class B ordinary shares into Class A ordinary shares as described above) shall be considered to be newly unvested shares, which will vest only if the closing price of our Class A ordinary shares on the Nasdaq Global Market (Nasdaq) equals or exceeds $12.50 for any 20 trading days within a 30 trading day period, on or after the first anniversary of the closing of the initial business combination but before the fifth anniversary. Class A ordinary shares, if any, that remain unvested at the fifth anniversary of the closing of the initial business combination will be forfeited; An affiliate of Pearl also formed and sponsored Spring Valley Acquisition Corp. (Spring Valley I), a special purpose acquisition company similar to our company that was formed to consummate an initial business combination. Spring Valley I completed its initial public offering in November 2020, in which it sold 23,000,000 units, each consisting of one Class A ordinary share of Spring Valley I and one-half of one redeemable warrant to purchase one Class A ordinary share of Spring Valley I, for an offering price of $10.00 per unit, generating aggregate gross proceeds of $230,000,000. In December 2021, Spring Valley I announced its plans to consummate a business combination transaction with NuScale Power, LLC, an industry leading provider of proprietary and innovative advanced nuclear small modular reactor (SMR) technology (the NuScale merger). The NuScale merger, which had an enterprise value of approximately $1.9 billion, closed in May 2022; Christopher Sorrells serves as our Chief Executive Officer and as Chairman of our board of directors. Mr. Sorrells served as the Chief Executive Officer and a director of Spring Valley I from its inception in November 2020 until the closing of the NuScale merger in May 2022 at which time Mr. Sorrells began serving as a member of the board of directors of the post-closing company, NuScale Power Corporation. Mr. Sorrells also plans to devote a portion of his time sourcing sustainability-focused investments for Pearls private equity funds. Mr. Sorrells has been an investor, operator, advisor and board member in the Sustainability industry for over 20 years. Mr. Sorrells served as Lead Director and Chairman of the compensation committee for Renewable Energy Group, Inc. (Nasdaq: REGI) until the completion of its merger with Chevron Corporation for $3.1 billion in June 2022; Robert Kaplan serves as our Chief Financial Officer and Vice President of Business Development. Mr. Kaplan served as the Vice President of Business Development of Spring Valley I from its inception in November 2020 until the closing of the NuScale merger in May 2022. Mr. Kaplan has over 20 years of investment banking experience in the Sustainability industry; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest and other income earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our amended and restated memorandum and articles of association will provide that we will have only 15 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may extend the period of time to consummate a business combination one time by an additional three months (for a total of 18 months from the closing of this offering to complete an initial business combination), without submitting such proposed extension to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination for an additional three months, our sponsor or its affiliates or designees must deposit into the trust account $2,000,000 (or up to $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per Class A ordinary share in either case), adjusted proportionately in the case of a p
12.00000
1.000
Citi / Guggenheim
Chris Sorrells, Rob Kaplan
Sustainability
Cayman
https://www.sec.gov/Archives/edgar/data/1843477/000110465922108908/tm216731-35_424b4.htm
564
11.020
11.180
0.06000
1.000
0.130
44
2024-05-01
AQU
AQUNU US Equity
Aquaron Acquisition
2022-10-04
2024-04-30
32348194.00
2930090.00
11.040
2024-04-15
0.014
0.015
11.054
11.055
0.000
32.231
0.144
0.145
-0.00487
1
122.32294
50.00000
0.000
Each unit consists of one share of common stock and one right to receive one-fifth (1/5) of a share of common stock upon the consummation of an initial business combination; We are not permitted to use the proceeds placed in the trust account and the interests earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due imposed under the Inflation Reduction Act (IRA) of 2022 (H.R. 5376) on any redemptions or stock buybacks by the Company; Our efforts to identify a prospective target business will not be limited to any particular industry or geographic region, although we intend to target businesses with a total enterprise value of between $150 million and $300 million; Our Chief Execute Officer, Ms. Yi Zhou, co-founded Ease Consulting in September 2019 and has served as its chief executive officer since then. She is responsible for providing consultancy services to funds including VC funds that are expanding their limited partner base in the U.S. and other countries and advise on fund-raising. Our Chief Financial Officer, Mr. Qingze Zhao is currently working at Wang & Partners Consulting where he conducts research at the corporate strategic level; New energy related companies we intend to focus on range from emerging to established solution providers that effectuate or support electric mobility and motion across a wide range of industries, including but not limited to passenger and commercial transportation, warehouse and logistics, factory automation and other tech-enabled smart environments; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of 12 or 15 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $750,000, or $862,500 if the over-allotment option is exercised in full ($0.15 per share in either case, or an aggregate of $1,500,000, (or $1,725,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.15; Our sponsor, has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; May 30 2023 filed PRE14a to extend deadline to Jan 6 2024; June 7 2023 filed PRER14a to extend deadline to May 6 2024; June 9 2023 filed DEF14a to extend deadline to May 6 2024, vote June 28, NAV $10.41, trust account will not be used to cover potential excise tax; July 3 2023 AQU stockholders approved deadline extension to May 6 2024, 2.5 million shares (45.0%) redeemed, 2.9 million shares remain, $210k added to trust account to extend to Oct 6 2023; Oct 3 2023 extended deadline to Jan 6 2024, added $210k to trust account; Jan 3 2023 extended deadline to Feb 6 2024, added $70k to trust account; Feb 5 2024 extended deadline to Mar 6 2024, added $70k to trust account; Mar 1 2024 extended deadline to Apr 6 2024, added $70k to trust account; Mar 22 2024 filed PRE14a to extend deadline to May 6 2025; Apr 8 2024 extended deadline to May 6 2024, added $70k to trust account; Apr 15 2024 filed DEF14a to extend deadline to May 6 2025, vote Apr 30, NAV $11.04, trust account will not be used to cover potential excise tax;
2.56250
Chardan
Yi Zhou
New Energy
Delaware
Bestpath
2023-03-27 00:00
Mar 27 2023 announced a business combination with Bestpath (Shanghai) IoT Technology Co., Ltd. ("Bestpath" or the "Company"), a pioneer in the technology and application of hydrogen fuel cell powered vehicles in China; The Proposed Transaction reflects an initial equity value of approximately $1.2 billion;
https://www.sec.gov/Archives/edgar/data/1861063/000121390022062033/f424b41022_aquaronacq.htm
573
174
11.000
0.05125
1.000
0.250
45
2024-05-01
QOMO
QOMOU US Equity
QOMOW US Equity
Qomolangma Acquisition
2022-09-30
2024-08-04
9115884.00
837857.00
10.880
2023-11-27
0.150
0.245
11.030
11.125
0.000
9.057
0.140
0.235
-0.01999
0.02988
97
0.08373
0.11422
-0.07558
50.00000
1.000
Each unit consists of one share of common stock, par value $0.0001 per share, one right to receive one-tenth (1/10) of a share of common stock and one redeemable warrant to acquire one share of common stock, at an exercise price of $11.50 per share; Jonathan P. Myers has been Chairman of our Board of Directors and our President and Chief Executive Officer since August 2021. Mr. Myers has extensive experience in business development and corporate finance in various industries and nations. He has served as a partner with responsibility for cross border corporate development and transactions at Ventac Partners, which focuses on ventures in life sciences, since 2008. From May 2001 to March 2006, he served as director of business development at Pain Therapeutics, Inc., which later was renamed Cassava Sciences; We will have until 9 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve times, each by an additional one month (for a total of up to 21 months to complete a business combination). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $166,667, or $191,667 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share per month in either case), up to an aggregate of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (for an aggregate of 12 months); Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the Inflation Reduction Act on any redemptions or stock buybacks by the Company; May 25 2023 filed PRE14a to extend deadline Aug 24 2024, trust account will not be used to cover potential excise tax; June 13 2023 filed DEF14a to extend deadline to Aug 4 2024, vote June 29, NAV $10.41, trust account will not be used to cover potential excise tax; June 29 2023 stockholders approved deadline extension to Aug 4 2024, 2.1 million shares (40.3%) redeemed, 3.1 million shares remain; Aug 4 2023 filed PRE14a to amend charter to allow a business combination with a China-based target; Aug 21 2023 filed DEF14a to amend charter to allow a business combination with a China-based target, vote Sept 12, NAV $10.61, trust account will not be used to cover potential excise tax; Sept 15 2023 stockholders approved Chinese deal amendment, 1.2 million shares (39.1%) redeemed, 1.9 million shares remain; Nov 27 2023 filed DEF14a to reduce extension payment, vote Dec 7, NAV $10.88, trust account will not be used to cover potential excise tax; Dec 11 2023 stockholders approved extension fee reduction, 1.1 million shares (56.2%) redeemed, 838k shares remain;
2.60500
Ladenburg
Jonathan Myers
Diversified (Asia)
Delaware
https://www.sec.gov/Archives/edgar/data/1894210/000121390022061324/f424b40922_qomolangmaacq.htm
577
10.810
11.360
0.05210
1.000
0.136
46
2024-05-01
DMYY
DMYY/U US Equity
DMYY/WS US Equity
dMY Squared Technology Group
2022-09-30
2024-05-29
25012398.00
2338586.00
10.696
2023-11-28
0.147
0.176
10.842
10.871
0.000
24.976
0.162
0.191
-0.01498
-0.00392
30
0.24107
0.24107
0.08332
60.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or geographic region, the Company intends to focus its search for an initial business combination on companies within the professional service industry that provide accounting, legal, financial, advisory or other services to public companies or private companies that are in the process of becoming public companies with enterprise valuations in the range of $500 million to $2 billion. The Company intends to specifically focus on companies that have strong, consistent revenue growth and cash flow; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible Excise Tax or any other fees or taxes that may be levied on the company pursuant to any current, pending or future rules or laws, including without limitation any Excise Tax due under the IRA on any redemptions or stock buybacks by the company; Our management team is spearheaded by Niccolo de Masi, our Co-Chief Executive Officer and Harry L. You, our Co-Chief Executive Officer and Chairman; Niccolo de Masi is an experienced public company chief executive officer and board member with deep expertise in mobile apps and the Internet of Things (IoT), or systems of devices possessing the ability to transfer data to one another without human interaction, having led numerous software and hardware ecosystems. Over the course of his career, Mr. de Masi has consummated over 25 mergers and acquisitions and has raised approximately $1.4 billion in equity to support public and private companies he has led. Mr. de Masi has held leadership positions in five mobile companies, Glu Mobile, Inc. (Nasdaq: GLUU) (Glu), Essential Products, Inc. (Essential), Xura, Inc. (formerly Nasdaq: MESG) (Xura), Hands-On Mobile and Monstermob Group PLC (formerly LSE: MOB) (Monstermob), and was the chief executive officer of Glu and Monstermob before the age of 30; Harry L. You is an experienced executive, chief financial officer and board member with extensive experience with technology companies. Mr. You served as the executive vice president of EMC Corporation (formerly NYSE: EMC) (EMC) in the office of the chairman from 2008 to 2016 until it was acquired by Dell Technologies Inc; Mr. de Masi and Mr. You founded and led dMY Technology Group, Inc. (dMY I), a special purpose acquisition company that raised $230 million in an initial public offering in February 2020. On July 27, 2020, dMY I entered into a definitive agreement to merge with Rush Street Interactive, LP, one of the fastest-growing online casino and sports wagering companies in the United States. The transaction closed in December 2020 and Mr. de Masi and Mr. You have been directors of Rush Street Interactive Inc. since then. Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. II (dMY II), a special purpose acquisition company that raised $276 million in an initial public offering in August 2020. On October 27, 2020, dMY II entered into a definitive agreement to merge with Genius Sports Group Limited, a leading provider of sports data and technology powering the sports, betting, and media ecosystem. The transaction closed in April 2021 and Mr. de Masi and Mr. You have been directors of Genius Sports Limited (NYSE: GENI) since then. In addition, Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. III (dMY III), a special purpose acquisition company that raised $300 million in an initial public offering in November 2020. On March 8, 2021, dMY III entered into a definitive agreement to merge with IonQ, Inc., a Delaware corporation and a leading pure-play hardware and software company in the quantum computing space. The transaction closed in September 2021 and Mr. de Masi and Mr. You have been directors of IonQ, Inc. (NYSE: IONQ) since then. Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. IV (dMY IV), a special purpose acquisition company that raised $345 million in an initial public offering in March 2021. On July 7, 2021, dMY IV entered into a definitive agreement to merge with Planet Labs Inc., a Delaware corporation and a provider of daily data and insights about Earth; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 shares of Class A common stock per warrant; If we anticipate that we may not be able to consummate our initial business combination within 15 months from the consummation of this offering, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times by an additional three-month period each time (for a total of up to 21 months from the closing of this offering; provided, however, that the second three-month period extension may only occur if the execution of a definitive agreement in connection with an initial business combination has been announced prior to such extension). In order for the time available for us to consummate an initial business combination to be extended beyond 15 months, our sponsor or its affiliates or designees, upon no less than five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000 (or $862,500 if the underwriters over-allotment option is exercised in full) ($0.10 per unit in either case), up to an aggregate of $1,500,000 (or $1,725,000 if the underwriters over-allotment option is exercised in full), on or prior to the date of the applicable deadline for each three-month extension; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of t
3.05000
1.000
Needham
Niccolo de Masi, Harry You
Professional Service
Massachusetts
https://www.sec.gov/Archives/edgar/data/1915380/000119312522256637/d530439d424b4.htm
577
10.680
10.800
0.05083
0.000
47
2024-05-01
GLST
GLSTU US Equity
GLSTW US Equity
Global Star Acquisition
2022-09-20
2024-06-22
54852380.00
5147934.00
10.655
2023-12-31
0.115
0.166
10.770
10.822
0.000
56.112
-0.050
0.002
0.01207
54
0.00106
-0.04756
80.00000
1.000
Each unit consists of one share of Class A common stock, one redeemable warrant, and one right to receive one-tenth (1/10) of one share of Class A common stock; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on financial technology (Fintech) and property technology (Proptech) businesses that offer technology solutions, software, services or products to the financial services or real estate industries. The Company intends to initially prioritize the Nordic region and Asia Pacific, especially Southeast Asia as its geographical focus. The Company is led by Anthony Ang, the Companys Chairman and Chief Executive Officer, Nicholas Khoo, the Companys Chief Operating Officer, and Shan Cui, the Companys Chief Financial Officer; We will have until twelve (12) months from the closing of the Proposed Offering to consummate a Business Combination. Alternatively, if there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to nine times by an additional month for a total of up to 21 months, respectively, by depositing into the trust account for each one-month extension $264,000, or $303,600 if the underwriters over-allotment option is exercised in full ($0.033 per unit in either case); Anthony Ang, our Chairman and CEO is a global executive with over 40 years of senior management experience. His broad expertise covers international marketing, investment promotion, manufacturing, and fund management. Mr. Ang started his career at the Singapore Economic Development Board in 1980, and his last position was Regional Director for North America; Nicholas Khoo, our Chief Operating Officers diversified career spans over 20 years within the technology, gaming, fintech, real estate, and consulting industries. Since February 2017, Mr. Khoo has served as a director of AB&MEG Pte. Ltd., an accounting solutions company; Warrants callable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.25 per public share; July 24 2023 filed PRE14a to extend deadline to June 22 2024; Aug 8 2023 filed DEF14a to extend deadline to June 22 2024, vote Aug 22, NAV $10.58, trust account will not be used to cover potential excise tax; Aug 28 2023 stockholders approved deadline extension to June 22 2024, 4.1 million shares (44.0%) redeemed, 5.1 million shares remain, NAV $10.55, added $125k to trust account; Sept 27 2023 extended deadline to Oct 22 2023, added $125k to trust account;
4.56225
EF Hutton
Nicholas Khoo, Shan Cui
Fintech / Proptech
Delaware
K Enter
2023-06-16 00:00
June 16 2023 announced a business combination with K Enter Holdings Inc. (K Enter), a Delaware corporation. K Enter holds contracts to acquire seven diversified entertainment operating companies based in Korea, engaged in the entertainment content and IP creation businesses (the Seven Korean Entities), and K Enter plans to consummate the acquisition of the Seven Korean Entities prior to the closing of the merger; The Seven Korean Entities are known for their dynamic content creation and IP-based business models, and have an estimated combined revenue of approximately US$153 million for the year ended December 31, 2022. Following the closing of the merger agreement, the parent of the combined company will be named K Wave Media Ltd. and we expect that its securities will be listed on The Nasdaq Stock Market; The transaction has been valued at US$610M and is anticipated to be completed in the late fourth quarter of 2023, subject to customary closing conditions and regulatory approvals; Global Star currently has approximately $92 million in trust, which will be available to the combined company upon completion of the merger, assuming no redemptions;
https://www.sec.gov/Archives/edgar/data/1922331/000119312522248279/d316854d424b4.htm
587
269
10.900
0.05703
https://www.sec.gov/Archives/edgar/data/1922331/000182912624002261/globalstaracq_ex99-1.htm
1.000
0.089
48
2024-05-01
EMCG
EMCGU US Equity
EMCGW US Equity
Embrace Change Acquisition
2022-08-09
2024-08-12
55569556.00
5127282.00
10.838
2023-10-03
0.264
0.397
11.102
11.235
0.001
57.716
-0.108
0.025
0.01391
0.06556
105
0.00773
-0.00669
-0.16425
65.00000
1.000
Each unit consists of one ordinary share, one warrant, and one right. Each whole warrant entitles the holder thereof to purchase one ordinary share at a price of $11.50 per share, each holder of a right will automatically receive one-eighth (1/8) of an ordinary share upon consummation of our initial business combination; The Companys efforts to identify a prospective target business will not be limited to a particular business, industry, sector or geographical region, although the Company will not consider or undertake a business combination with an entity or business based in, or with its principal or a majority of its business operations (either directly or through any subsidiaries) in, the Peoples Republic of China (including Hong Kong and Macau), and, for the avoidance of doubt, it will not enter into an agreement for, or consummate its initial business combination with, such an entity or business, or consummate its initial business combination in circumstances where it is the counterparty to a VIE or other arrangement with a China-based entity. The Company is led by Yoann Delwarde, the Companys Chairman of the Board and Chief Executive Officer, and Zheng Yuan, the Companys Chief Financial Officer; Our Chief Executive Officer Yoann Delwarde is the co-founder and CEO of Infinity Growth, a company dedicated to helping clients increase their sales, and has helped nearly 25 companies from dozens of industries in seven countries increase their sales globally. Mr. Delwarde has helped companies ranging from startups to Fortune 500 companies, which means Yoann has a wealth of contacts, so we believe Yoanns unique experience and contacts will help us identify great target companies; While we will give priority to companies in technology, internet, and consumer sectors, we will have no specific industry restriction, and we plan on exploring opportunities in enterprise services, artificial intelligence, culture and media, biotechnology, new consumer brands, blockchain and other areas that show the interest of investors; Warrants redeemable if stock >$18.00; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to six times, each by an additional one month (for a total of up to 18 months to complete a business combination. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $325,000 or up to $373,750 if the underwriters over-allotment option is exercised in full ($0.05 per share in either case) on or prior to the date of the applicable deadline, for each one month extension (or up to an aggregate of $1,950,000 (or $2,242,500 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full six months); In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a general meeting called for such purpose at which shareholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination or do not vote at all, for their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); At any general meeting called to approve an initial business combination, any public shareholder (whether they are voting for or against such proposed business combination or not voting at all) will be entitled to demand that his, her or its ordinary shares be redeemed for a pro rata portion of the amount then in the trust account (initially $10.25 per share, plus any pro rata interest earned on the funds held in the trust account less amounts necessary to pay our taxes); Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.25 per share; July 14 2023 filed PRE14a to extend deadline to Aug 12 2024; July 26 2023 filed DEF14a to extend deadline to Aug 12 2024, vote Aug 9, NAV $10.62; Aug 10 2023 EMCG stockholders approved deadline extension to Aug 12 2024, 1.6 million shares (21.0%) redeemed, 5.8 million shares remain, extended deadline to Sept 12 2023, added $100k to trust account, 1.4 million shares redeemed after reversals; Sept 11 2023 extended deadline to Oct 12 2023, added $100k to trust account; Sept 22 2023 filed PRE14a to do Chinese deal; Oct 3 2023 filed DEF14a to do Chinese deal, vote Oct 20, NAV $10.76; Oct 26 2023 stockholders approved target amendment, 824k shares (13.8%) redeemed, 5.1 million shares remain; Jan 19 2024 extended deadline to Feb 12 2024, added $100k to trust account; Mar 14 2024 extended deadline to Apr 12 2024, added $100k to trust account;
3.42500
EF Hutton
Yoann Delwarde
Diversified (ex China)
Cayman
https://www.sec.gov/Archives/edgar/data/1869601/000119312522217683/d306264d424b4.htm
629
11.257
11.830
0.05269
1.000
0.110
49
2024-05-01
PTWO
PTWOU US Equity
PTWOW US Equity
Pono Capital Two
2022-08-05
2024-11-09
17900000.00
1649416.00
10.852
2024-02-08
0.079
0.268
10.931
11.120
-0.067
23.059
-2.569
-2.380
0.27890
0.37221
194
-0.30569
-0.43054
100.00000
1.000
Each unit consists of one share of Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; It intends to focus its search for a target business addressing a large market opportunity with a company that is driving its growth through technology. Potential industries that fit this focus are enterprise security and operations applications, cloud-based content and digital streaming services, drone technology and service, Artificial Intelligence (AI) companies, consumer healthcare and wellness, biomedical technology, entertainment/gaming companies, distance learning, and e-sports companies. The Company is led by Darryl Nakamoto, Chief Executive Officer, Allison Van Orman, Chief Financial Officer, and Dustin Shindo, Chairman of the Board; Mr. Nakamoto serves as our Chief Executive Officer and Director. He is an entrepreneur and executive with over 20 years of industry experience, including his former role as CFO of a publicly traded company. Since 2017, Mr. Nakamoto serves as President and Owner of Viv, LLC, a successful accounting and finance solutions provider; Mr. Shindo is an entrepreneur, executive, technologist, and a seasoned advisor with more than 25 years of industry experience. Today, Mr. Shindo currently serves as Chief Executive Officer of Pono Capital Corp (NASDAQ: PONO). Mr. Shindo served as the Chief Executive Officer of Junify Corporation from 2017 to July 2022, which operates in California and Japan. Junify offers zero trust network access software (software defined border) to help companies better secure their cloud resources; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of taxes payable and less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our amended and restated certificate of incorporation will provide that we will have 9 months from the closing of this offering, or up to 18 months if we elect to extend the time to complete our initial business combination. If we are unable to complete our initial business combination within such time period, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (net of taxes payable and less up to $100,000 of interest to pay dissolution expenses); If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to nine times, each by an additional one month (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five business days advance notice prior to the applicable deadline, must deposit into the trust account $300,000, or $345,000 if the underwriters over-allotment option is exercised in full ($0.03 per unit in either case), on or prior to the date of the applicable deadline, for each of the available one-month extensions, providing a total possible business combination period of 18 months at a total payment value of $2,700,000, or $3,105,000 if the underwriters over-allotment option is exercised in full ($0.27 per unit in either case); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.25 per public share; Apr 7 2023 filed PRE14a to extend deadline to Feb 9 2024, trust account will not be used to cover potential excise tax; Apr 24 2023 filed DEF14a to extend deadline to Feb 9 2024, vote May 5, NAV $10.41, trust account will not be used to cover potential excise tax; May 9 2023 PTWO stockholders approved deadline extension to Feb 9 2024, 9.6 million shares (83.3%) redeemed, 1.9 million shares remain; Nov 9 2023 filed PREM14a for SBC Medical Group Holdings deal; Dec 29 2023 filed PRE14a to extend deadline to Nov 9 2024; Jan 11 2024 filed PRER14a to extend deadline to Nov 9 2024; Jan 22 2024 filed PRER14a for SBC Medical Group Holdings deal; Jan 23 2024 filed DEF14a to extend deadline to Nov 9 2024, vote Feb 5, NAV $10.87, trust account will not be used to cover potential excise tax; Feb 8 2024 PTWO stockholders approved deadline extension to Nov 9 2024, 273k shares redeemed, 1.6 million shares remain, NAV $10.85;
5.71375
EF Hutton
Darryl Nakamoto, Dustin Shindo
Tech
Delaware
SBC Medical Grou
2023-02-01 00:00
Feb 1 2023 announced a business combination with SBC Medical Group Holdings Incorporated, a Delaware corporation; $1.2 billion enterprise value;
https://www.sec.gov/Archives/edgar/data/1930313/000149315222021662/form424b4.htm
633
180
13.980
15.000
0.05714
0.000
50
2024-05-01
SKGR
SKGRU US Equity
SKGRW US Equity
SK Growth Opportunities
2022-06-24
2024-09-30
109415776.00
10056597.00
10.880
2023-12-29
0.155
0.350
11.035
11.230
-0.001
111.528
-0.055
0.140
0.00500
154
0.03022
0.03022
200.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; We will have 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination) from the closing of this offering to consummate an initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination) from the consummation of this offering, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times by an additional three months each time (for a total of up to 24 months from the closing of this offering), subject to our sponsor or its affiliates or designees depositing additional funds into the trust account; If we are unable to consummate our initial business combination within 18 months from the closing of this offering (or up to 24 months from the closing of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses). In order for the time available for us to consummate an initial business combination to be extended beyond 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination), our sponsor or its affiliates or designees, upon no less than five days advance notice prior to the applicable deadline, must deposit into the trust account $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $4,000,000 or $4,600,000 if the underwriters over-allotment option is exercised in full), on or prior to the date of the applicable deadline for each three-month extension; SK is a leading global conglomerate based in the Republic of Korea (Korea) with breadth and depth across a diverse array of industries spanning multiple continents. A wholly-owned subsidiary of SK is the anchor investor in our sponsor. SK and its affiliated companies operate more than 125 businesses across the energy, life sciences, advanced materials, mobility, and semiconductors industries with over $130 billion in assets globally; Our investment focus is toward transformative businesses that can build industries to deliver future financial and social prosperity. SK Growth Opportunities Corporation was founded to pursue an initial business combination with a company that is involved in developing and/or deploying technologies and products that address and solve ESG-related issues or is operated in a fashion that is consistent with ESG principles; Richard Chin has served as our Chief Executive Officer and director since our inception in 2021. From 2017 to 2021, Mr. Chin served as President at SK hynix and Head of Global Development Group (GDG). Under Mr. Chins leadership, GDG developed and executed inorganic growth strategies for SKs affiliates in the United States, including mergers and acquisitions, strategic investments, and joint venture partnerships; Assuming we do not deposit additional funds into the trust account to extend the time period in which we are required to consummate our initial business combination, we expect the pro rata redemption price to be approximately $10.25 per Class A ordinary share; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account (net of taxes payable) divided by the number of then-outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent public accountants) for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.25 per public share; We have engaged CCM, to provide consulting and advisory services to us in connection with this offering, for which it will receive an advisory fee equal to 0.55% of the aggregate net proceeds of this offering, excluding underwriting compensation. CCM has agreed to defer 63.6% of its fee until the consummation of our initial business combination; Nov 28 2023 filed DEF14a to extend deadline to Sept 30 2024, vote Dec 22, NAV $10.80; Dec 29 2023 stockholders approved deadline extension to Sept 30 2024, 10.9 million shares redeemed, NAV $10.88;
6.60000
1.000
DB
Richard Chin, SK
ESG
Cayman
Webull
2024-02-28 00:00
Feb 28 2024 announced a business combination with Webull Corporation ("Webull" or the "Company"), a leading digital investment platform; Webull Corporation is the owner of the popular Webull platform, which provides a full suite of financial products including in-depth data and analytic tools to 20 million registered users globally; Proposed transaction represents an implied pro forma enterprise value of approximately $7.3 billion for the combined company; The Proposed Transaction does not include a minimum cash condition; Closing H2 2024;
https://www.sec.gov/Archives/edgar/data/1912461/000119312522181647/d252505d424b4.htm
675
614
11.090
0.03300
https://www.sec.gov/Archives/edgar/data/1912461/000119312524049453/d798354dex992.htm
0.000
51
2024-05-01
FLFV
FLFVU US Equity
FLFVW US Equity
Feutune Light Acquisition
2022-06-15
2024-05-21
28165728.00
2604794.00
10.813
2024-03-01
0.057
0.079
10.870
10.892
0.000
28.418
-0.030
-0.008
0.00365
0.03953
22
-0.01259
-0.02750
-0.45698
85.00000
1.000
Each unit issued in the IPO consists of one share of Class A common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of Class A common stock. Each warrant exercisable to purchase one whole share of Class A common stock at a price of $11.50 per share; We are not limited to a particular industry or geographic region for purposes of consummating an initial business combination. We shall not undertake our initial business combination with any company being based in or having the majority of the companys operations in China (including Hong Kong and Macau); If we are unable to complete our business combination within 9 months (or up to 18 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay for taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination up to three times by an additional three-month period each time for a total of up to 18 months to complete a business combination. In order to extend the time available for us to consummate our initial business combination, our sponsor, upon at least five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $850,000, or $977,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $2,550,000 or $2,932,500 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; Mr. Xuedong (Tony) Tian, Chief Executive Officer, Mr. Tian has been our Chief Executive Officer since March 2022 and will be our director immediately prior to or upon the effectiveness of this registration statement. Furthermore, Mr. Tian has served as Managing Director and Head of Capital Markets at US Tiger Securities, Inc. since October 2020. From May 2012 to October 2020, Mr. Tian was the Founder and President of Weitian Group LLC, a corporate advisory and investor relations consultancy. Prior to that, Mr. Tian was a sell-side equity analyst at various investment banks, including as Managing Director covering China at Merriman Capital, Inc. from June 2013 to January 2016; Executive Director and Lead Analyst covering China Industrials and IT Outsourcing at Oppenheimer & Co. Inc. from May 2011 to May 2012; Dr. Lei Xu, Chairwoman and President. Dr. Xu has been our Director and President shortly since our inception and has been our Chairwoman since June 2022. Dr. Xu has served as the Executive President of Boya Foundation, a non-profit educational charity organization since July 2019. She has served as the Chairwoman of Peking University Alumni Association of Southern California (PUAASC) since January 2020; In February 2021, certain member of our sponsor co-founded Fortune Rise Acquisition Corporation, a Delaware corporation (Fortune Rise), a special purpose acquisition company incorporated for the purposes of effecting a business combination. On November 2, 2021, Fortune Rise consummated its initial public offering of 9,775,000 units (including 1,275,000 units issued upon the full exercise of the over-allotment option), each unit consisting of one share of Class A common stock and one-half of one warrant, for an offering price of $10.00 per unit. Its units, Class A common stock and warrants are currently traded on Nasdaq under symbols FRLAU, FRLA and FRLAW, respectively. On April 26, 2022, Fortune Rise executed a definitive merger agreement in connection with its business combination; Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; Mar 20 2023 extended deadline to June 21 2023, added $977.5k to trust account; May 12 2023 filed PRE14a to extend deadline to Dec 21 2023, vote June 16; May 24 2023 filed DEF14a to extend deadline to Mar 21 2024, vote June 16, NAV $10.49, trust account will not be used to cover potential excise tax; July 20 2023 extended deadline to Aug 21 2023, added $100k to trust account; Aug 21 2023 extended deadline to Sept 21 2023, added $100k to trust account; Sept 21 2023 extended deadline to Oct 21 2023, added $100k to trust account; Nov 21 2023 extended deadline to Dec 21 2023, added $100k to trust account; Dec 7 2023 filed S-4 for Thunder Power deal; Dec 21 2023 extended deadline to Jan 21 2024, added $100k to trust account; Jan 19 2024 extended deadline to
4.34250
US Tiger / EF Hutton
Xuedong (Tony) Tian, Lei Xu
Diversified (ex China)
Delaware
Thunder Power
2023-10-27 00:00
Oct 27 2023 announced a business combination with Thunder Power Holdings Limited (Thunder Power or the Company), a technology innovator and manufacturer of premium electric vehicles; The enterprise value of Thunder Power is estimated to be US$400 million, with another potential US$200 million in earnout shares to be released, contingent on the satisfaction of certain performance conditions during the fiscal years ending December 31, 2023 to December 31, 2026; Upon completion of the transaction, Thunder Power is expected to have on its balance sheet up to $53 million in cash (assuming no redemptions by stockholders of Feutune Light Acquisition Corp. and before payment of transaction expenses and deferred underwriting fees) to accelerate research and development and fund the first manufacturing run of the Limited Edition Coupe; The Transaction, which has been approved by the Board of Directors of Thunder Power and the Board of Directors of Feutune Light, is expected to close in 2024, and is subject to approval by Feutune Lights stockholders and other customary closing conditions, including a registration statement on Form S-4, of which the proxy statement/prospectus forms a part (the Registration Statement), being declared effective by the Securities and Exchange Commission (the SEC).;
https://www.sec.gov/Archives/edgar/data/1912582/000121390022033539/ea161734-424b4_feutunelight.htm
684
499
10.910
11.300
0.05109
https://www.sec.gov/Archives/edgar/data/1912582/000121390024023842/ea020189101ex99-1_feutune.htm
1.000
0.140
52
2024-05-01
ACAC
ACACU US Equity
ACACW US Equity
Acri Capital Acquisition
2022-06-10
2024-05-14
20529916.00
1815384.00
11.309
2024-03-08
0.053
0.068
11.362
11.377
0.000
20.332
0.162
0.177
-0.01423
0.02098
15
0.46421
0.46421
-0.37660
75.00000
0.500
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; Although we intend to focus our search on technology-enabled sectors in North America including but not limited to the e-commerce, financial services, educational technology services, or health information service sectors, we are not required to complete our initial business combination with a business in these industries and, as a result, we may pursue a business combination outside of these industries or out of North America (excluding China, Hong Kong and Macau); We will have nine (9) months from the closing of this offering to consummate an initial business combination. If we anticipate that we may not be able to consummate our initial business combination within nine (9) months from the consummation of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend the period of time to consummate a business combination up to nine (9) times by an additional one month each time for a total of up to 9 months by depositing $249,750, or $287,212.5 per month if the underwriters over-allotment option is exercised in full ($0.0333 per share in either case) into our trust account (the Paid Extension Period), affording the Company up to eighteen (18) months to complete our initial business combination. Public stockholders will not be offered the opportunity to vote on or redeem their shares if we choose to make any such paid extension. If we are unable to consummate our initial business combination within the 9-month period (as may be extended as described above), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $50,000 of interest to pay dissolution expenses); Ms. Joy Yi Hua is our Chief Executive Officer, Chief Financial Officer and Chairwoman. Ms. Hua has over 18 years of experience in investment management, hedge fund, private equity and real estate investment around the world. Since June 2016, Ms. Hua has served as the Managing Director of Serene View Capital LLC, an investment management and consulting firm. In June 2018, Ms. Hua founded Cohere Education LLC, an online education start-up engaged in the distribution of STEAM curriculum and programs to K-12 and college students in the U.S. and China; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Dec 30 2022 filed PRE14a to amend extension payment, vote Jan 24; Jan 12 2023 filed DEF14a to increase monthly extension payment from $0.0333 (4% yield) to $0.0625 (7.5% yield), vote Jan 26, NAV $10.29; Feb 10 2023 stockholders approved deadline extension, 5.0 million shares (57.8%) redeemed, 3.6 million shares remain; Mar 14 2023 extended deadline to Apr 14 2023, added $228k to trust account; Apr 12 2023 ACAC extended deadline to May 14 2023, added $228k to trust account; May 11 2023 extended deadline to June 14 2023, added 4228k to trust account; May 24 2023 filed PRE14a to extend deadline to Apr 14 2024, vote July 11; June 7 2023 filed DEF14a to extend deadline to Apr 14 2024, vote July 11, NAV $10.78, trust account will not be used to cover potential excise tax; June 12 2023 ACAC extended deadline to July 14 2023, added $228k to trust account; Sept 12 2023 extended deadline to Oct 14 2023, added $75k to trust account; Oct 12 2023 extended deadline to Nov 14 2023, added $75k to trust account; Nov 13 2023 extended deadline to Dec 14 2023, added $75k to trust account; Dec 12 2023 extended deadline to Jan 14 2024, added $75k to trust account; Jan 11 2024 extended deadline to Feb 14 2024, added $75k to trust account; Feb 14 2024 extended deadline to Mar 14 2024, added $75k to trust account; Feb 26 2024 filed PRE14a to extend deadline to Jan 14 2025, vote Apr 9; Mar 8 2024 filed DEF14a to extend deadline to Jan 14 2024, vote Apr 9, NAV $11.24; Mar 13 2024 extended deadline to Apr 14 2024, added $75k to trust account; Apr 10 2024 stockholders approved deadline extension to Jan 14 2024, 1.4 million shares redeemed, 1.8 million shares remain, extended deadline to May 14 2024, added $50k to trust account;
4.79000
1.000
EF Hutton
Joy Yi Hua
Diversified
Delaware
Foxx
2024-02-20 00:00
Feb 20 2024 announced a business combination with Foxx Development Inc. (Foxx), a Texas based consumer electronics and integrated Internet-of-Things (IoT) solution company; Foxx, established in 2017 as a Texas incorporated company, is a consumer electronics and integrated Internet-of-Things (IoT) solution company catering to both retail and institutional clients. With robust research and development capabilities and a strategic commitment to cultivating long-term partnerships with mobile network operators, distributors and suppliers around the world, FOXX currently sells a diverse range of products including mobile phones, tablets and other consumer electronics devices throughout the United States, and is in the process of developing and distributing end-to-end communication terminals and IoT solutions; As provided in the Business Combination Agreement, the merger consideration is $50,000,000, payable by newly-issued common stock of the Combined Company valued at $10.00 per share, among which 500,000 shares will be deposited into an escrow account (i) to be released to the shareholders of Foxx immediately prior to the closing (the Foxx Stockholders) if, within one year of the Business Combination Agreement, the Affordable Connectivity Program managed by the U.S. Federal Communication Commission is reauthorized by the U.S. Congress with funding of no less than $4 billion in total for the reauthorized period, or (ii) otherwise to be cancelled without consideration. Additional up to 4,200,000 shares of common stock may be issued to Foxx Stockholders upon achievement of certain financial performance milestones of the Combined Company for the fiscal years ending June 30, 2024 and June 30, 2025; The boards of directors of both Acri and Foxx have unanimously approved the Proposed Transaction, which is expected to be completed in the second quarter of 2024, subject to, among other things, approval by the Acri stockholders and the Foxx stockholders respectively, and satisfaction (or waiver, as applicable) of the conditions provided in the Business Combination Agreement, including regulatory approvals and other customary closing conditions, including a registration statement in connection with the Proposed Transaction being declared effective by the U.S. Securities and Exchange Commission (the SEC) and the listing application being approved by the Nasdaq Capital Markets LLC;
https://www.sec.gov/Archives/edgar/data/1914023/000121390022032252/f424b40622_acricapitalacq.htm
689
620
11.200
11.600
0.06387
0.000
53
2024-05-01
MCAC
MCACU US Equity
MCACW US Equity
Monterey Capital Acquisition
2022-05-11
2024-05-07
80560328.00
7238125.00
11.130
2024-04-12
0.017
0.025
11.147
11.155
0.000
81.357
-0.083
-0.075
0.00834
8
-0.26346
80.00000
1.000
Each unit consists of one share of Class A common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of Class A common stock upon consummation of the Companys initial business combination. Each warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While it may pursue an initial business combination target in any business, industry, or geographical location, the Company intends to focus its search on businesses in the clean transition sector. The Company is led by Bala Padmakumar, the Companys Chief Executive Officer and Chairman of the Board, Vivek Soni, the Companys Executive Vice President and Director, and Daniel Davis, the Companys Chief Financial Officer; If we are unable to complete our initial business combination within 12 months, or if we decide to extend the period of time to consummate our business combination up to two times by an additional three months each time, at $0.10 per extension, for a total of $0.20 aggregate in trust, within 18 months (the extension option), from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Up to ten qualified institutional buyers or institutional accredited investors which are not affiliated with us, our sponsor, our directors or any member of our management, and which we refer to as the anchor investors throughout this prospectus, have each expressed to us an interest in purchasing up to 990,000 units in this offering at the offering price of $10.00, and such allocations will be determined by the underwriters. The anchor investors as a group may purchase no more than 9,900,000 units in the aggregate (or 11,385,000 units in the aggregate if the underwriters over-allotment option is exercised in full), up to 99.0% of the units issued in this offering. Such amounts will be allocated among the anchor investors proportionally based on their expression of interest. In connection with the closing of this offering our sponsor will sell 75,000 founder shares to each anchor investor at their original purchase price of approximately $0.009; Mr. Padmakumar, our Chief Executive Officer and the Chairman of our board of directors since September 2021, is a broad based entrepreneur and technologist with a strong background in strategic partnerships, product and business development, technology and operations, private equity, and venture capital environments. Since August 2020, Mr. Padmakumar has been a partner at Advantary LLC, where he specializes in business development and advises on strategic matters. Since January 2021, he has been actively partnering with the Asia practice of FocalPoint Partners LLC, a boutique investment bank on deal flow diligence in the clean transition space in Asia; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; May 10 2023 extended deadline to Aug 13 2023, aded $920k to trust account; Aug 17 2023 extended deadline to Nov 13 2023, added $920k to trust account; Sept 29 2023 filed PRE14a to extend deadline; Oct 11 2023 filed DEF14a to extend deadline to May 13 2024, vote Nov 6, NAV $10.59, trust account will not be used to cover potential excise tax; Oct 12 2023 filed DEFR14a to extend deadline to May 13 2024, vote Nov 6, NAV $10.67; Dec 21 2023 filed S-4 for ConnectM deal; Feb 12 2024 filed S-4/a for ConnectM deal, NAV $10.96; Mar 25 2024 filed S-4/a for ConnectM deal, NAV $11.10;Apr 2 2024 filed PRE14a to extend deadline to Nov 13 2024; Apr 12 2024 filed DEF14a to extend deadline to Nov 13 2024, vote May 7, NAV $11.13; Apr 15 2024 filed S-4/a for ConnectM deal;
3.20000
1.000
EF Hutton
Bala Padmakumar
Sustainability
Delaware
ConnectM
2023-01-03 00:00
Jan 3 2023 announced a business combination with ConnectM Technology Solutions, Inc. ("ConnectM"), a vertically integrated clean energy technology and solutions provider for buildings (residential and light commercial) and all-electric OEMs; Transaction values ConnectM at an implied pre-money equity valuation of $145 million; ConnectM expects to conclude 2022 with positive Adjusted EBITDA in Q3 and Q4; Transaction expected to provide ConnectM with access to capital to fund additional growth initiatives and customer acquisition strategy; Closing of the Transaction does not have a minimum cash condition; The Merger has been approved unanimously by the boards of directions of both MCAC and ConnectM and is expected to close in the second quarter of 2023,subject to review and approval by the U.S. Securities and Exchange Commission ("SEC") of the registration statement on Form S-4 to be filed with the SEC, regulatory and stockholder approvals and other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1895249/000110465922059542/tm2133135-7_424b4.htm
719
237
11.240
0.04000
1.000
0.120
54
2024-05-01
GBBK
GBBKU US Equity
GBBKW US Equity
Global Blockchain Acquisition
2022-05-10
2024-05-07
26407360.00
2429380.00
10.870
2024-03-27
0.032
0.040
10.902
10.910
0.001
26.325
0.082
0.090
-0.00605
8
0.45938
0.36309
150.00000
1.000
Each unit consists of one share of common stock, one right, and one redeemable warrant. Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination. Each warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business, industry or geographical location, it intends to focus its search on businesses that are focused on blockchain related technology, economy, industries, and solutions; Dr. Metcalf has served as Chairman of the company since May 9, 2022. Dr. Metcalf is a General Partner & Managing Director at Global Blockchain Ventures and a technology specialist. He has over 20 years experience in the design and research of web-based and mobile technologies converging to enable learning and health care; Dr. Hooper serves as Chief Executive Officer of the company and is responsible for the companys management and growth strategy. Dr. Hooper is a General Partner & Managing Director at Global Blockchain Ventures, a venture capital fund specializing in growth companies using blockchain technology; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will have until the end of the combination period to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within the combination period, we may, by resolution of our board if requested by our sponsor, extend the period of time to combination up to two times, each by an additional three months, subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $1,500,000, or $1,725,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $3,000,000 (or $3,450,000 if the underwriters over-allotment option is exercised in full), or approximately $0.20 per share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; July 11 2023 filed PRE14a to extend deadline to May 12 2024, vote Aug 8; July 21 2023 filed DEF14a to extend deadline to May 12 2024, vote Aug 8, NAV $10.45, trust account will not be used to cover potential excise tax; Mar 27 2024 filed PRE14a to extend deadline to Nov 12 2024, vote May 7, NAV $10.87; Apr 26 2024 filed DEF14a to extend deadline to Nov 12 2024, vote May 7, NAV $10.87;
6.25000
1.000
I-Bankers
David Metcalf, Max Hooper
Blockchain
Delaware
Cardea
2023-08-17 00:00
Aug 17 2023 announced a business combination with Cardea Corporate Holdings, Inc. ("Cardea"), an emerging global wealth management firm; The transaction reflects an implied pro-forma enterprise valuation for Cardea of approximately $175 million; Upon completion of the transaction, GBBK will be renamed Cardea Capital Holdings, Inc. and will be listed on The Nasdaq Stock Market LLC (Nasdaq). The transaction is expected to provide Cardea with financing to fund its growth strategy globally. Cardea aims to create value through aggregation and integration, bringing new and innovative wealth management solutions to acquisitions as they are integrated; The boards of directors of GBBK and Cardea both unanimously approved the proposed business combination. The closing of the transaction is subject to approval by Cardeas stockholders and GBBKs stockholders, and is subject to other customary closing conditions, including but not limited to GBBKs receipt of a fairness opinion supporting the implied pro-forma enterprise valuation of Cardea. It is currently anticipated that the transaction will close by the end of the first quarter of 2024;
https://www.sec.gov/Archives/edgar/data/1894951/000121390022025584/f424b40522_globalblockchain.htm
720
464
10.836
0.04167
1.000
0.090
55
2024-05-01
IVCA
IVCAU US Equity
IVCAW US Equity
Investcorp India Acquisition
2022-05-10
2024-08-12
108031744.00
9789446.00
11.036
2023-12-31
0.154
0.290
11.190
11.325
0.002
110.327
-0.050
0.085
0.00715
105
0.02656
0.01710
225.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue a business combination target in any business, industry or geographical location, it intends to focus its search for a target located in India in industries the Company expects to have a high-potential for growth and for generating strong returns for its shareholders; Founded in 1982, Investcorp Group is a leading global alternative asset investment manager for individuals, families and institutional investors primarily in the GCC region, the U.S., Europe, Asia and India. Investcorp Groups business is spread across eleven offices in Bahrain, London, New York, Abu Dhabi, Riyadh, Doha, Singapore, Mumbai, Switzerland, Luxembourg and Beijing; Investcorp Group offers a broad platform of alternative investment products across five main lines of business, namely, (i) Private Equity Investment, (ii) Absolute Return Investments, (iii) Real Estate Investment, (iv) Credit Management Investment and (v) Strategic Capital Investments. Over its 40-year history, the Investcorp Group has raised approximately $56 billion, made acquisitions of approximately $77 billion. Since its inception, the Investcorp Groups assets under management (AUM) has increased from $50 million to $40 billion as of December 31, 2021; Nikhil Kalghatgi, our Principal Executive Officer and Director, has been the Head of Alternative Investments at S.P. Hinduja Banque Privee since early 2020. He is currently serving as Advisor to Founder SPAC, a blank check company with focus on the technology sector. He was previously a Partner at CoVenture primarily investing in high-yield asset-backed credit opportunities and creating quantitative trading strategies; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the completion of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension (of which there may be no more than two such extensions) $2,250,000 or $2,587,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline. Any such payments would be funded from the proceeds of a non-interest bearing loan between our sponsor and us; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.30 per public share; July 7 2023 filed PRE14a to extend deadline to May 12 2024; July 19 2023 filed DEF14a to extend deadline to May 12 2024, vote Aug 11, NAV $10.68;
14.40000
1.000
CS
Nikhil Kalghatgi, Investcorp Group
India
Cayman
https://www.sec.gov/Archives/edgar/data/1852889/000119312522146377/d159165d424b4.htm
720
11.270
0.06400
0.000
56
2024-05-01
RENE
RENEU US Equity
RENEW US Equity
Cartesian Growth II
2022-05-06
2024-05-10
174852192.00
15870561.00
11.017
2023-12-31
0.154
0.168
11.172
11.186
0.001
177.909
-0.028
-0.014
0.00344
11
-0.04150
-0.06947
200.00000
0.333
Each unit consists of one Class A ordinary share and one-third of one redeemable warrant, with each whole warrant entitling the holder to purchase one Class A ordinary share at a price of $11.50 per share; The Company is led by Chairman and Chief Executive Officer, Peter Yu, who is also the Managing Partner of Cartesian Capital Group, LLC, a global private equity firm and registered investment adviser headquartered in New York City, New York. The Companys acquisition and value-creation strategy is to identify and combine with an established high-growth company that can benefit from both a constructive combination and continued value-creation by the Companys management; In December 2020, members of our management team formed CGC I, a blank check company formed for substantially similar purposes as our company. CGC I completed its initial public offering in February 2021, in which it sold 34,500,000 units, each unit consisting of one Class A ordinary share of CGC I and one-third of one warrant to purchase one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate gross proceeds of approximately $345.0 million. Some members of our management team serve on the management team of CGC I. On September 19, 2021, CGC I entered into a definitive business combination agreement with Tiedemann Wealth Management Holdings; Peter Yu has served as our Chief Executive Officer since our inception and will serve as Chairman of our board of directors upon completion of this offering. He also is a Managing Partner of Cartesian. At Cartesian, Mr. Yu led more than 20 investments in companies operating in more than 30 countries. Mr. Yu currently serves on the boards of directors of several companies, including CGC I, Burger King China, Tim Hortons China, PolyNatura Corp., Cartesian Royalty Holdings Pte. Ltd., ASO 2020 Maritime, Flybondi, and Simba Sleep Ltd. Prior to forming Cartesian, Mr. Yu founded and served as the President and Chief Executive Officer of AIGCP; Warrants redeemable if stock >$18.00; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 18-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Oct 13 2023 filed DEF14a to extend deadline to Nov 10 2024, vote Nov 6, NAV $10.83; Nov 8 2023 extended deadline to Dec 10 2023, added $150k to trust account; Dec 6 2023 extended deadline to Jan 10 24, added $150k to trust account; Jan 8 2023 extended deadline to Feb 10 24, added $150k to trust account; Feb 5 2024 extended deadline to Mar 10 24, added $150k to trust account; Mar 7 2024 extended deadline to Apr 10 24, added $150k to trust account; Apr 10 extended deadline to May 10 24, added $150k to trust account;
8.00000
1.000
Cantor / Piper
Peter Yu, Cartesian Capital
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1889112/000119312522145114/d198673d424b4.htm
724
11.210
0.04000
0.000
57
2024-05-01
ASCB
ASCBU US Equity
ASCBW US Equity
A SPAC II Acquisition
2022-05-03
2024-08-05
21895684.00
1996395.00
10.968
2023-12-31
0.153
0.279
11.121
11.246
0.000
22.240
0.031
0.156
0.00170
98
0.05355
0.03605
185.00000
0.500
Each unit consists of one Class A ordinary share, one half of one redeemable warrant, and one right to receive one-tenth of one Class A ordinary share upon the consummation of the Companys initial business combination. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; A SPAC IIs efforts to identify a prospective target business will not be limited to a particular industry, although the Company intends to focus on opportunities that are in high-growth industries that apply cutting edge technologies, such as Proptech and Fintech (the "New Economy Sectors"), with a preference for companies that promote environmental, social and governance ("ESG") principles; If we are unable to complete our initial business combination within 15 months from the closing of this offering (or up to 21 months from the closing of this offering if we extend the period of time to consummate a business combination by the full amount of time, as described in more detail in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares. Our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, may, but are not required to, extend the time to complete a business combination by depositing into the trust account $1,850,000, or up to $2,127,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $3,700,000 (or $4,255,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months); Mr. Malcolm F. MacLean IV will serve as our Independent Non-executive Chairman upon the effective date of the registration statement of which this prospectus is a part. Mr. MacLean has almost 3 decades of experience in the global investment business with a focus on the acquisition of private and public real estate debt and equity securities and direct property throughout Japan and non-Japan Asia, the United States and Europe, having structured and consummated over US$20 billion of investments over his career. Since its inception in 2006, Mr. MacLean has been the Founder, Managing Partner and Director of Star Asia Group, with offices in Tokyo and the U.S. Mr. MacLean is responsible for the day-to-day investment activities at the firm as Co-chair of the Investment Committee. Since its inception in December 2006, Star Asia Group has acquired or developed over $9 billion of real estate and real estate related assets. In 2009, Mr. MacLean co-founded Taurus Capital Partners LLC, which makes opportunistic investments in public and private companies, partnerships and other structured vehicles globally; Mr. Claudius Tsang has served as our Chief Executive Officer and Chief Financial Officer since July 2021. Mr. Tsang has over 20 years of experience in capital markets, with a strong track record of success in private equity, M&A transactions, and PIPE investments. Mr. Tsang was the Co-head of Private Equity (North Asia) at Templeton Asset Management Limited and a Partner of Templeton Private Equity Partners, a leading global emerging markets private equity firm that is part of Franklin Templeton Investments. During his 15-year career at Templeton, Mr. Tsang served in various positions, including Partner, Senior Executive Director, and Vice President. Mr. Tsang was responsible for the overall investment, management, and operations activities of Templeton Private Equity Partners in North Asia; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable). The amount in the trust account is initially anticipated to be $10.175 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.175 per public share; Aug 31 2022 CEO resigned, will remain as CFO; Jun 30 2023 filed PRE14a to extend deadline to May 5 2024; July 27 2023 identified a potential business combination target company in the medical technology sector;
8.45000
1.000
Maxim
Claudius Tsang
Proptech / Fintech
BVI
https://www.sec.gov/Archives/edgar/data/1876716/000110465922055207/tm2123865d19_424b4.htm
727
11.140
0.04568
1.000
0.074
58
2024-05-01
CLRC
CLRCU US Equity
CLRCW US Equity
ClimateRock
2022-04-28
2024-04-29
29173202.00
2577138.00
11.320
2024-04-12
0.022
0.022
11.342
11.342
0.000
29.328
0.012
0.012
0.00331
0
75.00000
0.500
Each unit consisting of one Class A ordinary share, one-half (1/2) of one redeemable warrant and one right to receive one-tenth (1/10) of one Class A ordinary share. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share, and each ten (10) rights entitle the holder thereof to receive one Class A ordinary share at the closing of a business combination. The exercise price of the warrants is $11.50 per whole share; Intends to focus on acquiring a target within the sustainable energy industry in the Organization for Economic Co-operation and Development countries, including climate change, environment, renewable energy and emerging, clean technologies; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $1,500,000 or $1,725,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline, for each three month extension; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; Apr 11 2023 filed DEF14a to extend deadline to May 2 2024, vote Apr 27, NAV $10.40; May 3 2023 CLRC stockholders approved deadline extension to May 2 2024, 5.3 million shares (67.3%) redeemed, 2.6 million shares remain, NAV $10.43; Sept 21 2023 filed F-4/a for EEW deal, NAV $10.81; Oct 7 2022 announced a business combination with E.E.W. Eco Energy World PLC (EEW), an independent global developer of utility scale solar photovoltaic projects from greenfield to ready-to-build; $650 million equity value; The closing of the Business Combination is conditional, among other things, upon $40 million of cash being available, after any ClimateRock shareholder redemptions and payment of transaction expenses, from ClimateRocks trust account or additional equity or debt financing to be obtained prior to closing; Nov 30 2023 CLRC / EEW deal terminated; Apr 3 2024 filed PRE14a to extend deadline to May 2 2025, NAV $11.29; Apr 12 2024 filed DEF14a to extend deadline to May 2 2025, vote Apr 29, NAV $10.32;
3.65000
1.000
Maxim
Charles Ratelband V, Per Regnarsson
Sustainability
Cayman
GreenRock
2024-01-05 00:00
Jan 5 2024 announced a business combination with GreenRock Corp, a Cayman Islands exempted company (GreenRock or the Company); Pursuant to the terms of the Merger Agreement, the consideration to be delivered to the holders of GreenRock Ordinary Shares (the GreenRock Shareholders) in connection with the Business Combination (the Merger Consideration) will be 44,685,000 newly-issued Holdings Ordinary Shares, of which 16,685,000 will be held in a segregated account;
https://www.sec.gov/Archives/edgar/data/1903392/000121390022022722/f424b40422_climaterock.htm
732
617
11.380
0.04867
1.000
0.103
59
2024-05-01
AIMBU
AIMAU US Equity
AIMAW US Equity
Aimfinity Investment I
2022-04-26
2024-05-28
34863316.00
3112998.00
11.199
2024-03-29
0.040
0.078
11.240
11.278
0.000
35.083
0.000
0.038
0.00269
0.01159
29
0.04297
0.00856
-0.09757
70.00000
1.500
Each unit issued in the IPO consists of one Class A ordinary share, one Class 1 redeemable warrant and one-half of one Class 2 redeemable warrant, with each whole warrant exercisable to purchase one whole share of Class A ordinary share at a price of $11.50 per share; While the Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company, it will not complete its initial business combination with a target that is headquartered in China (including Hong Kong and Macau) or conducts a majority of its business in China (including Hong Kong and Macau); Jing (George) Cao, our Chief Executive Officer and director, is an experienced technology and finance industry professional. In May 2018, Mr. Cao founded and has since served as the Chief Executive Office of AscendEX, a global digital asset trading platform that offers a variety of products to global users. Since March 2018, he also served as the Chief Executive Officer of HD Consulting Service LLC, a technology consulting service firm in New York, BMXDM Technology PTE. Limited, a technology holdings company for a trading platform, and Global Digital Mercantile Holdings Limited. Prior to these positions, from January 2013 to January 2018, Mr. Cao founded and served as the Chief Investment Officer of Delpha Capital Management, LLC (Delpha Capital), a New York based firm that specialized in quantitative trading. Prior to Delpha Capital, from August 2010 to November 2012, Mr. Cao was a senior Portfolio Manager in the Equity Division of Barclays Capital (Barclays) in both their New York and London offices; We will have until 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we will, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by up to six times, each time by an additional month (for a total of 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination for an additional month, our sponsor or its affiliates or designees must deposit into the trust account $233,333, or up to $268,333 if the underwriters over-allotment option is exercised in full ($0.033333 per share in either case), up to an aggregate of $1,400,000 or $1,610,000 if the underwriters over-allotment option is exercised in, or $0.20 per share, on or prior to the date of the deadline; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; Mar 20 2023 directors and officers resigned and were replaced by new directors and officers led by I-Fa Chang; June 27 2023 AIMBU filed PRE14a to extend deadline to Jan 28 2024, vote July 27; July 7 2023 filed PRER14a to extend deadline to Jan 28 2024, vote July 27, NAV $10.49; July 11 2023 filed DEF14a to extend deadline to Jan 28 2024, vote July 27, NAV $10.49; July 31 2023 stockholders approved deadline extension to Apr 28 2024, 4.1 million shares (50.6%) redeemed, 4.0 million shares remain, extended deadline to Aug 28, added $85k to trust account; Aug 28 2023 extended deadline to Sept 28 2023, Added $85k to trust account; Sept 28 2023 extended deadline to Oct 28 2023, added $85k to trust account; Oct 27 2023 extended deadline to Nov 28 2023, added $85k to trust account; Nov 28 2023 extended deadline to Dec 28 2023, added $85k to trust account; Dec 28 2023 extended deadline to Jan 28 2024, added $85k to trust account; Jan 29 2024 extended deadline to Feb 28 2024, added $85k to trust account; Feb 29 2024 extended deadline to Mar 28 2024, added $85k to trust account; Mar 18 2024 filed PRE14a to extend deadline to Jan 28 2025; Mar 28 2024 extended deadline to Apr 28 2024, added $85k to trust account; Mar 29 2024 filed DEF14a to extend deadline to Jan 28 2025, vote Apr 23, NAV $11.18; Apr 29 2024 AIMBU stockholders approved deadline extension to Jan 28 2025, 861k shares redeemed, 3.1 million shares remain, added $60k to trust account to extend deadline to May 28 2024;
4.50000
US Tiger / EF Hutton
Jing (George) Cao
Diversified (ex China)
Cayman
Docter
2023-10-16 00:00
Oct 16 2023 announced a business combination with Docter Inc. (Docter), a Taiwanese non-invasive blood glucose watch developer; In addition to this exciting transaction, Docter Inc. has recently announced that it has signed a Memorandum of Understanding (MOU) with Harvard Medical School for the purchase of 10,000 Docter watches. These watches will be utilized in a Harvard Medical School Long Covid research project, highlighting the growth potential of Docter Inc.s technology in advanced medical research; As provided in the Merger Agreement, the merger consideration is $60,000,000, payable by newly-issued shares of the Combined Company valued at $10.00 per share. Additional earnout shares may be issuable to Docter stockholders after closing, upon achievement of certain sales targets in 2024 and 2025; Following the closing, assuming no redemption by existing public shareholders of Aimfinity, the Aimfinity shareholders will have approximately 51.92% equity interest in the Combined Company and the Docter Stockholders will have approximately 48.08% equity interest in the Combined Company. If, however, there is a maximum redemptions of existing public shareholders of Aimfinity resulting in remaining balance of trust account of $5,000,000, the Aimfinity shareholders will have approximately 29.45% equity interest in the Combined Company and the Docter stockholders will have approximately 70.55% equity interest in the Combined Company; The boards of directors of both Docter and Aimfinity have unanimously approved the Proposed Transaction, which is expected to be completed in the first quarter of 2024;
https://www.sec.gov/Archives/edgar/data/1903464/000119312522105416/d235037ds1a.htm
734
538
11.270
11.370
0.06429
0.000
60
2024-05-01
YOTA
YOTAU US Equity
YOTAW US Equity
Yotta Acquisition
2022-04-20
2024-08-22
7878218.00
726336.00
10.847
2023-12-31
0.117
0.229
10.963
11.075
0.006
7.750
0.363
0.475
-0.02676
0.07084
115
0.14941
0.12565
-0.16886
100.00000
1.000
Each unit consists of one share of common stock, one redeemable warrant to purchase one share of common stock at a price of $11.50 per share and one right to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination; Although there is no restriction or limitation on what industry or geographic region its target operates in, YOTA intends to focus on high technology, blockchain, software and hardware, ecommerce, social media and other general business industries globally; Hui Chen has been our Chief Executive Officer and director since December 2021. Mr. Chen is a cross-industry expert in computer science and law. Mr. Chen founded Law Offices of Hui Chen & Associates, PC in 2012, a New York-based law firm. Mr. Chen focuses his practice on patent prosecution, copyright infringement, and other general intellectual property matters. Mr. Chen has also been an adjunct professor at Hofstra University since September 2019, where he instructs multiple undergraduate computer science programming courses in Visual C++. Before joining Hofstra University, Mr. Chen was an adjunct associate professor at John Jay College of Criminal Justice, Pace University, Touro College, and Saint Francis College between 2000 and 2018 and was a full-time professor at Technical Career of Institute, College of Technology from December 2011 to December 2017. Before forming his law office in 2012, Mr. Chen worked for multiple Fortune 500 companies; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 15 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $2,000,000 (or $2,300,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Our sponsor, Yotta Investment LLC, which is controlled by Ms. Chen Chen, the wife of our chief executive officer, has committed to purchase from us an aggregate of 313,500 private units at $10.00 per private unit, for a total purchase price of $3,135,000. The purchase will take place on a private placement basis simultaneously with the consummation of this offering; Warrants redeemable if stock >$16.50; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.00; Our sponsor, has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; Jan 26 2023 extended deadline to Apr 22 2023 for $1.15 million to trust account; Mar 20 2023 filed PRE14a to extend deadline to Apr 22 2024, trust account will not be used to cover potential excise tax; Apr 5 2023 filed DEF14a to extend deadline to Apr 22 2024, vote Apr 19, NAV $10.31, trust account will not be used to cover potential excise tax; Apr 20 2023 YOTA stockholders approved deadline extension to Apr 22 2024, 7.4 million shares (64.3%) redeemed, 4.1 million shares remain; Apr 25 2023 filed S-4/a for NaturalShrimp deal; June 21 2023 extended deadline to July 22 2023, added $120k to trust account; July 24 2023 extended deadline to Aug 22 2023, added $120k to trust account; Oct 25 2022 announced a business combination with NaturalShrimp, Incorporated (OTCQB: SHMP) (NaturalShrimp), a Biotechnology Aquaculture Company that has developed and patented the first shrimp-focused commercially operational RAS (Recirculating Aquaculture System); Merger to accelerate commercialization and production ramp up of farm-to-table sushi grade shrimp and fresh seafood including planned U.S. facility expansion; Yotta Acquisition Corp. will issue 17.5 million of its common shares (current valuation of $175.0 million) to the stockholders of NaturalShrimp. In addition, the stockholders of Natural Shrimp are entitled to receive an additional 5.0 million common shares (current valuation of $50.0 million) based on achieving certain revenue targets for 2024 and 5 million common shares (current valuation of $50 million) for revenue targets for 2025. These Earn-out shares will be available to shareholders of record on the closing of the transaction. Assuming no redemptions, the total enterprise value is estimated at approximately $275M at closing of the transaction; The proposed business combination is expected to close in the first quarter of 2023, subject to
3.13500
Chardan
Hui Chen
Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1907730/000182912622008032/yottaacq_s1a.htm
740
10.670
11.740
0.03135
1.000
0.121
61
2024-05-01
AFAR
AFARU US Equity
AFARW US Equity
Aura Fat Projects Acquisition
2022-04-13
2024-05-18
31256816.00
2791696.00
11.196
2024-03-29
0.040
0.065
11.237
11.262
0.000
31.267
0.037
0.062
-0.00328
19
0.11119
0.11119
100.00000
1.000
Each unit consists of one Class A ordinary share and one redeemable warrant entitling the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Company intends to focus its search on new emerging technology companies with an acute growth potential in Southeast Asia and Australasia in sectors such as the Web 3.0, blockchain, cryptocurrency, digital ledger, e-gaming and other new financial technology and services sectors; We will have until 15 months from the consummation of this offering to consummate our initial business combination (such period may be extended by the Companys shareholders in accordance with our amended and restated memorandum and articles of association) (the Combination Period). We may seek the ordinary resolution of the public shareholders for (i) an extension and (ii) the approval of the amendment to the trust agreement entered into between us and Continental Stock Transfer & Trust Company at a meeting called for such purpose if we anticipate that we may not be able to consummate our initial business combination within 15 months. Public shareholders will be offered the opportunity to vote on and/or redeem their shares in connection with the approval of such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain shareholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to two times by an additional three months each time for a total of up to 21 months, respectively, by depositing into the trust account for each three-month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case). In the event we elect to extend the deadline, we intend to issue a press release announcing such intention at least three days prior to the applicable deadline. In addition, we intend to issue a press release the day after the applicable deadline announcing whether or not the funds have been timely deposited. Public shareholders, in this situation, will not be offered the opportunity to vote on and/or redeem their shares. If we are unable to complete our initial business combination within 15 months from the closing of this offering (or up to 21 months if we extend the period of time to consummate a business combination, as described in more detail in this prospectus), we will redeem 100% of the public shares for cash; In April 2021, Mr. Lo and Mr. Andrada co-founded Fat Projects Acquisition Corp (FATP), a special purpose acquisition company incorporated for the purposes of effecting a business combination. Mr. Lo serves as the Chairman and Co-Chief Executive Officer of FATP and Mr. Andrada serves as Co-Chief Executive Officer and Chief Financial Officer. FATP completed its initial public offering in October 2021, in which it sold 11,500,000 units, each consisting of one FATP ordinary share and one warrant, for an offering price of $10.00 per unit, generating aggregate proceeds of $115,000,000. As of the date of this prospectus, FATP has not announced a business combination; Mr. Lo serves as our Co-Chief Executive Officer and Chairman of the Board. Mr. Lo also serves as a director of FP Two Investments and Holdings Limited (since November 2021), Fat Projects Two Capital Inc. (since November 2021), and Fat Projects International Investments and Holdings Limited (since October 2021), each of which is an affiliate of sponsor. Since May 2015, Mr. Lo has served as a Managing Partner of Fat Projects Pte. Ltd., an affiliate of our sponsor, where he identifies strategic partnership opportunities, guides equity investment strategy, and leads operations of the firms portfolio of companies; Mr. Andrada serves as our Co-Chief Executive Officer and Chief Financial Officer and as a director. In April 2021, Mr. Andrada co-founded Fat Projects Acquisition Corp (FATP:Nasdaq); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share, however, there is no guarantee that investors will receive $10.20 per share upon redemption; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor will agree that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; June 8 2023 filed F-4 for Allrites deal; June 14 2023 filed PRE14a to extend deadline to July 18 2023, vote July 17; June 20 2023 filed PRER14a to extend deadline to July 18 2024, vote July 17; June 26 2023 filed DEF14a to extend deadline to July 18 2024, vote July 17 , NAV $10.48; June 30 2023 revised NAV from $10.48 to $10.60; July 19 2023 extended deadline to Aug 18 2023, added $50k to trust account; Sept 13 2023 filed F-4/a for Allrites deal, NAV $10.62; Sept 19 2023 extended deadline to Oct 18 2023, added $50k to trust account; Oct 19 2023 extended deadline to Nov 18 2023, added $50k to trust account; Nov 15 2023 extended deadline to Dec 18 2023, added $50k to trust account; Jan 19 2024 extended
4.55000
1.000
EF Hutton
Tristan Lo, David Andrada
Tech SE Asia
Cayman
Allrites
2023-05-09 00:00
May 9 2023 announced a business combination with Allrites Holdings Pte. Ltd., a global B2B content marketplace with cutting-edge proprietary Content as a Service (CaaS) technology; The transaction reflects an estimated proforma enterprise value for Allrites of US$92 million, with another potential US$18 million in earnout over 2 years (subject to achieving certain target annualised recurring revenue), and marks an important step in Allrites overall growth and capital management strategy.The business combination agreement allows AFAR to seek a PIPE between signing the business combination agreement and closing the transaction; Will result in Allrites becoming a wholly-owned subsidiary of AFARand is expected to be listed on the Nasdaq Global Market under the ticker symbol ALL.";
https://www.sec.gov/Archives/edgar/data/1901886/000182912622008178/aurafat_424b4.htm
747
391
11.200
0.04550
https://www.sec.gov/Archives/edgar/data/1901886/000182912623003979/aurafatprojects_ex99-1.htm
0.000
62
2024-05-01
FGAA/U
FGAA/U CN Equity
FGAA-WU CN Equity
FG Acquisition
2022-04-05
2024-05-15
1064221.62
101258.00
10.510
2024-04-12
0.016
0.031
10.526
10.541
0.000
1.042
0.416
0.431
-0.02337
-0.02337
16
1.59263
100.00000
0.500
Each Class A Unit consists of one Class A restricted voting share (a "Class A Restricted Voting Share") and one-half of a share purchase warrant (each whole warrant, an "IPO Warrant"). The Class A Units will commence trading today on the Toronto Stock Exchange (the "TSX") under the symbol "FGAA.V" and will initially trade as a unit, but it is anticipated that the Class A Restricted Voting Shares and IPO Warrants will begin trading separately on the date that is forty (40) days following Closing; The IPO Warrants contain a right (the "Warrant Put Rights") to require the Sponsors to acquire such IPO Warrants (other than those held by the Sponsors) in connection with a Qualifying Acquisition or a winding-up of the Company, for U.S.$1.25 per IPO Warrant. The applicable IPO Warrants shall be acquired by the Sponsors, subject to applicable law, immediately prior to the closing of the Qualifying Acquisition or in connection with a winding-up of the Company, as applicable. The Warrant Put Rights shall be automatically exercised in connection with a winding-up of the Company. To facilitate the transfer of the IPO Warrants to the Sponsors pursuant to the Warrant Put Rights, the Sponsors have deposited U.S.$6,250,000 (the "Warrant Put Rights Escrow Amount") into escrow with an escrow agent; If we are unable to consummate a qualifying acquisition within the Permitted Timeline of 15 months from the Closing Date, subject to any extension as described below, we will be required to redeem each of the outstanding Class A Restricted Voting Shares, for an amount per share, payable in cash, equal to the pro-rata portion (per Class A Restricted Voting Share) of: (A) the escrowed funds available in the Share Escrow Account, including any interest and other amounts earned thereon, less (B) an amount equal to the total of (i) any applicable taxes payable by the Corporation on such interest and other amounts earned in the Share Escrow Account, (ii) any taxes of the Corporation (including under Part VI.1 of the Tax Act) arising in connection with the redemption of the Class A Restricted Voting Shares, and (iii) up to a maximum of U.S.$100,000 of interest and other amounts earned from the proceeds in the Share Escrow Account to pay actual and expected Winding-Up expenses and certain other related costs; Our initial qualifying acquisition and value creation strategy will be to identify, acquire and, after our initial qualifying acquisition, assist in the growth of a business in the financial services sector. However, we are not limited to a particular industry and we may pursue a qualifying acquisition opportunity in any business or industry we choose and we may pursue a company with operations or opportunities or assets located outside of Canada and the United States; Larry G. Swets, Jr. serves as Chief Executive Officer and director of the Corporation and a manager of FGAC Investors LLC. Mr. Swets has over 25 years of experience within financial services encompassing both non-executive and executive roles. Mr. Swets founded Itasca Financial LLC, an advisory and investment firm, in 2005 and has served as its managing member since inception; D. Kyle Cerminara serves as the Non-Executive Chairman of the board of directors of the Corporation and a manager of FGAC Investors LLC. Mr. Cerminara has over 20 years experience as an institutional investor, asset manager, director, chief executive, founder and operator of multiple financial services and technology businesses. Mr. Cerminara co-founded Fundamental Global in 2012 and serves as its Chief Executive Officer; Warrants redeemabl if stock >$18.00; We will provide holders of our Class A Restricted Voting Shares with the opportunity to redeem all or a portion of their Class A Restricted Voting Shares, provided that they deposit their shares for redemption prior to the deadline specified by the Corporation, following public disclosure of the details of the qualifying acquisition and prior to the closing of the qualifying acquisition, of which prior notice had been provided to the holders of the Class A Restricted Voting Shares by any means permitted by the Exchange, not less than 21 days nor more than 60 days in advance of such deadline, for an amount per share, payable in cash, equal to the pro-rata portion (per Class A Restricted Voting Share) of: (A) the escrowed funds available in the Share Escrow Account at the time immediately prior to the redemption deposit deadline, including interest and other amounts earned thereon; less (B) an amount equal to the total of (i) any applicable taxes payable by the Corporation on such interest and other amounts earned in the Share Escrow Account, and (ii) actual and expected expenses directly related to the redemption, each as reasonably determined by the Corporation; The IPO Warrants shall contain the Warrant Put Rights, which shall require the Sponsors to acquire such IPO Warrants in connection with a qualifying acquisition or a Winding-Up, for U.S.$1.25 per IPO Warrant; If we are unable to consummate a qualifying acquisition within the Permitted Timeline, we will be required to redeem as promptly as reasonably possible, on an automatic redemption date specified by the Corporation (such date to be within 10 days following the last day of the Permitted Timeline), each of the outstanding Class A Restricted Voting Shares, for an amount per share, payable in cash, equal to the pro-rata portion (per Class A Restricted Voting Share) of: (A) the escrow funds available in the Share Escrow Account including any interest and other amounts earned thereon, less (B) an amount equal to the total of (i) any applicable taxes payable by the Corporation on such interest and other amounts earned in the Share Escrow Account, (ii) any taxes of the Corporation (including under Part VI.1 of the Tax Act) arising in connection with the redemption of the Class A Restricted Voting Shares, and (iii) up to a maximum of U.S.$100,000 of interest and other amounts earned from the proceeds in the Share Escrow Account to pay actual and expected Winding-Up expenses and certain other related costs, each as reasonably determined by the Corporation, and the War
4.15000
1.000
Canaccord / RJ
Larry Swets Jr, Hassan Baqar, Kyle Cerminara
Financial Services
BC
https://www.sedar.com/DisplayCompanyDocuments.do?lang=EN&issuerNo=00053567
755
10.280
10.280
0.04150
0.000
63
2024-05-01
MSSA
MSSAU US Equity
MSSAW US Equity
Metal Sky Star Acquisition
2022-04-01
2024-08-05
35194552.00
3202416.00
10.990
2023-12-01
0.192
0.318
11.182
11.308
0.001
35.835
0.022
0.148
0.00069
98
0.05024
0.03979
100.00000
1.000
