SPAC Deal Sheet

1

2023-03-29

TBMC

TBMCU US Equity

Trailblazer Merger I

2023-03-29

2024-04-01

61200000.00

6000000.00

10.200

2023-03-29

0.000

0.231

10.200

10.431

369

60.00000

0.000

Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one right to receive one-tenth (1/10) of a share of Class A common stock upon the consummation of an initial business combination; We will have twelve (12) months from the closing of this offering to consummate an initial business combination (or up to 18 months, if we extend the time to complete a business combination). If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses. We expect the pro rata redemption price to be approximately $10.20 per share of Class A common stock; Of the proceeds we receive from this offering and the sale of the placement units described in this prospectus, $61,200,000 or $70,380,000 if the underwriters over-allotment option is exercised in full ($10.20 per unit in either case) will be deposited into a trust account in the United States at Raymond James & Associates, Inc., with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Arie Rabinowitz, our Chief Executive Officer and Director, Scott Burell, our Chief Financial Officer, and Yosef Eichorn, our Chief Development Officer. Joseph Hammer currently serves as our Chairman of the Board. Barak Avitbul, Olga Castells, and Patrick Donovan are our independent director nominees; Arie Rabinowitz serves as our Chief Executive Officer and Director. Mr. Rabinowitz is the co-founder of LH Financial Services Corp., a family office service company for a single family. The familys primary investment vehicle is Alpha Capital Anstalt. Mr. Rabinowitz served as Vice President and Chief Investment Officer of LH Financial from inception in 1997 and until 2010. Since 2010 Mr. Rabinowitz has served as Chief Executive Officer of LH Financial; With numerous credible resources pegging the size of the global technology industry at $5 trillion in 2021 combined with managements expertise and experience, we intend to focus our initial business combination efforts on the technology industry; We will have twelve (12) months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our Board of Directors and if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full, (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to liquidate and dissolve. We expect the pro rata redemption price to be approximately $10.20 per share of Class A common stock; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share;

3.63000

LifeSci / Ladenburg

Arie Rabinowitz, Joseph Hammer

Tech

Delaware

https://www.sec.gov/Archives/edgar/data/1934945/000110465923031357/tm234246-3_s1a.htm

0

0.06050

1.000

2

2023-03-29

TMTC

TMTCU US Equity

TMT Acquisition

2023-03-28

2024-03-31

61200000.00

6000000.00

10.200

2023-03-28

0.001

0.293

10.201

10.493

61.140

-0.00106

368

0.02946

60.00000

0.000

Each unit has an offering price of $10.00 and consists of one of our ordinary shares and one right. Each right entitles the holder thereof to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 5 in order to receive shares for all of your rights upon closing of a business combination; We intend to focus our search initially on target businesses operating in Asia, and we may consummate a business combination with an entity located in China (including Hong Kong and Macau). However, we will not consummate our initial business combination with an entity or business with China operations consolidated through a variable interest entity (VIE) structure; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $61,200,000, or $70,380,000 if the underwriters over-allotment option is exercised in full ($10.20 per public unit, subject to increase of up to an additional $0.30 per share in the event that our sponsor elects to extend the period of time to consummate a business combination by the full nine months, as described in more detail in this prospectus), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by our Chief Executive Officer and Chairman of our Board of Directors, Dr. Dajiang Guo, our Chief Financial Officer, Dr. Jichuan Yang, and our Independent Director nominees, Messrs. James Burns, Chris Constable, and Kenan Gong. A majority of our management team are United States citizens; Dr. Dajiang Guo, Ph.D., our Chief Executive Officer and Chairman, serves as a Managing Director at Revere Securities LLC. Dr. Guo served as a Partner at Tiger Securities, leading the development of the institutional securities business of investment banking, sales and trading from 2019 to 2021. From 2017 to 2019, Dr. Guo served as a Partner at China Bridge Capital, an independent China focused investment bank with expertise in M&A, fund management, real estate and distressed opportunities. From 2016 to 2017, he served as the Chief Strategy Officer at China Renaissance, where he was responsible for strategic planning, international expansion, and strategic investments. Dr. Guo served as the CEO of CITIC Securities International USA, COO at CITICS Investment Banking Division, and Head of CITICS Strategy and Planning, from 2011 to 2016; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 21 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or up to $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,800,000 (or $2,070,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and for dissolution expenses). We expect the pro rata redemption price to be approximately $10.20 per public share (regardless of whether or not the underwriters exercise their over-allotment option) (subject to increase of up to an additional $0.30 per share in the event that our sponsor elects to extend the period of time to consummate a business combination by the full nine months), without taking into account any interest earned on such funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share (subject to increase of up to an additional $0.30 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination, as described in more detail in this prospectus); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share;

3.70000

Maxim

Dajiang Guo

Asia

Cayman

https://www.sec.gov/Archives/edgar/data/1879851/000149315223009338/form424b4.htm

1

10.190

0.06167

1.000

3

2023-03-29

OAKUO

OAKUU US Equity

OAKUW US Equity

Oak Woods Acquisition

2023-03-24

2024-03-28

58506248.00

5750000.00

10.175

2023-03-24

0.004

0.293

10.179

10.468

58.650

0.00207

365

0.02625

50.00000

1.000

Each unit consists of one Class A ordinary share, one redeemable warrant, and one right to receive one-sixth (1/6) of a Class A ordinary share upon the consummation of an initial business combination. Each redeemable warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, and each six rights entitle the holder thereof to receive one share of Class A ordinary share at the closing of an initial business combination; Cayman domicile; Although we are not limited to a particular industry or geographic region for purposes of consummating an initial business combination, we intend to focus on businesses that have their primary operations in technology enabled healthcare services industry located in the Asia-pacific region; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes; Whale Bay International Company Limited, a BVI business company, has committed that it will purchase from us an aggregate of 315,000 private placement units, at $10.00 per unit for a total purchase price of $3,150,000 in a private placement that will occur simultaneously with the consummation of this offering; Once the securities comprising the units begin separate trading, the Class A ordinary shares, rights and warrants will be traded on Nasdaq under the symbols OAKUO, OAKUR and OAKUW,; Upon consummation of the offering, $10.175 per unit sold to the public in this offering (whether or not the over-allotment option has been exercised in full or part) will be deposited into a United States-based trust account with Continental Stock Transfer & Trust Company acting as trustee; The funds held in the Trust Account will be invested only in U.S. government treasury bills, bonds or notes with a maturity of 185 days or less, or in money market funds meeting the applicable conditions of Rule 2a-7 promulgated under the Investment Company Act which invest solely in direct U.S. government treasury, so that the Company are not deemed to be an investment company under the Investment Company Act; If the Company is unable to complete the initial Business Combination within the Combination Period, the Company will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the Trust Account including interest earned on the funds held in the Trust Account and not previously released to the Company to pay the Companys taxes (less up to $50,000 of interest to pay dissolution expenses); The sponsor has agreed that it will be liable to the Company if and to the extent any claims by a third party for services rendered or products sold to the Company, or by a prospective target business with which the Company has discussed entering into a transaction agreement, reduce the amount of funds in the Trust Account to below (i) $10.00 per public share; Warrants callable if stock >$18.00; In the event that the Company does not consummate a Business Combination by 12 months from the consummation of the IPO (the Initial Period, which may be extended in up to two separate instances by an additional three months each, for a total of up to 15 months or 18 months, by depositing into the trust account for each three month extension in an amount of $0.10 per unit provided that the Initial Period will automatically be extended to 15 months, and any Extended Period will automatically be extended to 18 or 21 months, as applicable, if the Company has filed (a) a Form 8-K including a definitive merger or acquisition agreement or (b) a proxy statement, registration statement or similar filing for an initial business combination but has not completed the initial business combination during the applicable period), or during any stockholder-approved extension period; Mr. Zheng has served as our Chief Financial Officer since October 3, 2022, and our Chief Executive Officer since February, 2023. Mr. Zheng has over 30 years of extensive practical experience in TMT, investment and financing, manufacturing and fastmoving chain circulation in mainland China, Hong Kong, Taiwan, the United States and Canada. He also possesses successful financing and IPO planning and practical experience in global capital markets for acquisitions, mergers, restructuring and financial public relations of public and private companies, with practical ability and successful cases of market value maintenance;

3.15000

EF Hutton

Lixin Zheng

Tech / Healthcare (Asia)

Cayman

https://www.sec.gov/Archives/edgar/data/1945422/000121390023022559/f424b40223_oakwoodsacq.htm