Each unit consists of one ordinary share, par value $0.001 per share, one right to receive one-tenth (1/10) of an ordinary share and one redeemable warrant to acquire one ordinary share at an exercise price of $11.50 per share; If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve (12) times, each by an additional one (1) month (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account as set out below. Pursuant to the terms of our memorandum and articles of association and the trust agreement to be entered into between us, Wilmington Trust, National Association and Vstock Transfer LLC on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $333,333 or $383,332 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case), up to an aggregate of $4,000,000 (or $4,600,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (representing the entire 12 months extension); Mr. Man Chak Leung has served as our Chief Executive Officer since June 2021. Mr. Leung has been the President and a director of Verity Acquisition Corp. since May 2021. Since August 2019, he has been serving as the General Manager of China Seven Star Holdings Limited, an investment holding company focusing on consumer and healthcare sectors in China. Mr. Leung served as a consultant to Silk Road Finance Corporation from May to December 2020. Mr. Leung served as Co-Head of Risk and Portfolio Management at China Minsheng Financial Holding Corporation Limited (CM Financial) from 2017 to May 2019, a Hong Kong mainboard listed financial holding platform. He was responsible for all portfolio including primary and secondary, fixed income and other special situations including SPACs. Mr. Leung joined CM Financial in December 2016 from TPG Growth, a global mid-market private equity firm with over US$ 15 billion AUM, where he spent 10 years as an investment professional specializing in Healthcare, Financial Services, TMT, Consumer and Education in Greater China and South East Asia; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share (subject to increase of up to an additional $0.4 per public share in the event that our sponsor elects to extend the period of time to consummate a business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; Dec 20 2022 filed PRE14a to extend deadline to Feb 5 2024, NAV $10.14; Jan 4 2023 filed DEF14a to extend deadline to Feb 4 2024, vote Jan 26, NAV $10.14, 5,885,324 shares (51.8%) redeemed, 5.6 million shares remain; Sept 29 2023 filed PRE14a to extend deadline to Aug 5 2024, NAV $10.64; Oct 4 2023 filed PRER14a to extend deadline to Aug 5 2024, NAV $10.64; Apr 12 2023 announced a business combination with Future Dao Group Holding Limited ("Future Dao"), a blockchain company with a focus on bitcoin mining; Future Dao is in the process of establishing its Bitcoin mining operations in Central Asia. Future Dao intends to own and operate approximately 26,100 Bitcoin mining machines with an aggregate computing power of over 2.9197 Ehash/s by the first anniversary of the completion of the Proposed Transaction; The Proposed Transaction values Future Dao at a pre-transaction valuation of $350 million and its ordinary share after share split at a price of US$10.00 per share; Oct 10 2023 MSSA / Future Dao deal terminated; Oct 10 2023 filed DEF14a to extend deadline to Aug 5 2024, vote Oct 30, NAV $10.64; Nov 2 2023 MSSA stockholders approved deadline extension to Aug 5 2024, 2.4 million shares (43.0%) redeemed, 3.2 million shares remain; Nov 13 2023 filed PRE14a to amend articles; Dec 1 2023 filed DEF14a to amend articles, vote Dec 20, NAV $10.99;
3.00000
Ladenburg
Man Chak Leung
Diversified (ex China)
Cayman
https://www.sec.gov/Archives/edgar/data/1882464/000182912622006969/metalskystar_s1a.htm
759
11.190
0.03000
1.000
0.061
64
2024-05-01
RFAC
RFACU US Equity
RFACW US Equity
RF Acquisition
2022-03-24
2024-09-28
29628808.00
2744649.00
10.795
2023-12-31
0.116
0.264
10.911
11.059
0.000
29.972
0.011
0.159
0.00078
-0.00811
152
0.03534
0.03079
0.05311
100.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of Class A common stock, one redeemable warrant, and one right to receive one-tenth of one Class A common stock upon the consummation of an initial business combination. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; RF Acquisition Corp. is led by Tse Meng Ng, the Companys Chief Executive Officer and Chairman of the board of directors, and Han Hsiung Lim, the Companys Chief Financial Officer. The Companys independent directors include Benjamin Waisbren, Simon Eng Hock Ong, and Vincent Hui Yang. The Companys advisors include Chandra Tjan and Stephen Lee; If we are unable to complete our initial business combination within 12 months, or if we decide to extend the period of time to consummate our business combination up to two times by an additional three months each time, at $0.10 per extension, for a total of $0.20 aggregate in trust, within 18 months (the Extension Option), from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and certain conditions as further described herein. In the event the Company decides to exercise the Extension Option, investors will not have voting rights nor redemption rights in connection with such additional three-month extensions; While we may pursue an initial business combination target in any business, industry or geographic location, we intend to search globally for target companies within the Southeast Asian new economy sector or elsewhere; Tse Meng Ng, our Chairman and Chief Executive Officer, is a highly regarded and successful financier and businessman. In February 2019, Mr. Ng co-founded Ruifeng Wealth Management Pte Ltd, a Singapore Capital Markets Services licensed financial institution regulated by the Monetary Authority of Singapore for which he serves as the chief executive officer. Ruifeng Wealth Management Pte Ltd is a subsidiary of listed 2345 Network Technological Co. Ltd (2345 Network). 2345 Network has a market capitalization of around $2 billion; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Feb 27 2023 filed PRE14a to extend deadline to Dec 28 2023; Mar 3 2023 filed PRER14a, trust account will not be used to cover potential excise tax; Mar 8 2023 filed DEF14a to extend deadline to Dec 28 2023, vote Mar 24, NAV $10.29, trust account will not be used to cover potential excise tax; Mar 30 2023 RFAC stockholders approved deadline extension to Dec 28 2023, 7.4 million shares (64.3%) redeemed, 4.1 million shares remain, NAV $10.29, $300k added to trust account; Nov 24 2023 filed PRE14a to extend deadline to Sept 28 2024; Dec 8 2023 filed DEF14a to extend deadline to Sept 28 2024, vote Dec 20, NAV $10.71, trust account will not be used to cover potential excise tax; Dec 27 2023 stockholders approved deadline extension to Sept 28 2024, 1.4 million shares (33.2%) redeemed, 2.7 million shares remain, NAV $10.72, added $225k to trust account;
4.05000
1.000
EarlyBirdCapital
Tse Meng Ng
Diversified (ex China)
Delaware
GCL Asia
2023-10-18 00:00
Oct 18 2023 announced a business combination with Grand Centrex Limited ("GCL," "GCL Asia" or the "Company"), one of Asias leading video game distributors and publishers; Proposed Transaction gives GCL approximately $1.2 billion in pre-transaction equity value; The Proposed Transaction includes a minimum cash condition of $25,000,000 and is expected to result in GCL receiving gross proceeds of approximately $42.9 million (assuming no further redemptions by RF Acquisition shareholders); RF Acquisition and GCL have agreed to work together to pursue commitments for a private placement of equity (the "PIPE Financing"), debt, or other alternative financings of up to $20 million; The transaction has been approved by the Board of Directors of GCL and RF Acquisition, and its closing is expected to be in the second quarter of 2024, subject to shareholders approval and the satisfaction of customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1847607/000110465922037563/tm217487-16_424b4.htm
767
573
10.920
10.823
0.04050
1.000
0.120
65
2024-05-01
GDST
GDSTU US Equity
GDSTW US Equity
Goldenstone Acquisition
2022-03-17
2024-06-01
54362508.00
4991461.00
10.891
2023-12-31
0.117
0.150
11.008
11.041
-0.002
55.156
-0.042
-0.009
0.00377
0.00741
33
-0.00924
-0.00924
-0.04806
50.00000
1.000
Each unit consisting of one share of common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of common stock. Each redeemable warrant entitles the holder thereof to purchase one-half (1/2) of one share of common stock, and each ten (10) rights entitle the holder thereof to receive one share of common stock at the closing of a business combination. The exercise price of the warrants is $11.50 per full share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region other than the Company has agreed that it will not undertake an initial business combination with any entity headquartered in, or conducts the majority of its business in China (including Hong Kong and Macau); If we are unable to complete our initial business combination within 12 months (or up to 21 months if we extend the period of time to consummate a business combination by the full amount of time) from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $500,000, or up to $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,500,000 (or $1,725,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months). You will not be able to vote on or redeem your shares in connection with any such extension; We primarily intend to focus on acquiring growth-oriented business with an enterprise value between $150 million and $500 million; Mr. Eddie Ni, our President and Chief Executive Officer, brings us his more than 30 years of investment, business management and entrepreneurial experience. He has been the chairman and chief executive officer of Windfall Group since December 2009. Windfall Group, a Ohio corporation, has a large business portfolio involved in a variety of industries in U.S., including real estate, building supply, construction, and import/export of construction materials and home building structures such as granite and cabinet. Under the management of Windfall Group, Mr. Ni has raised, invested, and managed over hundred-million-dollar assets including commercial real estates across the midwest United States, from Ohio and Illinois to Georgia and South Carolina, and New York City and New Jersey. Mr. Ni was the chairman and chief executive officer of Direct Import Home Decor from November 2003 to November 2009; Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share (subject to increase of up to an additional $0.30 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; June 21 2022 announced a business combination with Roxe Holding Inc (Roxe), a blockchain payment company that powers the next generation of payment solutions; $3.6 billion enterprise value; No minimum cash requirement; Closing Q1 2023; Oct 5 2022 deal terminated; ; Mar 14 2023 GDST extended deadline to June 17 2023, added $575k to trust account; June 14 2023 extended deadline to Sept 21 2023, added $575k to trust account; Aug 30 2023 filed PRE14a to extend deadline to June 21 2024, vote in Sept; Sept 6 2023 filed PRER14a to extend deadline to June 21 2024; Sept 11 2023 filed DEF14a to extend deadline to June 21 2024, vote Sept 21, NAV $10.68, trust account will not be used to cover potential excise tax; Sept 28 2023 GDST stockholders approved deadline extension to June 1 2024, 758,539 shares redeemed;
3.25000
Maxim
Eddie Ni
Diversified (ex China)
Delaware
https://www.sec.gov/Archives/edgar/data/1858007/000121390022013585/f424b40322_goldenstoneacqltd.htm
774
11.050
11.090
0.06500
1.000
0.139
66
2024-05-01
PLAO
PLAOU US Equity
PLAOW US Equity
Patria Latin American Opportunity Acquisition
2022-03-10
2024-06-14
187355648.00
16880480.00
11.099
2023-12-31
0.155
0.215
11.254
11.314
0.000
191.256
-0.086
-0.026
0.00673
46
-0.01818
-0.01128
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or sector, geography, or stage, the Company intends to focus its search in Latin America and in sectors where Patria has developed investment expertise (including but not limited to healthcare, food and beverage, logistics, agribusiness, education, and financial services). The Companys sponsor is associated with the Brazilian asset management firm Patria Investimentos Ltda; The amount in the trust account will initially be $10.30 per unit sold in this offering. If we are unable to complete our initial business combination within 15 months from the closing of this offering and decide not to extend the time to consummate our business combination as described below, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law as further described herein. However, in our sole discretion, we may, but are not obligated to, extend the period of time to consummate a business combination by two additional three month periods (for a total of up to 21 months to complete a business combination); provided that our sponsor, as defined below (or its designees) must deposit into the trust account funds equal to $0.10 per unit sold in this offering for each three month extension, for an aggregate additional amount of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full) for each such extension, in exchange for a non-interest bearing, unsecured promissory note to be repaid by us following our business combination; Patria or its affiliates have expressed to us an interest to purchase an aggregate of 2,000,000 units (or 2,300,000 units if the underwriters over-allotment option is exercised in full) in this offering at the offering price and we have agreed to direct the underwriters to sell to Patria or its affiliates such amount of units; As of December 31, 2021, Patrias assets under management, or AUM, was $14.9 billion with 19 active funds, and Patrias investment portfolio was composed of over 55 companies and assets. Patrias size and performance over its 32-year history also make it one of the most significant emerging markets-based private markets investments managers; Ricardo Leonel Scavazza is the Chairman of our board of directors. Mr. Scavazza is a Managing Partner of Patria Investments Limited and is the Chief Executive Officer & Chief Investments Officer of Latin American Private Equity. Mr. Scavazza is responsible for all Latam Private Equity strategy at Patria Investments Limited. Before taking over as CEO & CIO for Private Equity Latam, Mr. Scavazza served as the Head of Private Equity Strategy in Brazil; Jose Augusto Goncalves de Araujo Teixeira is our Chief Executive Officer. Mr. Teixeira is a Partner of Patria Investments Limited, where he currently serves as a member of its Management Committee and as Head of Marketing and Products. Mr. Teixeira is primarily responsible for Patrias Global Product & Marketing strategy and development as well as for leading distribution efforts in Brazil. Previously, Mr. Teixeira served as the Head of Marketing and Investor Relations for Private Equity products between 2013 and 2020; Warrants redemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.30 per unit and such amount may be increased by $0.10 per unit in the event we decide to extend the time to consummate our business combination by three months; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; May 26 2023 filed DEF14a to extend deadline to June 14 2024, vote June 12, NAV $10.62; June 14 2023 PLAO stockholders approved deadline extension to June 14 2024, 6.1 million shares (26.5%) redeemed, added $300k to trust account;
13.00000
1.000
JPMorgan / Citi
Ricardo Leonel Scavazza, Jose Augusto Goncalves de Araujo Teixeira, Patria Investments
Latin America
Cayman
https://www.sec.gov/Archives/edgar/data/1849737/000095010322004344/dp168958_424b4.htm
781
11.330
0.06500
0.000
67
2024-05-01
VMCA
VMCAU US Equity
VMCAW US Equity
Valuence Merger I
2022-03-01
2024-05-03
69962336.00
6210718.00
11.265
2023-12-31
0.158
0.163
11.422
11.428
0.000
70.926
0.002
0.008
-0.00021
4
0.06316
0.06316
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The focus of the team is to identify, merge with, and partner with a business in Asia (excluding China, Hong Kong, and Macau) with a particular focus on breakthrough technology in life sciences and/or sustainable technology. The management team is led by Sung Yoon Woo, Andrew Hyung, Sung Lee, and Gene Cho. The Company expects to collaborate with CrystalBioSciences, a venture capital firm focused on life sciences, Credian Partners, a South Korea-based private equity firm, and Quantum Leaps, a Japan-based consulting firm that was founded by Mr. Nobuyuki Idei, a former Chairman, CEO and President of Sony; If we are unable to consummate our initial business combination within 15 months following the effectiveness of this offering, we may, but are not obligated to, extend the period of time to complete an initial business combination up to two times by an additional three months each (for a total of up to 21 months to consummate an initial business combination), subject to our sponsor, Valuence Capital, LLC or its affiliates or designees, contributing, for each such three-month extension, an additional $0.10 per ordinary share then outstanding to the trust account, and at the end of the applicable period or any other approved extension of such period, we will redeem 100% of our public shares. The per-share price upon such redemption will be payable in cash and will equal the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Sung Yoon Woo, Chief Executive Officer and Director, is an investor with a track record and experience in strategic acquisitions, corporate divestitures, recapitalizations, and growth equity. Mr. Woo is the Founder and CEO of Credian Partners, a private equity firm based in South Korea. During his 17-year investment career, Mr. Woo has led over $4 billion in transactions and invested over $3 billion. Prior to founding Credian Partners, Mr. Woo was at Russell Investments, where he advised the National Pension Service of Korea, the third-largest pension fund in the world by total assets, the Bank of Korea, and Korea Investment Corporation, a sovereign wealth fund, among other clients on their global portfolio. Prior to Russell Investments, Mr. Woo was a team head of the private equity arm of Mirae Asset Global Investments, one of the largest asset management funds in South Korea, where he led various domestic and cross-border transactions; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality, or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of: (i) $10.30 per public share; Apr 20 2023 filed PRE14a to extend deadline; May 4 2023 filed DEF14a to extend deadline to Sept 3 2023 + 18 months, vote May 25, NAV $10.59, 15.8 million shares (71.8%) redeemed; Sept 19 2023 extended deadline to Oct 3 2023, added $140k to trust account; Oct 4 2023 extended deadline to Nov 3 2023, added $140k to trust account; Nov 7 2023 extended deadline to Dec 3 2023, added $140k to trust account; Dec 4 2023 extended deadline to Jan 3 2024, added $140k to trust account; Feb 5 2024 extended deadline to Mar 3 2024, added $140k to trust account; Mar 5 2024 extended deadline to Apr 3 2024, added $140k to trust account; Apr 3 2024 extended deadline to Mar 3 2024, added $140k to trust account ;
10.00000
1.500
SVB
Sung Yoon Woo
Life Sciences (Asia ex China)
Cayman
https://www.sec.gov/Archives/edgar/data/1892747/000149315222005792/form424b4.htm
790
11.420
0.05000
0.000
68
2024-05-01
PWUP
PWUPU US Equity
PWUPW US Equity
PowerUp Acquisition
2022-02-18
2024-05-17
19901168.00
1803729.00
11.033
2023-12-31
0.154
0.178
11.188
11.211
0.000
20.112
0.188
0.211
-0.00337
-0.00606
18
0.46978
0.11680
0.17951
250.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The focus of the team is to identify and acquire a business within the interactive media, digital media, sports, entertainment, and/or leisure, with a particular focus on video gaming, gaming adjacent, and new metaverse video gaming businesses. The management team is led by Bruce Hack, Jack Tretton, Michael Olson and Gabriel Schillinger. Mike Vorhaus serves as senior advisor; Bruce Hack serves as our Executive Chairman. He led one of the video game industrys most successful companies and co-led market-leading firms in the broader media and technology space. Mr. Hack was director then chairman of Technicolor SA from 2010 to 2019. Prior, he was a principal in the creation of Activision Blizzard and served as the companys vice chairman from 2008 to 2009. Mr. Hack was chief executive officer of Vivendi Games from 2004 to 2008, where he architected one of the largest turnarounds in video game history and launched Blizzards World of Warcraft, one of the decades defining online games. He was vice chairman of the Universal Music Group from 1998 to 2001 and chief financial officer of Universal Studios from 1995 to 1998; Jack Tretton serves as our Chief Executive Officer and a member of our board of directors. Mr. Tretton, with a 35-year career in gaming, is one of the great leaders in the last 25 years of console video gaming. Mr. Tretton was at Sony Computer Entertainment America from 1995 to 2014, serving as president and chief executive officer from 2006 to 2014. Mr. Tretton helped establish the PlayStation brand as a worldwide leader in interactive entertainment; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor, officers, and directors have agreed that we will have only 15 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such 15-month period, or during any Extension Period (as defined below), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses). However, if we anticipate that we may not be able to consummate our initial business combination within 15 months from the closing of this offering, our shareholders may vote by special resolution to amend our amended and restated memorandum and articles of association to extend the period of time that we have to consummate the initial business combination (any such extended period of time, an Extension Period). We will provide all public shareholders with the opportunity to redeem their public shares in connection with any such vote; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.25 per public share; Apr 5 2023 filed PRE14a to extend deadline; Apr 21 2023 filed DEF14a to extend deadline to May 23 2024, vote May 18, NAV $10.51; May 23 2023 stockholders approved deadline extension to May 23 2024, 26.9 million shares (93.7%) redeemed, 1.8 million shares remain, NAV $10.51; Jan 26 2024 filed S-4 for Visiox Pharmaceuticals deal; Apr 18 2024 filed PRE14a to extend deadline to Feb 17 2025, vote May 17;
13.70750
1.500
Citi
Bruce Hack, Jack Tretton
Media / Gaming / Metaverse
Cayman
Visiox Pharmaceu
2023-12-27 00:00
Dec 27 2023 announced a business combination with Visiox Pharmaceuticals, Inc. (Visiox or the Company), a commercial-stage biopharmaceutical company; The business combination is expected to close in the first quarter of 2024, and upon closing the combined company will be named Visiox Holdings, Inc. with its common stock and warrants expected to be listed on Nasdaq under the ticker symbols VSXP and VSXPW; Visioxs pipeline of an FDA Approved drug candidate, and other late-stage clinical drug candidates, includes treatments for patients with ocular hypertension, open angle glaucoma, and post-surgical inflammation and pain. Visioxs mission is to develop and commercialize ophthalmic treatments in large markets with high unmet need. Visioxs pipeline of both New Chemical Entity (NCE) and 505(b)(2) products address highly prevalent disease states in need of new treatment options;
https://www.sec.gov/Archives/edgar/data/1847345/000110465922025737/tm227321d1_424b4.htm
801
677
11.150
11.120
0.05483
0.000
69
2024-05-01
FTII
FTIIU US Equity
FTIIW US Equity
FutureTech II Acquisition
2022-02-16
2024-11-18
25815312.00
2319435.00
11.130
2024-02-15
0.074
0.277
11.204
11.407
-0.004
25.746
0.084
0.287
-0.00928
0.04249
203
0.04686
0.05025
-0.04166
100.00000
1.000
Each unit consists of one share of common stock and one warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic location, although it currently intends to focus on opportunities to acquire U.S. companies in the disruptive technology sector, for example, artificial intelligence, robotics, and any other technology innovations; Yuquan Wang is a New York based investor in hardware-based technologies. Mr. Wang is the Founding Partner of Haiyin Capital, a venture capital fund formed in 2008 that focuses on investing in new technologies around the world. To date, Haiyin Capital has invested in hardware-based technology companies around the world, with AI and Robotics as key fields of investment; Warrants redeemable if stock >$18.00; If we anticipate that we may not be able to consummate our initial business combination within twelve (12) months, our sponsor may, but is not obligated to, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to eighteen (18) months to complete a business combination), subject to our sponsor depositing additional funds into the trust account as set out below. Our stockholders will not be entitled to vote or redeem their shares in connection with any such extension. In order for the time available for us to consummate our initial business combination to be extended, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case) on or prior to the date of the applicable deadline, for each three month extension, up to an aggregate of $2,000,000 or $2,300,000 if the underwriters over-allotment option is exercised in full; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share ; Feb 21 2023 extended deadline to May 18 2023, added $1.15 million to trust account; May 17 2023 extended deadline to Aug 18 2023, added $1.15 million to trust account; July 18 2023 filed PRE14a to extend deadline to Feb 18 2024, vote in Aug, trust account will not be used to cover potential excise tax; July 28 2023 filed DEF14a to extend deadline to Feb 18 2024, vote Aug 17, NAV $10.78, trust account will not be used to cover potential excise tax; Aug 17 2023 stockholders approved deadline extension to Feb 18 2024, 5.9 million shares (51.7%) redeemed, 5.6 million shares remain, NAV $10.81; Jan 22 2024 filed PRE14a to extend deadline to Nov 18 2024, vote Feb 14, trust account will not be used to cover potential excise tax; Feb 2 2024 filed DEF14a to extend deadline to Nov 18 2024, vote Feb 14, NAV $11.13, trust account will not be used to cover potential excise tax; Feb 14 2024 FTII stockholders approved deadline extension to Nov 18 2024, 3.2 million shares (58.2%) redeemed, 2.3 million shares remain, NAV $11.13;
4.67575
EF Hutton
Yuquan Wang
Tech (US)
Delaware
https://www.sec.gov/Archives/edgar/data/1889450/000149315222003865/forms-1a.htm
803
11.100
11.680
0.04676
0.000
70
2024-05-01
BYNO
BYNOU US Equity
BYNOW US Equity
byNordic Acquisition
2022-02-09
2024-05-12
39747904.00
3586272.00
11.083
2023-12-31
0.119
0.132
11.203
11.216
0.000
39.915
0.073
0.086
-0.00650
-0.00293
13
0.24035
0.24035
0.12150
150.00000
0.500
Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an acquisition opportunity in any business, industry, sector or geographical location, it intends to focus on identifying high technology growth companies in the northern part of Europe; The Company is led by its Chief Executive Officer, Michael Hermansson, its Chief Operating Officer, Thomas Fairfield, and its Director of Acquisitions, Mats Karlsson. Mr. Hermansson and Mr. Karlsson are based in Sweden; If we are unable to complete our initial business combination within 15 months from the closing of this offering as such deadline may be extended for an additional three month period for a total of up to 18 months to complete our initial business combination if our sponsor or any of its affiliates or designees, upon five business days advance notice prior to the date of the deadline for completing our initial business combination, pays an additional $0.10 per public share into the trust account ($1,500,000 or, if the underwriters over-allotment option is exercised in full, $1,725,000) in respect of such extension period on or prior to the date of the deadline (in connection with which our shareholders will have no right to redeem their public shares), or by such other further extended deadline that we may have to consummate an initial business combination beyond 18 months as a result of a stockholder vote to amend our amended and restated certificate of incorporation (in connection with which our shareholders will have a right to redeem their public shares as described herein), we will redeem all of the shares of Class A common stock held by our public stockholders for cash; Certain qualified institutional buyers or institutional accredited investors, which we refer to as the anchor investors (none of which are affiliated with any member of our management team, our sponsor or any other anchor investor), have expressed to us an interest in purchasing in the aggregate up to approximately $146.4 million of the units which is approximately 97.6% of the units in this offering at the public offering price; provided, that no more than $14.85 million of the units in this offering shall be purchased by each anchor investor in such manner. Our sponsor and byNordic Holdings will sell to the anchor investors (or forfeit to us for us to sell to the anchor investors) on a pro rata basis according to their respective ownership of shares of our Class B common stock up to 1,109,091 shares of our Class B common stock subject to the purchase by the anchor investors of their respective allocations of the units. If the anchor investors purchase all of the units for which they have expressed to us an interest in purchasing, substantially all of the units purchased in this offering will be held by the anchor investors; Rothesay Investment SARL SPF, a member of our sponsor, has agreed, pursuant to a forward purchase agreement entered into with us, to purchase up to 1,000,000 shares of Class A common stock at $10.00 per share (referred to herein as the forward purchase shares) for gross proceeds up to $10,000,000 in a private placement that will occur concurrently with the consummation of our initial business combination; Jonas Olsson, our Chairman, has more than 30 years of global operating experience stemming from his various roles with fashion conglomerate Hennes & Mauritz AB (H&M). Currently, Mr. Olsson is a global controller at H&M; Michael Hermansson, our Chief Executive Officer, has a 35-year long career with top management positions in international corporations. Mr. Hermansson has been chief executive officer of numerous growth and turn-around companies owned by private equity firms such as Triton Investments Advisers LLP and Nordic Capital and their related funds; Warrants redeemable if stock >$18.00; The anchor investors (none of which are affiliated with any member of our management team, our sponsor or any other anchor investor) have expressed to us an interest in purchasing in the aggregate up to approximately $146.4 million of the units which is approximately 97.6% of the units in this offering at the public offering price; provided, that no more than $14.85 million of the units in this offering shall be purchased by each anchor investor in such manner. Further, the anchor investors are expected to enter into separate letter agreements with us and our sponsor and byNordic Holdings pursuant to which, subject to the conditions set forth therein, the anchor investors will agree to purchase, upon the closing of this offering, for nominal consideration, up to an aggregate of 1,109,091 founder shares held by our sponsor and byNordic Holdings on a pro rata basis according to the number of founder shares held by each of our sponsor; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share. The amount in the trust account will be increased to $10.30 per public share in connection with our sponsor or any of its affiliates or designees, upon five business days advance notice prior to the date of the deadline for completing our initial business combination, paying an additional $0.10 per public share into the trust account ($1,500,000 or, if the underwriters over-allotment option is exercised in full, $1,725,000) in respect of such extension period; We will provide our public stockholders with the opportunity to redeem all or a portion of their publi
8.50000
Keefe / I-Bankers
Michael Hermansson, Jonas Olsson
Fintech (Europe)
Delaware
https://www.sec.gov/Archives/edgar/data/1801417/000121390022002451/fs12022a4_bynordicacq.htm
810
11.130
11.170
0.05667
0.000
71
2024-05-01
EVGR
EVGRU US Equity
EVGRW US Equity
Evergreen
2022-02-09
2024-05-01
85000896.00
7495670.00
11.340
2024-04-11
0.024
0.026
11.364
11.366
0.000
85.376
-0.006
-0.004
0.00231
2
-0.05542
100.00000
1.000
Each unit consists of one of the Companys Class A ordinary shares and one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on technology companies involved in Artificial Intelligence (AI), FinTech and Financial Services, the Metaverse, the Internet of Things (IoT), eCommerce, social commerce, Industry 4.0 (IR4.0), as well as areas surrounding the new digital economy, in the ASEAN region; If we are unable to complete our initial business combination within 12 months from the closing of this offering (subject to two three-month extensions of time by depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Mr. Liew has been our Chief Executive Officer and a director of our company since inception. Since 2000, Mr. Liew has been the Chief Executive Officer of the MDT Group of Companies, which he founded in August, 2000. Mr. Liew has led MDT Innovations (MDTi) to an indicative valuation of over SGD268 million (approximately US$195 Million) according to a valuation report prepared by a multinational bank, commissioned by, and for the internal purposes of, MDTi; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.15 per share; Apr 14 2023 filed PRE14a to extend deadline to May 11 2024; May 2 2023 filed DEF14a to extend deadline to May 11 2024, vote May 9, NAV $10.54; May 9 2023 extension vote adjourned to May 10; May 11 2023 extension vote cancelled, extended deadline to Aug 11 2023 by adding $1.15 million to trust account; June 1 2023 filed PRE14a to extend deadline to Aug 11 2024; June 22 2023 filed DEF14a to extend deadline to Aug 11 2024, vote July 18, NAV $10.71; Apr 11 2024 filed DEF14 to extend deadline to Feb 11 205, vote May 1, NAV $11.34;
4.80000
EF Hutton
Liew Choon Lian
Tech (ASEAN)
Cayman
https://www.sec.gov/Archives/edgar/data/1900402/000149315222003735/form424b4.htm
810
11.390
0.04800
0.000
72
2024-05-01
BWAQ
BWAQU US Equity
BWAQW US Equity
Blue World Acquisition
2022-02-01
2024-05-02
31013382.00
2778580.00
11.162
2024-03-05
0.072
0.075
11.233
11.237
0.000
31.259
-0.017
-0.013
0.00150
3
-0.13040
80.00000
0.500
Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share, one-half of one redeemable warrant, and one right to receive one-tenth (1/10) of one Class A ordinary share upon the consummation of an initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one Class A ordinary share at an exercise price of $11.50 per share; Our efforts to identify a prospective target business will primarily in the marine leisure, cruise, marine infrastructure and engineering, general hospitality, travel and tourism, marine services, logistics and supply chain, offshore energy solutions and related industry segments. We are not limited to a particular region for purposes of consummating an initial business combination, however, we may focus on targets that, regardless of geographic location of operations or corporate offices, have viable synergies with the Asia Pacific and the U.S. markets for the above industry segments, either physically or virtually. Though our sponsor is a Hong Kong company, a majority of our management are located outside of China (including Hong Kong and Macau), and we will not undertake our initial business combination with any entity that conducts a majority of its business or is headquartered in China (including Hong Kong and Macau); We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination. If we are unable to complete our business combination within 12 months (or up to 21 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per-share price, payable in cash. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination three times by an additional three months each time (for a total of up to 21 months to complete a business combination), provided that our sponsor or designee must deposit into the trust account for each three months extension, $800,000, or $920,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $2,400,000 or $2,760,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline. Our public shareholders will not be afforded an opportunity to vote on our extension of time to consummate an initial business combination from 12 months to up to 21 months described above or redeem their shares in connection with such extension; Mr. Liang Shi is our Chief Executive Officer, Chairman of the board of directors, and Secretary. Mr. Shi has over 14 years experience in investment management leadership. Since January 2017, Mr. Shi has served as a Partner at Ningbo Zenin Investments Management Partners LP (Zenin), an investment fund focusing on growth capital investments in emerging sectors in China; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to redeem their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Mar 31 2023 filed PRE14a to extend deadline to Feb 2 2024, vote Apr 26; Apr 11 2023 filed DEF14a to extend deadline to Feb 2 2024, vote Apr 26, NAV $10.46; Apr 25 2023 extension vote postponed to May 2; May 3 2023 BWAQ stockholders approved deadline extension to Feb 2 2024, 2.6 million shares (28.4%) redeemed, 6.6 million shares remain; June 1 2023 filed PRE14a to extend deadline to Apr 2 2024, vote June 28; June 2 2023 extended deadline to July 2, added $194k to trust account; July 3 2023 BWAQ stockholders approved deadline extension to Apr 2 2024, 2.7 million shares (41.7%) redeemed, 3.8 million shares remain, added $60k to trust account to extend deadline to Aug 2 2023; July 28 2023 extended deadline to Sept 2 2023, added $60k to trust account; Aug 30 2023 extended deadline to Oct 2 2023, added $60k to trust account; Sept 28 2023 extended deadline to Nov 2 2023, added $60k to trust account; Nov 1 2023 extended deadline t
3.48480
Maxim
Liang (Simon) Shi
Diversified (ex China)
Cayman
TOYO Solar
2023-08-10 00:00
Aug 10 2023 announced a business combination with Vietnam Sunergy Cell Company Limited (TOYO Solar), a solar solution company; The transactions are expected to close in the first half of 2024;
https://www.sec.gov/Archives/edgar/data/1878074/000121390022004541/f424b40122_blueworldacq.htm
818
555
11.250
0.04356
1.000
0.280
73
2024-05-01
LATG
LATGU US Equity
LATGW US Equity
LatAmGrowth SPAC
2022-01-25
2024-10-27
43005836.00
3941873.00
10.910
2023-10-31
0.230
0.461
11.140
11.371
0.000
44.583
-0.170
0.061
0.01523
0.00985
181
0.01083
0.01083
0.02173
130.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company is led by Chairman of the Board Eduardo Cortina, Chief Investment Officer Gerardo Mendoza Llanes and Chief Executive Officer Gerard Cremoux. The Company intends to focus its search on high growth companies in Latin America, including Brazil, as well as businesses in the United States that cater to the Hispanic community: (1) with significant technological advantages, and/or (2) that are well positioned to benefit from the favorable structural and secular trends of the emerging middle class; An affiliate of our sponsor (the Sponsor Affiliate) will enter into a forward purchase agreement with us in connection with this offering that provides for the purchase by the Sponsor Affiliate of an aggregate of up to 4,000,000 units, each consisting of one Class A ordinary share and one-half of a warrant, for an aggregate purchase price of up to $40,000,000, in a private placement that will close simultaneously with the closing of our initial business combination. To the extent that the amounts available from the trust account and other financing are sufficient for such cash requirements, the Sponsor Affiliate may purchase less than 4,000,000 forward purchase units. In addition, the Sponsor Affiliates commitment under the forward purchase agreement will be subject to SouthLight Capital completing the raising of a new fund, approval of its investment committee as well as customary closing conditions under the forward purchase agreement; Gerard Cremoux, our Chief Executive Officer, Chief Financial Officer and Director, is a highly respected investment banker with more than 25 years of experience in the Investment Banking industry in Latin America. Mr. Cremoux has developed an extensive network of contacts in the region, including business owners, C-level executives and Board of Directors members. Throughout his career, he has sourced and/or executed more than 100 M&A and equity capital markets transactions valued at over $25 billion. In terms of M&A transactions, he has executed approximately $20 billion in buy and sell side transactions. Regarding equity capital markets, Mr. Cremoux worked on the IPO or follow-on offerings of more than 20 issuers in Latin America. From 1994 to 2017, Mr. Cremoux held several executive positions at UBS, including Head of Latin America Investment Banking, Chairman of Latin America and Head of Financial Institutions Latin America, Member of the Investment Bank Americas Management Committee, Member of UBSs Latin America Management Committee, and Member of UBSs Latin America Risk Committee; Eduardo Cortina, the Chairman of our board of directors, serves as Co-Managing Partner of Colony LatAm Partners, being rebranded to SouthLight Capital. Mr. Cortina has over 16 years of experience in the finance industry and is responsible for sourcing, executing, and monitoring the groups investments throughout Latin America, including co-managing the groups investments in Mexico. He currently sits on the Board of Acritus, Mexarrend and formerly Emerging Energy in Mexico, on the Board of Saint Honore and Selina. Since the launch of CLAF l, Mr. Cortina has led multiple investments in CLAP funds and led fundraising efforts for Mexico, which included a CKD vehicle. Prior to joining the SouthLight Capital business, Mr. Cortina worked for Banco Santander Mexico in portfolio management and equity investments and in Actinver, a medium-sized Investment Bank in Mexico; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three month extension (of which there may be no more than two such extensions) $1,300,000 or $1,495,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; Mar 10 2023 filed PRE14a to extend deadline to Nov 27 2023; Mar 24 2023 filed DEF14a to extend deadline to Nov 27 2023, vote Apr 13, NAV $10.44; Apr 18 2023 stockholders approved deadline extension to Nov 27 2023, 7.4 million shares (56.9%) redeemed, 5.6 million shares remain, NAV $10.469; Aug 17 2023 filed PRE14a to extend deadline; Aug 30 2023 filed DEF14a to liquidate early on Sept 22, vote Sept 21, NAV $10.76; Sept 20 2023 adjourned liquidation vote to Sept 28; Sept 28 2023 adjourned liquidation vote to Oct
7.90000
1.000
BofA / BTG
Eduardo Cortina, Gerardo Mendoza Llanes, Gerard Cremoux
Latin America
Cayman
Femco Steel
2023-12-22 00:00
Dec 22 2023 announced a business combination with Femco Steel Technology Co., Ltd. (TWO: 6731) ("FST" or the "Company"), an innovative golf shaft manufacturer; FST designs, manufactures, and sells golf shafts under its proprietary brand, KBS, and golf shafts for other global golf club brands, with the vision to become a leading global brand in golf shafts and golf accessories. FST believes that the Business Combination with Chenghe and becoming a U.S. listed company will enhance the operational efficiency of its brand strategy and contribute to the long-term internationalization goals; In accordance with the terms of the Definitive Agreement, Merger Sub shall be merged with and into SPAC with SPAC being the surviving company and as a direct, wholly owned subsidiary of CayCo, and SPAC will change its name to "FST Ltd." The Company Parties will use their respective best efforts to procure more than shareholders holding at least 90% of the Companys shares (on a fully diluted basis) to roll their equity in CayCo at the closing of the Business Combination. In connection with the Business Combination, FST shall de-register its listing status at the Emerging Stock Market of Taipei Exchange of Taiwan, and terminate its public reporting status with "Financial Supervisory Commission" of Taiwan; Completion of the Business Combination is subject to respective approval by the shareholders of FST and the shareholders of Chenghe. The closing of the Business Combination is also subject to various other customary closing conditions. The Business Combination is expected to close in the second quarter of 2024;
https://www.sec.gov/Archives/edgar/data/1868269/000110465922004816/tm222722d1_s1a.htm
825
696
11.310
11.250
0.06077
0.000
74
2024-05-01
GAQ
GAQ/U US Equity
GAQ/WS US Equity
Generation Asia I Acquisition
2022-01-20
2024-05-23
26437376.00
2357355.00
11.215
2024-03-29
0.041
0.072
11.255
11.287
0.000
26.143
0.185
0.217
-0.01469
24
0.34304
0.30668
200.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We will not undertake an initial business combination with any entity with principal business operations in China (including Hong Kong and Macau); If we have not completed our initial business combination within 18 months from the closing of this offering (or (i) up to 24 months from the closing of this offering, if we extend the period of time to consummate a business combination subject to our sponsor depositing additional funds into the trust account, (ii) up to 21 months from the closing of this offering, if we have entered into a definitive agreement during the first 18 months from the closing of this offering, without our sponsor depositing additional funds into the trust account and, if needed, up to 24 months from the closing of this offering, subject to our sponsor depositing additional funds into the trust account, or (iii) during any shareholder approved extension period, , we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest income to pay dissolution expenses); Funds managed by Carnegie Park Capital LLC (which we refer to as sponsor investor as further described herein) have purchased membership interests in our sponsor entitling them to an economic interest in certain of the founder shares owned by our sponsor and in certain of the placement units to be purchased by our sponsor. Pursuant to its subscription agreement with our sponsor, the sponsor investor will not be granted any material additional shareholder or other rights, and will only be issued membership interests in our sponsor with no right to control our sponsor or vote or dispose of any founder shares, placement units or underlying securities owned by our sponsor (which will continue to be held by our sponsor until following our initial business combination); Certain qualified institutional buyers or institutional accredited investors who are not affiliated with our sponsor or any member of our management, which we refer to collectively as the forward purchasers, entered into forward purchase agreements with us that provide for the purchase by the forward purchasers of an aggregate of 8,000,000 forward purchase units, with each forward purchase unit consisting of one Class A ordinary share and one-quarter of one warrant to purchase one Class A ordinary share at $11.50 per share, for an aggregate purchase price of $80,000,000, or $10.00 per unit, in a private placement to close concurrently with the closing of our initial business combination; Further, prior to this offering, our sponsor transferred an aggregate of 1,200,000 Class B ordinary shares to the forward purchasers for no cash consideration, which represent 17.14% of the Class B ordinary shares issued and outstanding immediately after this offering (assuming no exercise of the underwriters over-allotment option). As a result of the foregoing, our sponsor currently owns 6,550,000 Class B ordinary shares, up to 750,000 of which will be surrendered to us by our sponsor for no consideration after the closing of this offering depending on the extent to which the underwriters over-allotment option is exercised; Certain qualified institutional buyers or institutional accredited investors who are not affiliated with our sponsor or any member of our management, which we refer to as the anchor investors, have each expressed to us an interest to purchase up to 9.9%, 7.425% or 4.95%, or 1,980,000, 1,485,000 or 990,000 of the units in this offering, respectively (excluding any units sold if the underwriter exercises the over-allotment option), representing in the aggregate up to approximately 101.475% or 20,295,000 of the units in this offering (or 88.24% of the units in this offering if the underwriter exercises the over-allotment option in full), and we have agreed to direct the underwriter to sell to each of the anchor investors such number of units; Anchor investors are to Atalaya Capital Management LP, P. Schoenfeld Asset Management LP, and Apollo Capital Management, L.P., each on behalf of one or more investment funds, separate accounts, and other entities owned (in whole or in part), controlled, managed, and/or advised by it or its affiliates, and certain other qualified institutional buyers or institutional accredited investors, each of which has expressed to us an interest to purchase up to 9.9%, 7.425% or 4.95% of the units in this offering; Roy Kuan serves as our Chief Executive Officer and has 25 years of private equity experience in Asia. Mr. Kuan currently is a private investor across a variety of asset classes and serves on the boards or advisory boards of several private and public companies across the TMT, consumer, and industrial sectors in Asia. Mr. Kuan previously served as a Managing Partner at CVC Capital Partners (CVC), a global private equity firm from 1999 to 2020. He was a Co-Founder of CVCs Asian private equity business, served on the firms Asian Investment and Portfolio Committees, and was also a member of CVCs Board of Directors. Prior to CVC, Mr. Kuan was an Investment Director at Citigroups Asian private equity investment division from 1996 to 1999; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us
6.80000
1.000
Nomura
Roy Kuan
Diversified (ex China)
Cayman
https://www.sec.gov/Archives/edgar/data/1852061/000119312522013916/d197433d424b4.htm
830
11.090
0.03400
0.000
75
2024-05-01
DUET
DUETU US Equity
DUETW US Equity
DUET Acquisition
2022-01-20
2024-05-24
14252529.00
1283336.00
11.106
2023-12-20
0.131
0.156
11.236
11.261
0.004
14.117
0.266
0.291
-0.02105
25
0.46636
0.40904
75.00000
1.000
Each unit consists of one of the Companys Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one Class A common stock at a price of $11.50 per share; The primary area of consideration will be disruptive change maker technology enterprises that are capitalizing on the digital shift. These enabling technology companies encompass a wide spectrum of capabilities from holistic e-commerce, fintech and big data analytics to robotic process automation. The Company is led by Larry Gan Nyap Liou, the Companys Chairman of the Board, and Yeoh Oon Lai and Dharmendra Magasvaran, the Companys Co-Chief Executive Officers; We have 15 months from the closing of this offering to consummate our initial business combination. We may seek stockholder approval of the amendments to our certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company for any extension beyond 15 months at a meeting called for such purpose. Public stockholders will be offered the opportunity to vote on or redeem their shares in connection with any such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s), we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months (for a total of up to 18 months to complete a business combination), by depositing into the trust account for such three month extension $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); Over the last 17 years, Mr. Gan has been an active and strategic investor in eCommerce and digital enterprises. He advocates disruptive business models, mentors start-ups, and operates an extensive business network of entrepreneurs, incubators, consulting professionals, and investment funds. He has led several public offerings and listings on international exchanges. In parallel, he has dedicated his time to corporate governance serving on the Minority Shareholders Watchdog Committee from July 2005 to July 2020 and has assumed Board roles in several public listed companies in Malaysia and abroad; Mr. Yeoh has been serving as Co-Chief Executive Officer of DUET Acquisition Corp. since November 2021. Prior to this, Mr. Yeoh has served in multiple C Level roles in consumer retail and entertainment with a stellar track record in commercial leadership and extensive multi-category, multi-format, and channel experience. He brings over two decades of deep strategic and operational experience in the consumer industry to the Companys management team; Mr. Magasvaran has been serving as Co-Chief Executive Officer of DUET Acquisition Corp. since November 2021. Previously, Mr. Magasvaran had been serving as a partner for Deloitte Digital South East Asia (SEA) and a Digital Leader within the Deloitte Consulting SEA firm from September 2017 until July 2021. Given his strong consulting pedigree and 22-year tenure in the consulting & digital business, he was, and is still, a digital coach to senior business leaders helping them create value from digital and data disruption; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Mar 14 2023 filed PRE14a to extend deadline to Jan 24 2024, trust account will not be used to cover potential excise tax; Mar 24 2023 filed DEF14a to extend deadline to Jan 24 2024, vote Apr 19, NAV $10.38, trust account will not be used to cover potential excise tax; July 25 2022 announced a business combination with Anteco Systems, S.L. (AnyTech365 or the Company), a leader in IT security and support; $200 million enterprise value; Closing Q4; Symbol ANYT; No PIPE; $10 million minimum cash condition; Apr 6 2023 terminated AnyTech365 deal; June 28 2023 DUET extended deadline to July 24 2023, added $175k to trust account; Sept 15 2023 extended deadline to Oct 24 2023, added $175k to trust account; Oct 18 2023 extended deadline to Nov 24 2023, added $175k to trust account; Oct 24 2023 filed PRE14a to extend deadline to Jan 24 2025; Nov 24 2023 extended deadline to Dec 24 2023, added $175k to trust account; Nov 24 2023 filed PRE14a to extend deadline to Jan 24 2025, vote in 2023; Dec 1 2023 filed PRER14a to extend deadline to Jan 24 2025, vote in Dec; Dec 5 2023 filed DEF14a to extend deadline to Jan 24 2025, vote Dec 18, NAV $10.96, trust account will not be used to cover potential excise tax; Dec 20 2023 stockholders approved deadline extension to Jan 24 2024, 3.8 million shares (74.5%) redeemed, 1.3 million shares remain, NAV $10.95, added $40k to trust account to extend deadline to Feb 24 2024;Feb 26 2024 added $40k to trust account to extend deadline to
3.56250
EF Hutton
Larry Gan Nyap Liou, Yeoh Oon Lai, Dharmendra Magasvaran
Tech
Delaware
Fenix 360
2023-07-06 00:00
Nov 28 2023 announced a business combination with Fenix 360 after July 6 2023 announced a binding LOI with Fenix 360 Pte Ltd (Fenix), a global social media company incorporated in Singapore that is designed to provide artists and creators with substantially enhanced compensation; Pursuant to the LOI, the total consideration to be provided to Fenixs equity holders (including holders of stock options) in the Proposed Business Combination will be $600,000,000, or such other amount as agreed to by the parties and confirmed by the independent fairness opinion provider, and approved by the board of the DUET. Pursuant to the LOI, the parties have agreed to work exclusively with each other, and not to entertain other proposals and opportunities until the earlier of the signing of a Definitive Agreement or the expiration of the LOI; The Transaction is expected to be completed in the first half of 2024, subject to regulatory approvals and other customary closing conditions. The Transaction values FENIX360 at a $610 million enterprise value;
https://www.sec.gov/Archives/edgar/data/1890671/000149315222001963/form424b4.htm
830
532
11.000
0.04750
0.000
76
2024-05-01
AIB
AIBBU US Equity
AIB Acquisition
2022-01-19
2025-01-21
11315193.00
984801.00
11.490
2023-12-31
0.161
0.519
11.651
12.008
0.026
11.837
-0.069
0.288
0.03171
0.07290
267
0.03379
-0.00132
-0.05338
75.00000
0.000
Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share and one right. Each right entitles the holder thereof to receive one-tenth (1/10) of one Class A ordinary share upon the consummation of an initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to focus our search on businesses in the fintech industry. Notwithstanding the foregoing, we will not pursue a target business that is headquartered in, or conducts a majority of its business in, China or Hong Kong; We will seek to capitalize on the significant financial services, financial technology and banking experience and contacts of Eric Chen, our Chief Executive Officer and Chief Financial Officer and Axel Hoerger, our Chairman of the Board, to identify, evaluate and acquire a target business; Mr. Chen, with over twenty years of experience in financial services and financial technology sectors, is the co-founder/CEO of American International Bank LLC (AIB) licensed in both Puerto Rico and in New York, NY. AIB is a private bank focusing on Ultra-High-Net-Worth Individuals (UHNWI) around the world but mainly from Asia; Mr. Hoerger has a financial services background that spans over three decades. From February 2016 to June 2020, Mr. Hoeger has served as Chief Executive Officer of Lombard International Assurance; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $2,250,000 or $2,587,500 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline, for each three month extension; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to liquidate and dissolve. We expect the pro rata redemption price to be approximately $10.10; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a general meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Dec 16 2022 filed PRE14a to extend deadline to Jan 21 2024 or liquidate early; Dec 30 2022 filed DEF14a to extend deadline to Oct 21 2023 or liquidate early, vote Jan 18, NAV $10.26; Sept 22 2023 filed PRE14a to extend deadline to Jan 21 2025; Oct 5 2023 filed DEF14a to extend deadline to Jan 21 2025, vote Oct 19 2023, NAV $11.18;
3.17500
Maxim
Eric Chen, Axel Hoerger
Fintech (ex China)
Cayman
PSI Group
2023-12-27 00:00
Dec 27 2023 announced a business combination with PSI Group Holdings Ltd (PSI or the Company), a long-established global logistics service provider headquartered in Hong Kong specialized in cross-border air freight services; Upon closing of the proposed Business Combination, both AIB and PSI will become wholly-owned subsidiaries of a newly incorporated Cayman Islands company, PS International Group Ltd. (Pubco), and Pubco will be the combined company and expects to list its securities on the Nasdaq Stock Market; The Company booked US$67.1 million in revenue for the six months ended June 30, 2023, representing a year-on-year growth of 36%; The Business Combination values PSI at a total pre-money enterprise value of approximately US$200 million; The boards of directors of both PSI and AIB have unanimously approved the Business Combination, which is expected to be completed in the first quarter of 2024, subject to, among other things, regulatory approvals, the approval by AIBs shareholders of the Business Combination and satisfaction or waiver of other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1882963/000121390022002682/f424b40122_aibacquisition.htm
831
707
12.020
12.500
0.04233
1.000
0.101
77
2024-05-01
TETE
TETEU US Equity
TETEW US Equity
Technology & Telecommunication Acquisition
2022-01-18
2024-07-20
34592184.00
2976709.00
11.621
2024-02-29
0.081
0.192
11.702
11.813
0.003
35.423
-0.148
-0.037
0.01690
-0.00703
82
-0.01368
-0.03199
0.07624
100.00000
1.000
Each unit consists of one of the Companys Class A ordinary shares and one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on companies in the technology and telecommunications sector in Malaysia. The Company is led by Tek Che Ng, the Companys Chairman of the Board and Chief Executive Officer; If we are unable to complete our initial business combination within 12 months from the closing of this offering (subject to two three-month extensions of time by depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses). We may, by resolution of our board of directors if requested by our Sponsor, extend the period in which we must complete our initial business combination twice, for an additional three months each time, up to 18 months by our Sponsor depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case). In the event we elect to extend the deadline, we intend to issue a press release announcing such intention at least three days prior to the applicable deadline; Our Chairman and Chief Executive Officer, Mr. Ng, has more than 20 years of experience in corporate and has listed and managed his own public listed company. He has experience in executing merger and acquisitions transactions in Asia. He has identified and acquired private and public companies, developing a large base of relationships and a network in Asia that can deliver opportunities for us, with access to governments, private and public companies with growth prospects, and financial institution; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.15 per share; Dec 29 2022 filed DEF14a to extend deadline to July 20 2023, vote Jan 18, NAV $10.29, 8,373,932 shares (72.8%) redeemed, 3.1 million shares remain; June 26 2023 filed DEF14a to extend deadline to July 20 2024, vote July 18, NAV $10.86; July 24 2023 stockholders approve deadline extension to July 20 2024, 149k shares (4.8%) redeemed, 3.0 million shares remain; Aug 3 2023 filed PREM14a for Super Apps deal; Apr 29 2024 filed PRE14a to extend deadline to Jan 20 2025;
4.80000
EF Hutton
Tek Che Ng
Tech (Malaysia)
Cayman
Super Apps
2022-10-19 00:00
Oct 19 2022 announced a business combination with Super Apps Holdings Sdn Bhd, a Malaysian private limited company; Transaction values Super Apps at an estimated pro forma enterprise value of $1.1 billion upon completion; The combined company will be named TETE Technologies Inc. and will apply for listing on the Nasdaq under the ticker TETE; Based upon the Companys anticipated collaboration with MYISCO and other potential collaborations, the combined company projects revenue of approximately $348 Million for the financial year ending December 31, 2023; The transaction is expected to close in the first half of 2023;
https://www.sec.gov/Archives/edgar/data/1900679/000149315222001609/form424b4.htm
832
274
11.900
11.620
0.04800
0.000
78
2024-05-01
PPYA
PPYAU US Equity
PPYAW US Equity
Papaya Growth Opportunity I
2022-01-14
2025-01-19
7775887.50
710529.00
10.944
2024-02-20
0.068
0.328
11.012
11.272
0.000
7.879
0.112
0.372
0.00706
0.02165
265
0.04731
0.02275
0.00270
250.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry, it currently intends to concentrate its search for a target business operating in the software, internet, media, fintech, healthcare IT or consumer industry sectors and to focus on vertical solutions driven by AI, marketplaces, platforms and networks; Our sponsor is affiliated with Launchpad Capital (Launchpad). Our team has collectively raised 7 SPACs, totaling $2,200,000,000 in trust capital, and has made extensive private market investments, including Square, Eventbrite, DigitalOcean, Calm and Gitlab; Our management team is led by Patrick Pohlen, our Chairperson, Clay Whitehead, our Chief Executive Officer, Alexander Spiro, our President and Daniel Rogers, our Chief Financial Officer and Secretary. We also have an advisory board that includes Ryan M. Gilbert; Mr. Whitehead is a repeat SPAC issuer, investor, advisor and growth company CEO. Mr. Whitehead serves as an advisor to Kernel Group Holdings. He previously served as the CEO of Plum Acquisition Corp. I from March 2021 to November 2021. He founded Pomegranate Ventures in 2019 to invest in private, high-growth technology companies in the cloud, enterprise, and consumer sectors; Mr. Spiro is a director, investor and attorney with deep ties in technology and media. Since October 2017, Mr. Spiro has been serving as a Partner of Quinn Emanuel Urquhart & Sullivan, LLP. Mr. Spiro served as a Manhattan prosecutor from September 2008 to July 2013; We will have up to 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 21 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $2,500,000, or $2,875,000 if the over-allotment option is exercised in full ($0.10 per share), on or prior to the date of the applicable deadline; Warrants redeemable if stock >$18.00; Cantor Fitzgerald & Co. has informed us that it, its affiliates, or certain accounts over which it or its affiliates have discretionary authority have expressed an interest in purchasing up to 6.65% of the units to be sold in this offering; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; Mar 14 2023 filed PRE14a to extend deadline to Oct 19 2023; Mar 27 2023 filed DEF14a to extend deadline to Oct 19 2023, vote Apr 12, trust account will not be used to cover potential excise tax; Apr 18 2023 stockholders approved deadline extension to Oct 19 2023, 18.9 million shares (65.7%) redeemed, 9.9 million shares remain; July 20 2023 filed PRE14a to extend deadline to Feb 19 2024; July 31 2023 filed DEF14a to extend deadline to Feb 19 2024, vote Aug 16, NAV $10.60, trust account will not be used to cover potential excise tax; Aug 16 2023 extension vote postponed to Aug 30; Sept 1 2023 PPYA stockholders approved deadline extension to Feb 19 2024, 7.6 million shares (76.6%) redeemed, 2.3 million shares remain, NAV $10.69; Jan 3 2024 filed PRE14a to extend deadline to Nov 19 2024, vote Feb 13, NAV $10.85, trust account will not be used to cover potential excise tax; Feb 12 2024 extension vote adjourned to Feb 16; Feb 20 2024 stockholders approved deadline extension to Jan 19 2025, 1.6 million shares (69.1%) redeemed, 710k shares remain, NAV $10.94;
12.90500
Cantor
Clay Whitehead, Alexander Spiro
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/1894057/000110465922002652/tm221326d2_s1a.htm
836
11.089
11.250
0.05162
0.000
79
2024-05-01
ACAB
ACABU US Equity
ACABW US Equity
Atlantic Coastal Acquisition II
2022-01-14
2024-09-19
7292641.00
667391.00
10.927
2023-12-31
0.118
0.258
11.045
11.185
0.000
7.188
0.315
0.455
-0.02488
143
0.11186
0.10135
261.00000
0.500
Each unit consists of one share of Series A common stock of the Company and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one share of Series A common stock of the Company at a price of $11.50 per share; We intend to focus our search for a suitable initial business combination target in the next-generation mobility sector, but we may pursue an initial business combination target in any stage of its corporate evolution or in any industry, sector or geographic location; Certain of our executive officers and directors serve as executive officers and directors of ACA I, which went public in March 2021. In December 2021, ACA I announced its agreement for a business combination with Essentium, Inc., a leading innovator of industrial additive manufacturing solutions. The deal is expected to close in the first half of 2022; Shahraab Ahmad has been our Chief Executive Officer and Chairman of the Board of Directors since October 2021. Mr. Ahmad also serves as Chief Executive Officer and Chairman of the Board of Directors of ACA I. Prior to this, he most recently served as the Chief Investment Officer for Decca Capital Ltd, a fund founded by Mr. Ahmad that invested across capital structures in the U.S. and Europe from April 2015 until December 2018. Prior to his tenure at Decca Capital Ltd, Mr. Ahmad served as a portfolio manager for Hutchin Hill Capital, LP from 2008 to 2013 and Sailfish Capital Partners, LLC from 2005 to 2008 and J.P. Morgan from 1999 to 2004, where he last co-headed the High Yield Credit trading group; Burt Jordan has been our President since November 2021 and will serve as a member of our Board of Directors on the effective date of the registration statement of which this prospectus is a part. Mr. Jordan also serves as President and a director of ACA I. Mr. Jordan was an executive at Ford Motor Company (Ford) from July 1999 until July 2020, where he most recently served as vice president of Global Purchasing Operations and Supply Chain Sustainability; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose at which stockholders may seek to redeem their shares without voting and, if they do vote, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable as of two business days prior to the consummation of the initial business combination), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable as of two business days prior to the consummation of the initial business combination); We will have until 15 months from the closing of this offering to consummate an initial business combination. If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account, less up to $100,000 of interest to pay dissolution expenses and net of interest that may be used by us to pay our franchise and income taxes payable. We expect the pro rata redemption price to be approximately $10.20 per share of Series A common stock; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein; provided, that we shall not redeem public shares to the extent that the redemption would result in our failure to have net tangible assets of at least $5,000,001 (so that we do not then become subject to the SECs penny stock rules), or any greater net tangible asset or cash requirement that may be contained in the agreement relating to our initial business combination.The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a stockholder meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below (1) $10.20 per public share; Feb 23 2023 filed PRE14a to extend deadline to Oct 19 2023, trust account will not be used to pay potential excise tax; Mar 20 2023 filed DEF14a to extend deadline to Oct 19 2023 + 2 months, vote Apr 12, NAV $10.39, trust account will not be used to pay potential excise tax; Apr 12 2023 extension vote adjourned to Apr 18; Apr 18 2023 ACAB stockholders approved deadline extension to Oct 19 2023 + 2 months, 26.6 million shares (88.5%) redeemed, 3.4 million shares remain, NAV $10.40; Oct 18 2023 extended deadline to Nov 19 2023, added $80k to trust account; Nov 3 2023 filed PRE14a to extend deadline to Aug 19 2024, vote Dec 5; Dec 1 2023 filed DEF14a to extend deadline to Aug 19 2024, vote Dec 15, NAV $10.68, trust account will not be used to cover potential excise tax; Dec 18 2023 stockholders approved deadline extension to Sept
11.85000
1.000
Cantor
Shahraab Ahmad, Burt Jordan
Mobility
Delaware
Abpro
2023-09-21 00:00
Sept 21 2023 announced a business combination with Abpro Corporation (Abpro), a biotechnology company with the mission of improving the lives of those facing severe and life-threatening diseases with next-generation antibody therapies; The transaction is expected to close in Q2 of 2024 and would result in an implied equity valuation for Abpro of $725 million;
https://www.sec.gov/Archives/edgar/data/1893219/000119312522003638/d482235ds1a.htm
836
615
10.770
0.04540
https://www.sec.gov/Archives/edgar/data/1893219/000119312524011716/d10531dex992.htm
0.000
80
2024-05-01
CSLM
CSLMU US Equity
CSLMW US Equity
CSLM Acquisition
2022-01-13
2024-05-18
52256920.00
4772187.00
10.950
2023-12-31
0.153
0.178
11.104
11.128
0.001
53.210
-0.026
-0.002
0.00418
19
-0.00378
-0.03755
165.00000
0.500
Each unit consists of one Class A ordinary share, one right and one-half of one redeemable warrant. Each right entitles the holder thereof to receive one-tenth of one Class A ordinary share upon the consummation of an initial business combination. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to search for a target business operating in new economy sectors, broadly defined as technology, financial services, or media, and that are located in frontier growth markets; Established in 2004, Consilium Investment Management has a long track record of successfully investing in Frontier Growth Markets and has been a top-quartile performer since the inception of its Frontier Equity Fund in 2009; We will have until 18 months (or up to 24 months if our time to complete a business combination is extended as described herein) from the closing of this offering to consummate our initial business combination. extension deposit are to a deposit by the sponsor into the trust account, in an amount equal to $0.10 per public share (a total of $1,650,000, or $1,897,500 if the underwriters over-allotment option is exercised in full). extension options are to the option of the sponsor, upon completion of an extension deposit, to cause us to extend the available time to consummate our initial business combination by three months. The sponsor may exercise the extension option up to two times, allowing for up to an additional six months (for a total of 24 months) to complete a business combination; Jonathan Binder, Chairman, is the co-Founder of CIM and Chief Investment Officer and Portfolio Manager for CIMs Frontier Equity and Extended Opportunities Fund Strategies. Prior to co-founding Consilium, Mr. Binder spent four years at Standard Asset Management, a division of the Standard Bank Group of South Africa, as Chief Investment Officer; Charles Cassel, Chief Executive Officer and Chief Financial Officer, is the co-Founder and Chief Executive Officer of CIM. Mr. Cassel is responsible for the risk management for CIMs investment strategies, the day-to-day operations of CIM and all non-equity portfolio management initiatives, and also serves as the Chief Compliance Officer. Before co-founding Consilium, Mr. Cassel held the position as Head of Emerging Markets Portfolio Management at Standard Asset Management; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.10 per public share; Apr 21 2023 filed PRE14a to extend deadline to Apr 18 2024, vote in May; June 15 2023 filed PRER14a to extend deadline to Oct 18 2024, vote July 13; June 26 2023 filed DEF14a to extend deadline to Oct 18 2024 and change name to CSLM Acquisition, vote July 13, NAV $10.48; July 17 2023 CSLM stockholders approved deadline extension to Oct 18 2024, 14.2 million shares (74.8%) redeemed, 4.8 million shares remain, changed name to CSLM Acquisition; Aug 22 2023 extended deadline to Sept 18 2023, added $70k to trust account; Nov 14 2023 extended deadline to Dec 18 2023, added $70k to trust account; Dec 15 2023 extended deadline to Jan 18 2024, added $70k to trust account; Jan 16 2024 extended deadline to Feb 18 2024, added $70k to trust account; Feb 16 2024 extended deadline to Mar 18 2024, added $70k to trust account; Mar 18 2024 extended deadline to Apr 18 2024, added $70k to trust account; Apr 11 2024 extended deadline to May 18 2024, added $70k to trust account;
6.75000
1.000
BTIG / I-Bankers
Jonathan Binder, Charles Cassel
New Economy
Cayman
Fusemachines
2024-01-23 00:00
Jan 23 2024 announced a business combination with Fusemachines Inc., a leading provider of enterprise AI products and solutions; Transaction values Fusemachines at an equity valuation of $200 million; Business combination expected to close by the end of Q2 2024; Resulting funding and capital markets access to bolster the 11-year-old companys Enterprise AI Products and Solutions offerings, accelerate growth and global expansion; Upon the closing of the transaction, subject to approvals by CSLMs stockholders and Fusemachines stockholders and other customary closing conditions, the combined company is expected to list on Nasdaq under the ticker symbol "FUSE"; The transaction, which has been unanimously approved by the boards of directors of Fusemachines and CSLM, is subject to approval by Fusemachines and CSLMs stockholders and subject to other customary closing conditions, including the receipt of certain regulatory approvals. In connection with the transaction, CSLM affiliates have committed to invest up to $19.44 million in a mix of new PIPE financing in CSLM and pre-closing financing in Fusemachines that will cover Fusemachines working capital needs;
https://www.sec.gov/Archives/edgar/data/1875493/000121390022002200/f424b40122_consilium.htm
837
740
11.150
0.04091
1.000
0.150
81
2024-05-01
WAVS
WAVSU US Equity
WAVSW US Equity
Western Acquisition Ventures
2022-01-12
2024-07-11
3209859.00
305410.00
10.510
2024-01-30
0.085
0.154
10.595
10.664
3.308
-0.055
0.014
0.02219
0.03823
73
0.00651
-0.07440
-0.14375
100.00000
1.000
Each unit consists of one share of common stock share and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of common stock at $11.50 per share; The company is led by Board Member and CEO, Stephen Christoffersen, and Board Member and CFO, William Lischak. The company intends to focus on companies in the financial services, healthcare, real estate services, technology, leisure, hospitality, and software industries. The company plans to target businesses with compelling long-term growth prospects, secular tailwinds, and highly fragmented markets ripe for consolidation; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board of directors if requested by our sponsor, extend twice the period of time we will have to consummate an initial business combination by an additional 3 months (for a total of 18 months from the closing of this offering); provided, that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and American Stock Transfer & Trust Company on the date of this prospectus, the only way to extend the time available for us to consummate our initial business combination in the absence of a definitive agreement is for our sponsor or its affiliates or designees, upon 5 days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case) for each 3-month extension, or prior to the date of the applicable deadline; Stephen Christoffersen, CFA, our Chief Executive Officer and a Director, is an entrepreneur and investor with a proven track record in capital markets, consumer packaged goods, and emerging growth industries. As Chief Financial Officer of KushCo Holdings Inc. (OTCQX:KSHB), where he has worked since 2018, Mr. Christoffersen spearheaded KushCos strategic plan to right-size the business, align with the leading operators in the legal cannabis industry, and help KushCo achieve profitability for the first time in more than three years. Mr. Christoffersen led the negotiations of a definitive merger agreement between KushCo and Greenlane Holdings (NASDAQ: GNLN) which was announced March 2021; William Lischak, CPA, MST, our Chief Financial Officer and a Director, is a senior level financial executive with over 20 years of experience in the media industry; Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of whether they vote for or against the proposed initial business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.10; Dec 7 2022 filed PRE14a to extend deadline to July 11 2023, vote in Dec; Dec 20 2022 filed DEF14a to extend deadline to July 11 2023, vote Dec 30, NAV $10.19, 10,729,779 shares (93.3%) redeemed, NAV $10.21; Feb 13 2023 filed S-4 for Cycurion deal, NAV $10.25; June 16 2023 filed PRE14a to extend deadline to Jan 11 2024, vote July 10, NAV $10.29; June 27 2023 filed DEF14a to extend deadline to Jan 11 2024, vote July 10, NAV $10.29; Nov 2 2023 filed S-4/a for Cycurion deal, NAV $10.65; Dec 18 2023 filed PRE14a to extend deadline to Apr 11 2024, vote Jan 5, NAV $10.70; Dec 29 2023 filed DEF14a to extend deadline to Apr 11 2024, vote moved to Jan 9, NAV $10.77; Jan 3 2024 board and management resigned; Jan 11 2024 WAVS stockholders approved deadline extension to Apr 11 2024, no redemption figures given; Jan 30 2024 filed S-4/a for Cycurion deal, NAV $10.51; Mar 25 2024 filed PRE14a to extend deadline to July 11 2024;Apr 3 2024 filed DEF14a to extend deadline to July 11 2024, vote Apr 10; Apr 12 2024 WAVS stockholders approved deadline extension to July 11 2024, no redemption figures given;
3.61000
AGP
Stephen Christoffersen, William Lischak
Diversified
Delaware
Cycurion
2022-11-22 00:00
Nov 22 2022 announced a business combination with Cycurion, Inc. (the "Company" or "Cycurion") a leading provider of tech-enabled cybersecurity solutions; Combined company anticipated to have an implied initial enterprise value of approximately $170.44 million, and the transaction is expected to deliver cash proceeds of around $113.31 million to Cycurion (assuming no redemptions) to advance Cycurions growth strategy fueling organic growth initiatives, investments in technologies and staff and strategic acquisitions; The transaction is expected to be completed in the first quarter of 2023; The proceeds will be funded through a combination of Westerns approximately $116.77 million cash in trust, assuming no redemptions by its stockholders, and up to $5.00 million in the form of a PIPE investment from institutional investors;
https://www.sec.gov/Archives/edgar/data/1868419/000110465922003563/tm2121798d5_424b4.htm
838
314
10.830
11.000
0.03610
https://www.sec.gov/Archives/edgar/data/1868419/000110465922121819/tm2231315d1_ex99-2.htm
0.000
82
2024-05-01
VCXB
VCXB/U US Equity
VCXB/WS US Equity
10X Capital Venture Acquisition III
2022-01-12
2024-07-14
21943792.00
2041283.00
10.750
2023-11-13
0.211
0.306
10.961
11.056
0.000
22.189
0.101
0.196
-0.00827
0.01272
76
0.08965
0.08484
-0.01894
261.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus on identifying high growth technology and tech-enabled businesses domestically and abroad in the consumer internet, ecommerce, software, healthcare, transportation / mobility and financial services industries, as well as other industries which are being disrupted by advances in technology and on technology paradigms including artificial intelligence, automation, data science, ecommerce and Software-as-a-Service; If we are unable to complete our initial business combination within 12 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); 10X Capital is a founder of 10X Capital Venture Acquisition Corp. (10X I), a SPAC which consummated its business combination with REE Automotive, an electric vehicle technology company based in Israel, in July 2021. The combined company is listed on The Nasdaq Global Market under the ticker REE. In addition, 10X Capital is a founder of 10X Capital Venture Acquisition Corp. II (10X II; Nasdaq: VCXA), a SPAC which consummated its initial public offering in August 2021; Mr. Thomas is a serial entrepreneur and technology investor with a track record of over 20 years, featured in Bloomberg News, Asset-backed Alert and The Wall Street Journal. He is 10X Capitals founder and chief executive officer of and serves as chairman of its subsidiary, GTP. As an entrepreneur, Mr. Thomas was on the founding teams of venture-backed FinTech startup InternetCash (1999), online mortgage firm RefinanceOne (2004) and data science firm TheNumber (2015); Mr. Weisburd is currently a general partner and co-head of venture capital at 10X Capital, where he led 10X Capitals investments in Robinhood, Compass Therapeutics, HeadSpace, Udemy and DraftKings. Prior to 10X Capital, Mr. Weisburd founded, in 2012, and was general partner of venture capital firm GTP, which was acquired by 10X Capital in 2019, whose portfolio companies include 23andMe, Circle, Palantir, Pipefy, Ripple, Tonal, Vicarious and Wish; Warrants redeemable if stock >$10.00; Cantor has informed us that it and/or its affiliates or accounts over which it and/or its affiliates have discretionary authority have expressed an interest in purchasing up to 6.5% of the units to be sold in this offering; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; If we have not completed our initial business combination within the required time period, our public shareholders may receive only approximately $10.15 per share, or less in certain circumstances, on our redemption of their shares, and our warrants will expire worthless; Nov 17 2022 filed PRE14a to extend deadline to July 14 2023, vote in 2022; Dec 9 2022 signed LOI with Sparks Energy, signed non-redemption agreement; Dec 9 2022 filed DEF14a to extend deadline to July 14 2023, vote Dec 28, 25,943,810 shares (86.3%) redeemed, 4 million shares remain; Dec 21 2022 announced a business combination with Sparks Energy, Inc. (Sparks), a power infrastructure services firm and a leader in power restoration management; Sparks provides critical electric transmission and distribution infrastructure recovery and repair services for utility customers across the United States, serving as the first responder for regional, state, and local power outages caused by environmental events such as snow, ice, wind, fire, flood and hurricanes; $475 million enterprise value; Symbol SPKS; Feb 1 2023 VXCB sued Sparks to take steps to consummate business combination, Sparks believes merger agreement does not constitute a binding contract; Feb 3 2023 terminated Sparks Energy deal; July 10 2023 extended deadline to Oct 14 2023; Sept 12 2023 filed PRE14a to extend deadline to July 14 2024, NAV $10.63; Sept 28 2023 filed DEF14a to extend deadline to July 14 2024, vote Oct 12, NAV $10.68; Nov 13 2023 filed S-4 for Addimmune deal, NAV $10.75;
8.06000
Cantor
Hans Thomas, David Weisburd, 10x Capital
Tech
Cayman
Addimmune
2023-08-09 00:00
Aug 9 2023 announced a business combination with Addimmune, a clinical stage HIV-focused gene therapy company; Addimmunes investigational cell therapy, AGT103-T, makes gene modifications to the patients immune cells (T cells) that harden those cells against HIV infection and depletion, thus allowing those cells to target and kill HIV instead of being killed by the virus; Proposed transaction represents a pre-money enterprise value of $500 million for Addimmune; The business combination transaction is expected to close in Q1 2024; The combined company is expected to trade under the ticker symbol HIV; 10X III and AGT have entered into a non-binding letter of intent (LOI) with CF Principal Investments LLC, an affiliate of Cantor Fitzgerald & Co. (Cantor), an underwriter of 10X IIIs initial public offering, with respect to a $50 million committed equity facility; In June 2023, Addimmune announced that it is separating from American Gene Technologies (AGT), a cutting-edge biotech company with a fifteen-year track record of product gene and cell therapy drug development. AGT began human trials in 2020 for AGT103-T, a single-dose lentiviral-based autologous cell therapy candidate designed to deliver gene-therapy modified, HIV-specific CD4 T cells to people with HIV. Initial results in the clinical trials motivated AGT to create a separate company to focus on completing required clinical trials and pursuing commercialization of a functional cure for HIV;
https://www.sec.gov/Archives/edgar/data/1848948/000119312522008781/d145071d424b4.htm
838
574
10.870
11.100
0.03088
0.000
83
2024-05-01
GHIX
GHIXU US Equity
GHIXW US Equity
Gores Holdings IX
2022-01-12
2024-12-06
63857456.00
6029977.00
10.590
2024-01-10
0.105
0.315
10.695
10.905
0.000
63.737
0.145
0.355
-0.01165
0.02856
221
0.05614
0.05284
-0.01426
525.00000
0.333
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-third of one warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; If we are unable to complete our business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to fund our regulatory compliance requirements and other costs related thereto and/or to pay our franchise and income taxes (less up to $100,000 of interest to pay dissolution expenses); In June 2015, Mr. Gores and Mr. Stone founded Gores Holdings, Inc. (Gores Holdings I), a blank check company formed for substantially similar purposes as our company. Mr. Stone served as Chief Executive Officer and Mr. McBride served as Chief Financial Officer for Gores Holdings I. Gores Holdings I completed its initial public offering in August 2015, in which it sold 37,500,000 units, each consisting of one share of Gores Holdings I common stock and one warrant to purchase one-half of one share of Gores Holdings I common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $375,000,000. Gores Holdings I completed its business combination with Hostess Brands, Inc. (Hostess) in November 2016; In August 2016, Mr. Gores and Mr. Stone founded Gores Holdings II, Inc. (Gores Holdings II), a blank check company formed for substantially similar purposes as our company and Gores Holdings I. Additionally, Mr. Stone served as Chief Executive Officer and Mr. McBride served as Chief Financial Officer for Gores Holdings II. Gores Holdings II completed its initial public offering in January 2017, in which it sold 40,000,000 units, each consisting of one share of Gores Holdings II common stock and one-third of one warrant to purchase one share of Gores Holdings II common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Gores Holdings II completed its business combination with Verra Mobility Corporation (Verra) (formerly known as American Traffic Solutions, Inc.) in October 2018; In October 2017, Mr. Gores and Mr. Stone founded Gores Holdings III, Inc. (Gores Holdings III), a blank check company formed for substantially similar purposes as our company, Gores Holdings I and Gores Holdings II. Additionally, Mr. Stone served as Chief Executive Officer, and Mr. McBride served as the Chief Financial Officer for Gores Holdings III. Gores Holdings III completed its initial public offering in September 2018, in which it sold 40,000,000 units, each consisting of one share of Gores Holdings III common stock and one-third of one warrant to purchase one share of Gores Holdings III common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Gores Holdings III completed its business combination with PAE Incorporated (PAE) in February 2020; In August 2018, Mr. Gores, together with Dean Metropoulos, a private investor specializing in investments in the consumer branded products industries, founded Gores Metropoulos, Inc. (Gores Metropoulos), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II and Gores Holdings III. Additionally, Mr. McBride, our Chief Financial Officer, served as Chief Financial Officer of Gores Metropoulos. Gores Metropoulos completed its initial public offering in February 2019, in which it sold 40,000,000 units, each consisting of one share of Gores Metropoulos common stock and one-third of one warrant to purchase one share of Gores Metropoulos common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Gores Metropoulos completed its business combination with Luminar Technologies, Inc. (Luminar) in December 2020; In July 2019, Mr. Gores and Mr. Stone founded Gores Holdings IV, Inc. (Gores Holdings IV), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II, Gores Holdings III and Gores Metropoulos. Gores Holdings IV completed its initial public offering in January 2020, in which it sold 42,500,000 units, each consisting of one share of Gores Holdings IV common stock and one-fourth of one warrant to purchase one share of Gores Holdings IV common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $425,000,000. Gores Holdings IV completed its business combination with United Wholesale Mortgage (UWM) in January 2021; In June 2020, Mr. Gores and Mr. Stone founded Gores Holdings V, Inc. (Gores Holdings V), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II, Gores Holdings III, Gores Metropoulos and Gores Holdings IV. Gores Holdings V completed its initial public offering on August 10, 2020, in which it sold 52,500,000 units, each consisting of one share of Gores Holdings V common stock and one-fifth of one warrant to purchase one share of Gores Holdings V common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $525,000,000. Gores Holdings V completed its business combination with a subsidiary of Ardagh Metal Packaging S.A (Ardagh Metal Packaging or AMP) in August 2021; In June 2020, Mr. Gores founded Gores Holdings VI, Inc. (Gores Holdings VI), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II, Gores Holdings III, Gores Metropoulos, Gores Holdings IV and Gores Holdings V. Gores Holdings VI completed its initial public offering in December 2020, in which it sold 34,500,000 units, each consisting of one share of Gores Holdings VI common stock and one-fifth of one warrant to purchase one share of Gores Holdings VI common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $345,000,000. Gores Holdings VI completed its busine