5

10.200

0.06300

1.000

4

2023-03-29

FORL

FORLU US Equity

FORLW US Equity

Four Leaf Acquisition

2023-03-16

2024-03-19

55836300.00

5421000.00

10.300

2023-03-16

0.008

0.234

10.308

10.534

55.457

-0.00759

356

0.03043

52.00000

1.000

Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one redeemable warrant. Each redeemable warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; While we may pursue an initial business combination target in any business or industry, we intend to focus our search on companies in the IoT space or adjacent spaces. IoT refers to the Internet of Things, that is, physical objects (or groups of objects) with sensors, processing ability, software, and other technologies that connect and exchange data with other devices and systems over the Internet or other communications networks, sometimes called smart devices. We will also consider adjacent spaces such as devices, components or software that are used in IoT applications. We intend to target companies in both developing markets (e.g., China and India), and the developed markets (e.g., United States and Europe), however, we affirmatively exclude as an initial business combination target any company whose financial statements are audited by an accounting firm that the United States Public Company Accounting Oversight Board, or the PCAOB, is unable to inspect for two consecutive years beginning in 2021 and any target company with China operations consolidated through a variable interest entity, or a VIE, structure; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination. If we are unable to complete our initial business combination within 12 months (or up to 18 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses). In order to extend the time available for us to consummate our initial business combination, our sponsor, upon at least five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $650,000 or $747,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,300,000 or $1,495,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; We will seek to capitalize on the diverse industry experience of our Chief Executive Officer, Angel Orrantia. Mr. Orrantia is a proven technology executive with a history of investing, acquiring, and building successful companies, while generating attractive stockholder returns. Over the past decade, Mr. Orrantia has created returns for investors while managing secular disruption and cyclical industry risk. Mr. Orrantia has operated and completed transformational cross-border transactions on a global basis; Our broader management team, which includes Coco Kou, our Chief Financial Officer, and Robert de Neve, our Chief Strategy Officer, is comprised of industry leaders with deep roots in Silicon Valley, India, China and broader Asia. Our management team includes proven leaders with a diverse set of experiences and complementary skills, as investors, entrepreneurs, senior executives and transactional professionals; We intend to focus on companies that alone, or through a strategic combination with another company, have an enterprise valuation between $200 million and $300 million; Warrants redeemable if stock >$18.00 per share; Of the net proceeds of this offering and the sale of the placement warrants, $66,950,000, or $10.30 per unit ($76,992,500, or $10.30 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a trust account in the United States with Continental Stock Transfer & Trust Company, LLC acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (i) in connection with a stockholder meeting called to approve the initial business combination; or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of: (i) $10.30 per public share; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the IRA on any redemptions or stock buybacks by us;

4.64500

1.000

EF Hutton

Angel Orrantia

IoT

Delaware

https://www.sec.gov/Archives/edgar/data/1936255/000119312523075999/d374956d424b4.htm

13

10.230

0.08933

0.000

5

2023-03-29

SBXC

SBXC/U US Equity

SBXC/WS US Equity

SilverBox III

2023-02-27

2024-09-02

139380000.00

13800000.00

10.100

2023-02-27

0.019

0.343

10.119

10.443

138.828

-0.00579

523

0.02643

120.00000

0.333

Each unit consists of one share of the Companys Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company may pursue an initial business combination in any business or industry but intends to focus its search on a target business in an industry where it believes the expertise of its management team and its advisory group will provide it with a competitive advantage in completing a successful initial business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below calculated as of two business days prior to the consummation of our initial business combination, including interest (net of amounts withdrawn to pay our income and franchise taxes; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the company pursuant to any current, pending or future rules or laws; If we are unable to complete our initial business combination within 18 months from the closing of this offering, the time period to complete an initial business combination can be extended in two ways: (i) our sponsor can extend the time period to complete an initial business combination by an additional three months (for a total of up to 21 months to complete an initial business combination from the closing of this offering) by purchasing additional private placement warrants with an aggregate purchase price of $1,000,000 ($1,150,000 if the over-allotment option is exercised in full) and (ii) our stockholders can also vote at any time to amend our amended and certificate of incorporation to modify the amount of time we will have to complete an initial business combination; If we have not completed our initial business combination within the completion window, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of permitted withdrawals and up to $100,000 of interest to pay dissolution expenses); We have been formed as part of a long-term vision to sponsor a series of special purpose acquisition companies (SPACs). Members of our management team worked together as executive officers or members of the board of directors of Boxwood Merger Corp, which completed its initial business combination with Atlas Technical Consultants, Inc., and as executive officers of members of the board of directors of SBEA, which completed its initial business combination with Black Rifle Coffee Company; Stephen M. Kadenacy, our Chairman and Chief Executive Officer, is a Co-Founder and a Co-Managing Partner of SilverBox Capital. He has been serving as the Chairman of Centerline Logistics Corp, a leading marine oil transportation services firm and ship assist company, since July 2019. Mr. Kadenacy served as the Chief Executive Officer of SBEA until its business combination with BRCC in February 2022 and served as Chairman and CEO of Boxwood Merger Corp until its business combination and remained on the board of directors of the combined company, Atlas Technical Consultants, Inc., until April 2020. Between May 2008 and July 2017, Mr. Kadenacy served in a number of senior leadership roles at AECOM, a large engineering and technical services business, including its President and Chief Operating Officer from September 2015 to July 2017, President and Chief Financial Officer from 2014 to 2015 and Chief Financial Officer from 2011 to 2014; Joseph E. Reece, our Founding Partner, is a Co-Founder and a Co-Managing Partner of SilverBox Capital. Previously, he founded Helena Capital, a merchant bank and a predecessor company of SilverBox Capital, in April 2015 and served as Chief Executive Officer until January 2017, and then again from October 2018. Mr. Reece has been serving as Non-Executive Chairman of Compass Minerals since May 2021, having been a member of the board of directors since 2019; Warrants redeemable if stock >$18.00; Of the net proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, $101.0 million ($10.10 per unit), or $116.15 million if the underwriters option to purchase additional units is exercised in full, will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (net of permitted withdrawals), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; Our sponsor will agree that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below: (1) $10.10 per public share;

5.25000

1.500

CS

Stephen Kadenacy, Joseph Reece, SilverBox Capital

Diversified

Delaware

https://www.sec.gov/Archives/edgar/data/1859686/000110465923023872/tm2135716-25_s1a.htm

30

10.060

0.04375

0.000

6

2023-03-29

DIST

DISTU US Equity

DISTW US Equity

Distoken Acquisition

2023-02-15

2023-11-17

70380000.00

6900000.00

10.200

2023-02-15

0.033

0.218

10.233

10.418

71.277

0.00945

233

0.01340

60.00000

1.000

Each unit that we are offering has a price of $10.00 and consists of one ordinary share, one right and one warrant. Each right entitles the holder thereof to receive one-tenth (1/10) of one ordinary share upon the consummation of an initial business combination, as described in more detail in this prospectus. Each warrant entitles the holder to purchase one ordinary share at a price of $11.50 per share; Upon consummation of the offering, an aggregate of $61,200,000 (or $70,380,000 if the over-allotment option is exercised in full) or $10.20 per unit sold to the public in this offering will be deposited into a United States-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee, with Morgan Stanley acting as investment manager; We will primarily seek to acquire one or more growth businesses with a total enterprise value of between $100 million and $200 million; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $1,800,000 or $2,070,000 if the underwriters over-allotment option is exercised in full, or $0.30 per unit in either case) on or prior to the date of the applicable deadline, for each three month extension; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect the pro rata redemption price to be approximately $10.20 per ordinary share; Warrants redeemable if stock >$18.00; An aggregate of $10.20 per unit sold to the public in this offering (regardless of whether or not the over-allotment option is exercised) will be placed in a United States-based trust account maintained by Continental Stock Transfer & Trust Company; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any general meeting called to approve a proposed initial business combination, each public shareholder will have the right, regardless of whether he is voting for or against such proposed business combination or does not vote at all, to demand that we convert his, her or its shares into a pro rata share of the trust account; Our sponsor has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below (1) $10.20 per share; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.20; Jian Zhang has served as our Chairman and Chief Executive Officer since inception. He has significant experience in designing, developing and operating message platforms and investing in the informational, biological, block-chain and consumer technology industries. He is currently a director of many technology and investment firms, including Yunnan Jimaoxin Information Technology Co., Ltd., Chongqing Wangwang Supply Chain Management Co., Ltd., Shenzhen Zenyi Tonglian Technology Co., Ltd. and Zhuhai Meining Technology Co., Ltd. Since August 2015, he has been the Chief Executive Officer and the Managing Partner of Yunnan Xiaosen Venture Capital Co., Ltd., a fund active in angel-round capital raising for Internet and social media startups;

5.00000

I-Bankers

Jian Zhang

Tech (Asia)

Cayman

https://www.sec.gov/Archives/edgar/data/1818605/000110465923022398/tm2232867-4_424b4.htm