12.50000
1.500
DB / GS
Alec Gores, Mark Stone, Andrew McBride
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/0001894630/000119312522003744/d210849ds1a.htm
838
10.570
11.000
0.02381
0.000
84
2024-05-01
BRAC
BRACU US Equity
Broad Capital Acquisition
2022-01-11
2024-05-13
19435238.00
1717663.00
11.315
2024-03-08
0.053
0.067
11.368
11.382
0.000
19.375
0.078
0.092
-0.00772
14
0.23561
0.26449
100.00000
0.000
Each unit consists of one share of common stock and one right to receive one-tenth of one share of common stock upon the consummation of an initial business combination; The Company intends to focus its search for a target business addressing a large market opportunity with a company that is driving its growth in the emerging and transformational technologies market, focusing on businesses operating within the general aviation and aerospace industry, and the unmanned aircraft systems (UAS) in particular; Our management team is led by Johann Tse, Chief Executive Officer, who is the founder of Aquarian Capital, LLC, which advises corporate buyers and sellers worldwide on M&A transactions. Previously, Mr. Tse was the Director of International M&A with Yum! Brands where he led acquisitions, divestitures and franchising transactions across its quick service restaurants portfolio across many countries and previously created and managed the corporate venture capital program for Rohm and Haas Company focusing on new materials and material-enabled technologies, and helped broaden the Companys avenues for growth, in addition to corporate strategic planning and M&A responsibilities; We will have until 12 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination), provided that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, the only way to extend the time available for us to consummate our initial business combination is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline, for each of the available three month extensions providing a total possible business combination period of 18 months at a total payment value of $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.00; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; In connection with our redemption of 100% of our outstanding public shares, each holder will receive an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.10 per share); Dec 16 2022 filed PRE14a to extend deadline to Oct 13 2023, NAV $10.23; Dec 28 2022 filed DEF14a to extend deadline to Oct 13 2023, vote Jan 9, NAV $10.23, postponed to Jan 10, 4,227,461 shares (41.6%) redeemed, 5.9 million shares remain, NAV $10.25, $370.7k added to trust account;Mar 17 2023 extended deadline to Apr 13 2023, added $370k to trust account; May 15 2023 filed PRE14a to extend deadline to Jan 13 2024 and reduce the monthly extension fee, trust account will not be used to cover potential excise tax; May 26 2023 filed DEF14a to extend deadline to Jan 13 2024 and reduce the monthly extension fee, vote June 9, trust account will not be used to cover potential excise tax; May 26 2023 filed DEF14a to extend deadline to Jan 13 2024 and reduce the monthly extension fee, vote June 9, NAV $10.58; July 13 2023 extended deadline to Aug 13 2023, added $150k to trust account; Aug 17 2023 extended deadline to Sept 13 2023, added $150k to trust account; Sept 20 2023 extended deadline to Oct 13 2023, added $150k to trust account; Oct 17 2023 extended deadline to Nov 13 2023, added $150k to trust account; Nov 13 2023 filed S-4/a for Openmarkets deal; Nov 14 2023 extended deadline to Dec 13 2023, added $150k to trust account; Dec 7 2023 filed PRE14a to extend deadline to Jan 13 2025; Dec 18 2023 extended deadline to Jan 13 2024, added $150k to trust account, filed DEF14a to extend deadline to Jan 13 2025, vote Jan 8, NAV $11.15, trust account will not be used to cover potential excise tax; Jan 12 2024 stockholders approved deadline extension to Jan 13 2025, 2.8 million shares (61.9%) redeemed, 1.7 million shares remain, NAV $11.23; Jan 16 2024 filed S-4/a for Openmarkets deal; Jan 17 2024 extended deadline to Feb 13 2024, added $60k to trust account; Feb 21 2024 extended deadline to Mar 13 2024, added $60k to trust account; Mar 15 2024 extended deadline to Apr 13 2024, added $60k to trust account; Mar 22 2024 filed S-4/a for Openmarkets deal, NAV $11.28; Apr 17 2024 extended deadline to May 13 2024, added $60k to trust account;
4.46358
Chardan
Johann Tse
Aerospace
Delaware
Openmarkets
2023-01-19 00:00
Jan 19 2023 announced a business combination with Openmarkets Group Pty Ltd ("OMG"), the parent company of Openmarkets that provides trading and wealth management tech solutions; The combined company will likely be named OMGL Holdings Ltd and will apply for listing on the Nasdaq under the ticker "OMGL."; The enterprise value of OMG is estimated to be US$90 million, with another potential US$20 million in earnout over 2 years, contingent on certain performance conditions; The transaction is expected to be completed in the second quarter of 2023, subject to regulatory approvals and other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1865120/000149315222001028/form424b4.htm
839
373
11.280
0.04464
1.000
85
2024-05-01
SCRM
SCRMU US Equity
SCRMW US Equity
Screaming Eagle Acquisition
2022-01-06
2024-05-07
184376016.00
17175224.00
10.735
2024-04-18
0.014
0.024
10.749
10.759
-0.002
185.063
-0.021
-0.011
0.00244
0.00942
8
-0.04642
-0.06640
-0.31967
750.00000
0.333
Each unit consists of one Class A ordinary share and one-third of one warrant to purchase one Class A ordinary share at an exercise price of $11.50 per share; While the Company may pursue an initial business combination opportunity in any industry or sector, it intends to capitalize on the ability of its management team to identify, acquire and operate a business or businesses that can benefit from its management teams established global relationships and operating experience. The Companys management team has extensive experience in identifying and executing strategic investments globally and has done so successfully in a number of sectors, including media and entertainment; If we are unable to complete our initial business combination within 24 months from the closing of this offering, or 27 months from the closing of this offering if we have executed a definitive agreement for our initial business combination within 24 months from the closing of this offering, which we refer to as the completion window, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to fund our working capital requirements (subject to the limitations described herein), less taxes payable and up to $100,000 of interest to pay dissolution expenses; In October 2020, Messrs. Sloan, Baker and Sagansky founded Soaring Eagle Acquisition Corp., or Soaring Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sloan served as chief executive officer and chairman and Mr. Baker served as president, chief financial officer, director and secretary. Soaring Eagle completed its initial public offering in February 2021, in which it sold 172,500,000 units, each consisting of one Class A ordinary share and one-fifth of one warrant to purchase one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate proceeds of $1,725,000,000. In September 2021, Soaring Eagle completed its initial business combination with Ginkgo Bioworks, Inc.; In January 2020, Messrs. Sloan, Baker and Sagansky founded Flying Eagle Acquisition Corp., or Flying Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sloan served as chief executive officer and chairman and Mr. Baker served as president, chief financial officer and secretary. Flying Eagle completed its initial public offering in March 2020, in which it sold 69,000,000 units, each consisting of one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $690,000,000. In December 2020, Flying Eagle completed its initial business combination with Skillz Inc.; In April 2019, Messrs. Baker and Sagansky founded Diamond Eagle Acquisition Corp., or Diamond Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sagansky served as chief executive officer and chairman, Mr. Baker served as president, chief financial officer and secretary and Harry E. Sloan, our Chief Executive Officer and Chairman, was a founding shareholder. Diamond Eagle completed its initial public offering in May 2019, in which it sold 40,000,000 units, each consisting of one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. In April 2020, Diamond Eagle completed its initial business combination with DraftKings, Inc.; In July 2017, Messrs. Sagansky and Baker founded Platinum Eagle Acquisition Corp., or Platinum Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sagansky served as chief executive officer and chairman, Mr. Baker served as president, chief financial officer and secretary and Mr. Sloan was a founding shareholder. Platinum Eagle completed its initial public offering in January 2018, in which it sold 32,500,000 units, each consisting of one Class A ordinary share and one-third of one warrant to purchase one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate proceeds of $325,000,000. Platinum Eagle completed its initial business combination in March 2019, in which Platinum Eagle, through its wholly-owned subsidiary, Topaz Holdings LLC, acquired all of the outstanding equity interests of Target Logistics Management, LLC and RL Signor Holdings, LLC for an aggregate purchase price of $1.311 billion. In the transaction, Platinum Eagle changed its name to Target Hospitality Corp., or Target Hospitality; In 2015, Messrs. Sagansky and Baker founded Double Eagle Acquisition Corp., or Double Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sagansky served as president and chief executive officer, Mr. Baker served as vice president, general counsel and secretary and Mr. Sloan was a founding shareholder. Double Eagle completed its initial public offering in September 2015, in which it sold 50,000,000 units, each consisting of one Class A ordinary share and one warrant to purchase one-half of one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate proceeds of $500,000,000. Double Eagle completed its business combination in November 2017, in which its wholly-owned subsidiary acquired 90% of the shares of Williams Scotsman International, Inc.; In 2013, Messrs. Sagansky and Sloan founded Silver Eagle Acquisition Corp., or Silver Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sagansky served as president and Mr. Baker served as a director. Silver Eagle completed its initial public offering in July 2013, in which it sold 32,500,000 units, each consisting of one share of common stock and one warrant exercisable for one-half of one share of common stock, for an offering price of $10.00 per unit, generating a
17.60000
1.500
GS / Citi
Harry Sloan, Jeff Sagansky, Eli Baker
Media / Entertainment
Cayman
Lionsgate Studio
2023-12-22 00:00
Dec 22 2023 announced a business combination with the Studio Business of Lionsgate (NYSE: LGF.A, LGF.B), which comprises its Television Studio and Motion Picture Group segments and one of the worlds most valuable film and television libraries, to launch Lionsgate Studios Corp. (Lionsgate Studios); As a result of the transaction, 87.3% of the total shares of Lionsgate Studios are expected to continue to be held by Lionsgate, while Screaming Eagle public shareholders and founders and common equity financing investors are expected to own an aggregate of approximately 12.7% of the combined company. The transaction values Lionsgate Studios at an enterprise value of approximately $4.6 billion; In addition to establishing Lionsgate Studios as a standalone publicly-traded entity, the transaction is expected to deliver approximately $350 million of gross proceeds to Lionsgate, including $175 million in PIPE financing already committed by leading mutual funds and other investors. Net proceeds from the transaction are expected to be used to enhance Lionsgates balance sheet and facilitate strategic initiatives, including those related to the eOne business, which acquisition is scheduled to close by calendar year end; The transaction is subject to certain closing conditions, including regulatory approvals and approval from the shareholders and public warrant holders of Screaming Eagle, and is expected to close in the spring of 2024; Due to tax and other considerations, Lionsgate Studios has made it a condition of the transaction to receive not more than $175 million of gross trust proceeds. In the event that unredeemed amounts exceed $175 million, such non-redeeming shareholders will receive a mix of consideration in the form of shares in Lionsgate Studios and cash (from Screaming Eagle) (as cash value in trust), pro-rata with all other non-redeeming shareholders (excluding PIPE investors and those investors committing to non-redemption arrangements); It is also a condition of closing that all of Screaming Eagles public and private placement warrants be eliminated. Screaming Eagle private placement warrants will be eliminated for no consideration. Screaming Eagles public warrants will be repurchased for $0.50 per warrant from warrant holders pursuant to one of the voting proposals associated with the business combination. Screaming Eagle has obtained the written consent from warrant holders owning approximately 44.19% of all public warrants outstanding to vote in favor of the public warrant repurchase. For all public warrants to be compulsorily acquired for $0.50 per warrant, an additional 5.81% is required to be obtained prior to the voting date for the business combination; Upon closing of the transaction, it is expected that Lionsgate shareholders will indirectly own an approximately 87.3% stake in Lionsgate Studios, while Screaming Eagle public shareholders, founders and PIPE investors will own approximately 5.7%, 0.7% and 6.3% of Lionsgate Studios, respectively. Screaming Eagle founders and independent directors will collectively forfeit approximately 14.5 million of their founder shares and will retain approximately 2.0 million common shares upfront and Screaming Eagle founders will be entitled to receive an additional 2.2 million common shares if the trading price of Lionsgate Studios common shares increases 50% from $10.70. In connection with the transaction, the Screaming Eagle founders will forfeit all of their Screaming Eagle private placement warrants; Valuation: 10.7x EBITDA (2025E);
https://www.sec.gov/Archives/edgar/data/1893325/000119312521358075/d179876ds1.htm
844
715
10.775
10.850
0.02347
https://www.sec.gov/Archives/edgar/data/1893325/000119312523301813/d577102dex992.htm
0.000
86
2024-05-01
CITE
CITEU US Equity
CITEW US Equity
Cartica Acquisition
2022-01-05
2025-01-07
25036066.00
2249422.00
11.130
2024-04-08
0.027
0.356
11.157
11.486
-0.013
24.743
0.257
0.586
-0.01410
253
0.07843
0.06432
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; Although the Company may pursue a business combination partner in any industry or sector, it intends to focus its efforts on completing a business combination with a suitable candidate focused on the technology space in India. Our sponsor is an affiliate of Cartica Management, LLC, an emerging markets-focused asset management firm based in Washington D.C. with investments concentrated in small- and mid-cap companies; If we have not consummated an initial business combination within 18 months from the closing of this offering, or during one of the two three-month periods by which we may extend such deadline, without our public shareholders being entitled to vote or redeem their shares in connection with such extensions, if our sponsor or any of its affiliates or designees pays an additional $0.10 per public share into the trust account in respect of each such extension period (for a total of up to 24 months to complete a business combination) (each such three-month period, as governed by the terms further described herein, an Extension Period), or by such other deadline as may be approved by a vote of our shareholders (in connection with which our shareholders will have a right to redeem their public shares), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Cartica Investors, LP and Cartica Investors II, LP, two private funds that are affiliates of Cartica Management, LLC and our sponsor (the Cartica Funds), will enter into a forward purchase agreement with us that will provide for the purchase of an aggregate of up to 3,000,000 forward purchase shares consisting of one Class A ordinary share, for $10.00 per share, or an aggregate purchase price of up to $30,000,000, in a private placement to close substantially concurrently with the closing of our initial business combination; Cartica Funds have expressed to us an interest in purchasing up to an aggregate of 9.9% of the units in this offering (excluding any units issued upon exercise of the underwriters over-allotment option), at the public offering price; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; The sponsors founder shares shall vest, and as a consequence shall no longer be subject to the transfer restrictions described above or to cancellation and forfeiture, in the following tranches: fifty percent (50%) of the sponsors founder shares, upon the closing of our initial business combination, twenty-five percent (25%) of the sponsors founder shares, upon the Return to Shareholders (as defined below) exceeding $12.50, the remaining twenty-five percent (25%) of the sponsors founder shares, upon the Return to Shareholders exceeding $15.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Sanjeev Goel is our Chief Executive Officer and a member of our board of directors. He has over 22 years of emerging markets investment experience. Since 2020, Mr. Goel also serves as the Managing Head of Global Value Creation Partners FZE, a Dubai based emerging markets consulting firm. From 1997 to 2019 Mr. Goel worked in the Financial Institutions Group at the International Finance Corporation (IFC) of the World Bank Group; Oct 19 2022 sponsor to liquidate H1 2023; Apr 10 2023 CEO resigned; May 30 2023 filed PRE14a to extend deadline, vote June 23; June 9 2023 filed PRER14a to extend deadline to Apr 7 2024, vote June 23; June 12 2023 filed DEF14a to extend deadline to Apr 7 2024, vote June 23, NAV $10.64; June 16 2023 rescheduled extension vote to June 30; July 7 2023 stockholders approved deadline extension to Apr 7 2024, 18.8 million shares (81.7%) redeemed, 4.2 million shares remain, NAV $10.67; Feb 21 2024 filed PRE14a to extend deadline to Jan 7 2025, vote Apr 3; Mar 6 2024 filed DEF14a to extend deadline to Jan 7 2025, vote Apr 3, NAV $11.07; Apr 2 2024 CITE announced 2.3 million shares tendered for redemption; Apr 8 2024 stockholders approved deadline extension to Jan 7 2025, 2.0 million shares redeemed, 2.2 million shares remain, NAV$11.13;
14.40000
1.000
JPMorgan
Sanjeev Goel, Cartica
Tech India
Cayman
https://www.sec.gov/Archives/edgar/data/1848437/000110465922001850/tm217622-18_424b4.htm
845
11.000
0.07200
0.000
87
2024-05-01
GMFI
GMFIU US Equity
GMFIW US Equity
Aetherium Acquisition
2021-12-30
2024-12-29
17701778.00
1607791.00
11.010
2024-04-02
0.027
0.268
11.037
11.278
0.003
17.734
0.067
0.308
-0.00061
0.02295
244
0.04228
0.03381
-0.00160
100.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; The Companys efforts to identify a prospective target business will not be limited to a particular business, industry, sector or geographical region, although the Company intends to focus on businesses in the education, training and education technology industries, specifically in Asia (excluding China). The Company is led by Jonathan Chan, the Companys Chairman of the Board and Chief Executive Officer, and Alex Lee, the Companys Chief Financial Officer; Jonathan Chan is the founder and Managing Partner of Vigilant Assets Pte. Ltd., an investment advisory firm. He is also the founder and CEO of Jules Corporation (JULES), where over the past 6 years he has devoted his efforts in building his expertise and network in the education and EdTech ecosystem; Alex Lee is a managing director of Vigilant Assets Pte. Ltd. and has over 20 years of experience in various hardware and software technology driven sectors, encompassing DNS (Domain Name System) SaaS, digital media/marketing, and most recently blockchain/distributed ledger technology; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 15-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Feb 8 2023 filed PRE14a to extend deadline to Apr 3 2024; Mar 6 2023 filed PRER14a to extend deadline to Apr 3 2024, vote Mar 23, NAV $10.36; Mar 7 2023 filed DEF14a to extend deadline to Apr 3 2024, vote Mar 23, NAV $10.36; Mar 29 2023 GMFI stockholders approved deadline extension to Apr 3 2024, 8.5 million shares (73.9%) redeemed, 3.0 million shares remain, NAV $10.36; Feb 9 2024 filed PRE14a to extend deadline to Dec 29 2024, vote Mar 5, NAV $11.01; Feb 23 2024 filed DEF14a to extend deadline to Dec 29 2024, vote Mar 5, NAV $11.01; Mar 4 2024 postponed extension vote to Mar 12 2024; Mar 19 2024 postponed extension vote to Mar 28 2024; Apr 2 2024 stockholders approved deadline extension to Dec 29 2024, 1.4 million shares redeemed, 1.6 million shares remain, NAV $11.01;
4.76000
EF Hutton
Jonathan Chan, Alex Lee
Education Asia (ex China)
Delaware
Capital A Intern
2023-11-02 00:00
Feb 28 2024 announced a business combination with Capital A International after Nov 2 2023 entered a letter of intent for a business combination with Capital A International; The proposed business combination would result in Capital A International, a new investment and strategic development company that leverages the AirAsia brand and capitalises on core capabilities in aviation, travel and hospitality and digital technologies, becoming a standalone publicly traded company in the U.S. With 100% equity interest in AirAsia Brand and Leasing, Capital A International intends to generate revenue from brand royalty and the leasing of aircraft. Additionally, it will be involved in tactical acquisition, incubation and partnerships to provide platforms for entrepreneurs; The proposed business combination will be at an indicative equity value of United States Dollars (USD) 1 billion based on an independent valuation of the AirAsia Brand; $1.15 billion enterprise value;
https://www.sec.gov/Archives/edgar/data/1866547/000149315222000150/form424b4.htm
851
672
11.030
11.290
0.04760
0.000
88
2024-05-01
WTMA
WTMAU US Equity
Welsbach Technology Metals Acquisition
2021-12-28
2024-06-30
23689228.00
2172851.00
10.902
2023-12-31
0.117
0.178
11.020
11.081
0.000
23.728
0.090
0.151
-0.00906
62
0.08386
0.08972
75.00000
0.000
Each unit consists of one share of the Companys common stock and one right to receive one-tenth (1/10) of a share of common stock upon the consummation of an initial business combination; While the Company may pursue an acquisition in any business industry or sector, it intends to concentrate its search efforts on targets in the technology metals and energy transition materials industry. The Company is led by Chief Executive Officer Daniel Mamadou and Chief Operating Officer Chris Clower; Daniel Mamadou is the CEO of WTMAC and also the CEO and an executive director of Welsbach Holdings Pte Ltd. Daniel honed his capital markets skills over 20 years as an investment banker, initially structuring derivatives at Tokyo Mitsubishi International Plc. in London and at Deutsche Bank in London, and then as a debt and equity capital markets investment banker at Goldman Sachs in London, Deutsche Bank in Singapore and Nomura Holdings in Hong Kong and Singapore; Christopher Clower is the COO of WTMAC and also the COO and an executive director of Welsbach Holdings Pte Ltd. Mr. Clower sits on a number of boards in South East Asia companies, including Malacca Trust Pte Ltd, a holding company in Singapore which is majority owner of one of the largest asset management companies in Indonesia as measured by assets under management. Mr. Clower is also an independent commissioner on the board of PT Batavia Prosperindo Finance Tbk, an Indonesia consumer finance company listed on the Indonesia Stock Exchange; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time for a total of up to 15 months, provided that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, deposit into the trust account $750,000, or up to $862,500 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $1,500,000 (or up to $1,725,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable). The initial per public share redemption price will be $10.00 per share; We will sell to the Representative and/or its designees, at the time of the closing of this offering, for an aggregate of $100.00, an option (the UPO) to purchase that aggregate number of units as will be equal to eight percent (8%) of the total number of units sold in the public offering (or such lesser number allowed by FINRA) excluding any Units sold pursuant to the underwriters over-allotment option. The UPO will be exercisable at any time, in whole or in part, between the close of the business combination and the fifth anniversary of the commencement of sales of the offering at a price per unit equal to $11.50; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we redeem his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; Feb 24 2023 filed PRE14a to extend deadline to Sept 30 2023, vote Mar 24, trust account will not be used to cover potential excise tax; Mar 6 2023 filed PRER14a to extend deadline to Sept 30 2023, vote Mar 24, NAV $10.38, trust account will not be used to cover potential excise tax; Mar 8 2023 filed DEF14ato extend deadline to Sept 30 2023, vote Mar 24, NAV $10.38, trust account will not be used to cover potential excise tax ; Mar 28 2023 WTMA stockholders approved deadline extension to Sept 30 2023, 4.1 million shares (53.0%) redeemed, 3.6 million shares remain, NAV $10.38; May 30 2023 extended deadline to June 30 2023, added $125k to trust account; Nov 1 2022 announced a business combination with WaveTech Group, Inc., a company with a core focus on innovative battery technologies; Symbol WTG; $228 million enterprise value; Closing Q1 2023; Conditional on at least $25 million net cash at closing; June 16 2023 WTMA / WaveTech deal terminated; June 28 2023 extended deadline to July 30 2023, added $125k to trust account; Aug 1 2023 extended deadline to Aug 30, added $125k to trust account; Aug 17 2023 filed PRE14a to extend deadline to June 30 2024, vote Sept 28; Sept 11 2023 announced non-binding LOI with a target in the critical materials space; Sept 26 2023 postponed extension vote to Sept 29;
3.47500
Chardan
Daniel Mamadou, Chris Clower
Energy Transition Materials
Delaware
Evolution Metals
2024-01-25 00:00
Mar 22 2024 announced a business combination with Evolution Metals after Jan 25 2024 non-binding letter of intent; Evolution Metals Corp is a trading company formed in January 2020 to counter the global critical mineral supply chain crisis; EMC has developed an alternative supply and value chain, including oxide beneficiation, for Technology Metals, including Rare Earths, utilizing the technical, marketing, and production resources in the United States, Korea, Australia, Vietnam, and the Democratic Republic of the Congo, exclusively outside of China;
https://www.sec.gov/Archives/edgar/data/1866226/000121390021066750/fs12021a2_welsbachtech.htm
853
758
10.920
0.04633
1.000
0.140
89
2024-05-01
AOGO
AOGOU US Equity
AOGOW US Equity
Arogo Capital Acquisition
2021-12-27
2024-12-29
18933024.00
1762409.00
10.743
2023-09-07
0.227
0.462
10.969
11.205
0.001
19.210
0.069
0.305
-0.00633
-0.01453
244
0.04211
0.04211
0.05512
90.00000
1.000
Each unit consists of one share of Class A common stock and one redeemable warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company intends to focus its search for a target business with operations or prospective operations in electric vehicles (EV) technology, smart mobility or sustainable transportation and related business ecosystems in the Asia Pacific, primarily Southeast Asia, where the management team has extensive experience in the information technology, transportation operations, and manufacturing industries. The Company is led by its Chief Executive Officer, Suradech Taweesaengsakulthai; We will have until 12 months from the consummation of this offering to consummate our initial business combination (such period may be extended by the Companys shareholders in accordance with our amended and restated memorandum and articles of association). If we have filed a proxy statement, registration statement or similar filing for an initial business combination within 12 months from the consummation of this offering but have not completed the initial business combination within such 12-month period, the Combination Period will be extended by an additional three months for a total of up to 15 months; such extension will not require the deposit of any additional funds into the trust account and the public stockholders will not be offered the opportunity to vote on such extension. We may seek stockholder approval of the amendments to our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company at a meeting called for such purpose if we anticipate that we may not be able to consummate our initial business combination (i) within 12 months in the situation that we have not filed a proxy statement, registration statement or similar filing for an initial business combination within such 12-month period, or (ii) within 15 months in the situation that we have filed a proxy statement, registration statement or similar filing within such 12-month period. Public stockholders will be offered the opportunity to vote on or redeem their shares in connection with any such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to two times by an additional three months each time for a total of up to 18 months or 21 months, respectively, by depositing into the trust account for each three month extension $900,000, or $1,035,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); Suradech Taweesaengsakulthai, our Chief Executive Officer and Director, has over 25 years of experience in the logistics and transportation industries in Southeast Asia. Since 1993, he has served as the President and CEO of Cho Thavee Public Company Limited, which manufactures, sells, and services commercial vehicles with a focus on system integration for logistics systems. It is listed on the Stock Exchange of Thailand (SET) as CHO.BK; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Mar 1 2023 filed PRE14a to extend deadline to Dec 29 2023, will not use trust account to cover potential excise tax; Mar 13 2023 filed DEF14a to extend deadline to Dec 29 2023, vote Mar 24, NAV $10.45, will not use trust account to cover potential excise tax; Mar 14 2023 revised NAV from $10.45 to $10.30 because management previously used incorrect share number; Mar 28 2023 AOGO stockholders approved deadline extension to Dec 29 2023, 5.3 million shares (51.1%) redeemed, 5.1 million shares remain, NAV $10.45, to add $191.7k to trust account; June 1 2023 extended deadline to June 29 2023, added $192k to trust account; June 29 2023 extended deadline to July 29 2023, added $192k to trust account; July 31 2023 extended deadline to Aug 29 2023, added $192k to trust account; Aug 22 2023 filed PRE14a to Dec 29 2024; Aug 25 2023 extended deadline to Sept 29 2023, added $192k to trust account; Aug 31 2023 filed PRER14a to extend deadline to Dec 29 2024, vote in Sept; Sept 7 2023 filed DEF14a to extend deadline to Dec 29 2024, vote Sept 21, NAV $10.72, trust account will not be used to cover potential excise tax; Sept 28 2023 stockholders approved deadline extension to Dec 29 2024, 3.3 million shares (65.2%) redeemed, 1.8 million shares remain, NAV $10.72, added $40k to trust account; Apr 26 2022 announced a business combination with EON Reality, a global leader in Virtual and Augmented Reality and Knowledge Metaverse industry and education solutions; $655 million enterprise value; Symbol EOXR; The transact
4.22750
EF Hutton
Suradech Taweesaengsakulthai
EV Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1881741/000121390021067719/ea153080-424b4_arogocapital.htm
854
10.900
10.810
0.04697
0.000
90
2024-05-01
NVAC
NVACU US Equity
NVACW US Equity
NorthView Acquisition
2021-12-20
2024-09-22
8318105.00
738075.00
11.270
2024-03-11
0.050
0.197
11.320
11.467
0.000
8.355
0.000
0.147
0.00004
146
0.03286
0.03286
165.00000
0.500
Each unit consists of one share of common stock, one right, and one-half of one redeemable warrant. Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination. Each whole warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share; The Company intends to focus its initial search on target businesses in the healthcare sector with an enterprise value of approximately $500 million to $2 billion; We anticipate targeting what are traditionally known as small cap companies domiciled in North America, Europe and/or the Asia Pacific (APAC) regions that are developing assets in the biopharmaceutical, medical technology/medical device and diagnostics space which aligns with our management teams experience in operating health care companies and in drug and device technology development as well as diagnostic and other services; Jack Stover, Co-Founder and Chief Executive Officer; a CEO of multiple small cap Nasdaq companies in the health care sector and experienced in diagnostics, therapeutics, injectables and oral pharmaceuticals, drug delivery and medical equipment with specific experience in growing novel technology-based companies, raising capital, mergers and acquisitions and building superior management teams; Fred Knechtel, Co-Founder and Chief Financial Officer; a CFO of both private and public companies including small and large cap life sciences, automotive, and industrial companies traded on Nasdaq and ASX. Mr. Knechtel is an operationally driven executive experienced at preparing public and private companies for growth, acquisition, sale and IPO; Peter ORourke, who will become our Chairman of the Board upon the effective date of the registration statement of which this prospectus is a part, is Managing Partner at TCI Partners, a consulting firm focused on healthcare, aerospace and the public sector providing services related to M&A, innovation, operations, and strategy. Mr. ORourke was the acting Secretary and Chief of Staff of the Department of Veteran Affairs; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will have until 15 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to combination up to two times, each by an additional three months (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $1,500,000, or $1,725,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $3,000,000 (or $3,450,000 if the underwriters over-allotment option is exercised in full), or approximately $0.20 per share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share; Jan 25 2023 filed S-4 for Profusa deal, no meeting date set; Feb 7 2023 filed PRE14a to extend deadline to Sept 22 2023; Feb 17 2023 filed DEF14a to extend deadline to Dec 22 2023, vote Mar 10, NAV $10.26; Mar 2 2023 announced that trust account will not be used to cover potential excise tax; Mar 13 2023 NVAC stockholders approved deadline extension to Dec 22 2023, 18.0 million shares (94.9%) redeemed, 974k shares remain; May 11 2023 filed S-4/a for Profusa deal, NAV $10.71; July 21 2023 filed S-4/a for Profusa deal; Sept 12 2023 filed S-4/a for Profusa deal, NAV $10.94; Oct 6 2023 filed S-4/a for Profusa deal, NAV $10.94; Oct 30 2023 filed S-4/a for Profusa deal, NAV $10.94; Dec 1 2023 filed PRE14a to extend deadline to Mar 22 2023 (sic), vote Dec 21; Dec 11 2023 filed DEF14a to extend deadline to Mar 22 2024, vote Dec 21, NAV $11.13; Jan 16 2024 filed S-4/a for Profusa deal; Mar 5 2024 filed S-4/a for Profusa deal; Mar 11 2024 filed DEF14a to extend deadline to Sept 22 2024, vote Mar 21, NAV $11.27; Mar 26 2024 NVAC stockholders approved deadline extension to Sept 22 2024, 95k shares redeemed, 738k shares remain;
4.31500
1.000
I-Bankers
Jack Stover, Fred Knechtel, Peter ORourke
Healthcare
Delaware
Profusa
2022-11-07 00:00
Nov 7 2022 announced a business combination with Profusa, Inc. (Profusa), a digital health company that is pioneering the next generation of personalized medicine; The pro forma equity valuation of the Combined Company is expected to be approximately $264 million assuming 80% redemptions or approximately $416 million assuming no redemptions;
https://www.sec.gov/Archives/edgar/data/1859807/000121390021066875/f424b41221_northviewacq.htm
861
322
11.320
0.02615
https://www.sec.gov/Archives/edgar/data/1859807/000121390022071254/ea168243ex99-2_northviewacq.htm
1.000
0.178
91
2024-05-01
APCA
APCA/U US Equity
APCA/WS US Equity
AP Acquisition
2021-12-17
2024-06-21
125947512.00
11302534.00
11.143
2023-12-31
0.156
0.225
11.299
11.368
0.000
128.397
-0.061
0.008
0.00538
53
0.00493
0.00493
150.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant. Only whole warrants are exercisable. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company will focus on the de-carbonization / renewable energy sectors, with a particular focus in Japan /Asia (excluding Mainland China, Hong Kong and Macau) and European markets, and complement the experience of our management team and its operational expertise. The Companys management team includes Richard Folsom, Chairman and Director, and Keiichi Suzuki, Chief Executive Officer and Director, and board members Shankar Krishnamoorthy, Henrik Baek Jorgensen, and Helena Anderson. The Company is sponsored by AP Sponsor LLC, an affiliate of Advantage Partners, Inc. ("Advantage Partners"), a leading Asian private equity firm with offices in Tokyo, Hong Kong, Shanghai and Singapore; Tokyo Century Corporation (Tokyo Century), a strategic partner of our sponsor, has indicated to us an interest to purchase an aggregate of up to 2,000,000 of our units in this offering at the initial public offering price; Mr. Richard Folsom is our Chairman and Director. Mr. Folsom is a Co-Founder and Representative Partner of Advantage Partners, an investment management and advisory firm focused especially on the Asia and Japan markets, founded in 1992. Mr. Folsom is an experienced investor with a track record of helping companies successfully build scale and generate value; Mr. Keiichi Suzuki is our Chief Executive Officer and Director. Mr. Suzuki joined Advantage Partners on July 1, 2021 and serves as a Partner and the Head of Renewables & Sustainability of the firm. During his tenure at Mitsubishi Corporation, a leading Japanese trading company, Mr. Suzuki gained over 29 years of experience in alternative investments including real estate, private equity, and infrastructure, especially in the renewable energy space; Advantage Partners, with a long history in Japanese private equity, established the first ever buyout fund in Japan in 1997. The firm has since raised 11 private equity funds with a total size of approximately $5 billion including seven Japan buyout funds, one pan-Asia buyout fund and three public equity funds, focusing on management buyouts, corporate carve-outs, private investments in public equities and other opportunities; If we anticipate that we may not be able to consummate our initial business combination within 18 months, we may extend the available time to consummate our initial business combination by an additional three-month period by resolution of our board if requested by our sponsor. In order to exercise the extension option, our sponsor must deposit into the trust account $0.10 per share (a total of $1,500,000, or $1,750,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline. The extension option may only be exercised up to two times, allowing for up to an additional six months (for a total of 24 months) to complete a business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon (A) the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer and (B) approval of any amendment to our amended and restated memorandum and articles of association to allow for an Extension Period; June 21 2023 extended deadline to Sept 21 2023, added $1.725 million to trust account; Aug 18 2023 filed PRE14a to extend deadline; Aug 20 2023 filed DEF14a to extend deadline to June 21 2024, vote Sept 15, NAV $10.78; Aug 31 2023 NAV revised from $10.78 to $10.87; Sept 21 2023 stockholders approved deadline extension to June 21 2024, 5.9 million shares (34.5%) redeemed, 11.3 million shares remain;
9.50000
1.000
CS
Richard Folsom, Keiichi Suzuki, Advantage Partners
Decarbonization
Cayman
JEPLAN
2023-06-16 00:00
June 16 2023 announced a business combination with JEPLAN, Inc. and its affiliates (JEPLAN or the Company), a global leader in chemically recycled PET technology; Upon closing of the transaction, the combined company will be named JEPLAN Holdings, Inc. and expects to list its common shares in the form of ADSs and warrants to purchase common shares in the form of ADSs on the NYSE under the ticker symbols JPL and JPL WS, respectively; The transaction values the combined company at an estimated equity value of $480 million on a post-money basis (assuming no redemptions by AP Acquisitions public shareholders);
https://www.sec.gov/Archives/edgar/data/1862993/000110465921151542/tm2119394-7_424b4.htm
864
546
11.360
0.06333
https://www.sec.gov/Archives/edgar/data/1862993/000110465923124398/tm2320708d11_425.htm
0.000
92
2024-05-01
CFFS
CFFSU US Equity
CFFSW US Equity
CF Acquisition VII
2021-12-16
2025-03-20
57627916.00
5267634.00
10.940
2024-03-19
0.040
0.360
10.980
11.300
0.000
57.417
0.080
0.400
-0.00731
325
0.04126
0.04126
175.00000
0.333
Each unit consists of one share of Class A common stock and one-third of one warrant. Each whole warrant is exercisable to purchase one share of Class A common stock at a price of $11.50 per share; Our sponsor has committed, pursuant to a forward purchase contract with us, to purchase, in a private placement for gross proceeds of $10,000,000 to occur concurrently with the consummation of our initial business combination, 1,000,000 of our units on substantially the same terms as the sale of units in this offering at $10.00 per unit, and 250,000 shares of Class A common stock (for no additional consideration). The funds from the sale of units will be used as part of the consideration to the sellers in the initial business combination; any excess funds will be used for working capital in the post-transaction company; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although we expect to focus on a target in an industry where we believe our management team and founders expertise will provide us with a competitive advantage, including the financial services, healthcare, real estate services, technology and software industrie; Howard W. Lutnick, our Chairman and Chief Executive Officer, who joined Cantor in 1983 and has served as President and Chief Executive Officer of Cantor since 1992 and as Chairman since 1996; Anshu Jain, our President, who also serves as the President of Cantor, a position he has held since January 2017, and previously served as a senior executive of Deutsche Bank, which firm he joined from Merrill Lynch in 1995, most recently in the position of Co-CEO from June 2012 to June 2015; Cantors first sponsored SPAC, CF Finance Acquisition Corp., or Cantor SPAC I, consummated its initial public offering in December 2018 and consummated its initial business combination in November 2020 with GCM Grosvenor, Inc; Cantors second sponsored SPAC, CF Finance Acquisition Corp. II, or Cantor SPAC II, consummated its initial public offering in August 2020 and consummated its initial business combination in March 2021 with View, Inc.; Cantors third sponsored SPAC, CF Finance Acquisition Corp. III, or Cantor SPAC III, consummated its initial public offering in November 2020, and consummated its initial business combination in August 2021 with AEye, Inc.; Cantor is also the sponsor, and certain of our officers and directors serve as directors and officers, of four additional SPACs that have consummated initial public offerings CF Acquisition Corp. IV, or Cantor SPAC IV, a blank check company that consummated its initial public offering in December 2020, CF Acquisition Corp. V, or Cantor SPAC V, a blank check company that consummated its initial public offering in February 2021, CF Acquisition Corp. VI, or Cantor SPAC VI, a blank check company that consummated its initial public offering in February 2021, and CF Acquisition Corp. VIII, or Cantor SPAC VIII, a blank check company that consummated its initial public offering in March 2021; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our amended and restated certificate of incorporation provides that we will have only 18 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such time period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; May 2 2023 filed PRE14a to extend deadline to Dec 20 2023, vote in June, NAV $10.36; May 19 2023 filed DEF14a to extend deadline to Mar 20 2024, vote June 14, NAV $10.41; June 12 2023 extension vote moved from June 14 to June 16; June 20 2023 CFFS stockholders approved deadline extension to Mar 20 2024, 3.9 million shares (21.6%) redeemed, 14.3 million shares remain, NAV $10.48; Feb 2 2024 filed PRE14a to extend deadline to Dec 20 2024, vote in Mar; Feb 16 2024 filed DEF14a to extend deadline to Mar 20 2025, vote Mar 14, NAV $10.85, trust account will not be used to cover potential excise tax; Mar 19 2024 stockholders approved deadline extension to Mar 20 2025, 9.0 million shares (63.2%) redeemed, 5.3 million shares remain, NAV $10.94;
4.50000
Cantor
Howard Lutnick, Cantor
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/1839519/000119312521328288/d109489ds1a.htm
865
10.900
0.02571
0.000
93
2024-05-01
EMLD
EMLDU US Equity
EMLDW US Equity
FTAC Emerald Acquisition
2021-12-16
2024-12-20
50540148.00
4757884.00
10.622
2024-01-22
0.093
0.318
10.716
10.940
0.002
50.553
0.116
0.340
-0.00848
235
0.05026
0.04643
220.00000
0.500
Each unit issued in the offering consists of one share of Class A common stock of the Company and one-half of one redeemable warrant, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share; If we are unable to consummate a business combination within 18 months from the completion of this offering, or 21 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for our initial business combination within 18 months from the closing of this offering, we will redeem the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Emerald ESG Sponsor, LLC is a partnership between FinTech Masala, LLC (Fintech Masala) and our Vice Chairman, Mark Tercek, and Bracebridge Young Jr., our President and CEO. Additionally, our Chairman of the Board, Betsy Z. Cohen, is also the Chairman of the board of directors of FinTech Masala. Emerald ESG Sponsor, LLC unites the knowledge and experience of FinTech Masala as a technology investor and SPAC sponsor with the entrepreneurial and ESG experience of our Vice Chairman and President and CEO; FinTech Masala specializes in providing growth capital to technology and financial services technology companies via special purpose acquisition vehicles and venture investments. The FinTech Masala team is comprised of principals and advisers with extensive experience in operating public and private companies in the technology and financial services sectors, mergers and acquisitions and venture investors. As of July 2021, the Managing Members of FinTech Masala have been affiliated with the sponsor for FinTech Acquisition Corp., FinTech Acquisition Corp. II, Fintech Acquisition Corp. III, Fintech Acquisition Corp. IV, Fintech Acquisition Corp. V, Fintech Acquisition Corp. VI, FTAC Olympus Acquisition Corp., FTAC Athena Acquisition Corp., FTAC Hera Acquisition Corp., FTAC Parnassus Acquisition Corp., and FTAC Zeus Acquisition Corp. (together the FinTech Masala SPACs); Our management team is led by Betsy Z. Cohen, our Chairman of the Board. Ms. Cohen has substantial experience with blank check companies, having served or currently serving as Chairman of the board for nine blank check companies, five of which have consummated business transactions, two of which have announced intended business transactions, and two of which are actively searching for business transactions; Mark Tercek will be our Vice Chairman of the Board and Bracebridge H. Young, Jr. is our President and CEO, and between the two of them, they have substantial experience as investors and operators in the ESG sector, as well broad array of experience in mergers and acquistions and capital markets. We believe that potential sellers of target businesses will view this experience as a positive factor in considering whether or not to enter into a business combination with us and we believe the Mr. Terceks and Mr. Youngs connections in the ESG sector will provide a strong pipeline of potential acquisitions to our Company; Warants redeemable if stock >$18.00; Our sponsor has agreed not to transfer, assign or sell any of their founder shares (i) with respect to 25% of such shares, until consummation of our initial business combination, (ii) with respect to 25% of such shares, until the earlier of the second anniversary of the consummation of our initial business combination or the first date at which the closing price of our Class A common stock exceeds $12.00 for any 20 trading days within a 30-trading day period following the consummation of our initial business combination, (iii) with respect to 25% of such shares, until the earlier of the second anniversary of the consummation of our initial business combination or the first date at which the closing price of our Class A common stock exceeds $13.50 for any 20 trading days within a 30-trading day period following the consummation of our initial business combination, and (iv) with respect to 25% of such shares, until the earlier of the second anniversary of the consummation of our initial business combination or the first date at which the closing price of our Class A common stock exceeds $15.00 for any 20 trading days within a 30-trading day period following the consummation of our initial business combination; We will provide our public stockholders with the opportunity to redeem their public shares upon the consummation of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including any amounts representing deferred underwriting commissions and interest earned on the trust account not previously released to us, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account initially will be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either in connection with a stockholder meeting called to approve the business combination or by means of a tender offer; Emerald ESG Sponsor, LLC has agreed that it will indemnify us to the extent any claims by a third party for services rendered or products sold to us, or any claims by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below $10.10 per public share; June 22 2023 signed LOI, extended deadline to Sept 20 2023; Aug 18 2023 filed PRE14a to extend deadline; Aug 30 2023 filed DEF14a to extend deadline to Sept 20 2024, vote Sept 18, NAV $10.43, trust account will not be used to pay potential excise tax; Aug 31 2023 filed DEFR14a to extend deadline to Jan 19 2024, moved vote to Sept 14, NAV $10.43; Sept 13 2023 adjourned ex
8.90000
GS
Betsy Cohen, Mark Tercek, Bracebridge Young, Jr
ESG
Delaware
https://www.sec.gov/Archives/edgar/data/1889123/000110465921151163/tm2135735-1_424b4.htm
865
10.625
0.04045
0.000
94
2024-05-01
ADRT
ADRT/U US Equity
ADRTW US Equity
Ault Disruptive Technologies
2021-12-16
2024-12-20
787349.62
67180.00
11.720
2024-02-20
0.073
0.320
11.793
12.040
0.866
-0.207
0.040
0.09306
0.14478
235
0.00517
-0.16287
100.00000
0.750
Each unit has an offering price of $10.00 and consists of one share of our common stock and three-fourths of one redeemable warrant as described in more detail in this prospectus. Each whole warrant entitles the holder thereof to purchase one share of our common stock at a price of $11.50 per share; While we may pursue an initial business combination target in any business or industry or geographic location, we intend to focus our search on undervalued businesses which have developed or possess disruptive technology; If we are unable to consummate our initial business combination within 12 months following the effectiveness of this offering, we may, but are not obligated to, extend the period of time to complete an initial business combination up to two times by an additional three months each (for a total of up to 18 months to consummate an initial business combination), subject to our sponsor, Ault Disruptive Technologies Company, LLC or its affiliates or designees, contributing, for each such three-month extension, an additional $0.10 per share of common stock then outstanding to the trust account, and at the end of the applicable period or any other approved extension of such period, we will redeem 100% of our public shares; Milton C. (Todd) Ault III, the Chairman of the Board of our company, has nearly 30 years of experience identifying value in multiple asset classes in numerous financial markets as an entrepreneur, private equity investor, board member and corporate executive. Since March 2017, Mr. Ault has spent a substantial portion of his time transforming Ault Global, formerly DPW Holdings, Inc., into a diversified holding company with interests in the defense-aerospace, industrial, automobile, telecommunications, medical-biopharma and textile industries; William B. Horne, our Chief Executive Officer and a member of our board of directors, has also been a key team member of Ault Global. He has been Ault Globals Chief Executive Officer since January 2021, its President from August 2020 to January 2021 and its Chief Financial Officer from January 2018 to August 2020; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the consummation of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described in this prospectus. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the consummation of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; Apr 17 2023 filed PRER14a to extend deadline to Sept 20 2023 + 5 months; ADRT stockholders approved deadline extension to Feb 20 2024, 11.4 million shares (98.7%) redeemed, 147k shares remain, NAV $10.61, 11,311,125 redeemed after reversals; Jan 12 2024 filed PRE14a to extend deadline to Dec 20 2024, vote Feb 15; Jan 25 2024 filed DEF14a to extend deadline to Dec 20 2024, vote Feb 15, NAV $11.68; Feb 20 2024 stockholders approved deadline extension to Dec 20 2024, 122k shares (64.4%) redeemed, 67k shares remain, NAV $11.72;
6.50000
1.000
AGP
Milton (Todd) Ault III, William Horne, Ault Global
Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1864032/000121465921012890/r1124211s1a1.htm
865
12.890
13.500
0.06500
0.000
95
2024-05-01
IVCP
IVCPU US Equity
IVCPW US Equity
Swiftmerge Acquisition
2021-12-15
2025-06-17
13266850.00
1214913.00
10.920
2024-02-23
0.084
0.611
11.004
11.531
-0.001
13.109
0.214
0.741
-0.01945
-0.06125
414
0.06033
0.06033
0.10185
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company is sponsored by Swiftmerge Holdings, LP, an affiliate of IVEST Consumer Partners LLC (IVEST). The Company will be led by IVEST management team members George Jones, John Sam Bremner, Christopher J. Munyan and Aston Loch. While the Company may pursue an initial business combination target in any industry, it currently intends to pursue opportunities targeting disruptive consumer companies utilizing technology and the internet to evolve the way that consumers interact with the market; If we have not consummated an initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares for cash; Up to eleven qualified institutional buyers or institutional accredited investors, who are not affiliated with any member of our management, who we refer to as the anchor investors, have expressed to us an interest to purchase up to an aggregate of 99% of the units offered in this offering. Conditioned upon an anchor investor participating in the offering in an amount equal to 100% of the units allocated to such anchor investor, each such anchor investor will enter into a separate agreement with us and our sponsor pursuant to which our sponsor will forfeit and we will sell an amount up to 225,000 founder shares to each anchor investor (such amount of founders shares to be dependent on the size of each anchor investors participation in the offering) at their original purchase price of approximately $0.003 per share, or up to 2,250,000 founder shares in the aggregate. Each anchor investor intends to purchase up to 300,000 private placement warrants, at a price of $1.00 per warrant; George Jones serves as Chairman of the Board of Directors and is the Co-Founder of IVEST, where, since 2013, he has led the extensive IVEST operating partner team and managed IVESTs global network of operator and retail relationships. Mr. Jones will bring decades of Fortune 500 c-suite operating experience to the sponsors mandate to identify and combine with a leading innovative consumer company. Mr. Jones has led some of the worlds most respected public consumer products and retail companies and has been recognized as a top retail and consumer products CEO. Throughout his career, Mr. Jones has developed a track record of successfully creating shareholder value while serving as the Chief Executive Officer of Borders, Chief Executive Officer of Saks Department Store Group, President of Warner Bros Consumer Products, Chief Executive Officer of Roses Stores and Executive Vice President of Target; John Sam Bremner, our Chief Executive Officer and a Co-Founder of IVEST, leads our management team. Since founding IVEST in 2013, Mr. Bremner has led the IVEST deal team to deploy equity across a broad range of innovative consumer companies. Mr. Bremner has a 20-year track record of sourcing successful proprietary private equity transactions and for the past 8 years has led IVESTs deal sourcing efforts. Prior to his career in private equity, Mr. Bremner worked in Global M&A consulting for Fujitsu and led the IT post-merger integration team for the largest telecom merger in Canadian history, the Telus/BC Tel merger; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Apr 3 2023 filed PRE14a to extend deadline to Dec 15 2023; Apr 6 2023 filed PRER14a to extend deadline to Dec 15 2023; May 8 2023 filed PRER14a to extend deadline to Mar 15 2024; May 15 2023 filed DEF14a to extend deadline to Mar 15 2024, vote June 12, NAV $10.40; June 12 2023 extension vote adjourned to June 15; Aug 11 2023 announced a business combination with HDL Therapeutics, Inc. after Apr 24 2023 announced a non-binding letter of intent with HDL Therapeutics Inc. (HDL Therapeutics), a privately held commercial stage biotech company with an FDA-approved cardiovascular therapy for reducing coronary atheroma in homozygous familial hypercholesterolemia (HoFH) patients; $480 million enterprise value; Symbol HDLT; The Transaction is expected to close in the fourth quarter 2023, with Swiftmerge to domesticate from the Cayman Islands to a Delaware corporation prior to the closing; The combined company expects to receive approximately $104 million in gross proceeds, including $24 million of cash held in Swiftmerges trust account (assuming no redemptions in connection with the Transaction) and approximately $80 million in new PIPE financing that Swiftmerge is seeking to raise; The Transaction is expected to close in the fourth quarter of 2023, subject to approvals by Swiftmerges shareholders and HDL Therapeutics stockholders, the expiration of the HSR Act waiting period, Swiftmerge having minimum cash available at closing of $30 million after payment of expenses, and other customary closing conditions; Feb 15 2024 IVCP / HDL Therapeutics deal terminated; Feb 23 2024 filed PRE14a to extend deadline to June 17 2025, vote in Mar, NAV $10.92; Mar 4 2024 filed DEF14a to extend deadline to June 17 2025, vote Mar 13, NAV $10.92; Mar 14 2024 extension vote
8.60000
1.000
BofA
George Jones, John Sam Bremner, Christopher Munyan, Aston Loch
Consumer
Cayman
https://www.sec.gov/Archives/edgar/data/1845123/000119312521346772/d128144ds1a.htm
866
10.790
10.330
0.04300
0.000
96
2024-05-01
IVCB
IVCBU US Equity
IVCBW US Equity
Investcorp Europe Acquisition I
2021-12-15
2024-06-17
127703240.00
11545295.00
11.061
2023-12-31
0.155
0.218
11.216
11.279
-0.001
130.808
-0.114
-0.051
0.01018
0.02533
49
-0.03301
-0.03301
-0.13455
300.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one share of common stock of the Company at a price of $11.50 per share; While we may pursue a business combination target in any business or industry, we intend to capitalize on the experience and ability of our team to focus on opportunities in Western Europe, including the United Kingdom, or Northern Europe and, opportunistically, in Turkey, and businesses focusing on business services, consumer and lifestyle, niche manufacturing and technology; Promote schedule are to the schedule upon which the founder shares will convert into Class A ordinary shares following the consummation of our initial business combination on a one-for-one basis, subject to the adjustments described herein in accordance with the following schedule: (i) 50% on the trading day following the consummation of our initial business combination, and (ii) 50% if, post consummation of our initial business combination and prior to the ten year anniversary of our initial business combination, the volume weighted average trading price of the Class A ordinary shares for any 10 trading days within a 15 trading day period exceeds $12.00, on the trading day following such trading period; Established in 1982, Investcorp Group is a leading global alternative asset investment manager. Over its 39-year history, Investcorp Group has raised approximately US$50 billion and made acquisitions valued at approximately US$71 billion in total. Investcorp Group had approximately US$37 billion of assets under management as of June 30, 2021, compared to more than US$34 billion as of December 31, 2020; Our management team has also been carefully selected, comprising of Baroness Ruby McGregor-Smith as Chief Executive Officer; Alptekin Diler as Chief Investment Officer to identify and source potential Business Combinations and Craig Sinfield-Hain as Chief Financial Officer leveraging specialized execution capabilities, executive directors, including Hazem Ben-Gacem as Chairman appointed by Investcorp, and Peter McKellar as Vice-Chairman; Hazem Ben-Gacem. Hazem Ben-Gacem has been our Chairman of the board of directors since October 19, 2021. Hazem is Investcorps Co-Chief Executive Officer and Co-Chief Executive Officer of CP Holdings Limited with over 25 years of experience in successfully leading private equity investments across North America, Europe, the Middle East and Asia. Prior to Hazems appointment as Co-Chief Executive Officer of Investcorp and CP Holdings Limited in 2018, Hazem was previously the head of the European and Technology Private Equity platforms at Investcorp International Ltd from 2014 through 2018 and, prior to joining Investcorp International Ltd in 1994, worked at Credit Suisse First Bostons M&A team from 1992 through 1994; Baroness Ruby McGregor-Smith. Baroness Ruby McGregor-Smith has been our Chief Executive Officer since October 27, 2021. Ruby is currently the Chair of Mind Gym PLC and the President of the British Chambers of Commerce. Ruby also chairs the Institute of Apprenticeships and Technical Education and the Airport Operators Association. She is a non-executive director for the Tideway Tunnel. Ruby was formerly the Chief Executive of the Mitie Group plc from 2007 through 2016, Business Ambassador for the UK Government from 2012 through 2019 and Senior Independent Director and Non-Executive Director at Page Group plc from 2007 through 2017; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Our amended and restated memorandum and articles of association provide that we will have only 15 months from the closing of this offering (or up to 21 months, if we extend the time to complete a business combination as described in this prospectus) to complete our initial business combination. If we do not complete our initial business combination within such time period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses). If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three month extension (of which there may be no more than two
12.90000
1.000
Citi / CS
Baroness Ruby McGregor-Smith, Hazem Ben-Gacem
Diversified
Cayman
OpSec Group
2023-04-26 00:00
Apr 26 2023 announced a business combination with OpSec Group, a global leader in brand protection solutions and intellectual property (IP) management; Anticipated pro-forma enterprise value of the combined company is approximately $426 million; This transaction is supported by a $50 million backstop by the sponsor of Investcorp Europe, with up to $199 million in gross transaction proceeds available to OpSec Group subject to redemptions by Investcorp Europe shareholders; Valuation: 10.7x EBITDA (2024E); For the combined OpSec Group, which includes Zacco, pro-forma fiscal 2023 revenue is expected to be approximately $218 million. As a percentage of total, 95% of OpSecs total revenue is reoccurring and based on established contractual relationships. OpSec Group has a strong track record in client service and quality with approximately 90% retention annually across a base of more than 5,000 customers. In combination with these strong revenue dynamics, EBITDA margins have expanded from fiscal 2021 through fiscal 2023; The transaction, which has been unanimously approved by the boards of directors of OpSec Group and Investcorp Europe, including a special committee of the board of directors of Investcorp Europe formed for the purpose of evaluating the transaction, is subject to approval by Investcorp Europe shareholders and other customary closing conditions, including the receipt of certain regulatory approvals and is expected to close in the second half of 2023; Mar 11 2024 amends business combination as OpSec Security to be acquired by Crane NXT for $270 million and Zacco to become stand-alone business;
https://www.sec.gov/Archives/edgar/data/1857410/000119312521359613/d171893d424b4.htm
866
497
11.330
11.500
0.04300
https://www.sec.gov/Archives/edgar/data/1857410/000119312523117050/d467785dex992.htm
0.000
97
2024-05-01
PRLH
PRLHU US Equity
PRLHW US Equity
Pearl Holdings Acquisition
2021-12-15
2024-12-17
23644204.00
2167693.00
10.908
2023-12-31
0.153
0.448
11.060
11.355
0.007
23.953
0.300
0.595
-0.00092
232
0.08841
0.04381
175.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus its search for a target business in global consumer-focused industries, including companies that participate in the lifestyle, technology, healthcare and wellness sectors; If we have not completed our initial business combination within 18 months (or up to 24 months if our sponsor exercises its extension options) from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable. To exercise each of its three-month extension options, our sponsor is required to deposit an extension fee amount equal to $0.05 per public share into the trust account if at the time of such extension we have not entered into an executed a letter of intent, agreement in principle or definitive agreement for our initial business combination; Craig Barnett is the Chairman of our board of directors (our Chairman) and our Chief Executive Officer. Mr. Barnett has been the Chief Executive Officer of Meadow Lane since 2014 and its associated broker-dealer and predecessor entities since inception and established and manages the global investment team. Mr. Barnett has over 35 years of experience in investment banking, private equity and corporate development and is responsible for Meadow Lanes partnerships with financing and investment firms; Terry Duddy is our Vice Chairman and a member of our board of directors. Mr. Duddy has over 30 years of leadership experience with public companies and is a seasoned Chief Executive and digital commerce pioneer. Mr. Duddy has also worked with Meadow Lane principals for over 20 years. Mr. Duddy was a Director and member of the Executive Committee of GUS from 1998 to 2006, having joined as the Chief Executive Officer of Argos; Warrants redeemable if stock :$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share; May 9 2023 PRLH filed PRE14a to extend deadline to June 17 2024, vote June 12, NAV $10.45; May 22 2023 filed DEF14a to extend deadline to June 17 2024, vote June 12, NAV $10.45; June 12 2023 entered into a non-binding LOI, extended deadline to Sept 17 2023; Sept 15 2023 extended deadline to Dec 17 2023; Nov 2 2023 filed PRE14a to extend deadline to Dec 17 2024; Nov 20 2023 file DEF14a to extend deadline to Dec 17 2024, vote Dec 8;
9.00000
1.000
MS
Craig Barnett, Terry Duddy
Consumer
Cayman
https://www.sec.gov/Archives/edgar/data/1856161/000182912621016560/pearlholdings_424b4.htm
866
11.050
0.05143
0.000
98
2024-05-01
BFAC
BFAC/U US Equity
BFAC/WS US Equity
Battery Future Acquisition
2021-12-15
2024-05-17
56708100.00
5170599.00
10.967
2023-12-31
0.153
0.176
11.121
11.144
0.004
57.549
0.001
0.024
0.00082
-0.02526
18
0.04452
0.02566
300.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or geographic region (excluding China), the Company intends to focus its search on industries spearheading the shift from fossil fuels to electrification, including companies in the battery value chain from the mine site to end user to after-life battery and component recycling; Simon Michael Hay (Non-executive Chairman) brings a wealth of mining industry experience to Battery Future Acquisition Corp, having led Galaxy Resources (ASX: GXY) as CEO between July 2019, up until its $3.1 billion merger of equals with Orocobre on August 25, 2021. Galaxy Resources was an established lithium producer in Western Australia and developed lithium brine and hard rock assets in Argentina and Canada through entities for which Mr. Hay served as a director. Galaxy previously designed and operated a downstream conversion facility in China and are now investigating further downstream processes for their development projects assets. Prior to joining Galaxy, Mr. Hay spent over 10 years at Iluka Resources and held several positions such as Head of Resource Development from March 2016 to June 2019, where he was responsible for exploration and geology, mine planning and development, major projects and engineering and technology and innovation; Gregory (Greg) Pentland Martyr (Chief Executive Officer) has over 30 years experience across resources investment banking, corporate finance and the management of international mining companies. Since March 2018, Mr. Martyr has served as the non-executive director of Euro Manganese (ASX: EMN), which owns a 100% interest in the Chvaletice Manganese project, the only sizeable manganese resource in the European Union, with the potential to provide up to 50% of projected European demand for high purity manganese for batteries. Since February 2018, Mr. Martyr has served as a non-executive director, and since January 2021, the non-executive chairman, of Capital Metals plc, a company developing a high-grade mineral sands project in Sri Lanka. Since 2016, Mr. Martyr, through his private company, has been an investor in, and strategic and capital raising advisor to, several companies in the mining, technology and agriculture sectors; We will have up to 18 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 18 months, we may, by resolution of our board if requested by our sponsor or its affiliates or designees, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 24 months to complete a business combination), subject to our initial shareholders or their affiliates or designees depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our initial shareholders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account, pro rata in accordance with their percentage ownership of the total number of outstanding founder shares, an aggregate of $3,000,000 or $3,450,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), or up to an aggregate of $6,000,000 (or up to $6,900,000 depending on the extent to which the underwriters over-allotment option is exercised), or $0.20 per share, for a full six-month extension, on or prior to the date of the applicable deadline, for each three-month extension, on or prior to the date of the applicable deadline; Warrants redeemable if stock >$18.00; Cantor has informed us that it, its affiliates, or certain accounts over which it or its affiliates have discretionary authority have expressed an interest in purchasing up to 7.5% of the units to be sold in this offering; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; May 22 2023 filed DEF14a to extend deadline to June 17 2024, vote June 12, NAV $10.51; June 12 2023 to extend deadline to Aug 17 2023, to add $500k to trust account; June 12 2023 BFAC stockholders approved deadline extension to June 17 2024, 23.1 million shares (66.9%) redeemed, 11.4 million shares remain, NAV $10.51, $500k to be added to trust account; Aug 10 2023 extended deadline to Sept 17 2023, added $250k to trust account; Sept 11 2023 extended deadline to Oct 17 2023, added $250k to trust account; Oct 10 2023 extended deadline to Nov 17 2023, added $250k to trust account; Oct 13 2023 filed PRE14a to extend deadline to June 17 2024, NAV $10.84; Oct 24 2023 filed DEF14a to extend deadline to June 17 2024, vote Nov 14, NAV $10.85; Nov 13 2023 announced 6.3 million shares (54.8%) tendered for redemption, 5.2 million shares to remain, NAV $10.85; Nov 15 2023 stockholders approved deadline extension to June 17 2024, 6.3 million shares (54.8%) tendered for redemption, 5.2 million shares
9.50000
1.000
Cantor / Roth
Simon Michael Hay, Gregory Pentland Martyr, Pala
Battery Value Chain
Cayman
https://www.sec.gov/Archives/edgar/data/1880441/000119312521359521/d196648d424b4.htm
866
11.130
10.840
0.03167
0.000
99
2024-05-01
EVE
EVE/U US Equity
EVE/WS US Equity
EVe Mobility Acquisition
2021-12-15
2024-06-17
65820104.00
6129838.00
10.738
2023-09-30
0.265
0.327
11.003
11.064
0.001
67.367
0.013
0.074
-0.00119
-0.00937
49
0.05160
0.05160
0.11802
250.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination with a target business in any industry, the Company intends to focus on the mobility-related ecosystem and its surrounding adjacencies. This landscape encompasses traditional automotive sectors as well as technological subsectors that are driving the advancement of the industry as a whole; If we have not completed our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Scott Painter has been our Chief Executive Officer and the Chairman of our board of directors since our inception in April 2021. Mr. Painter has a history of launching innovative business models that have helped transform the automotive industry. He currently serves as CEO and Chairman of NextCar Holding Company, Inc. (NXCR), an automotive subscription platform, in which capacity he is in frequent contact with innovators in the mobility sector. In 2016, Mr. Painter founded Fair Financial Corp (Fair), a used vehicle subscription company. In 2004 he founded TrueCar, Inc. (Nasdaq: TRUE), which helped change how consumers purchase vehicles by providing transparent vehicle transaction data; Georg Bauer has been our President since our inception and is the nominee to Vice Chairman of our board of directors. Mr. Bauer has over 40 years of experience in financial services for leading automotive companies including Tesla, BMW and Mercedes-Benz. He currently serves as President and Vice Chairman of NXCR, an automotive subscription platform, in which capacity he is in frequent contact with innovators in the mobility sector. In 2016, he co-founded Fair with our CEO, Scott Painter. From 2013 to 2016, he served as Financial Services Leader at Tesla to build the financial services business in markets across Europe and Asia; The members of our sponsor also include 10X LLC (10X Capital). 10X Capital is a New York City-based investment firm which connects Wall Street with Silicon Valley and is the sponsor of a series of special purpose acquisition companies (SPACs) primarily focused on the technology sector. 10X Capitals first SPAC consummated its business combination with REE Automotive Ltd. (REE), an electric vehicle technology company based in Israel, in July 2021. In addition to two ongoing sponsored SPACs, 10X Capital Venture Acquisition Corp. II (10X II), a SPAC which consummated its initial public offering (IPO) in August 2021; Warrants redeemable if stock >$18.00; Cantor Fitzgerald & Co. has informed us that it, its affiliates, or certain accounts over which it or its affiliates have discretionary authority have expressed an interest in purchasing up to 7.0% of the units to be sold in this offering; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share; May 2 2023 filed PRE14a to extend deadline to Dec 17 2023 + 6 months, vote June 14, NAV $10.42; Feb 7 2024 entered into a Purchase and Sponsor Handover Agreement with Blufire Capital Limited; Apr 25 2024 filed PRE14a to extend deadline to Dec 17 2024;
8.57143
Cantor / Moelis
Scott Painter, Georg Bauer, 10x Capital
Mobility
Cayman
https://www.sec.gov/Archives/edgar/data/1861121/000121390021064161/fs12021a2_evemobil.htm
866
10.990
10.900
0.03429
0.000
100
2024-05-01
KACL
KACLU US Equity
KACLW US Equity
Kairous Acquisition
2021-12-14
2024-05-16
15637738.00
1337763.00
11.689
2023-12-31
0.164
0.187
11.853
11.876
0.100
17.163
0.193
0.216
0.08242
17
0.48365
75.00000
0.500
Each unit that we are offering has a price of $10.00 and consists of one ordinary share, one-half (1/2) of one redeemable warrant and one right to receive one-tenth (1/10) of an ordinary share upon the consummation of an initial business combination; We will have until 12 months from the consummation of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, but are not obligated to, extend the period of time to consummate a business combination up to three times by an additional three months each time (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; Our management team is comprised of Joseph Moh Hon Lee, our Chairman and Chief Executive Officer, and Philip Cheung Wang Wong, our Chief Financial Officer. Mr. Joseph Lee has extensive experience in private equity and venture capital investments while Mr. Philip Wong has more than 24 years of entrepreneurship experience including over 22 years of investment experience across the Asia Pacific region. In particular, Mr. Joseph Lee is the founder of Kairous Capital, a regional venture capital firm focusing on technology investments across China and Southeast Asia. He has successfully invested in more than 25 companies and exited many of them through trade sales and initial public offerings on the London Stock Exchange, Hong Kong Stock Exchange, and Shanghai Stock Exchange; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable and deferred underwriting fees) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable and deferred underwriting fees); Warrants redeemable if stock >$16.50; In connection with any shareholder meeting called to approve a proposed initial business combination, each public shareholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account (through redemption of their public shares) upon consummation of the business combination; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Nov 14 2022 filed DEF14a to extend deadline to Dec 16 2023, vote Dec 2, NAV $10.18, 5,710,184 (73.2%) redeemed, 2.1 million shares remain; Mar 13 2023 extended deadline to June 16 2023, added $360k to trust account; June 15 2023 extended deadline to July 16 2023, added $120k to trust account; Dec 13 2022 announced a business combination with Wellous Group Limited (Wellous, or the Company), a fast-growing Asia-based international nutrition company that develops, manufactures, markets and sells health and wellness products; Upon closing, the combined company will be renamed Wellous Group Holdings Limited (the Combined Company) and expects to list its ordinary shares on Nasdaq; As provided in the Merger Agreement, the merger consideration is $270 million, payable by newly-issued securities of the Combined Company valued at $10.10 per share. Additional earnout shares may be issuable to Wellous stockholders after closing, upon achievement of certain trading price-based and/or profitability target; Cash proceeds raised will consist of Kairouss approximately $21 million in trust (assuming no redemptions by Kairouss existing public shareholders) which is anticipated to support the Companys growth capital needs and to be used for general working capital purposes; Closing mid-2023; The Company has agreed that as of the date of the Closing, the Company will have minimum cash equal to no less than $5,600,000 (Minimum Cash); June 26 2023 KACL / Wellous terminated deal; July 7 2023 extended deadline to Aug 16 2023, added $120k to trust account; Aug 14 2023 extended deadline to Sept 16 2023, added $120k to trust account; Sept 14 2023 extended deadline to Oct 16 2023, added $120k to trust account; Oct 12 2023 extended deadline to Nov 16 2023, added $120k to trust account; Nov 14 2023 filed PRE14a to extend deadline to Dec 16 2024;Dec 20 2023 stockholders approved deadline extension to Dec 16 2024, 752k shares (36.0%) redeemed, 1.3 million shares remain, added $50k to trust account to extend deadline to Jan 16 2024; Jan 16 2024 extended deadline to Feb 16 2024, added $50k to trust account; Feb 16 2024 extended deadline to Mar 16 2024, added $50k to trust account; Mar 20 2024 extended deadline to Apr 16 2024, added $50k to trust account; Apr 16 2024 extended deadline to May 16 2024, added $50k to trust account;
3.48143
Maxim
Joseph Lee
Asia (ex China)
Cayman
Bamboo Mart Limi
2023-10-05 00:00
Oct 5 2023 announced a business combination with Bamboo Mart Limited; $300 million equity value;
https://www.sec.gov/Archives/edgar/data/1865468/000149315221031401/form424b4.htm
867
660
12.830
0.04642
1.000
0.100
101
2024-05-01
ALSA
ALSAU US Equity
ALSAW US Equity
Alpha Star Acquisition
2021-12-13
2024-09-15
64098352.00
5743580.00
11.160
2023-12-21
0.169
0.350
11.329
11.510
0.000
65.305
-0.031
0.150
0.00360
139
0.03507
0.03268
100.00000
0.500
Each unit consists of one ordinary share par value $0.0001 per share, one right to receive one seventh (1/7) of an ordinary share and one redeemable warrant to acquire one-half an ordinary share at an exercise price of $11.50 for each whole share; Although our Sponsor and certain members of our Board of Directors and management have significant business ties to or are based in the Peoples Republic of China and Hong Kong, we have determined that because of uncertainties in the regulatory climate in these jurisdictions, and the potential for future governmental actions which might unfavorably impede future operations, we will not consider or undertake a business combination with an entity or business with its principal or a majority of its business operations (either directly or through any subsidiaries) in the Peoples Republic of China (including Hong Kong and Macau); Dr. Zhe Zhang serves as our Chairman and Chief Executive Officer since April 2021. From August 2018 to February 2020, Mr. Zhang served as an independent director of TKK Symphony Acquisition Corporation. Since May 2013, Dr. Zhang has been a Founding Partner of SIFT Capital, an asset manager licensed by the Securities and Futures Commission (SFC) of Hong Kong and China Securities Regulatory Commission (CSRC). Since February 2019, Dr. Zhang has also been the CEO of Still Waters Green Technology Limited, an asset management company based in London, specializing in the development and management of renewable energy and power generation assets. Prior to that, from January 2000 to April 2013, he was an Executive Director at Goldman Sachs Beijing, where he was a member of the Supervisory Board of Goldmans Beijing Office and led multiple overseas acquisitions by Chinese state-owned enterprises and listed companies; We will have until 9 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve times, each by an additional one month (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $333,333, or $383,332 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case), up to an aggregate of $4,000,000 (or $4,600,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (for an aggregate of 12 months), on or prior to the date of the applicable deadline, for each extension; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share (subject to increase of up to an additional $0.033 per public share in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; June 5 2023 filed PRE14a to extend deadline to Mar 15 2024, vote in July, NAV $10.46; June 15 2023 filed DEF14a to extend deadline to Mar 15 2024, vote July 13, NAV $10.46; Dec 8 2023 filed PRE14a to extend deadline to Sept 15 2024; Dec 21 2023 filed DEF14a to extend deadline to Sept 15 2024, vote Jan 10, NAV $11.16; Jan 12 2024 stockholders approved deadline extension to Sept 15 2024, 3.3 million shares (36.6%) redeemed, 5.7 million shares remain;
3.00000
Ladenburg / Brookline
Zhe Zhang
Asia (ex China)
Cayman
Cyclebit Group
2022-09-13 00:00
Sept 13 2022 announced an LOI with Cyclebit Group;
https://www.sec.gov/Archives/edgar/data/1865111/000110465921149608/tm2119933d10_424b4.htm
868
274
11.370
0.03000
1.000
0.097
102
2024-05-01
BRKH
BRKHU US Equity
BRKHW US Equity
BurTech Acquisition
2021-12-13
2024-12-15
46498596.00
4345663.00
10.700
2023-12-15
0.131
0.352
10.831
11.052
0.006
48.150
-0.219
0.002
0.02301
0.05072
230
0.00024
-0.00404
-0.04540
250.00000
1.000
Each unit consists of one share of Class A common stock and one redeemable warrant, with each warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company intends to focus its search for a target business in the retail, lifestyle, hospitality, technology, or real estate markets. The Company is led by its Chief Executive Officer, Shahal Khan; Shahal M. Khan is our Chairman of the Board of Directors and Chief Executive Officer. Mr. Khans career as an investor, entrepreneur and social venture capitalist spans over 22 years, with investments encompassing telecoms, real estate, energy, natural resources, technology (specific emphasis on Internet-related communications technologies and advanced cyber security solutions) as well as various other industrial sectors. He has contributed to the syndication of several billion in equity for projects as a principal through his family trust; Isaac Chetrit is our President and one of our directors. Mr. Chetrit is a real estate veteran with a background in architecture and electrical engineering. Mr. Chetrit is currently the chief executive officer and a director of Monti Consulting Services, a real estate consulting firm, which positions he has held since 2015. Monti Consulting specializes in retail and hospitality real estate, property technology and management services. In addition, since 2019, Mr. Chetrit has been the president and a director of the Trinity Hospitality Group, a real estate management, consulting, and development firm. Mr. Chetrit began his real estate career at The Taubman Company, where he built a reputation across major cities in the U.S. During his career with Taubman he contributed to developing numerous properties including the Dolphin Mall as well as the expansion and business development of many other luxury high end brands, restaurants, and entertainment venues in the U.S. and overseas; In March 2021, BurTech LP LLC, our Sponsor, founded GSD Quantum AI Acquisition Corp., which changed its name to BurTech Acquisition Corp. II on October 5, 2021 (BurTech II), a blank check company incorporated for the purposes of effecting a business combination. BurTech II is expected to complete its initial public offering either before or after this offering. In March 2021, our Sponsor founded Bridge Media Acquisition Corp. (Bridge) a blank check company incorporated for the purposes of effecting a business combination. Bridge is expected to complete its initial public offering after this offering. Certain of our executive officers also serve as executive officers for BurTech II and Bridge; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our amended and restated certificate of incorporation will provide that we will have only 15 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such allotted time period (and our stockholders have not approved an amendment to our charter extending this time period), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Patrick Orlando is one of our advisors. Mr. Orlando leverages decades of experience and contacts within industries including SPACs, finance, commodities, and derivatives in an effort to create significant value for stakeholders. Having held leadership roles at Digital World Acquisition Corp, (Nasdaq: DWAC) Benessere Capital Acquisition Corp, (Nasdaq: BENE) and Maquia Capital Acquisition Corp. (Nasdaq: MAQC), Deutsche Bank, JP Morgan, BT Capital Markets, Sucro Can, and Pure Biofuels Corporation, Mr. Orlando has developed an extensive network and his knowledge and exposure will enable us to locate and attract attractive potential targets, potentially negotiate favorable deals, and potentially attract significant financing on a global scale; Nov 15 2022 filed PRE14s to extend deadline to Sept 15 2023, vote in 2022; Nov 29 2022 filed DEF14a to extend deadline to Sept 15 2023, vote Dec 21, NAV $10.15, trust account will not be used to cover excise tax; Dec 20 2022 cancelled Dec 21 extension vote; Jan 25 2023 filed PRE14a to extend deadline to Sept 15 2023, vote Mar 1, NAV $10.23; Feb 10 2023 filed DEF14a to extend deadline to Sept 15 2023, vote Mar 1, NAV $10.27 (but indicated $10.15 payout); Feb 17 2023 filed DEFA14a to extend deadline to Dec 15 2023, vote Mar 10, NAV $