42

10.330

0.08333

1.000

7

2023-03-29

MARX

MARXU US Equity

Mars Acquisition

2023-02-13

2024-02-16

70380000.00

6900000.00

10.200

2023-02-13

0.035

0.292

10.235

10.492

0.000

70.035

0.085

0.342

-0.00830

0.00929

324

0.03803

0.03803

0.01767

60.00000

0.000

Each unit consists of one ordinary share and one right to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although the Company intends to focus on opportunities in automobiles, healthcare, financial technology, cyber security, cleantech, software, Internet and artificial intelligence, specialty manufacturing and any other related technology innovations market. We have not selected any business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. We will not effectuate an initial Business Combination with a company that is headquartered in the Peoples Republic of China (PRC or China), the Hong Kong Special Administrative Region of China (Hong Kong) or the Macau Special Administrative Region of China (Macau) or conducts a majority of its operations in China, Hong Kong or Macau; Of the net proceeds we receive from this offering and the sale of the private placement units, $61,200,000 or $10.20 per unit ($70,380,000, or $10.20 per unit, if the underwriters over-allotment option is exercised in full) will be deposited into a trust account in the United States, with Continental Stock Transfer & Trust Company acting as trustee; Karl Brenza. Karl Brenza has served as our Chief Executive Officer, Chief Financial Officer and director since shortly after the inception of the Company. He is a citizen of the United States and based in New York, New York. Mr. Brenza has over 25 years of investment banking and financial advisory experience as well as significant operational and technology experience as a corporate executive. He has extensive blank-check/SPAC experience and completed some of the earliest blank-check/SPAC transactions. During his career, Mr. Brenza has completed a vast array of transactions in the areas of strategic advisory assignments, mergers, acquisitions, reverse merger transactions, IPOs, follow-on offerings, SPACs, PIPEs, fairness opinions and private financings of debt and equity. Mr. Brenza is currently serving as Senior Managing Director of Wealth Management Centers, LLC, a financial advisory firm and CFO of Omni Acquisition Corp. Previously, Mr. Brenza served as CFO of First Breach, Inc, an ammunition components company from November 2021 to September 2022. In addition, from August 2018 to November 2021, he was Senior Managing Director, Investment Banking for Paulson Investment Company. From August 2018 to December 2019, he also served as the Head of US Operations for Jerash Holdings US, a NASDAQ-listed manufacturer of outdoor and action garments and sportswear. From 2008 to 2018, Mr. Brenza was Senior Managing Director and Head of the Capital Growth Advisory Group at Maxim Group; Mr. Shanchun Huang has served as our Chairman since shortly after the inception of the Company. He is a citizen of the Republic of Malta and based in London, the United Kingdom. Mr. Huang has over 16 years of experience in the financial service and investment industry. He has provided financing solutions and advice for high-growth companies in China and successfully assisted 37 enterprises to complete fundraising or public offerings in China. Mr. Huang has served as the CEO and director of Future Fintech Group, Inc. a Nasdaq-listed company and a blockchain based e-commerce platform since March 2020. Future Fintech Group Inc. has received a notice of delisting from Nasdaq, that it has until February 27, 2023 to regain compliance with the minimum bid price requirement. As of January 26, 2023, its closing bid price was $0.52; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have until 12 months from the consummation of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three months extension, $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (i)

3.55000

Maxim

Karl Brenza, Shanchun Huang

Diversified (ex China)

Cayman

https://www.sec.gov/Archives/edgar/data/1892922/000110465923021986/tm236768d1_424b4.htm

44

10.150

10.330

0.05917

1.000

0.200

8

2023-03-29

BLAC

BLACU US Equity

BLACW US Equity

Bellevue Life Sciences Acquisition

2023-02-10

2023-11-14

70207504.00

6900000.00

10.175

2023-02-10

0.029

0.173

10.204

10.348

0.000

69.690

0.114

0.258

-0.01023

0.01231

230

0.04091

0.03927

0.00279

60.00000

1.000

Each unit consists of one share of our common stock, par value $0.0001, one warrant, and one right. Each warrant entitles the holder thereof to purchase one share of common stock at a price of $11.50 per share, subject to adjustment as described in the prospectus. Each warrant will become exercisable 30 days after the consummation of an initial business combination, and will expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation. Each right entitles the holder thereof to receive one-tenth (1/10) of a share of common stock upon the consummation of an initial business combination; Although we are not limited to a particular industry or geographic region for purposes of consummating an initial business combination, we intend to focus our search on companies in the healthcare industry; We will provide the holders of our outstanding shares of common stock that were sold as part of the units in this offering with the opportunity to redeem their shares of common stock upon the consummation of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below, including interest (net of taxes payable); We have 9 months to consummate our initial business combination or such later time period as may be approved by a majority of our stockholders voting on such extension. If we do not consummate our initial business combination within the above time period, we will distribute the aggregate amount then on deposit in the trust account, pro rata to our public stockholders, by way of the redemption of their shares and thereafter cease all operations except for the purposes of winding up of our affairs; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 (the IRA) on any redemptions or stock buybacks by us; Upon consummation of the offering, $10.175 per unit sold to the public in this offering (whether or not the over-allotment option has been exercised in full or part) will be deposited into a United States-based trust account at J.P. Morgan Chase Bank, N.A. maintained by Continental Stock Transfer & Trust Company acting as trustee; Our founding management team is led by Kuk Hyoun (Peter) Hwang, the Founding and Managing Partner of BCM; David J. Yoo, the Chief Financial Officer of BCM; and Jun Chul Whang, General Counsel and Partner of BCM; Warrants redeemable if stock >$16.50; $10.175 per public unit sold in this offering will be placed in a trust account at J.P. Morgan Chase Bank, N.A., maintained by Continental Stock Transfer & Trust Company, acting as trustee; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; If we are unable to complete our initial business combination within 9 months or such other time period as our stockholders may approve from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem 100% of the outstanding public shares (including any public units in this offering or any public units or shares that our initial stockholders or their affiliates purchased in this offering or later acquired in the open market or in private transactions); If we do not complete our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.175; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share;

4.30000

Chardan

Kuk Hyoun (Peter) Hwang, David J Yoo

Biotech

Delaware

https://www.sec.gov/Archives/edgar/data/1840425/000119312523012151/d143161ds1a.htm

47

10.100

10.330

0.07167

1.000

0.180

9

2023-03-29

PTHR

PTHRU US Equity

PTHRW US Equity

Pono Capital Three

2023-02-10

2024-02-14

117875000.00

11500000.00

10.250

2023-02-10

0.037

0.294

10.287

10.544

118.220

-0.00073

322

0.02918

100.00000

1.000

Each unit consists of one Class A ordinary share and one redeemable warrant. Each warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company believes that there are many target companies that could become attractive public companies and will seek a target in the disruptive technology sector with a spotlight on companies in Asia with Japan in particular; The Company is led by Davin Kazama, Chief Executive Officer, Gary Miyashiro, Chief Financial Officer, and Dustin Shindo, Chairman of the Board; We will have until 12 months from the consummation of this offering to consummate our initial business combination (such period may be extended by the Companys shareholders in accordance with our amended and restated memorandum and articles of association) (the Combination Period). We may seek the ordinary resolution of the public shareholders for (i) an extension of the Combination Period and (ii) the approval of the amendment to the trust agreement entered into between us and Continental Stock Transfer & Trust Company at a meeting called for such purpose if we anticipate that we may not be able to consummate our initial business combination within 12 months; Public shareholders will be offered the opportunity to vote on and/or redeem their shares in connection with the approval of such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain shareholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to six one month extensions for a total of up to 18 months, respectively, by depositing into the trust account for each extension $330,000, or $379,500 if the underwriters over-allotment option is exercised in full ($0.033 per unit in either case); If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 18 months if we extend the period of time to consummate a business combination, as described in more detail in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released, which shall be net of taxes payable; Mr. Kazama is an entrepreneur with a wealth of experience in the fields of finance, real estate development, financial advising, and tax-efficient investment strategies. He is a seasoned professional in raising capital from angel investors and venture capitalists alike. Since 2012, Mr. Kazama has been the Founder and Manager of Driven PV LLC, which develops and manages clean energy systems. In this position, he educates and consults parties on clean energy products and the benefits of such products, including tax incentives and business structuring. He also manages relationships with investors and offtakes, oversees maintenance of the company, and performs accounting responsibilities. From 2011 to 2013, Mr. Kazama served as an Advisor to Kai Medical, Inc.; Mr. Shindo is an entrepreneur, executive, technologist, and a seasoned advisor with more than 25 years of industry experience. Mr. Shindo currently serves as the managing member of our sponsor. Mr. Shindo also currently serves as Chief Executive Officer of Pono Capital Corp (NASDAQ: PONO) and the managing member of Pono Capital Corps sponsor, Mehana Equity LLC. Mr. Shindo has also been retained for a number of consulting positions since July 2014 for companies working in the health care, travel, technology, construction, and non-profit industries through Mehana LLC. Recently, Mr. Shindo started Joynable Corporation, a software company. Mr. Shindo is also the Vice President and director of Perfect Game Hawaii, a non-profit entity supporting baseball; Of the net proceeds of this offering and the sale of the placement units, $102,500,000, or $10.25 per unit ($117,875,000, or $10.25 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a trust account in the United States at J.P. Morgan Securities LLC, with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released (which shall be net of taxes payable). The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.25 per public share;

5.11375

EF Hutton

Davin Kazama, Dustin Shindo

Tech (Asia)

Cayman

https://www.sec.gov/Archives/edgar/data/1930021/000149315223000994/forms-1a.htm

47

10.280

0.05114

0.000

10

2023-03-29

CETU

CETUU US Equity

CETUW US Equity

Cetus Capital Acquisition

2023-02-01

2023-11-03

58506248.00

5750000.00

10.175

2023-02-01

0.035

0.172

10.210

10.347

0.000

59.570

0.120

0.257

-0.01077

0.01469

219

0.04280

0.04108

-0.00211

50.00000

1.000

Each unit consists of one share of the Companys Class A common stock, one redeemable warrant, and one right. Each warrant entitles the holder thereof to purchase one share of the Companys Class A common stock at a price of $11.50 per share. Each right entitles the holder thereof to receive one-sixth (1/6) of one share of Class A common stock upon consummation of the Companys initial business combination; Company intends to focus its search for a target business in the industrials, information technology and Internet-of-Things industries with an intention to initially prioritize Taiwan; We have nine months from the closing of this offering to consummate our initial business combination. We may by resolution of our board of directors, if requested by our Sponsor, extend the period of time to consummate a business combination by three additional periods of three months each (for a total of up to 18 months to complete a business combination), by depositing into the trust account, with respect to each such three month extension, $500,000, or $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the IRA on any redemptions or stock buybacks by the Company; Our management team is led by Chung-Yi Sun, our Chief Executive Officer, President and the Chairman of our Board of Directors. Mr. Sun has served as our Chief Executive Officer and President, and as the Chairman of our Board of Directors, since June 8, 2022. Mr. Sun has served since January 2022 as Managing Director of AWinner Limited, an investment firm focused on breakthrough Information Technology companies. Mr. Sun has also served since June 2010 as Assistant Vice President of Lite-On Green Technologies, Inc., a Taiwan-based green technology company, where he is responsible for supervising the companys daily operations and personally interacting with venture capital representatives and private investors. Mr. Sun has more than 20 years of experience in the high technology, energy and automobile industries. Since September 2019, Mr. Sun has been a Ph.D. candidate in Culture & Media at Soochow University in Suzhou, China; Warrants callable if stock >$18.00; Of the net proceeds of this offering and the sale of the placement units, $50,875,000, or $10.175 per unit ($58,506,250, or $10.175 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.175 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share;

2.62500

EF Hutton

Chung-Yi Sun

Tech (ex China)

Delaware

https://www.sec.gov/Archives/edgar/data/1936702/000149315223003291/form424b4.htm

56

10.100

10.360

0.05250

1.000

0.210

11

2023-03-29

ISRL

ISRLU US Equity

ISRLW US Equity

Israel Acquisitions

2023-01-13

2024-01-16

146624992.00

14375000.00

10.200

2023-01-13

0.059

0.292

10.259

10.492

0.006

147.631

0.069

0.302

0.00102

0.01077

293

0.03704

0.02699

0.01467

125.00000

1.000

Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one redeemable warrant. Each warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; If we have not consummated an initial business combination within 12 months from the closing of this offering, we may, at our sponsors option, extend the period of time to consummate a business combination up to two times without shareholder approval, each for an additional three months (for a total of up to 18 months to complete a business combination) (each such three-month period, a Funded Extension Period), so long as our sponsor and/or its affiliates or designees deposit into the trust account: (i) with respect to a single Funded Extension Period, an additional $0.10 per unit (for an aggregate of $1,250,000, or $1,437,500 if the underwriters over-allotment option is exercised in full) (an Extension Payment), and (ii) with respect to two consecutive Funded Extension Periods, an Extension Payment prior to each Funded Extension Period, or $0.20 per unit in the aggregate (for an aggregate of $2,500,000 or 2,875,000 if the underwriters over-allotment option is exercised), upon five days advance notice prior to the applicable deadline pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and American Stock Transfer & Trust Company; If our sponsor does not elect to extend the period of time pursuant to the above extension mechanism, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes which shall not include excise taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Ziv Elul serves as our Chief Executive Officer and a member of our board of directors. Mr. Elul has 16 years of industry and managerial experience with start-up and high-growth technology businesses operating globally, which includes two acquisition transactions and operational experience as the CEO of a publicly traded company. In 2007. Mr. Elul co-founded Inneractive, an independent automated mobile platform with marketplace exchange capabilities and focused on powering video ads. He served as CEO of Inneractive, leading it to outstanding profitability until its acquisition by Fyber N.V. (FSE:FBEN), a global provider of monetization platforms for mobile publishers, in July 2017; Izhar Shay will serve as Chairman of our board of directors. Mr. Shay currently serves as a venture partner at Disruptive AI, an early stage venture capital firm focused on AI investments. He also is the Chairman of Kendago, a leading digital marketing household and is on the Board of Directors of Aquarius Engine (TASE: AQUA, Developer of a Two Sided Free Piston Linear Engine), Tastewise (an AI based consumer insights platform for Food & Beverage innovation) and Equinom (a food-tech company developing non-GMO plant-based ingredients); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (other than excise taxes), if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share;

7.25000

BTIG

Ziv Elul, Izhar Shay

Tech (Israel)

Cayman

https://www.sec.gov/Archives/edgar/data/1915328/000110465923004270/tm228480-13_424b4.htm

75

10.270

10.370

0.05800

0.000

12

2023-03-29

ATMC

ATMCU US Equity

ATMCW US Equity

AlphaTime Acquisition

2022-12-30

2023-10-04

70242000.00

6900000.00

10.180

2022-12-30

0.070

0.220

10.250

10.400

-0.001

70.380

0.080

0.230

-0.00492

0.01459

189

0.04415

0.03823

0.00002

60.00000

1.000

Each unit consists of one ordinary share, one redeemable warrant and one right, with each right entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination; While we will not be limited to a particular industry or geographic region in our identification and acquisition of a target company, we intend to focus our search on businesses in Asia; Xinfeng Feng, our Chairwoman of the Board of Directors, founded Guowangxin (Shenzhen) Investment Co., Ltd. in 2021 and has served as its Chairman ever since. Mr. Feng founded Guoxing Supply China Management Co., Ltd. in 2020 and served as its Executive President; Dr. Dajiang Guo, Ph.D., our Chief Executive Officer, serves as a Managing Director at Revere Securities LLC. Dr. Guo served as a Partner at Tiger Securities, developing the institutional securities business of investment banking, sales, and trading from 2019 to 2021. From 2017 to 2019, Dr. Guo served as a Partner at China Bridge Capital in financial advisory and private equity; We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our Board of Directors, if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to three times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000 (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; Warrants redeemable if stock > $16.50; Of the net proceeds of this offering and the sale of the private units, $61,080,000 or $10.18 per unit ($70,242,000, or $10.18 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a U.S.-based trust account at Bank of America with American Stock Transfer & Trust Company, acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.18 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.18 per public share;

3.70500

Chardan

Xinfeng Feng, Dajiang Guo, Jichuan Yang

Asia

Cayman

https://www.sec.gov/Archives/edgar/data/1889106/000149315223000114/form424b4.htm

89

10.200

10.400

0.06175

1.000

0.170

13

2023-03-29

HSPO

HSPOU US Equity

HSPOW US Equity

Horizon Space Acquisition I

2022-12-22

2023-09-27

70207504.00

6900000.00

10.175

2022-12-22

0.077

0.221

10.252

10.396

0.000

70.518

0.032

0.176

-0.00310

0.00963

182

0.03479

0.03479

0.00879

60.00000

1.000

Each unit consists of one ordinary share, one full redeemable warrant, and one right to receive one-tenth (1/10) of one ordinary share upon the completion of the Companys initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one ordinary share at an exercise price of $11.50 per share; Upon the closing of the Proposed Public offering, the net proceeds of the Proposed Public Offering and the sale of the private units, $10.175 per unit will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company, acting as trustee, and will be invested only in U.S. government treasury bills with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act which invest only in direct U.S. government treasury obligations; Because of our significant ties to China, we may pursue opportunities in China. Due to the relevant PRC laws and regulations against foreign ownership of and investment in certain assets and industries, known as restricted industries, which including but not limited to, value-added telecommunications services (inclusive of internet content providers), we may have a limited pool of acquisition candidates we may acquire in China; Mr. Mingyu (Michael) Li, our Chief Executive Officer, Chief Financial Officer, Director and Chairman of the board of director. Since March 2022, Mr. Li has served as a director of Lakeshore Acquisition II Corp. (Nasdaq: LBBB), a special purpose acquisition company currently listing on Nasdaq. Since November 2021, Mr. Li has served as the Chief Executive Officer of Hangzhou Qianhe Mingde Enterprise Management Consulting Co., Ltd., namely Horizon Holdings, a company providing consulting services. Since March 2020, Mr. Li has served as the Chief Executive Officer of Hangzhou Qianhe Mingde Equity Investment Co., Ltd., namely Horizon Capital, a private equity firm focusing renewable and AI-driven manufacturing. In Horizon Capital, he has led a number of private equity fundraisings, managed advisory business for cross-border mergers & acquisitions (M&A). Since December 2019, Mr. Li has served as the Chief Executive Officer at Shenzhen Hetai Mingde Capital Management Co., Ltd., a company provide capital management services. From January 2014 to January 2019, Mr. Li served as a Senior Partner at Hejun Capital, a private equity firm specializing in providing capital operation system solutions to high-growth enterprises; We will have until 9 months from the consummation of this offering to consummate our initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 9 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 15 months to complete a business combination), provided that our sponsor or designee must deposit into the trust account for each three months extension, $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,200,000 or $1,380,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within such time period, unless we extend such period pursuant to our amended and restated memorandum and articles of association, we will, as promptly as possible but not more than ten (10) business days thereafter, redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes, and then seek to liquidate and dissolve; If we are unable to consummate our initial business combination within this time period, we will liquidate the trust account and distribute the proceeds held therein to our public shareholders by way of redeeming their shares and dissolve. If we are forced to liquidate, we anticipate that we would distribute to our public shareholders the amount in the trust account calculated as of the date that is two (2) days prior to the distribution date (including any accrued interest net of taxes payable); Warrants redeemable if stock >$16.00; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.175 per share), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes. At any meeting called to approve an initial business combination, public shareholders may elect to convert their share regardless of whether or not they vote to approve the business combination; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with wh

3.52000

Network 1 / Maxim

Mingyu (Michael) Li

Diversified

Cayman

https://www.sec.gov/Archives/edgar/data/1946021/000192998022000068/hzac_424b4.htm