8.04500
EF Hutton
Shahal Khan, Isaac Chetrit
Diversified
Delaware
Blaize
2023-12-22 00:00
Dec 22 2023 announced a business combination with Blaize, Inc. (Blaize), a provider of purpose-built, AI-enabled edge computing solutions; Blaize has previously raised $224 million from strategic investors that include DENSO, Mercedes Benz, Magna and Samsung, financial investors such as Franklin Templeton, GGV and Bess Ventures, and globally-renowned operators such as Dado Banatao, Jurgen Hambrecht, Roland Berger, and Kurt Lauk; The proposed transaction values Blaize at a pro forma enterprise value of $894 million; Expected to deliver minimum proceeds of $70 million, prior to payment of expenses, to the combined company to accelerate Blaizes full-stack edge-AI product roadmap and support Blaizes execution of significant business opportunities; Blaize has a strong customer pipeline across multiple industries, underwritten by several joint development agreements, including a long-term joint development agreement with a leading automotive Tier-1 supplier, and a multi-phase master services agreement with a leading German automotive original equipment manufacturer (OEM) to deliver AI acceleration; The proposed transaction is expected to deliver minimum proceeds of approximately $71 million (prior to payment of expenses), including approximately $46 million cash from BurTechs trust account (assuming no further redemptions by BurTechs stockholders) and a $25 million committed investment from Burkhan Capital, LLC, an affiliate of BurTech, in the form of convertible notes and warrants of Blaize; The proposed transaction, which has been unanimously approved by the board of directors of each of BurTech and Blaize, is expected to close in the second quarter of 2024, subject to approval by BurTechs and Blaizes stockholders, and the satisfaction of other customary closing conditions, including the effectiveness of a registration statement on Form S-4 (the Registration Statement), which will contain a proxy statement/prospectus, and other regulatory approvals;
https://www.sec.gov/Archives/edgar/data/1871638/000110465921141949/tm2124406d5_s1a.htm
868
739
11.080
11.380
0.03218
0.000
103
2024-05-01
TCOA
TCOA/U US Equity
TCOA/WS US Equity
Zalatoris Acquisition
2021-12-10
2024-11-14
31405986.00
2892121.00
10.859
2024-02-13
0.074
0.268
10.933
11.127
-0.003
31.871
-0.087
0.107
0.00793
199
0.01793
0.01793
150.00000
0.500
Each unit consists of one share of Class A common stock of the Company and one-half of one redeemable public warrant. Each whole public warrant entitles the holder thereof to purchase one share of Class A common stock of the Company at a price of $11.50 per share; The Company is sponsored by Trajectory Alpha Sponsor LLC, and the Companys management team is led by Peter Bordes, Michael E.S. Frankel and Paul Sethi, who together bring more than 80 years of experience investing in and operating technology-enabled companies; While the Company may pursue an initial business combination with any company in any industry, Trajectory Alpha Acquisition Corp.s objective is to identify and work with a disruptive, technology-driven business that leverages its unique intellectual property and proprietary data to develop a sustainable competitive advantage and, in turn, dislodge slower moving incumbents in the targets selected end markets; Additionally, thirteen institutional accredited investors (none of which are affiliated with any member of our management, our sponsor or, to our knowledge, any other anchor investor), which we refer to as the anchor investors, have expressed an interest to purchase units in this offering at a level of up to and in no event exceeding 9.90% of the units being sold in this offering without regard to the underwriters option to purchase additional units. In addition, the underwriter may determine to sell more, fewer or no units to our anchor investors. Assuming that each anchor investor purchases the number of units for which it has provided an indication of interest and that the underwriters exercise their over-allotment option in full, the anchor investors will own, in the aggregate, up to approximately 83.5% of the outstanding shares of our common stock upon the completion of this offering. In addition, we intend to enter into an agreement with each of the anchor investors, pursuant to which the anchor investors will each agree to purchase up to 93,750 shares of Class B common stock from us at a nominal price immediately prior to the closing of this offering. If each of the anchor investors purchases units for which such anchor investor expressed an interest, the anchor investors purchases would represent an aggregate of 98.2% of the units being sold in this offering; As of the date of this prospectus, our initial stockholders hold 4,312,500 shares of Class B common stock. Our sponsor is expected to forfeit to us 1,732,036 founder shares immediately prior to the closing of this offering, and we intend (i) to sell an aggregate of 1,069,602 founder shares to our anchor investors immediately prior to the closing of this offering, (ii) upon the closing of this offering, to transfer 519,849 founder shares to Guggenheim Securities, LLC as part of the underwriting commissions. The anchor investors are not obligated to vote in favor of the business combination or refrain from redemption with respect to shares of Class A common stock purchased as part of the units in this offering or through open market purchases subsequent to the closing of this offering; Mr. Peter Bordes has been our Executive Chairman and Chief Executive Officer since February 2021. Mr. Bordes has over 30 years of experience as an entrepreneur, chief executive officer, investor and board member of multiple private and public media, ad tech and technology companies. Since May 2012, he has been the managing partner of Trajectory Capital, a family office investment fund focused on disruptive innovation in private and public companies; Mr. Michael E.S. Frankel has been our President and Chief Financial Officer since February 2021. Mr. Frankel has over 30 years of experience in public and private M&A and as a senior executive at multiple public and private technology-related companies. Mr. Frankel has advised on or led over 60 M&A transactions representing more than $15 billion in transaction value throughout his career as well as more than 50 equity/debt transactions representing more than $10 billion in transaction value. Since May 2015, he has been a Senior Vice President, Managing Director and Head of Deloitte New-venture Accelerator, where he leads the Portfolio Operations and Growth Strategy for a portfolio of growth technology businesses at Deloitte; Mr. Paul Sethi has been our Lead Director since February 2021. Mr. Sethi has over 20 years of experience as an investor in and operator of multiple technology-related public and private companies. Since January 2019, he has been a Managing Partner and Co-Founder of 2048 Ventures, an early-stage venture fund focused on technology-differentiated ventures and backed by more than 50 notable technology company founders, senior executives and venture capitalists; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares in connection with our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share. Such amount will be increased by an anticipated $0.10 per public share pursuant to our sponsors purchase of additional private placement warrants for each 3-month extension of the completion window that our sponsor elects to effectuate;We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; Our sponsor, officers, directors and advisors have agreed that we will have only 18 months from the closing of this offering to complete our initial business combination; however, if we anticipate that we may not be able to consummate our initial business combination within 18 months
5.50000
1.000
Guggenheim
Peter Bordes, Michael Frankel, Paul Sethi
Tech
Delaware
AnyTech365
2023-09-08 00:00
Sept 8 2023 announced a business combination with AnyTech365; Founded in 2014, AnyTech365 is a leading provider of IT security software products and related services. At the core of its extensive portfolio stands the revolutionary AnyTech365 IntelliGuard, an AI-powered comprehensive threat prevention and performance enhancement optimization software. AnyTech365s subscription-based solutions, delivered as Software as a Service (SaaS), extend their protective reach to all internet-connected devices, including PCs, laptops, tablets, smartphones, smart TVs, and a myriad of other Internet of Things (IoT) devices; Expected to be completed in the first quarter of 2024; The Transaction values AnyTech365 at a $220 million enterprise value; The Transaction, which has been unanimously approved by the Boards of Directors of AnyTech365 and the Company, is subject to approval by the Companys stockholders and other customary closing conditions, including the receipt of certain regulatory approvals.;
https://www.sec.gov/Archives/edgar/data/1846750/000119312521343613/d145430ds1a.htm
871
637
11.020
0.03667
0.000
104
2024-05-01
ATEK
ATEK/U US Equity
ATEK/WS US Equity
Athena Technology Acquisition II
2021-12-10
2024-05-14
14397392.00
1287781.00
11.180
2024-03-18
0.042
0.057
11.222
11.237
0.005
14.539
0.042
0.057
0.00604
0.10496
15
0.13227
-0.90892
250.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry, it currently intends to concentrate its search for a target business operating in the technology sector; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); Certain of our directors and officers also serve as directors of (i) Athena Consumer Acquisition Corp., a blank check company that consummated its initial public offering in October 2021, and (ii) Athena Technology Acquisition Corp., a blank check company that consummated its initial public offering in March 2021. In July 2021, Athena Technology Acquisition Corp. entered into a definitive agreement for a business combination with Heliogen, Inc., a leading provider of AI-enabled concentrated solar power; Isabelle Freidheim has served as our Chief Executive Officer since August 2021 and as Chairman of the Board of Directors since November 2021. Isabelle is the founder and chairman of Athena Technology Acquisition Corp. (NYSE: ATHN), one of the first all women SPACs. She is also the founder and chairman of Athena Consumer Acquisition Corp. (NYSE: ACAQ). She is a venture capitalist and entrepreneur; she was a co-founder of Magnifi, a fintech company, and was a co-founder and managing partner of Castle VC (formerly Starwood VC), a venture investment firm, and a venture partner at MissionOG, a venture capital firm; Kirthiga Reddy has served as our President since August 2021 and as a Director since November 2021. Kirthiga Reddy brings over twenty years of experience leading technology-driven transformations. From December 2018 - October 2021, Ms. Reddy has served as the Investment Partner at SoftBank Investment Advisers, a private equity firm headquartered in London (SBIA), and served on the Investment Committee for the SoftBank Vision Fund Emerge program, a global accelerator for companies led by underrepresented founders; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; Nov 16 2022 filed PRE14a to extend deadline to Dec 14 2023, vote in 2022; Nov 23 2022 filed DEF14a to extend deadline to Sept 14 2023, vote Dec 16, NAV $10.18, adjourned to Dec 21; Dec 20 2022 canceled extension vote; May 4 2023 filed PRE14a to extend deadline to Jan 14 2024, trust account will not be used to cover potential excise tax; May 16 2023 filed DEF14a to extend deadline to Jan 14 2024, vote June 12, NAV $10.40, trust account will not be used to cover potential excise tax; June 2 2023 rescheduled extension vote to June 13; June 14 2023 ATEK stockholders approved deadline extension to Mar 14 2024, 23.2 million shares (91.3%) redeemed, 2.2 million shares remain, NAV $10.43; July 11 2023 extended deadline to Aug 14 2023, added $60k to trust account; Aug 9 2023 extended deadline to Sept 14 2023, added $60k to trust account; Sept 8 2023 extended deadline to Oct 14 2023, added $60k to trust account; Oct 6 2023 extended deadline to Nov 14 2023, added $60k to trust account; Nov 8 2023 extended deadline to Dec 14 2023, added $60k to trust account; Dec 11 2023 extended deadline to Jan 14 2024, added $60k to trust account; Apr 20 2023 announced a business combination with Air Water Ventures Ltd., a first mover in direct air-to-water technology; Parties will seek to raise up to $60 million in PIPE financing in connection with the transaction; The Business Combination values the Company at a pre-money equity value of $300 million; The Business Combination is expected to close in the first quarter of 2024; Dec 14 2023 ATEK / Air Water Ventures deal terminated;Jan 9 2024 extended deadline to Feb 14 2024, added $60k to trust account; Feb 12 2024 extended deadline to Mar 14 2024, added $60k to trust account; Feb 13 2024 filed PRE14a to extend deadline to Dec 14 2024, vote Mar 12; Feb 23 2024 filed DEF14a to extend deadline to Dec 14 2024, vote Mar 12, NAV $11.23, trust account will not be used to cover potential excise tax; Mar 18 2024 ATEK stockholders approved deadline extension to Dec 14 2024, 910k shares (41.4%) redeemed, 1.3 million shares remain, NAV $11.16; Apr 22 2024 extended deadline to May 14 2024, added $26k to trust account;
9.50000
Citi
Isabelle Freidheim, Kirthiga Reddy
Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1882198/000121390021063445/fs12021a1_athenatechacq2.htm
871
11.290
12.400
0.03800
0.000
105
2024-05-01
HAIA
HAIAU US Equity
HAIAW US Equity
Healthcare AI Acquisition
2021-12-10
2024-12-14
6588790.00
591851.00
11.133
2023-12-31
0.156
0.453
11.288
11.586
0.012
6.587
0.318
0.616
-0.01402
229
0.09092
0.06603
200.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or geographic region, it intends to focus its search on businesses in the healthcare and pharmaceutical industry, specifically companies within the e-Clinical, Healthcare Information Technology or Outsourced Pharmaceutical Services industries with high AI readiness and technological transformation potential; We were founded by Stanley Capital, an independent investment firm focused on the growing sustainable investment sectors of healthcare, technology and resource efficiency; Simon Cottle serves as the chairman and chief executive officer of Healthcare AI Acquisition Corp. Mr. Cottle is a founding partner at Stanley Capital and a board member of Noden Pharma. He has led eight private equity investments, with an attributable track record of 3.2x MOIC / 40% IRR; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 18 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); In order to protect the amounts held in the trust account, our sponsor has agreed that it will be liable to us if and to the extent any claims by a third-party for services rendered or products sold to us (other than our independent registered public accounting firm), or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below the lesser of (i) $10.20 per public share; May 30 2023 filed DEF14a to extend deadline to June 14 2024, vote June 9, NAV $10.52; June 8 2023 sponsor transferred its ownership, Zikang Wu will serve as CEO;July 13 2023 extended deadline to Aug 14 2023, added $50k to trust account; July 21 2023 filed PRE14a to extend deadline to Dec 14 2024, vote Aug 11; Aug 1 2023 filed DEF14a to extend deadline to Dec 14 2024, vote Aug 11, NAV $10.72;
10.50000
1.000
Citi / Jefferies
Simon Cottle, Stanley Capital
Healthcare
Cayman
https://www.sec.gov/Archives/edgar/data/1848861/000156459021060160/cik1848861-424b4.htm
871
11.130
0.05250
0.000
106
2024-05-01
PORT
PORT/U US Equity
PORT/WS US Equity
Southport Acquisition
2021-12-10
2024-12-14
12654669.00
1163113.00
10.880
2024-03-14
0.045
0.269
10.925
11.149
0.014
12.736
0.125
0.349
0.00229
229
0.05195
0.02907
200.00000
0.500
Each unit consists of one share of the Companys Class A common stock and one-half of one warrant, with each whole warrant entitling the holder thereof to purchase one share of the Companys Class A common stock at a price of $11.50 per share; Although we may pursue an initial business combination target in any business or industry, we intend to focus on the financial software space with particular focus on mortgage and real estate verticals in the United States; Mr. Spencer is our Chief Executive Officer and a member of our board of directors. He is the co-founder and managing partner of TVC Capital, a software focused, growth equity fund, a position he has held since 2006. He has been a chief executive officer, investor and board member of Software-as-a-Service (SaaS) companies and currently serves on the board of directors of 8 software companies: SpringBig (since 2020); GrowFlow (since 2020); SmartAction (since 2018); SimpleNexus (since 2018); MediaPlatform (since 2015); Centage Corporation (since 2014); Levels Beyond (since 2012); and ReverseVision (since 2012); Mr. Stone is Chairman of our board of directors and an investor in private and public companies with over 27 years of experience leading investments on behalf of institutional and family investors. From 2001 to 2015, he was a co-founder, managing director and member of the investment committee of Northgate Capital, a global private equity investment firm, where he and his partners raised and invested approximately $4.5 billion in private equity capital; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature on a cashless basis for more than 0.361 of a share of Class A common stock per whole warrant; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of permitted withdrawals for tax), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 18-month period or during any Extension Period, we will: (i) cease all operations, except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, subject to lawfully available funds therefor, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (net of permitted withdrawals for tax and up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a business combination agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; May 5 2023 filed PRE14a to extend deadline to Dec 14 2023; May 22 2023 filed DEF14a to extend deadline to Sept 14 2023 + 6 months, vote June 9, NAV $10.49; June 1 2023 announced trust account will not be used to cover potential excise tax; June 8 2023 announced 18.8 million shares (81.8%) tendered for redemption; June 9 2023 PORT stockholders approved deadline extension to Mar 14 2024, 18.8 million shares (82.0%) redeemed, 4.2 million shares remain, NAV $10.49; Feb 26 2024 filed PRE14a to extend deadline to Dec 14 2024, vote in Mar; Mar 7 2024 filed DEF14a to extend deadline to Dec 14 2024, vote Mar 14, NAV $10.87, trust account will no cover potential excise tax; Mar 14 2024 stockholders approved deadline extension to Dec 14 2024, 3.0 million shares (72.0%) redeemed, 1.2 million shares remain, NAV $10.88;
10.50000
1.000
BofA
Jeb Spencer, Jared Stone
Financial Software
Delaware
https://www.sec.gov/Archives/edgar/data/1865200/000110465921148682/tm2119223-9_424b4.htm
871
10.950
0.05250
0.000
107
2024-05-01
TGAA
TGAAU US Equity
TGAAW US Equity
Target Global Acquisition I
2021-12-09
2024-12-08
43419604.00
3934220.00
11.036
2023-12-31
0.154
0.441
11.191
11.478
0.003
44.181
-0.039
0.248
0.00350
223
0.03638
0.03638
200.00000
0.333
Each unit consists of one of the Companys Class A ordinary shares and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Companys efforts to identify a prospective business combination opportunity will not be limited to a particular industry or geographic region; We have entered into two forward purchase agreements with an affiliate of our sponsor (the FPA Purchaser), pursuant to which the FPA Purchaser agreed to purchase (1) an aggregate of 2,500,000 Class A ordinary shares for $10.00 per share (the firm forward purchase shares), or an aggregate amount of $25,000,000 and (2) in addition, an aggregate of up to 2,500,000 Class A ordinary shares for $10.00 per share (the additional forward purchase shares), or an aggregate maximum amount of up to $25,000,000, in each case in a private placement that may close simultaneously with the closing of our initial business combination; Our management team is led by Shmuel Chafets, our Chief Executive Officer, and Dr. Gerhard Cromme, Chairman and non-independent director of the Board. Additionally, the management team includes Yaron Valler, our Chief Investment Officer, and Heiko Dimmerling, our Chief Financial Officer and non-independent director of the Board. Our independent, non-executive Board members are Lars Hinrichs, Sigal Regev Rosenberg and Michael Abbott.; Our sponsor is an affiliate of Target Global (TG), a top-tier pan-European venture capital firm headquartered in Berlin, Germany, with over $3 billion in assets under management as of end of June 2021 (this is the sum of undrawn commitments and net asset value of the vehicles). TG manages funds focused on fast-growing tech-enabled companies within the consumer internet, mobility and financial technology (FinTech) sectors; Mr. Chafets is the Executive Chairman and founder of TG where he leads investments from seed to scale-up stages across various sectors ripe for digital disruption. Based in Tel Aviv, Israel, he is our Chief Executive Officer. While at TG, Mr. Chafets has made multiple notable investments, including Auto1 (ETR: AG1), where he also sat on the Board and which recently went public at an IPO post-money valuation of over $9 billion on February 4, 2021. Other investments made by Mr. Chafets include McMakler, TravelPerk, Fresha and ZooZ (sold to PayUMoney); Yaron Valler is the Chief Investment Officer and founder of TG, and serves as our Chief Investment Officer. Prior to joining TG, Mr. Valler managed Hasso Plattner Ventures (HPV) as CEO. While at HPV, Mr. Valler invested in companies such as Panaya (sold to Infosys), Fyber (sold to RNTS Media), Delivery Hero (ETR: DHER, which went public in 2017 at a valuation of over $4 billion) and many other leading companies in Berlin and Israel; Dr. Cromme currently serves as Chairman of TG and as the Chairman of our Board of Directors. Alongside his office as Chairman of the board at TG, Dr. Cromme is currently the chairman of the supervisory board of TG portfolio company Auto1 (ETR: AG1), chairman of the advisory board of Aroundtown (ETR: AT1), one of the largest listed commercial real-estate companies in Europe as well as a member of the supervisory boards at eClear AG and Highview Enterprises Ltd; Warrants redeemable if stock >$18.00; If we anticipate that we may not be able to consummate our initial business combination within 18 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by two additional three-month periods (for a total of up to 24 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five business days advance notice prior to the applicable deadline, must deposit into the trust account, for each applicable three-month period, $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), on or prior to the date of the applicable deadline with respect to such three-month extension period; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; May 16 2023 filed PRE14a to extend deadline to Sept 13 2023 + 6 months; May 26 2023 filed DEF14a to extend deadline to Mar 13 2024, vote June 2, NAV $10.51; June 8 2023 stockholders approved deadline extension to Mar 13 2024, 17.0 million (79.1%) redeemed, 4.5 million shares remain, NAV $10.53; Sept 8 2023 extended deadline to Oct 13 2023, added $90k to trust account; Oct 10 2023 extended deadline to Nov 13 2023, added $90k to trust account; Nov 13 2023 extended deadline to Dec 13 2023, added $90k to trust account; Nov 24 2023 filed PRE14a to extend deadline to Dec 8 2024, vote in 2023; Dec 4 2023 filed DEF14a to extend deadline to Dec 8 2024, vote Dec 15, NAV $10.96; Dec 21 2023 stockholders approved deadline extension to Dec 8 2024, 561k shares (12.5%) redeemed, 3.9 million shares remain, NVA $11.01;
10.00000
1.500
UBS / BofA
Shmuel Chafets, Dr. Gerhard Cromme, Yaron Valler
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1847355/000119312521351701/d125487d424b4.htm
872
11.230
0.05000
0.000
108
2024-05-01
WEL
WEL/U US Equity
WEL/WS US Equity
Integrated Wellness Acquisition
2021-12-09
2024-12-13
47466612.00
4255117.00
11.155
2023-12-31
0.156
0.453
11.311
11.608
0.000
48.764
-0.149
0.148
0.01315
228
0.02074
0.02074
100.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an acquisition opportunity in any industry or sector, it intends to focus on businesses in the health, nutrition, fitness, wellness and beauty sectors and the products, devices, applications and technology driving growth within these verticals. The Company is led by Chief Executive Officer Steven Schapera, Chairman of the Board Antonio Varano Della Vergiliana, Chief Financial Officer James MacPherson and Chief Operating Officer Robert Quandt. The Companys independent directors include Gael Forterre, Scott Powell and Hadrien Forterre; Antonio Varano Della Vergiliana, our director since inception and our Chairman since August 2021, has more than thirty years of experience in the health and beauty industries, including working with companies focused on skin care, color cosmetics, and supplements. Since July 2018, Mr. Varano has served as the Chairman of the board of directors of Wellfully Ltd. (ASX:WFL), a fully-integrated science based wellness company; Steven Schapera, our director since inception and our Chief Executive Officer since August 2021, has more than 25 years of international experience in finding, scaling, operating and exiting successful businesses in the health, beauty and wellness industries. Mr. Schapera has been an operating partner with Capital D Management LLP, a private equity firm focused on investing in disruptive mid-market businesses, since January 2018. Mr. Schapera has served on the board of directors of Invincible Brands GmbH, a consumer branding company focusing on health, beauty and fitness products, since January 2018. Since September 2019, Mr. Schapera has served as Chairman of Crowd Media Holdings Ltd. (ASX:CM8), and since May 2021 he also has served as Chairman of SIMRIS Inc. (SIMRIS-B.ST), a biotech company devoted to sustainable development and production of products and ingredients from farmed microalgae. Mr. Schapera has also served on the board of directors of Wild Nutrition Limited since May 2017 and Wellfully Ltd (ASX:WFL) since August 2017. Mr. Schapera was the co-founder of the BECCA Cosmetics group in 2001, and initiated and managed the partial sale of BECCA to Luxury Brand Partners in 2012, which in turn led to the subsequent sale of BECCA to Estee Lauder in 2016; Warrants redeemableif stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we are not able to consummate our initial business combination within 15 months, we may extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of 21 months to complete a business combination), as long as our sponsor or its affiliates or designees deposits into the trust account $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), for each three-month extension, up to an aggregate of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full) ($0.20 per unit in either case), on or prior to the applicable date of the deadline; Apr 21 2023 filed PRE14a to extend deadline to Dec 13 2023; Apr 28 2023 filed PREM14a for Refreshing USA deal; May 4 2023 filed DEF14a to extend deadline to Dec 13 2023, vote June 2, NAV $10.60; June 2 2023 WEL announced 6.4 million shares (55.3%) tendered for redemption; June 7 2023 WEL stockholders approved deadline extension to Dec 13 2023, 6.1 million shares (53.0%) redeemed, 5.4 million shares remain, NAV $10.64; Aug 15 2023 filed PRER14a for Refreshing USA deal, NAV $10.80; Feb 10 2023 announced a business combination with Refreshing USA, founded by Ryan Wear, who has operated in the automated and unattended retail services industry since 1996, established Refreshing USA in 2020 with the goal of revolutionizing workplace refreshments; Refreshing USA is a national US independent automated and unattended retailer in synch with retail automation trends and labor concerns throughout the world. Refreshing USA was established in 2020 with the goal of revolutionizing the convenience services industry and to deliver the perfect refreshment experience with state-of-the-art equipment, fresh and appealing products, and unparalleled service; $197.97 million enterprise value; Symbol RUSA; Closing Q2 2023; Valuation: 14.0x EBITDA (2022E); 61% revenue growth; Sept 27 2023 WEL / Refreshing USA deal terminated; Nov 3 2023 filed PRE14a to extend deadline to June 13 2024; Nov 17 2023 filed PRER14a to extend deadline to June 13 2024, vote in 2023; Nov 21 2023 filed DEF14a to extend deadline to Dec 13 2024, vote Dec 11, NAV $11.02; Dec 14 2023 stockholders approved deadline extension to Dec 13 2024, 1.1 million shares (21.1%) redeemed, 4.3 million shares remain, NAV $11.09;
6.25000
1.000
BTIG
Steven Schapera, Antonio Varano Della Vergiliana, James MacPherson
Health / Wellness
Cayman
https://www.sec.gov/Archives/edgar/data/1877557/000119312521352825/d208572d424b4.htm
872
11.460
0.06250
0.000
109
2024-05-01
IGTA
IGTAU US Equity
IGTAW US Equity
Inception Growth Acquisition
2021-12-09
2024-05-13
32063656.00
2950891.00
10.866
2023-12-31
0.117
0.131
10.983
10.996
-0.001
32.489
-0.027
-0.014
0.00247
0.09899
14
-0.03149
-0.03149
-0.91183
90.00000
0.500
Each unit consists of one share of common stock, one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of common stock at a price of $11.50 per share, and one right to receive one-tenth of a share of common stock upon the consummation of an initial business combination; The Company intends to focus its search for a target business based in the United States and/or Asia (excluding China) with a focus in the technology, media and telecom (TMT), sports and entertainment, and/or non-gambling gaming sectors. The Company is led by its Chief Executive Officer, Paige E. Craig; A majority of our executive officers and directors may be located in or have significant ties to China, and the assets of those persons may be located in China. As a result, it may be difficult for stockholders to effect service of process inside China upon our executive officers and directors, including in respect of matters arising under applicable securities laws, or to enforce against them in China any judgments obtained from non-PRC courts; Our Chief Executive Officer, Paige E. Craig, is an experienced early and growth stage investor who has invested in over 110 startups within the span of 7 years. Some of his most successful investments including Twitter, Lyft, Wish, Bird, Classpass, and Postmates. He has also founded multiple companies including Lincoln Group, a D.C. based defense contractor, Mayhaw Capital and more; In addition, we have a unique advantage as Mr. Felix Wong, our Chief Financial Officer, has track record in successfully completing the initial business combinations of SPACs (de-SPAC). He was previously the CFO of Tottenham Acquisition I Limited, which successfully merged with Clene Nanomedicine Inc (NASDAQ: CLNN) in December 2020. After merging, the stock price reached a peak of $16.3 per share, resulting in more than 60% return (as compared to the $10 IPO price of Tottenham Acquisition I Limited) for investors; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 15-month period (or up to 21 months, if we extend the time to complete a business combination as described in this prospectus), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter subject to lawfully available funds therefor, redeem 100% of the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes (less up to $50,000 interest to pay dissolution expenses). However, if the Company anticipates that it may not be able to consummate a Business Combination within 15 months, the Company may, but is not obligated to, extend the period of time to consummate a Business Combination two times by an additional three months each time (for a total of up to 21 months to complete a Business Combination) (the Combination Period). In order to extend the time available for the Company to consummate a Business Combination, the initial stockholders or their affiliates or designees must deposit into the Trust Account $900,000, or $1,035,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the applicable deadline; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Feb 17 2023 filed PRE14a to reduce extension payment, NAV $10.30, Chairman and CEO resigned; Mar 1 2023 filed DEF14a to extend deadline to Sept 13 2023, vote Mar 13, NAV $10.30; Mar 15 2023 IGTA stockholders approved deadline extension to Sept 13 2023, 5.9 million shares (56.7%) redeemed, 4.5 million shares remain; Aug 7 2023 filed PRE14a to extend deadline to June 13 2024; Sept 6 2023 announced that trust account will not be used to cover potential excise tax; Sept 11 2023 stockholders approved deadline to June 13 2024, 1.5 million shares (34.1%) redeemed, 3.0 million shares remain, extended deadline to Oct 13 2023, added $100k to trust account; Oct 6 2023 extended deadline to Nov 13 2023, added $100k to trust account; Nov 7 2023 extended deadline to Dec 13 2023, added $100k to trust account; Dec 5 2023 extended deadline to Jan 13 2024, added $100k to trust account; Jan 9 2024 extended deadline to Feb 13 2024, added $100k to trust account; Feb 7 2024 extended deadline to Mar 13 2024, added $100k to trust account; Mar 1 2024 extended deadline to Apr 13 2024, added $100k to trust account; Apr 8 2024 extended deadline to May 13 2024, added $100k to trust account;
4.35000
1.000
EF Hutton
Paige Craig
TMT / Sports / Gaming
Delaware
AgileAlgo
2023-06-12 00:00
Sept 13 2023 announced a business combination with AgileAlgo Pte Ltd. (AgileAlgo), a maker of enterprise-grade natural language code generator for machine-learning and data management platforms, after June 12 2023 announced a letter of intent;
https://www.sec.gov/Archives/edgar/data/1866838/000121390021055819/fs12021a3_inceptiongrowth.htm
872
550
11.010
12.070
0.04833
1.000
0.250
110
2024-05-01
APXI
APXIU US Equity
APXIW US Equity
APx Acquisition I
2021-12-07
2024-12-09
62410856.00
5597624.00
11.150
2023-12-08
0.186
0.477
11.335
11.627
0.000
64.149
-0.125
0.167
0.01099
0.04275
224
0.02381
0.02381
-0.02651
150.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to seek a business combination with a technology-enabled Latin American company. APxs key individuals include Daniel Braatz (Chief Executive Officer and Chairman) and Xavier Martinez (Chief Financial Officer); If we have not completed our initial business combination within 15 months and decided not to extend the time to consummate our business combination as described below, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest income to pay dissolution expenses). However, in our sole discretion, we may, but are not obligated to, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 21 months to complete a business combination); provided that our sponsor, as defined below (or its designees) must deposit into the trust account funds equal to $0.10 per unit sold in this offering, for an aggregate additional amount of $1,500,000; While we may pursue a business combination opportunity in any business, sector, industry, or geographical region we choose, we intend to focus our search for target businesses in Mexico, Spanish-speaking Latin America, and Hispanic businesses in the United States, while prioritizing companies with significant technological advantages and strong fundamentals; APx Capital (APx), an affiliate of APx Capital Sponsor Group LLC (our Sponsor), is a leading alternative investment fund headquartered in Mexico City. APx, its sponsors and founding team stand out by providing exclusive investment opportunities through extensive sourcing capabilities and creating innovative solutions for investors with customized financial services aligned to long-term objectives. As of June 2021, APx, its sponsors and founding team managed over $3.7 billion in assets, mainly comprised of financial portfolios, collateralized and structured debt facilities, distressed assets, and direct equity investments; Daniel Braatz serves as our Chief Executive Officer and Chairman of the Board. Mr. Braatz is regarded as a top entrepreneur in the financial service, alternative assets, distress and real estate sectors in Mexico, given his track record of identifying promising opportunities and fostering their growth to become proven performers. Mr. Braatz serves as CEO and Chairman of the Board of APx Capital. Mr. Braatz co-founded FHipo, leading the way for a new asset class in Mexico; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share, which amount may be increased by $0.20 per unit sold in this offering in the event we decide to extend the time to consummate our business combination by six months; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Jan 27 2023 filed PRE14a to amend extension payment; Feb 6 2023 filed DEF14a to amend extension payment, vote Feb 27, NAV $10.38; Feb 27 2023 stockholders approved deadline extension payment amendment, 10.7 million shares (62.0%) redeemed, 6.6 million shares remain, NAV $10.41; June 1 2023 extended deadline to Sept 9 2023, added $750k to trust account; Aug 9 2023 filed PRE14a to extend deadline to Dec 9 2023; Aug 23 2023 filed DEF14a to extend deadline to Dec 9 2023, Vote Sept 7, NAV $10.89; Sept 13 2023 stockholders approved deadline extension to Dec 9 2023, 757k shares (11.5%) redeemed, 5.8 million shares remain, NAV $10.89; Nov 13 2023 filed PRE14a to extend deadline to Dec 9 2024; Nov 29 2023 filed DEF14a to extend deadline to Dec 9 2024, vote Dec 8, NAV $11.12; Dec 1 2023 signed a non-binding letter of intent for a proposed business combination with a precision medicine company that offers genomic diagnostic tests in clinical genomics, oncology, human microbiome and reproductive genomics, as well as a digital nutrition-based DNA and gut microbiome wellness service that promotes wellbeing and prevents disease; Dec 14 2023 stockholders approved deadline extension to Dec 9 2024, 202k shares (3.5%) redeemed, 5.6 million shares remain, NAV $11.13; Feb 7 2024 announced Daniel Braatz resigned as Chairman and CEO, replaced by Kyle Bransfield;
8.05000
1.000
BofA
Kyle Bransfield
Tech Latin America
Cayman
OmnigenicsAI
3024-03-26 00:00
Mar 26 2024 announced a business combination with OmnigenicsAI Corp (OmnigenicsAI), a precision medicine company incubated by Bioceres Group PLC, and MultiplAI Health Ltd (MultiplAI), a UK-based AI-enabled preventive medicine company, have entered into a definitive Business Combination Agreement (BCA) that, upon closing, would result in OmnigenicsAI becoming a publicly listed company; Symbol OMNI; Parent will hold only shares in OmnigenicsAI. The deal values OmnigenicsAI and MultiplAI at a combined enterprise value of approximately $340 million at signing;
https://www.sec.gov/Archives/edgar/data/1868573/000095010321019459/dp163193_424b4.htm
874
366082
11.460
11.820
0.05367
0.000
111
2024-05-01
GLLI
GLLIU US Equity
GLLIW US Equity
Globalink Investment
2021-12-07
2024-05-09
28026974.00
2562567.00
10.937
2023-12-05
0.143
0.153
11.080
11.090
0.000
28.368
0.020
0.030
-0.00094
0.26349
10
0.10493
0.06907
-0.99980
100.00000
1.000
Each unit consists of one share of common stock, one right to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination, and one redeemable warrant to purchase one-half (1/2) of one share of common stock at a price of $11.50 per whole share; Although there is no restriction or limitation on what industry or geographic region our target operates in, we intend to pursue targets in North America, Europe, South East Asia, and Asia (excluding China, Hong Kong and Macau) in the technology industry, specifically within the e-commerce and payments sectors; We will have until 15 months (or up to 21 months if our time to complete a business combination is extended as described herein) from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our Board of Directors if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 21 months to complete a business combination), subject to our sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $2,000,000 or $2,300,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline, for each three month extension; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to convert their shares, regardless of whether they vote or vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$16.50; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it votes or is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; Feb 6 2023 filed PRE14a to extend deadline to Sept 9 2023, vote Mar 1, NAV $10.26, not permitted to use trust account to pay excise tax; Feb 21 2023 filed DEF14a to extend deadline to Sept 9 2023, vote Mar 6, NAV $10.26; Aug 4 2022 announced a business combination with Tomorrow Crypto Group Inc. (Tomorrow Crypto), a Bitcoin/Ethereum (ETH) mining company in the United States dedicated to becoming a vertically-integrated provider of cryptocurrency mining infrastructure and services in the global blockchain ecosystem; $310 million enterprise value; $15,000,000 from a concurrent PIPE investment of Series A Convertible Preferred Stock and warrants of Globalink; Closing Q4 2022; Net proceeds from the transaction are anticipated to be used for working capital, growth capex, and other general corporate purposes; Mar 14 2023 terminated Tomorrow Crypto deal; Mar 10 2023 stockholders approved deadline extension, 6.8 million shares redeemed; Sept 7 2023 extended deadline to Oct 9 2023, added $130k to trust account; Oct 10 2023 extended deadline to Nov 9 2023, added $130k to trust account; Nov 2 2023 extended deadline to Dec 9 2023, added $130k to trust account; Nov 7 2023 filed DEF14a to extend deadline to Dec 9 2024, vote Nov 28, NAV $10.89, trust account will not be used to cover potential excise tax; Dec 5 2023 GLLI stockholders approved deadline extension to Dec 9 2024, 2.2 million shares (46.0%) redeemed, 2.6 million shares remain, NAV $10.82; Dec 8 2023 extended deadline to Jan 9 2024, added $60k to trust account; Jan 10 2024 extended deadline to Feb 9 2024, added $60k to trust account; Mar 11 2024 extended deadline to Apr 9 2024, added $60k to trust account; Apr 10 2024 extended deadline to May 9 2024, added $60k to trust account;
5.17500
Chardan
Lim Say Leong
E-Commerce / Payments
Delaware
Alps
2024-01-31 00:00
Jan 31 2024 announced a business combination with Alps Global Holding Berhad (Alps) is a fully-integrated biotechnology research, medical and wellness company dedicated to the development of personalized medicine using cutting-edge technologies such as genomics DNA, mRNA, and cellular therapy, to pave the way for the next key phase in healthcare; Transaction values Alps at an enterprise value of approximately US$1.6 billion; The transaction is expected to close in Q2 of 2024. The combined company will be named Alps Life Science Inc. and is expected to be listed on Nasdaq;
https://www.sec.gov/Archives/edgar/data/0001888734/000149315221029319/forms-1.htm
874
785
11.070
14.000
0.05175
1.000
0.082
112
2024-05-01
BOCN
BOCNU US Equity
BOCNW US Equity
Blue Ocean Acquisition
2021-12-03
2024-06-07
67214744.00
6157215.00
10.916
2023-12-31
0.153
0.202
11.069
11.119
0.001
68.468
-0.041
0.009
0.00459
0.01634
39
0.00746
-0.00098
-0.10395
165.00000
0.500
Each unit issued in the IPO consists of one Class A ordinary share of the Company and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company, led by Chairman Marcus Brauchli and CEO Paul Bascobert, is a newly organized blank-check company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization, or similar business combination with one or more businesses or entities. While the Company may pursue an investment opportunity in any business or industry, it intends to focus its search for a target business or businesses in the digital media and consumer internet industries; Apollo has expressed to us an interest to purchase up to an aggregate of $14,985,000, or 9.99%, of units in this offering at the public offering price. Subject to Apollo purchasing at least 9.99% of the units in this offering and 100,000 private placement warrants concurrently with this offering (i) at the closing of this offering, we will issue and sell to Apollo 175,000 founder shares, and (ii) at the closing of our initial business combination, we will issue and sell an additional 125,000 founder shares to Apollo less such number of shares subject to a reduction in ownership (as described below). The purchase price for the founder shares in each case will be $0.0058 per share. In addition, because Apollo is not obligated to continue owning any public shares following the closing, we cannot assure you that Apollo will be a shareholder at the time of our initial business combination; Marcus Brauchli, Blue Oceans Chairman, has been co-founder and managing partner of North Base Media since January 2014. He previously was vice president of Graham Holdings Company (NYSE: GHCO) and its predecessor, The Washington Post Co., from July 2008 until December 2013, where he developed digital opportunities for a group that included The Washington Post, the Post-Newsweek television stations, the Cable One group and Slate, a digital site; Paul Bascobert, Blue Oceans Chief Executive Officer, has been an operating executive, advisor and entrepreneur in media and SaaS marketplace businesses for over 25 years. He has led multiple public and private companies through business transformations and successful exits. From August 2019 until June 2020, he was the CEO of Gannett Co., Inc. (NYSE: GCI) and led the company through the sale to New Media Investment Group (Gatehouse Media). Mr. Bascobert was President of XO Group (NASDAQ: XOXO) from September 2016 until April 2019 where he helped lead the transition from an advertising to marketplace model and doubled the stock price in two years prior to the sale of XO Group to Permira; We will have until 18 months from the closing of this offering to consummate an initial business combination, with an automatic three-month extension if we have signed a definitive agreement with respect to an initial business combination within such 18-month period. However, if we anticipate that we may not be able to consummate our initial business combination within 18 months, we may extend the period of time to consummate a business combination by an additional three months (for a total of up to 21 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $1,500,000, or up to $1,725,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case) on or prior to the date of the applicable deadline, for such three-month extension; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable on a cashless basis in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest (net of taxes paid or payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; In order to protect the amounts held in the trust account, our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or other similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; May 1 2023 filed PRE14a to extend deadline to June 7 2024; May 16 2023 filed DEF14a to extend deadline to June 7 2024, vote June 2, NAV $10.50; June 1 2023 announced 15.8 million shares (83.3%) tendered for redemption; June 2 2023 postponed extension vote to June 6; June 6 2023 BOCN announced a business combination with TNL Mediagene, canceled extension vote; July 20 2023 filed PRE14a to extend deadline to June 7 2024; Aug 1 2023 filed DEF14a to extend deadline to June 7 2024, Vote Aug 29, NAV $10.64; Aug 25 2023 announced 13.8 million shares (72.8%) tendered for redemption; BOCN stockholders approved deadline extension to June 7 2024, 12.8 m
7.50000
1.000
Needham
Marcus Brauchli, Paul Bascobert
Media / Consumer Internet
Cayman
TNL Mediagene
2023-06-06 00:00
June 6 2023 announced a business combination with TNL Mediagene, a leading Asian digital-media company; The transaction gives TNL Mediagene a pre-money enterprise value of approximately $275 million; The Boards of Directors of TNL Mediagene and Blue Ocean, respectively, have approved the transaction; The transaction will require approval of the shareholders of Blue Ocean and TNL Mediagene and is subject to customary closing conditions, including the receipt of certain regulatory approvals; The transaction is expected to close in the first quarter of 2024;
https://www.sec.gov/Archives/edgar/data/1856961/000114036121040368/ny20000023x12_424b4.htm
878
550
11.120
11.250
0.04545
https://www.sec.gov/Archives/edgar/data/1856961/000121390024033592/ea020404201ex99-1_blue.htm
0.000
113
2024-05-01
TLGY
TLGYU US Equity
TLGYW US Equity
TLGY Acquisition
2021-12-01
2024-05-16
42175956.00
3717207.00
11.346
2024-03-28
0.042
0.065
11.388
11.411
0.000
42.227
0.058
0.081
-0.00250
0.00979
17
0.16521
0.10090
-0.15368
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant and a contingent right to receive at least one-fourth of one redeemable warrant; While the Company may pursue an acquisition or business combination target in any business or industry, it intends to focus its search on the global biopharma or technology enabled business-to-consumer (B2C) industries. TLGY is led by Jin-Goon Kim, a former partner of TPG Capital and a former CEO of industry leaders in Asia, including Dell Korea and Li Ning; Immediately prior to founding TLGY Holdings, Mr. Kim focused on global, high growth investments with strong potential to benefit from attractive emerging macro trends and in which he could apply his experience implementing business transformation to drive value creation. From 2006 to 2016, Mr. Kim was with TPG Capital, a leading global private equity firm, where he served as a Partner and a member of its Asia investment review committee. In his capacity as a TPG partner, Mr. Kim also served as a CEO or transformation leader of multiple TPG portfolio companies, often in parallel. Mr. Kims investment and operational focus was co-leading China Grand Automotive Services Group Co. Ltd., UniTrust Group, Li Ning Company Limited and Daphne International Holdings Limited, some of TPGs major transformational investments across Chinas core consumer sectors. Each of these investments had a differentiated value creation angle in the form of a disruptive business model and/or technology; they collectively generated returns of approximately a billion U.S. dollars to TPGs investors. From 2012 to 2014, Mr. Kim served as CEO and Vice Chairman of Li Ning Company Limited, a leading sportswear brand in China with more than US$2 billion of annual sales in 2020; Dr. Theron (Ted) E. Odlaug, PhD, our Co-President, has more than 40 years of experience as a CEO, Board Member and Senior Executive of pharmaceutical and allied companies. Dr. Odlaug has since 2019 served as a Board Member and fundraiser for the Dravet Syndrome Foundation, a non-profit organization dedicated to raising research funds and offering research grants for syndrome-specific research with a novel approach for Dravet syndrome, a rare and catastrophic form of epilepsy beginning in childhood, and related conditions. Since 2021, Dr. Odlaug has served as a Board Member of Ascendia Pharmaceuticals, a specialty pharmaceutical company dedicated to developing enhanced formulations of existing drug products and enabling formulations for pre-clinical and clinical stage drug candidates; Steven Norman is our Co-President and Chief Financial Officer and has agreed to serve on our Board of Directors as an Executive Director. Mr. Norman is an experienced Asia-Pacific technology industry executive whose specialties include corporate turnarounds and growth. Mr. Norman has more than 20 years of experience as an executive and a director in the Asia-Pacific technology space. Most recently, Mr. Norman was the Founder of Growth Acumen, a consulting firm focused on helping technology and SaaS companies accelerate growth in Asia-Pacific; If we anticipate that we may not be able to consummate our initial business combination within 15 months from the consummation of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend the period of time to consummate a business combination up to six times by an additional one month each time for a total of up to 21 months (the Paid Extension Period). In addition, we will be entitled to an automatic three-month extension (the Automatic Extension Period) if we have filed a preliminary proxy statement, registration statement or similar filing for an initial business combination during the 15-month period or Paid Extension Period, to complete a business combination. In order to avail ourselves of the Paid Extension Period to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each month extension $577,500, or $664,125 if the underwriters over-allotment option is exercised in full ($0.033 per share in either case), on or prior to the date of the applicable deadline; Warrants redeemable if stock >$18.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then issued and outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Jan 26 2023 filed DEF14a to amend deadline extension contribution, vote Feb 17, NAV $10.36; Feb 15 2023 moved extension vote to Feb 23, 15,681,818 shares (68.2%) redeemed, 7.3 million shares remain, NAV $10.40; Mar 21 2023 extended deadline to May 3 2023, added $200k to trust account; Apr 24 2023 TLGY extended deadline to Junr 3 2023, added $200k to trust account; July 28 2023 extended deadline to Sept 3 2023, added $200k to trust account; Aug 14 2023 filed S-4 for Verde deal, NAV $10.75; Aug 24 2023 extended deadline to Oct 3 2023, added $200k to trust account; Sept 13 2023 filed PRE14a to extend deadline 7 months; Sept 22 2023 extended deadline to Nov 3 2023, added $2
9.65950
1.000
Mizuho
Jin-Goon Kim
B2C
Cayman
https://www.sec.gov/Archives/edgar/data/1879814/000119312521346884/d166704d424b4.htm
880
11.360
11.500
0.04830
1.000
114
2024-05-01
CMCA
CMCAU US Equity
CMCAW US Equity
Capitalworks Emerging Markets Acquisition
2021-12-01
2025-03-03
13413862.00
1211731.00
11.070
2024-02-16
0.094
0.492
11.164
11.562
0.000
13.329
0.204
0.602
-0.01471
-0.02367
308
0.06540
0.06081
0.07235
200.00000
0.500
Each unit issued in the offering consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an acquisition opportunity in any industry or geographic region, it intends to focus on high-growth companies operating in select emerging markets, with the ability to replicate their business models sustainably across other emerging markets or translate their products, services or technologies to developed markets; We have entered into a forward purchase agreement with Camber Base, LLC, an affiliate of Brown University (the forward purchase investor) pursuant to which the forward purchase investor or a subsidiary or affiliate thereof, as determined by the forward purchase investor (the forward purchaser) will purchase $20.0 million of units (the forward purchase units) consisting of one Class A ordinary share (forward purchase shares) and one-half of one warrant (the forward purchase warrants) for $10.00 per forward purchase unit, in a private placement that will close substantially concurrently with the closing of our initial business combination; Our Chief Executive Officer, Chief Financial Officer and Senior Advisor have over 60 years of combined experience, including investment origination and diligence, and investment and operating management, of private and public corporations across global emerging markets. Our Chief Executive Officer, Roberta Brzezinski, and Senior Advisor, Olivia Ouyang, are World Bank Group alumnae and prominent emerging markets private equity investors, with investment experience in Asia, Central Europe and Latin America. Over the past 23 years, Mses. Brzezinski and Ouyang have acted in a principal capacity or had executive responsibility for over $5 billion in assets under management across 44 distinct private equity investments in emerging markets companies and funds, with a return on capital, from the day of investment to the exit date, of 2.6x (on average) on exited private equity investments. These investments include, among others, Coway and JD.com (Asia), Masterlease (Central Europe) and Sura Asset Management (Latin America). Our Chief Financial Officer, Herman G. Kotze, is the former Chief Executive Officer and Chief Financial Officer of a Nasdaq-listed company; Our sponsor is an affiliate of Capitalworks, a leading emerging markets multi-strategy private equity manager with a successful 13-year track record of investing in emerging markets companies across several investment verticals. Since its founding in 2006, Capitalworks has increased its assets under management from $245 million in 2008 to over $1 billion in 2020; Roberta Brzezinski, our Chief Executive Officer and a director, leads Capitalworks global emerging markets practice and has 23 years of direct private equity investment experience across Asia, Latin America and Central Europe; Whitney Baker will be the Chairperson of our board of directors on the effective date of the registration statement of which this prospectus forms a part. Ms. Baker is the founder of Totem Macro, or Totem. Totem offers macro-strategy research focusing on global emerging markets (cross-asset); We will have until 15 months from the closing of this offering to consummate an initial business combination, with an automatic three-month extension if we have signed a definitive agreement with respect to an initial business combination within such 15-month period. If we anticipate that we may not be able to consummate our initial business combination within 15 months and are not entitled to an automatic extension, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination in connection with a paid extension, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then-outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) by means of a tender offer; Jan 17 2023 filed PRE14a to extend deadline; Feb 2 2023 filed DEF14a to extend deadline to Dec 3 2023, vote Feb 24, NAV $10.38; Feb 23 2023 moved extension vote to Mar 1; Mar 1 2023 extension vote postponed indefinitely; Apr 21 2023 filed PRE14a to extend deadline; May 3 2023 filed DEF14a to extend deadline to Mar 3 2024, vote May 23, NAV $10.49, 18,751,603 (81.5%) redeemed, NAV $10.51; Jan 31 2024 filed PRE14a to extend deadline to Mar 3 2025, vote Feb 26, NAV $11.01; Feb 13 2024 filed DEF14a to extend deadline to Mar 3 2025, vote Feb 25, NAV $11.0
10.50000
1.000
Barclays
Roberta Brzezinski, Whitney Baker
Emerging Markets
Cayman
https://www.sec.gov/Archives/edgar/data/1865248/000110465921142634/tm2119884-8_s1a.htm
880
11.000
10.900
0.05250
0.000
115
2024-05-01
ROCL
ROCLU US Equity
ROCLW US Equity
Roth CH Acquisition V
2021-12-01
2024-12-03
16835660.00
1582797.00
10.637
2023-12-31
0.115
0.323
10.751
10.959
0.000
17.173
-0.099
0.109
0.00918
218
0.01695
0.01695
100.00000
0.500
Each unit consists of one share of common stock and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one share of common stock at a price of $11.50 per share; Although we are not limited to a particular industry or geographic region for purposes of consummating an initial business combination, we intend to focus on businesses that have their primary operations in the business services, consumer, healthcare, technology, wellness or sustainability sectors; On March 17, 2021, Roth CH Acquisition I Co., a SPAC co-sponsored by Roth and Craig-Hallum, consummated its business combination with PureCycle Technologies, Inc. On July 28, 2021, Roth CH Acquisition II Co., a SPAC co-sponsored by Roth and Craig-Hallum, consummated its business combination with Reservoir Holdings, Inc; Byron Roth, our Co-Chairman and Co-Chief Executive Officer, is Chairman and CEO of Roth Capital Partners, LLC, a privately-owned investment banking firm dedicated to the small-cap public market and headquartered in Newport Beach, California. In addition, Mr. Roth is a co-founder and General Partner of three private investment firms; Rx3, LLC, an influencer fund focused on consumer brands, Rivi Capital, concentrated in the mining sector, and Aceras Life Sciences, LLC, an in-house incubator focused on funding the development of novel medical innovations. He also co-founded two long only asset management firms: Cortina Asset Management, recently acquired by Silvercrest Asset Management (NASDAQ: SAMG), and EAM Investors; John Lipman, our Co-Chairman and Co-Chief Executive Officer, is a Partner and Managing Director of Investment Banking at Craig-Hallum. Mr. Lipman joined Craig-Hallum in 2012 and has more than 15 years of investment banking experience advising growth companies in the healthcare, industrial and technology sectors. Mr. Lipman has completed over 125 equity, convertible and debt offerings and advisory assignments for growth companies, including over 75 since joining Craig-Hallum. Prior to joining Craig-Hallum, Mr. Lipman was a Managing Director at Rodman & Renshaw LLC, and Carter Securities LLC, a firm he founded that specialized in raising equity, equity-linked, and debt capital for growth companies; Rick Hartfiel, our Co-President, is a Managing Partner and has been the Head of Investment Banking at Craig-Hallum since 2005; Aaron Gurewitz, our Co-President, is a Managing Director and has been Head of Equity Capital Markets at Roth Capital Partners, LLC since January 2001; Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of how or whether they vote on the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of how or whether he, she or it is voting on such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than five business days thereafter, redeem 100% of the outstanding public shares; Apr 20 2023 filed PRE14a to extend deadline to Dec 4 2023; May 5 2023 filed DEF14a to extend deadline to Dec 4 2023, vote May 17, NAV $10.38; May 15 2023 announced trust account will not be used to cover potential excise tax; Apr 28 2023 announced a letter of intent with Slacker; Pre money valuation of $160 million; After the contemplated merger, LiveOne is expected to own the substantial majority of post-merger company and it is expected that Slacker will continue its existing business relationship with LiveOne and LiveOnes PodcastOne in the creation and distribution of award-winning content. The parties currently anticipate being in a position to close the proposed merger in the fourth calendar quarter of 2023, subject to various conditions and approvals and completion of diligence and definitive documentation; Headquartered in Los Angeles, California, LiveOne, Inc. (NASDAQ: LVO) (the "Company") is an award-winning, creator-first, music, entertainment and technology platform focused on delivering premium experiences and content worldwide through memberships and live and virtual events. The Companys wholly-owned subsidiaries include Slacker Radio, a membership music streaming service, and PodcastOne, which generates more than 2.3 billion downloads per year, 350+ hours distributed weekly, and 14M+ monthly unique listeners; Oct 30 2023 ROCL / Slacker terminated LOI; Nov 8 2023 filed PRE14a to extend deadline to Dec 3 2024; Nov 30 2023 extension vote adjourned to Dec 1; Dec 4 2023 ROCL stockholders approved deadline extension to Dec 3 2024, 928k shares (37.0%) redeemed, 1.6 million shares remain;
4.24000
Roth / Craig
Byron Roth, Rick Hartfiel, John Lipman, Aaron Gurewitz
Diversified
Delaware
New Era Helium
2024-01-04 00:00
Jan 4 2024 announced a business combination with New Era Helium Corp. (NEH or the Company), an exploration and production (E&P) company that sources helium produced in association with the production of natural gas reserves in North America; Pre-money valuation of $90 million; The transaction is expected to close in the first half of 2024; The boards of directors of NEH and ROCL have unanimously approved the transaction. The transaction will require the approval of the stockholders of ROCL and is subject to other customary closing conditions. The transaction will also require the approval of the stockholders of NEH by written consent or at a meeting of the stockholders of NEH;
https://www.sec.gov/Archives/edgar/data/1885998/000110465921145958/tm2129486d4_424b4.htm
880
764
10.850
0.04240
https://www.sec.gov/Archives/edgar/data/1885998/000182912624000233/rothchacqv_ex99-2.htm
0.000
116
2024-05-01
CNGL
CNGLU US Equity
CNGLW US Equity
Canna-Global Acquisition
2021-11-30
2024-12-02
12304455.00
1112657.00
11.059
2023-12-31
0.119
0.335
11.178
11.393
0.000
12.362
0.068
0.283
-0.00606
-0.01591
217
0.04326
0.04326
0.06087
200.00000
1.000
Each unit consists of one share of the Companys Class A common stock and one redeemable warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company intends to focus its search for a target business addressing a large market opportunity with a company that is driving its growth in the medicinal cannabis or cannabinoid industry, which is compliant with all applicable laws and regulations within the jurisdictions in which it is located or operates; If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 18 months at the election of the Company in two separate three-month extensions subject to satisfaction of certain conditions, including the deposit of up to $3,000,000, or $3,450,000 if the underwriters over-allotment option is exercised in full ($0.15 per unit in either case) for each three-month extension, into the trust account, or as extended by the Companys stockholders in accordance with our amended and restated certificate of incorporation), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Mr. Combs brings more than 30 years of investment management, manufacturing, finance, and legal experience in various roles to his role as Chief Executive Officer and Director of the company. Mr. Combs has assisted clients in all phases of business development from business plan to their initial public offerings on Nasdaq and NYSE. His experience spans a wide range of companies from manufacturing and distribution to software and high tech where he has handled the corporate interaction with the research analyst community and individual market makers, and has deep experience negotiating with investment and commercial banks for both equity and debt financing as well as bringing significant public company experience. Currently, Mr. Combs also serves as chief executive officer of CASH International Asset Management Limited (CIAM) since 2018. Headquartered in Hong Kong, CIAM is a subsidiary of Celestial Asia Securities Holdings Limited, a global asset management company specializing in an array of active, return-oriented investment strategies; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Oct 27 2022 filed DEF14a to extend deadline to Dec 2 2023, vote Nov 22, NAV $10.22, vote rescheduled to Nov 28, increased extension payment from $0.0333 to $0.045, 20,630,630 shares (89.7%) redeemed; June 15 2023 announced a business combination with New Quantum Holdings Pty Ltd. (New Quantum), a provider of cutting-edge wealth management all-in-one Fintech as a Service (FaaS); Symbol NQH; The business combination transaction reflects an estimated proforma enterprise value of New Quantum at US$800 million and follows New Quantums recent acquisition of a majority interest in Morrison Securities from the ASX-listed Sequoia Financial Group for $A40.5 million; In connection with the proposed transaction, Canna-Global intends to file relevant materials with the United States Securities and Exchange Commission (SEC) including a registration statement on Form S-4, which will include a proxy statement/prospectus, and other documents regarding the proposed transaction, which is expected to close by the fourth quarter of 2023. The completion of the Bid Implementation also requires approval from the Australian Securities and Investments Commission (ASIC), which the parties hope to finalize in July 2023; Oct 20 2023 CNGL / New Quantum deal terminated; Oct 31 2023 filed PRE14a to extend deadline to June 2 2025, NAV $10.63; Nov 13 2023 filed PRER14a to extend deadline to Dec 2 2024, NAV $10.63; Nov 15 2023 filed DEF14a to extend deadline to Dec 2 2024, vote Dec 1, NAV $10.76;
7.12500
EF Hutton
Gerald Combs
Cannabis
Delaware
https://www.sec.gov/Archives/edgar/data/1867443/000149315221030108/form424b4.htm
881
11.110
11.000
0.03562
0.000
117
2024-05-01
MNTN
MNTN/U US Equity
MNTN/WS US Equity
Everest Consolidator Acquisition
2021-11-24
2024-04-28
82719848.00
7392108.00
11.190
2024-02-12
0.077
0.076
11.268
11.267
0.000
83.900
0.028
0.027
0.00731
-1
-0.57881
150.00000
0.500
Each unit issued in the offering consists of one share of the Companys Class A common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of Class A common stock at an exercise price of $11.50 per share; The Company intends to focus its search for business combination targets on the wealth management industry, including independent financial advisory providers as well as wealth management-focused technology companies, although it may pursue an acquisition in any business industry or sector; If we have not consummated an initial business combination within 15 months from the closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 21 months to complete a business combination), subject to our sponsor contributing, in each case, an additional $0.10 per share of our Class A common stock to the trust account, and at the end of the applicable period or any other approved extension of such period, we will redeem 100% of the shares of our Class A common stock at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Mr. Dooley has served as our Chief Executive Officer and Director since March 2021 and as our Chairman since October 2021. Mr. Dooley has nearly 30 years of experience in the financial services industry, with expertise in the wealth management sector and extensive experience in executive leadership positions. Mr. Dooley has led international transformation initiatives for several leading publicly traded companies in the wealth management space. Since January 2021, Mr. Dooley has served as the Founder, Chairman and Chief Executive Officer of Belay International Corporation, a private equity firm that links accomplished executives with sophisticated investors to create high-value opportunities with the potential to deliver significant investment returns. From December 2019 to December 2020, Mr. Dooley served as President of PREP Securities, a broker-dealer subsidiary of the Prep Property Group, a fully integrated real estate development and management company. From February 2014 to December 2019, Mr. Dooley served as a Managing Director and Partner of CR Capital Group LLC, a financial firm that formed joint ventures with many of the leading alternative investment management firms in the United States; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a business combination agreement, reduce the amount of funds in the trust account to below (i) $10.20 per share; Feb 24 2023 to extend deadline to May 28, add $1.725 million to trust account; May 24 2023 to extend deadline to Aug 28, add $1.725 million to trust account; July 27 2023 filed PRE14a to extend deadline to Feb 28 2024, vote in Aug, trust account will not be used to cover potential excise tax; Aug 14 2023 filed DEF14a to extend deadline to Feb 28 2024, vote Aug 24, NAV $10.76; Aug 24 2023 stockholders approved deadline extensino to Feb 28 2024, 3.8 million shares redeemed; Nov 14 2023 As a result of internal personnel resource constraints, the Company mistakenly used $752,885 of the withdrawn funds in the third quarter of 2023 to pay general operating expenses counter to the terms of the Trust Agreement; Feb 1 2024 extended deadline to Feb 28 2024, added $280k to trust account; Feb 2 2024 filed PRE14a to extend deadline to Aug 28 2024, vote in Feb; Feb 12 2024 filed DEF14a to extend deadline to Aug 28 2024, vote Feb 26, NAV $11.17, trust account will not be used to cover potential excise tax; Feb 27 2024 MNTN stockholders approved deadline extension to Aug 28 2024, 6.0 million shares (44.9%) redeemed, 7.4 million shares remain, NAV $11.17; Mar 27 2024 extended deadline to Apr 28 2024, added $150k to trust account;
8.60000
1.500
BofA
Adam Dooley
Wealth Management
Delaware
Unifund
2023-05-22 00:00
May 22 2023 announced a business combination with Unifund Financial Technologies, Inc., which specializes in the acquisition and servicing of consumer debt receivables and offers consumer data analytics and tailored recovery solutions for major banks, financial institutions and other creditors across the United States. Total revenues for the Target Companies, on a combined consolidated basis for the years ended December 31, 2022 and 2021, were $52.2 million and $52.8 million, respectively; The consideration to be paid to the Target Company Equityholders, SPAC stockholders and New PubCo in connection with the Business Combination will include stock consideration and is based on an enterprise value of $238 million of the Target Companies and their respective subsidiaries;
https://www.sec.gov/Archives/edgar/data/1863719/000119312521340396/d172566d424b4.htm
887
544
11.350
0.05733
https://www.sec.gov/Archives/edgar/data/1863719/000110465923083117/tm2321825d1_ex99-2.htm
0.000
118
2024-05-01
IFIN
IFIN/U US Equity
IFIN/WS US Equity
InFinT Acquisition
2021-11-19
2024-11-23
53970000.00
4747021.00
11.369
2024-02-20
0.091
0.367
11.461
11.736
0.000
54.591
-0.029
0.246
0.00343
-0.00443
208
0.03795
0.03637
0.05075
173.91200
0.500
Each unit consists of one of the Companys Class A ordinary shares and one-half of one redeemable warrant entitling the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus on the financial software and information services companies operating at the intersection of the financial and business services sectors (financial technology). The Company is led by its Chief Executive Officer, Sasha Edgarov; The Company was founded by our sponsor and led by our CEO and board member Alexander Edgarov, our board member (and founder of our sponsor) Kevin Chen, and our Chairman of the Board Eric Weinstein, all of which have or have had substantial ties to China and Hong Kong. From 2016 to 2018, Mr. Edgarov was a venture partner with New Margin Capital, a leading venture capital fund in China. He is an investor and advisor to a wide-range portfolio of clients with a focus on both public and private markets in the United States and China, and he is an expert in building multi-level connections between business people and companies from China, the United States and Israel in the areas of venture capital, entertainment and technology. Mr. Chen held essential positions such as co-founder and vice-chairman of the Absolute Return Investment Management Association of China and manager at China Development Bank from September 1998 to August 2000, and he received his B.A. in Economics from the Renmin University of China in Beijing, China. In the 1990s, Mr. Weinstein managed a team of derivative analysts in Hong Kong (Swiss Bank), and he visited Beijing and Hong Kong on a regular basis to meet with then-existing and then-potential clients when working with Lehman Brothers and then Neuberger until 2015. Mr. Weinstein currently serves as Investment Manager for the Eastmore Group, which makes minority investments in companies that have assets in China; Alexander Edgarov, 44, serves as our Chief Executive Officer and as a member of our Board of Directors since March 2021. We believe that Mr. Edgarovs qualifications to serve on our Board of Directors include his extensive financial services leadership positions and entrepreneurial experience. Mr. Edgarov is a sponsor investor of, and since November 2020 has served as a senior advisor to, Edoc Acquisition Corporation, (NASDAQ: ADOC) From 2016 to 2018, he was a venture partner with New Margin Capital, a leading venture capital fund in China. Mr. Edgarov has served as a Principal at Sapta Group Corp since 2014; Eric Weinstein, 67, is the Chairman of the Board and is considered independent. Mr. Weinstein serves as an Investment Manager at Eastmore Group since February 2018 where his responsibilities as a managing director include screening and overseeing investments. Mr. Weinstein has over 30 years of experience at global financial services firms that include Neuberger Berman, Lehman Brothers Holdings Inc., Swiss Bank Corporation, and Morgan Stanley; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.15 (or, if both three-month extensions occur, $10.45) per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; We will have until 12 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our initial shareholders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $2,608,680, or $2,999,982 if the underwriters over-allotment option is exercised in full ($0.15 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $5,217,360 (or $5,999,964 if the underwriters over-allotment option is exercised in full), or approximately $0.30 per share; Nov 2 2022 filed DEF14a to extend deadline to Mar 23 2023, vote Nov 22; Nov 22 2022 cancelled extension vote, added $3 million to trust to extend deadline to Feb 23 2023; Dec 1 2022 filed S-4/a for Seamless deal, no meeting date set; Jan 11 2023 filed PRE14a to extend deadline to Aug 23 2023, vote Feb 14; Jan 24 2023 filed DEF14a to extend deadline to Aug 23 2023, vote Feb 14, NAV $10.45; Feb 15 2023 IFIN stockholders approved deadline extension to Aug 23 2023, 10.4 million shares (52.0%) redeemed, NAV $10.49; Apr 18 2023 filed S-4/a for Seamless deal ; June 9 2023 filed S-4/a for Seamless deal ; July 21 2023 filed PRE14a to extend deadline to Feb 23 2024; Aug 2 2023 filed DEF14a to extend deadline to Feb 23 2024, vote Aug 18, NAV $10.92; Aug 11 2023 filed S-4/a for Seamless deal ; Dec 7 2023 filed S-4/a for Seamless deal ; Jan 19 2024 filed PRE14a to extend deadline to Nov 23 2024, vote Feb 16; Jan 30 2024 filed DEF14a to
6.37500
1.000
EF Hutton / Jones
Alexander Edgarov, Eric Weinstein
Fintech
Cayman
Seamless
2022-08-04 00:00
Aug 4 2022 announced a business combination with Seamless Group Inc., a leading global fintech platform; $400 million enterprise value; Transaction is expected to provide Seamless with the capital to accelerate mission to become the leading Asia fintech platform providing cross-border digital remittances and cashless payment solutions; Closing Q1 2023; Assuming no redemptions by INFINT existing public shareholders, the Company will have up to $189 million of cash on its balance sheet following the transaction, which is expected to provide financial flexibility and facilitate organic and inorganic growth opportunities;
https://www.sec.gov/Archives/edgar/data/1862935/000149315221029647/form424b5.htm
892
258
11.500
11.410
0.03666
0.000
119
2024-05-01
BLEU
BLEUU US Equity
BLEUW US Equity
bleuacacia
2021-11-18
2024-11-22
7039705.00
655466.00
10.740
2024-01-05
0.144
0.403
10.884
11.143
0.000
7.013
0.234
0.493
-0.01691
207
0.08311
0.07420
240.00000
0.500
Each unit consists of one Class A ordinary share of the Company, a right to one-sixteenth of one Class A ordinary share, and one-half of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one Class A ordinary share at an exercise price of $11.50 per share; The Company is focused on partnering with dynamic leaders to accelerate the growth of globally-relevant consumer-facing brands. The acacia blue team is defined by its deep and diverse operating experience, and is led by co-CEOs and co-Chairmen Jide Zeitlin and Lew Frankfort. The Companys President and Chief Operating Officer is Charlie McGuigan and its Executive Director is Tom Northover; Our Co-Chief Executive Officer, Jide Zeitlin, is the former Chairman and Chief Executive Officer of Tapestry, Inc., the S&P 500 and Fortune 500 luxury global retailer that is the parent company for the Coach, Kate Spade, and Stuart Weitzman brands. Mr. Zeitlin initiated and led a substantial strategic transformation of Tapestry, Inc. and, in addition to his role as CEO of Tapestry, Inc., also served as CEO of the Coach brand. Mr. Zeitlin was previously a partner at The Goldman Sachs Group, Inc., having risen to partner in their Mergers & Acquisitions Department, and was Global Chief Operating Officer of Goldman Sachs investment banking business; Our Co-Chief Executive Officer, Lew Frankfort, is the former Chairman and Chief Executive Officer of Coach, Inc., the S&P 500 and Fortune 500 luxury global retailer that was later renamed Tapestry, Inc. During Mr. Frankforts time at the company (1979 to 2014, including CEO from 1985 to 2014), Coach, Inc.s revenues grew from negligible levels in 1979 to in excess of $5 billion; Our President and Chief Operating Officer, Charles McGuigan, recently retired as Chief Operating Officer of L Brands, Inc., the S&P 500 and Fortune 500 fashion retailer, with revenues in excess of $10 billion; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; If we have not completed our initial business combination within such 18-month period or during any Extension Period, we will: cease all operations except for the purpose of winding up, as promptly as reasonably possible but not more than 10 business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.00 per public share; Apr 14 2023 filed PRE14a to extend deadline to Aug 22 2023 + 3 months; Apr 25 2023 filed PRER14a to extend deadline to Aug 22 2023 + 9 months; May 2 2023 filed DEF14a to extend deadline to Aug 22 2023 + 6 months, vote May 19, NAV $10.27, 26,015,981 (94.2%) redeemed; Sept 21 2023 extended deadline to Oct 22 2023; Oct 20 2022 extended deadline to Nov 22 2023; Dec 1 2023 filed PRE14a to extend deadline to Nov 22 2024, vote in 2023; Dec 13 2023 filed DEF14a to extend deadline to Nov 22 2024, vote Dec 28, NAV $10.71; Dec 22 2023 postponed extension vote to Jan 2 2024; Jan 5 2024 stockholders approved deadline extension to Nov 22 2024, 929k shares (58.6%) redeemed, 655k shares remain, NAV $10.74;
6.00000
1.000
CS / Citi
Jide Zeitlin, Lew Frankfort, Charles McGuigan
Consumer
Cayman
https://www.sec.gov/Archives/edgar/data/1843370/000114036121038740/nt10020699x18_424b4.htm
893
10.700
0.02500
1.000
0.060
120
2024-05-01
MCAG
MCAGU US Equity
Mountain Crest Acquisition V
2021-11-12
2024-11-16
5213385.00
519321.00
10.039
2023-09-30
0.191
0.372
10.230
10.411
-0.026
5.437
-0.240
-0.059
0.02347
201
-0.01019
-0.01019
60.00000
0.000
Each unit consists of one share of common stock and one right to receive one-tenth of one share of common stock upon the consummation of an initial business combination; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although it intends to focus on operating businesses in North America and Asia Pacific (excluding China); We will have until 12 months from the closing of this offering to consummate our initial business combination, provided that we will have 15 months from the closing of this offering to consummate our initial business combination (without the need for our insiders or their affiliates to elect a three-month extension) if we have executed a definitive agreement for an initial business combination within 12 months from the closing of this offering but have not consummated the initial business combination within such 12-month period. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional 3 months each time (provided that if we have executed a definitive agreement for an initial business combination within 12 months from the closing of this offering, we will have 15 months from the closing of this offering to consummate our initial business combination (without the need for our insiders or their affiliates to elect a three-month extension) and we may only extend the time to complete an initial business combination one time for an additional three months) (for a total of up to 18 months to complete a business combination. The only way to extend the time available for us to consummate our initial business combination at the election of our insiders or their affiliates and in the absence of a definitive agreement is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $1,200,000 (or $1,380,000 if the over-allotment option is exercised in full) if our insiders or their affiliates elect to extend the period of time to consummate a business combination two times), on or prior to the 12 month or 15 month deadline; In November 2019, Dr. Suying Liu co-founded Mountain Crest Acquisition Corp (MCAC), a special purpose acquisition company incorporated for the purposes of effecting a business combination. Dr. Liu served as the Chairman and Chief Executive Officer of MCAC. MCAC completed its initial public offering in June 2020, in which it sold 5,749,800 units, each consisting of one share of MCAC common stock and one right to receive one-tenth (1/10) of a share of common stock upon the consummation of an initial business combination, for an offering price of $10.00 per unit, generating aggregate proceeds of $57,498,000. On October 1, 2020, MCAC announced that it had entered into a definitive agreement with Playboy Enterprises, Inc. (Playboy), owner of one of the largest and most recognizable lifestyle brands in the world; In July 2020, Dr. Suying Liu co-founded Mountain Crest Acquisition Corp. II (MCAD), a special purpose acquisition company incorporated for the purposes of effecting a business combination. Dr. Liu served as the Chairman and Chief Executive Officer of MCAD. MCAD completed its initial public offering in January 2021, in which it sold 5,750,000 units, each consisting of one share of MCAD common stock and one right to receive one-tenth (1/10) of a share of common stock upon the consummation of an initial business combination, for an offering price of $10.00 per unit, generating aggregate proceeds of $57,500,000. On April 7, 2021, MCAD announced that it had entered into a definitive agreement with Better Therapeutics, Inc. (Better), an innovative platform for the development of prescription digital therapeutics for the treatment of diabetes, heart disease, and other cardiometabolic conditions; Dr. Suying Liu has been our Chairman, Chief Executive Officer and Chief Financial Officer since inception. Dr. Liu has been a director of Better Therapeutics Inc. (Nasdaq: BTTX) since it closed its business combination with Mountain Crest Acquisition Corp. II (Nasdaq: MCAD) in October 2021. He was the Chairman and Chief Executive Officer of Mountain Crest Acquisition Corp. II from July 2020 until it closed its business combination with Better Therapeutics Inc. He has been serving as the Chairman, Chief Executive Officer, and Chief Financial Officer of Mountain Crest Acquisition Corp. III (Nasdaq: MCAE) since March 2021. He also has been serving as the Chairman, Chief Executive Officer, and Chief Financial Officer of Mountain Crest Acquisition Corp. IV (Nasdaq: MCAF) since March 2021. Dr. Liu was a director of PLBY Group, Inc. (Nasdaq: PLBY) from the closing of its business combination with Mountain Crest Acquisition Corp (Nasdaq: MCAC) in February 2021 until August 2021. He was the Chairman and Chief Executive Officer of Mountain Crest Acquisition Corp from November 2019 until it closed its business combination with PLBY Group, Inc. He served as the Head of Corporate Strategy of Hudson Capital Inc. (Nasdaq: HUSN) between May 2020 and September 2020, where he led the companys strategic development for both general operations and specific growth areas; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (n
2.05000
Chardan
Suying Liu
Diversified Ex China
Delaware
https://www.sec.gov/Archives/edgar/data/1859035/000182912621014254/mountaincrest5_424b4.htm
899
10.470
0.03417
1.000
0.100
121
2024-05-01
IRRX
IRRX/U US Equity
IRRX/WS US Equity
Integrated Rail and Resources Acquisition
2021-11-12
2024-11-15
21069246.00
1915386.00
11.000
2024-02-14
0.074
0.272
11.074
11.272
0.000
20.973
5.494
5.692
-0.01120
200
2.60801
0.05425