97

10.220

10.351

0.05867

1.000

0.140

14

2023-03-29

ATMV

ATMVU US Equity

AlphaVest Acquisition

2022-12-20

2023-12-22

61200000.00

6000000.00

10.200

2022-12-20

0.079

0.291

10.279

10.491

0.000

61.200

0.119

0.331

-0.00764

0.00209

268

0.04465

0.03907

0.02536

60.00000

0.000

Each unit consists of one ordinary share and one right, entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination, each holder of a right will automatically receive one-tenth (1/10) of one ordinary share upon consummation of our initial business combination; While the Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company, the Company intends to focus its search on businesses throughout Asia; Pengfei Zheng, our Chairman of the Board of Directors, is an experienced executive in the finance industry with significant experience in capital raising and project management. Mr. Zheng has been serving as the Chairman of Peace Capital Limited, a company principally engaged in private equity investment and asset management, since November 2021. Mr. Zheng is the founder and President of Shenzhen Guoxing Capital, a company that specializes in investments and management, since June 2015; Yong (David) Yan, our Chief Executive Officer, has been a partner at the Shanghai-based V-Stone Capital since January 2014, where he oversees fund raising and private equity investments in FinTech, BlockChain, Big Data, Healthcare and other areas. Prior to joining V-Stone Capital, Dr. Yan was the General Manager and CIO of Hubei Hongtai Industrial Investment Fund, a private equity fund of funds. Previously, Dr. Yan was a Managing Director of Fosun Group, one of the largest private conglomerates in China, where he was in charge of investments in the financial sectors, such as online financial platform, securitization and fin-tech, as well as building an in-house P2P platform; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our Board of Directors and if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 18 months from the closing of this offering), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full, (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; Of the net proceeds of this offering and the sale of the private units, $61,200,000 or $10.20 per unit ($70,380,000, or $10.20 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a U.S.-based trust account at UBS with Continental Stock Transfer & Trust Company, acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Each public shareholder may elect to redeem its public shares irrespective of whether it votes for or against the proposed transaction; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share;

3.90000

EarlyBirdCapital

Pengfei Zheng, Yong (David) Yan

Asia

Cayman

https://www.sec.gov/Archives/edgar/data/1937891/000149315222035994/form424b4.htm

99

10.200

10.300

0.06500

1.000

0.150

15

2023-03-29

PLTN

PLTNU US Equity

PLTNW US Equity

Plutonian Acquisition

2022-11-10

2023-08-15

58506248.00

5750000.00

10.175

2022-11-10

0.087

0.174

10.262

10.349

0.000

58.938

0.032

0.119

-0.00116

0.01638

139

0.03078

0.02551

-0.02032

50.00000

1.000

Each unit consists of one share of common stock, one redeemable warrant, and one right to receive one-sixth (1/6) of a share of common stock upon the consummation of an initial business combination; The Company is not limited to a particular industry or geographic region for purposes of consummating an initial business combination, although it intends to focus its search for a target business on companies engaged in metaverse technologies, tourism and e-commerce related industries in the Asia-Pacific, or APAC, region. The Company is led by Mr. Wei Kwang Ng as its Chief Executive Officer, Chairman and President, and Ke Wang, its Chief Financial Officer; Wei Kwang Ng, our CEO, has more than 10 years of work experience in American or Singaporean companies. Currently he serves as the chief operating officer of Parcel Santa Pte Ltd, a Singaporean technology company facilitating and value-adding in the logistics space of last mile delivery. Mr. Ng currently also serves the independent director of Redwood Acquisition Corp. (Nasdaq: RWOD). Ke Wang, our CFO, currently serves as the head of quantitative research at Allstate Insurance Company; We will have until nine months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within nine months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to nine times, each by an additional one month (for a total of up to 18 months to complete a business combination). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $165,000, or $189,750 if the underwriters over-allotment option is exercised in full (or $0.033 per public share per month in either case), on or prior to the date of the applicable deadline, for each monthly extension, up to an aggregate of $1,485,000 (or $1,707,750 if the underwriters over-allotment option is exercised in full), or $0.297 per public share (for an aggregate of nine months); We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$18.00; In connection with our redemption of 100% of our outstanding public shares, each holder will receive an amount equal to (1) the number of public shares being redeemed by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.175 per share), which includes the deferred underwriting discounts and commissions, plus a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes (subject in each case to our obligations under Delaware law to provide for claims of creditors); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other fees or taxes, other than franchise and income taxes, that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act on any redemptions or stock buybacks by us;

2.45500

EF Hutton

Wei Kwang Ng, Ke Wang

Metaverse (APAC)

Delaware

https://www.sec.gov/Archives/edgar/data/1929231/000121390022071788/f424b41122_plutonian.htm

139

10.250

10.430

0.04910

1.000

0.200

16

2023-03-29

HUDA

HUDAU US Equity

Hudson Acquisition I

2022-10-14

2023-07-21

61219724.00

6031500.00

10.150

2022-10-14

0.104

0.175

10.254

10.325

0.000

61.642

0.034

0.105

-0.00327

0.01429

114

0.03314

0.03314

-0.02303

60.00000

0.000

Each unit consists of one share of common stock and one right to receive one-fifth (1/5) of a share of common stock upon the consummation of an initial business combination; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region except that the Company will not consummate an initial business combination with any entity being based in or having the majority of its operations in China (including Hong Kong and Macau); We are not permitted to use the proceeds placed in the trust account and the interests earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due imposed under the Inflation Reduction Act (IRA) of 2022 (H.R. 5376) on any redemptions or stock buybacks by the Company; We will seek to capitalize on the collective deal making experience and business connections of our management team (the Hudson Team), forged during decades of close teamwork and cooperation. Some of the key members of the Hudson Team, including the CEO Jiang Hui, the senior advisor Pengfei Xie and the independent director Lixin Wu, are graduates of Peking University, one of the most prestigious educational institutions in China; Mr. Jiang Hui, our Chief Executive Officer and Chairman of the Board, is a seasoned financial professional with deep experiences in banking and securities business. He is the Chairman and Chief Executive Officer of Wave Sync Corp. (OTCQB WAYS) since 2021. Prior to that, Mr. Hui held various positions at the New York and London offices of Industrial and Commercial Bank of China (ICBC), Chinas largest financial institution; If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 15 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $900,000, or $1,035,000 if the underwriters over-allotment option is exercised in full ($0.15 per share in either case), on or prior to the date of the applicable deadline, for each of the available three month extensions providing a total possible business combination period of 15 months at a total payment value of $1,800,000, or $2,070,000 if the underwriters over-allotment option is exercised in full; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) without a stockholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share;

3.40000

Chardan

Jiang Hui

Diversified (ex China)

Delaware

https://www.sec.gov/Archives/edgar/data/1853047/000121390022064385/f424b41022_hudsonacq1corp.htm

166

10.220

10.400

0.05667

1.000

0.177

17

2023-03-29

TENK

TENKU US Equity

TenX Keane Acquisition

2022-10-14

2023-07-21

67320000.00

6600000.00

10.200

2022-10-14

0.132

0.222

10.332

10.422

0.000

68.244

-0.008

0.082

0.00081

0.04001

114

0.02565

0.02565

-0.09307

60.00000

0.000

Each unit has an offering price of $10.00 and consists of one of our ordinary shares and one right as described in more detail in this prospectus. Each right entitles the holder thereof to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 5 in order to receive shares for all of your rights upon closing of a business combination. We will primarily seek to acquire one or more businesses with a total enterprise value of between $200,000,000 and $600,000,000. We intend to focus our search initially on target businesses operating in Asia, excluding companies located or operating in mainland China, Hong Kong or Macau; Mr. Xiaofeng Yuan has served as our Executive Director and Chairman since March 2021, and our Chief Executive Officer since July 2021. Mr. Yuan founded 38Fule Group and served as the Chairman of Xianyang 38Fule from 1992 to 1998. Mr. Yuan also serves as the Chairman of Shaanxi 38Fule Technology Company, a developer, manufacturer, and distributor of health and personal care products in China, since 1999. Mr. Yuan founded 38Fule in 1992 and led the company to become one of the top 100 healthcare companies in China and has personally become an influential leader in the healthcare industry as well; Mr. Taylor Zhang has served as our Chief Financial Officer and Executive Director since March 2021. Mr. Zhang served as our Chief Executive Officer from March 2021 to July 2021. From May 2009 to December 2021, Mr. Zhang served as Chief Financial Officer and executive director of the China XD Plastics Company Limited, where he oversaw CXDCs major financial and capital market matters, including Nasdaq listing, direct equity financing from world class institutional investors and a global bond offering; We will have until 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 18 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or up to $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,800,000 (or $2,070,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and for dissolution expenses), divided by the number of then outstanding public shares, which redemption will completely extinguish public shareholders rights as shareholders (including the right to receive further liquidation distributions, if any), subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect the pro rata redemption price to be approximately $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share;

3.70000

Maxim

Xiaofeng Yuan, Taylor Zhang

Asia (ex China)