200.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company is sponsored by DHIP Natural Resources Investments, LLC, and is led by Richard Bertel, Chief Executive Officer and Chairman of the Board of Directors; and Mark Michel, Chief Operating Officer, President, and Vice Chairman of the Board of Directors; While the Company may pursue an initial business combination target in any industry, it currently intends to concentrate its search for a target business operating in bulk commodities, such as North American railroad companies that transport bulk commodities, terminal companies that transload bulk commodities to and from railroads and pipelines, trucks, and ports, and companies that produce bulk commodities; We will have 12 months from the closing of this offering to consummate an initial business combination. In addition, if we anticipate we may not be able to consummate our initial business combination within 12 months, we may, but we are not obligated to, extend the period of time to consummate a business combination up to two times by an additional three months each time (for a total of up to 18 months to complete a business combination), subject to our sponsor (or its affiliates or designees) depositing into the trust account maintained by American Stock Transfer & Trust Company, acting as trustee, an amount of $0.10 per unit sold to the public in this offering for each such three-month extension (resulting in a total deposit of $10.30 per public share sold in the event both extensions are elected); In addition, each of (i) Castle Creek Strategies LLC, Context Partners Master Fund, L.P., D. E. Shaw Valence Portfolios, L.L.C., Meteora Capital Partners, LP, HGC Investment Management Inc., Highbridge Capital Management, LLC, Radcliffe Capital Management, L.P., and Polar Asset Management Partners Inc., have expressed an interest in purchasing 9.40% of the units offered in the offering, (ii) Sandia Investment Management L.P. and Space Summit Capital LLC have expressed an interest in purchasing 7.50% of the units offered in the offering, and (iii) Vestcor, Inc. and certain accounts managed by Eagle Point Credit Management LLC have expressed an interest in purchasing 4.90% of the units offered in the offering, or in each case funds affiliated with such investors, together the anchor investors, for an aggregate purchase price of no more than $200 million, at the public offering price of the units, and we have agreed to direct the underwriters to offer to each anchor investor such units. The anchor investors as a group have expressed an interest in purchasing up to 20,000,000 units in the aggregate (whether or not the underwriters over-allotment option is exercised in full or in part), up to 100% of the units issued in this offering (or 86.96% of the units issued in this offering if the underwriters over-allotment is exercised in full). Assuming the anchor investors purchase the units in which they have expressed an interest, we have agreed to issue to the anchor investors 1,515,160 shares of our Class B common stock in connection with the closing of this offering, and our sponsor will cancel a like number of shares. Accordingly, if the anchor investors purchase the full amount of units in which they have expressed an interest, the anchor investors would own an aggregate of approximately 86.06% of the outstanding shares following this offering (or approximately 76.84% of the outstanding shares if the over-allotment option is exercised in full) and our sponsor would own approximately 13.94% of the outstanding shares following this offering (or approximately 12.45% of the outstanding shares if the over-allotment option is exercised in full). Further, the anchor investors are not required to (i) hold any units, Class A common stock or warrants they may purchase in this offering or thereafter for any amount of time, (ii) vote any Class A common stock they may own at the applicable time in favor of our initial business combination or (iii) refrain from exercising their right to redeem their public shares at the time of our initial business combination; ; Mr. Bertel is the Co-Founder, Chairman and Chief Executive Officer of RGPC. Before founding RGPC in 1986, he founded Trax Engineering & Associates, Inc., an internationally operating civil engineering consultancy specializing in heavy-haul railway projects. Clients and projects included state and federal Departments of Transportation, financial institutions seeking due diligence expertise, and foreign investment entities requiring professional review of railway privatization tenders in offshore companies. In addition, he has been involved in short line and regional start-ups, financial turnarounds, and transition management for both public and private railroad owners; Mr. Michel is a Managing Partner at the DHIP Group where he leads the infrastructure line of business. He directs equity investments in high-quality infrastructure assets in the energy, transport and water/wastewater asset classes by custom tailoring financing solutions across a breadth of capital needs. Prior to joining DHIP Group in 2017, he was a Managing Director and Head of Project and Structured Finance at Drexel Hamilton from 2016 to 2019, a full-service institutional investment banking and financial advisory firm; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public
8.50000
1.000
Stifel
Richard Bertel, Mark Michel
Bulk Commodities
Delaware
https://www.sec.gov/Archives/edgar/data/1854795/000119312521328295/d91862d424b4.htm
899
10.950
0.04250
0.000
122
2024-05-01
CBRG
CBRGU US Equity
CBRGW US Equity
Chain Bridge I
2021-11-10
2024-11-15
11015478.00
1006683.00
10.942
2024-01-16
0.133
0.388
11.075
11.330
0.000
11.315
0.265
0.520
0.01489
-0.02935
200
0.08957
0.01471
0.10070
200.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The amount in the trust account will initially be $10.20 per unit and such amount may be increased by $0.10 per unit for each three-month extension of our time to consummate our initial business combination; If we do not consummate an initial business combination within 18 months from the closing of this offering (or up to 24 months if we extend the period of time), we will redeem 100% of the public shares for cash, subject to applicable law and certain conditions as described herein. However, if we anticipate that we may not be able to consummate our initial business combination within 18 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months, up to two times (for a total of up to 24 months to complete a business combination); Franklin Strategic Series Franklin Growth Opportunities Fund (Franklin) entered into a forward purchase agreement with us, whereby Franklin may purchase, in its sole discretion, 4,000,000 Class A ordinary shares and 2,000,000 redeemable warrants, for an aggregate purchase price of $40,000,000, in a private placement to close substantially concurrently with the closing of our initial business combination. The obligations under the forward purchase agreement do not depend on whether any Class A ordinary shares are redeemed by our public shareholders. The forward purchase securities sold pursuant to the forward purchase agreement will be identical to the Class A ordinary shares and redeemable warrants included in the units being sold in this offering, respectively, except that Franklin will have certain registration rights, as described herein. The capital from such private placement would be used as part of the consideration to the sellers in our initial business combination, and any excess capital from such private placement would be used for working capital in the post-transaction company. An affiliate of Franklin is a member of our sponsor and, as a result, has an indirect economic interest in a portion of the founder shares owned by our sponsor and the private placement warrants to be issued to our sponsor; We intend to focus our efforts in identifying a prospective target company possessing emerging, innovative technology that can help the U.S. government and its allies successfully compete in the national security arena; Christopher Darby has been serving as the Chairman of our board of directors since January 2021. Since 2006, Mr. Darby has served as President and Chief Executive Officer of IQT, an independent strategic investment firm that identifies innovative technologies to support the missions of the Central Intelligence Agency (CIA) and the broader U.S. intelligence community; Michael Rolnick has served as our Chief Executive Officer and a director since January 2021. Mr. Rolnick currently serves as a Managing Member of Baileyana, a vehicle launched in 2009 that invests in private technology companies. Since 2013, Mr. Rolnick has been a Senior Advisor to Blockchain Capital. Additionally, he served as a Senior Advisor to the Michael Bloomberg 2020 presidential campaign. In 2015, Mr. Rolnick co-founded Cadence13 and served as Executive Chairman until it was acquired in 2020 by Entercom Communications; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of the outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us, divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect that the pro rata redemption price to be approximately $10.20 per share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest earned on such funds, and such amount may be increased by $0.10 per public share for each three-month extension of our time to consummate our initial business combination; Warrants redeemable if stock >$10.00; In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Apr 6 2023 filed PRE14a to extend deadline to Nov 15 2023; Apr 20 2023 filed DEF14a to extend deadline to Nov 15 2023, vote May 5, NAV $10.44; May 2 2023 filed DEFR14a, terminated letter of intent with target, vote May 12, NAV $10.44; May 12 2023 18,848,866 shares (82.0%) redeemed, 3.0 million shares remain; Oct 31 2023 to liquidate Nov 15, NAV $10.80; Nov 15 2023 reverses plan to liquidate, extended deadline one month; Dec 14 2023 sponsor sold its shares to Fulton AC, CEO and board resigned; Jan 2 2024 filed PRE14a to extend deadline to Nov 15 2024, vote Feb 14; Jan 16 2024 filed PRER14a to extend deadline to Nov 15 2024, moved vote to Feb 7, NAV $10.92; Jan 18 2024 filed DEF14a to extend deadline to Nov 15 2024, vote Feb 7, NAV $01.92; Feb 16 2024 stockholders approved deadline extension to Nov 15 2024, 3.1 million shares (75.7%) redeemed, 1.0 million shares remain, $22.5k added to trust account;
9.50000
1.000
Cowen / Wells
Christopher Darby, Michael Rolnick
Defense Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1845149/000110465921137253/tm216424-24_424b4.htm
901
11.240
10.750
0.04750
0.000
123
2024-05-01
RCFA
RCFA/U US Equity
RCFA/WS US Equity
Perception Capital IV
2021-11-10
2024-11-15
52977928.00
4777672.00
11.089
2023-12-31
0.155
0.414
11.244
11.502
0.010
54.035
0.064
0.322
0.00589
-0.00212
200
0.05326
0.03127
0.04642
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to target assets or businesses of scale across the critical minerals value chain that are poised to benefit over the long-term from the substantial market opportunity created by the global energy transition; If we have not completed our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); Mr. McClements, our Chairman, co-founded RCF in 1998 and has helped to oversee its strategic direction since its founding. He has 35 years of experience in the mining industry and, prior to launching RCF, was a natural resources sector banker at both N.M. Rothschild & Sons and Standard Chartered PLC. Mr. McClements has extensive experience in project identification and development, valuation, M&A and sourcing capital across both private and public capital markets; Mr. Shah, our Chief Executive Officer and a Director on our board of directors, is an experienced investment banker with over 18 years of global metals and mining advisory experience. From May 2011 to June 2021, he was an investment banker at Goldman Sachs (NYSE: GS), where most recently he was managing director and head of EMEA Metals and Mining investment banking division for Goldman Sachs International, as well as manager for all analysts within the EMEA Natural Resources team; Our sponsor, RCF VII Sponsor LLC, is a newly formed wholly owned subsidiary of Resource Capital Fund VII L.P., which is managed by RCF, a private, mining-focused alternative investment firm led by co-founder James McClements, our Chairman. RCF has raised $4.9 billion across numerous funds and strategies since its inception, and currently has $2.3 billion of regulatory assets under management; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable on a cashless basis in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Apr 3 2023 filed DEF14a to extend deadline to May 15 2024, vote May 9, NAV $10.45; May 15 2023 RCFA stockholders approved deadline extension to May 15 2024, 10.0 million shares (43.1%) redeemed, 13.0 million shares remain, NAV $10.50; Nov 3 2023 sponsor sold to Perception Capital Partners IV LLC; Nov 7 2023 filed PRE14a to extend deadline to Nov 15 2024, vote Dec 5; Nov 15 2023 filed PRER14a to extend deadline to Nov 15 2024, vote Dec 5; Nov 21 2023 filed DEF14a to extend deadline to Nov 15 2024, vote Dec 5, NAV $10.96;
10.50000
1.000
Citi / Barclays
James McClements, Sunny Shah
Energy Transition
Cayman
Blue Gold Holdin
2023-12-06 00:00
Dec 6 2023 announced a business combination with Blue Gold Holdings Limited, a gold mining platform; Transaction expected to catalyze Blue Golds acquisition and investment of capital into premier assets in Ghanas Ashanti gold belt; Merger anticipated to close in second quarter 2024. Combined company anticipated to list on The New York Stock Exchange; Blue Gold shares will receive equity in PubCo valued at $114.5 million, subject to adjustments; The boards of directors of both Blue Gold and Perception have unanimously approved the proposed Transaction, which is subject to customary closing conditions, including receipt of all regulatory approvals, as well as the approval of the proposed Transaction by Perceptions and Blue Golds shareholders. The closing of the Transaction is anticipated to occur in the second quarter of 2024 and Blue Gold is anticipated to list on The New York Stock Exchange;
https://www.sec.gov/Archives/edgar/data/1870143/000121390021058709/f424b41121_rcfacq.htm
901
756
11.310
11.220
0.05250
0.000
124
2024-05-01
BCSA
BCSAU US Equity
BCSAW US Equity
Blockchain Coinvestors Acquisition I
2021-11-10
2024-05-08
23226984.00
2111794.00
10.999
2023-12-31
0.154
0.165
11.153
11.164
0.000
23.652
-0.027
-0.016
0.00425
0.00873
9
-0.05589
-0.26703
261.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one warrant, each whole warrant entitling the holder to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an acquisition opportunity in any business, industry, sector or geographical location, it intends to focus its search on the companies in the financial services, technology and other sectors of the economy that are being enabled by emerging applications of blockchain; Our sponsor was formed by the founders and management team of Blockchain Coinvestors, a leading blockchain venture investor and fund of funds; Matthew C. Le Merle is a Managing Director, and serves as Chair of our board of directors. He and Ms. Davis founded and have managed Blockchain Coinvestors since inception and have participated in, advised and sourced opportunities in internet, fintech and blockchain for over 20 years. Mr. Le Merle has served as a Manager of the General Partner and the Investment Manager of Blockchain Coinvestors since its founding. Mr. Le Merle has also served as Managing Partner of Fifth Era, LLC since 2014 and Keiretsu Capital Blockchain Fund Manager, LLC since January 2018, two of the most active early-stage venture managers backing over 300 companies; Lou Kerner is a Managing Director, and serves as our Chief Executive Officer and a member of our board of directors. He held his first bitcoin webinar in 2013, followed by his first encrypted (or crypto) digital currency-related venture capital investment in 2014 as the Manager of the Social Internet Fund. He began focusing full-time on investing in crypto in 2017 as a Founding Partner at CryptoOracle; Alison Davis is a Managing Director. She and Mr. Le Merle founded and have managed Blockchain Coinvestors since inception and have participated in, advised and sourced opportunities in internet, fintech and blockchain for over 20 years. Ms. Davis has served as a Manager of the General Partner and the Investment Manager of Blockchain Coinvestors since its founding. Additionally, Ms. Davis has served as a Managing Partner of Fifth Era, LLC since 2014 and Keiretsu Capital Blockchain Fund Manager, LLC since January 2018. Ms. Davis and Mr. Le Merle co-wrote the book Blockchain Competitive Advantage.; Warrants redeemable if stock >$18.00; Cantor Fitzgerald & Co. has informed us that it and/or its affiliates or accounts over which it and/or its affiliates have discretionary authority have expressed an interest in purchasing up to 7.5% of the units to be sold in this offering; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 18 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Dec 16 2022 filed PRE14a to extend deadline to Nov 15 2023, vote in Jan; Dec 29 2022 filed DEF14a to extend deadline to Nov 15 2023, vote Jan 18, NAV$10.34; Jan 17 2023 postponed vote to Jan 27; Jan 26 2023 postponed again to Feb 3, 26,406,729 shares (88.0%) redeemed, 3.6 million shares remain, NAV $10.34; Aug 22 2023 filed PRE14a to extend deadline to May 15 2024, vote in Sept; Sept 1 2023 filed PRER14a to extend deadline to May 15 2024, vote Sept 22, NAV $10.82; Sept 5 2023 filed DEF14a to extend deadline to May 15 2024, vote Sept 22, NAV $10.82; Sept 19 2023 extension vote postponed to Oct 27 2023; Nov 10 2022 announced a business combination with Qenta Inc., a financial technology company established to digitize the worlds assets and transactions; The boards of directors of Qenta and BCSA have both unanimously approved the Transaction, which is expected to be completed in the first half of 2023; $622 million enterprise value; Nov 9 2023 BCSA / Qenta deal terminated; Nov 3 2023 BCSA stockholders approved deadline extension to May 15 2024, 1.5 million shares (41.2%) redeemed, 2.1 million shares remain; Apr 18 2024 filed PRE14a to extend deadline to Nov 15 2024, vote May 8;
12.00000
Cantor / Moelis
Matthew Le Merle, Lou Kerner, Alison Davis
Blockchain
Cayman
Linqto
2024-04-09 00:00
Apr 9 2024 announced a business combination with Linqto, Inc., a Leading Digital Investment Platform; The business combination is expected to close in the second half of 2024; Linqto is a technology-enabled investment platform allowing accredited investors to identify, evaluate, invest in, and make liquid investments in the worlds leading unicorns and other private tech companies. Linqtos vision is to democratize private investing by making it accessible, affordable, and liquid for individual investors. Through an intuitive technology platform, Linqto empowers individuals to participate in private venture investments, which were once the exclusive domain of institutions and privileged, ultra-wealthy people; Linqtos current outstanding common equity will be canceled, and its shareholders will receive in exchange newly issued shares of BCSA at an implied enterprise value of approximately $700 million;
https://www.sec.gov/Archives/edgar/data/1873441/000119312521328246/d212082d424b4.htm
901
881
11.200
11.250
0.04598
0.000
125
2024-05-01
DPCS
DPCSU US Equity
DPCSW US Equity
DP Cap Acquisition I
2021-11-09
2024-11-12
16365000.00
1500000.00
10.910
2024-01-12
0.137
0.388
11.047
11.298
0.000
16.680
-0.053
0.198
0.00657
197
0.03331
0.02987
200.00000
0.500
Each unit consists of one share of Class A common stock of the Company and one-half of one redeemable public warrant. Each whole public warrant entitles the holder thereof to purchase one share of Class A common stock of the Company at a price of $11.50 per share; The Company is sponsored by DP Investment Management Sponsor I LLC, and is led by Scott Savitz, the Chairman of our Board of Directors and Martin Zinny, our Chief Executive Officer and Chief Financial Officer; If we have not completed our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (net of taxes payable and less up to $100,000 of interest to pay dissolution expenses); While we may pursue an initial business combination target in any business, industry or geographic location, we intend to focus our search on the tech-enabled consumer and technology sectors, with a specific focus on e-commerce and marketplaces and enterprise software; Our sponsor is an affiliate of Data Point Capital (Data Point), a venture capital fund manager which was founded by Scott Savitz, Chairman of DPAC I. Data Point has invested in early- and growth-stage opportunities in the tech-enabled consumer and technology sectors. Since the start of 2017 and through the end of 2020, the aggregate revenue of Data Points portfolio companies has grown annually by approximately 50% on average and the two year average growth rate for its portfolio companies increased by approximately 30%. Data Points differentiated investment strategy focuses on innovation, scalability and capital efficiency; Scott Savitz is the Chairman of our Board of Directors and the Founder of Data Point Capital and a Managing Partner. Mr. Savitz is a strong advocate of entrepreneurship and innovation, especially where it aims to raise the bar on the consumer experience. Scott is also the founder and former CEO of Shoebuy.com. Mr. Savitz founded Shoebuy in 1999, and served as its CEO through its sale to InterActive Corporation (IAC). Further, Mr. Savitz serves on the boards of CoachUp, Jebbit, Print Syndicate, Returnalyze, UpShift, Yieldify and Vee24; Martin Zinny is our CEO, CFO and a member of our Board of Directors and brings two decades of public market investment experience with a focus on deep fundamental company and industry analysis across the consumer and tech-enabled consumer subsectors. Over his career as an equity analyst and portfolio manager, Mr. Zinny successfully led investment management teams through a multitude of business and market cycles. Additionally, over this time he evaluated and assisted with numerous initial public offerings. Mr. Zinny has held both Analyst and Portfolio Manager positions at many highly regarded investment firms. After receiving his MBA, Mr. Zinny joined Fidelity Investments, where he rose to be the Head of the Consumer Team. He left Fidelity to join Whale Rock Capital and has also worked at Point72, Omega Advisors, and Millennium; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Sept 6 2022 CEO resigned; Apr 14 2023 filed PRE14a to extend deadline to Nov 12 2023 + 3 months, vote May 10; Apr 21 2023 filed DEF14a to extend deadline to Nov 12 2023 + 3 months, vote May 10, NAV $10.50; Nov 8 2023 extended deadline to Dec 12 2023; Jan 24 2024 filed DEF14a to extend deadline to Nov 12 2024, vote Feb 8, NAV $10.91; Feb 12 2024 DPCS stockholders approved deadline extension to Nov 12 2024, 2.6 million shares (63.0%) redeemed, 1.5 million shares remain, NAV $10.91;
6.50000
1.500
Cowen
Scott Savitz, Martin Zinny
Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1857803/000114036121037366/nt10025450x11_424b4.htm
902
11.120
0.03250
0.000
126
2024-05-01
NPAB
NPABU US Equity
NPABW US Equity
New Providence Acquisition II
2021-11-05
2024-05-07
57472516.00
5267875.00
10.910
2024-04-18
0.011
0.019
10.921
10.929
0.000
10.850
0.091
0.099
-0.00602
0.00725
8
0.51220
0.36119
-0.25700
225.00000
0.333
Each unit consists of one share of Class A common stock of the Company and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock of the Company at a price of $11.50 per share; If we are unable to complete our business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes (less up to $100,000 of interest to pay dissolution expenses); Certain funds managed by UBS OConnor LLC that are members of our sponsor have indicated an interest to purchase an aggregate of up to 1,980,000 units (or up to 2,277,000 if the underwriters over-allotment option is exercised in full) in this offering at the public offering price; NPA I went public in September 2019 and completed a business combination with AST on April 6, 2021. Our executives will also be serving in the same roles for NPA III, which is in the process of engaging in an initial public offering; Alexander Coleman has 20 years of institutional private equity experience, focused predominantly on U.S. based middle market companies operating in the food and beverage, information, satellite communications, and business services and specialized manufacturing markets. Mr. Coleman was most recently chairman of NPA I and will serve as chairman of NPA III. Mr. Coleman is the founder and Managing Partner of Annex Capital Management LLC, a U.S. based private equity group founded in 2004. Annex Capital focuses on making control investments in middle market companies in a broad array of industries, and also acquires distressed debt and direct equity in the secondary market. Concurrently with Annex, Mr. Coleman was a co-Head and Managing Partner of Citicorp Venture Capital, Citis New York based leveraged buyout fund. Mr. Coleman was also a Managing Partner of Sea Hunter, a specialized fund focused on the evolving global cannabis market and a predecessor to Tilt Holdings; Gary P. Smith has held senior management positions at PepsiCo, Red Bull, Big Red, Inc. and NPA I. Mr. Smith was most recently CEO of NPA I and will serve as CEO of NPA III. During his most recent position as CEO of Big Red, he built a diversified beverage company by acquiring numerous, complementary brands across many segments of the market over a 10-year period, ultimately selling the business to Keurig Dr Pepper; Certain funds managed by UBS OConnor LLC that are members of our sponsor have indicated an interest to purchase an aggregate of up to 1,980,000 units (or up to 2,277,000 if the underwriters over-allotment option is exercised in full) in this offering at the public offering price; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our amended and restated certificate of incorporation provides that we will have only 18 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; Apr 6 2023 filed PRE14a to extend deadline to May 9 2024, vote in May, trust account will not be used to cover potential excise tax; Apr 19 2023 filed DEF14a to extend deadline to May 9 2024, vote May 5, NAV $10.437; May 4 2023 NPAB announced 19.7 million shares (78.9%) redeemed; May 10 2023 NPAB stockholders approved deadline extension to May 9 2024, 19.7 million shares (78.8%) redeemed, NAV $10.41; Apr 8 2024 filed PRE14a to extend deadline to Nov 9 2024; Apr 18 2024 filed DEF14a to extend deadline to Nov 9 2024, vote May 7, NAV $10.91;
10.00000
1.500
DB
Alexander Coleman, Gary Smith
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/1837929/000156459021055308/npacii-424b4.htm
906
10.855
11.000
0.04444
0.000
127
2024-05-01
RRAC
RRAC/U US Equity
RRAC/WS US Equity
Rigel Resource Acquisition
2021-11-05
2024-08-09
270667744.00
24570032.00
11.016
2023-12-31
0.154
0.285
11.170
11.301
0.001
276.659
-0.080
0.051
0.00803
0.00445
102
0.01644
0.01321
0.02619
275.00000
0.500
Each unit is comprised of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; The Company is indirectly sponsored by Orion Mine Finance Fund III, which is managed by Orion Resource Partners (USA) LP ("Orion"). Orion is a global alternative investment management firm specializing in institutional metals and mining investment strategies primarily in the base and precious metals space. The Companys management team is led by members of Orions current management team; While the Company may pursue an initial business combination with a company in any industry, sector or geographic region, the Company intends to pursue an initial business combination with a target in the global mining industry, including operators of mines and providers of ancillary services. This may include "green" and/or battery metals and industrial minerals mining operators and ancillary service providers delivering innovative mineral processing technologies, or battery mineral technologies; In connection with the consummation of this offering, we expect to enter into a forward purchase agreement with an affiliate of the sponsor, Orion Mine Finance Fund III LP (which, along with its affiliates, we refer to as Orion Mine Finance throughout this prospectus), pursuant to which Orion Mine Finance will commit, subject to approval of its investment committee as well as customary closing conditions, that it (or its permitted transferees) will purchase from us up to 5,000,000 forward purchase units, consisting of one Class A ordinary share, or a forward purchase share, and one-half of one warrant to purchase one Class A ordinary share, or a forward purchase warrant, for $10.00 per unit, or an aggregate amount of up to $50,000,000, in a private placement that will close concurrently with the closing of our initial business combination; Oskar Lewnowski, our Chairman of the Board of Directors, is the founder and Chief Investment Officer of Orion Resource Partners. Prior to Orion, Mr. Lewnowski was a founding partner of the Red Kite Group, an investment platform that was one of the worlds leading hedge funds in the metals space and which expanded under Mr. Lewnowskis leadership to specializing in providing bridge, construction, expansion, working capital and acquisition finance to mid-cap and single asset mining companies. In 2013 Mr. Lewnowski established Orion via a spin off of the private equity business from Red Kite. Before this, Mr. Lewnowski was a Director for Corporate Development at Varomet Ltd, a metals processor and merchant firm which was formed to purchase certain assets out of the Enron Metals bankruptcy; Jonathan Lamb, our Chief Executive Officer and director nominee, is a Portfolio Manager at Orion Resource Partners. As a Portfolio Manager, Mr. Lamb is responsible for the origination, structuring, diligence, negotiation and monitoring for Orions metals and mining private equity business. At Orion, Mr. Lamb has direct oversight of several significant portfolio investments, including Sweetwater Royalties and Victoria Gold. Prior to Orion, Mr. Lamb was an Investment Manager for the Red Kite Groups Mine Finance business. Before joining Red Kite in 2012, Mr. Lamb worked for Deutsche Bank in their Metals & Mining group within the Global Banking division; Warrants redeemable if stock >$10.20. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant ; If we anticipate that we may not be able to consummate our initial business combination within 18 months, the sponsor may cause us to extend the available time to consummate our initial business combination by three months. In order to exercise the extension option, our sponsor must deposit into the trust account $0.10 per share (a total of $2,500,000, or $2,875,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline. The sponsor may exercise the extension option up to two times, allowing for up to an additional six months (for a total of 24 months) to complete a business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share; May 8 2023 extended deadline to Aug 9 2023, added $3 million to trust account; June 28 2023 filed PRE14a to extend deadline to Aug 9 2024; July 10 2023 filed PRER14a to extend deadline to Aug 9 2024; July 19 2023 filed DEF14a to extend deadline to Aug 9 2024, vote Aug 7, NAV $10.74; July 26 2023 signed a non-binding letter of intent for a business combination with a company in the global metals sector; Aug 10 2023 RRAC stockholders approved deadline extension to Aug 9 2024, 5.4 million shares (18.1%) redeemed, 24.6 million shares remain, NAV $10.73;
12.00000
1.000
GS
Oskar Lewnowski, Jonathan Lamb, Orion Resource Partners
Mining
Cayman
Aurous
2024-03-11 00:00
Mar 11 2024 announced a business combination with Aurous / Blyvoor Gold Resources Proprietary Limited and Blyvoor Gold Operations Proprietary Limited (together, Aurous or the Target Companies), a producing mining group which owns the Blyvoor gold mine (Blyvoor Mine) and the Gauta tailings retreatment project; Aurous is a cash-generating, gold producer in South Africa, with industry-leading, mid-term production growth and a first quartile production-cost position; The Transaction values Aurous at a pre-money equity value of $362 million, implying a Price / Net Asset Value transaction multiple of 0.3x; $460 million enterprise value; Proceeds of the Transaction will help fund organic production growth at Aurous Blyvoor Mine, optimisation projects and the build-out of the Gauta Tailings project; The transaction, which has been unanimously approved by the boards of directors of Aurous and Rigel, is expected to close in the second half of 2024, subject to approval by Rigel shareholders, by the Financial Surveillance Department of the South African Reserve Bank and other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1860879/000182912621013853/rigelresourceacq_424b4.htm
906
857
11.260
11.220
0.04364
https://www.sec.gov/Archives/edgar/data/1860879/000182912624001510/rigelresource_ex99-2.htm
0.000
128
2024-05-01
MCAA
MCAAU US Equity
MCAAW US Equity
Mountain & Co. I Acquisition
2021-11-05
2024-11-09
95697000.00
8379772.00
11.420
2024-03-11
0.065
0.324
11.485
11.744
0.000
96.703
-0.035
0.224
0.00477
194
0.03683
0.03345
200.00000
0.500
Each unit consists of one of the Companys Class A ordinary shares and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Although the Companys efforts to identify a prospective business combination opportunity will not be limited to a particular industry, it intends to focus on the consumer internet and B2B digital infrastructure sectors; Our management team is led by Dr. Cornelius Boersch, Chief Executive Officer and non-independent member of the Board, Prof. Dr. Utz Claassen, Chief Operating Officer and non-independent director of the Board, Daniel Wenzel, Chief Investment Officer and Alexander Hornung, Chief Financial Officer. Other independent, non-executive Board members include Miles Gilburne, Dr. Philipp Rosler and Winston Ma; Our management is supported by our sponsors and MPs team, consisting of numerous investment professionals with deep domain knowledge across various technology sectors, including Consumer Internet and B2B Digital Infrastructure. Our sponsors and MPs investment teams have wide-ranging experience across entrepreneurship, target identification, corporate development, M&A and capital markets within both public and private markets; Dr. Cornelius Boersch will serve as our Chief Executive Officer and is a non-independent member of our Board. Dr. Boersch is the founder of MP and has been an entrepreneur, investor and founder of numerous technology companies for the past 25 years. Dr. Boersch founded his first company in 1991 and developed it into the smart card broker and RFID-producer ACG AG (1995) and successfully listed it on the Frankfurt Stock Exchange in 1999. The company grew to a market cap of over 1.7 billion. Subsequently, Dr. Boersch initiated the development of further RFID-based companies, such as Smartrac (IPO in 2006), and NASDAQ-listed Identiv. Since founding MP, Dr. Boersch focused on investments in, and the development of, high growth internet and technology companies. Dr. Boersch was named Entrepreneur of the Year 2000, European Business Angel of the Year 2009 and is currently one of the most active and highly-recognized business angels in Europe; Warrants redeemable if stock >$18.00; If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five business days advance notice prior to the 15-month deadline, must deposit into the trust account $2,000,000, or $2,300,000 if the underwriters overallotment option is exercised in full ($0.10 per unit in either case), on or prior to the date of the 15-month deadline, providing a total possible period of 18 months within which we can complete a business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Jan 9 2023 filed PRE14a to extend deadline to Nov 9 2023; Jan 19 2023 filed DEF14a to extend deadline to Nov 9 2023, vote Feb 6, NAV $10.46, 10,784,962 shares (46.9%) redeemed, 12.2 million shares remain, NAV $10.48; Aug 17 2023 filed PRE14a to extend deadline; Aug 30 2023 filed DEF14a to extend deadline to Mar 9 2024, vote Sept 14, NAV $11.01; Sept 13 2023 announced 1,763,665 shares tendered for redemption; Feb 23 2024 filed DEF14a to extend deadline to Nov 9 2024, vote Mar 8, NAV $11.40; Mar 12 2024 stockholders approved deadline extension to Nov 9 2024, 3.1 million shares (27.0%) redeemed, 8.4 million shares remain, NAV $11.42;
12.00000
1.000
CS
Cornelius Boersch
Internet
Cayman
Barca Media
2023-08-11 00:00
Aug 11 2023 announced a business combination with FC Barcelonas Content Creation Platform, Barca Media; $973 million enterprise value; Upon closing, the Class A common stock of the combined company is expected to be listed on NASDAQ under the ticker symbol BRME; The transaction requires the approval of shareholders of Mountain & Co. I Acquisition Corp., the approval of members of the Clubs general assembly and is subject to other customary closing conditions and is expected to close in the last quarter of 2023;
https://www.sec.gov/Archives/edgar/data/1856995/000110465921134522/tm2113881-8_424b4.htm
906
644
11.540
0.06000
https://www.sec.gov/Archives/edgar/data/1856995/000110465923090040/tm2317479d1_ex99-2.htm
0.000
129
2024-05-01
DHAC
DHACU US Equity
DHACW US Equity
Digital Health Acquisition
2021-11-04
2024-11-08
1281957.00
114966.00
11.151
2023-12-31
0.120
0.313
11.271
11.464
0.000
1.380
-0.729
-0.536
0.06470
0.18003
193
-0.08277
-0.08278
-0.24491
100.00000
1.000
Each unit consists of one share of common stock, par value $0.0001, and one warrant, which we refer to throughout this prospectus as warrants or the public warrants. Each warrant entitles the holder thereof to purchase one (1) of a share of common stock at a price of $11.50 per whole share; The Company intends to focus on established, technology focused businesses positioned in the healthcare industry that have an aggregate enterprise value of approximately $175 million to $500 million and would benefit from access to public markets and the operational and strategic expertise of our management team and board of directors; Scott Wolf is a prolific medical device entrepreneur across a broad range of therapeutic areas. Dr. Wolf founded Aerin Medical, Inc. to create non-surgical therapies to meet the enormous need of patients with the most common nasal airway problems, including nasal obstruction. Prior to founding Aerin Medical, he founded Zeltiq Aesthetics, Inc. the maker of CoolSculpting, the leading non-invasive method of fat reduction for bodysculpting; Daniel Sullivan has been the President of PCN Enterprises, Inc. since 2003, which provides accounting related consulting services to public companies. He is also CFO for Spectrum Global Solutions, Inc; Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination or abstain from voting, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination or abstains from voting, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; If we are unable to complete our initial business combination within 12 months from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.15; We will pay the costs of any subsequent liquidation from our remaining assets outside of the trust account. If such funds are insufficient, our sponsor has agreed to pay the funds necessary to complete such liquidation and has agreed not to seek repayment for such expenses; Oct 4 2022 filed DEF14a to extend deadline to Feb 8 2023, vote Oct 20, NAV $10.21, 10,805,877 shares (93.9%) redeemed, 700k shares remain, added $350k into trust; Feb 2 2023 extended deadline to May 8 2023; May 8 2023 extended deadline to Aug 8 2023, added $350k to trust account; May 15 2023 filed S-4/a for VSee Labs / iDoc Telehealth Solutions deal, NAV $11.41; May 22 2023 filed S-4/a for VSee Labs / iDoc Telehealth Solutions deal, NAV $11.41; Aug 1 2023 extended deadline to Nov 8 2023; Oct 6 2023 filed PRE14a to extend deadline to Nov 8 2024, vote Nov 6; Oct 17 2023 filed PRER14a to extend deadline to Nov 8 2024, vote Nov 6;Jan 23 2024 filed S-4/a for VSee Labs / iDoc Telehealth Solutions deal; Feb 13 2024 filed S-4/a for VSee Labs / iDoc Telehealth Solutions deal;
5.09000
AGP
Scott Wolf, Daniel Sullivan
Healthcare
Delaware
VSee Labs / iDoc
2022-06-16 00:00
June 16 2022 announced business combination with VSee Lab, Inc. (VSee), a leading telehealth software company and iDoc Telehealth Solutions, Inc. (iDoc), a leading neurocritical care and intensive care telehealth provider; Upon closing of the transaction, which is expected to occur in the third quarter of 2022, it is anticipated that the combined company will adopt the corporate name VSee Health, Inc., and will be listed on the Nasdaq Capital Market under the proposed new ticker symbol VSEE. The transaction is expected to result in a valuation of approximately $110 million for the combined entity;
https://www.sec.gov/Archives/edgar/data/1864531/000110465921134309/tm2116928-12_424b4.htm
907
224
12.000
13.300
0.05090
0.000
130
2024-05-01
FNVT
FNVTU US Equity
FNVTW US Equity
Finnovate Acquisition
2021-11-04
2024-05-02
52336120.00
4623332.00
11.320
2024-04-24
0.007
0.011
11.327
11.331
0.000
52.336
0.027
0.031
-0.00059
-0.01912
3
0.38903
0.12134
150.00000
0.750
Each unit issued in the offering consists of one share of the Companys Class A common stock and three-quarters of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share; The Company is managed by Prof. David Gershon (former founder and CEO of SuperDerivatives) who will serve as Chairman and CEO, Ron Golan (former head of investment banking and capital markets at Morgan Stanley for Israel & CEE) will serve as Director and CFO, and Jonathan Ophir (Former Head of Credit Division, at Altshuler Shaham) will serve as CIO; If we are unable to consummate an initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including accrued interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); David Gershon, Chairman and Chief Executive Officer. Professor Gershon was appointed as a professor at the business school of the Hebrew University of Jerusalem in 2017. In 2018, Prof. Gershon founded the Gershon Fintech Center at the Hebrew University of Jerusalem. Prof. Gershon serves as a director of Gershon Capital Ltd. (since 2010). Prof. Gershon was the founder and served as the Chief Executive Officer of SuperDerivatives Inc., a cloud-based real time market data company that provides derivatives technology and valuation services for the financial and commodity markets, from 1999 until 2014 when it was sold to the Intercontinental Exchange; Ron Golan, Chief Financial Officer. Mr. Golan has more than twenty years of experience in investment banking and capital markets. Mr. Golan serves as a director of GCM Capital LTD (since April 2019), GCM Advisors LTD (since April 2019) and as a Trustee of the British Friends of Kishorit, a UK charity (since November 2019). From 2017 to 2019, Mr. Golan was a Managing Director at VTB Capital Plc, based in London with responsibility for coverage of Israel and Africa; Jonathan Ophir, Chief Investment Officer. Mr. Ophir is a seasoned investment professional, with more than fifteen years of international experience in investment management, mergers and acquisitions, finance and law. Mr. Ophir is currently the CEO of Finova Capital, a hedge fund he founded in 2019 that specializes in digital assets and blockchain technology investments Mr. Ophir also currently serves as a director of TrafficPoint, a company focused on consumer decision-making processes by interacting with relevant products and services platforms; We will have 18 months from the closing of this offering to consummate our initial business combination. If we do not consummate our initial business combination within such time period, we will, as promptly as possible but not more than ten business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes; We will either: (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose, at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of amount required to pay our income and franchise taxes); or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of amount required to pay our income and franchise taxes); The initial per public share redemption or conversion price will be $10.20 per ordinary share; Warrants redeemable if stock >$18.00; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Apr 7 2023 filed PRE14a to extend deadline to Nov 8 2023; Apr 28 2023 filed DEF14a to extend deadline to May 8 2024, vote May 8, NAV $10.40; On April 27, 2023, Finnovate Acquisition Corp. (the Company) entered into an agreement (the Investment Agreement) with Finnovate Sponsor LP (the Sponsor) and Sunorange Limited (the Investor), pursuant to which Investor and its designees shall acquire partnership interests in the Sponsor and Class B ordinary shares directly held by certain Company directors, which combined interests will entitle Investor to receive, in the aggregate, 3,557,813 Class B ordinary shares and 6,160,000 private placement warrants, and the Company shall introduce a change in management and the board as follows: (i) Calvin Kung shall replace David Gershon as Chairman of the Board and Chief Executive Officer and Tommy Chiu Wang Wong shall replace Ron Golan as Chief Financial Officer and director, effective upon closing of the Investment (as defined herein); (ii) Jonathan Ophir and Uri Chaitchik shall tender their resignations as Chief Investment Officer and Senior Consultant, respectively, effective upon closing of the Investment; and (iii) Mitch Garber, Gustavo Schwed and Nadav Zohar shall tender their resignations as directors; Apr 4 2024 filed PRE14a to extend deadline to Nov 8 2024, vote May 2, NAV $10.91; Apr 15 2024 filed DEF14a to extend deadline to Nov 8 2024, vote May 2, NAV $10.92;
7.40000
1.000
EarlyBirdCapital
David Gershon, Ron Golan, Jonathan Ophir
Israel
Cayman
Scage
2023-08-21 00:00
Aug 21 2023 announced a business combination with Scage, a zero-emission solution provider focused on new energy heavy-duty commercial vehicles and e-fuel solutions. Scage has completed the design, production and testing of several new energy commercial vehicles (including the Galaxy II truck), covering application scenarios for logistics, mining and port transportation; $1 billion enterprise value; The boards of directors or similar governing bodies of Scage and Finnovate have approved the proposed Business Combination, subject to, among other things, the approval by Scages and Finnovates shareholders of the proposed Business Combination, satisfaction of the conditions stated in the Business Combination Agreement and other customary closing conditions, including that the U.S. Securities and Exchange Commission (the SEC) completes its review of the proxy statement/prospectus relating to the proposed Business Combination, the receipt of certain regulatory approvals, and approval by The Nasdaq Stock Market to list the securities of Pubco.;
https://www.sec.gov/Archives/edgar/data/1857855/000149315221027230/form424b4.htm
907
655
11.320
11.110
0.04933
0.000
131
2024-05-01
INTE
INTEU US Equity
INTEW US Equity
Integral Acquisition 1
2021-11-03
2024-11-05
12902861.00
1198342.00
10.767
2023-12-31
0.116
0.300
10.883
11.067
0.000
13.050
0.013
0.197
0.00062
190
0.03510
0.03145
100.00000
0.500
Each unit consists of one share of Class A common stock of the Company and one-half of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company intends to target a business combination with a technology-oriented company in Australia and/or New Zealand. The Company is one of only a few SPACs primarily focused on acquisition targets in Australia and/or New Zealand. We believe many of these technology-oriented businesses could benefit from additional management experience to accelerate revenue growth, improve their operations, expand margins, and optimize their capital allocation decision-making process. These opportunities include, but are not limited to, businesses operating in industry sectors like artificial intelligence (AI), cybersecurity, data analytics, Internet of Things (IoT), quantum computing, and software-as-a-service (SaaS), as well as technology-oriented companies seeking to improve and/or automate the delivery and use of services and/or products in the agricultural (AgTech), renewable energy sources (CleanTech), education (EdTech), finance (FinTech), governmental (GovTech), human resources (HRTech), legal and compliance (LawTech), property (PropTech), and waste management and recycling (WasteTech) sectors. We will also examine any sector cross-over with food, hardware, marketplaces, media, mining services, and telecommunications companies that engage in similarly progressive, exciting technologies, and new business models. The Company is led by Chief Executive Officer Enrique Klix; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); Certain qualified institutional buyers or institutional accredited investors (none of which are affiliated with any member of our management team, our sponsor or any other anchor investor), which we refer to as the anchor investors, have expressed to us an interest in purchasing in the aggregate up to approximately $99.0 million of the units in this offering at the public offering price. Further, the anchor investors are expected to enter into separate agreements with our sponsor and certain of its members pursuant to which, subject to the conditions set forth therein, the anchor investors will agree to purchase, for nominal consideration, equity interests in our sponsor representing indirect beneficial interests in founder shares held by our sponsor or directly purchase, for nominal consideration, founder shares held by our sponsor that in the aggregate are up to 500,000 of the founder shares held by our sponsor upon the closing of this offering; Our forward purchasers have agreed pursuant to the forward purchase agreements entered into with us to purchase up to 3,000,000 shares of Class A common stock in the aggregate in private placements that will occur concurrently with the consummation of our initial business combination; Mr. Klix has significant international experience after being based in Australia, Europe, and Latin America for more than 30 years. Mr. Klix has a track record of leading and advising corporations and governments on turnarounds, mergers and acquisitions, capital market transactions, operational and financial restructuring, and greenfield start-ups with an aggregate value in excess of $30 billion. Between January 2019 and July 2020 Mr. Klix served as Orora Cartons Australias General Manager (ASX: ORA). Under his leadership, the business went through an operational, commercial, and financial turnaround before being sold to Nippon Paper. Between 2014 and 2016 Mr. Klix served as Senior Vice President at McKinsey & Co.s recovery and transformation division in Australia and New Zealand; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; If we are unable to complete our initial business combination within such 18-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); Mar 24 2023 filed PRE14a to extend deadline to Nov 3 2023; Apr 13 2023 filed DEF14a to extend deadline to Nov 3 2023, vote May 3, NAV $10.34; Apr 28 2023 announced trust account will not be used to cover potential excise tax, 8,470,059 (73.7%) shares redeemed; Sept 27 2023 filed PRE14a to extend deadline to Nov 5 2024; Oct 16 2023 filed DEF14a to extend deadline to Nov 5 2024, vote Nov 1, NAV $10.78, trust account will not be used to cover potential excise tax; Nov 1 2023 extension
4.86000
1.000
Wells
Enrique Klix
Tech Australia
Delaware
Flybondi
2023-10-20 00:00
Oct 20 2023 announced a business combination with Flybondi Limited (Flybondi), Argentinas first and largest low-cost airline; Shares of the airline are expected to be listed on Nasdaq under the symbol FLYB; The planned transaction, structured as a share exchange and a subsidiary merger (the Business Combination), has been approved by the boards of directors of both Integral 1 and Flybondi, and is expected to close during the first half of 2024, subject to regulatory approvals, the approval by the stockholders of Integral 1 and the shareholders of Flybondi, and the satisfaction of certain other customary closing conditions, including the review by the U.S. Securities and Exchange Commission (SEC) of the proxy statement/prospectus relating to the proposed Business Combination and the listing approval by Nasdaq;
https://www.sec.gov/Archives/edgar/data/1850262/000119312521320062/d162934d424b4.htm
908
716
10.890
0.04860
0.000
132
2024-05-01
ONYX
ONYXU US Equity
ONYXW US Equity
Onyx Acquisition I
2021-11-03
2024-11-05
14835856.00
1332961.00
11.130
2024-01-31
0.116
0.362
11.246
11.492
0.008
14.903
0.106
0.352
-0.00583
0.03775
190
0.06161
0.05432
-0.02908
230.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; Led by Director, Chairman and Chief Executive Officer Michael Stern, the Company expects to focus on the general industrials and construction technology sectors; Michael Stern, our Director, Chairman and Chief Executive Officer, is the Founder and CEO of JDS Development Group, a real estate development and acquisition firm based in New York City. Mr. Stern founded the firm in 2002 and has led the company to become one of the most active development firms in the United States through its high-quality, designed projects. Mr. Stern has overseen the development of over 15 million square feet of property in New York and Miami with an aggregate value of over $10 billion; Benjamin Lerner, our President, has nearly 16 years of experience in the financial services industry, with a specialization in investments in special situation equities, corporate bonds, distressed debt and emerging markets. Prior to joining Onyx Acquisition Co. I, Mr. Lerner was an analyst at Citadel, a multi-strategy hedge fund, from October 2018 to June 2021, where his responsibilities included due diligence, structuring, origination analyzing and investing in opportunities across the capital structure globally in a range of industries, including real estate, building products, transportation, airlines, and metals and mining; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of the then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting of our company called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 15 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Nov 29 2022 filed PRER14a to extend deadline to Aug 7 2023, vote in 2022; Dec 8 2022 filed DEF14a to extend deadline to Aug 7 2023, vote Jan 12, $10.30, extension vote postponed to Jan 26; Jan 18 2023 announced advanced discussions with Helios Investment Partners about a potential business combination; Jan 27 2023 22,239,972 shares (84.1%) redeemed, 4.2 million shares remain, NAV $10.30; June 16 2023 filed PRE14a to extend deadline to Feb 7 2024; June 27 2023 filed DEF14a to extend deadline to Feb 7 2024, Vote July 21, NAV $10.85; Jan 5 2024 filed PRE14a to extend deadline to Nov 5 2024, NAV $11.10; Jan 31 2024 stockholders approved deadline extension to Nov 5 2024, 679k shares (33.8%) redeemed, 1.3 million shares remain, NAV $11.13;
10.30000
1.000
BTIG
Michael Stern
Industrial
Cayman
https://www.sec.gov/Archives/edgar/data/1849548/000121390021056799/f424b41121_onyxacq.htm
908
11.180
11.670
0.04478
0.000
133
2024-05-01
FRLA
FRLAU US Equity
FRLAW US Equity
Fortune Rise Acquisition
2021-11-03
2024-05-05
35251144.00
3162548.00
11.146
2023-12-31
0.120
0.126
11.267
11.273
0.000
35.326
0.117
0.123
-0.00857
0.02072
6
0.94444
-0.70336
85.00000
0.500
Each unit issued in the IPO consists of one share of Class A common stock and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one whole share of Class A common stock at a price of $11.50 per share; We are not limited to a particular industry or geographic region for purposes of consummating an initial business combination. We shall not undertake our initial business combination with any entity with its principal business operations in China (including Hong Kong and Macau); If we are unable to complete our business combination within 12 months (or up to 18 months from the consummation of this offering if we extend the period of time to consummate a business combination as described in more detail in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay for taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination twice by an additional three months each time (for a total of up to 18 months to complete a business combination). Pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Wilmington Trust, National Association on the date of this prospectus, in order to extend the time available for us to consummate our initial business combination, our sponsor, upon at least five days advance notice prior to the applicable deadline, must deposit into the trust account for each three months extension, $850,000, or $977,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); Mr. Huang has been our Chief Executive Officer and a director shortly since our inception. Furthermore, Mr. Huang serves as a director for UP Fintech Holding since November 2020 and MDLand International Corporation since December 2020. Mr. Huang has been the Chief Executive Officer of US Tiger Securities, Inc. since March 2019. Prior to joining Tiger Securities, Mr. Huang was the Chief Executive Officer at Haitong Securities U.S.A. from June 2018 to March 2019 and Chief Compliance Officer and Operation Manager of CICC U.S. Securities from March 2010 to June 2018. During a period from September 2004 to March 2010, Mr. Huang served as a compliance officer at Morgan Stanley, Lehman Brothers, and Barclays; Dr. Xu has been our Chairwoman and President shortly since our inception. Dr. Xu has served as the Executive President of Boya Foundation, a non-profit educational charity organization since July 2019. She has served as the Chairwoman of Peking University Alumni Association of Southern California (PUAASC) since January 2020; In January 2021, Mr. Jianwei Li and TradeUP INC. founded TradeUP Global Corporation, a Cayman Islands exempted company (TradeUP Global), a blank check company incorporated for the purposes of effecting a business combination. TradeUP Global completed its initial public offering on April 28, 2021, in which it sold 4,000,000 units, each unit consisting of one TradeUP Global Class A ordinary share and one-half of one redeemable warrant for one TradeUP Global Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate proceeds of $40,000,000. TradeUP Globals units, Class A ordinary shares and warrants currently trade on Nasdaq under the symbols TUGCU, TUGC and TUGCW, respectively. In April 2021, TradeUP 88 Corp. was founded by Mr. Jianwei Li and TradeUP INC., a Cayman Islands exempted company (TradeUP 88), another blank check company which is currently preparing its initial public offering of 8,800,000 units at $10.00 per unit; We will have until 12 months from the consummation of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination twice by an additional three months each time (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor, upon at least five days advance notice prior to the applicable deadline, must deposit into the trust account for each three months extension, $850,000, or $977,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,700,000; Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with
4.54500
US Tiger / EF Hutton
Lei Huang
Diversified (ex China)
Delaware
Water On Demand
2023-10-24 00:00
Oct 24 2023 announced a business combination with Water On Demand; The transaction represents a pro forma equity valuation of approximately $72 million of the Combined Company, assuming no further redemptions of FRLA public shares by FRLAs public shareholders. The estimated cash proceeds available to the Combined Company from the transaction consists of FRLAs $39,635,883 of cash held in trust, assuming no further redemptions of FRLA public shares; The board of directors of each of FRLA and WOD unanimously approved the transaction, which is expected to be completed in the second quarter of 2024, subject to, among other things, the approval by the shareholders of FRLA and WOD, satisfaction of the conditions stated in the definitive agreement and other customary closing conditions, including a registration statement being declared effective by the SEC, and approval by The Nasdaq Stock Market to list the securities of the Combined Company;
https://www.sec.gov/Archives/edgar/data/1849294/000110465921132517/tm2131617d1_s1a.htm
908
720
11.170
11.500
0.05347
0.000
134
2024-05-01
VSAC
VSACU US Equity
VSACW US Equity
Vision Sensing Acquisition
2021-10-29
2024-04-30
15543189.00
1348065.00
11.530
2024-04-15
0.014
0.016
11.544
11.546
0.000
15.489
0.074
0.076
-0.00473
-0.00385
1
9.97528
88.00000
0.750
Each unit consists of one share of the Companys Class A common stock and three-quarters of one warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus on companies with operations in the vision sensing technologies (VST), including hardware chip solutions (such as chips, modules and systems), VST-related application software, artificial intelligence (AI) and other peripheral technologies that assist to integrate and/or supplement VST applications; Our management team is led by Mr. George Peter Sobek, our Chairman and Chief Executive Officer, who has served many executive roles in the financial industry over a more than 20-year career serving as director and executive officer of multiple companies operating within the global financial markets. An expert in regulatory compliance, operational risk and corporate governance, Mr. Sobek has been responsible for developing and implementing business strategies and operational processes for some of the worlds leading financial institutions. He has been engaged by both buy side and sell side investment firms in corporate finance, trading, sales, and investment management. Over his career, Mr. Sobek has developed an extensive network and we believe his knowledge and exposure on a global scale will enable us to locate and attract potential targets. Among his recent engagements, from February 2019 to March 2021, Mr. Sobek was the Deputy Chief Compliance Officer and Money Laundering Reporting Officer of APAC, Citadel Group, including Citadel Asset Management, a global multi-strategy Hedge Fund, and Citadel Securities, a proprietary electronic trading firm and liquidity provide; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share, however, there is no guarantee that investors will receive $10.15 per share upon redemption; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 12-month period (or up to 18 months, if we extend the time to complete a business combination as described in this prospectus, and our stockholders have not approved an amendment to our charter extending this time period), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses). In order to extend the time available for us to consummate our initial business combination, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension $880,000, or $1,012,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Mar 28 2023 filed PRE14a to extend deadline to Nov 3 2023, vote Apr 27, NAV $10.45; Apr 10 2023 filed DEF14a to extend deadline to Nov 3 2023, vote Apr 27, NAV $10.45; Apr 24 2023 vote postponed to May 1, trust account will not be used to cover potential excise tax; June 29 2023 to extend deadline to Aug 3 2023, to add $73k to trust account; July 31 2023 to extend deadline to Sept 3 2023, to add $73k to trust account;Aug 31 2023 to extend deadline to Oct 3 2023, to add $73k to trust account; Sept 21 2023 filed PRE14a to extend deadline to May 3 2024, vote Oct 20; Sept 29 2023 extended deadline to Nov 3 2023, added $73k to trust account; Oct 19 2023 extension vote postponed to Oct 25; Oct 31 2023 extended deadline to Dec 3 2023, added $60k to trust account; Nov 30 2023 extended deadline to Jan 3 2024, added $60k to trust account; Aug 30 2022 announced a business combination with Newsight Imaging Ltd., an innovative semiconductor company that develops proprietary 3D machine vision sensors and spectral vision chips; $380 million enterprise value; The transaction is expected to enable further investment in growth and positions Newsight to scale-up in high volume expanding markets; The transaction is expected to close as early as the fourth quarter of 2022, and the Combined Company anticipates being listed on the Nasdaq Capital Market under the symbol NSIM; $25 million minimum cash condition; Dec 11 2023 VSAC / Newsight Imaging deal terminated; Dec 28 2023 extended deadline to Feb 3 2024, added $60k to trust account; Jan 31 2024 extended deadline to Mar 3 2024, added $60k to trust account; Feb 28 2024 extended deadline to Apr 3 2024, added $60k
4.26500
EF Hutton
George Peter Sobek
Vision Sensing Tech
Delaware
Mediforum
2024-01-16 00:00
Jan 16 2024 announced a business combination with Mediforum Co., Ltd, a leading biotechnology company in Korea that focuses on researching and developing ethical drugs and diagnostic reagents, and strategic application products primarily derived from natural material i.e., Korean and oriental traditional medicine to ensure safety and efficacy; Mediforum has been principally involved in drug development with two pipeline drugs: PM012 for Alzheimers Disease (AD); and MF018 for Chemotherapy-Induced Peripheral Neuropathy (CIPN), both currently are in Phase 2b and Phase 2 clinical trials in Korea, respectively; Mediforum will have a pre-money enterprise value of US$250 million at closing, and is also looking to secure additional financing in an amount up to US$50 million from private placement of equity, debt or other alternative financing;
https://www.sec.gov/Archives/edgar/data/1883983/000149315221026874/form424b4.htm
913
809
11.490
11.500
0.04847
0.000
135
2024-05-01
CCTS
CCTSU US Equity
CCTSW US Equity
Cactus Acquisition 1
2021-10-29
2024-11-02
21161000.00
1912371.00
11.065
2023-12-31
0.155
0.396
11.220
11.461
0.000
21.438
0.020
0.261
-0.00091
0.02405
187
0.04607
0.04425
-0.00484
110.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus its search on Israel-related technology-based healthcare companies. The Company is led by Nachum (Homi) Shamir, Chairman of the Board of the Company, Ofer Gonen, CEO of the Company, and Stephen T. Wills, CFO of the Company; If we are unable to consummate an initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Ofer Gonen serves as our Chief Executive Officer and is also a member of the board of directors. He has been the Chief Executive Officer of CBI since 2017, with more than 20 years of experience in managing life sciences investments and business collaborations in both the United States and Israel. Over the past five years, Mr. Gonen has been actively involved in financing rounds with total proceeds greater than $1.5 billion for private and publicly traded life sciences companies, and facilitated numerous transactions (e.g., licensing transactions, M&A transactions, collaborations, etc.) with significant pharma and med-tech partners. Mr. Gonen serves as a board member of several portfolio companies of CBI, including Gamida Cell (Nasdaq: GMDA) and MediWound (Nasdaq: MDWD), and as a managing partner at Anatomy Medical Fund; Nachum (Homi) Shamir serves as Chairman, President, and Chief Executive Officer of Luminex Corporation (Nasdaq: LMNX), which develops, manufactures, and markets a variety of proprietary biological testing technologies, and, which he joined in October, 2014. Mr. Shamir previously served, from 2006 to 2014, as President and CEO of Given Imaging, a developer, manufacturer, and marketer of diagnostic products for the visualization and detection of disorders of the gastrointestinal tract; We will have 18 months from the closing of this offering to consummate our initial business combination. If we do not consummate our initial business combination within such time period, we will, as promptly as possible but not more than ten business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes, and then seek to dissolve and liquidate; We will either: (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose, at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of amount required to pay our income and franchise taxes); or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer. The initial per public share redemption or conversion price will be $10.20 per Class A ordinary share; Warrants redeemable if stock >$18.00; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Mar 8 2023 filed PRE14a to extend deadline to Nov 2 2023; Mar 20 2023 filed DEF14a to Nov 2 2023, vote Apr 20, NAV $10.48; Apr 12 2023 confirmed trust account will not be used to pay potential excise tax, funds to be held in interest-bearing account; May 9 2023 filed DEF14a to amend articles, NAV $10.48, vote May 30, stockholders approved amendment of articles, 0.2 million shares (8.3%) redeemed, 2.3 million shares remain; Oct 17 2023 filed PRE14a to extend deadline to Nov 2 2024, vote Nov 2, NAV $10.88; Oct 27 2023 filed DEF14a to extend deadline to Nov 2 2024, vote Nov 2, NAV $10.88; Oct 30 2023 announced trust account will not be used to cover potential excise tax, trust will be invested in interest-bearing bank account yielding 5.25%; Nov 2 2023 CCTS stockholders approved deadline extension to Nov 2 2024, 348k shares (15.4%) redeemed, 1.9 million shares remain; Feb 23 2024 sponsor sold its shares, new management and board was appointed;
6.80000
1.500
Oppenheimer / Moelis
Nachum (Homi) Shamir, Ofer Gonen
Tech / Healthcare Israel
Cayman
Tembo E-LV
2024-04-02 00:00
Apr 2 2024 announced a binding heads of agreement with Tembo E-LV (Tembo), a subsidiary of VivoPower International PLC (VivoPower); Tembo will be the surviving entity and upon closing, will change its name to Tembo Group; Final Business Combination Agreement, an independent fairness opinion to be finalised by early May 2024 with the merger targeted for completion by August 2024; CCTS will issue 83.8 million shares in exchange for Tembo shares at $10 per CCTS share. This corresponds to a pre-money indicative equity valuation of Tembo of $838 million;
https://www.sec.gov/Archives/edgar/data/1865861/000121390021055853/f424b41121_cactusacq.htm
913
886
11.210
11.490
0.06182
0.000
136
2024-05-01
AEAE
AEAEU US Equity
AEAEW US Equity
AltEnergy Acquisition
2021-10-29
2025-05-02
8363194.00
738146.00
11.330
2024-04-22
0.007
0.382
11.337
11.712
0.000
8.267
0.267
0.642
-0.01209
368
0.05746
0.04529
200.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant, each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50 per share; While we may pursue an initial business combination in any industry, we intend to focus our efforts on businesses that leverage our management teams experience in acquiring and operating businesses that are involved in renewable energy or related clean technology, which we refer to as the alternative energy sector; Our underwriters have agreed to purchase 400,000 of such shares for a purchase price of $4.00 per founder share payable at the time of the closing of this offering; Our Company is led by its founder, Chief Executive Officer and Chairman of the Board of Directors, Russell Stidolph. Mr. Stidolph has over two-decades of experience investing in and building businesses in the alternative energy sector. In 2000, he started the alternative energy practice at JH Whitney, a pioneer in private equity, founded in 1946. He founded AltEnergy, LLC (AltEnergy, including affiliated investment entities and co-investors) in 2006 and has remained focused on the sector since, serving as Managing Director and Principal. Mr. Stidolph has led investments in nine alternative energy businesses and infrastructure projects, co-founding and serving as chairman of four, and serving as Chief Financial Officer of two. These investments span private companies in biofuels (Hawkeye Renewables), renewable power generation (Iowa Winds, American Heartland Wind, Broadview Energy), demand response software (Viridity), transmission infrastructure (Anbaric Power, Tres Amigas, Western Interconnect), and energy storage technology (Eos Energy Storage, now Eos Energy Enterprises, Inc., NASDAQ: EOSE); Jonathan Darnell, CFO. Jonathan Darnell, 61, is a Managing Director of AltEnergy, LLC and has over 30 years of experience with the U.S. alternative energy sector spanning the public policy and commercial arenas. Prior to joining AltEnergy, Mr. Darnell founded and ran Patolan Partners, an alternative energy-oriented placement agent that has sourced capital commitments exceeding $450MM, including utility scale solar and wind developments and institutional equity for Eos Energy Storage; Warrants redeemable if stock >$18.00; B. Riley has committed to enter into a purchase agreement pursuant to which it or its affiliates will purchase from our sponsor an aggregate of 400,000 founder shares; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) without a stockholder vote by means of a tender offer; If we do not complete our initial business combination within such 18 month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; Mar 29 2023 filed PRE14a to extend deadline to Nov 2 2023, trust account will not be used to cover potential excise tax; Apr 14 2023 filed DEF14a to extend deadline to May 2 2024, vote Apr 27, NAV $10.38, trust account will not be used to cover potential excise tax; Apr 26 2023 extension vote postponed to Apr 28; Apr 28 2023 stockholders approved deadline extension, 21.4 million shares (93.0%) redeemed, 1.6 million shares remain, NAV $10.38; Mar 11 2024 filed PRE14a to extend deadline to May 2 2025, vote Apr 2; Mar 20 2024 filed PRER14a to extend deadline to May 2 2025, vote Apr 2; Mar 27 2024 filed DEF14a to extend deadline to May 2 2025, vote moved to Apr 16, NAV $11.20, trust account will not be used to cover potential excise tax; Apr 22 2024 stockholders approved deadline extension to May 2 2025, 839k shares redeemed, 738k shares remain, NAV $11.33;
10.80000
1.000
B Riley
Russell Stidolph, Jonathan Darnell
Renewable Energy
Delaware
Car Tech
2024-02-21 00:00
Feb 21 2024 announced a business combination with Car Tech, LLC ("Car Tech"), a U.S. stamped auto-body parts manufacturer and subsidiary of leading Korean supplier; The Boards of Directors of AltEnergy and the Management Committee of Car Tech have each unanimously approved the proposed merger, which is expected to be completed in the first half of 2024, subject to regulatory approval, the approval of the proposed merger by AltEnergys stockholders and Car Techs members and the satisfaction or waiver of other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1852016/000119312521315548/d131921d424b4.htm
913
845
11.200
0.05400
0.000
137
2024-05-01
SEDA
SEDA/U US Equity
SEDA/WS US Equity
SDCL EDGE Acquisition
2021-10-29
2024-07-02
142069536.00
13177933.00
10.781
2023-12-31
0.151
0.231
10.932
11.012
0.000
145.353
-0.088
-0.008
0.00899
0.00533
64
-0.00403
-0.00917
0.01157
175.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus on opportunities created by the rapid shift towards energy efficient and decentralized energy solutions for a lower carbon economy and, in particular, for the built environment and transport sectors; The Anchor Investors have expressed to us an interest to purchase an aggregate of 15,864,997 units in this offering at the offering price of $10.00 per unit and we have agreed to direct the underwriters to sell to the Anchor Investors such number of units. The A Anchor Investors have expressed to us an interest to purchase 2,000,000 units each, or an aggregate of 4,000,000 units, in this offering at the offering price of $10.00 per unit, and such allocations will be determined by the underwriters. In addition to the A Anchor Investors, up to two qualified institutional buyers or accredited investors not affiliated with us, our sponsor, our directors or any member of our management (the 3.6% B Anchor Investors), have expressed to us an interest in purchasing up to 1,575,000 units each in this offering at the offering price of $10.00 per unit, and such allocations will be determined by the underwriters, up to three qualified institutional buyers or accredited investors not affiliated with us, our sponsor, our directors or any member of our management (the 4% B Anchor Investors), have expressed to us an interest in purchasing up to 1,749,999 units each in this offering at the offering price of $10.00 per unit, and such allocations will be determined by the underwriters, and up to two additional qualified institutional buyers or accredited investors not affiliated with us, our sponsor, our directors, to any member of our management (the "Additional 4% B Anchor Investors" and, together with the 3.6% B Anchor Investors and the 4% B Anchor Investors, the B Anchor Investors), have expressed to us an interest in purchasing up to 1,732,500 units each in this offering at the offering price of $10.00 per unit, and such allocations will be determined by the underwriters; On October 8, 2021, our sponsor sold 503,125 Class B ordinary shares to each A Anchor Investor, 181,125 Class B ordinary shares to each 3.6% B Anchor Investor, 201,250 Class B ordinary shares to each 4% B Anchor Investor, and 201,250 Class B ordinary shares to each Additional 4% B Anchor Investor, in each case at their original purchase price of approximately $0.005 per share. On October 8, 2021, our sponsor sold 2,374,750 founder shares to the Anchor Investors (in an amount of 503,125 founder shares to each A Anchor Investor, 181,125 founder shares to each 3.6% B Anchor Investor, 201,250 founder shares to each 4% B Anchor Investor, and 201,250 founder shares to each Additional 4% B Anchor Investor) for an aggregate purchase price of $11,800 or approximately $0.005 per share; Our sponsor is an affiliate of Sustainable Development Capital LLP (SDCL). SDCL is a London-based investment firm with strong track record of investments in energy efficient solutions. SDCL has raised several first-of-a-kind energy efficiency investment vehicles since 2012, among which is the flagship approximately US $1.4 billion SDCL Energy Efficiency Income Trust plc (SEEIT), listed on the main market of the London Stock Exchange; Mr. Maxwell is the Chief Executive Officer of SDCL, which he founded. He has 25 years experience in international finance, infrastructure and private equity and has overall responsibility for SDCLs investment activities. Mr Maxwell has been a leading investor in the energy efficiency and decentralized energy market over the last decade, having launched first of a kind funds to invest in the sector in the United Kingdom, Europe, the United States and Asia; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within twenty-four (24) months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Sept 5 2023 filed PRE14a to extend deadline to July 2 2024, vote Oct 30; Sept 28 2023 filed PRER14a to extend deadline to July 2 2024, vote Oct 30;
6.00000
1.000
GS / BofA
Jonathan Maxwell, Michael Feldman, SDCL
Sustainability / Transport
Cayman
Cunova
2023-08-21 00:00
Feb 20 2024 announced a business combination with Cunova after Aug 21 2023 executed a non-binding letter of intent with Magnet Joint Venture GmbH, KME SE and The Paragon Fund III GmbH & Co. geschlossene Investment KG , for a proposed business combination relating to the special product business of Cunova GmbH, a wholly-owned subsidiary of JV GmbH and certain assets of KME comprising the KME Specialty Aerospace Business; If the proposed business combination is consummated, the combined company is expected to have an enterprise value of approximately US$736 million; Headquartered in Osnabruck, Germany, cunova is a leading global producer of missioncritical copper alloy products and related services and solutions for a diverse array of end markets including casting, maritime, industrial and energy; At closing, the combined company is expected to have a pro-forma enterprise value of approximately US$736 million comprised of pro forma net debt of US$289 million and an equity value of approximately US$447 million; Existing SEDA shareholders and any potential investors agreeing to commit to any equity transaction that may be completed prior to the closing of the proposed business combination are expected to own approximately 39.9% of the shares outstanding of the combined company and KME Group is expected to own the approximate remaining 60.1%;
https://www.sec.gov/Archives/edgar/data/1846975/000182912621013215/sdcledgeacq_424b4.htm
913
661
11.030
10.990
0.03429
https://www.sec.gov/Archives/edgar/data/1846975/000182912624001008/sdcledgeacq_ex99-3.htm
0.000
138
2024-05-01
FIAC
FIACU US Equity
FIACW US Equity
Focus Impact Acquisition
2021-10-28
2024-11-01
18910534.00
1717578.00
11.010
2024-01-05
0.114
0.298
11.124
11.308
0.000
19.014
0.074
0.258
-0.00483
186
0.04626
0.04255
200.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry, it intends to focus its search on businesses that are, or seek to be positioned as, a Social-Forward Company, which are companies that marry operating excellence with the desire to create Social good, with the benefit of increasing attention and capital flows to such companies while amplifying their social impact; If we are unable to complete our business combination within 18 months, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes (less up to $100,000 of interest to pay dissolution expenses); The management team consists of Carl Stanton (CEO), Ernest Lyles (CFO) and Wray Thorn (CIO). Our board of directors includes Wes Moore (Chairman), Troy Carter (Independent Director Nominee), Jerri DeVard (Independent Director Nominee), Howard Sanders (Director), and Dawanna Williams (Independent Director Nominee); Westley (Wes) W. O. Moore, Chairman. Wes Moore currently serves as a director on the boards of IAC, Under Armour Inc. and Longview Acquisition Corp. II. Wes was the chief executive officer of Robin Hood Foundation, one of the nations largest anti-poverty focused charities, until May 2021. Before becoming CEO at Robin Hood, Wes was the founder and CEO at BridgeEdU, an education platform based in Baltimore addressing the college completion and job placement crisis by reinventing freshman year for underserved students. BridgeEdU was acquired by Edquity, a Brooklyn-based student financial success and emergency aid firm, in June 2019. Wes also served as a White House Fellow to Secretary of State Condoleezza Rice and, prior to that, served as a captain and paratrooper with the U.S. Armys 82nd Airborne Division; Carl M. Stanton, CEO. Carl brings nearly three decades of experience in leading companies across transformative Private Equity/Alternative Asset management with a proven track record in creating shareholder value. Carl is former Managing Partner and Head of Private Equity for Invesco Private Capital, a division of Invesco, Ltd. (NYSE: IVZ), which managed private investment vehicles across private equity, venture capital, and real estate; Warrants redeemable if stock >$10.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent accounting firm) for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Nov 18 2023 filed PRE14 to extend deadline to Nov 1 2023, vote in 2022; Dec 2 2022 filed DEF14a to extend deadline to Nov 1 2023, vote Dec 21, NAV $10.30, will not proceed if trust account has <$100 million after redemptions, will not use trust account to cover excise tax; Dec 20 2022 cancelled vote; May 22 2023 filed DEF14a to extend deadline to May 1 2024, trust account will not be used to cover potential excise tax; Apr 5 2023 filed DEF14a to extend deadline to Aug 1 2023 + 9 months, vote Apr 24, NAV $10.416, trust account will not be used to cover potential excise tax; Apr 21 2023 FIAC announced 18.7 million shares (81.2%) to be redeemed; Apr 24 2023 extension vote adjourned to Apr 25; Apr 27 2023 FIAC stockholders approved deadline extension to Aug 1 2023 + 9 months, 17.3 million shares (75.2%) redeemed, 5.7 million shares remain, NAV $10.40; Nov 29 2023 filed PRE14a to extend deadline to Nov 1 2024, vote in Dec; Dec 4 2023 filed S-4 for DevvStream deal; Dec 11 2023 filed DEF14a to extend deadline to Nov 1 2024, vote Dec 26, NAV $10.95, trust account will not be used to cover potential excise tax; Dec 22 2023 postponed extension vote to Dec 29; Jan 5 2024 stockholders approved deadline extension to Nov 1 2024, 4.0 million shares (69.9%) redeemed, 1.7 million shares remain, NAV $10.95, added $103k to trust account; Jan 31 2024 filed S-4/a for DevvStream deal; Mar 11 2024 filed S-4/a for DevvStream deal;
11.20000
1.000
Citi / GS
Carl Stanton, Wes Moore
Social Impact
Delaware
DevvStream
2023-09-13 00:00
Sept 13 2023 announced a business combination with DevvStream Holdings Inc. (DevvStream or the Company) (NEO: DESG) (OTC: DSTRF) (FSE: CQ0), a leading developer and manager of technology-based carbon credits and related sustainability solutions; The implied enterprise value of DevvStream at closing is approximately $212.8 million, representing an equity value of C$2.16 per DevvStream subordinate voting share prior to closing; DevvStream currently has multiple projects in its portfolio expected to generate $13.0 million and $55.1 million in net revenue in calendar-year 2024 and 2025, respectively. Also, due to DevvStreams distinct business model, the Company estimates EBITDA of $6.7 million and $45.1 million during calendar-year 2024 and 2025, respectively; Pursuant to the Business Combination Agreement, Focus Impact will re-domicile in the Province of Alberta, Canada and a newly formed, wholly-owned subsidiary of Focus Impact will combine with DevvStream, such that, following the combination, DevvStream will continue as a wholly-owned subsidiary of Focus Impact, which will be renamed DevvStream Corp. The aggregate transaction consideration deliverable to the DevvStream stockholders shall be a number of newly issued shares of common stock (or shares of common stock issuable upon the exercise or conversion of other outstanding securities of DevvStream that are converted as a part of the transaction) of the Combined Company equal to US$145 million plus the aggregate exercise price of the outstanding DevvStream options and warrants, with each share of common stock of the Combined Company valued at US$10.20 per share for the purposes of the Transaction. Based on the aggregate transaction consideration, assuming full dilution and a U.S. dollar to Canadian dollar exchange rate of 1.34, this implies a deemed per share value of C$2.16 for DevvStreams subordinate voting shares; The Transaction has been unanimously approved by the Board of Directors of Focus Impact and by unanimous consent of the disinterested directors of the Board of Directors of DevvStream. Completion of the proposed Transaction is subject to customary closing conditions, including all requisite approvals by the shareholders of DevvStream and Focus Impact, the listing approval of NASDAQ and the effectiveness of the registration statement with the U.S. Securities and Exchange Commission (SEC). DevvStream is expected to delist from the Cboe Canada stock exchange on closing;
https://www.sec.gov/Archives/edgar/data/1854480/000114036121036004/nt10022907x11_424b4.htm
914
685
11.070
0.05600
https://www.sec.gov/Archives/edgar/data/1854480/000114036123043753/ef20010610_ex99-2.htm
0.000
139
2024-05-01
USCTF
USCTU US Equity
USCTWF US Equity
Roth CH Acquisition
2021-10-27
2024-04-29
23479440.00
2119236.00
11.079
2023-12-31
0.155
0.155
11.234
11.234
0.000
22.782
0.484
0.484
-0.04310
0
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination with a company in any industry, sector or geographic region, the Company intends to concentrate its efforts on identifying businesses that provide critical technologies in the industrial base supply chain recognized by the United States Government to maintain technological leadership, national security, and supply chain independence. Such vital technologies include, but are not limited to, advanced manufacturing, industrial software, data security, financial technology, wireless communication equipment, microelectronics, automation, artificial intelligence, energy storage, power management, robotics, and the internet of things; If we are unable to complete our initial business combination within 15 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our management team is led by Angela Blatteis, Co-Chief Executive Officer and Chief Financial Officer, Greg Klein, Co-Chief Executive Officer, and Philippe Tartavull, Executive Chairman, and have a combined nearly 100 years of experience in sourcing, acquiring, building, transforming, and divesting companies, businesses, and subsidiaries across the globe predominantly in the industrial technology sector; We have entered into separate forward purchase agreements with certain funds managed by affiliates of Apollo Capital Management, L.P. (collectively, Apollo) and certain funds and accounts managed by or affiliated with Atalaya Capital Management, LP (Atalaya), each of which is, or will be, a member of our sponsor. We refer to Apollo and Atalaya herein as forward purchasers. The forward purchase agreements provide for the aggregate purchase of up to 9,000,000 Class A ordinary shares and 4,500,000 warrants to purchase Class A ordinary shares (up to $9,600,000 Class A ordinary shares and 4,800,000 warrants to purchase Class A ordinary shares if the underwriters over-allotment option is exercised in full) for an aggregate price of $90.0 million or $96.0 million if the underwriters over-allotment option is exercised in full ($10.00 for one Class A ordinary share and 1/2 of one warrant), in private placements that will close concurrently with the closing of our initial business combination. Each of Apollo, Atalaya and Meteora Capital Partners, L.P. and funds affiliated with Meteora Capital Partners, L.P. (collectively, Meteora), all of which are, or will be, members of our sponsor, which we refer to as the anchor investors, have each expressed to us an interest in purchasing up to 9.9% of the units in this offering. Each of the forward purchasers has entered into a separate agreement with our sponsor pursuant to which each has agreed to purchase interests in our sponsor representing approximately 7% of the founder shares and private placement warrants at approximately the cost of such securities to our sponso; Angela Blatteis serves as our Co-Chief Executive Officer and Chief Financial Officer. Angela has over 30 years of experience in private equity and investment banking. She has served as a Managing Partner of TKB Capital since 2019. Prior to TKB Capital, Angela served as Co-Founder, CEO, and CFO of Soupure from 2014 to 2019, a startup food company that distributed soup to consumers and businesses. From 1996 to 2015, Angela served as Managing Director (1996-2012) and Ambassador (2012-2015) of The Gores Group; Greg Klein serves as our Co-Chief Executive Officer. Greg is a serial entrepreneur with over 35 years of deep operational experience building scalable and sustainable companies in the industrials, software, engineering services, supply chain, payments, and marketing services sectors. Greg co-founded TKB Capital in 2017 and has been a Managing Partner since then. From 2000 to 2017, he founded and led KleinPartners Capital Corporation, a middle-market investment firm that acquired, scaled, and sold businesses with operations in North America, Europe, Asia, and the Middle EastPhilippe Tartavull serves as our Executive Chairman. Philippe has over 35 years of experience leading public and private global technology companies in the infrastructure, industrials, payments and telecommunications, convergence of technologies, hardware, and software sectors. Since 2017, Mr. Tartavull has served as a member of the board of trustees of the American University in Paris. He co-founded TKB Capital in 2017 and has been a managing partner since then. From 2012 through 2016, Philippe served as President and CEO of Xura/Comverse; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; Dec 16 2022 filed PRE14a to extend deadline; Jan 6 2023 filed DEF14a to extend deadline to June 29 2023,vote Jan 23, NAV $10.34; J
9.55000
1.000
Jefferies / JMP
Angela Blatteis, Greg Klein, Philippe Tartavull
Supply Chain
Cayman
https://www.sec.gov/Archives/edgar/data/1860514/000182912621012889/tkbcriticaltech_424b4.htm
915
10.750
0.04775
0.000
140
2024-05-01
PHYT
PHYT/U US Equity
PHYT/WS US Equity
Pyrophyte Acquisition
2021-10-27
2025-04-29
71399568.00
6290711.00
11.350
2024-04-29
0.009
0.005
11.345
11.341
0.000
101.935
0.035
0.031
0.00124
-0.03217
-3
-0.28343
0.21381
-0.98048
175.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus on differentiated companies that provide products, services, equipment, and technologies that support a variety of energy transition solutions; If we have not completed our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses), divided by the number of then issued and outstanding public shares; Dr. Bernard Duroc-Danner is an internationally recognized energy executive, having built Weatherford International Ltd. and Grant Prideco, two global market and industry leaders whose growth was driven through hundreds of focused acquisitions around the world. Dr. Duroc-Danner started EVI, Inc. (NYSE: EVI), an oilfield service and equipment company in May 1987, for which he served as Chairman, President and CEO until he retired in 2016; Mr. Gustafson is a highly experienced energy service industry executive, investment banker, and corporate securities attorney. With over 25 years of experience in the global energy sector, Mr. Gustafson has advised on over 100 corporate transactions around the world for over $100 billion of transaction value. Mr. Gustafson began his career as a corporate and securities attorney in 1992, holding positions at the international law firms of Cleary, Gottlieb, Steen & Hamilton and Baker Botts L.L.P.; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; If we have not completed our initial business combination within such 18-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); Mar 17 2023 filed PRE14a to extend deadline; Apr 11 2023 filed DEF14a to extend deadline to Apr 29 2024, vote Apr 24, NAV $10.52; PHYT stockholders approved deadline extension to Apr 29 2024, 11.2 million shares (55.4%) redeemed, 9.0 million shares remain, NAV $10.52; Apr 28 2023 PHYT stockholders approved deadline extension to Apr 29 2024, 11.2 million shares (55.4%) redeemed, 9.0 million shares remain, NAV $10.52; Mar 18 2024 filed PRE14a to extend deadline; Apr 9 2024 filed DEF14a to extend deadline to Apr 29 2025, vote Apr 26, NAV $11.32Apr 29 2024 stockholders approved deadline extension to Apr 29 2025, 2.7 million shares redeemed, 6.3 million shares remain, NAV $11.35;
9.50000
1.000
UBS
Bernard Duroc-Danner, Sten Gustafson
Energy Transition
Cayman
Sio Silica
2023-11-13 00:00
Nov 13 2023 announced a business combination with Sio Silica Corporation (Sio or the Company), a Canadian-based company that seeks to become a global leader in the production and supply of environmentally and ethically produced high-purity quartz silica; Following the closing (the Closing) of the Business Combination, such proceeds are expected to be used to fully fund the construction of the first phase of Sios extraction and processing facility in Winnipeg, Manitoba. Upon Closing, the name of the combined company will be Sio Silica Incorporated, and its common shares and warrants are expected to be listed on the New York Stock Exchange under the tickers SIOS and SIOS WS, respectively; Sio has approximately 15.2 billion tonnes of in situ high-purity silica including an estimated ~146 million tonne measured and indicated resource and an estimated ~345 million tonne inferred resource and intends to initiate a mining plan that ensures a comprehensive and active environmental stewardship over the years to come; Approximately $150 million of gross capital, comprised of equity, debt, royalties and Sios cash on hand, has been secured from a variety of institutional and individual accredited investors, including a credit facility provided by Riverstone Credit Partners, and other financing from HITE Hedge Asset Management and a large Canadian pension fund, and an additional $10 million is expected to be secured from flow-through equity from a variety of individual accredited investors, to support the construction of the first phase of its extraction and processing facility; Feb 20 2024 announced Manitoba government rejected Sio Silicas permit;
https://www.sec.gov/Archives/edgar/data/1848756/000110465921131042/tm218959-13_s1a.htm
915
747
11.359
10.980
0.05429
https://www.sec.gov/Archives/edgar/data/1848756/000121390023085565/ea186711ex99-2_pyrophyte.htm
0.000
141
2024-05-01
BHAC
BHACU US Equity
BHACW US Equity
Focus Impact BH3 Acquisition
2021-10-05
2024-07-31
24554804.00
2312029.00
10.620
2023-12-31
0.114
0.203
10.735
10.824
0.000
24.461
0.195
0.284
-0.01443
93
0.10982
0.09345
200.00000
0.500
Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue a merger opportunity in any industry or sector, it intends to focus its efforts on businesses that manage, finance, operate, construct, control, own or support real estate or which derive a large component of revenue from real estate, construction or infrastructure related activities; Certain qualified institutional buyers or institutional accredited investors that are not affiliated with us, our sponsor, our directors or any member of our management, and which we refer to collectively as the anchor investors throughout this prospectus, have expressed to us an interest in purchasing up to an aggregate of approximately 22,980,000 units in this offering (which amount will not change if the underwriters over-allotment option is exercised) at the public offering price of $10.00. In consideration of these purchases, our sponsor has entered (or hereinafter may enter) into an investment agreement with each of the anchor investors pursuant to which our sponsor has sold (or hereinafter may agree to sell) up to an aggregate of 1,450,758 founder shares, at their original purchase price of approximately $0.004 per share. Further, unlike some anchor investment arrangements of other blank check companies, the anchor investors are not required to (i) hold any units, shares of Class A common stock or warrants they may purchase in this offering or thereafter for any amount of time, (ii) vote any shares of Class A common stock they may own at the applicable time in favor of our initial business combination or (iii) refrain from exercising their right to redeem their public shares at the time of our initial business combination; Daniel Lebensohn, who serves as our Co-Chief-Executive Officer, one of our directors and an investment committee member, has been Co-Chief Executive Officer of BH3 Management since 2009 and Co-Portfolio Manager of BH3 Debt Opportunity Fund I, L.P. since 2018, where, in conjunction with Gregory Freedman, he oversees all acquisitions, investing activities, financings, development, related operating company oversight and various fiduciary responsibilities for more than 25 affiliated real estate investment and development companies. Prior to co-founding BH3 Management, Mr. Lebensohn practiced law in New York City for over ten years; Gregory Freedman, who serves as our Co-Chief Executive Officer, Chief Financial Officer, one of our directors and an investment committee member, has been Co-Chief Executive Officer of BH3 Management since 2009 and Co-Portfolio Manager of BH3 Debt Opportunity Fund I, L.P. since 2018, where, in conjunction with Daniel Lebensohn, he oversees all acquisitions, investing activities, financings, development, related operating company oversight and various fiduciary responsibilities for more than 25 affiliated real estate investment and development companies. Prior to co-founding BH3 Management, Mr. Freedman managed a private bridge lending firm focused on providing transitional debt products for commercial and residential real estate; Eric Edidin, one of our directors, our Chairman nominee and an investment committee member, has been Executive Chairman of BH3 Management since 2020. As the Executive Chairman of BH3 Management, Mr. Edidin is responsible for overseeing the implementation and execution of BH3s institutional products. Mr. Edidin is also the co-founder and, since 2020, the Co-Chief Executive Officer of Council Advisors Capital, an investment partnership. Mr. Edidin serves as a board member of Spartacus Acquisition Corporation. Mr. Edidin was Co-Founder and, from 2006 to 2019, Co-Managing Partner of Archer Capital Management, an investment partnership with peak assets under management of $1.4 billion, which invested in more than 45 blank check companies and numerous commercial real estate related loans, assets, REITs and operating companies; We will have until 18 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 18 months, we may, but are not obligated to, extend the period of time to consummate a business combination by two additional three month periods (for a total of up to 24 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five business days advance notice prior to each deadline, must deposit into the trust account $2,000,000, or up to $2,300,000 depending on the extent to which the underwriters over-allotment option is exercised, if at all ($0.10 per share in any case), on or prior to the date of each deadline; Warrants redeemable if stock >$10.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares of Class A common stock upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the completion of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses) divided by the number of then outstanding public shares, subject to the limitations described in this prospectus. The amount in the trust account is initially anticipated to be approximately $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a thir
8.70000
1.500
Guggenheim Securities / BTIG
Daniel Lebensohn, Gregory Freedman, Eric Edidin
Real estate
Delaware
XCF Global Capit
2023-12-29 00:00
Mar 12 2024 announced a business combination with XCF Global Capital, Inc. (XCF), a New York-based producer of sustainable fuels, after Dec 29 2023 announced a letter of intent; XCF controls multiple plants in North America that will produce renewable diesel, sustainable aviation fuel, and other biofuels. The transaction, which values XCF at $$1.75Bn, is subject to the completion of due diligence, negotiation of and entry into definitive documentation and will be subject to customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1851612/000119312521293299/d154597d424b4.htm
937
815
10.580
0.04350
https://www.sec.gov/Archives/edgar/data/1851612/000114036124012745/ef20023810_ex99-2.htm
0.000
142
2024-05-01
GTAC
GTACU US Equity
GTACW US Equity
Global Technology Acquisition I
2021-10-22
2024-07-25
23099000.00
2089996.00
11.052
2023-12-31
0.155
0.267
11.207
11.319
0.000
11.205
0.097
0.209
-0.00953
-0.01935
87
0.08132
0.08541
0.13172
175.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus on technology companies that operate in the marketplace, financial technology and Software-as-a-service verticals within Europe, Latin America and the United States, where it believes its management team, board members and advisors have a competitive advantage based on their prior experiences and investments; The Company is led by Fabrice Grinda (Executive Chairman), Arnau Porto (Chief Executive Officer) and Claudia Gast (Chief Financial Officer), who have significant experience in founding, operating and investing in successful technology companies. This management team will be supported by a full-time, dedicated investment team, independent directors and an advisory committee. The board of directors includes: Juan Villalonga, the former CEO and Chairman of Telefonica Group; Robert Perdue, the former COO of The Trade Desk; Gabriel Silva, the former CFO of Nubank and Michael Zeisser, the former chairman of US Investments of Alibaba Group; Our management team is led by Arnau Porto, our CEO, and Claudia Gast as our Chief Financial Officer (CFO). Our founding sponsors are FJ Labs co-founders Fabrice Grinda and Jose Marin, and Arnau Porto, founder of Greentrail Capital. Together as the management and sponsor teams, we have co-founded and led over 10 companies over the past 23 years, including OLX (exit to Naspers), Deremate (exit to MercadoLibre), Zingy (exit to For-Side), LetGo (merged with OfferUp), Aucland (exit to QXL Ricardo) and Adoreme; Fabrice Grinda, co-founder of FJ Labs, is among the worlds leading marketplace entrepreneurs and investors with over 150 exits on over 600 angel investments. In 2018, Forbes named Fabrice Grinda the number one angel investor in the world based on publicly recorded investments and exits. Mr. Grinda was previously the co-founder and co-CEO of OLX, one of the largest online marketplaces worldwide, with over 300 million unique visitors per month and a presence in 45 countries, of which a majority stake was sold to Naspers in 2010; Arnau Porto is the founder and Chief Investment Officer of Greentrail Capital. Prior to Greentrail Capital, Mr. Porto co-founded Blueport Capital, a California-based investment partnership backed by the Robert Bass family office. Before that, he was an investment analyst at Viking Global in New York and he started his career as an institutional investor at Blackstone in London; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our amended and restated memorandum and articles of association provide that we will have only 18 months from the closing of this offering (or up to 24 months from the closing of this offering at the election of the Company in two separate three month extensions subject to satisfaction of certain conditions, including the deposit of up to $1,750,000, or $2,012,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case) for each three month extension, into the trust account, or as extended by the Companys shareholders in accordance with our amended and restated memorandum and articles of association) to consummate our initial business combination. If we have not completed our initial business combination within such period, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Mar 13 2023 filed PRE14a to extend deadline to Apr 25 2024 + two 3 month extension for $0.10, NAV $10.35; Mar 24 2023 filed DEF14a to extend deadline to Apr 25 2024 + two 3 month extension, vote Apr 14; Apr 10 2024 to sell sponsor to Hennessy-led group; Apr 25 2024 extended deadline to July 25 2024, added $209k to trust account;
8.50000
1.000
Citi / GS
Fabrice Grinda, Arnau Porto, Claudia Gast
Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1848821/000110465921129054/tm217937-8_424b4.htm
920
11.100
10.990
0.04857
0.000
143
2024-05-01
XFIN
XFINU US Equity
XFINW US Equity
ExcelFin Acquisition
2021-10-21
2024-07-25
16947870.00
1539316.00
11.010
2024-03-22
0.038
0.124
11.048
11.134
0.000
17.086
0.098
0.184
0.00475
87
0.07224
0.01275
200.00000
0.500
Each unit issued in the IPO consists of one share of Class A Common Stock of the Company and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one share of Class A Common Stock of the Company at a price of $11.50 per share; We intend to focus our search on a U.S. domiciled Financial Technology (FinTech) company and will leverage our deep domain expertise, investing track record, and extensive networks in order to pursue a business combination with a high-quality growth-oriented company in the FinTech business-to-business (B2B) software-as-a-service (SaaS) sector; If we are unable to complete our initial business combination within 18 months from the closing of this offering, the time period to complete an initial business combination can be extended in two ways: (i) our sponsor can extend the time period to complete an initial business combination by an additional three months (for a total of up to 21 months to complete an initial business combination from the closing of this offering) by purchasing additional private placement warrants with an aggregate purchase price of $2,000,000 ($2,300,000 if the over-allotment option is exercised in full) and (ii) our shareholders can also vote at any time to amend our amended and certificate of incorporation to modify the amount of time we will have to complete an initial business combination; Two affiliates of our sponsor (the Sponsor Affiliates) will enter into a forward purchase agreement with us in connection with this offering that provides for the purchase by the Sponsor Affiliates of an aggregate of up to 6,500,000 units, each consisting of one shares of Class A common stock and one-half of a warrant, for an aggregate purchase price of up to $65,000,000, in a private placement that will close simultaneously with the closing of our initial business combination; We intend to focus our search on a U.S. domiciled Financial Technology (FinTech) company and will leverage our deep domain expertise, investing track record, and extensive networks in order to pursue a business combination with a high-quality growth-oriented company in the FinTech business-to-business (B2B) software-as-a-service (SaaS) sector; Jennifer Hill has served as our Chairman of the Board since April 2021. Ms. Hill is an experienced board member across the financial services industry, currently serving as a Board Member at Cantor Fitzgerald Europe, Strategic Advisor at Talos Trading, Non-Executive Director at Santander Asset Management, Board Member at Melqart Asset Management and Board Member at La Crosse Milling Company. Ms. Hill is the Founder and CEO of Murphy Hill Consulting, where she works with startups in the FinTech space on organization and capital raising; Logan Allin has served as our CEO and director since March 2021. Mr. Allin is Founder and Managing General Partner at Fin VC where he is responsible for management of the firm, sourcing/consummating investments, maintaining board responsibilities, and operating value at portfolio companies. Prior to founding Fin VC in 2018, Mr. Allin was Vice President of SoFi Ventures, from 2017 to 2018, where he was tasked with investing in and working hands-on with FinTech companies, as well as running SoFis accelerator and corporate development efforts; Warrants redeemabl if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a stockholder meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share; Mar 9 2023 filed PRE14a to extend deadline to Oct 25 2023; Mar 24 2023 filed DEF14a to extend deadline to Oct 25 2023, vote Apr 13, NAV $10.40; Apr 19 2023 XFIN stockholders approved deadline extension to Oct 25 2023, 18.2 million shares (79.1%) redeemed, 4.8 million shares remain; Sept 6 2023 filed PRE14a to extend deadline to Apr 25 2024, vote in Oct; Sept 26 2023 filed DEF14a to extend deadline to Apr 25 2024, vote Oct 18, NAV $10.74; Oct 17 2023 adjourned extension vote to Oct 20, trust account will not be used to cover potential excise tax; Mar 22 2024 filed DEF14a to extend deadline to June 25 2024, vote Apr 18, NAV $11.01; Apr 11 2024 adjourned extension vote to Apr 23; Apr 22 2024 announced 881k shares tendered for redemption;
10.50000
1.000
UBS
Logan Allin, Jennifer Hill, Fin Venture Capital, Grand Fortune Capital
Fintech
Delaware
Baird Medical
2023-06-26 00:00
June 26 2023 announced a business combination with Baird Medical Investment Holdings Limited, a medical technology company; Proposed transaction represents a pre-money equity value of $300 million for Baird Medical and an implied pro forma enterprise value of approximately $370 million for the combined company; Upon the closing of the proposed transaction between Betters and ExcelFin, the combined company will operate as Baird Medical Investment Holdings Limited and be listed on the Nasdaq under the new ticker symbol BDMD; Baird Medical recorded revenues of $35 million in 2022, representing a 28% increase from $27 million in 2021. The Company had net income of $12 million and $13 million in 2021 and 2022, respectively, and achieved an attractive adjusted EBITDA margin of 63% and 55% in 2021 and 2022, respectively. As Baird Medical continues to expand its current footprint and execute its growth strategies, the Company is expected to grow revenue significantly in the coming years, with $18 million in projected net income, $45 million in projected revenue, and a projected adjusted EBITDA margin of 57% for 2023; The transaction includes a $15 million minimum closing cash condition. To facilitate the transaction, Grand Fortune Capital, sponsor affiliate of ExcelFin, has agreed to purchase approximately $8.8 million of Baird Medicals current debt from BOCI Investment Limited, one of Betters current preferred shareholders; ExcelFins and Baird Medicals respective boards of directors have unanimously approved the transaction, which is expected to close in the fourth quarter of 2023, subject to regulatory and shareholder approvals; Valuation: 14.8x EBITDA (2023E), 8.22x sales (2023E); Mar 12 2024 waived minimum cash condition;
https://www.sec.gov/Archives/edgar/data/1852749/000110465921128663/tm2114962-10_424b4.htm
921
613
11.100
0.05250
https://www.sec.gov/Archives/edgar/data/1852749/000110465923074571/tm2319015d1_ex99-2.htm
0.000
144
2024-05-01
FEXD
FEXDU US Equity
FEXDW US Equity
Fintech Ecosystem Development
2021-10-19
2024-05-21
16758142.00
1494528.00
11.213
2024-03-27
0.033
0.055
11.246
11.268
0.018
17.337
-0.104
-0.082
0.03147
22
-0.11285
100.00000
1.000
Each unit consists of one share of the Companys Class A common stock, one right and one-half of one redeemable warrant, with (i) each right entitling the holder thereof to receive one-tenth (1/10) of one share of Class A common stock at the closing of the Companys initial business combination and (ii) each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50 per share; Although there is no restriction or limitation on what industry or geographic region its target operates in, the Company intends to pursue prospective targets in South Asia with particular emphasis on the financial technology industry; Warrants redeemable if stock >$18.00; We will have 12 months from the effective date of the registration statement of which this prospectus is a part to complete our initial business combination (with the option to extend the initial 12-month term for two additional three month terms, each three month extension incurring an additional $0.10 increase per public share into the trust account). If we are unable to consummate an initial business combination within such period, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations; Caltech Trading Corp., a New Jersey corporation which is not affiliated with any member of our management team and whom we refer to as our anchor investor or Caltech Trading, has expressed to us an interest to purchase up to 9.9% of the units in this offering at the offering price and we have agreed to direct the underwriters to sell to our anchor investor up to such number of units. In addition, we have entered into a forward purchase agreement with our anchor investor, pursuant to which our anchor investor has agreed to purchase from us up to 9,000,000 units, or forward purchase units, with each unit consisting of one share of Class A common stock, or a forward purchase share, one right to receive one-tenth (1/10) of one share of our Class A common stock, or a forward purchase right, and one-half of one warrant to purchase one share of Class A common stock, or a forward purchase warrant, at a price of $10.00 per unit, for a minimum aggregate purchase price of $80.0 million and a maximum aggregate purchase price of up to $90.0 million, in a private placement that will close concurrently with the closing of our initial business combination; Dr. Khandaker is Group Chief Executive Officer and Founder of FAMA Holdings, Inc., a global developer of FinTech platforms, applications and services established in 2009. FAMA is based in the U.S. with offices in the U.K., India, Bangladesh and Zambia; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share and will increase to $10.20 per public share and finally $10.30 per public share if we are unable to consummate an initial business combination after 12 months and 15 months, respectively, and in each case choose to extend the term for two additional three month extensions; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a creditor or a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share after 12 months, (ii) $10.20 per public share after 15 months, (iii) $10.30 per public share after 18 months; Mar 1 2023 filed PRE14a to extend deadline to Apr 21 2024, trust account will not be used to cover potential excise tax, NAV $10.48; Mar 10 2023 filed PRER14a to extend deadline to Apr 21 2024, vote Apr 12, trust account will not be used to cover potential excise tax, NAV $10.48; Mar 14 2023 filed DEF14a to extend deadline to Apr 21 2024, vote Apr 12, trust account will not be used to cover potential excise tax, NAV $10.48; Apr 11 2023 adjourned extension vote to Apr 20; Apr 21 2023 FEXD stockholders approved deadline extension to Apr 21 2024; July 24 2023 extended deadline to Aug 21 2023, added $110k to trust; Aug 22 2023 extended deadline to Sept 21 2023, added $110k to trust account; Sept 22 2023 extended deadline to Oct 21 2023, added $110k to trust account; Oct 2 2023 filed S-4 for Afinoz deal; Oct 20 2023 extended deadline to Nov 21 2023, added $110k to trust account; Nov 13 2023 filed S-4/a for Afinoz deal; Nov 21 2023 extended deadline to Dec 21 2023, added $110k to trust account; Dec 22 2023 extended deadline to Jan 21 2024, added $110k to trust account; Jan 22 2024 extended deadline to Feb 21 2024, added $110k to trust account; Feb 21 2024 extended deadline to Mar 21 2024, added $110k to trust account; Mar 11 2024 filed PRE14a to extend deadline to Dec 21 2024, vote Apr 18; Mar 21 2024 extended deadline to Apr 21 2024, added $110k to trust account; Mar 27 2024 filed DEF14a to extend deadline to Oct 21 2024, vote Apr 18, NAV $11.18, trust account will not be used to cover potential excise tax; Apr 19 2024 stockholders approved deadline extension to Oct 21 2024, 2.5 million shares redeemed, 1.5 million shares remain, extended deadline to May 21, added $49k to trust account;
3.56275
1.000
EF Hutton
Saiful Khandaker, Jenny Junkeer
Fintech South Asia
Delaware
Afinoz
2022-09-12 00:00
Sept 12 2022 announced a business combination with Rana Financial, Inc. ("Rana") a Georgia corporation, Mobitech International LLC ("Afinoz") a limited liability company organized in the United Arab Emirates; Upon closing the transactions, the combined company is expected to remain listed on the NASDAQ and trade under the existing ticker symbol "FEXD"; The business combinations value of Rana at an implied $78.0 million enterprise value and Afinoz at an implied $120.0 million enterprise value. The boards of directors of both FEXD, Rana and Afinoz have unanimously approved the proposed transactions, which are expected to be completed in the first quarter of 2023; May 16 2023 FEXD terminated Rana Financial / Mobitech deal; June 22 2023 extended deadline to July 21 2023, added $110k to trust account; July 5 Rana Financial filed a claim for injunctive and declaratory relief requesting the court invalidate the previous business combination termination;
https://www.sec.gov/Archives/edgar/data/1852407/000119312521282459/d127847ds1a.htm
923
328
11.600
0.03563
1.000
0.150
145
2024-05-01
CDAQ
CDAQU US Equity
CDAQW US Equity
Compass Digital Acquisition
2021-10-15
2024-07-19
55347556.00
5194628.00
10.655
2023-12-31
0.149
0.250
10.804
10.905
0.000
55.946
0.034
0.135
-0.00313
-0.00684
81
0.05753
0.05753
0.07541
200.00000
0.333
Each unit consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to concentrate on businesses in the technology sector, including in the technology-led digital transformation software and services sector. This includes a focus on technology-first IT and digital transformation software or services providers that have a significant share of their customer base in developed markets; The management team is being led by Abidali Neemuchwala, the Companys Chairman and Chief Executive Officer, who was formerly the Chief Executive Officer at Wipro Ltd.; and Burhan Jaffer, the Companys Chief Financial Officer, who was formerly the Chief Strategy and Corporate Development Officer at Conduent Inc. Vikram S. Pandit is serving as the senior advisor to the Company; Up to ten qualified institutional buyers or institutional accredited investors which are not affiliated with us, our sponsor, our directors or any member of our management (the Sponsor Members) have each expressed to the Company an interest in purchasing up to 19,520,000 Units in the Proposed Public Offering at the offering price of $10.00 per Unit, and such allocations will be determined by the underwriters. Each sponsor member will have an indirect beneficial interest in 150,000 founder shares (and one of whom, in addition, will have an indirect beneficial interest in 186,666 private placement warrants) upon the closing of this offering. Unlike the other participants in the sponsor, the sponsor members are not subject to any lockup restriction on the transfer of their ordinary shares and are not subject to forfeiture or adjustment with respect to their founder shares received in connection with their purchase of units in this offering, and while they generally agree or will use reasonable best efforts to vote their ordinary shares in favor of the business combination, this voting commitment only applies to ordinary shares still held by them. Further, with respect to units purchased in this offering, the sponsor members will have the same rights (including redemption rights) as other public purchasers of units; Abid Neemuchwala, our Chairman and CEO, is the former CEO of Wipro, one of the largest global IT services firms in the world with over 185,000 employees and over $8 billion in annual revenue as of December 31, 2020. During his tenure from February 2016 to June 2020, Mr. Neemuchwala grew Wipros revenue from its digital business at a compound annual growth gate (CAGR) of 27% from approximately $1.3 billion of revenue for the first quarter of 2017 on an annualized basis to approximately $3 billion in revenue for the fiscal year ended 2020 through organic growth and acquisitions; Burhan Jaffer, our CFO, was most recently the Chief Strategy and Corporate Development Officer at Conduent, a leading global technology services company with annual revenues in excess of $4 billion during fiscal year 2020 and over 62,700 employees as of December 31, 2020. In this capacity, Mr. Jaffer led the approximately $5 billion spinoff of the software and services business from Xerox in 2016, as well as oversaw activities related to setting up Conduent as a public company listed on the NYSE; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the closing of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; If we have not completed our initial business combination within such 24-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or other similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; Aug 21 2023 sponsor sold to HCG (Daniel Hennessy), directors and officers resigned and new slate will be appointed by the buyer; Sept 13 2023 filed PRE14a to extend deadline; Sept 29 2023 filed DEF14a to extend deadline to July 19 2024, vote Oct 12, NAV $10.52; Oct 10 2023 postponed extension vote to Oct 19; Oct 20 2023 CDAQ stockholders approved deadline extension to July 19 2024, 16.0 million shares (75.3%) redeemed, 5.2 million shares remain, NAV $10.54;
7.00000
1.500
Citi / JPMorgan
Abidali Neemuchwala, Burhan Jaffer
Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1851909/000095010321015642/dp159534_s1a.htm
927
10.770
10.730
0.03500
0.000
146
2024-05-01
AVHI
AVHIU US Equity
AVHIW US Equity
Achari Ventures Holdings I
2021-10-15
2024-05-19
6164653.50
550941.00
11.189
2024-02-22
0.067
0.087
11.257
11.277
-0.007
6.022
0.307
0.327
-0.02902
-0.11164
20
0.71015
100.00000
1.000
Each unit consists of one share of common stock and one redeemable warrant. Each whole warrant entitles the holder thereof to purchase three quarters of one share of common stock at a price of $11.50 per share; While the Company may pursue an initial business combination with any business in any industry, sector or location, the Companys initial focus will be on identifying acquisition opportunities with an ancillary (non-plant touching) company operating in the cannabis industry, including equipment, hardware, technology/software, or hydroponics. The Company is sponsored by Achari Sponsor Holdings I LLC (the "Sponsor"), an affiliate of Achari Ventures, and is led by Vikas Desai, Chief Executive Officer and Chairman of the Board of Directors; Mitch Hara, Chief Operating Officer and Chief Financial Officer; and Merrick Friedman, Chief Investment Officer and Director. Achari Ventures is a leading early investment firm focused on the cannabis industry; We will have up to 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board of directors if requested by our sponsor, extend once the period of time we will have to consummate an initial business combination by an additional 3 months (for a total of 18 months from the closing of this offering). The only way to extend the time available for us to consummate our initial business combination in the absence of a definitive agreement is for our sponsor or its affiliates or designees, upon 5 days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case); Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share. Such amount would be increased by an anticipated $0.10 per public share if our sponsor deposits additional funds into the trust account in connection with an exercise of the 3 month extension; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Nov 25 2022 filed DEF14a to extend deadline to July 19 2023, vote Dec 19, NAV $10.21; Dec 16 2022 9.3 million shares (93.2%) redeemed, 684k remain, NAV $10.21, trust account will not be used to cover excise tax; Dec 19 2022 vote adjourned to Dec 22 8,980,535 shares (89.8%) redeemed, 1.0 million shares remain, NAV $10.22; Feb 14 2023 extended deadline to Mar 19 2023, $51k added to trust account, NAV $10.43; Mar 15 2023 extended deadline to Apr 19 2023, added $51k to trust account; May 19 2023 extended deadline to June 19 2023, added $51k to trust account; June 12 2023 filed PRE14a to extend deadline to Jan 19 2024, NAV $10.66; June 16 2023 extended deadline to July 19, added $51k to trust account, NAV $10.71; June 21 2023 filed PRER14a to extend deadline to Jan 19 2024, NAV $10.66; June 23 2023 filed DEF14a to extend deadline to Jan 19 2024, vote July 12, NAV $10.76, trust account will not be used to cover potential excise tax; July 6 2023 NAV revised from $10.76 to $10.50; July 13 2023 AVHI stockholders approved deadline extension to Jan 19 2024, 381k shares (37.4%) redeemed, 638k shares remain, NAV $10.50; July 21 2023 extended deadline to Aug 19 2023, added $32k to trust account; Aug 21 2023 extended deadline to Sept 19 2023, added $32k to trust account; Sept 21 2023 extended deadline to Oct 19 2023, added $32k to trust account; Oct 23 2023 extended deadline to Nov 19 2023, added $32k to trust account; Nov 22 2023 extended deadline to Dec 19 2023, added $32k to trust account; Nov 28 2023 filed PRE14a to extend deadline to July 19 2024, vote in 2023; Dec 8 2023 filed DEF14a to extend deadline to July 19 2024, vote Dec 18, NAV $10.89, trust account will not be used to cover potential excise tax; Dec 21 2023 stockholders approved deadline extension to July 19 2024, 87k shares redeemed, 551k shares remain, NAV $10.89; Jan 8 2024 filed S-4 for Vaso deal; Feb 14 2024 filed S-4/a for Vaso deal; Feb 22 2024 extended deadline to Mar 19 2024, added $22k to trust account; Mar 21 2024 extended deadline to Apr 19 2024, added $22k to trust account; Apr 24 2024 extended deadline to May 19 2024, added $22k to trust account;
5.25000
0.750
Chardan
Vikas Desai, Achari Ventures
Cannabis
Delaware
Vaso
2023-12-07 00:00
Dec 7 2023 announced a business combination with Vaso Corporation (Vaso, or the Company), a diversified medical technology company currently trading on the OTCQX market; The transaction values Vaso at a pro forma equity value of approximately $176 million at $10 per share; Upon the closing of the Transaction, Vaso common stock and warrants are expected to be listed on Nasdaq Capital Market (Nasdaq) under the ticker symbols VASO and VASOW, respectively; The Transaction is expected to close in the first quarter of 2024;
https://www.sec.gov/Archives/edgar/data/1844507/000156459021050172/ck1844507-s1a.htm
927
783
10.930
10.000
0.05250
0.000
147
2024-05-01
TRIS
TRIS/U US Equity
TRIS/WS US Equity
Tristar Acquisition I
2021-10-14
2024-10-18
113450200.00
10608802.00
10.694
2023-09-30
0.264
0.479
10.958
11.173
0.000
117.015
-0.062
0.153
0.00654
0.00015
172
0.02966
0.02768
0.04166
200.00000
0.500
Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although it intends to focus on businesses related to telecommunications, technology, or related businesses. Navigation Capital Partners, Inc. is a member of the Companys sponsor group. Additionally, Cable One, Inc. (NYSE:CABO) will be a strategic investor, and has agreed to purchase 9.9% of the units in the offering, subject to allocation by the underwriters; Tristar Acquisition I Corp. is a special purpose acquisition company ("SPAC") focused on the telecommunications industry, and is seeking to partner with a company that unlocks opportunity at the intersection of connectivity and telecom infrastructure, while addressing the urgent need for network improvement and expansion. The Company aims to effect a merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or similar business combination with one or more businesses or entities in the telecommunications space. Tristar is led by Billy Mounger, who brings more than 35 years of industry experience building and leading wireless and telecommunication companies; Cable One, Inc. (NYSE: CABO) and ten other qualified institutional buyers or institutional accredited investors that are not affiliated with our sponsor or any member of our management, which we refer to together as the anchor investors throughout this prospectus, have each expressed to us an interest in purchasing up to 9.9% of the units in this offering (representing up to 1,980,000 units, assuming the over-allotment option is not exercised) at the offering price of $10.00 per unit. In connection with the closing of this offering, our Sponsor has agreed to sell 333,333 founder shares to Cable One, Inc. (NYSE: CABO) (one of the anchor investors) for an aggregate purchase price of $1,000,000, subject to Cable One, Inc. purchasing 9.9% of the units in this offering (or at least 1,980,000 units if the aggregate number of units in this offering exceeds 20,000,000). Also in connection with the closing of this offering, our Sponsor has agreed to sell founder shares to ten other anchor investors (for an aggregate of 1,585,000 founder shares to all such other anchor investors) at a purchase price of $0.01 per share; We have entered into forward purchase agreements with one of our anchor investors and one other institutional accredited investor that is not affiliated with our sponsor or any member of our management, which we refer to together as the forward purchase investors throughout this prospectus, under which the forward purchase investors may purchase up to an aggregate of 4,500,000 Class A ordinary shares, which we refer to as the forward purchase shares throughout this prospectus, at a price of $10.00 per share as described in the forward purchase agreements, each in a private placement that will close immediately prior to the closing of our initial business combination; Navigation Capital, through this affiliate, has committed to providing 70% of the capital for the Sponsor to purchase the private placement warrants and plans to assist us with respect to sourcing a potential acquisition. Navigation Capitals affiliate will fund such capital commitment by purchasing equity interests in the Sponsor and becoming a 70% member of the Sponsor; In 2017, the current principals of Navigation Capital sponsored a SPAC, Pensare Acquisition Corp., raising $310 million in an IPO before successfully completing a business combination in April 2020 and changing its name to American Virtual Cloud Technologies (NASDAQ: AVCT). Since launching the SPAC Operations Group, Navigation Capital has, through its affiliate, successfully sponsored additional SPACs including, as lead sponsor, for D and Z Media Acquisition Corp. (NYSE: DNZ), which raised $287 million in January 2021. Navigation Capital has also invested in the sponsor group of KINS Technology Group, Inc. (NASDAQ: KINZ), which raised a $276 million SPAC in December 2020, and invested in the sponsor group of Shelter Acquisition Corporation I, which filed to raise a $200 million SPAC in February 2021. Navigation Capital also invested in the private investment in a public entity led by Holicity, Inc. (NASDAQ: HOL) in February 2021, which announced a merger with Astra Space, Inc., a space launch vehicle company; Since October 2002, Mr. Mounger has been serving as Chairman and CEO of Tristar Technologies, LLC, a telecom and technology search firm. In July 2014, Mr. Mounger founded Tristar License Group, LLC, to develop and acquire Advanced Wireless Services (AWS-3) spectrum licenses in Federal Communications Commission (FCC) Auction 97. Since its inception, Mr. Mounger has been serving as the manager of Tristar License Group. In addition, Mr. Mounger founded two additional companies for the acquisition and development of wireless spectrum licenses in two separate FCC auctions; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account but net of taxes payable, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender off
6.77500
1.000
Wells
William Mounger II, Navigation Capital
Telecommunications
Cayman
Helport
2023-11-13 00:00
Nov 13 2023 announced a business combination with Helport Limited (Helport), an AI technology company specializing in providing intelligent products, solutions, and a digital platform to improve communication efficiency between businesses and their customers, enhance user experience, and improve sales performance; The pre-merger entity is valued at US$350 million; The parties contemplate raising a new PIPE investment of approximately US$25 million; The transaction is expected to provide up to US$130 million in gross proceeds from cash held in Tristars trust account (assuming no redemptions);
https://www.sec.gov/Archives/edgar/data/1852736/000119312521298517/d151956d424b2.htm
928
760
11.030
10.960
0.03388
0.000
148
2024-05-01
LCW
LCW/U US Equity
LCW/WS US Equity
Learn CW Investment
2021-10-08
2024-05-13
100904232.00
9338421.00
10.805
2023-12-31
0.151
0.169
10.956
10.974
-0.001
102.162
0.016
0.034
-0.00150
0.00397
14
0.08459
0.08459
-0.05955
200.00000
0.500
Each unit issued in the IPO consists of one Class A ordinary share of the Company and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share of the Company at a price of $11.50 per share; A fund managed by SB Management Limited (Softbank), a 100% directly owned subsidiary of SoftBank Group Corp., and certain members of our sponsor (the sponsor investors), in the aggregate, have expressed to us an interest to purchase $100.0 million of units (or 10,000,000 units) and $7.7 million of units (or 770,000 units), respectively, in this offering, and we have agreed to direct the underwriter to sell Softbank and the sponsor investors such number of units, which number of units in the aggregate equals approximately 43.1% (or approximately 37.5% if the underwriters option to purchase additional units is exercised in full) of the total number of Class A ordinary shares and Class B ordinary shares issued and outstanding after the closing of this offering. Such number of units, together with Class B ordinary shares held by our initial shareholders, equals approximately 63.1% (or approximately 57.5% if the underwriters option to purchase additional units is exercised in full) of the total number of Class A ordinary shares and Class B ordinary shares issued and outstanding after the closing of this offering. Softbank and the sponsor investors have also expressed an interest in entering into letter agreements with us pursuant to which they would agree to (a) vote all of their public shares purchased during or after this offering in favor of our initial business combination on terms substantially identical to those agreed to by the initial shareholders with respect to the initial shareholders voting arrangement and (b) not transfer, assign or sell any of their units and the underlying securities for a period of 60 days from the date of this prospectus; Our sponsor is an affiliate of Learn Capital and Commonwealth Asset Management (CWAM). Founded in 2008, Learn Capital is a leading venture capital firm to focus exclusively on early-stage and mid-stage investments in the $5.4 trillion global education sector; While we may pursue an acquisition opportunity in any business industry or sector, we intend to focus our search for target businesses in the education, training and education technology (EdTech) industries; Robert Hutter serves as our Chief Executive Officer and Director. Rob Hutter is the Founder & Managing Partner at Learn Capital. He oversees the investing practice of the firm, which spans seed, early stage and emerging growth companies dedicated to the transformation of learning and the improvement of individual and societal capacities at scale. He represents Learn Capital across a range of portfolio investments including Coursera, Udemy, Nerdy, Photomath, Brilliant, SoloLearn, Andela, Prenda, Merlyn Mind; Adam Fisher serves as our President and Director. Mr. Fisher is the Founder and Chief Investment Officer of the CWAM Platform. Over the last 16 years, Mr. Fisher has built and successfully led numerous investment management practices across both public and private markets. Prior to launching Commonwealth, from 2017 to 2019, Mr. Fisher served as the Global Head of Macro and Real Estate at Soros Fund Management; We will have until 18 months from the closing of this offering to consummate an initial business combination, with an automatic six-month extension if we have signed a definitive agreement with respect to an initial business combination within such 18-month period. However, if we anticipate that we may not be able to consummate our initial business combination within 18 months, we may extend the period of time to consummate a business combination up to six times, each by an additional one month (for a total of up to 24 months to complete a business combination), subject to the sponsor depositing additional funds. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $100,000, or up to $115,000 if the underwriters over-allotment option is exercised in full ($0.005 per share in either case) on or prior to the date of the applicable deadline, for each one month extension (up to an aggregate of $600,000 (or up to $690,000 if the underwriters over-allotment option is exercised in full), or $0.03 per share, if we extend for the full six months); Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest (net of taxes paid or payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Apr 11 2023 extended deadline to May 13 2023, added $115k to trust account; May 10 2023 extended deadline to June 13 2023, added $115k to trust account; June 9 2023 extended deadline to July 13 2023, added $115k to trust account; July 14 2023 extended deadline to Aug 13 2023, added $115k to trust account; Aug 11 2023 extended deadline to Sept 13 2023, added $115k to trust account; Sept 7 2023 filed PRE14a to extend deadline, vote Oct 9; Sept 21 2023 filed DEF14a to extend deadline to Oct 13 2024, vote Oct 10, NAV $10.58; Oct 12 2023 LCW stockholders approved deadline extension to Oct 13 2024, no redemption figures given; Oct 17 2023 extended deadline to Nov 13 2023, added $150k t
6.24600
1.000
Evercore
Robert Hutter, Adam Fisher, Learn Capital, Commonwealth Asset Management
Education
Cayman
Innventure
2023-10-24 00:00
Oct 24 2023 announced a business combination with Innventure LLC (Innventure), an enterprise growth engine; Innventure works to create companies that transform the future. It founds, funds, operates, and rapidly scales companies in strategic collaboration with Multinational Corporations (MNCs) to commercialize breakthrough technology solutions; The business combination reflects an enterprise value for Innventure of $385M (excluding a $50M earnout payable upon achievement of certain milestones). The transaction is also expected to include a $75 million committed equity facility in addition to the proceeds from other in-process financings; The Board of Managers of Innventure and the Board of Directors of Learn CW have each unanimously approved the transaction. The transaction will require the approval of the shareholders of Learn CW, and is subject to other customary closing conditions, including the receipt of certain regulatory approvals. The transaction is expected to close in 2024;
https://www.sec.gov/Archives/edgar/data/1847577/000114036121034373/nt10022269x9_424b4.htm
934
746
10.940
11.000
0.03123
https://www.sec.gov/Archives/edgar/data/1847577/000114036124004306/ny20012992x6_ex99-2.htm
0.000
149
2024-05-01
IXAQ
IXAQU US Equity
IXAQW US Equity
IX Acquisition
2021-10-07
2024-10-12
31590528.00
2846071.00
11.100
2023-12-31
0.155
0.370
11.255
11.470
0.000
32.274
-0.065
0.150
0.00755
-0.10795
166
0.02935
0.02536
0.34013
200.00000
0.500
Each unit consists of one share of Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one share of Class A ordinary shares at a price of $11.50 per share; IX Acquisition Corp., led by CEO Karen Bach, CFO Noah Aptekar and Executive Chairman Guy Willner, is a blank check company whose business purpose is to effect a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses. While the Company may pursue an initial business combination with a company in any sector or geography, the Company intends to focus its search on companies in the Technology, Media and Telecommunications and Information and Communication Technology industries, specifically the telecommunications infrastructure, internet and technology and digital services sectors operating in Europe and emerging markets; Up to eight qualified institutional buyers or institutional accredited investors (that are not affiliated with us, our sponsor, our directors or any member of our management) have each expressed to us an interest to purchase up to 9.9% of the units to be sold in this offering, excluding any units sold pursuant to the underwriters exercise of their over-allotment option; up to six qualified institutional buyers or institutional accredited investors (that are not affiliated with us, our sponsor, our directors or any member of our management) have each expressed to us an interest to purchase up to 4.9% of the units to be sold in this offering, excluding any units sold pursuant to the underwriters exercise of their over-allotment option; up to one qualified institutional buyer or institutional accredited investor (that is not affiliated with us, our sponsor, our directors or any member of our management) has expressed to us an interest to purchase up to 3.9% of the units to be sold in this offering, excluding any units sold pursuant to the underwriters exercise of their over-allotment option; and up to one qualified institutional buyer or institutional accredited investor (that is not affiliated with us, our sponsor, our directors or any member of our management) has expressed to us an interest to purchase up to 2.5% of the units to be sold in this offering, excluding any units sold pursuant to the underwriters exercise of their over-allotment option. Subject to each anchor investor purchasing 100% of the units allocated to them, in connection with the closing of this offering our sponsor will sell 150,000 founder shares to each 9.9% anchor investor, 75,000 founder shares to each 4.9% anchor investor, 60,000 founder shares to the 3.9% anchor investor and 37,879 founder shares to the 2.5% anchor investor at their original purchase price; Our Chief Executive Officer and Director Nominee, Karen Bach, is an accomplished business professional with over two decades of experience in growing international technology and telecommunications companies. She is currently the Chairman of Aferian Plc (media tech, LSE: AFRN), Consult Red Ltd (IoT and connected devices IT services) and DeepMatter Plc (digitization of chemistry and drug discovery, LSE: DMTR); Our Executive Chairman and Director Nominee, Guy Willner, is a British entrepreneur with substantial experience in building, operating and investing in businesses, predominantly in the TMT and ICT industries, both in the private and public markets and both in developed and emerging markets. Mr. Willner is the co-founder Chairman and former CEO of IXcellerate, a datacenter operator in Russia providing co-location and peering services for financial institutions, multinational corporations, international carriers, hyperscale operators and major content operators. He has also served as the co-founder and Chairman of IXAfrica since 2018 and previously served as the CEO of IXEurope (LSE: IXE) from 1999 to 2007; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; If we are unable to complete our initial business combination within such 18-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); Mar 9 2023 filed PRE14a to extend deadline; Mar 23 2023 filed DEF14a to extend deadline to Apr 12 2024, vote Apr 10, NAV $10.27; Apr 14 2023 IXAQ stockholders approved deadline extension to Apr 12 2024, 18.3 million shares (79.7%) redeemed, 4.7 million shares remain, NAV $10.30; May 10 2023 extended deadline to June 12 2023, added $160k to trust account; June 12 2023 extended deadline to July 12 2023, added $160k to trust account; July 12 2023 extended deadline to Aug 12 2023, added $160k to trust account; Aug 10 2023 extended deadline to Sept 12 2023, added $160k to trust account; Sept 8 2023 extended deadline to Oct 12 2023, added $160k to trust account; Oct
7.00000
1.000
Cantor
Karen Bach, Guy Willner
TMT Europe
Cayman
AERKOMM
2024-03-29 00:00
Mar 29 2024 announced a business combination with AERKOMM Inc. (Euronext: AKOM, OTCQX: AKOM, AERKOMM), an innovative satellite technology company providing multi-orbit broadband connectivity solutions; The combined business will be called AKOM Inc. (AKOM) and its ordinary shares are expected to result in AERKOMM transferring its listing from Euronext/OTCQX to Nasdaq under the ticker "AKOM, following the closing of the business combination; Adjusted enterprise value of AERKOMM is US $200 million, as well as up to US $200 million of earnout shares for the AERKOMM shareholders, if certain milestones are achieve; Transaction supported by a fund-raise of US $35 million common equity PIPE (Private Investment in Public Equity) subscribed concurrently with the signing of the BCA. The PIPE investors consist of new and current shareholders in AERKOMM. There may be more capital raised prior to the business combination, but there is no minimum cash condition for the transaction; Completion of the transaction is expected in Q3 2024;
https://www.sec.gov/Archives/edgar/data/1852019/000110465921124690/tm2110917-8_424b4.htm
935
904
11.340
10.040
0.03500
https://www.sec.gov/Archives/edgar/data/1852019/000110465924043675/tm2410245d1_ex99-2.htm
0.000
150
2024-05-01
NFYS
NFYS/U US Equity
NFYS/WS US Equity
Enphys Acquisition
2021-10-06
2024-06-08
66895784.00
6257791.00
10.690
2024-01-12
0.135
0.185
10.825
10.875
0.000
68.022
-0.035
0.015
0.00419
-0.00228
40
0.01225
0.00378
0.06474
300.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at an exercise price of $11.50 per share; The company is led by CEO and Director Jorge de Pablo, the founder and Managing Partner of LAIG Investments, an investment company focused on the energy and mobility sectors across Ibero-America, and Chairman Carlos Guimaraes, the Chairman of LAIG, together with CFO and Director Par Lindstrom, CIO of i(x) investments and COO Matias de Bujan, Managing Director of LAIG; While it may pursue a business combination target in any industry or geographical location, the company plans to target businesses which predominantly operate in Ibero-America and whose business strategy is aligned with energy transition and sustainability themes, in particular renewable energy; In addition, each of Alberta Investment Management Corp., Akaris Global Partners, LP, Ancora Advisors, LLC, Diameter Capital Partners LP, Fir Tree Capital Management (which is an investor in our sponsor), Meteora Partners LLC, Polar Asset Management Partners, Sea Otter Securities Group LLC and the Teacher Retirement System of Texas, together the anchor investors, or funds affiliated with such anchor investors, as applicable, have each expressed an interest in purchasing 9.9% of the units offered in the offering (other than Alberta Investment Management Corp. and Ancora Advisors, LLC, who have each expressed an interest in purchasing 4.9% of the units offered in the offering), for an aggregate of $200 million, at the public offering price of the units, and we have agreed to direct the underwriters to offer to each anchor investor such units. Assuming the anchor investors purchase the units in which they have expressed an interest, we have agreed to issue to the anchor investors 1,250,000 shares of our Class B ordinary shares. Jorge de Pablo, our Chief Executive Officer and a member of our Board of Directors, has more than 20 years of experience in public and private investments and operations across Ibero-America, with a focus on energy, real estate and mobility. Mr. de Pablo is the founder of LAIG Investments, or LAIG, an investment company focused on the energy and mobility sectors across Ibero-America, and currently serves as its Managing Partner. Since 2008, LAIG has executed 15 private equity transactions with a total value of $3.5bn; Carlos N. Guimaraes, our Chairman of the Board of Directors, has more than 40 years experience in investment banking in Latin America. Mr. Guimaraes has served as the Chairman of LAIG since 2009, and as the Chairman of the Board of WiseHood International; Our sponsor is managed by affiliates of LAIG and includes affiliates of each of Fir Tree Capital Management, LP and i(x) Investments as passive financial partners; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; If we have not completed our initial business combination within such 24-month period or during any Extension Period, we will: (1) cease all operations except for the purpose of winding up; (2) as promptly as reasonably possible but not more than 10 business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay winding up and dissolution expenses and which interest shall be net of taxes payable); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.00 per public share; Aug 23 2023 filed PRE14a to extend deadline to July 8 2024; Aug 24 2023 signed a non-binding letter of intent for a business combination with a leading and well-established advanced biofuels company in Latin America; Sept 8 2023 filed PRER14a to extend deadline to July 8 2024; Sept 11 2023 filed DEF14a to extend deadline to July 8 2024, vote Oct 6, NAV $10.48; Oct 6 2023 stockholders approved deadline extension to Feb 8 2024, 24.3 million shares (70.4%) redeemed, 10.2 million shares remain; Dec 28 2023 filed PRE14a to extend deadline to June 8 2024; Jan 12 2024 filed DEF14a to extend deadline to June 8 2024, vote Feb 2, NAV $10.69;
7.00000
1.000
CS / BTIG
Jorge de Pablo, Carlos Guimaraes
Sustainability Ibero-America
Cayman
https://www.sec.gov/Archives/edgar/data/1850502/000114036121034017/nt10021332x21_424b4.htm
936
10.870
10.800
0.02333
0.000
151
2024-05-01
GATE
GATEU US Equity
GATEW US Equity
Marblegate Acquisition
2021-10-01
2024-10-05
6771365.00
637605.00
10.620
2023-12-22
0.123
0.275
10.743
10.895
-0.011
6.631
0.333
0.485
-0.03193
-0.03535
159
0.11011
0.11256
0.12163
300.00000
0.500
Each unit consists of one of the Companys shares of Class A common stock and one-half of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any stage of its corporate evolution or in any industry or sector, it currently intends to concentrate its efforts on identifying high quality businesses that have recently undergone a restructuring. The Company is led by Chief Executive Officer Andrew Milgram; Up to 18 qualified institutional buyers or institutional accredited investors which are not affiliated with us, our sponsor, our directors or any member of our management, and which we refer to as the anchor investors throughout this prospectus, have each expressed to us an interest in purchasing units in this offering (with up to 11 of these anchor investors each having expressed to us an interest in purchasing up to 1,470,000 units in this offering, up to 5 of these anchor investors each having expressed to us an interest in purchasing up to 2,970,000 units in this offering, and up to 2 of these anchor investors each having expressed to us an interest in purchasing up to 750,000 units in this offering) at the offering price of $10.00. Subject to each anchor investor purchasing 100% of the units allocated to it, in connection with the closing of this offering our sponsor will sell up to an aggregate of 2,475,000 founder shares (112,500 founder shares to each anchor investor that has expressed an interest in purchasing up to 1,470,000 units, 225,000 founder shares to each anchor investor that has expressed an interest in purchasing up to 2,970,000 units, and 56,250 founder shares to each anchor investor that has expressed an interest in purchasing up to 750,000 units) to the anchor investors at their original purchase price of approximately $0.002 per share; Marblegate is an alternative investment firm founded in 2008 to capitalize on corporate restructuring opportunities. As of August 1, 2021 Marblegate managed approximately $2.3 billion across multiple funds, primarily for institutional clients such as pension funds, endowments, foundations, family offices, funds of funds and high net worth individuals. As of June 30, 2021, Marblegate has invested approximately $3.9 billion across multiple industries since the launch of its first fund in 2009; Andrew Milgram is our Chief Executive Officer and an executive director. Since August 2008, he has served as the managing partner of Marblegate, which he co-founded. Prior to forming Marblegate, Mr. Milgram was a Principal at Epic Asset Management, where he was responsible for generating, evaluating, executing and managing investments in a portfolio of distressed and special situation assets across a variety of industry sectors; Paul Arrouet is our President and an executive director. Since 2008, he has also served as a Managing Partner of Marblegate, which he co-founded. Prior to forming Marblegate, Mr. Arrouet spent six years as Senior Managing Director as well as a twelve years as distressed specialist in the Distressed/High Yield Trading & Sales Department at Bear Stearns & Co; Harvey Golub will serve as our Chairman of the Board following the completion of this offering. In early 2001, Mr. Golub retired as CEO and chairman of American Express. Currently, Mr. Golub is the non-executive chairman of the board of Dynasty Financial Partners. He also serves on the board of Pagaya Technologies, Ltd; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 15-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.05 per public share; Nov 9 2022 filed DEF14a to extend deadline to July 5 2023, vote Dec 2, NAV $10.10, 28,989,609 shares (96.6%) redeemed, 1 million shares remain, NAV $10.12; May 19 2023 filed PRE14a to extend deadline to Jan 5 2024; June 1 2023 filed PRER14a to extend deadline to Jan 5 2024; June 5 2023 filed DEF14a to extend deadline to Jan 5 2024, vote June 27; June 21 2023 announced will not use trust account to cover potential excise tax; GATE stockholders approved deadline extension to Jan 5 2024, 244k shares (24.4%) redeemed, 766k shares remain, NAV $10.29;Nov 15 2023 filed PRE14a to extend deadline to Oct 5 2024, NAV $10.40; Nov 28 2023 filed DEF14a to e
9.10000
Cantor
Harvey Golub, Andrew Milgram, Paul Arrouet
Restructuring
Delaware
Marblegate Capit
2023-02-21 00:00
Feb 21 2023 announced a business combination with Marblegate Capital;
https://www.sec.gov/Archives/edgar/data/1838513/000119312521290968/d165246d424b4.htm
941
508
10.400
10.363
0.03033
0.000
152
2024-05-01
HCVI
HCVIU US Equity
HCVIW US Equity
Hennessy Capital Investment VI
2021-09-29
2024-09-30
55270908.00
5268914.00
10.490
2024-01-10
0.104
0.249
10.594
10.739
0.001
55.324
0.104
0.249
-0.00884
-0.00884
154
0.05710
0.05472
0.05472
300.00000
0.333
Each unit consists of one share of the Companys Class A common stock and one-third of one redeemable warrant, each whole warrant enabling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company is a blank check company founded by Daniel J. Hennessy and formed for the purpose of entering into a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses. While the Company may pursue an initial business combination target in any business, industry, sector or geographical location, it intends to focus its search on target businesses in the industrial technology sector; Our direct anchor investors, our other anchor investors and a strategic investment fund that is focused on end-markets similar to those on which the Company intends to concentrate, which we refer to as the strategic anchor investor throughout this prospectus, and which we refer to collectively with the direct anchor investors and our other anchor investors as our anchor investors, have expressed to us an interest to purchase an aggregate of $291.3 million, or 97.1%, of units in this offering at the offering price. At the closing of our initial business combination, our anchor investors will be entitled to purchase from our sponsor an aggregate of up to 46% of the number of founder shares outstanding upon the final closing of this offering, at a purchase price of approximately $0.002 per share. Anchor investors forfeit founder shares if they sell or redeem. In addition, our direct anchor investors have agreed that, if our sponsors managing member deems it necessary in order to facilitate an initial business combination for our sponsor to forfeit, transfer, exchange or amend the terms of all or any portion of its founder shares or private placement warrants or to enter into any other arrangements with respect to such securities, our direct anchor investors will be subject to the same changes on a pro rata basis. Nevertheless, our direct anchor investors will not be required to forfeit more than 75% of the founder shares to which they are entitled. However, there is no limit on the number of private placement warrants that our direct anchor investors may be required to forfeit to facilitate an initial business combination. Our sponsor will purchase 2,599,999 warrants (or 2,929,999 warrants if the underwriters option to purchase additional units is exercised in full) and our direct anchor investors and our other anchor investors will purchase 4,066,668 warrant; Since 2015, our management team has completed four business combinations with early- to late-stage industrial and industrial technology companies and has executed a definitive agreement for a business combination with a fifth company in this space that is expected to close in the second half of 2021. Our track record of bringing growth companies to the public markets is summarized below including initial public offering (IPO) year, SPAC size, and business combination target: Hennessy I (2014): $115mm SPAC IPO; merged with Blue Bird (NASDAQ: BLBD) in 2015. Hennessy II (2015): $200mm SPAC IPO; merged with Daseke (NASDAQ: DSKE) in 2017. Hennessy III (2017): $257mm SPAC IPO; merged with NRC Group in 2018. Hennessy IV (2019): $300mm SPAC IPO; merged with Canoo (NASDAQ: GOEV) in 2020. Hennessy V (2021): $345mm SPAC IPO; pursuing acquisition targets in the sustainable industrial technology and infrastructure industries; executed a definitive merger agreement on May 7, 2021 with PlusAI Corp; Our team is led by Daniel J. Hennessy, our Chairman and CEO, who is one of the longest tenured and most experienced SPAC sponsor executives; Gregory D. Ethridge, our President and Chief Operating Officer, currently serves as President and Chief Operating Officer of Hennessy V, and served as President, Chief Operating Officer and director of Hennessy IV from March 2019 until its business combination with Canoo Holdings Ltd, which closed on December 21, 2020, and continues to serve as a director of the surviving company, Canoo Inc. (NASDAQ: GOEV). He previously served as President of Matlin & Partners Acquisition Corporation, a SPAC which merged with U.S. Well Services, Inc. (NASDAQ: USWS) in November 2018; Warrants redeemable if stock >$10.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below: (1) $10.00 per public share; If we are unable to complete our initial business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of taxes payable and up to $100,000 of interest to pay dissolution expenses); Sept 7 2023 filed DEF14a to extend deadline to Jan 10 2024, vote Sept 27; Oct 2 2023 stockholders approved deadline extension to Jan
3.90000
1.500
Citi / Barclays
Daniel Hennessy, Gregory Ethridge
Industrial Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1842937/000121390021050781/f424b40921_hennessycap6.htm
943
10.500
10.500
0.01300
0.000
153
2024-05-01
BACA
BACA/U US Equity
BACAW US Equity
Berenson Acquisition I
2021-09-28
2024-09-30
10980848.00
1065468.00
10.306
2023-09-30
0.196
0.339
10.502
10.645
-0.015
11.070
0.102
0.245
-0.01069
154
0.05670
0.05911
250.00000
0.500
Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic location, although it intends to focus on businesses operating in the software and technology-enabled services industry with a total enterprise value in excess of $1 billion. Navigation Capital Partners, Inc. is a member of the Companys sponsor group; Up to 11 qualified institutional buyers or institutional accredited investors which are not affiliated with us, our sponsor, our directors or any member of our management, and which we refer to as the anchor investors throughout this prospectus, have expressed to us an interest in purchasing up to an aggregate of approximately 24,700,000 units in this offering at the offering price of $10.00, and such allocations will be determined by the underwriters. No anchor investor is expected to purchase more than 9.9% of the units in this offering (without giving effect to the over-allotment option). Each anchor investor has entered into separate investment agreements with us and our sponsor pursuant to which anchor investors agreed to purchase an aggregate of 1,872,159 founder shares. Further, the anchor investors are not required to (i) hold any units, shares of Class A common stock or warrants they may purchase in this offering or thereafter for any amount of time, (ii) vote any shares of Class A common stock they may own at the applicable time in favor of our initial business combination or (iii) refrain from exercising their right to redeem their public shares at the time of our initial business combination; We have entered into forward purchase agreements with one of our anchor investors and another institutional accredited investor that is not affiliated with our sponsor or any member of our management, which we refer to together as the forward purchase investors throughout this prospectus, under which the forward purchase investors may purchase up to an aggregate of 5,000,000 shares of our Class A common stock, which we refer to as the forward purchase shares throughout this prospectus, at a price of $10.00 per share as described in the forward purchase agreements, each in a private placement that will close immediately prior to the closing of our initial business combination; Our management team will consist of Jeffrey Berenson, our Chairman, Mohammed Ansari, our Chief Executive Officer and director, and Amir Hegazy, our Chief Financial Officer, who will be supported by the back office and administrative team of Berenson and Navigation Capital, our directors and our special advisor; Mr. Berenson has served as our Chairman since our inception in June 2021. Mr. Berenson co-founded Berenson Minella & Company in 1990, the predecessor firm to Berenson. Prior to founding Berenson, Mr. Berenson was, among other things, the head of Merrill Lynchs M&A Group and co-founder and co-head of its Merchant Banking Group. Mr. Berenson served as a director of Epoch (NASDAQ: EPHC) from 2004 until its sale to TD Bank Group in 2013, Noble Energy (NASDAQ: NBL) from 2005 until its sale to Chevron (NYSE: CVX) in 2020, Patina Oil and Gas Corp from 2002 until its sale to Noble Energy (NASDAQ: NBL) in 2005; Mr. Ansari has served as our Chief Executive Officer since our inception in June 2021 and as our director since September 2021. Mr. Ansari is the President and Senior Managing Partner of Berenson. He leads Berensons principal investing business and has completed over 100 principal investments and investment banking transactions since joining the firm. Mr. Ansari joined Berenson in 1997 from Salomon Brothers, where he worked in mergers and acquisitions advisory for major U.S. and Canadian corporations in the New York and Toronto office; Warrants redeemable if stock >$10.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (i) in connection with a stockholder meeting called to approve the business combination; or (ii) by means of a tender offer; Our amended and restated certificate of incorporation will provide that we will have only 18 months from the closing of this offering to complete our initial business combination. If we have not completed our initial business combination within such 24-month period or during any Extension Period, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem 100% of the public shares, at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; Nov 21 2022 filed DEF14a to
7.00000
1.000
BofA / Wells
Jeffrey Berenson, Mohammed Ansari
Software
Delaware
Custom Health
2023-12-22 00:00
Dec 22 2023 announced a business combination with Custom Health, which provides a comprehensive technology-enabled medication management and managed care solution, resulting in 98% medication adherence for its patients across the United States and Canada; Under the Proposed Transaction terms, Custom Health will combine with BACA and become a publicly-listed entity trading on the NYSE under its existing name. The Proposed Transaction implies a $185 million pre-money equity value for Custom Health and is expected to provide the Company with access to cash remaining in BACAs trust account post redemptions and potentially additional contemplated financing. Proceeds from the Proposed Transaction and related financing are expected to be used to fuel organic growth and allow Custom Health to continue to execute on its proven add-on acquisition strategy; The Proposed Transaction will require approval of both the stockholders of BACA and Custom Health and is expected to close during the second quarter of 2024, subject to the satisfaction of customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1869673/000119312521286159/d194714d424b4.htm
944
815
10.390
0.02800
https://www.sec.gov/Archives/edgar/data/1869673/000119312524003595/d39971dex991.htm
0.000
154
2024-05-01
DSAQ
DSAQ/U US Equity
DSAQW US Equity
Direct Selling Acquisition
2021-09-24
2025-03-28
30380678.00
2722283.00
11.160
2024-04-01
0.028
0.362
11.188
11.522
0.000
30.544
-0.032
0.302
0.00285
-0.01681
333
0.02952
0.02952
0.05211
200.00000
0.500
Each unit consists of one share of Class A common stock of the Company and one-half of one redeemable warrant with each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination with a company in any sector or geography, it intends to focus its search on domestically based businesses within the direct selling industry; Dave Wentz serves as the Chairman and Chief Executive Officer of Direct Selling Acquisition Corp. He is the former Chief Executive Officer of USANA Health Sciences, Inc. (NYSE: USNA), a direct seller of science-based nutritional and personal care products; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable and less up to $100,000 to pay dissolution expenses), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; If we are unable to complete our initial business combination within such 15-month period (or 18-month period, if we extend the time to complete a business combination as described in this prospectus), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable and less up to $100,000 to pay dissolution expenses). In order to extend the time available for us to consummate our initial business combination pursuant to this provision, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for a three-month extension $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case); Feb 17 2023 filed PRE14a to extend deadline to Mar 28 2024; Mar 2 2023 filed DEF14a to extend deadline to June 28 2023 + 9 months, vote Mar 22, NAV $10.41, trust account will not be used to cover potential excise tax; Mar 23 2023 adjourned extension vote to Mar 24, 18.5 million shares tendered for redemption; Mar 28 2023 DSAQ stockholders approved deadline extension to June 28 2023, 17.4 million shares (75.7%) redeemed, 5.6 million shares remain, NAV $10.48; Feb 23 2024 filed PRE14a to extend deadline to Mar 28 2025; Mar 5 2024 filed DEF14a to extend deadline to Mar 28 2025, vote Mar 21; Mar 20 2024 announced 3.7 million shares (65.3%) were tendered for redemption; Mar 22 2024 adjourned extension vote to Mar 27; Mar 27 2024 adjourned extension vote to Mar 28; Apr 1 2024 stockholders approved deadline extension to Mar 28 2025, 2.9 million shares redeemed, 2.7 million shares remain, NAV $11.16;
10.50000
1.000
BTIG
Dave Wentz
Direct selling
Delaware
Hunch Mobility
2024-01-18 00:00
Jan 18 2024 announced a business combination with FlyBlade (India) Private Limited (Hunch Mobility or the Company), a leading provider of urban air mobility in the Indian subcontinent; Hunch Mobility is an urban air mobility (UAM) platform dedicated to providing by-the-seat short distance air mobility services in India. The Company has operated more than 1,626 flights with an approximately 43% repeat flying rate and has launched its services in two states in India: Maharashtra and Karnataka; The Combined Company is expected to have an estimated post-transaction enterprise value of $223 million, assuming no redemptions by DSAQs public stockholders. Proceeds from the transaction, before the payment of certain transaction expenses, will comprise up to $63 million of cash held in DSAQs trust account before redemptions, with approximately $48 million in net cash on the balance sheet to fund growth, assuming no redemptions by DSAQs public stockholders. The transaction does not include a minimum cash condition, but does include capital commitments of $20 million from Investor. Investors $20 million investment includes $10 million of equity purchases in DSAQ previously made in the open market subject to non-redemption, $3 million in the form of promissory notes convertible into convertible preferred shares to be funded in three equal monthly installments, with the first $1 million promissory note being issued at signing, and $7 million of convertible preferred shares that will be funded at the closing of the transaction. Hunch Ventures has committed to investing $3 million in the form of convertible preferred shares of PubCo. Hunch Ventures investment and Investors investments other than convertible notes are subject to certain waivable conditions; DSAQ and Hunch Mobilitys respective boards of directors have unanimously approved the transaction, which is expected to close in 2024, subject to regulatory and stockholder approvals;
https://www.sec.gov/Archives/edgar/data/1871745/000119312521284292/d195320d424b4.htm
948
846
11.220
11.000
0.05250
https://www.sec.gov/Archives/edgar/data/1871745/000119312524009752/d113901dex992.htm
0.000
155
2024-05-01
HHGC
HHGCU US Equity
HHGCW US Equity
HHG Capital Corp
2021-09-21
2024-05-23
36352348.00
3323561.00
10.938
2023-12-31
0.153
0.184
11.091
11.121
37.589
-0.209
-0.179
0.01976
0.02788
24
-0.21512
-0.31355
50.00000
1.000
Each unit has an offering price of $10.00 and consists of one ordinary share, one redeemable warrant and one right to receive one-tenth (1/10) of an ordinary share upon the consummation of an initial business combination. Each redeemable warrant entitles the holder thereof to purchase three-fourths (3/4) of one ordinary share, and each ten rights entitle the holder thereof to receive one ordinary share at the closing of a business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region. However, we shall not undertake our initial business combination with any entity with its principal business operations in China (including Hong Kong); The Company is led by Chee Shiong (Keith) Kok, the Companys Chief Executive Officer, and Shuk Man (Lora) Chan, the Companys Chief Financial Officer; We will have until 12 months from the consummation of this offering to consummate our initial business combination (such period may be extended by the Companys shareholders in accordance with our amended and restated memorandum and articles of association). If we have filed a proxy statement, registration statement or similar filing for an initial business combination within 12 months from the consummation of this offering but have not completed the initial business combination within such 12-month period, the Combination Period will be extended by an additional three months for a total of up to 15 months; such extension will not require the deposit of any additional funds into the trust account. If we anticipate that we may not be able to consummate our initial business combination (i) within 12 months in the situation that we have not filed a proxy statement, registration statement or similar filing for an initial business combination within such 12-month period, or (ii) within 15 months in the situation that we have filed within such 12-month period, we may, but are not obligated to, extend the Combination Period up to two times by an additional three months each time for a total of up to 18 months or 21 months, respectively, by depositing into the trust account for each three month extension $500,000, or $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case); Mr. Chee Shiong (Keith) Kok has been our director and Chief Executive Officer since June 2021. Mr. Kok has over two decades of experience in finance, mergers & acquisitions, risk management, business strategy integrations, divestitures, and hands-on operational expertise with extensive government and business network, particularly in Asia. Since September 2019, Mr. Kok has been serving as the director and the chief executive officer of EPL Exhibition Sdn. Bhd., an exhibition organizer; We will either (i) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (ii) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$18.00; In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.10 per share); As described above, if we fail to consummate a business combination within 12 months (or 15 months or up to 21 months if we extend such period, as described in more detail in this prospectus) from the consummation of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Aug 29 2022 filed DEF14a to extend deadline to Sept 23 203, vote Sept 19; Apr 21 2023 HHGC extended deadline to May 23 2023, added $0.0333 to trust account; Sept 1 2023 filed PRER14a to extend deadline to Sept 23 2024, vote in Sept; Sept 5 2023 filed DEF14a to extend deadline to Sept 23 2024, vote Sept 21, NAV $10.55; Sept 25 2023 stockholders approved deadline extension to Sept 23 2024, 33k shares (1.0%) redeemed, 3.3 million shares remain, NAV $10.61, extended deadline to Oct 23 2023; Jan 23 2024 extended deadline to Feb 23 2024, added $0.0333 per share to trust account; Apr 24 2024 extended deadline to May 23 2024, added $0.0333 per share to trust account;
2.37000
EF Hutton / Brookline
Chee Shiong (Keith) Kok
Diversified (ex China)
BVI
Perfect Hexagon
2023-08-03 00:00
Aug 3 2023 announced a business combination with Perfect Hexagon Group Limited ("PH"), a company engaging in the trading of commodities, specifically in precious metals; Upon the transactions closing, expected to be completed in the fourth quarter of 2023, the combined company will be named Perfect Hexagon Holdings Limited and listed on NASDAQ under the symbol "PHGL"; As part of the transaction, HHGC is seeking to secure additional investment proceeds from a private investment in public equity (PIPE); however, there can be no assurances that such investment will be available on terms acceptable to HHGC and PH;
https://www.sec.gov/Archives/edgar/data/1822886/000149315221023259/form424b4.htm
951
681
11.310
11.400
0.04740
1.000
0.152
156
2024-05-01
WINV
WINVU US Equity
WINVW US Equity
WinVest Acquisition
2021-09-15
2024-05-17
12484412.00
1143123.00
10.921
2023-12-31
0.118
0.135
11.039
11.057
-0.013
12.666
-0.041
-0.023
0.00371
0.14956
18
-0.04187
-0.04187
-0.93882
100.00000
1.000
Each unit consists of one share of common stock, one right and one redeemable warrant. Each right entitles the holder thereof to receive one-fifteenth (1/15) of one share of common stock upon the consummation of an initial business combination and each redeemable warrant entitles the holder thereof to purchase one-half (1/2) of one share of common stock at $11.50 per whole share; WinVest Acquisition Corp. intends to focus its initial search on target businesses in the financial services industry, with a particular focus on financial media, brokerage, banking, investing, and wealth management; Concurrent with the completion of our initial business combination, as described further below, we currently intend to combine with Insight Guru Inc., a business and financial information technology company (doing business as Trefis), which we refer to as Trefis, owner of www.Trefis.com and other proprietary machine learning algorithms, databases, methodologies, and related technologies, which is partially owned by members of our sponsor, WinVest SPAC LLC, and certain members of our board of directors (including our Chief Executive Officer); Manish Jhunjhunwala, our Chief Executive Officer, Chief Financial Officer, director and one of our founders, currently serves as the Chief Executive Officer for Trefis. In this role, Mr. Jhunjhunwala is responsible for all strategic initiatives and operations of Trefis and was the visionary behind its creation and implementation; We will have until 15 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board of directors if requested by WinVest SPAC LLC, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 21 months to complete a business combination), subject to the deposit of additional funds into the trust account by our sponsor or its affiliates or designees. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $2,000,000 or $2,300,000 if the underwriters over-allotment option is exercised in full), on or prior to the date of the applicable deadline, for each three month extension; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of amount required to pay our income and franchise taxes), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer; Warrants redeemable if stock >$16.50; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; In connection with our redemption of 100% of our outstanding public shares, each holder will receive an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.10 per share); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Nov 8 2022 filed DEF14a to extend deadline to Jan 17 2023 (+5 months), vote Nov 30, NAV $10.18, 9,606,887 shares (83.5%) redeemed, 1.9 million shares remain, Nav $10.20; Jan 13 2023 extended deadline to Feb 17 2023, added $125k to trust account; Mar 14 2023 WINV extended deadline to Apr 17 2023, added $125k to trust account; Apr 14 2023 extended deadline to May 17 2023, added $125k to trust account; May 5 2023 filed PRE14a to extend deadline to July 17 2023, vote June 12; May 16 2023 filed PRER14a to extend deadline to July 17 2023 + 5 months, vote June 12, NAV $10.71; May 17 2023 filed DEF14a to extend deadline to July 17 2023 + 5 months, vote June 12, NAV $10.71; May 19 2023 filed DEFR14a to extend deadline to July 17 2023 + 5 months, vote June 12, NAV $10.68; July 14 2023 extended deadline to Aug 17 2023, added $65k to trust account; Aug 14 2023 extended deadline to Sept 17 2023, added $65k to trust account; Sept 14 2023 extended deadline to Oct 17 2023, added $65k to trust account; Oct 13 2023 extended deadline to Nov 17 2023, added $65k to trust account; Nov 3 2023 filed PRE14a to extend deadline to Jan 17 2024; Nov 13 2023 extended deadline to Dec 17 2023, added $65k to trust account, filed DEF14a to extend deadline to Jan 17 2024 + 5 months, vote Nov 30, NAV $10.92, trust account wil
5.00000
0.500
Chardan
Manish Jhunjhunwala
Financial Services
Delaware
https://www.sec.gov/Archives/edgar/data/1854463/000149315221022931/form424b4.htm
957
11.080
12.690
0.05000
1.000
0.050
157
2024-05-01
BNIX
BNIXU US Equity
BNIXW US Equity
Bannix Acquisition
2021-09-10
2024-05-14
17169640.00
1557747.00
11.022
2024-03-12
0.048
0.062
11.070
11.084
0.000
17.198
0.150
0.164
-0.00267
15
0.43867
0.10272