Cayman

https://www.sec.gov/Archives/edgar/data/1851484/000149315222028441/form424b4.htm

166

10.340

10.745

0.06167

1.000

0.244

18

2023-03-29

SVII

SVIIU US Equity

SVIIW US Equity

Spring Valley Acquisition II

2022-10-13

2024-01-17

235750000.00

23000000.00

10.250

2022-10-13

0.133

0.367

10.383

10.617

0.000

238.050

0.053

0.287

-0.00319

0.02186

294

0.03467

0.03218

0.00086

200.00000

0.500

Each unit consists of one Class A ordinary share of the Company, one right to receive one-tenth of one Class A ordinary share of the Company and one-half of one redeemable public warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, the Company intends to target companies in the sustainability industry, including renewable energy, resource optimization, environmental services, and grid infrastructure, which complement the backgrounds of the Companys management team. The Company is led by its Chief Executive Officer, Chris Sorrells, and Chief Financial Officer, Rob Kaplan. The Companys primary sponsor is an affiliate of Pearl Energy Investment Management, LLC (Pearl), an investment firm that focuses on partnering with experienced management teams to invest in the North American energy and sustainability sectors. Pearl typically targets opportunities requiring $25 million to $150 million of equity capital; Our sponsor has agreed that upon and subject to the completion of the initial business combination, 25% of the Class A ordinary shares then held by the sponsor (as a result of the conversion of the Class B ordinary shares into Class A ordinary shares as described above) shall be considered to be newly unvested shares, which will vest only if the closing price of our Class A ordinary shares on the Nasdaq Global Market (Nasdaq) equals or exceeds $12.50 for any 20 trading days within a 30 trading day period, on or after the first anniversary of the closing of the initial business combination but before the fifth anniversary. Class A ordinary shares, if any, that remain unvested at the fifth anniversary of the closing of the initial business combination will be forfeited; An affiliate of Pearl also formed and sponsored Spring Valley Acquisition Corp. (Spring Valley I), a special purpose acquisition company similar to our company that was formed to consummate an initial business combination. Spring Valley I completed its initial public offering in November 2020, in which it sold 23,000,000 units, each consisting of one Class A ordinary share of Spring Valley I and one-half of one redeemable warrant to purchase one Class A ordinary share of Spring Valley I, for an offering price of $10.00 per unit, generating aggregate gross proceeds of $230,000,000. In December 2021, Spring Valley I announced its plans to consummate a business combination transaction with NuScale Power, LLC, an industry leading provider of proprietary and innovative advanced nuclear small modular reactor (SMR) technology (the NuScale merger). The NuScale merger, which had an enterprise value of approximately $1.9 billion, closed in May 2022; Christopher Sorrells serves as our Chief Executive Officer and as Chairman of our board of directors. Mr. Sorrells served as the Chief Executive Officer and a director of Spring Valley I from its inception in November 2020 until the closing of the NuScale merger in May 2022 at which time Mr. Sorrells began serving as a member of the board of directors of the post-closing company, NuScale Power Corporation. Mr. Sorrells also plans to devote a portion of his time sourcing sustainability-focused investments for Pearls private equity funds. Mr. Sorrells has been an investor, operator, advisor and board member in the Sustainability industry for over 20 years. Mr. Sorrells served as Lead Director and Chairman of the compensation committee for Renewable Energy Group, Inc. (Nasdaq: REGI) until the completion of its merger with Chevron Corporation for $3.1 billion in June 2022; Robert Kaplan serves as our Chief Financial Officer and Vice President of Business Development. Mr. Kaplan served as the Vice President of Business Development of Spring Valley I from its inception in November 2020 until the closing of the NuScale merger in May 2022. Mr. Kaplan has over 20 years of investment banking experience in the Sustainability industry; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest and other income earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our amended and restated memorandum and articles of association will provide that we will have only 15 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may extend the period of time to consummate a business combination one time by an additional three months (for a total of 18 months from the closing of this offering to complete an initial business combination), without submitting such proposed extension to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination for an additional three months, our sponsor or its affiliates or designees must deposit into the trust account $2,000,000 (or up to $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per Class A ordinary share in either case), adjusted proportionately in the case of a p

12.00000

1.000

Citi / Guggenheim

Chris Sorrells, Rob Kaplan

Sustainability

Cayman

https://www.sec.gov/Archives/edgar/data/1843477/000110465922108908/tm216731-35_424b4.htm

167

10.350

10.610

0.06000

1.000

0.200

19

2023-03-29

AQU

AQUNU US Equity

Aquaron Acquisition

2022-10-04

2023-07-06

54984376.00

5417180.00

10.150

2022-10-04

0.110

0.171

10.260

10.321

0.000

55.526

0.060

0.121

-0.00095

0.03804

99

0.04462

0.02595

-0.10910

50.00000

0.000

Each unit consists of one share of common stock and one right to receive one-fifth (1/5) of a share of common stock upon the consummation of an initial business combination; We are not permitted to use the proceeds placed in the trust account and the interests earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due imposed under the Inflation Reduction Act (IRA) of 2022 (H.R. 5376) on any redemptions or stock buybacks by the Company; Our efforts to identify a prospective target business will not be limited to any particular industry or geographic region, although we intend to target businesses with a total enterprise value of between $150 million and $300 million; Our Chief Execute Officer, Ms. Yi Zhou, co-founded Ease Consulting in September 2019 and has served as its chief executive officer since then. She is responsible for providing consultancy services to funds including VC funds that are expanding their limited partner base in the U.S. and other countries and advise on fund-raising. Our Chief Financial Officer, Mr. Qingze Zhao is currently working at Wang & Partners Consulting where he conducts research at the corporate strategic level; New energy related companies we intend to focus on range from emerging to established solution providers that effectuate or support electric mobility and motion across a wide range of industries, including but not limited to passenger and commercial transportation, warehouse and logistics, factory automation and other tech-enabled smart environments; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of 12 or 15 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $750,000, or $862,500 if the over-allotment option is exercised in full ($0.15 per share in either case, or an aggregate of $1,500,000, (or $1,725,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.15; Our sponsor, has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share;

2.56250

Chardan

Yi Zhou

New Energy

Delaware

Bestpath

2023-03-27 00:00

Mar 27 2023 announced a business combination with Bestpath (Shanghai) IoT Technology Co., Ltd. ("Bestpath" or the "Company"), a pioneer in the technology and application of hydrogen fuel cell powered vehicles in China; The Proposed Transaction reflects an initial equity value of approximately $1.2 billion;

https://www.sec.gov/Archives/edgar/data/1861063/000121390022062033/f424b41022_aquaronacq.htm

176

174

10.250

10.650

0.05125

1.000

0.334

20

2023-03-29

QOMO

QOMOU US Equity

QOMOW US Equity

Qomolangma Acquisition

2022-09-30

2023-07-04

53520952.00

5273000.00

10.150

2022-09-30

0.112

0.173

10.262

10.323

0.000

54.154

-0.008

0.053

0.00076

0.01732

97

0.01946

0.01946

-0.04161

50.00000

1.000

Each unit consists of one share of common stock, par value $0.0001 per share, one right to receive one-tenth (1/10) of a share of common stock and one redeemable warrant to acquire one share of common stock, at an exercise price of $11.50 per share; Jonathan P. Myers has been Chairman of our Board of Directors and our President and Chief Executive Officer since August 2021. Mr. Myers has extensive experience in business development and corporate finance in various industries and nations. He has served as a partner with responsibility for cross border corporate development and transactions at Ventac Partners, which focuses on ventures in life sciences, since 2008. From May 2001 to March 2006, he served as director of business development at Pain Therapeutics, Inc., which later was renamed Cassava Sciences; We will have until 9 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve times, each by an additional one month (for a total of up to 21 months to complete a business combination). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $166,667, or $191,667 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share per month in either case), up to an aggregate of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (for an aggregate of 12 months); Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the Inflation Reduction Act on any redemptions or stock buybacks by the Company;

2.60500

Ladenburg

Jonathan Myers

Diversified (Asia)

Delaware

https://www.sec.gov/Archives/edgar/data/1894210/000121390022061324/f424b40922_qomolangmaacq.htm