60.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of our common stock, one right, which we refer throughout this prospectus as rights and one redeemable warrant. Each right entitles the holder thereof to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination, as described in more detail in this prospectus. We will not issue fractional shares. As a result, you must have 10 rights to receive a share of common stock at the closing of the initial business combination. Each warrant entitles the holder thereof to purchase one share of our common stock at a price of $11.50 per share; While we may pursue an initial business combination target in any business, industry or geographical location, we intend to focus our search on businesses in the customer engagement sector of telecommunications, retail and financial services; Subash Menon is CEO and Co-founder of Pelatro (LON: PTRO), a Customer Engagement enterprise software company listed on the Alternative Investment Market (AIM) and the London Stock Exchange; We will have 15 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board of directors if requested by our initial stockholders, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 21 months to complete an initial business combination), subject to the sponsors depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination, our initial stockholders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $1,200,000 (or $1,380,000 if the underwriters over-allotment option is exercised in full), or approximately $0.20 per share. In the event that we receive notice from our sponsors five days prior to the applicable deadline of its wish for us to effect an extension; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share, subject to increase of up to an additional approximately $0.20 per share of common stock in the event that our sponsors elect to extend the period of time to consummate an initial business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; We will have only 15 months (or up to 21 months from the closing of this offering if we extend the period of time to consummate an initial business combination, as described in more detail in this prospectus) from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses); Our sponsors have agreed that they will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share; Feb 6 2023 filed PRE14a to extend deadline to June 14 2023 + 12 months; Feb 17 2023 filed PRER14a to extend deadline to Mar 14 2024; Feb 22 2023 filed DEF14a to extend deadline to June 14 2024, vote Mar 8, NAV $10.35; Mar2 2023 BNIX announced that trust account will not be used to cover potential excise tax; Mar 14 2023 extended deadline to Apr 14 2023, added $75k to trust account; Apr 14 2023 extended deadline to May 14 2023, added $75k to trust account; June 12 2023 extended deadline to July 14 2023, added $75k to trust account; July 14 2023 extended deadline to Aug 14 2023, added $75k to trust account; Aug 14 2023 extended deadline to Sept 14 2023, added $75k to trust account; Sept 14 2023 extended deadline to Oct 14 2023, added $75k to trust account; Oct 17 2023 extended deadline to Nov 14 2023, added $75k to trust account; Oct 25 2023 filed PRE14a for EVIE Autonomous Automotive deal, NAV $10.85; Oct 26 2023 filed PREM14a for EVIE Autonomous Automotive deal, NAV $10.85; Nov 16 2023 extended deadline to Dec 14 2023, added $75k to trust account; Dec 14 2023 extended deadline to Jan 14 2024, added $75k to trust account; Dec 19 2023 filed PRER14a for EVIE Autonomous deal, NAV $10.86; Jan 22 2024 filed PRE14a to extend deadline to Sept 14 2024; Jan 25 2024 filed PRER14a for EVIE Autonomous deal, NAV $10.89; Feb 8 2024 filed PRER14a to extend deadline to Sept 14 2024; Feb 16 2024 filed DEF14a to extend deadline to Sept 14 2024, vote Mar 8, NAV $10.99; Feb 20 2024 extended deadline to
2.40000
I-Bankers
Subash Menon, Sudeesh Yezhuvath
Telecom / Retail / Financial
Delaware
VisionWave Techn
2024-03-27 00:00
Mar 27 2024 announced a business combination with VisionWave Technologies Inc.;
https://www.sec.gov/Archives/edgar/data/1845942/000157570521000635/bannix_424.htm
962
929
11.040
0.04000
1.000
0.230
158
2024-05-01
FHLT
FHLTU US Equity
FHLTW US Equity
Future Health ESG
2021-09-10
2024-12-31
10019983.00
936447.00
10.700
2024-01-04
0.111
0.348
10.811
11.048
0.016
11.706
-0.669
-0.432
0.15618
0.03131
246
-0.05535
-0.01357
200.00000
0.500
Each unit consists of one share of common stock and one-half of one redeemable warrant, with each warrant entitling the holder to purchase one share of common stock at a price of $11.50 per share; While we may pursue an initial business combination opportunity in any industry or geographical location, we intend to capitalize on our management teams background and experience to identify promising opportunities that are at the forefront of smart health technology and are enabling innovative solutions that support the transformation to value-based, precision healthcare. Specifically, we are pursuing scale-up stage operating companies that leverage modern data science to make healthcare more effective, personalized, and cost efficient; Twelve qualified institutional buyers or institutional accredited investors (who are not affiliated with any member of our management team), whom we refer to as the anchor investors, have expressed interest to purchase an aggregate of 19,480,000 of the units to be sold in this offering (approximately 97.4% of the units to be sold in this offering). We have instructed the underwriters to allocate units to the anchor investors pursuant to their respective expressions of interest, however, there can be no assurance that the anchor investors will acquire any units in this offering, or as to the amount of such units the anchor investors will retain, if any, prior to or upon the consummation of our initial business combination. Further, each anchor investor that purchases units in this offering will purchase a pro-rata portion of 1,229,798 founder shares from MB Equity, LLC, an affiliate of Bradley Bostic, our Chief Executive Officer and a director, and Travis Morgan, our Chief Financial Officer and a director, at a price of $0.0058 per share; From its inception in March 2020 until January 2021, Brad served as a co-founder and Board of Directors member of Novus Capital Corporation, which combined with agtech pioneer AppHarvest (NASDAQ: APPH; APPHW) funding the deployment of disruptive controlled environment farming technology to grow pesticide-free fruits and vegetables. Mr. Bostic has served as the Chairman and Chief Executive Officer of hc1.com, Inc. since founding the company in 2011; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; If we have not completed our initial business combination within such 15-month period or during any Extension Period, we will: (1) cease all operations except for the purpose of winding up; (2) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses); Future Health ESG Associates 1, LLC has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below: (1) $10.05 per public share; June 14 2022 announced a business combination with Excelera DCE ("Excelera" or the "Company"), a leading Accountable Care Organization and AI Platform; $459 million enterprise value; Certain existing shareholders have fully subscribed to a $100 million PIPE at $11 per share, and a forward purchase agreement to acquire an additional $20 million of FHLT shares on the open market prior to closing; Symbol XLRA; Closing H2; Oct 31 2022 Excelera deal terminated; Nov 22 2022 filed DEF14a to extend deadline to Dec 31 2023, vote Dec 9, 18,408,463 (92.0%) shares redeemed, NAV $10.14; Dec 15 2023 filed DEF14a to extend deadline to Dec 31 2024, vote Dec 29, NAV $10.72; Feb 23 2024 sponsor sold its shares to Blufire Capital;
6.37500
1.000
Cantor
Bradley Bostic, Travis Morgan
Healthcare
Delaware
https://www.sec.gov/Archives/edgar/data/1851182/000110465921111735/tm219848d5_s1a.htm
962
12.500
11.150
0.03188
0.000
159
2024-05-01
INAQ
INAQU US Equity
INAQW US Equity
Insight Acquisition
2021-09-02
2024-06-07
10589998.00
1000945.00
10.580
2023-08-24
0.237
0.274
10.817
10.854
0.008
11.201
-0.133
-0.096
0.03453
-0.02927
39
-0.07942
0.36341
240.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50 per share; The Company intends to focus on businesses in the FinTech or financial services industry with an enterprise value of approximately $750 million to $1.5 billion, with particular emphasis on businesses that are providing or changing technology for traditional financial services (FinTech), those in the wealth, investment, asset management and insurance sectors, or certain types of technology companies that provide services to the FinTech or financial services companies; Up to 13 qualified institutional buyers or institutional accredited investors which are not affiliated with any member of our management, and which we refer to as the anchor investors throughout this prospectus, have each expressed to us an interest in purchasing up to 2,376,000 units in this offering at the offering price of $10.00, and such allocations will be determined by the underwriters. There can be no assurance that the anchor investors will acquire any units in this offering. Each anchor investor has entered into separate investment agreements with us and our sponsor pursuant to which each anchor investor agreed to purchase 75,000 or 150,000 founder shares, as the case may be, or an aggregate of 2,376,000 founder shares, from our sponsor at the closing of this offering; Jeffrey Gary, who is our CEO and CFO, is an officer and director of Fusion Acquisition Corp. On February 11, 2021, Fusion I entered into an agreement and plan of merger with MoneyLion Inc.; Michael Singer, our Executive Chairman, is the Managing Partner of Alternative Insight, LLC. In 2017, he formed Alternative Insight LLC to serve as management company for his investment management activities, directorships and consultancy. He was Executive Vice Chairman of the Board of Directors of National Holdings Corporation (Nasdaq: NHLD), which was sold to B. Riley Financial in February 2021. From 2012 to 2017, Mr. Singer was Chief Executive Officer and President of Ramius (Cowen Investment Management). Prior to that, he was Head of Alternative Investments at Third Avenue Management; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; If we are unable to complete our initial business combination within such 18-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); Jan 26 2023 signed LOI with Avila Energy; Feb 6 2023 filed PRE14a to extend deadline to June 7 2023 + 6 months, NAV $10.21; Feb 16 2023 filed DEF14a to extend deadline to Apr 7 2023 + 5 months, vote Mar 2, NAV $10.21; Feb 27 2023 announced trust account will not be used to cover potential excise tax; Mar 3 2023 extension vote Postponed to Mar 6; Apr 4 2023 INAQ announced a business combination with Avila Energy, an established producer, explorer, and developer of energy in Western Canada, after Jan 26 2023 signed a preliminary non-binding Letter of Intent with Avila Energy Corporation (CSE:VIK); The Company or a newly-formed company affiliated with the Company will combine with IAC so that all of the issued and outstanding securities of the Company and IAC will be exchanged for shares of the Surviving Company (as defined below) based on a fully diluted enterprise value of the Surviving Company of U.S. $185,280,000; Business combination anticipated to close in the 4th quarter of 2023; Based on the pricing of US$10.30 per share on March 30, 2023, the market value of the combined Company is estimated to be US$192.6 million (US$10.30 share price multiplied by approximately 18,705,000 shares outstanding on closing); Simultaneously with the execution of the business combination agreement, Insight and Avila entered into a prepaid forward purchase agreement with certain affiliates of Meteora Capital Partners (Meteora). Pursuant to the forward purchase agreement (FPSA), Meteora has committed to purchase up to 2,500,000 Class A common Insight Shares at approximately US $10.00 per share totaling US$25,000,000 (the Backstop) in advance of the consummation of the business combination; In addition to the forward purchase agreement, the business combination agreement provides that Avila and Insight will use commercially reasonable efforts to conduct a private placement of up to US$35,000,000 in Avilas convertible debentures prior to the closing of the Business Combination, that are to be priced within the context of the redemption price of the Insight shares in trust of US$10.00; Aug 11 2023 INAQ / Avila Energy deal terminated; Aug 11 2023 filed PRE14a to extend deadline to June 7 2024, vote in Sept; Aug 24 2023 filed DEF14a to extend deadline to June 7 2024, Vote Sept 6, NAV $10.58; Sept 8 2023 stockh
8.70000
1.000
Cantor
Michael Singer, Jeffrey Gary
Fintech
Delaware
Alpha Modus
2023-10-16 00:00
Oct 16 2023 announced a business combination with Alpha Modus, Corp. (Alpha Modus), a technology company with a core focus on artificial intelligence in retail; Alpha Modus develops data-driven technologies in retail to enhance consumers in-store experience at the point of decision. Since its launch in 2014, Alpha Modus has maintained its corporate mission of solving pain-points for retail businesses through providing actionable insights found in unstructured data. Alpha Modus intends to change the way brick and mortar businesses serve consumers through its robust portfolio of patented AI technology; The proposed Business Combination reflects an implied pro-forma enterprise value of approximately $175 million, plus a potential $22 million earn out for Alpha Modus stockholders and a $7.5 million earn out for Insights sponsor both payable through the issuance of the combined companys common stock valued at $10 per share and based on share price targets for the combined companys common stock; The Business Combination is not subject to a minimum cash closing condition;
https://www.sec.gov/Archives/edgar/data/1862463/000119312521264569/d81934d424b4.htm
970
774
11.190
10.500
0.03625
https://www.sec.gov/Archives/edgar/data/1862463/000121390024007119/ea192317-425_insightacq.htm
0.000
160
2024-05-01
CNDA
CNDA/U US Equity
CNDA/WS US Equity
Concord Acquisition II
2021-09-01
2024-06-03
153928848.00
14699019.00
10.472
2023-12-31
0.113
0.146
10.585
10.618
0.000
155.222
0.025
0.058
-0.00235
0.00521
35
0.05858
0.05858
-0.02155
250.00000
0.333
Each unit consists of one share of the Companys Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue a merger opportunity in any industry or sector, it intends to capitalize on the ability of its management team and sponsor to identify, acquire and manage a business in the financial services and financial technology sectors, including payments, enterprise software, and data analytics; Eight qualified institutional buyers or institutional accredited investors that are not affiliated with us, our sponsor, our directors or any member of our management, which we refer to throughout this prospectus as the anchor investors, have each expressed to us an interest in purchasing up to 9.9% of the units sold in this offering, at the offering price of $10.00, for an aggregate of up to $198.0 million of units in this offering. If each anchor investor acquires all of the units it has expressed an interest in purchasing, the anchor investors will collectively acquire 79.2% of the units sold in this offering, assuming the over-allotment option is not exercised. There can be no assurance that the anchor investors will acquire any units in this offering, or as to the amount of such units the anchor investors will retain, if any, prior to or upon the consummation of our initial business combination. In addition, none of the anchor investors has any obligation to vote any of their public shares in favor of our initial business combination. One or more of the anchor investors may also each purchase up to 75,000 private placement warrants concurrently with the closing of this offering. At the closing of our initial business combination, each of our anchor investors will be entitled to purchase from our sponsor 125,000 founder shares at their original purchase price of approximately $0.003 per share, or 1,250,000 founder shares in aggregate; Jeff Tuder serves as our Chief Executive Officer. Mr. Tuder is currently an Operating Partner of Atlas, having joined in September 2020. Previously, Mr. Tuder founded Tremson Capital Management, LLC to invest in undervalued public equities and to make private equity and credit investments in partnership with a number of family offices. Prior to founding Tremson, Mr. Tuder held various investment positions at JHL Capital Group, a multi-strategy hedge fund, KSA Capital Management, a deep value long/short equity fund, and CapitalSource Finance, where he was a Managing Director and Head of its Special Opportunity credit investment business. Mr. Tuder began his career as a private equity professional at Fortress Investment Group, where he underwrote and managed private equity investments for Fortress various investment vehicles; Bob Diamond serves as Chairman of our board of directors. Mr. Diamond is Founding Partner and Chief Executive Officer of Atlas Merchant Capital LLC. Until 2012, Mr. Diamond was Chief Executive of Barclays, having previously held the position of President of Barclays, responsible for Barclays Capital and Barclays Global Investors; Warrants redeemable if stock >$10.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest not previously released to us to pay our taxes (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; If we have not completed our initial business combination within such 24-month period or during any Extension Period, we will: (1) cease all operations except for the purpose of winding up; (2) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below: (1) $10.00 per public share; July 28 2023 filed PRE14a to extend deadline to June 3 2024, trust account will not be used to cover potential excise tax; Aug 9 2023 filed DEF14a to extend deadline to June 3 2024, vote Aug 29, NAV $10.34, trust account will not be used to cover potential excise tax; Sept 5 2023 stockholders approved deadline extension to June 3 2024, 13.3 million shares (47.5%) redeemed, 14.7 million shares remain, NAV $10.35;
7.50000
1.500
Citi / Cowen
Bob Diamond, Jeff Tuder
Fintech
Delaware
https://www.sec.gov/Archives/edgar/data/1851959/000110465921112557/tm2124568d2_424b3.htm
971
10.560
10.640
0.03000
0.000
161
2024-05-01
SWSS
SWSSU US Equity
SWSSW US Equity
Clean Energy Special Situations
2021-08-26
2024-05-28
20112768.00
1975714.00
10.180
2023-08-14
0.237
0.263
10.417
10.443
0.000
20.923
-0.093
-0.067
0.01663
29
-0.07705
150.00000
0.500
Each unit consists of one share of common stock and one-half of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of common stock at a price of $11.50 per share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region. The Company is led by Martin Gruschka, Chief Executive Officer and Director, Ignacio Casanova, Chief Financial Officer and Director, and Angel Pendas, Secretary and Director; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote); We will have up to 18 months from the closing of this offering to consummate an initial business combination. If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us (and less up to $100,000 for liquidation expenses). We expect the pro rata redemption price to be approximately $10.10 per share; In December 2020, we issued to EarlyBirdCapital and its designees an aggregate of 225,000 shares of common stock (after giving effect to the dividend referred to above), which we refer to throughout this prospectus as the EBC founder shares, at a price of $0.0001 per share. In July 2021, we issued an additional 150,000 EBC founder shares to EarlyBirdCapital and its designees at a price of $0.0001 per share; Warrants redeemable if stock >$18.00; Our anchor investors, who are members of our sponsor, have each expressed an interest to purchase units in this offering at varying amounts not exceeding 9.9% of the units subject to this offering. Certain of the anchor investors are receiving interests in our sponsor solely in consideration of this expression of interest, while other of the anchor investors are receiving a larger interest in our sponsor for also contributing funds for the private units being purchased by our sponsor. As a result, the anchor investors will be entitled to an indirect ownership interest in an aggregate of 1,994,415 founders shares and 407,368 private units held by our sponsor; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he is voting for or against such proposed business combination or does not vote at all, to demand that we convert his shares into a pro rata share of the trust account; If we are unable to complete an initial business combination by 18 months from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest not previously released to us (net of taxes payable and up to $100,000 of interest that may be released to us to pay liquidation expenses); If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.10; Feb 3 2023 filed DEF14a to extend deadline to Aug 28 2023, vote Feb 23, NAV $10.23, trust will not be used to cover any potential excise tax; Feb 23 2023 adjourned extension vote to Feb 27, 15,142,910 shares (88.2%) redeemed, 2 million shares remain, NAV $10.29; Aug 2 2023 changing the name of the Company from Springwater Special Situations Corp. to Clean Energy Special Situations Corp.; Aug 14 2023 filed DEF14a to extend deadline to May 28 2024, vote Aug 24, NAV $10.36; Aug 24 2023 revised NAV from $10.36 to $10.18, adjourned vote to Aug 28; Sept 1 2023 SWSS stockholders approved deadline extension to May 28 2024, no redemption figures given;
6.45000
EarlyBirdCapital
Martin Gruschka, Ignacio Casanova
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/1838000/000121390021043857/fs12021a5_springwaterspec.htm
977
10.590
0.04300
0.000
162
2024-05-01
AACI
AACIU US Equity
AACIW US Equity
Armada Acquisition I
2021-08-13
2024-08-17
15566203.00
1417687.00
10.980
2024-02-16
0.072
0.180
11.052
11.160
0.016
16.602
-0.648
-0.540
0.05960
-0.00380
110
-0.14501
0.04606
150.00000
0.500
Each unit consists of one share of common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of common stock at a price of $11.50 per share; While the Company may pursue an acquisition or business combination target in any business or industry, it intends to focus its search on a business in the financial technology industry, with an enterprise value of approximately $500 million to $1.0 billion, with particular emphasis on businesses that are providing digital, on-line, or mobile payment solutions, processing and gateway services, point-of-sale technology, consumer engagement platforms, and ecommerce or loyalty solutions; AACI is led by Stephen P. Herbert, Chief Executive Officer and Director, Douglas M. Lurio, President and Director, Mohammad A. Khan, Director, Thomas (Tad) A. Decker, Director, and Celso L. White, Director; Up to 10 qualified institutional buyers or institutional accredited investors, (none of which are affiliated with any member of our management, our sponsor or any other anchor investor), which we refer to as the anchor investors, have each expressed an interest to purchase up to 9.9% of the units sold in this offering (excluding any units sold upon exercise of the underwriters over-allotment option), or 1,485,000 units. In addition, none of the anchor investors has any obligation to vote any of their public shares in favor of our initial business combination. Subject to each anchor investor purchasing 100% of the units allocated to it, in connection with the closing of this offering, our sponsor will sell membership interests reflecting an allocation of 131,250 founder shares to each anchor investor, or an aggregate of 1,312,500 founder shares to all 10 anchor investors, at a purchase price of approximately $0.006 per share; Messrs. Stephen P. Herbert and Douglas M. Lurio, our Chief Executive Officer and President, respectively, have worked together in the FinTech space for over 25 years. From 1996 to 2019, the two worked together at USA Technologies, Inc. (which changed its name to Cantaloupe Inc. on April 15, 2021, NASDAQ: CTLP), a publicly traded FinTech company (USAT), of which Mr. Herbert served as Chairman and Chief Executive Officer for eight years (and as an executive officer prior thereto) and Mr. Lurio served as outside general counsel for 29 years; We will have until 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may extend the period of time to consummate a business combination for three months (for a total of 18 months to complete a business combination) without submitting such proposed extension to our stockholders for approval or offering our public stockholders redemption rights in connection therewith. Pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement between us and Continental Stock Transfer & Trust Company, in order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $1,500,000, or up to $1,725,000 if the underwriters over-allotment option is exercised in full, or $0.10 per share; If we are unable to consummate an initial business combination within the allocated time period, we will redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations, divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect the pro rata redemption price to be approximately $10.00 per share of common stock; Nov 11 2022 extended deadline to Feb 17 2023 for $1.5 million into trust; Dec 22 2022 filed PRE14a to extend deadline to Aug 17 2023; Jan 5 2023 filed DEF14a to extend deadline to Aug 17 2023, vote Jan 20, NAV $10.17; Jan 17 2023 filed DEFA14a, will pay excise tax with trust interest, NAV revised down to $10.10; Jan 19 2023 announced that it will not use trust accrued interest to pay excise tax, NAV readjusted back to $10.17; Jan 30 2023 postponed vote to Jan 31, NAV $10.17; Jan 31 2023 extension vote postponed to Feb 2, 11,491,148 shares (76.7%) redeemed, 3.5 million shares remain, NAV $10.17; July 5 2023 filed PRE14a to extend deadline to Feb 17 2024; July 17 2023 filed DEF14a to extend deadline to Feb 17 2024, vote Aug 2, NAV $10.59; Oct 17 2023 extended deadline to Nov 17 2023, added $71k to trust account; Dec 29 2023 filed PRE14a to extend deadline to Aug 17 2024; Jan 16 2024 filed DEF14a to extend deadline to Aug 17 2024, vote Feb 13, NAV $10.96, trust account will not be used to cover potential excise tax; Feb 13 2024 extension vote postponed to Feb 15; Feb 16 2024 stockholders approved deadline extension to Aug 17 2024, 946k shares redeemed, 1.4 million shares remain, NAV $10.98;
4.59500
Northland
Stephen Herbert, Douglas Lurio, Mohammad Khan
Fintech
Delaware
Rezolve
2021-12-17 00:00
Dec 17 2021 announced a business combination with Rezolve, a leader in mobile commerce and engagement; $1.8 billion enterprise value; The transaction is expected to result in $190 million in gross proceeds, including $150 million in trust (assuming no redemptions) and approximately $40 million of additional capital from Christian Angermayer and Betsy Cohen; Symbol ZONE; Valuation: 3.8x sales (2023E); 133% revenue CAGR (2021E-2024E);
https://www.sec.gov/Archives/edgar/data/1844817/000095015921000254/armada424b4.htm
990
126
11.711
11.010
0.03063
https://www.sec.gov/Archives/edgar/data/1844817/000095015921000359/ex99-3.htm
0.000
163
2024-05-01
KCGI
KCGI/U US Equity
KCGI/WS US Equity
Kensington Capital Acquisition V
2021-08-13
2024-08-17
49216720.00
4542733.00
10.834
2023-12-31
0.152
0.291
10.986
11.125
0.000
49.561
0.066
0.205
-0.00690
-0.01145
110
0.06358
0.06682
0.08320
240.00000
0.750
Each unit consists of one Class A ordinary share of the Company and three-fourths of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or sector, it intends to focus its search on companies in the North American and European industrials sector. The Company is led by Chairman and Chief Executive Officer, Justin Mirro, Vice Chairman and President, John Arney, Chief Financial Officer, Daniel Huber, Chief Technology Officer, Dr. Peter Goode, and Head of Business Development, Julian Ameler. The Companys independent directors include Anders Pettersson, Mitchell Quain, Mark Robertshaw, Nickolas Vande Steeg and William E. Kassling; Justin Mirro, our Chairman and Chief Executive Officer and Daniel Huber, our Chief Financial Officer served as Chairman and Chief Executive Officer and Chief Financial Officer, respectively, of Kensington Capital Acquisition Corp., or Kensington SPAC I, a blank check company that consummated its initial public offering in June 2020, and Anders Pettersson and Mitchell Quain, both of whom have agreed to serve on our board of directors, served on the board of directors of Kensington SPAC I. On November 25, 2020, Kensington SPAC I completed its initial business combination with QuantumScape Corporation. On June 9, 2021, Kensington SPAC II announced it had entered into a business combination agreement with Wall Box Chargers, S.L, a provider of electric vehicle (EV) charging solutions; Warrants redeemable if stock >$18.00; We will have until 12 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board of directors at the option of our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional 6 months (for a total of up to an additional 12 months from the closing of this offering), subject to our sponsor purchasing additional private placement warrants. Our shareholders will not be entitled to vote on or redeem their shares in connection with any such extension. Pursuant to the terms of our amended and restated memorandum and articles of association, in order to extend the period of time to consummate an initial business combination in such a manner, our sponsor must purchase an additional 3,200,000 private placement warrants, or up to 3,680,000 private placement warrants depending on the extent to which the underwriters over-allotment option is exercised, at a price of $0.75 per warrant, and deposit the $2,400,000, or up to $2,760,000 depending on the extent to which the underwriters over-allotment option is exercised, in proceeds into the trust account on or prior to the date of the applicable deadline, for each 6 month extension; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations, net of taxes payable, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (except for the companys independent registered public accounting firm) for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; Feb 5 2023 extended deadline to Aug 17 2023, added $2.76 million to trust account; Apr 6 2023 announced a business combination with Arrival (Nasdaq: ARVL), inventor of a unique new method of design and production of electric vehicles (EVs); $524 million enterprise value; reSPAC transaction; Upon closing, the combined companys ordinary shares are expected to be listed on Nasdaq under the ticker symbol "ARVL."; The boards of directors of both Kensington and Arrival have approved the proposed transaction, which is expected to be completed in the second half of 2023, subject to, among other things, approval by Kensingtons and Arrivals shareholders and the satisfaction or waiver of other conditions stated in the definitive documentation; Kensington shareholders will receive, for every one Kensington ordinary share, an amount of newly issued shares equal to $17.00 divided by Arrival shares 10-day volume-weighted average price (VWAP) for the 10 days preceding the fourth day prior to Kensingtons shareholder meeting; July 3 2023 ARVL / KCGI deal terminated; July 14 2023 filed PRE14a to extend deadline to May 17 2024; July 28 2023 filed DEF14a to extend deadline to Aug 17 2024, vote Aug 15, NAV $10.63; Aug 15 2023 KCGI stockholders approved deadline extension to Aug 17 2024, 23.1 million shares (83.7%) redeemed, 4.5 million shares remain, NAV $10.64;
7.50000
0.750
UBS / Stifel
Justin Mirro, John Arney, Daniel Huber
Industrial
Cayman
https://www.sec.gov/Archives/edgar/data/1865407/000119312521247492/d187525d424b4.htm
990
10.910
10.860
0.03125
0.000
164
2024-05-01
NOVV
NOVVU US Equity
NOVVW US Equity
Nova Vision Acquisition
2021-08-06
2024-05-10
18111630.00
1550297.00
11.683
2023-12-31
0.163
0.178
11.846
11.861
0.000
18.371
0.016
0.031
0.00032
-0.00896
11
0.09120
0.03172
0.40590
50.00000
1.000
Each unit consists of one ordinary share, one warrant to purchase one-half (1/2) of one share at $11.50 per whole share, and one right to receive one-tenth (1/10) of an ordinary share; Nova Vision Acquisition Corp. anticipates target companies that focus in the fintech, proptech, consumertech, and supply chain management industries or technology companies that serve these or other sectors. Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although we currently intend to direct part of our efforts in Asia (excluding China); Mr. Eric Ping Hang Wong has served as our Chief Executive Officer, Chief Financial Officer and Director since March 2021. Mr. Wong has more than 25 years of commercial experience in corporate finance, mergers and acquisitions, integrating and leading growth in public and private multinational companies. Mr. Wong currently serves as a senior advisor at Third Generation Capital Limited, a middle market corporate finance advisory firm specializing in the Asian market; Mr. Wing-Ho Ngan has served as our Chairman since March 2021. Mr. Ngan has over 20 years of experience in senior management positions in corporate, investment banking and entrepreneurship areas. Mr. Ngan is currently the chairman of QFPay Japan Inc, a leading digital payment company in Japan and global chief executive officer of ANA NEO Inc., a virtual entertainment company in Japan. Mr. Ngan started his investment banking career in 1999 at global investment banks including ABN AMRO, HSBC, Huatai International Financial Holdings, Lehman Brothers and UBS, and he last served as a managing director, Head of Asia Equity Capital Markets at Huatai International Financial Holdings; Poseidon Ocean Corporation is an advisor to our board of directors. Poseidon Ocean Corporation is controlled by Mr. Kin (Stephen) Sze. Mr. Sze has been serving as executive director at Silverbricks Asset Management Company Limited since July 2020; We will either (i) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (ii) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable; We will have until 12 months (or 15 months if we have filed a proxy statement, registration statement or similar filing for an initial business combination within 12 months from the consummation of this offering but have not completed the initial business combination within such 12-month period) from the consummation of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination (i) within 12 months in the situation that we have not filed a proxy statement, registration statement or similar filing for an initial business combination within such 12-month period, or (ii) within 15 months in the situation that we have filed within such 12-month period, we may, but are not obligated to, extend the Combination Period up to three times and two times respectively by an additional three months each time for a total of up to 21 months. In order to extend the Combination Period, our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three months extension, $500,000, or $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline, up to an aggregate of $1,500,000; If we are unable to consummate our initial business combination within the Combination Period, we will liquidate the trust account and distribute the proceeds held therein to our public shareholders by way of redeeming their shares and dissolve. If we are forced to liquidate, we anticipate that we would distribute to our public shareholders the amount in the trust account calculated as of the date that is two days prior to the distribution date (including any accrued interest); Warrants redeemable if stock >$16.50; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.10 per share); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Oct 27 2022 filed DEF14a to extend deadline to Aug 10 2023, vote Nov 9, NAV $10.26, 3,946,388 (68.6%) redeemed; Dec 9 2022 extended deadlin
2.86500
EF Hutton / Brookline
Wing-Ho Ngan, Eric Ping Hang Wong
Diversified Asia (ex China)
BVI
REAL Messenger
2023-03-28 00:00
Mar 28 2023 announced a business combination with REAL Messenger Holdings Limited (REAL Messenger or simply REAL), a social platform redefining the way we consume real estate content and focused on reinstating joy to the real estate journey; $150 million enterprise value; Proposed $20 million PIPE; Upon the transactions closing, expected to be completed in the third quarter of 2023, the combined company will be named Real Messenger and will be listed on NASDAQ under the symbol RMSG;
https://www.sec.gov/Archives/edgar/data/1858028/000149315221018878/form424b4.htm
997
599
11.850
11.740
0.05730
https://www.sec.gov/Archives/edgar/data/1858028/000149315223009178/ex99-1.htm
1.000
0.201
165
2024-05-01
ZLS
ZLSWU US Equity
ZLSWW US Equity
Zalatoris II Acquisition
2021-07-30
2024-08-03
69216840.00
6514674.00
10.625
2023-09-30
0.263
0.382
10.887
11.006
0.000
70.880
0.027
0.146
-0.00068
-0.00527
96
0.05222
0.04489
0.06335
200.00000
0.333
Each unit consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company is sponsored by XPAC Sponsor LLC, an affiliate of XP Inc. (NASDAQ:XP), a leading, technology-driven platform and trusted provider of financial products and services in Brazil. The Company, led by CEO and Chairman Chu Chiu Kong, CIO Guilherme Teixeira and CFO Fabio Kann, was formed for the purpose of effecting a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses. The Company intends to focus on businesses located in Brazil that are preferably in, but not limited to, the healthcare, financial services, education, consumer goods and retail and technology sectors; Mr. Kong is based in Brazil and has over 40 years of operational and investment experience in the country. During the last 25 years, he has led the operations of three private equity funds and executed several iconic transactions, including the investments in and successful exits of OdontoPrev S.A. (B3: ODPV3) (dentalcare insurance), Stone Co. (NASDAQ: STNE) (financial services) and XP Inc. (NASDAQ: XP) (financial services); Mr. Teixeira is based in Brazil and has over 15 years of equity investment and M&A experience across a wide range of industries. Mr. Teixeira is a partner of XP Inc. and a managing director of the Private Equity division. Previously he was a partner of Vinci Capital Partners (NASDAQ: VINP), a leading alternative asset manager in Brazil; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (which interest shall be net of taxes payable). The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; If we have not completed our initial business combination within such 24-month period or during any Extension Period, we will: (1) cease all operations except for the purpose of winding up; (2) as promptly as reasonably possible but not more than 10 business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.00 per public share; Apr 25 2022 announced a business combination with SuperBac Biotechnology Solutions S.A. (SuperBac), a leading biotech company in Brazil; $380 million enterprise value; Closing H2; 45% revenue CAGR (2020-2026E); Valuation: 8.8x EBITDA (2023E), 1.2x sales (2023E); May 4 2023 XPAX / SuperBac deal terminated; May 8 2023 filed PRE14a to extend deadline; June 28 2023 filed PRE14a to extend deadline to Aug 3 2024, Vote in July; July 10 2023 filed DEF14a to extend deadline to Aug 3 2024, vote July 27, change name to Zalatoris II Acquisition, NAV $10.37, sponsor sold its shares and warrants to J. Streicher Holdings for $250k; Sept 6 2023 extended deadline to Oct 3 2023, added $100k to trust account; Oct 5 2023 extended deadline to Nov 3 2023, added $100k to trust account; Nov 6 2023 extended deadline to Dec 3 2023, added $100k to trust account; Dec 8 2023 filed DEF14a for AGM, postponed AGM to Dec 29; Jan 4 2024 extended deadline to Feb 3 2024, added $100k to trust account; Feb 8 2024 extended deadline to Mar 3 2024, added $100k to trust account; Mar 11 2024 extended deadline to Apr 3 2024, added $100k to trust account;
6.00000
1.500
Citi
Chu Chiu Kong, Guilherme Teixeira, XP
Diversified Brazil
Cayman
Eco Modular
2023-12-05 00:00
Dec 5 2023 announced a business combination with Ascotway Ltd, operating as Eco Modular, a pioneer in Turnkey and Offsite Modular Manufacturing; $600 million enterprise value; The transformative merger is poised to position Eco Modular as a publicly traded company on NASDAQ under the Ticker Symbol EMOD; The anticipated closing is set for the first quarter of 2024, subject to regulatory approvals and customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1853397/000110465921098738/tm2111449-13_424b4.htm
1004
858
10.880
10.830
0.03000
0.000
166
2024-05-01
IMAQ
IMAQU US Equity
IMAQW US Equity
International Media Acquisition
2021-07-29
2024-05-02
11220553.00
975530.00
11.502
2023-12-19
0.136
0.139
11.638
11.641
0.000
11.126
0.238
0.241
-0.02005
-0.05399
3
11.80494
200.00000
0.750
Each unit consists of one share of common stock, one right to receive one-twentieth (1/20) of one share of common stock upon the consummation of an initial business combination, and one redeemable warrant to purchase three-fourths (3/4) of one share of common stock at a price of $11.50 per whole share; IMAC is led by founder Shibasish Sarkar (CEO). IMAC is a blank check company formed for the purpose of effecting a business combination with one or more businesses. Although there is no restriction or limitation on what industry or geographic region its target operates in, IMAC intends to pursue prospective targets in North America, Europe and Asia (excluding China) in the media and entertainment industry. The proceeds of the offering will be used to fund such business combination; Since January 2019, Mr. Sarkar has been the Group CEO at Reliance Entertainment and was Group COO from September 2015 to December 2018. Reliance Entertainment is a part of the Reliance ADA Group, a leading private sector business serving over 250 million customers across financial services, infrastructure, power, telecommunications, media and entertainment, and healthcare sectors. Mr. Sarkar is also a member of the senior leadership team of Reliance ADA Group and serves as a director on the board of various Reliance ADA Group companies; We will have until 12 months (or up to 18 months if our time to complete a business combination is extended as described herein) from the closing of this offering to consummate our initial business combination, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $4,000,000 or $4,600,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline, for each three month extension; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to convert their shares, regardless of whether they vote or vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$16.50; If we are unable to complete our initial business combination within 12 months (or up to 18 months if our time to complete a business combination is extended as described herein) from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares for a pro rata portion of the funds held in the trust account, which redemption will completely extinguish public stockholders rights as stockholders (including the right to receive further liquidation distributions, if any), subject to applicable law, and (iii) as promptly as reasonably possible following such redemption, subject to the approval of our remaining holders of common stock and our board of directors, dissolve and liquidate; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.00; July 7 2022 filed DEF14a to reduce extension payment from $2.3 million to $350k, vote July 26, 20,858,105 shares (90.7%) redeemed; Dec 1 2022 filed PRE14a to extend deadline to Aug 2 2023, vote in 2022; Jan 9 2023 filed DEF14a to extend deadline to May 2 2023, vote Jan 26, NAV $10.33; Jan 26 2023 extension vote adjourned to Jan 27, 169k shares (7.9%) redeemed, 2.0 million shares remain; June 29 2023 filed DEF14a to extend deadline to Aug 2 2024, vote in July; Aug 3 2023 IMAQ stockholders approved deadline extension to Aug 2 2024, 63k shares (3.2%) redeemed, 1.9 million shares remain; Aug 14 2023 filed PRER14a for Reliance Entertainment Studios deal; Oct 24 2022 announced a business combination with Reliance Entertainment Studios Private Limited, company incorporated in India; Oct 31 2023 IMAQ / Reliance Entertainment Studios deal terminated; Nov 16 2023 sold sponsor to JC Unify Capital (Holdings) Limited for $1.00; Dec 6 2023 filed PRE14a to extend deadline to Jan 2 2025; Dec 15 2023 filed PRER14a to extend deadline to Jan 2 2025; Dec 19 2023 filed DEF14a to extend deadline to Jan 2 2025, vote Jan 2, NAV $11.42; Jan 8 2024 stockholders approved deadline extension to Jan 2 2025, 934k redeemed, 976k shares remain,added $20k to trust account, to extend deadline to Feb 2; Mar 7 2024 extended deadline to Apr 2 2024, added $20k to trust account; Apr 8 2024 extended deadline to Apr 2 2024, added $20k to trust account;
7.14400
Chardan
Shibasish Sarkar
Media
Delaware
https://www.sec.gov/Archives/edgar/data/1846235/000110465921097571/tm2123606d1_424b4.htm
1005
11.405
11.010
0.03572
1.000
0.072
167
2024-05-01
PLMJ
PLMJU US Equity
PLMJW US Equity
Plum Acquisition III
2021-07-28
2025-01-30
24555140.00
2284199.00
10.750
2024-02-07
0.103
0.449
10.853
11.199
0.000
24.487
0.143
0.489
-0.01224
-0.02329
276
0.06080
0.05949
0.07538
250.00000
0.333
Each unit consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to identify and acquire a technology business which addresses large and acute market needs or pain-points via the application of software or technology-enabled business models. The Company intends to pay particularly close attention to businesses which are powered by long-term secular trends and which are able to thrive regardless of market cycle by virtue of the unique utility they provide to their users; Anchor investors are to certain funds and accounts managed by or affiliated with Magnetar Financial LLC, Atalaya Capital Management LP and Owl Rock Technology Finance Corp., all of which are unaffiliated with us and our management team and each of which (i) will purchase private placement units in a private placement that will close concurrently with this offering, (ii) will purchase founder units from our sponsor in connection with the closing of the business combination and (iii) have indicated an interest in purchasing units in this offering; Mike Ryan (Board Chair) will lead, with Matt, our Partner outreach and evaluation activities. He is currently the Co-Founder and CEO of Bullet Point Network (BPN) and Venture Partner at Alpha Partners. BPN provides research and software to Alpha Partners current Funds and special purpose vehicles; Matt Krna (CEO and director) will lead, with Mike, our Partner outreach and evaluation activities. He is currently a Venture Partner at Alpha Partners and the founder and Managing Partner of Ladera Venture Partners. He has over 20 years of private equity and venture capital investment experience. Matt was most recently co-founder and Managing Partner of Princeville Global, a San Francisco and Hong Kong-based growth-stage fund; Warrants redeemable if stock >$10.00; If the anchor investors and sponsor members purchase the maximum number of units that they have given an indication of interest to purchase, the anchor investors, sponsor and sponsor members would hold approximately 74% of the outstanding shares following this offering. anchor investors are to certain funds and accounts managed by or affiliated with Magnetar Financial LLC, Atalaya Capital Management LP and Owl Rock Technology Finance Corp., all of which are unaffiliated with us and our management team and each of which (i) will purchase private placement units in a private placement that will close concurrently with this offering, (ii) will purchase founder units from our sponsor in connection with the closing of the business combination and (iii) have indicated an interest in purchasing units in this offering, all as described in this prospectus; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we do not consummate an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible, but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); June 16 2023 filed PRE14a to extend deadline; July 7 2023 filed DEF14a to extend deadline to July 30 2024, vote July 27; July 28 2023 stockholders approved deadline extension to July 30 2024, 13.5 million shares (47.8%) redeemed, 14.7 million remain, NAV $10.41; Dec 11 2023 to liquidate; Dec 26 2023 reversed liquidation decision; Feb 2 2024 stockholders approved deadline extension to Jan 30 2025, no redemption figures given; Feb 7 2024 stockholders approved name change to Plum Acquisition III, symbol change to PLMJ, 12.4 million shares (84.5%) redeemed, 2.3 million shares remain, NAV $10.75;
8.00000
Citi / MS
Mike Ryan, Matt Krna, Alpha Partners
Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1845550/000095010321011492/dp155277_424b4.htm
1006
10.720
10.600
0.03200
0.000
168
2024-05-01
PFTA
PFTAU US Equity
PFTAW US Equity
Perception Capital III
2021-07-21
2024-07-23
41678896.00
3910370.00
10.659
2023-12-31
0.149
0.255
10.808
10.913
0.000
41.958
0.068
0.173
-0.00719
-0.00997
85
0.07118
0.07547
0.08848
240.00000
0.333
Each unit consists of one Class A ordinary share of the Company and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; While we may pursue an acquisition opportunity in any business, industry, sector or geographical location, we intend to focus on industries that complement our teams background and capitalize on our ability to source and acquire a business in the financial technology (FinTech) or financial services ecosystem, including key verticals such as Wealth and Asset Management, Consumer and SME Finance, Insurance, Payments, Information Services and FinTech Infrastructure, that will benefit from our expertise in developing and executing value creation plans in those areas, thereby positioning a target company for compounding growth over the long-term. While our sourcing efforts will primarily be concentrated in the United States, we will also leverage our extensive global network to expand our pool of opportunities in several other geographies including Western Europe and Canada; Our sponsor is affiliated with Portage Ventures (Portage), a large global FinTech-focused venture capital firm, which is the venture capital arm of Sagard. As of December 31, 2020, Portage had over 40 employees, 13 senior advisors, and assets under management in excess of $1 billion (including Portage funds and co-investment vehicles managed by Portage). We will work closely with Portage, which has made numerous successful investments in companies including Alan SA; Albert Corp.; Clark Germany GmbH; Dialogue Technologies Inc. (TSX: CARE); KOHO Financial Inc.; and Wealthsimple Financial Corp.; among many others. Portage has co-invested alongside Allianz X, Drive Capital, General Atlantic, GV, Greylock Partners, Meritech Capital Partners, Spark Capital, TCV, Tencent Holdings, and other reputable firms; Steve Freiberg is the Vice Chairman of the Board of Directors of SoFi, Board Chair of Fair Square and Rewards Network and a Director of MasterCard, Regional Management, and Purchasing Power. Additionally, he is the Founder of Grand Vista Partners and a Senior Advisor to Boston Consulting Group, Verisk Analytics, and TowerBrook Capital Partners. Mr. Freibergs previous experience includes 30 years at Citigroup with notable roles that included Co-Chairman and CEO of Citigroups Global Consumer Group; Adam Felesky is the Chief Executive Officer of Portage. He is the Executive Chairman of KOHO Financial Inc. and serves as a Director for Wealthsimple Financial Corp.; Borrowell Inc.; HD Insurance Ltd. (Hellas Direct); Socotra, Inc.; and Alpaca, among numerous other FinTech companies, and he is also on the Advisory Board for Clark Germany GmbH. He is the Founder and former CEO of Horizons Exchange Traded Funds, and a director and founding investor of BetaShares Exchange Traded Funds in Australia; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; If we have not consummated an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); June 7 2023 filed PRE14a to extend deadline to July 23 2024; June 30 2023 filed DEF14a to extend deadline to July 23 2024, vote July 19, NAV $10.38; July 12 2023 management and board resigned, sold sponsor to Perception Capital Partners III; July 14 2023 postponed extension vote to July 21; July 26 2023 PFTA stockholders approved deadline extension to July 23 2024, 22.0 million shares (84.9%) redeemed, 3.9 million shares remain, NAV $10.41; Sept 12 2023 filed PRE14a to change name to Perception Capital II; Sept 22 2023 filed DEF14a to change name to Perception Capital II, vote Oct 11; Oct 16 2023 PFTA stockholders approved name change to Perception Capital III;
9.40000
1.500
GS / BTIG / Scotia / SoFi
Steve Freiberg, Adam Felesky, Portage Ventures
Fintech
Cayman
RBio Energy
2024-02-07 00:00
Feb 7 2024 announced a business combination with RBio Energy, a newly-formed company based in Washington state, with the intent to develop, acquire, and consolidate biorefinery, biogas, and biomass assets. RBio Energys initial activities are expected to be focused on the Pacific Northwest of the United States; Transaction expected to catalyze RBio Energys planned development of biorefinery assets and biomass and biogas power generation capacity; Merger anticipated to close in second quarter 2024; Under the terms of the business combination agreement, the holders of the outstanding shares of RBio Energy will receive equity in Perception valued at approximately $350 million;
https://www.sec.gov/Archives/edgar/data/1853580/000182912621006115/portagefintech_s1a1.htm
1013
931
10.730
10.700
0.03917
0.000
169
2024-05-01
TRTL
TRTL/U US Equity
TRTL/WS US Equity
TortoiseEcofin Acquisition III
2021-07-20
2024-10-22
166372400.00
15519813.00
10.720
2024-03-29
0.039
0.259
10.759
10.979
0.002
167.924
-0.061
0.159
0.00569
0.00151
176
0.03067
0.03067
0.03962
300.00000
0.250
Each unit consists of one of the Companys Class A ordinary shares and one-fourth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Companys Class A ordinary shares at an exercise price of $11.50 per share; The Company intends to focus its search for a target business in the broad energy transition or sustainability arena targeting industries that provide or require innovative solutions to decarbonize in order to meet critical emission reduction objectives.; Up to 11 qualified institutional buyers or institutional accredited investors which are not affiliated with us, our sponsor, our directors or any member of our management, and which we refer to as the anchor investors throughout this prospectus, have each expressed to us an interest in purchasing up to 2,970,000 units in this offering at the offering price of $10.00. Subject to each anchor investor purchasing 100% of the units allocated to it, in connection with the closing of this offering our sponsor will sell 150,000 founder shares, or an aggregate of 1,650,000 founder shares, to each anchor investor at their original purchase price of approximately $0.003 per share; In October 2020, Tortoise Acquisition I consummated its initial business combination with Hyliion Inc., a Delaware corporation (Hyliion), a leader in electrified powertrain solutions for Class 8 commercial vehicles. The combined entity, Hyliion Holdings Corp., is listed on the NYSE under the ticker symbol HYLN.; In February 2021, Tortoise Acquisition II announced its initial business combination with Volta Industries, Inc., a Delaware corporation (Volta), a leading owner-operator of public electric vehicle charging infrastructure. The combined entity, Volta Inc., is expected to be listed on the NYSE under the ticker symbol VLTA.; We will be led by our co-founder Vincent Cubbage, who serves as our Chief Executive Officer and Chairman of the Board and has over 26 years of investment experience. Mr. Cubbage co-founded and currently serves as Chief Executive Officer, President and Chairman of the Board of Tortoise Acquisition II and is expected to serve on the board of directors of the combined entity following the closing of its business combination with Volta. Mr. Cubbage also co-founded and served as Chief Executive Officer, President and Chairman of the Board of Tortoise Acquisition I and continues to serve on the board of directors of Hyliion Holdings Corp. following the closing of Tortoise Acquisition Is business combination with Hyliion. Mr. Cubbage joined Tortoise Capital Advisors, L.L.C. in January 2019 and is a Managing Director on the Private Energy Transition team; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 24-month period (or 27-month period, as applicable), we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses and net of taxes payable); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent public accountants) for services rendered or products sold to us, or by a prospective target business with which we have entered into a letter of intent, confidentiality or other similar agreement or business combination agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; June 13 2023 Company instructed CST to liquidate the investments held in the trust account and deposit the cash proceeds thereof into an interest bearing deposit account; July 18 2023 three board members resigned; July 20 2023 announced LOI with an Industrial Renewable Power Solutions Company, deadline autoextended to Oct 22 2023; Sept 1 2023 filed PRE14a to extend deadline to Apr 22 2024; Oct 17 2023 extension vote postponed to Oct 19; Feb 29 2024 filed PRE14a to extend deadline to Oct 22 2024; Mar 29 2024 filed DEF14a to extend deadline to Oct 22 2024, vote Apr 18, NAV $10.72; Apr 15 2024 postponed extension vote to Apr 19; Apr 18 2024 announced 8.9 million shares (51.8%) tendered for redemption; Apr 26 2024 stockholders approved deadline extension to Oct 22 2024, 1.7 million shares redeemed, 15.5 million shares remain;
9.50000
1.500
Barclays / GS / Cantor
Vincent Cubbage, Tortoise
Sustainability
Cayman
One Power
2023-08-15 00:00
Aug 15 2023 announced a business combination with One Energy Enterprises Inc. (One Power), a vertically integrated industrial power solutions company, and is the largest installer of on-site, behind-the-meter, megawatt-scale, wind energy in the United States; Securities of the Combined Company are expected to be listed on the New York Stock Exchange under the ticker symbol ONEP;
https://www.sec.gov/Archives/edgar/data/1847112/000121390021037910/f424b40721_tortoiseeco3.htm
1014
756
10.820
10.775
0.03167
https://www.sec.gov/Archives/edgar/data/1847112/000121390023067450/ea183536ex99-1_tortoise3.htm
0.000
170
2024-05-01
CLOE
CLOEU US Equity
Clover Leaf Capital
2021-07-20
2024-07-22
12341401.00
1048796.00
11.767
2024-01-03
0.124
0.212
11.891
11.980
0.000
12.586
-0.009
0.080
0.00918
84
0.02939
-0.00737
125.00000
0.000
Each unit consists of one share of Class A common stock and one right to receive one-eighth (1/8) of one share of Class A common stock upon the consummation of the Companys initial business combination; While it may pursue an initial business combination target in any business, industry or geographical location, it intends to focus its search on target businesses in the cannabis industry that are compliant with all applicable laws and regulations within the jurisdictions in which they are located or operate; In 2017, Mr. MacLean started his venture in the cannabis industry founding Solace Holdings and leading an investment of over $50 million. Solace Holdings is today one of the most renowned cultivation, extraction and manufacturing facilities in the Nevada market; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination by three additional three month periods (for a total of up to 21 months to complete a business combination) without submitting such proposed extensions to our stockholders for approval or offering our public stockholders redemption rights in connection therewith. Pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each additional three month period, $1,250,000, or up to $1,437,500 if the underwriters over-allotment option is exercised in full ($0.10 per share on or prior to the date of the applicable deadline) for each additional three month period; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 12-month period (or up to 21-month period), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Oct 3 2022 filed DEF14a to extend deadline to July 22 2023, vote Oct 19, NAV $10.25, 12,204,072 (88.4%) redeemed; June 16 2023 filed PRE14a to extend deadline to Jan 22 2024; July 7 2023 filed PRER14a to extend deadline to Jan 22 2024, vote July 19; July 7 2023 filed DEF14a to extend deadline to Jan 22 2024, vote July 19; July 13 2023 confirmed it will not use trust account to cover potential excise tax; Oct 4 2023 filed S-4 for Kustom Entertainment deal; Dec 8 2023 filed S-4/a for Kustom Entertainment deal; Dec 22 2023 filed PRE14a to extend deadline to July 22 2024, vote Jan 17; Jan 3 2024 filed DEF14a to extend deadline to July 22 2024, vote Jan 17, NAV $11.71; Feb 5 2024 filed S-4/a for Kustom Entertainment deal; Apr 26 2024 filed S-4/a for Kustom Entertainment deal;
5.35250
Maxim
Felipe MacLean, Yntegra Capital
Cannabis
Delaware
Kustom Entertain
2023-06-02 00:00
June 2 2023 announced a business combination with Kustom Entertainment, Inc., a wholly-owned subsidiary of Digital Ally Inc. (NASDAQ: DGLY); Kustom Entertainment, Inc. is a wholly owned subsidiary of Digital Ally, Inc. and is comprised of TicketSmarter and Kustom 440, both currently wholly owned subsidiaries; The transaction contemplates an equity value of $125 million for Kustom Entertainment, Inc.; Combined company to have an implied initial pro forma equity value of approximately $222.2 million, with the proposed business combination expected to provide approximately $18.1 million in gross proceeds from the cash held in trust by Clover Leaf Capital Corp., assuming no redemptions and an $11.14 share price based on the value per redeemable share held in trust as of the date of this announcement;
https://www.sec.gov/Archives/edgar/data/1849058/000121390021036422/fs12021a3_cloverleafcap.htm
1014
682
12.000
0.04282
1.000
0.140
171
2024-05-01
ALCC
AltC Acquisition
2021-07-08
2024-05-07
302755456.00
29150520.00
10.386
2023-12-31
0.112
0.119
10.498
10.505
0.126
420.351
-3.952
-3.945
0.37361
8
-1.00000
450.00000
0.000
Unlike other initial public offerings of special purpose acquisition companies, investors in this offering will not receive any warrants; AltC Acquisition Corp. was co-founded by Sam Altman and Michael Klein, who is also the founder and managing partner of M. Klein and Company; Our team will be led by our co-founder, Sam Altman, an entrepreneurial and thought leader with a proven track-record of growth investing within the technology industry. Mr. Altman is also the co-founder and CEO of OpenAI, a leading artificial intelligence (AI) research and deployment company, and the Chairman of Y Combinator; Our co-founder, Michael Klein, is also the founder and managing partner of M. Klein and Company, which he founded in 2012. M. Klein and Company is a global strategic advisory firm that provides its clients a variety of advice tailored to their objectives; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares in connection with our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (net of permitted withdrawals), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; The completion window ends 24 months from the closing of this offering, or 27 months from the closing of this offering if we have executed a letter of intent. If we are unable to complete our initial business combination within the completion window, we will: (1) cease all operations except for the purpose of winding up; (2) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of permitted withdrawals and up to $100,000 to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below: (1) $10.00 per public share; Aug 17 2023 filed PRE14a to extend deadline to July 12 2024; Sept 14 2023 filed DEF14a to extend deadline to July 12 2023, vote Oct 5 2023, NAV $10.33; Sept 27 2023 filed S-4 for Oklo deal; Nov 13 2023 filed S-4/a for Oklo deal; Dec 22 2023 filed S-4/a for Oklo deal; Jan 30 2024 filed S-4/a for Oklo deal; Apr 2 2024 filed S-4/a for Oklo deal; Apr 15 2024 filed S-4/a for Oklo deal; Apr 26 2024 filed 424b3 for Oklo deal, vote May 7;
12.50000
Citi / JPMorgan / GS / BofA
Sam Altman, Michael Klein
Tech
Delaware
Oklo
2023-07-11 00:00
July 11 2023 announced a business combination with Oklo Inc. (Oklo or the Company), an advanced fission technology and nuclear fuel recycling company; Transaction values Oklo at a pre-money equity value of $850 million, providing an attractive entry point for AltCs shareholders that is roughly half the value of comparable clean energy go-public transactions; Existing Oklo shareholders will roll 100% of their existing equity into the combined company and AltCs sponsor will subject 100% of its retained founder equity to performance hurdles; The transaction is expected to deliver up to $500 million in gross proceeds from the cash held in AltCs trust account, subject to redemptions by AltC shareholders; Upon completion of the transaction, Oklo expects to have up to $516 million in cash on its balance sheet (assuming no redemptions by AltC shareholders and before payment of transaction expenses), including existing cash on Oklos balance sheet and expected cash proceeds from AltCs trust account, which is expected to be used to support Oklos go-to-market strategy for emission-free energy production targeted to go online in 2026 or 2027, and commercial-scale fuel recycling facility, expected to begin construction by the early 2030s; The transaction, which has been approved by the Boards of Directors of Oklo and AltC, is expected to close in late 2023 or early 2024 and is subject to approval by AltC shareholders, Oklo shareholders, AltC having available cash at closing of at least $250 million, and other customary closing conditions, including AltCs Registration Statement (as defined below) being declared effective by the Securities and Exchange Commission (the SEC) and the expiration of the waiting period under the Hart-Scott Rodino Antitrust Improvements Act of 1975;
https://www.sec.gov/Archives/edgar/data/1849056/000110465921090716/tm218987-14_424b4.htm
1026
733
14.420
0.02778
https://www.sec.gov/Archives/edgar/data/1849056/000110465923079837/tm2320952d1_ex99-2.htm
0.000
172
2024-05-01
THCP
THCPU US Equity
THCPW US Equity
Thunder Bridge Capital Partners IV
2021-06-30
2024-07-02
35812432.00
3517087.00
10.182
2023-12-31
0.110
0.168
10.292
10.351
-0.001
36.929
-0.168
-0.109
0.02020
0.01242
64
-0.05818
-0.07846
-0.03737
225.00000
0.200
Each unit consists of one of the Companys shares of Class A common stock and one-fifth of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on companies in the financial services industry. The Company is led by Chief Executive Officer Gary A. Simanson; We currently intend to concentrate our efforts in identifying businesses in the financial services industry, including asset and wealth management, lending and leasing, and businesses providing financial technological services to, or operating in, the financial services industry. We will place a particular emphasis on businesses that provide data processing, storage and transmission services, data bases and payment services, fraud detection, data analysis or verification, client or customer interface, or have adopted operations in the financial services industry that are more technologically driven than the operational platforms of the legacy operators; All the members of our management team and our senior special advisor except for Mr. Mangum also participated as executive officers and/or directors of Thunder Bridge Acquisition, Ltd. (NASDAQ: TBRG), a blank check company which raised an aggregate of $258.0 million in its initial public offering (including exercise of the over-allotment option) in June 2018 and which in July 2019 consummated its initial business combination with Hawk Parent Holdings, LLC, or Repay, an omnichannel payments technology provider; All the members of our management team and our senior special advisor also participated as executive officers and/or directors of Thunder Bridge Acquisition II, Ltd. (NASDAQ: THBR), which we refer to herein as THBR, a blank check company which raised an aggregate of $345.0 million in its initial public offering (including exercise of the over-allotment option) in August 2019, and which consummated its initial business combination in June 2021 with Indie Semiconductor, an automotive chip and software company that focuses on sensors for advanced driver assistance systems; All the members of our management team and our senior special advisor and special advisor also participated as executive officers and/or directors and/or advisors of Thunder Bridge Capital Partners III Inc., a blank check company which raised an aggregate of $414.0 million in its initial public offering (including exercise of the over-allotment option) in February 2021; Warrants redeemable if stock >$10.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes or for working capital purposes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 24-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; May 16 2023 filed PRE14a to extend deadline to July 2 2024, vote in June; May 31 2023 filed DEF14a to extend deadline to July 2 2024, vote June 21, NAV $10.29; June 8 2023 announced trust account will not be used to cover potential excise tax; June 22 2023 stockhoklders approved deadline extension, no redemptions figures given;
6.25000
MS
Gary Simanson
Financial Services
Delaware
Coincheck
2022-03-22 00:00
Mar 22 2022 announced a business combination with Coincheck, one of the largest multi-cryptocurrency marketplaces and digital asset exchanges in Japan by verified account market share; Closing H2; Symbol CNCK; Coinchecks parent, Monex Group, Inc., owns 94.2% of Coincheck today and will retain all of its equity at closing; pro forma ownership of approximately 82% of the combined company excluding earn-outs or warrants;
https://www.sec.gov/Archives/edgar/data/1843993/000121390021034910/f424b40621_thunderbridge4.htm
1034
265
10.500
10.420
0.02778
https://www.sec.gov/Archives/edgar/data/1843993/000121390022014005/ea157219ex99-2_thunder4.htm
0.000
173
2024-05-01
MITA
MITAU US Equity
MITAW US Equity
Coliseum Acquisition
2021-06-23
2024-09-25
30969758.00
2876361.00
10.767
2023-12-31
0.151
0.338
10.918
11.105
0.000
31.122
0.098
0.285
-0.00895
0.01670
149
0.06570
0.06570
0.00105
150.00000
0.333
Each unit issued in the offering consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an acquisition opportunity in any industry or geographic region, it intends to focus on consumer product, service and media companies at the intersection of sports, entertainment, digital media and/or technology; Certain qualified institutional buyers or institutional accredited investors who are not affiliated with any member of our management, which we refer to as the anchor investors, have expressed to us an interest to purchase units in this offering. One of the anchor investors has expressed to us an interest to purchase up to 14.9% of the units in this offering, three of the anchor investors have expressed to us an interest to purchase up to 9.9% of the units in this offering and one of the anchor investors has expressed to us an interest to purchase up to 5.0% of the units in this offering (representing in aggregate up to 49.6% of the units in this offering); Jason Stein, our co-Chief Executive Officer and a Director, is a co-founder and general partner at SC Holdings, a private equity and strategic advisory firm with global experience building businesses and executing transactions. He is on the board of directors of Hyperice, a late-stage recovery technology company; serves as Special Advisor at the SpringHill Company, LeBron James and Maverick Carters entertainment platform; is Chairman of Front Office Sports, the first mass-market daily sports email newsletter ecosystem; and a Board Director at Transmit Live, a high-growth live streaming technology business. Since founding SC Holdings in 2018, Mr. Stein has led investments into 10 companies within our Core Sectors; Daniel Haimovic, our co-Chief Executive Officer and a Director, is a co-founder and general partner at SC Holdings and the Chief Executive Officer of Eastbridge Group, a family holding company with $1.5 billion in assets under management; Sponsor is supported by Meteora Capital Partners. Certain investment funds and managed accounts managed by or affiliated with Meteora Capital have agreed to purchase interests in our sponsor for $300,000 (representing an indirect beneficial interest in up to 200,000 founder shares), certain investment funds and managed accounts managed by or affiliated with three other anchor investors have each agreed to purchase interests in our sponsor for $200,000 (each representing an indirect beneficial interest in up to 133,000 founder shares), and one anchor investor has agreed to purchase interests in our sponsor for $100,000 (representing an indirect beneficial interest in up to 40,000 founder shares and 66,667 private placement warrants); Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; If we have not completed our initial business combination within such 24-month period, we will: (1) cease all operations except for the purpose of winding up; (2) as promptly as reasonably possible but not more than 10 business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.00 per public share; May 22 2023 filed PRE14a to extend deadline, vote in June; June 7 2023 filed DEF14a to extend deadline to June 25 2024, vote June 20, NAV $10.35; June 14 2023 extension vote to be adjourned to June 22; June 15 2023 sponsor sold to new group for $1.00; July 27 2023 extended deadline to Aug 25 2023, added $100k to trust account; Aug 25 2023 extended deadline to Sept 25 2023, added $100k to trust account; Sept 26 2023 extended deadline to Oct 25 2023, added $100k to trust account; Oct 25 2023 extended deadline to Nov 25 2023, added $100k to trust account; Nov 2 2023 filed PRE14a to extend deadline; Nov 15 2023 filed DEF14a to extend deadline to Sept 25 2024, vote Nov 27, NAV $10.67; Nov 27 2023 MITA stockholders approved deadline extension to Sept 25 2024, 3.0 million shares (51.0%) redeemed, 2.9 million shares remain, NAV $10.70;
4.83750
1.500
Stifel
Jason Stein, Daniel Haimovic
Sports / Entertainment / Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1847440/000110465921084951/tm217726-8_424b4.htm
1041
10.820
11.100
0.03225
0.000
174
2024-05-01
TRON
TRONU US Equity
TRONW US Equity
Corner Growth Acquisition 2
2021-06-17
2024-12-31
5233640.00
452561.00
11.564
2024-03-12
0.065
0.396
11.629
11.961
0.000
5.198
0.189
0.521
-0.01240
246
0.06831
0.06210
175.00000
0.333
Each unit consists of one Class A ordinary share of the Company and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; Led by Co-Chairman John Cadeddu, Co-Chairman and Chief Executive Officer Marvin Tien and a team of venture capital investors, the Company expects to focus on the technology industry in the United States and other developed countries; Corner Ventures and its predecessor funds have backed over 180 different companies, with 30 public exits and 72 exits via acquisition, and maintain a network of relationships with leading early-stage investors, entrepreneurs, and executives. Selected examples include: Ambarella, Inc. (NASDAQ: AMBA), Bloom Energy Corporation (NYSE: BE), Eventbrite, Inc. (NYSE: EB), FireEye, Inc. (NASDAQ: FEYE), Glassdoor, Inc. (acquired by Recruit Holdings Co., Ltd.), Grubhub Inc. (NYSE: GRUB), iZettle AB (acquired by PayPal Holdings Inc. (PayPal)), Jasper Technologies, Inc. (acquired by Cisco Systems), Nextdoor Inc., 1Life Healthcare, Inc. (NASDAQ: ONEM), OptiMedica Corporation (acquired by Abbott Medical Optics (AMO)), Silver Peak Systems, Inc. (acquired by Hewlett Packard Enterprise (HPE)), Wealthfront Inc., WeWork Companies Inc., Wix.com Ltd. (NASDAQ: WIX), Xoom Corporation (listed as XOOM on the Nasdaq Global Select Market prior to being acquired by PayPal) and Yelp Inc. (NYSE: YELP); An affiliate of Corner Ventures also formed and sponsored Corner Growth Acquisition Corp. (NASDAQ: COOL) (Corner Growth 1), a special purpose acquisition company that was formed to consummate an initial business combination. Corner Growth 1 completed its initial public offering in December 2020, in which it sold 40,000,000 units, each consisting of one Class A ordinary share of Corner Growth 1 and one-third of one redeemable warrant to purchase one Class A ordinary share of Corner Growth 1, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Corner Growth 1 has not yet announced or completed its initial business combination; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest and other income earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 12 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest and other income earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); May 31 2022 filed DEF14a to extend deadline to July 21 + 8 one-month extensions, vote June 15, 11,093,735 (60%) redeemed; Oct 21 2022 filed tender offer at $10.21, expires Dec 5, 6,823,436 shares (92.1%) tendered, 583k shares remain, tender extended to Dec 15; Dec 16 2022 extended tender to Dec 30, 7.1 million shares tendered, max redemption condition not satisfied, 4,101,830 shares (55.4%) purchased, NAV $10.21; Feb 16 2023 filed PRE14a to extend deadline to Mar 21 2024, NAV $10.50; Mar 2 2023 filed DEF14a to extend deadline to Mar 21 2024, vote Mar 15, NAV $10.50; Mar 20 2023 TRON stockholders approved deadline extension to Mar 21 2024, 1.4 million shares (43.7%) redeemed, 1.9 million shares remain, NAV $10.59; Feb 15 2024 filed PRE14a to extend deadline to Dec 31 2024; Feb 22 2024 filed PRER14a to extend deadline to Dec 31 2024; Feb 26 2024 filed DEF14a to extend deadline to Dec 31 2024, vote Mar 8, NAV $11.55; Mar 12 2024 stockholders approved deadline extension to Dec 31 2024, 1.4 million shares (75.6%) redeemed, 453k shares remain, NAV $11.56;
7.22667
1.500
Cantor
John Cadeddu, Marvin Tien
Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1847513/000110465921070025/tm217924d6_s1a.htm
1047
11.485
0.04130
0.000
175
2024-05-01
OSI
OSI/U US Equity
OSI/WS US Equity
Osiris Acquisition
2021-05-14
2024-05-18
32964328.00
3103541.00
10.622
2023-12-31
0.114
0.133
10.736
10.754
0.000
33.239
0.026
0.044
-0.00242
-0.00521
19
0.08213
0.08213
0.14204
230.00000
0.500
Each unit consists of one share Class A common stock of the Company and one-half of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at an exercise price of $11.50 per share; It may pursue an initial business combination target in any business or industry, with a primary focus on targets that possess recognizable brand franchises in the Consumer, Retail and Leisure sectors. The Company is sponsored by Osiris Sponsor, LLC, an investment vehicle managed by Fortinbras Enterprises LP; In connection with the consummation of this offering, we expect to enter into a forward purchase agreement with our sponsor, which will provide for the purchase of up to $50,000,000 of units (the forward purchase units), with each unit consisting of one share of Class A common stock (the forward purchase shares) and one-half of one redeemable warrant to purchase one share of Class A common stock (the forward purchase warrants), at $11.50 per share, subject to adjustment, for a purchase price of $10.00 per unit, in a private placement to occur in connection with the closing of our initial business combination; Fortinbras is an investment firm founded in 2020 to focus on special situations investments in opportunistic credit, capital structure solutions, and tailored equity in Technology, Media & Telecom (TMT), Leisure & Hospitality, Consumer Services, and Business Services. Fortinbras invests with a focus in the securities of high-quality businesses that are mispriced due to addressable idiosyncratic business challenges or a broader market dislocation. Fortinbras engages as an active partner and works collaboratively with companies, management, and other stakeholders to maximize value with a focus on optimizing capital structures to meet the needs of the current environment and unlock growth potential. As of January 31, 2021, Fortinbras had approximately $150 million of assets under management (including committed capital); Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares in connection with our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (net of permitted withdrawals), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares in connection with our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; If we are unable to complete our initial business combination within 24 months, we will: (1) cease all operations except for the purpose of winding up; (2) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of permitted withdrawals and up to $100,000 to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below: (1) $10.00 per public share; Nov 21 2022 filed PRER14a to extend deadline to May 18 2023, vote Dec 14, NAV $10.08; Nov 23 2022 filed DEF14a to extend deadline to May 18 2023, vote Dec 14, NAV $10.08, OSI stockholders approved deadline extension to May 18 2024, 17.8 million shares (77.5%) redeemed, 5.2 million shares remain, NAV $10.08; De 30 2022 had 2.07 million more shares redeemed, 3.1 million shares remain;
7.00000
1.000
Jefferies
Fortinbras Enterprises
Consumer / Retail / Leisure
Delaware
https://www.sec.gov/Archives/edgar/data/1832136/000110465921068214/tm218366-11_424b4.htm
1081
10.710
10.680
0.03043
0.000
176
2024-05-01
MAQC
MAQCU US Equity
MAQCW US Equity
Maquia Capital Acquisition
2021-05-05
2024-08-07
10960503.00
997316.00
10.990
2024-02-01
0.087
0.186
11.077
11.176
0.000
10.990
0.057
0.156
-0.00513
100
0.05248
0.05248
160.00000
0.500
Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on technology-focused middle market and emerging growth companies in North America. The Company is led by Chief Executive Officer, Jeff Ransdell, Chief Financial Officer, Jeronimo Peralta, Chief Operating Officer, Guillermo Cruz, and Chief Investment Officer, Maggie Vo; While we may pursue an initial business combination opportunity in any business, industry, sector or geographical location, we intend to focus on technology-focused middle market and emerging growth companies operating in North America with total enterprise values from $200 million to $1 billion in industries that benefit from continuously evolving technology and the resulting shift in consumer and business purchase behavior, including marketplace and platforms (or Marketplace & Platforms), financial technology and financial services (or Fintech & Financial Services) or software as a service and technology (or SaaS & Technology); Prior to founding our company, Mr. Ransdell had a career as a venture capitalist building a portfolio of exponential technology companies at the Coconut Grove based venture capital firm Fuel Venture Capital, which he founded in 2016 following a departure from the private wealth management industry. Fuel Venture Capital manages a $200 million fund and has a portfolio of almost a dozen companies, such as Bolt, AdMobilize, Taxfyle, and Eyrus. Mr. Ransdell approaches venture capital with a signature founder focused, investor driven mindset, shaped by his experience as a top executive of Bank of America Merrill Lynch during 2001 to 2016. As a managing director and market executive of Bank of America Merrill Lynch, he managed more than $130 billion of global private client investment assets, a P&L of $2 billion, and over 2,000 employees across the banks Southeast Wealth Management Division; Guillermo Eduardo Cruz has served as the Chief Operating Officer of Benessere Capital Acquisition Corp. (NASDAQ:BENEU) since November 2020. Mr. Cruz is known for his private equity investment experience and management consulting expertise in Latin America. Since 2010, Mr. Cruz has served as the Chief Executive Officer and a partner of Asesores de Consejo y Alta Direccion S.C. and Board Solutions LLC (ACAD & Board Solutions), the largest corporate governance consulting firm in Latin America based on revenue. From 2016 to 2019, under Mr. Cruzs leadership, the firms accumulated revenue increased by 150% and the firms client base increased to 400 clients. In 2013, Mr. Cruz founded Governance Commitment Capital SAPI de CV, or GC Capital Investment Fund, a venture capital firm, which has partnered with eight startups in a variety of industries. In October 2020, he formed Maquia Capital, an agricultural private equity firm which manages more than $50 million in investments in Mexico, the United States, and Latin America; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination) without submitting such proposed extensions to our stockholders for approval or offering our public stockholders redemption rights in connection therewith. Pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $2,000,000, or up to $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three-month extension (or up to an aggregate of $4,000,000 (or $4,600,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months); We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share (subject to an increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination, as described in more detail in this prospectus), however, there is no guarantee that investors will receive $10.15 (or up to $10.35, if applicable) per share upon redemption; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or bus
6.51000
Kingswood
Jeff Ransdell, Jeronimo Peralta, Guillermo Cruz, Maggie Vo
Tech
Delaware
Immersed
2023-08-09 00:00
August 9 2023 announced a business combination with Immersed Inc., a leading provider of enterprise AI productivity solutions that use spatial computing to digitally transform the working environment; Immersed is among the leading enterprise productivity providers of spatial computing software that allows users to work full-time in virtual AR/VR spaces, with over 730,000 unique users to date; The transaction values Immersed at $150,000,000; Upon closing, the Company is expected to be named Immersed Inc." and its common stock is expected to trade on The Nasdaq Stock Market under the ticker symbol "AIMR"; In connection with executing the business combination agreement, Immersed has executed $1.95 million in strategic bridge financing by entering into convertible notes with All Blue Capital, Pat Gelsinger (Intels CEO), Tim Tebow, Sovereign Capital, and others;
https://www.sec.gov/Archives/edgar/data/1844419/000110465921057704/tm216812d8_s1a.htm
1090
826
11.020
0.04069
https://www.sec.gov/Archives/edgar/data/1844419/000110465924041298/tm2410265d1_ex99-1.htm
0.000
177
2024-05-01
ACBA
ACBAU US Equity
ACBAW US Equity
Ace Global Business Acquisition
2021-04-06
2024-06-08
13814883.00
1135510.00
12.166
2024-04-10
0.027
0.084
12.193
12.250
0.000
13.728
0.103
0.160
-0.00846
40
0.12741
0.12741
40.00000
1.000
Each unit that we are offering has a price of $10.00 and consists of one ordinary share and one redeemable warrant. Each redeemable warrant entitles the holder thereof to purchase one ordinary share at an exercise price of $11.50 per share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although the Company intends to focus on operating businesses in the gaming and e-commerce sectors in the Greater China, Japan and Southeast Asia regions; Our team is led by Mr. Eugene Wong, Chief Executive Officer and Mr. Nicholas Tan, Chief Financial Officer; Mr. Wong has had a wide range of experience both in the financial and gaming industries for over a decade. Prior to joining Whiz Partners Inc., a private equity firm in Japan and China, he worked in the financial industry, and gained expertise in mergers and acquisitions as well as investments. During his time at Whiz Partners, he became the Chief Investment Officer of the China Hero Fund, an incubation program to support Chinese developers to create the next blockbuster console game on PlayStation 4. China Hero Fund is an exclusive collaboration with Sony Interactive Entertainment, one of the largest console gaming companies in the world. He personally oversaw the injection of multiple Japanese technology companies in audio middleware, debugging and testing and graphics renderings to improve the quality of games in this program. Through his leadership and management, he successfully executed ongoing China expansion strategies for portfolio gaming companies and ensure their successful game launch, as well as plan the exit strategy maximizing investors returns. Having served in multiple financial roles and in the gaming industry, his insights and experience will be invaluable to complete this business combination. Mr. Wong is currently the Vice President of Whiz Partners and the Partner and Chief Investment Officer of the China Hero PJ Fund; Mr. Tan has had extensive experience working in Southeast Asia and Greater China in the gaming and e-commerce market. He was one of the founding team members of Shopee Pte Ltd, a leading e-commerce platform in Southeast Asia. As Regional Operations Director of Shopee, he set up and oversaw the business operations and product development for Shopee in Thailand, Vietnam, Indonesia, Singapore, Taiwan, Philippines and Malaysia. Shopee was rated as one of the 5 disruptive e-commerce startups by Tech In Asia and awarded the Singapore Startup of the Year in 2015. Shopee was later acquired by Garena, a global online games developer in Singapore, which was later known as Sea Ltd. According to Bloomberg, the company was one of the worlds best-performing large-cap stocks on Wall Street as of August 5, 2020. He later served as the Director of Zhejiang Jianqiao Energy Co. Ltd, an oil and gas company that was responsible for developing the $150 million seminal crude oil terminal at Ningbo-Zhoushan Port, and then moving onto becoming the Vice President of China Mall Group; We will either (i) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (ii) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have until 12 months from the consummation of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, but are not obligated to, extend the period of time to consummate a business combination three times by an additional three months each time (for a total of up to 21 months to complete a business combination). Public shareholders will not be offered the opportunity to vote on or redeem their shares in connection with any such extension. Pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company, LLC on the date of this prospectus, in order to extend the time available for us to consummate our initial business combination, our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three months extension, $396,000, or $455,400 if the underwriters over-allotment option is exercised in full ($0.099 per share in either case), on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within this time period, we will liquidate the trust account and distribute the proceeds held therein to our public shareholders by way of redeeming their shares and dissolve. If we are forced to liquidate, we anticipate that we would distribute to our public shareholders the amount in the trust account calculated as of the date that is two (2) days prior to the distribution date (including any accrued interest net of taxes payable; Warrants redeemable if stock >$18.00; In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.20 per share), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products s