180

10.270

10.440

0.05210

1.000

0.160

21

2023-03-29

DMYY

DMYY/U US Equity

DMYY/WS US Equity

dMY Squared Technology Group

2022-09-30

2024-01-04

64137848.00

6319000.00

10.150

2022-09-30

0.112

0.287

10.262

10.437

0.000

64.770

0.022

0.197

-0.00119

0.02317

281

0.02512

0.02382

-0.00773

60.00000

0.500

Each unit consists of one share of Class A common stock and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or geographic region, the Company intends to focus its search for an initial business combination on companies within the professional service industry that provide accounting, legal, financial, advisory or other services to public companies or private companies that are in the process of becoming public companies with enterprise valuations in the range of $500 million to $2 billion. The Company intends to specifically focus on companies that have strong, consistent revenue growth and cash flow; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible Excise Tax or any other fees or taxes that may be levied on the company pursuant to any current, pending or future rules or laws, including without limitation any Excise Tax due under the IRA on any redemptions or stock buybacks by the company; Our management team is spearheaded by Niccolo de Masi, our Co-Chief Executive Officer and Harry L. You, our Co-Chief Executive Officer and Chairman; Niccolo de Masi is an experienced public company chief executive officer and board member with deep expertise in mobile apps and the Internet of Things (IoT), or systems of devices possessing the ability to transfer data to one another without human interaction, having led numerous software and hardware ecosystems. Over the course of his career, Mr. de Masi has consummated over 25 mergers and acquisitions and has raised approximately $1.4 billion in equity to support public and private companies he has led. Mr. de Masi has held leadership positions in five mobile companies, Glu Mobile, Inc. (Nasdaq: GLUU) (Glu), Essential Products, Inc. (Essential), Xura, Inc. (formerly Nasdaq: MESG) (Xura), Hands-On Mobile and Monstermob Group PLC (formerly LSE: MOB) (Monstermob), and was the chief executive officer of Glu and Monstermob before the age of 30; Harry L. You is an experienced executive, chief financial officer and board member with extensive experience with technology companies. Mr. You served as the executive vice president of EMC Corporation (formerly NYSE: EMC) (EMC) in the office of the chairman from 2008 to 2016 until it was acquired by Dell Technologies Inc; Mr. de Masi and Mr. You founded and led dMY Technology Group, Inc. (dMY I), a special purpose acquisition company that raised $230 million in an initial public offering in February 2020. On July 27, 2020, dMY I entered into a definitive agreement to merge with Rush Street Interactive, LP, one of the fastest-growing online casino and sports wagering companies in the United States. The transaction closed in December 2020 and Mr. de Masi and Mr. You have been directors of Rush Street Interactive Inc. since then. Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. II (dMY II), a special purpose acquisition company that raised $276 million in an initial public offering in August 2020. On October 27, 2020, dMY II entered into a definitive agreement to merge with Genius Sports Group Limited, a leading provider of sports data and technology powering the sports, betting, and media ecosystem. The transaction closed in April 2021 and Mr. de Masi and Mr. You have been directors of Genius Sports Limited (NYSE: GENI) since then. In addition, Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. III (dMY III), a special purpose acquisition company that raised $300 million in an initial public offering in November 2020. On March 8, 2021, dMY III entered into a definitive agreement to merge with IonQ, Inc., a Delaware corporation and a leading pure-play hardware and software company in the quantum computing space. The transaction closed in September 2021 and Mr. de Masi and Mr. You have been directors of IonQ, Inc. (NYSE: IONQ) since then. Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. IV (dMY IV), a special purpose acquisition company that raised $345 million in an initial public offering in March 2021. On July 7, 2021, dMY IV entered into a definitive agreement to merge with Planet Labs Inc., a Delaware corporation and a provider of daily data and insights about Earth; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 shares of Class A common stock per warrant; If we anticipate that we may not be able to consummate our initial business combination within 15 months from the consummation of this offering, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times by an additional three-month period each time (for a total of up to 21 months from the closing of this offering; provided, however, that the second three-month period extension may only occur if the execution of a definitive agreement in connection with an initial business combination has been announced prior to such extension). In order for the time available for us to consummate an initial business combination to be extended beyond 15 months, our sponsor or its affiliates or designees, upon no less than five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000 (or $862,500 if the underwriters over-allotment option is exercised in full) ($0.10 per unit in either case), up to an aggregate of $1,500,000 (or $1,725,000 if the underwriters over-allotment option is exercised in full), on or prior to the date of the applicable deadline for each three-month extension; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of t

3.05000

1.000

Needham

Niccolo de Masi, Harry You

Professional Service

Massachusetts

https://www.sec.gov/Archives/edgar/data/1915380/000119312522256637/d530439d424b4.htm

180

10.250

10.500

0.05083

0.000

22

2023-03-29

GLST

GLSTU US Equity

GLSTW US Equity

Global Star Acquisition

2022-09-20

2023-09-20

94300000.00

9200000.00

10.250

2022-09-20

0.120

0.230

10.370

10.480

0.000

94.714

0.120

0.230

-0.00720

0.01257

175

0.04734

0.03782

-0.00400

80.00000

1.000

Each unit consists of one share of Class A common stock, one redeemable warrant, and one right to receive one-tenth (1/10) of one share of Class A common stock; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on financial technology (Fintech) and property technology (Proptech) businesses that offer technology solutions, software, services or products to the financial services or real estate industries. The Company intends to initially prioritize the Nordic region and Asia Pacific, especially Southeast Asia as its geographical focus. The Company is led by Anthony Ang, the Companys Chairman and Chief Executive Officer, Nicholas Khoo, the Companys Chief Operating Officer, and Shan Cui, the Companys Chief Financial Officer; We will have until twelve (12) months from the closing of the Proposed Offering to consummate a Business Combination. Alternatively, if there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to nine times by an additional month for a total of up to 21 months, respectively, by depositing into the trust account for each one-month extension $264,000, or $303,600 if the underwriters over-allotment option is exercised in full ($0.033 per unit in either case); Anthony Ang, our Chairman and CEO is a global executive with over 40 years of senior management experience. His broad expertise covers international marketing, investment promotion, manufacturing, and fund management. Mr. Ang started his career at the Singapore Economic Development Board in 1980, and his last position was Regional Director for North America; Nicholas Khoo, our Chief Operating Officers diversified career spans over 20 years within the technology, gaming, fintech, real estate, and consulting industries. Since February 2017, Mr. Khoo has served as a director of AB&MEG Pte. Ltd., an accounting solutions company; Warrants callable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.25 per public share;

4.56225

EF Hutton

Nicholas Khoo, Shan Cui

Fintech / Proptech

Delaware

https://www.sec.gov/Archives/edgar/data/1922331/000119312522248279/d316854d424b4.htm

190

10.295

10.500

0.05703

1.000

0.090

23

2023-03-29

EFHT

EFHTU US Equity

EFHTW US Equity

EF Hutton Acquisition I

2022-09-09

2023-06-09

117254672.00

11500000.00

10.196

2022-12-31

0.055

0.100

10.251

10.296

0.000

117.530

0.031

0.076

-0.00304

72

0.03842

0.03842

100.00000

1.000

Each unit consists of one share of common stock, one redeemable warrant and one right to receive 1/8 of one share of common stock upon the consummation of our initial business combination. Each warrant entitles the holder thereof to purchase one share of common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on companies within the consumer and retail industry. The Company is led by Benjamin Piggott, the Companys Chairman and Chief Executive Officer, Kevin M. Bush, the Companys Chief Financial Officer, and Joseph Rallo and David Boral, the Companys Co-Presidents; Approximately twelve qualified institutional buyers or institutional accredited investors which are not affiliated with us, our sponsor, our directors or any member of our management, which we collectively refer to as the anchor investors throughout this prospectus (Anchor Investors), of which certain Anchor Investors (each as defined elsewhere in this prospectus), have expressed an interest in purchasing tranches of 490,000 units and 990,000 units, respectively (hereinafter referred to as the 4.9% Anchor Investors and the 9.9% Anchor Investors, respectively), at the offering price of $10.00, for up to a maximum of 9,900,000 units. Subject to each Anchor Investor purchasing any 9.9% and 4.9% tranches of units as allocated to it by the underwriters in this offering, simultaneously with the closing of this offering, each 9.9% Anchor Investor and 4.9% Anchor Investor will purchase 75,000 founder shares and 37,500 founder shares from certain initial stockholders, (the Anchor Share Transferors) for each respective 9.9% or 4.9% tranche, up to a maximum of 750,000 founder shares, at the original purchase price of founder shares or $0.009 per share. Anchor Investors are not obligated to continue owning any public shares following the closing and are not obligated to vote any public shares in favor of our initial business combination; Our Chairman and CEO, Benjamin Piggott, has been a Managing Director at EF Hutton since its inception in June 2020. Prior to joining EF Hutton, Mr. Piggott was Head of Corporate Development at Laird Superfood (NYSE American: LSF), a plant-based, omni-channel natural food company based in Sisters, Oregon; Our Co-Presidents, Joseph Rallo and David Boral, are the founding members of EF Hutton. Collectively, they have raised gross proceeds of approximately $10.0 billion across more than 170 transactions since founding EF Hutton in May of 2020. Since January 2021 Mr. Rallo and Mr. Boral as principals at EF Hutton have successfully brought public 41 SPACs, totaling over $4.8 billion in aggregate gross proceeds; Our business strategy is to identify and complete an initial business combination with a strong and predictable cash flow generative business that has an enterprise value in the range of $400 million to $1 billion; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share, regardless of whether or not the underwriters exercise any portion of their option to purchase additional units, however, there is no guarantee that investors will receive $10.10 per share upon redemption; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer. The decision as to whether we will seek stockholder approval; Pursuant to our amended and restated certificate of incorporation, we will have until 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may extend the period of time to consummate a business combination up to nine times, each by an additional one-month period (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $500,000 (or $575,000 if the underwriters over-allotment option is exercised in full), or $0.05 per share for each one-month extension, on or prior to the date of the applicable deadline, or up to an aggregate of $4,500,000 (or $5,175,000 if the underwriters over-allotment option is exercised in full), or $0.45 per share if we extend for the full nine months; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the IRA on any redemptions or stock buybacks by the Company;

2.42500

EF Hutton

Benjamin Piggott, Joseph Rallo, David Boral

Consumer / Retail

Delaware

E.C.D. Auto Desi

2023-03-06 00:00

Mar 6 2023 announced a business combination with E.C.D. Auto Design (E.C.D. or the Company), the industry leader in delivering of restored and modified Land Rover Defenders; The transaction reflects an initial value for E.C.D. of $225 million; The boards of directors of both E.C.D. and EFHT have approved the transaction. The transaction will require the approval of the stockholders of both E.C.D. and EFHT, and is subject to other customary closing conditions, including the receipt of certain regulatory approvals. The transaction is expected to close in the third quarter of 2023;

https://www.sec.gov/Archives/edgar/data/1922858/000149315222025527/form424b4.htm

201

178

10.220

0.02425

https://www.sec.gov/Archives/edgar/data/1922858/000149315223007182/ex99-1.htm

1.000

0.198

24

2023-03-29

HMAC

HMACU US Equity

HMACW US Equity

Hainan Manaslu Acquisition

2022-08-11

2023-05-11

70227416.00

6900000.00

10.178

2022-09-30

0.142

0.177

10.320

10.354

0.000

71.208

-0.020

0.014

-0.00003

0.01741

43

0.01188

0.02865

-0.11178

60.00000

1.000

Each unit to be issued in the IPO will consist of one ordinary share, one redeemable warrant and one right. Each warrant entitles the holder thereof to purchase one ordinary share at an exercise price of $11.50 per share. Each right entitles the holder thereof to receive one-tenth of one ordinary share upon the consummation of the Companys initial business combination; While we may pursue an acquisition opportunity in any business, industry, sector or geographical location, we intend to focus on industries that complement our management teams background, and to capitalize on the ability of our management team and advisor to identify and acquire a business. However, we will not consummate our initial business combination with an entity or business with China operations consolidated through a variable interest entity (VIE) structure; Mr. Zhifan Zhou, has served as our Chief Executive Officer and Chairman of our Board of Directors since November 2021. Mr. Zhou has over ten years of experience in investment banking, audit, private equity and mergers and acquisitions. Mr. Zhou has served as the General Manager of Hainan Winlong Capital, an investment company, since April 2021, where he leads the mergers and acquisitions operations. Prior to that, Mr. Zhou served as Vice President and General Manager of Capital Operations of Shanzhinong Co., Ltd., a B2B e-commerce platform company, from March 2020 to April 2021; We will have until nine months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within nine months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to nine times, each by an additional one month (for a total of up to 18 months to complete a business combination). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $198,000 or $227,700 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case) on or prior to the date of the applicable deadline, for each one month extension (up to an aggregate of $1,782,000 (or $2,049,300 if the underwriters over-allotment option is exercised in full), or $0.297 per public share, for an aggregate of nine months); If we are unable to consummate our initial business combination within the applicable time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares for a pro rata portion of the funds held in the trust account and as promptly as reasonably possible following such redemption; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share (subject to increase of up to an additional $0.033 per public share for each monthly extension in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share;