2.80000
Ladenburg / Brookline
Eugene Wong, Nicholas Tan
Gaming / E-commerce Asia
BVI
LE Worldwide
2022-12-23 00:00
Dec 23 2022 announced a business combination with LE Worldwide Limited ("LE"), a key component provider of data-enabled greenhouse farming solutions; $150 million enterprise value; As part of the transaction, Ace is seeking to secure cash proceeds exceeding US$20 million from a private investment in public equity (PIPE);
https://www.sec.gov/Archives/edgar/data/1844389/000121390021020256/ea139076-424b4_aceglobal.htm
1119
626
12.090
0.07000
0.000
178
2024-05-01
NBST
NBSTU US Equity
NBSTW US Equity
Newbury Street Acquisition
2021-03-23
2024-09-25
12057249.00
1131074.00
10.660
2024-03-25
0.034
0.176
10.694
10.836
0.002
12.272
-0.106
0.036
0.01463
0.02305
149
0.00821
-0.00313
-0.02310
120.00000
0.500
Each unit consists of one share of common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of common stock at a price of $11.50 per share; While the Company may pursue an acquisition or business combination target in any business or industry, it intends to focus its search on a technology business in the consumer internet or media space, including sports and entertainment verticals, with enterprise values of approximately $500 million to $2.5 billion. NBST is sponsored by Newbury Street Acquisition Sponsor LLC; Our management team is led by Matthew Hong, our Chairman and the former Chief Operating Officer of Turner Sports, and seasoned executives Thomas Bushey, our Chief Executive Officer and director, and Kenneth King, our Chief Financial Officer and director. Mr. Bushey and Mr. King have decades of experience identifying, acquiring, investing in and operating businesses, and provide depth of knowledge in capital markets. Over the course of their careers, they have developed an extensive and broad network of business operators, entrepreneurs, corporate officers, board members, family office principals, investment bankers and institutional investors; The board is joined by widely respected consumer internet and media veterans Jennifer Vescio, Global Head of Business Development at Uber Technologies Inc., and Teddy Zee, a well-known Hollywood television and film producer; Supporting the management team and board of directors are a deep bench of advisors who we expect to play a critical role in widening the reach and operational expertise of the group. Our advisors include Kenneth Ng who has a track record in special purchase acquisition companies (SPACs) with Bridgetown Holdings Limited (Nasdaq: BTWN) and Malacca Straits Acquisition Company Limited (Nasdaq: MLAC), Ted Seides, the founder of Capital Allocators LLC who hosts the Capital Allocators podcast, serves as an advisor to allocators and asset managers, helps asset managers convey their story through private podcasts, and educates investors, and Katie Soo, Senior Vice President at HBO Max; In particular, we shall focus on disruptive, high growth companies with a global ambition that take advantage of: (a) the rise of new consumer behaviors driven by the internet or new technologies, or (b) paradigm shifts in media, sports and entertainment that give rise to disruptive new entrants here to stay for the coming decades; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or do not vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have up to 24 months from the closing of this offering to consummate an initial business combination. If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations, divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect the pro rata redemption price to be approximately $10.00 per share of common stock; Warrants redeemable if stock >$18.00; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he is voting for or against such proposed business combination or does not vote at all, to demand that we redeem his shares into a pro rata share of the trust account; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.00 (which is equal to the anticipated aggregate amount then on deposit in the trust account excluding interest earned on the funds held in the trust account); Feb 21 2023 filed PRE14a to extend deadline to Sept 25 2023; Sept 25 2023, vote Mar 21, NAV $10.18, trust account will not be used to cover potential excise tax; Mar 27 2023 NBST stockholders approved deadline extension to Sept 25 2023, 7.7 million shares (60.2%) redeemed, 5.1 million shares remain, NAV $10.17; Aug 24 2023 filed PRE14a to extend deadline to Mar 25 2024; Sept 5 2023 filed DEF14a to extend deadline to Mar 25 2024, vote Sept 22, NAV $10.41; Feb 16 2024 filed PRE14 to extend deadline to Sept 25 2024, vote in Mar; Feb 27 2024 filed DEF14a to extend deadline to Sept 25 2024, vote Mar 20, NAV $10.69; Mar 25 2024 stockholders approved deadline extension to Sept 25 2024, 908k shares redeemed, 1.1 million shares remain, NAV $10.66;
4.50000
EarlyBirdCapital
Thomas Bushey, Kenneth King
Tech / Consumer / Media
Delaware
Infinite Reality
2022-12-12 00:00
Dec 12 2022 announced a business combination with Infinite Reality, Inc. (iR), the leader in delivering immersive virtual experiences; $1.7 billion enterprise value; After payment of transaction expenses, the net proceeds will be used to continue to build out infrastructure, expand teams in Europe, Asia, and the United States, accelerate marketing of iRs products and services with a focus on sports and entertainment, music, broadcast, and brands, and to finance future acquisitions; The proposed business combination is expected to provide up to $128 million growth capital to Infinite Reality and is conditioned on minimum cash of $50 million at closing; In connection with the transaction, non-redeeming NBST stockholders and investors that subscribe for shares in a private placement to be consummated concurrent with the business combination will receive CVRs entitling holders to certain down-side price protection and a premium return, subject to trading prices of Pubco common stock during the 18-month period after the closing; The parties expect the transaction to be consummated during the first quarter of 2023;
https://www.sec.gov/Archives/edgar/data/1831978/000110465921041040/tm218328-3_424b4.htm
1133
629
10.850
10.940
0.03750
https://www.sec.gov/Archives/edgar/data/1831978/000110465923003559/tm233246d1_ex99-1.htm
0.000
179
2024-05-01
GAMC
GAMCU US Equity
GAMCW US Equity
Golden Arrow Merger
2021-03-17
2024-09-19
6189705.50
577937.00
10.710
2023-12-18
0.128
0.265
10.838
10.975
0.001
6.219
0.108
0.245
-0.00719
143
0.05942
0.05190
250.00000
0.333
Each unit consists of one share of the Companys Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of the Companys Class A common stock at an exercise price of $11.50 per share; While the Company may pursue an acquisition opportunity in any business, industry, sector, or geography, it intends to initially focus its search on identifying a prospective target business in the healthcare or healthcare-related infrastructure industries in the United States and other developed countries; Timothy Babich serves as our Chief Executive Officer and Chief Financial Officer. Mr. Babich founded and manages Nexxus Holdings, an investment firm primarily dedicated to managing his investments. Nexxus opportunistically invests in private and public investments; Jacob Doft serves as Chairman of our board of directors. In 1995, Mr. Doft co-founded Highline Capital Management, L.P., a New York-based investment management firm (Highline), where he currently serves as Chief Executive Officer. Highline focuses on complex long and short investment opportunities in the public and private equity markets; Warrants redeemable if stock >$10.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; If we have not completed our initial business combination within such 24-month period or during any Extension Period, we will: (1) cease all operations except for the purpose of winding up; (2) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below: (1) $10.00 per public share; Nov 28 2022 filed DEF14a to extend deadline to Mar 19 2024, vote Dec 16, NAV $10.06; Dec 15 2022 cancelled Dec 16 vote; Feb 6 2023 filed PRE14a to extend deadline to Mar 19 2024; Feb 17 2023 filed DEF14a to extend deadline to Dec 19 2023, vote Mar 15; Mar 8 2023 confirmed trust account will not be used to cover potential excise tax; Mar 22 2023 GAMC stockholders approved deadline extension to Dec 19 2023, 26.6 million shares (92.5%) redeemed, 2.1 million shares remain, NAV $10.14; Nov 13 2023 filed PRER14a to extend deadline to Sept 19 2024; Nov 16 2023 filed DEF14a to extend deadline to Sept 19 2024, vote Dec 14, NAV $10.67; Feb 2 2024 filed S-4 for Bolt Threads deal; Apr 23 2024 filed S-4/a for Bolt Threads deal;
6.75000
1.500
BTIG
Timothy Babich, Jacob Doft
Healthcare
Delaware
Bolt Threads
2023-10-04 00:00
Oct 4 2023 announced a business combination with Bolt Threads, Inc. (Bolt Threads), a pioneer in sustainable biomaterials for consumer products; $346.1 million enterprise value; Concurrent financing transactions expected to provide at least $35M of gross proceeds to the company, including fully committed common stock PIPE of up to $28M at $10.00 per share anchored by Bolt Threads existing investors including Baillie Gifford, Temasek, Top Tier, Founders Fund, Formation 8, Foundation Capital, and Golden Arrow Sponsor, LLC; Upon closing of the transaction, the combined company will be named Bolt Projects Holdings, Inc. and is expected to remain listed on Nasdaq under a new ticker symbol BSLK; The transaction has been unanimously approved by the boards of directors of each of Golden Arrow and Bolt Threads and is subject to approval by each partys respective stockholders and other customary closing conditions. The transaction is expected to close in the first quarter of 2024;
https://www.sec.gov/Archives/edgar/data/1841125/000121390021016378/f424b40321_goldenarrow.htm
1139
931
10.760
0.02700
https://www.sec.gov/Archives/edgar/data/1841125/000101376223001388/ea185593ex99-2_golden.htm
0.000
180
2024-05-01
PLMI
PLMIU US Equity
PLMIW US Equity
Plum Acquisition I
2021-03-16
2024-09-18
35555976.00
3255593.00
10.922
2023-12-31
0.153
0.334
11.074
11.255
0.000
36.137
-0.026
0.155
0.00232
0.00322
142
0.03633
0.03633
0.03394
300.00000
0.200
Each unit consists of one Class A ordinary share and one-fifth of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company is sponsored by Plum Partners, LLC (the Sponsor) and led by Executive Chairwoman Ursula Burns, Chief Executive Officer Clay Whitehead, President Kanishka Roy, and Chief Financial and Chief Operating Officer Mike Dinsdale. While the Company may pursue an initial business combination target in any industry, it currently intends to pursue opportunities with internet and software companies that leverage platform models in enterprise software, SMB software and infrastructure, or disruptive marketplace models in verticals where the Plum team has extensive expertise, such as business automation, health and wellbeing, and finance- and insurance-related tech; Ms. Burns has extensive international experience leading large companies confronting massive technology change in their industries. Ms. Burns most recently served as Chairman and CEO of VEON Ltd. Previously, Ms. Burns was the CEO of Xerox and the first African American woman to lead an S&P 500 company, and has considerable experience partnering with small and large companies, both public and Pre-IPO, through her substantial board service. Mr. Whitehead is an investor, advisor, founder, and growth company CEO and has experience in education, health care, telemedicine, recurring revenue models, and marketplaces from his time leading PresenceLearning. Mr. Roy is a technology and finance veteran with over 20 years of experience as a technology investment banker, public company executive, and growth investor. At Morgan Stanley, Mr. Roy was the Global Head of Tech M&A Origination, helping to initiate and execute industry defining mergers. Most recently, Mr. Roy was Global CFO at SmartNews; Overall, members of our extended team are current CEOs, Board Members, Advisors, or Investors at companies such as Datto, Gusto, Grammarly, ThoughtSpot, Teneo, Databricks, Fastly, Rubrik, Even, Waystar, Builder.ai, Wyze, MapBox, Side, GitLab, Hashicorp, Folloze, ShotSpotter, ThredUp, Core Scientific, Lucid, Pendo, Outreach, Digital Ocean, Illumio, Notion, Punchh, LiveRamp, SmartNews, True, DeepInstinct, Crunchbase, Nutanix, SQream, Auth0, Calm, Zayo, SmartSheet, Cybereason, NerdWallet, Uber, Softcat, ZeroFox, HIS, Advanced Computer Software, etc. Our team members are also current Partners, Advisors, or LPs at firms such as Bessemer, Durable, IVP, DST, Wing Ventures, TPG, Akkadian, Warburg Pincus, Trinity Ventures, Cross Creek, Cadian, HWVP, Twenty Acer, Gagarin, Raine, Hutt Capital, Rothschild, Elderstreet, NEA, Highland, Generation, Soma Capital, Hg Capital, General Catalyst, EQT, Menlo Ventures, Accel, Dockyard, Lightspeed, etc.; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Feb 10 2023 filed PRE14a to extend deadline to Mar 18 2024; Feb 24 2023 filed DEF14a to extend deadline to Mar 18 2024, vote Mar 15, NAV $10.18; Mar 2 2023 announced a business combination with Sakuu Corporation (Sakuu), a transformative additive manufacturing and solid-state battery company, and inventor of the disruptive KavianTM platform for the commercial-scale production of next-generation SwiftPrintTM batteries and other complex active devices; Enterprise value of approximately USD $705 million; The Company anticipates raising approximately USD $100 million in private and public capital as a lead up to and as part of the closing of the transaction, including from structured debt and equity solutions, secured debt and Plum Acquisition Corp. Is cash in trust; Transaction expected to close in third quarter of 2023; June 15 2023 PLMI / Sakuu deal terminated, to liquidate June 18; June 16 2023 PLMI reversed decision to liquidate, to extend deadline 30 days; July 18 2023 extended deadline to Aug 18 2023; Aug 11 2023 filed PRE14a to extend deadline to June 18 2024; Aug 25 2023 filed PRER14a to extend deadline to June 18 2024; Aug 28 2023 filed DEF14a to extend deadline to June 18 2024, Vote Sept 13, NAV $10.62; Oct 31 2023 stockholders approved deadline extension to Sept 18 2024, 2.0 million shares (37.7%) redeemed, 3.3 million shares remain, added $135k to trust account to extend deadline to Nov 18 2023; Jan 5 2024 filed S-4 for Veea deal; Apr 5 2024 filed S-4/a for Veea deal;
9.00000
1.500
GS
Ursula Burns, Clay Whitehead, Kanishka Roy
Software
Cayman
Veea
2023-10-12 00:00
Nov 28 2023 announced a business combination after Nov 12 2023 announced a non-binding letter of intent for a potential business combination with Veea, Inc. (Veea), a leading digital transformation company; Founded in 2014, Veea offers edge-to-cloud computing with its VeeaHub smart computing hub products, multi-user devices that can replace or complement Wi-Fi Access Points (APs), IoT gateways, routers, basic firewalls, network attached storage, and other types of hubs and appliances at user premises; Transaction implies a total enterprise value of approximately $281 million, prior to an anticipated $50 million private financing by Veea, assuming certain redemptions of Plum public shares; The Parties expect the Business Combination to be consummated during the first half of 2024, following satisfaction of certain closing conditions set forth in the Business Combination Agreement, including, without limitation, approval by shareholders of Plum and stockholders of Veea, the effectiveness of a registration statement to be filed by Plum with the Securities and Exchange Commission (the SEC) in connection with the transaction, the expiration of any HSR Act waiting period and other customary closing conditions. The proposed Business Combination has, prior to the execution of the Business Combination Agreement, been approved by the boards of directors of each of Veea and Plum;
https://www.sec.gov/Archives/edgar/data/1840317/000119312521084016/d121187d424b4.htm
1140
940
11.100
11.110
0.03000
0.000
181
2024-05-01
IRAA
IRAAU US Equity
IRAAW US Equity
Iris Acquisition
2021-03-05
2024-09-09
3056944.00
287037.00
10.650
2024-02-26
0.060
0.187
10.710
10.837
0.000
2.979
0.200
0.327
-0.03083
133
0.08784
0.12564
240.00000
0.250
Each unit consists of one share of Class A common stock and one-fourth of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; TCGC is sponsored by Tribe Arrow Holdings I LLC, an affiliate of Tribe Capital Management LLC, a registered investment advisor; TCGC is led by Arjun Sethi, Chairman and Chief Executive Officer; Omar Chohan, Chief Financial Officer; Sumit Mehta, Vice President; and Ted Maidenberg, Secretary; In the event we are unable to secure investors to invest the amount of capital required for our initial business combination (the PIPE), prior to the announcement our initial business combination, Arrow Capital has committed to raising up to 30% of the required PIPE amount; Our sponsor is affiliated with Tribe Capital Management LLC (TCM), a registered investment advisor under the Investment Advisers Act of 1940, as amended. TCM is a Silicon Valley-based venture capital firm, established in 2018, focused on using product and data science to engineer outsized outcomes, with approximately $540 million in assets under management (AUM). The TCM team believes the largest and most significant companies of our generation can only be predictably identified by drawing insights from the raw transactional data that companies produce and systematically benchmarking them across hundreds of opportunities. We also believe that the largest outcomes can only be predictably realized by long-term partners that enter the right opportunities early, and have the ability to materially affect and capture the value accreted by each growth inflection point across a companys entire lifecycle; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; If we are unable to complete our initial business combination within such 24-month period, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); July 27 2022 changed name from Tribe Capital Growth I to Iris Acquisition, new symbol $IRAA, Tribe withdrew as co-sponsor, management resigned; Nov 10 2022 filed PRE14a to extend deadline to June 9 2023, vote Dec; Nov 23 2022 filed PRER14a to extend deadline to June 9 2023, vote Dec; Nov 28 2022 filed DEF14a to extend deadline to June 9 2023, vote Dec 20, NAV $10.08, 26,186,896 shares (94.9%) redeemed, 1.4 million shares remain, NAV $10.08; Aug 11 2023 filed PRE14a to extend deadline to Dec 9 2023, vote in Sept; Aug 14 2023 filed PRER14a to extend deadline to Dec 9 2023, vote in Sept; Aug 16 2023 filed PRER14a to extend deadline to Dec 9 2023, vote in Sept; Aug 28 2023 filed DEF14a to extend deadline to Dec 9 2023, vote Sept 7, NAV $10.28; Sept 12 2023 stockholders approved deadline extension to Dec 9 2023, 1.0 million shares (70.8%) redeemed, 407k shares remain, NAV $10.28; Feb 7 2024 filed PRE14a to extend deadline to June 9 2024 + 3 months, vote in Mar; Feb 20 2024 filed PRER14a to extend deadline to June 9 2024 + 3 months, vote in Mar; Feb 26 2024 filed DEF14a to extend deadline to June 9 2024 + 3 months, vote Mar 7, NAV $10.65; Mar 12 2024 IRAA stockholders approved deadline extension to Sept 9 2024, 120k shares redeemed, 287k shares remain, NAV $10.65;
6.80000
1.500
Cantor
Arjun Sethi, Omar Chohan, Tribe Capital
Tech
Delaware
Liminatus Pharma
2022-11-30 00:00
Nov 30 2022 announced a business combination with Liminatus Pharma LLC (Liminatus), a clinical-stage biopharmaceutical company developing novel, immune-modulating cancer therapies; $334 million enterprise value; Closing H1 2023; The transaction funding includes commitments for a $15 million common stock PIPE financing and a $25 million convertible note financing to further support Liminatus business growth strategy;
https://www.sec.gov/Archives/edgar/data/1831874/000110465921033340/tm218958d1_424b4.htm
1151
635
10.380
0.02833
0.000
182
2024-05-01
TWLV
TWLVU US Equity
TWLVW US Equity
Twelve Seas Investment II
2021-02-26
2024-06-02
14195488.00
1349381.00
10.520
2023-12-01
0.142
0.174
10.662
10.694
0.000
14.452
-0.088
-0.056
0.00453
0.02329
34
-0.05470
-0.01611
-0.19335
300.00000
0.333
Each unit consists of one share of the Companys Class A common stock and one-third of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business, industry or geographic location, it intends to focus its search on companies located outside the United States, primarily in the Pan-Eurasian region, including Western Europe, Eastern Europe and the Middle East. The Company is led by Chairman, Neil Richardson, Chief Executive Officer, Dimitri Elkin and Chief Financial Officer, Jonathan Morris; Our Chairman, Neil Richardson, has over 35 years of experience in private equity and investment banking. He was a General Partner in Kohlberg Kravis Roberts & Co. (KKR); Twelve Seas Investment Company, or Twelve Seas I, completed its initial public offering in June 2018, raising $207 million. In December 2019, Twelve Seas I completed its initial business combination with Brooge Holdings, an oil storage company located in the United Arab Emirates in a transaction valued at approximately $1.0 billion. Brooge Holdings common stock is traded on The Nasdaq Stock Market under the symbol BROG.; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 24-month period (and our stockholders have not approved an amendment to our charter extending this time period), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; Jan 20 2023 filed PRE14a to extend deadline to Sept 2 2023; Feb 8 2023 filed DEF14a to extend deadline to Dec 2 2023, vote Feb 28, NAV $10.16, trust account will not be used to cover potential excise tax; Mar 3 2023 TWLV stockholders approved deadline extension to Dec 2 2023, 31.3 million shares (90.7%) redeemed, 3.2 million shares remain, NAV $10.17; Oct 23 2023 filed PRE14a to extend deadline to June 2 2024, vote in Nov; Nov 8 2023 filed DEF14a to extend deadline to June 2 2024, vote Nov 27, NAV $10.57, trust account will not be used to cover potential excise tax; Dec 1 2023 shareholders approved deadline extension to June 2 2024, 1.9 million shares (57.9%) redeemed, 1.3 million shares remain, NAV $10.52; Apr 29 2024 filed PRE14a to extend deadline to Dec 2 2024;
5.00000
Mizuho
Neil Richardson, Dimitri Elkin, Jonathan Morris
International
Delaware
https://www.sec.gov/Archives/edgar/data/1819498/000121390021012586/f424b40221_twelveseas.htm
1158
10.710
10.910
0.01667
0.000
183
2024-05-01
ARYD
ARYA Sciences Acquisition IV
2021-02-26
2024-05-02
36906180.00
3300016.00
11.184
2024-02-28
0.080
0.083
11.263
11.267
0.000
37.389
-0.037
-0.033
0.00593
3
-0.29862
130.00000
0.000
Unlike many other initial public offerings of special purpose acquisition companies (SPAC IPOs), investors in this offering will not receive warrants that would become exercisable following completion of our initial business combination; The Company intends to focus on target businesses with valuations of $300 to $500 million or more and that have the potential to be $1 billion or more market capitalization companies. The Company is led by Chairman Joseph Edelman, Chief Executive Officer Adam Stone, Chief Financial Officer Michael Altman and Chief Business Officer Konstantin Poukalov; While we may pursue an acquisition opportunity in any business, industry, sector or geographical location, we intend to focus on industries that complement our management teams background, and to capitalize on the ability of our management team to identify and acquire a business, focusing on the healthcare or healthcare related industries. In particular, we will target North American or European companies in the life sciences and medical technology sectors where our management has extensive investment experience; Our sponsor is an affiliate of Perceptive Advisors, a leading life sciences focused investment firm with over $10 billion of regulatory assets under management as of September 30, 2020; In July 2020, ARYA Sciences Acquisition Corp. consummated its initial business combination with Immatics Biotechnologies GmbH (Immatics). The ordinary shares of the combined company, Immatics N.V., are traded on Nasdaq under the symbol IMTX.; ARYA Sciences Acquisition Corp II, consummated its initial business combination with Cerevel Therapeutics (Cerevel). The ordinary shares of the combined company, Cerevel Therapeutics Holdings, Inc., are traded on Nasdaq under the symbol CERE.; ARYA Sciences Acquisition Corp III entered into a business combination agreement to acquire Nautilus. Upon completion of the transaction, it is expected that the Class A common stock of the combined company, Nautilus Biotechnology, Inc., will be listed on Nasdaq under the symbol NAUT.; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; If we do not consummate an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible, but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Sept 29 2021 announced a business combination with Caritas Therapeutics, a next-generation genetic medicine company; $242 million enterprise value; Business Combination of Amicus Gene Therapy Business with ARYA IV to Result in the Launch of Caritas Therapeutics, a New Independent, Publicly Traded Company with Expected ~$400M in Initial Funding; In addition to the approximately $150 million held in ARYA IVs trust account, assuming no redemptions are effected, a group of leading global investors has committed to participate in the transaction through a common stock private investment in public equity (PIPE) of approximately $200 million at $10 per share. Investors in the PIPE include Perceptive Advisors, Redmile Group, Bain Capital Life Sciences, Invus, Avoro Capital Advisors, Surveyor Capital (a Citadel company), Deerfield Management Company, Wellington Management and Sphera Healthcare; Symbol SPES; A condition to closing of the business combination transaction is that these cash proceeds are no less than $300 million in total; Closing fourth quarter of 2021 or early 2022; Feb 24 2022 deal terminated; Jan 31 2023 filed PRE14a to extend deadline to June 2 2023 + 9 months; Feb 27 2023 announced 12.0 million shares (80%) redeemed, 3 million shares remain; Mar 1 2023 ARYD stockholders approved deadline extension to June 2 2023 + 9 months, 11.3 million shares (75.3%) redeemed, 3.7 million shares remain, NAV $10.22; June 2 2023 extended deadline to July 2 2023, added $140k to trust account; July 3 2023 extended deadline to Aug 2 2023, added $140k to trust account; Aug 2 2023 extended deadline to Sept 2 2023, added $140k to trust account; Sept 5 2023 extended deadline to Oct 2 2023, added $140k to trust account; Oct 2 2023 extended deadline to Nov 2 2023, added $140k to trust account; Nov 2 2023 extended deadline to Dec 2 2023, added $140k to trust account; Dec 4 2023 extended deadline to Jan 2 2024, added $140k to trust account; Jan 2 2024 extended deadline to Feb 2 2024, added $140k to trust account; Jan 22 2024 filed PRE14a to extend deadline to Mar 2 2025; Feb 1 2024 filed DEF14a to extend deadline to Mar 2 2025, vote Feb 27, NAV $11.08; Feb 28 2024 ARYD stockholders approved deadline extension to Mar 2 2025, 391k shares redeemed, 3.3 million shares remain, NAV $11.15; Apr 2 2024 extended deadline to May 2 2024, added $111k to trust account;
4.60000
GS / Jefferies
Joseph Edelman, Adam Stone, Michael Altman, Perceptive Advisors
Biotech
Cayman
Adagio Medical
2024-02-14 00:00
Feb 14 2024 announced a business combination with Adagio Medical, Inc. ("Adagio Medical"), a leading innovator in catheter ablation technologies for treatment of cardiac arrhythmias; Upon closing of the transaction, Adagio Medical will become a subsidiary of Aja Holdco, Inc. (the "Combined Company"), which will operate with the existing Adagio Medical management team under the name "Adagio Medical, Inc." The Combined Companys common stock is expected to be listed on the Nasdaq Capital Market under the ticker symbol "ADGM"; Investors have committed to participate in the transaction in the form of $20 million in convertible debt (which includes bridge financing for the period between signing and closing) and $22 million in equity financing (which includes the non-redemption of cash in ARYAs trust account). Investors in the financing include affiliates of Perceptive Advisors, RA Capital Management ("RA Capital"), RTW Investments and ATW Partners; The transaction implies a post-transaction fully diluted equity value of the Combined Company of $128 million and a fully diluted enterprise value of $113 million; Current investors in Adagio Medical (excluding Perceptive Advisors and RA Capital) are expected to own approximately 10.2% and Perceptive and ARYA Sciences Holdings IV, an affiliate of Perceptive Advisors and sponsor of ARYA, collectively, are expected to hold approximately 58.2% of the Combined Company; The respective boards of directors of both ARYA and Adagio Medical have approved the proposed transaction. Completion of the transaction, which is expected in the second quarter of 2024, is subject to approval of ARYAs and Adagio Medicals shareholders and the satisfaction of certain other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1838821/000114036121006658/nt10018811x8_424b4.htm
1158
1083
11.330
0.03538
https://www.sec.gov/Archives/edgar/data/1838821/000114036124007730/ny20020899x5_ex99-2.htm
0.000
184
2024-05-01
SLAM
SLAMU US Equity
SLAMW US Equity
Slam
2021-02-23
2024-12-25
98798296.00
9077959.00
10.883
2023-12-31
0.152
0.457
11.036
11.340
0.000
100.311
0.026
0.330
0.00130
0.00221
240
0.04597
0.04022
0.03879
500.00000
0.250
Each unit consists of one Class A ordinary share and one-fourth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company has not selected any business combination target and will not be limited to a particular industry or geographic region. The Companys Founding Partners are A-Rod Corp and Antara Capital LP; If we have not consummated an initial business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses); Founding Partners are to Antara Capital LP and A-Rod Corp; Slam Corp. was established by baseball legend, investor and Chairman and Chief Executive Officer of A-Rod Corp, Alex Rodriguez, and Founder, Managing Partner and Chief Investment Officer of Antara Capital LP (Antara), Himanshu Gulati. Slam Corp. intends to pursue investment opportunities with companies that have large and growing addressable markets, significant revenue growth, defensible business models and superior market share. We intend to focus on businesses in the sports, media, entertainment, health and wellness and consumer technology sectors, however, we do not intend to target professional sports franchises. We believe Slam Corp is uniquely positioned given our management teams multi-decade track record of strong investment returns, our operational and entrepreneurial expertise and our powerful global networks; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; Jan 13 2023 filed PRE14a to extend deadline to May 25 2023 + 9 monthly extensions; Jan 31 2023 filed DEF14a to extend deadline to May 25 2023 + 9 monthly extensions, vote Feb 21, NAV $10.18; Feb 17 2023 SLAM announced 35.1 million shares (61.0%) tendered for redemption, 32,164,837 shares (56.0%) redeemed, 25.3 million shares remain, NAV $10.20; Dec 8 2023 filed DEF14a to extend deadline to Dec 25 2024, vote Dec 22, NAV $10.83; Dec 27 2023 SLAM stockholders approved deadline extension to Dec 25 2024, 16.3 million shares (64.2%) redeemed, 9.1 million shares remain, NAV $10.86, added $80k to trust account; Feb 14 2024 filed S-4 for Lynk Global deal;
15.50000
1.500
GS / BTIG
Alex Rodriguez, Himanshu Gulati
Sports
Cayman
Lynk Global
2023-12-18 00:00
Feb 5 2024 announced a business combination with Lynk Global, Inc. (Lynk), the worlds leading satellite-direct-to-standard-phone (sat2phone) telecoms provider, after Dec 18 2023 announced a non-binding letter of intent for a potential business combination; Lynk has proven two-way sat2phone connectivity on all seven continents, including SMS, emergency alerts, voice calls, and data, and is scaling to provide coverage everywhere on Earth at broadband speeds; Combined company expected to list on Nasdaq under the ticker symbol LYNK in the second half of 2024; Based on the LOI, the Combined Company is expected to be valued at no less than $800 million upon listing, subject to current market conditions;
https://www.sec.gov/Archives/edgar/data/1838162/000119312521054775/d941708d424b4.htm
1161
1028
11.050
11.060
0.03100
https://www.sec.gov/Archives/edgar/data/1838162/000119312524023614/d762554dex992.htm
0.000
185
2024-05-01
QDRO
QDROU US Equity
QDROW US Equity
Quadro Acquisition One
2021-02-18
2024-05-22
16962816.00
1570680.00
10.800
2023-12-31
0.151
0.180
10.951
10.980
0.000
17.309
-0.069
-0.040
0.00632
0.00906
23
-0.05640
-0.05640
-0.09624
200.00000
0.333
Each unit consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company is a special purpose acquisition company (SPAC) led by Chairman and Chief Executive Officer, Ivan Tavrin, formed for the purpose of acquiring, engaging in a share exchange, share reconstruction and amalgamation, contractual control arrangement with, purchasing all or substantially all of the assets of, or engaging in any other similar initial business combination with one or more business entities. The Company may pursue an acquisition opportunity in any industry or sector located in any region, but intends to focus on businesses in the internet and technology sectors primarily operating in Europe, including Russia; In connection with the consummation of this offering, we will enter into a forward purchase agreement with our sponsor (either directly or through an affiliate), which provides for the purchase of $20,000,000 of units, which at the option of the sponsor can be increased to up to $50,000,000, with each unit consisting of one Class A ordinary share and one-third of one warrant to purchase one Class A ordinary share at $11.50 per share, for a purchase price of $10.00 per unit, in a private placement to occur concurrently with the closing of our initial business combination; We will seek to capitalize on the substantial deal sourcing, investing and operating expertise of our founder, Chairman and Chief Executive Officer, Ivan Tavrin. Mr. Tavrin is a Russian entrepreneur with substantial experience in building, operating and investing in businesses, predominantly in TMT and consumer industries, both in the private and public markets. Mr. Tavrin is a founder of UTH Russia Limited (operating under Media-1 brand), or UTH, one of the largest independent media broadcasting groups in Russia, which comprises 3 television networks, including leading musical channel Muz-TV, reality TV channel U and the Disney Channel (Russia) owned pursuant to a joint venture with The Walt Disney Company, or Disney (NYSE: DIS); On February 1, 2021, Kismet One announced that it had entered into a definitive business combination agreement with Nexters Global Limited, a Cyprus-based mobile and social game developer and publisher; Warrants redeemable if stock >$10.00; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 24-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); June 30 2022 announced new CEO Dimitri Elkin, new sponsor Twelve Seas Management, and new mandate of Tech ex-Russia; Jan 13 2023 filed PRE14a to extend deadline to Nov 22 2023; Jan 31 2023 filed DEF14a to extend deadline to Apr 22 2023 + 7 months, vote Feb 20, NAV $10.14; Feb 24 2023 stockholders approved deadline extension to Apr 22 2023, changed name to Quadro Acquisition One, changed ticker symbol to QDRO, 20.5 million shares (89.1%) redeemed, 2.5 million shares remain, NAV $10.20; Oct 18 2023 filed PRE14a to extend deadline to May 22 2024, vote in Nov; Nov 7 2023 filed DEF14a to extend deadline to May 22 2024, vote Nov 20, NAV $10.64; Nov 27 2023 QDRO stockholders approved deadline extension to May 22 2024, 977k shares (38.3%) redeemed, 1.6 million shares remain;
6.00000
1.500
Citi / CS / BofA
Ivan Tavrin
Tech Russia
Cayman
Global Growth Co
2024-01-17 00:00
Jan 17 2024 announced a business combination with a group of seven companies in the sports collectibles, software, cloud-based IT and healthcare services segments with an estimated pro-forma enterprise value of $3 billion (referred to as the Global Growth Companies). These companies are affiliated with Global Growth, a private equity firm founded by Greg Lindberg;
https://www.sec.gov/Archives/edgar/data/1825962/000121390021007238/fs12021a1_kismetacq2.htm
1166
1063
11.020
11.050
0.03000
0.000
186
2024-05-01
MACA
MACAU US Equity
MACAW US Equity
Moringa Acquisition
2021-02-17
2024-08-19
5697632.00
515019.00
11.063
2023-12-31
0.155
0.299
11.218
11.362
0.010
5.835
0.118
0.262
0.01000
-0.02209
112
0.07907
0.00931
0.12131
100.00000
0.500
Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share and one-half (1/2) of one redeemable warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share at a price of $11.50 per share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographical region although we intend to focus our search on technology-based businesses that are domiciled in Israel, that carry out all or a substantial portion of their activities in Israel, or that have some other significant Israeli connection; If we are unable to consummate an initial business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Mr. Levin, our co-founder, has been involved, for approximately 25 years, as an executive and venture capital / private equity investor in high tech Israel related ventures. From 2000 to 2018, Mr. Levin was a member of the Board and Executive Committee of Objet Ltd., which as a result of a merger with Stratasys, Inc. in 2012, formed Stratasys Ltd. (NASDAQ: SSYS), the pioneer and global leader in 3D printing; We will either: (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose, at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of amount required to pay our income and franchise taxes); or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of amount required to pay our income and franchise taxes); We will provide to our public shareholders the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination; The amount in the trust account is initially anticipated to be $10.00 per public share; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; Dec 15 2022 filed PRE14a to extend deadline to Aug 19 2023, no meeting date set; Feb 7 2023 adjourned vote to Feb 9, 8,910,433 shares (77.5%) redeemed, 2.6 million shares remain; July 13 2023 filed PRE14a to extend deadline, vote in Aug, NAV $10.60; July 24 2023 filed PRER14a to extend deadline to Aug 19 2024, vote Aug 16, NAV $10.60; June 13 2022 announced a business combination with Holisto Ltd, a technology based online travel booking platform; $323 million enterprise value; Closing Q4; Contemporaneously with the execution of the business combination agreement, Moringa and Holisto entered into a securities purchase agreement with a non-affiliated investor pursuant to which the investor would purchase a $30 million senior secured convertible note from Holisto, which would be convertible into Holisto ordinary shares at the lesser of $11.00 per share or 90% of the market price at the time of conversion, and a warrant to purchase 1,363,636 Holisto ordinary shares at an exercise price of $11.50. The convertible note financing is subject to closing conditions of both Holisto and the note investor; Sept 6 2022 Holisto terminated $30 million convertible note; Aug 10 2023 MACA / Holisto deal terminated;
3.25000
EarlyBirdCapital / Moelis
Ilan Levin, Gil Maman
Tech Israel
Cayman
Silexion
2024-02-22 00:00
Feb 22 2024 announced a business combination with Silexion Ltd. (Silexion), a clinical-stage, oncology-focused biotechnology company; The business combination provides for Silexions pre-transaction equity value to be $62.5 million, based on a $10 share price; The business combination, which has been unanimously approved by the boards of directors of Silexion and Moringa, is expected to close in the third quarter of 2024, subject to the satisfaction of customary closing conditions, including the approval of Silexion and Moringa shareholders and Nasdaq approval of the initial listing of the combined companys securities;
https://www.sec.gov/Archives/edgar/data/1835416/000121390021005765/ea134271-s1_moringaacq.htm
1167
1100
11.330
10.970
0.03250
0.000
187
2024-05-01
CVII
CVIIU US Equity
CVIIW US Equity
Churchill Capital Corp VII
2021-02-12
2024-05-21
605451840.00
57064260.00
10.610
2024-02-12
0.073
0.094
10.683
10.704
-0.001
611.444
-0.027
-0.006
0.00296
-0.04026
22
-0.00876
-0.01641
1200.00000
0.200
Each unit consists of one share of the Companys Class A common stock and one-fifth of one warrant, each whole warrant entitling the holder thereof to purchase one share of the Companys Class A common stock at an exercise price of $11.50 per share; Churchill Capital Corp VII was founded by Michael Klein, who is also the founder and managing partner of M. Klein and Company. The Company was formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses. It may pursue an initial business combination target in any business or industry; Permitted withdrawals means amounts withdrawn to fund our working capital requirements, subject to an annual limit of $1,000,000, and/or to pay our taxes and notwithstanding the annual limitation, such withdrawals can only be made from interest and not from the principal held in the trust account; If we are unable to complete our initial business combination within 24 months from the closing of this offering (or 27 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of permitted withdrawals and up to $100,000 of interest to pay dissolution expenses); Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares in connection with our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (net of permitted withdrawals), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below: (1) $10.00 per public share; Mar 30 2023 filed PRE14a to extend deadline to Feb 17 2024; Apr 17 2023 filed DEF14a to extend deadline to Feb 17 2024, vote May 11, NAV $10.18, trust account will not be used to cover potential excise tax; May 4 2023 announced a letter of intent with a "diversified compounder", trust account funds transitioned from cash to an interest-bearing account earning 4.7%, will add $1 million to trust each month after vote; May 16 2023 CVII announced 80.0 million shares (58.0%) redeemed, 58.0 million shares remain, NAV $10.21;Nov 17 2023 filed F-4 for CorpAcq deal; Dec 22 2023 filed PRE14a to extend deadline to Aug 17 2024; Dec 26 2023 filed F-4/a for CorpAcq deal; Jan 22 2024 filed DEF14a to extend deadline to Aug 17 2024, vote Feb 8, NAV $10.54, trust account will not be used to cover potential excise tax; Jan 29 2024 filed F-4/a for CorpAcq deal; Feb 12 2024 CVII stockholders approved deadline extension to Aug 17 2024, CVII announced 952k shares redeemed, 57 million shares remain, NAV $10.61; Feb 21 2024 filed F-4/a for CorpAcq deal; Mar 1 2024 filed F-4/a for CorpAcq deal; Mar 7 2024 filed F-4/a for CorpAcq deal; Mar 22 2024 set May 21 deal vote;
25.00000
1.000
Citi / JPMorgan / GS / BofA
Michael Klein, Churchill Capital
Diversified
Delaware
CorpAcq
2023-08-01 00:00
Aug 1 2023 announced a business combination with CorpAcq Holdings Limited (CorpAcq), a corporate compounder with a proven track record of acquiring and supporting founder-led businesses; CorpAcq is a corporate compounder and preferred acquirer of founder-led small and medium-sized enterprises in the UK anchored by a diversified portfolio of 41 stable and profitable businesses; CorpAcq has grown revenue at an annual rate of 16% and adjusted EBITDA of 17% over the last 4 years including average organic revenue growth of 4% and subsidiary-level profit growth of 7%, respectively; Transaction implies an initial enterprise value of approximately $1.58 billion, providing an attractive entry point for Churchill VIIs shareholders at approximately 10x current year adjusted EBITDA; In connection with the transaction, Churchill VIIs sponsor has elected to forfeit 15 million founder shares and unvest an additional 12.1 million shares to align with its shareholders and the long-term value creation and performance of CorpAcq; The transaction, which has been approved by the Boards of Directors of CorpAcq and Churchill VII, is expected to close in late 2023 or early 2024 and is subject to approval by Churchill VIIs shareholders, Churchill VII having available cash at closing of at least $350 million net of transaction fees and other customary closing conditions; Symbol CPGR;
https://www.sec.gov/Archives/edgar/data/1828248/000110465921013210/tm211963-3_s1a.htm
1172
900
10.715
10.253
0.02083
https://www.sec.gov/Archives/edgar/data/1828248/000110465923086110/tm2322462d1_ex99-2.htm
0.000
188
2024-05-01
CHAA
CHAA/U US Equity
CHAAW US Equity
Catcha Investment
2021-02-12
2024-05-07
17765448.00
1573556.00
11.290
2024-02-23
0.087
0.097
11.377
11.387
0.005
17.860
0.017
0.027
-0.00236
8
0.11631
0.16207
275.00000
0.333
Each unit consists of one Class A ordinary share of the Company and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; Led by Chairman and Chief Executive Officer Patrick Grove and President Luke Elliott, Catcha Investment Corp intends to focus its search on a target with operations or prospective operations in the technology, digital media, financial technology, or digital services sectors, which it refers to as the new economy sectors, across Asia Pacific, in particular Southeast Asia and Australia; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Dec 2 2022 filed PRE14a to extend deadline to Feb 17 2024, NAV $10.10; Jan 24 2023 filed DEF14a to extend deadline to Feb 17 2024, vote Feb 14, NAV $10.14, 27,785,141 shares (92.6%) redeemed, 2.2 million shares remain, NAV $10.18; Oct 3 2023 filed F-4 for Crown LNG Holdings deal; Jan 19 2024 filed PRE14a to extend deadline to May 17 2024, vote Feb 14; Jan 30 2024 filed PRER14a to extend deadline to May 17 2024, vote Feb 14; Feb 1 2024 filed DEF14a to extend deadline to May 17 2024, vote Feb 14, NAV $11.22; Feb 13 2024 postponed extension vote to Feb 16; Feb 15 2024 filed DEFM14a for Crown LNG Holdings deal, vote Mar 6; Feb 23 2024 stockholders approved deadline extension to May 17 2024, 641k shares (29.0%) redeemed, 1.6 million shares remain, NAV $11.29; Mar 4 2024 postponed deal vote to Mar 22; Mar 20 2024 postponed deal vote to Mar 26; Mar 22 2024 postponed deal vote to May 7; Apr 25 2024 filed PRE14a to extend deadline to Aug 17 2024;
7.00000
1.500
JPMorgan
Patrick Grove, Luke Elliott, Catcha
Tech Asia Pacific
Cayman
Crown LNG Holdin
2023-08-03 00:00
Aug 3 2023 announced a business combination with Crown LNG Holdings AS (Crown or the Company), a leading provider of offshore liquefied natural gas (LNG) liquefaction and regasification terminal infrastructure for harsh weather locations; The combined company intends to apply to list its shares on the New York Stock Exchange under the ticker symbol CGBS; Pro forma implied enterprise value of the combined company will be approximately USD $685 million. The transaction, forecasted to be completed during the fourth quarter of 2023, is expected to provide $50 million of capital, with net proceeds going to fund both the Kakinada and Grangemouth projects to final investment decision (FID); The transaction has been unanimously approved by the Boards of Directors of CHAA and Crown. Completion of the proposed transaction is subject to customary closing conditions, and is anticipated to occur in the fourth quarter of 2023; Jan 31 2024 removed $20mm cash closing condition;
https://www.sec.gov/Archives/edgar/data/1838293/000119312521031905/d311496ds1a.htm
1172
902
11.350
0.02545
https://www.sec.gov/Archives/edgar/data/1838293/000121390023062773/ea182687ex99-2_catchainves.htm
0.000
189
2024-05-01
BITE
BITE/U US Equity
BITE/WS US Equity
Bite Acquisition
2021-02-12
2024-04-29
25244488.00
2359298.00
10.700
2024-02-16
0.070
0.070
10.770
10.770
0.073
27.132
0.380
0.380
0.06777
0
175.00000
0.500
Each unit consists of one share of common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder to purchase one share of common stock at a price of $11.50 per share; While the Company may pursue an initial business combination with a company in any sector or geography, we intend to focus our search on the traditional and non-traditional restaurant sectors in North America; Our management team has over 100 years of combined experience in North America as founders, owners, executives and advisors in the restaurant industry. They have been involved in all facets of traditional and non-traditional, franchised and internal restaurant categories, including Quick Service Restaurants (QSR), Fast Casual, Polished Casual Dining, and Fine Dining. Our management team members have extensive exposure to the industry trends and acquisition opportunities in the restaurant industry with a focus and dedication to creating timely value for their stakeholders, Has an enterprise value in the $400-$850 million range or higher at the time of the business combination; Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether such stockholder is voting for or against such proposed business combination or does not vote at all, to demand that we convert its public shares into a pro rata share of the trust account; If we are unable to complete an initial business combination within 24 months from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest not previously released to us (net of taxes payable); If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.00 (which is equal to the anticipated aggregate amount then on deposit in the trust account excluding interest earned on the funds held in the trust account); We will pay the costs of any subsequent liquidation from our remaining assets outside of the trust account. If such funds are insufficient, our sponsor has contractually agreed to advance us the funds necessary to complete such liquidation (currently anticipated to be no more than approximately $15,000) and has contractually agreed not to seek repayment for such expenses; Nov 14 2022 filed PRE14a to extend deadline to Aug 17 2023, vote in 2022; Nov 23 2022 filed DEF14a to extend deadline to Aug 17 2023, vote Dec 15, NAV $10.06; Dec 12 2022 confirmed trust account and accrued interest will not be used to pay excise tax; Dec 16 2022 stockholders approved deadline extension to Aug 17 2023 and ability to liquidate early, 17 million shares (85.0%) redeemed, 3 million remain, NAV $10.06, to report its decision on whether or not to implement the Extension Charter Amendment Proposal or the Termination Charter Amendment Proposal; Jan 3 2022 Chair and director resigned; July 7 2023 filed DEF14a to extend deadline to Feb 17 2024, vote Aug 10, NAV $10.35; Jan 5 2024 filed PRE14a to extend deadline, vote in Feb; Jan 24 2024 filed DEF14a to extend deadline to Aug 17 2024, vote Feb 13, NAV $10.71, trust account will not be used to cover potential excise tax; Feb 16 2024 BITE stockholders approved deadline extension to Aug 17 2024, 519k shares (18.0%) redeemed, 2.4 million shares remain, NAV $10.70; Apr 11 2024 set Apr 29 deal vote;
4.20000
EarlyBirdCapital
Rafael Felipe de Jesus Aguirre Gomez, Alberto Ardura Gonzalez,
Restaurant
Delaware
Above Food
2023-05-01 00:00
May 1 2023 announced a business combination with Above Food Corp. (Above Food or the Company), an innovative food company leveraging its vertically integrated supply chain to deliver differentiated ingredients and consumer products; $319 million enterprise value; Valuation: 13.7x EBITDA (2023E), 0.66x sales (2023E); Expected to provide Above Food with approximately US$44 million of gross proceeds, of which US$9 million has already been committed, to fund future facility development and working capital purposes; Upon closing of the proposed transaction, Above Food will become a public company and is expected to be listed on the NYSE under the new ticker symbol "ABVE; Above Food has already received US$9 million of investments from several high-profile strategic and financial investors including Lexington Capital (an alternative investments and development group focused on food & agriculture, water and real estate) and Grupo Vida (one of the largest oat manufacturers in the Americas with production and facilities in Mexico, Canada and Chile); The transaction has been unanimously approved by the Board of Directors of Above Food and Bite, and closing, expected for the second half of 2023, is subject to satisfaction of customary closing conditions, including the approval of Bite shareholders;
https://www.sec.gov/Archives/edgar/data/1831270/000110465921024388/tm2035571-5_424b4.htm
1172
808
11.500
0.02400
https://www.sec.gov/Archives/edgar/data/1831270/000110465923053687/tm2313495d1_ex99-3.htm
0.000
190
2024-05-01
PUCK
PUCKU US Equity
PUCKW US Equity
Goal Acquisitions
2021-02-11
2024-08-08
2302316.75
214169.00
10.750
2024-01-26
0.091
0.188
10.841
10.938
0.002
2.304
0.071
0.168
-0.00745
-0.03604
101
0.05761
0.06117
0.17941
225.00000
1.000
Each unit that we are offering has a price of $10.00 and consists of one share of common stock and one warrant. Each warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to initially focus on target businesses in the sports industry, including, but not limited to, related areas such as sports technology, gaming and e-sports. We intend to target leading professional sports teams, media and brand-name companies and assets, with a particular focus on special situation assets which have significant potential for growth. Minimum Enterprise values of between $600 million and $1 billion; Certain investment funds and accounts advised by Atalaya Capital Management LP, an unaffiliated qualified institutional buyer (who are not affiliated with our sponsor or any member of our management team), which we refer to as the anchor investor, have expressed an interest to purchase units in this offering at a level of up to and in no event exceeding 9.9% of the units subject to this offering; Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to complete an initial business combination by 24 months from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest not previously released to us (net of taxes payable); Our sponsor has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below $10.00 per share by the claims of target businesses or claims of vendors or other entities that are owed money by us for services rendered or contracted for or products sold to us; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.00 (which is equal to the anticipated aggregate amount then on deposit in the trust account excluding interest earned on the funds held in the trust account); Dec 30 2022 filed PRE14a to extend deadline to Mar 18 2023 + 5 months, vote in Feb; Jan 9 2023 filed DEF14a to extend deadline to Mar 18 2023 + 5 months, vote Feb 7, NAV $10.13; Feb 1 2023 trust account will not be used to cover excise tax; Feb 13 2023 PUCK extended deadline to Mar 18 2023, 16.3 million shares (63.1%) redeemed, 9.5 million shares remain, NAV $10.16; July 14 2023 filed PRE14a to extend deadline to Aug 17 2023, + 90 days; July 27 2023 filed DEF14a to extend deadline to Aug 17 2023 + 90 days, vote Aug 14, NAV $10.48, trust account will not be used to cover potential excise tax, has received two notices from Digital Virgo Group purporting to unilaterally terminate the business combination; Oct 13 2023 filed PRE14a to extend deadline to Feb 10 2024; Oct 24 2023 filed DEF14a to extend deadline to Feb 10 2024, vote Nov 8, NAV $10.70, trust account will not be used to cover potential excise tax; Nov 14 2023 PUCK stockholders approved deadline extension to Feb 10 2024, 572k shares (68.3%) redeemed, 266k shares remain, NAV $10.70; Jan 26 2024 filed DEF14a to extend deadline to Aug 8 2024, vote Feb 7, NAV $10.75; Feb 7 2024 stockholders approved deadline extensions to Aug 8 2024, 52k shares redeemed, 214k shares remain;
6.00000
EarlyBirdCapital
Harvey Schiller
Sports
Delaware
Digital Virgo Gr
2022-11-17 00:00
Nov 17 2022 announced a business combination with Digital Virgo Group, a French corporation which has a leading global platform for payment and monetization of digital content and services that provides one destination for entertainment, sports, lifestyle, and ultimately, transportation, education and everyday needs; Digital Virgo has been consistently profitable for the last seven years. The company has a proven track record of success in all economic environments, with revenue and adjusted EBITDA expected to grow from 2021-2022E 12% and 15%; $513 million enterprise value; The proposed business combination is expected to provide at least $100 million in cash to Digital Virgo, allowing the company to enhance growth and expand into North America and other priority markets; It is expected to close in the first quarter of 2023, subject to the satisfaction of customary closing conditions including Goal shareholder approval, approval for listing on Nasdaq, European electronic money institution approvals, a minimum of $20 million in cash being available at closing, and the execution of definitive agreements for a $100 million committed capital on demand facility;
https://www.sec.gov/Archives/edgar/data/1836100/000149315221001535/forms-1.htm
1173
644
10.760
10.450
0.02667
https://www.sec.gov/Archives/edgar/data/1836100/000149315222034948/ex99-1.htm
0.000
191
2024-05-01
KRNL
KRNLU US Equity
KRNLW US Equity
Kernel Group Holdings
2021-02-03
2024-08-05
5500883.00
509341.00
10.800
2024-02-06
0.105
0.228
10.905
11.028
-0.008
5.526
0.155
0.278
-0.00500
98
0.09975
0.06247
265.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Kernel Group Holdings, Inc. is a special purpose acquisition company formed for the purpose of entering into a merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or similar business combination with a business in the Commerce Enablement, Logistics Technologies, Marketplaces and Services space. The founding team is composed of Mark Gross, Vivek Paul, Rakesh Tondon, Brett Northart and Mike Newbold; Mark Gross is a food executive with more than 20 years of critical leadership experience, financial expertise and insight in leading business transformations. Mr. Gross is an experienced board member through his role on the board and as President and Chief Executive Officer of Supervalu, where he served from February 2016 to October 2018, and as Co-President of C&S Wholesale Grocers; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Jan 1 2022 sponsor sold its shares to new group for $1.00, Suren Ajjarapu, Howard Doss, Michael Peterson, Donald Fell, Venkatesh Srinivas, and Siva Srinivasan were appointed as members of the board of directors; Jan 19 2023 filed DEF14a to extend deadline to Aug 5 2023, vote Feb 3, NAV $10.15, 22,848,122 shares (75.0%) redeemed, 7.6 million shares remain, NAV $10.15, $300k added to trust account; July 5 2023 extended deadline to Aug 5 2023, added $300k to trust account; July 10 2023 filed PRE14a to extend deadline to Feb 5 2024, vote Aug 3, NAV $10.42; July 20 2023 filed PRER14a to extend deadline to Feb 5 2024, vote Aug 3, NAV $10.42; July 24 2023 filed DEF14a to extend deadline to Feb 5 2024, vote Aug 3, NAV $10.42; Aug 4 2023 KRNL stockholders approved deadline extension to Feb 5 2024, 1.3 million shares (17.0%) redeemed, 6.3 million shares remain, NAV $10.42, deadline extended to Sept 5, added $150k to trust account; Sept 7 2023 extended deadline to Oct 5 2023, added $150k to trust account; Oct 5 2023 extended deadline to Nov 5 2023, added $150k to trust account; Nov 7 2023 extended deadline to Dec 5 2023, added $150k to trust account; Dec 4 2023 extended deadline to Jan 5 2024, added $150k to trust account; Jan 4 2024 extended deadline to Feb 5 2024, added $150k to trust account; Jan 5 2024 filed PRE14a to extend deadline to Aug 5 2024, vote Feb 1, NAV $10.74; Jan 17 2024 filed DEF14a to extend deadline to Aug 5 2024, vote Feb 1, NAV $10.74;
8.75000
1.000
Citi
Mark Gross
E-commerce
Cayman
AIRO
2023-03-06 00:00
Mar 6 2023 announced a business combination with AIRO Group Holdings, Inc. (AIRO), a multi-faceted air mobility, autonomy & aerospace platform with differentiated technologies and capabilities that dynamically address high growth market trends across the entire aviation & aerospace ecosystem; Pro forma equity value of the combined company is expected to be approximately $847 million, assuming no redemptions of current Kernel public stockholders, with the proposed business combination expected to be completed in Q3 202; The combined company will be renamed AIRO Group, Inc and its common stock and warrants are expected to be listed on Nasdaq, under the symbols AIRO and AIROW, respectively, upon closing of the transaction;
https://www.sec.gov/Archives/edgar/data/1832950/000114036121002066/nt10017275x4_s1a.htm
1181
761
10.850
0.03302
https://www.sec.gov/Archives/edgar/data/1832950/000149315223009633/ex99-1.htm
0.000
192
2024-05-01
JWSM
JWSM/U US Equity
JWSM/WS US Equity
Jaws Mustang Acquisition
2021-02-02
2025-02-04
15445069.00
1405293.00
10.991
2024-02-08
0.104
0.464
11.094
11.455
0.002
15.486
0.074
0.435
-0.00671
-0.00401
281
0.05153
0.05153
0.04782
900.00000
0.250
Each unit consists of one Class A ordinary share of the Company and one-fourth of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; Led by Chairman Barry S. Sternlicht and Chief Executive Officer Andrew Klaber, Jaws Mustang Acquisition Corporation expects to focus on leading companies across a variety of industries with attractive growth-oriented characteristics and strong underlying demand drivers and with all or a substantial portion of activities in North America and/or Europe; Warrants redeemable if stock > $10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Dec 30 2022 filed PRER14a to extend deadline to Feb 4 2024; Jan 11 2023 filed DEF14a to extend deadline to Feb 4 2024, vote Feb 1 2023, NAV $10.155, 101,596,386 shares (98.2%) redeemed, withdrawals open until Feb 1, 101,396,386 shares (98.0%) redeemed, 2.1 million shares remain; Dec 28 2023 filed PRE14a to extend deadline to Feb 4 2024, vote in Jan; Jan 11 2024 filed DEF14a to extend deadline to Feb 4 2025, vote Jan 25, NAV $10.94; Jan 26 2024 adjourned extension vote to Feb 2;
17.00000
2.000
CS / BofA / GS
Barry Sternlicht, Andrew Klaber
Diversified
Cayman
Starwood Capital
2024-03-08 00:00
Mar 8 2024 signed a non-binding letter of intent with Starwood Capital Entities that own interests in a portfolio of hotels (the "Initial Portfolio") comprised of the 1 Hotels properties in Manhattan and Brooklyn, and the De Vere Portfolio in the United Kingdom; It is estimated that the Initial Portfolio earned $52 million of Net Operating Income ("NOI") at the property level for the year ended December 31, 2023, and the Initial Portfolio is projected to earn NOI at the property level of $62 million for the year ending December 31, 2024;
https://www.sec.gov/Archives/edgar/data/1831359/000110465921011634/tm2034978-9_424b4.htm
1182
1130
11.020
11.050
0.01889
0.000
193
2024-05-01
BLUA
BLUA/U US Equity
BLUA/WS US Equity
BlueRiver Acquisition
2021-01-29
2024-08-02
20259660.00
1872929.00
10.817
2024-02-01
0.111
0.231
10.928
11.048
0.000
20.565
-0.062
0.058
0.00475
-0.00989
95
0.02041
0.02399
0.08340
250.00000
0.333
Each unit consists of one Class A ordinary share and one warrant to purchase one-third of one ordinary share at $11.50 per whole share; We intend to focus on companies that alone, or through a strategic combination with another company, have an enterprise valuation between $1.0 billion and $3.0 billion, or larger; We plan to target companies in the technology, media, telecommunications and entertainment industries; Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; If we do not consummate an initial business combination within 24 months from the closing of this offering or during any Extension Period, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible, but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Dec 30 2022 filed PRE14a to extend deadline to Aug 2 2023, Jan 13 2023 filed DEF14a to extend deadline to Aug 2 2023, vote Jan 31; Jan 24 2023 BLUA identified a potential business combination target company in the medical technology sector, NAV $10.15; June 21 2023 filed PRE14a to extend deadline to Feb 2 2024, vote July 14 2023; July 5 2023 filed DEF14a to extend deadline to Feb 2 2024, vote July 21, NAV $10.51; July 19 2023 extension vote postponed to July 28; July 27 extension vote postponed to Aug 2; Aug 8 2023 stockholders approved deadline extension to Feb 2 2024, no redemption figures given; Oct 10 2023 filed S-4 for SST deal; Nov 14 2023 filed S-4/a for SST deal; Dec 28 2023 filed S-4/a for SST deal; Jan 4 2024 filed PRE14a to extend deadline to May 2 2024; Jan 12 2024 filed S-4/a for SST deal; Jan 17 2024 filed DEF14a to extend deadline to May 2 2024, vote Feb 1; Jan 26 2024 filed DEFA14a to extend deadline to Aug 2 2024, moved vote to Feb 2;Feb 7 2024 stockholders approved deadline extension to Aug 2 2024, no redemption figures given; Feb 8 2024 filed S-4/a for SST deal; Mar 8 2024 filed S-4/a for SST deal;
7.25000
GS
John Gregg, Randall Mays
TMT
Cayman
SST
2023-07-24 00:00
July 24 2023 announced a business combination with Spinal Stabilization Technologies (SST or the Company), a medical device company; Spinal Stabilization Technologies is a medical device company focused on developing and then commercializing a proprietary lumbar implant for nucleus pulposus replacement to alleviate certain types of lower back pain. SSTs flagship product, the PerQdisc, is a lumbar intervertebral disc nucleus replacement. The PerQdisc is an investigational device in the U.S. and has not been approved by the FDA; Upon the closing of the proposed transaction between SST and BlueRiver, the combined company will operate as Spinal Stabilization Technologies and be listed on an approved stock exchange; The combined company would have an estimated post-transaction enterprise value of approximately $302 million, assuming a proposed future $40.0 million equity raise (the PIPE) and assuming 100% redemptions by BlueRiver public shareholders; BlueRivers and SSTs respective boards of directors have approved the transaction, which is expected to close in the fourth quarter of 2023, or early 2024, subject to regulatory and shareholder approvals and the satisfaction of other closing conditions, including the completion of mutual due diligence and a committed PIPE or other mutually satisfactory financing resulting in net proceeds of at least $10 million;
https://www.sec.gov/Archives/edgar/data/1831006/000110465921006788/tm2034957-4_s1a.htm
1186
906
10.980
10.820
0.02900
https://www.sec.gov/Archives/edgar/data/1831006/000110465923084983/tm2321836d7_ex99-1.htm
0.000
194
2024-05-01
CSTAF
CSTUF US Equity
CSTWF US Equity
Constellation Acquisition I
2021-01-27
2024-05-29
26470544.00
2367684.00
11.180
2024-02-02
0.113
0.471
11.270
11.628
0.000
26.518
0.200
0.558
-0.00620
-0.00620
275
0.06741
0.05100
0.05100
300.00000
0.333
Each unit consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to pursue a target in Europe or in North America that has a proven business model delivering sustainable competitive advantages, combined with substantial growth opportunities and is at an inflection point in their development. The Company will only consider companies that qualify as ESG. Constellations founders include Klaus Kleinfeld (Chief Executive Officer), Martin Weckwerth (Investment Officer), Thomas Stapp (Chief Financial Officer), Stefan Benz (External Advisor, Legal), Niklas Einsfeld (External Advisor) and Michael Wunderlich (External Advisor); Warrants redeemable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we do not consummate an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible, but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Dec 16 2022 filed PRE14a to extend deadline to Jan 29 2024; Dec 30 2022 filed DEF14a to extend deadline to Jan 29 2024, vote Jan 24, NAV $10.14, 27,131,706 shares (87.5%) redeemed, extension vote adjourned to Jan 26, 26,506,157 shares (85.5%) redeemed, 4.5 million shares remain, NAV $10.167; Apr 28 2023 extended deadline to May 29 2023, added $150k to trust account; May 26 2023 extended deadline to June 29 2023, added $150k to trust account ; July 28 2023 extended deadline to Aug 29 2023, added $150k to trust account ; Aug 29 2023 extended deadline to Sept 29 2023, added $150k to trust account ; Sept 29 2023 extended deadline to Oct 29 2023, added $150k to trust account ; Oct 27 2023 extended deadline to Nov 29 2023, added $150k to trust account ; Nov 29 2023 extended deadline to Dec 29 2023, added $150k to trust account; Dec 27 2023 filed PRE14a to extend deadline to Jan 29 2025, vote in Jan; Dec 29 2023 extended deadline to Jan 29 2024, added $150k to trust account ; Jan 10 2024 CSTA filed DEF14a to extend deadline to Jan 29 2025, vote Jan 23, NAV $11.11; Jan 23 2024 adjourned extension vote to Jan 25; Jan 25 2024 adjourned extension vote to Jan 29 2025, 3.4 million shares (75.7%) redeemed, 1.1 million shares remain; Apr 29 2024 extended deadline to May 29 2024, added $55k to trust account;
8.00000
1.500
DB / MS
Klaus Kleinfeld, Martin Weckwerth
ESG
Cayman
https://www.sec.gov/Archives/edgar/data/1834032/000095010321001097/dp144885_424b4.htm
1188
11.200
11.200
0.02667
0.000
195
2024-05-01
OCAX
OCAXU US Equity
OCAXW US Equity
OCA Acquisition
2021-01-15
2024-05-20
32736066.00
2997790.00
10.920
2024-01-12
0.106
0.126
11.026
11.047
0.002
32.826
0.096
0.117
-0.00689
21
0.20246
0.16485
130.00000
0.500
Each unit issued in the offering consists of one share of the Companys Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an acquisition opportunity in any industry or geographic region, it intends to focus on a U.S. business in the technology-enabled business services (including healthcare and education) or financial services sectors. OCAs sponsor is Olympus Capital Asia V, L.P., the fifth pan-Asia private equity fund advised by Olympus Capital Asia, one of the longest standing middle market private equity firms in Asia with a 20+ year history of investing in the region. OCA intends to acquire a business which will benefit from Olympus Capitals extensive industry network and experience helping companies expand in Asia; We intend to focus our search on business combination targets with an aggregate enterprise value ranging from $750.0 million to $1.0 billion; Warrants redeemeable if stock >$18.00; If we anticipate that we may not be able to consummate our initial business combination within 18 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by an additional six months (for a total of up to 24 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account, upon five business days advance notice prior to the deadline, must deposit into the trust account $650,000, or $747,500 if the underwriters over-allotment option is exercised in full ($0.05 per unit in either case), on or prior to the date of the deadline, providing a total possible business combination period of 24 months; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If we do not complete our initial business combination within such 18-month period (or up to 24 months from the closing of this offering if we extend the period of time to consummate a business combination), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Dec 30 2022 filed DEF14a to extend deadline to Jan 20 2024, vote Jan 18, NAV $10.27; Jan 17 2023 received 11 million share (73.9%) redemption requests, 11,049,283 shares (73.9%) redeemed, 3.9 million shares remain, NAV $10.31; Apr 20 2023 to extend deadline to May 20 2023, add $90k to trust account; June 20 2023 to extend deadline to July 20 2023, add $90k to trust account; July 20 2023 to extend deadline to Aug 20 2023, add $90k to trust account; Aug 17 2023 to extend deadline to Sept 20 2023, add $90k to trust account; Sept 20 2023 to extend deadline to Oct 20 2023, add $90k to trust account; Oct 20 2023 to extend deadline to Nov 20 2023, add $90k to trust account; Dec 4 2023 filed PRE14a to extend deadline to Jan 20 2025, vote in 2024; Dec 15 2023 filed DEF14a to extend deadline to Jan 20 2025, vote Jan 9, NAV $10.79; Dec 20 2023 extended deadline to Jan 20 2024, add $90k to trust account; Dec 22 2023 announced trust will not be used to cover potential excise tax; Jan 12 2024 stockholders approved deadline extension to Jan 20 2025, 902k shares redeemed, 3.0 million shares remain, NAV $10.83; Feb 22 2024 extended deadline to Mar 20 2024, add $90k to trust account; Mar 22 2024 extended deadline to Apr 20 2024, add $90k to trust account; Apr 22 2024 extended deadline to May 20 2024, add $90k to trust account;
6.37500
1.000
Stifel / Nomura
David Shen, Olympus Capital Asia
Tech
Delaware
Powermers Smart
2023-12-22 00:00
Dec 22 2023 announced a business combination with Powermers Smart Industries, Inc. ("PSI" or the "Company"), a green-powered technology solutions and product platform company; Symbol PSII; At the closing of the Business Combination, the combined company is expected to have a pro forma equity value of approximately $2 billion; Concurrently with the execution of the business combination agreement, an investor with a majority economic, non-voting interest in OCAXs sponsor, OCA Acquisition Holdings LLC (the "Sponsor"), committed to make an investment of up to $8 million into PSI pursuant to convertible promissory notes prior to the closing of the Business Combination, and the Sponsor committed to make an additional PIPE investment of $2 million; OCAXs and PSIs respective boards of directors have approved the Business Combination, which is expected to close in 2024, subject to regulatory and stockholder approvals;
https://www.sec.gov/Archives/edgar/data/1820175/000121390021002774/f424b40121_ocaacquisition.htm
1200
1071
10.950
0.04904
https://www.sec.gov/Archives/edgar/data/1820175/000121390024003431/ea191568ex99-1_ocaacq.htm
0.000
196
2024-05-01
GPAC
GPACU US Equity
GPACW US Equity
Global Partner Acquisition II
2021-01-12
2024-07-14
20242918.00
1794585.00
11.280
2024-04-19
0.013
0.113
11.293
11.393
0.000
20.440
0.093
0.193
0.00858
0.01743
76
0.08557
0.00132
-0.03985
275.00000
0.167
Each unit has an offering price of $10.00 and consists of (i) one Class A ordinary share, (ii) one-sixth of one redeemable warrant (comprising 4,166,667 redeemable warrants in the aggregate, or 4,791,667 warrants if the underwriters over-allotment option is exercised in full) (the detachable redeemable warrants) and (iii) the contingent right to receive, in certain circumstances described below and elsewhere in this prospectus and pursuant to our contingent rights agreement, following the initial business combination redemption time (as defined below), another one-sixth of one redeemable warrant. Each whole redeemable warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We intend to focus our efforts on seeking and completing an initial business combination with a company that has an enterprise value of between $1.0 billion and $3.0 billion, although a target entity with a smaller or larger enterprise value may be considered. While we may pursue an acquisition opportunity in any business industry or sector, we intend to capitalize on the ability of our combined team to identify, acquire and add value to a business following the initial business combination. The industry sectors that we intend to target, many of which are undergoing technology-driven transformation, include consumer, food, branded products, e-commerce and retail disruptors and consumerization of healthcare, as well as certain service sectors and the technology underlying and driving changes across these sectors and related industries; Mgmt teams former SPAC was PRPL US Equity, which is now trading at $35; Founder shares subject to vesting based on stock performance: 50% vest on transaction close, the remainder vest in 12.5% tranches at 20%, 30%, 40% and 50% shareholder returns; Warrants redeemeable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Dec 23 2022 filed DEF14a to extend deadline to Jan 14 2024, vote Jan 11, NAV $10.14; Jan 10 2023 announced 26.7 million shares (89.1%) tendered for redemption, withdrawals open until Jan 11, 26,068,281 shares (86.9%) redeemed, 3.9 million shares remain, NAV $10.167; June 14 2023 extended deadline to July 14 2023, added $150k to trust account; July 14 2023 extended deadline to Aug 14 2023, added $150k to trust account; Aug 14 2023 extended deadline to Sept 14 2023, added $150k to trust account; Sept 15 2023 to liquidate Sept 29, NAV $10.84; Sept 27 2023 to liquidate Sept 29; Oct 6 2023 to not liquidate, extend deadline to Oct 14 2023, added $150k to trust account; Oct 13 2023 extended deadline to Nov 14 2023, added $150k to trust account; Dec 8 2023 filed PRE14a to extend deadline to July 14 2024, vote in Jan; Jan 12 2024 filed S-4 for Stardust Power deal; Jan 16 2024 stockholders approved deadline extension to July 14 2024, 2.1 million shares (54.4%) redeemed, 1.8 million shares remain, NAV $11.05; Mar 25 2024 filed S-4 for Stardust Power deal, NAV $11.24; Apr 19 2024 filed S-4/a for Stardust Power deal, NAV $11.28;
7.35000
1.500
UBS / RBC
Paul Zepf, XRC
Diversified
Cayman
Stardust Power
2023-11-21 00:00
Nov 21 2023 announced a business combination with Stardust Power Inc., a development stage American manufacturer of battery-grade lithium products; The combined entity will be named Stardust Power Inc. and is expected to be listed on Nasdaq under the ticker symbol SDST.; Stardust Power aims to address a burgeoning lithium supply shortage, driven by anticipated soaring demand for electric vehicle (EV) battery capacity; Stardust Power plans to construct the lithium refinery located in Greater Tulsa, Oklahoma, centrally located from a supply and offtake perspective and is designed for production of up to 50,000 metric tonnes of battery-grade lithium annually; Pro forma implied enterprise value of the combined company of $490 million. The transaction is expected to be completed during the first half of 2024;
https://www.sec.gov/Archives/edgar/data/1831979/000121390021001995/f424b40121_globalpartneracq2.htm
1203
1043
11.390
11.490
0.02673
https://www.sec.gov/Archives/edgar/data/1831979/000121390023088944/ea188813-425_globalpart2.htm
0.000
197
2024-05-01
PMGM
PMGMU US Equity
PMGMW US Equity
Priveterra Acquisition II
2021-01-08
2024-10-12
14630159.00
1326397.00
11.030
2024-01-11
0.108
0.272
11.138
11.302
0.000
14.869
0.088
0.252
0.00647
-0.01598
166
0.05091
0.01821
0.06997
240.00000
0.500
Each unit consists of one share of our Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; While we may pursue an initial business combination target in any stage of its corporate evolution or in any industry, sector or geographic location, we intend to focus our search for a target business operating in the restaurant, hospitality and related technology and service sectors; If we have not completed our initial business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, net of taxes payable (less up to $100,000 of interest to pay dissolution expenses); A qualified institutional buyer, which we refer to as the anchor investor, who is also not affiliated with our sponsor or any member of our management team, has expressed an interest to purchase units in this offering at a level of 14.9% of the units subject to this offering, and we have agreed to direct the underwriters to sell to the anchor investor such number of units. Our sponsor has also entered into a letter agreement with the anchor investor pursuant to which the anchor investor will purchase membership interests in our sponsor representing an indirect beneficial interest in 100,000 founder shares and 100,000 private placement warrants upon closing of this offering; Warrants redeemable if stock > $10.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations, net of taxes payable, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (except for the Companys independent registered public accounting firm) for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share; Nov 4 2023 filed PRE14a to extend deadline to July 12 2023; Nov 18 2022 filed DEF14a to extend deadline to July 12 2023, vote Dec 12, stockholders approved deadline extension to July 12 2023, 24,673,073 shares (89.4%) redeemed, 3 million shares remains, NAV $10.20, will continue to accrue interest on cash; June 12 2023 filed PRE14a to extend deadline to Jan 12 2024, NAV $10.60; Oct 21 2022 announced a business combination with Quality Gold, a leading vertically integrated specialty logistics and jewelry distributor; $989 million enterprise value; Upon closing of the transaction, the combined company will be named Quality Gold Holdings, Inc. and is expected to be listed on the Nasdaq under the ticker QGLD; The transaction does not have a minimum cash condition and is expected to close in the first quarter of 2023; $534 million FY 2022 revenue; 29% 5-year revenie CAGR; Valuation: 12.1 x EBITDA (2022), 1.9x sales (2022); Jan 19 2023 announced acquisition of HERCO Jewelry Company; June 22 2023 TMKR / Quality Gold deal terminated; June 23 2023 filed DEF14a to extend deadline to Jan 12 2024, vote July 7, NAV $10.60, trust account will not be used to cover potential excise tax; July 5 2023 management and board resigned, Priveterra Capital took over sponsor and management; July 7 extension vote postponed to July 10; July 10 extension vote postponed to July 11, NAV $10.70; July 12 2023 stockholders approved deadline extension to Jan 12 2024, changed name to Priveterra Acquisition II, 1.0 million shares redeemed, NAV $10.73; Dec 7 2023 filed PRE14a to extend deadline to Apr 12 2024; Dec 19 2023 filed DEF14a to extend deadline to Oct 12 2024, vote Jan 5, NAV $11.01, trust account will not be used to cover potential excise tax; Jan 11 2024 stockholders approved deadline extension to Oct 12 2024, 596k shares (31.0%) redeemed, 1.3 million shares remain, NAV $11.03;
7.25000
1.000
Stifel
David Pace, Andrew Pforzheimer, Gregory Golkin
Restaurant
Delaware
https://www.sec.gov/Archives/edgar/data/1821606/000119312521006345/d36884d424b4.htm
1207
11.210
10.960
0.03021
0.000
198
2024-05-01
COOL
COOLU US Equity
COOLW US Equity
Corner Growth Acquisition
2020-12-17
2024-06-30
3665454.25
336589.00
10.890
2024-02-20
0.088
0.166
10.978
11.056
3.921
-0.672
-0.594
0.06126
0.14232
62
-0.26501
-0.52350
350.00000
0.333
Each unit consists of one Class A ordinary share of the Company and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; Led by Co-Chairman John Cadeddu, Co-Chairman and Chief Executive Officer Marvin Tien and a team of venture capital investors, the Company expects to focus on the technology industry in the United States and other developed countries; Warrants redeemeable if stock >$10.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest and other income earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 24 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest and other income earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Nov 23 2022 filed PRER14a to extend deadline to June 21 2023, vote in 2022; Dec 2 2022 filed DEF14a to extend deadline to June 21 2023, vote Dec 16, adjourned to Dec 20, 38.8 million shares (97.0%) redeemed, 1.2 million shares remain; Feb 9 2023 signed LOI with Noventiq (LSE: SFTL) (Noventiq, or the Company), the global digital transformation and cybersecurity solutions and services provider headquartered in London and currently operating in almost 60 countries; May 15 2023 filed PRE14a to extend deadline to Mar 20 2024; May 25 2023 filed DEF14a to extend deadline to Mar 20 2024, vote June 15, NAV $10.39; June 16 2023 extension vote adjourned to June 20; June 22 2023 COOL stockholders approved deadline extension to Mar 20 2024, 771k shares (64.7%) redeemed, 420k shares remain, NAV $10.48; Feb 6 2024 filed PRE14a to extend deadline to June 30 2024; Feb 29 2024 stockholders approved deadline to June 30 2024, 83k shares redeemed, 337k shares remain, NAV $10.89;
9.40000
1.500
Cantor
John Cadeddu, Marvin Tien, Corner Ventures
Tech
Cayman
Noventiq
2023-05-04 00:00
May 4 2023 announced a business combination with Noventiq (LSE: NVIQ) (Noventiq), a global digital transformation and cybersecurity solutions and services provider; The transaction values Noventiq at a pro-forma enterprise value and pro-forma equity market cap of approximately $800 million and $1 billion, respectively; No minimum amount of equity or debt financing is required to close the transaction; Noventiq is on track to report record turnover of approximately $1.5B in FY 2022, underpinned by an expanding recurring revenue base and history of profitable growth; Noventiq intends to de-list from the London Stock Exchange and list on Nasdaq through the merger; Symbol NVIQ; The proposed business combination (Business Combination) is expected to provide Noventiq with improved access to new sources of capital, accelerate M&A opportunities, and enhance its reach and capabilities in fast-growing in-house technology development in cyber security, generative-AI, and other high-margin products and tools; Upon closing of the transaction, and assuming no stockholders of Corner Growth redeem their shares, Noventiq will have $278M pro forma cash on balance sheet, consisting of $112 million in anticipated new financing proceeds and $191 million in existing cash (as of 12/31/2022), less $25 million in transaction fees; The transaction, which has been approved unanimously by the Boards of Directors of both Noventiq and Corner Growth, is subject to approval by Corner Growths and Noventiqs stockholders and subject to other customary closing conditions, including the receipt of certain regulatory approvals, and is expected to close in the second half of 2023;
https://www.sec.gov/Archives/edgar/data/1829953/000121390020043583/f424b41220_cornergrowthacq.htm
1229
868
11.650
12.540
0.02686
https://www.sec.gov/Archives/edgar/data/1829953/000119312523166450/d429952dex992.htm
0.000
199
2024-05-01
BREZ
BREZU US Equity
BREZW US Equity
Breeze Holdings Acquisition
2020-11-23
2024-06-26
12977528.00
1159276.00
11.195
2023-12-31
0.121
0.179
11.315
11.373
0.001
13.564
-0.295
-0.237
0.03401
58
-0.12151
100.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of our common stock, one right and one redeemable warrant. Each right entitles the holder thereof to receive one-twentieth (1/20) of one share of common stock upon the consummation of an initial business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our common stock upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding shares of common stock that were sold as part of the units in this offering, which we refer to collectively as our public shares, subject to the limitations described herein; If we are unable to complete our business combination within 12 months from the closing of this offering (or up to 18 months from the closing of this offering if we extend the period of time to consummate a business combination, as described in more detail in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to applicable law and as further described herein; While we may pursue an acquisition opportunity in any industry or sector, we intend to focus on assets used in exploring, developing, producing, transporting, storing, gathering, processing, fractionating, refining, distributing or marketing of natural gas, natural gas liquids, crude oil or refined products in North America; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; If we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination); For each three-month extension, $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full), or approximately $0.20 per share; Warrants redeemeable if stock >$18.00; Feb 22 2022 added $0.10 to trust to extend deadline to May 25 2022; Mar 30 2022 filed DEF14A to extend deadline to Sept 26, vote May 5, 6,732,987 shares (58.5%) of the Companys common stock were redeemed; Jan 27 2022 announced a business combination with D-Orbit S.p.A. (D-Orbit or the Company), an Italy-based and market leading space logistics and transportation company; $1.28 billion enterprise value; Closing Q3; Symbol DOBT; The transaction is expected to deliver up to $185 million (163 million) in cash at closing, which includes a $29 million (25 million) binding convertible debt financing provided by ATW Partners; Valuation: 2.8x sales (2024E); $95 million minimum cash condition; Aug 1 2022 terminated $30 million convertible note; Aug 12 2022 D-Orbit S.p.A deal terminated; Aug 16 2022 filed PRER14a to extend deadline to Mar 26 2023, vote Sept 13, 3,076,817 shares (66%) redeemed; Feb 22 2023 filed PRE14a to extend deadline to Sept 26 2023, vote Mar 22, NAV $10.56; Mar 6 2023 filed DEF14a to extend deadline to Sept 26 2023, vote Mar 22, NAV $10.56; Mar 14 2023 will not use trust account to cover potential excise tax; Mar 29 2023 BREZ stockholders approved deadline extension to Sept 26 2023, 509.7k shares (30.2%) redeemed, 1.2 million shares remain; Aug 10 2023 filed PRE14a to extend deadline to June 26 2024, vote Sept 22, NAV $10.77, trust account will not be used to cover potential excise tax; Aug 22 2023 filed DEF14a to extend deadline to June 26 2024, vote Sept 22, NAV $10.77, trust account will not be used to cover potential excise tax; Sept 26 2023 stockholders approved deadline extension to June 26 2024, 21k shares (1.8%) redeemed, 1.2 million shares remain, NAV $10.87; Feb 14 2024 filed S-4 for True Velocity deal;
4.90000
1.000
I-Bankers
J. Douglas Ramsey, Russ Griffin, Charles C. Ross
Energy
Delaware
True Velocity
2022-11-01 00:00
Nov 1 2022 announced a business combination with TV Ammo, Inc. (True Velocity or the Company), an advanced technology manufacturing company aimed at disrupting the global ammunition industry; $1.2 billion enterprise value; Closing Q1 2023; True Velocity intends to use the proceeds from the transaction to facilitate expansion into new markets and distribution channels, increase manufacturing capacity to 50-60 million rounds in 2023, and fund general corporate and marketing expenses associated with its anticipated growth plans; $30 million min cash condition;
https://www.sec.gov/Archives/edgar/data/1817640/000119312520302619/d20689d424b4.htm
1253
708
11.700
0.04900
https://www.sec.gov/Archives/edgar/data/1817640/000121390022067959/ea167651ex99-2_breezehold.htm
1.000
0.200