3.10000

Ladenburg

Zhifan Zhou

Growth

Cayman

Able View

2022-11-22 00:00

Nov 22 2022 announced a business combination with Able View Inc., a leading brand management company providing full-service solutions covering marketing strategy, branding, digital and social marketing, omni-channel sales, customer service, overseas logistics, warehouse and fulfillment, to help global brands enter into and grow in China; Able View Inc. generated revenues of approximately US$117 million in 2021 (unaudited), and its revenue had a compounded annual growth rate of 82% from 2017 to 2021. Revenues in 2021 increased by 65% compared to those in 2020; The proposed transaction values the combined company at an estimated enterprise value on a pro-forma basis of approximately US$400 million, assuming no redemptions by Hainan Manaslu Acquisition Corp.s shareholders; The transaction has been approved by each of HMACs and Able Views Board of Directors. The transaction is subject to the approval of HMACs shareholders and other customary closing conditions and is expected to close in the second quarter of 2023;

https://www.sec.gov/Archives/edgar/data/1894370/000121390022047446/f424b40822_hainanmanaslu.htm

230

103

10.320

10.500

0.05167

1.000

0.160

25

2023-03-29

EMCG

EMCGU US Equity

EMCGW US Equity

Embrace Change Acquisition

2022-08-09

2023-08-09

76541456.00

7392855.00

10.353

2022-12-31

0.071

0.178

10.424

10.531

0.000

76.960

0.014

0.121

-0.00137

-0.01576

133

0.03233

0.03233

0.07427

65.00000

1.000

Each unit consists of one ordinary share, one warrant, and one right. Each whole warrant entitles the holder thereof to purchase one ordinary share at a price of $11.50 per share, each holder of a right will automatically receive one-eighth (1/8) of an ordinary share upon consummation of our initial business combination; The Companys efforts to identify a prospective target business will not be limited to a particular business, industry, sector or geographical region, although the Company will not consider or undertake a business combination with an entity or business based in, or with its principal or a majority of its business operations (either directly or through any subsidiaries) in, the Peoples Republic of China (including Hong Kong and Macau), and, for the avoidance of doubt, it will not enter into an agreement for, or consummate its initial business combination with, such an entity or business, or consummate its initial business combination in circumstances where it is the counterparty to a VIE or other arrangement with a China-based entity. The Company is led by Yoann Delwarde, the Companys Chairman of the Board and Chief Executive Officer, and Zheng Yuan, the Companys Chief Financial Officer; Our Chief Executive Officer Yoann Delwarde is the co-founder and CEO of Infinity Growth, a company dedicated to helping clients increase their sales, and has helped nearly 25 companies from dozens of industries in seven countries increase their sales globally. Mr. Delwarde has helped companies ranging from startups to Fortune 500 companies, which means Yoann has a wealth of contacts, so we believe Yoanns unique experience and contacts will help us identify great target companies; While we will give priority to companies in technology, internet, and consumer sectors, we will have no specific industry restriction, and we plan on exploring opportunities in enterprise services, artificial intelligence, culture and media, biotechnology, new consumer brands, blockchain and other areas that show the interest of investors; Warrants redeemable if stock >$18.00; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to six times, each by an additional one month (for a total of up to 18 months to complete a business combination. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $325,000 or up to $373,750 if the underwriters over-allotment option is exercised in full ($0.05 per share in either case) on or prior to the date of the applicable deadline, for each one month extension (or up to an aggregate of $1,950,000 (or $2,242,500 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full six months); In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a general meeting called for such purpose at which shareholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination or do not vote at all, for their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); At any general meeting called to approve an initial business combination, any public shareholder (whether they are voting for or against such proposed business combination or not voting at all) will be entitled to demand that his, her or its ordinary shares be redeemed for a pro rata portion of the amount then in the trust account (initially $10.25 per share, plus any pro rata interest earned on the funds held in the trust account less amounts necessary to pay our taxes); Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.25 per share;

3.42500

EF Hutton

Yoann Delwarde

Diversified (ex China)

Cayman

https://www.sec.gov/Archives/edgar/data/1869601/000119312522217683/d306264d424b4.htm

232

10.410

10.260

0.05269

1.000

0.105

26

2023-03-29

PTWO

PTWOU US Equity

PTWOW US Equity

Pono Capital Two

2022-08-05

2023-05-05

119220016.00

11500000.00

10.367

2022-12-31

0.056

0.080

10.423

10.447

0.003

120.290

-0.017

0.007

0.00355

0.02178

37

0.00623

-0.01259

-0.17325

100.00000

1.000

Each unit consists of one share of Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; It intends to focus its search for a target business addressing a large market opportunity with a company that is driving its growth through technology. Potential industries that fit this focus are enterprise security and operations applications, cloud-based content and digital streaming services, drone technology and service, Artificial Intelligence (AI) companies, consumer healthcare and wellness, biomedical technology, entertainment/gaming companies, distance learning, and e-sports companies. The Company is led by Darryl Nakamoto, Chief Executive Officer, Allison Van Orman, Chief Financial Officer, and Dustin Shindo, Chairman of the Board; Mr. Nakamoto serves as our Chief Executive Officer and Director. He is an entrepreneur and executive with over 20 years of industry experience, including his former role as CFO of a publicly traded company. Since 2017, Mr. Nakamoto serves as President and Owner of Viv, LLC, a successful accounting and finance solutions provider; Mr. Shindo is an entrepreneur, executive, technologist, and a seasoned advisor with more than 25 years of industry experience. Today, Mr. Shindo currently serves as Chief Executive Officer of Pono Capital Corp (NASDAQ: PONO). Mr. Shindo served as the Chief Executive Officer of Junify Corporation from 2017 to July 2022, which operates in California and Japan. Junify offers zero trust network access software (software defined border) to help companies better secure their cloud resources; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of taxes payable and less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our amended and restated certificate of incorporation will provide that we will have 9 months from the closing of this offering, or up to 18 months if we elect to extend the time to complete our initial business combination. If we are unable to complete our initial business combination within such time period, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (net of taxes payable and less up to $100,000 of interest to pay dissolution expenses); If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to nine times, each by an additional one month (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five business days advance notice prior to the applicable deadline, must deposit into the trust account $300,000, or $345,000 if the underwriters over-allotment option is exercised in full ($0.03 per unit in either case), on or prior to the date of the applicable deadline, for each of the available one-month extensions, providing a total possible business combination period of 18 months at a total payment value of $2,700,000, or $3,105,000 if the underwriters over-allotment option is exercised in full ($0.27 per unit in either case); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.25 per public share;

5.71375

EF Hutton

Darryl Nakamoto, Dustin Shindo

Tech

Delaware

SBC Medical Grou

2023-02-01 00:00

Feb 1 2023 announced a business combination with SBC Medical Group Holdings Incorporated, a Delaware corporation; $1.2 billion enterprise value;

https://www.sec.gov/Archives/edgar/data/1930313/000149315222021662/form424b4.htm

236

180

10.460

10.650

0.05714

0.000

27

2023-03-29

MOBV

MOBVU US Equity

MOBVW US Equity

Mobiv Acquisition

2022-08-04

2023-05-04

103726400.00

10005000.00

10.367

2022-12-31

0.056

0.079

10.424

10.446

0.000

104.152

0.034

0.056

-0.00130

0.00062

36

0.05646

0.03606

0.01609

87.00000

1.000

Each unit consists of one share of Class A common stock and one redeemable warrant. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share; The Company intends to focus its search for a target business in the electric vehicle (EV) and urban smart mobility industry that may include businesses adjacent thereto in the sustainable transportation and related ecosystem, which complement the Companys management teams backgrounds. The Company is led by its Chief Executive Officer, Peter Bilitsch; If we are unable to complete our initial business combination within nine months from the closing of this offering (or up to a total of 18 months at the election of the Sponsor, through up to nine one-month extensions beyond the initial nine (9) months provided that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between Continental Stock Transfer & Trust Company and us, our Sponsor deposits into the trust, an additional $0.0333 per unit for each month extended totaling $289,710 per month under the offering of 8.7 million Units or up to $333,166.50 per month assuming the underwriter exercises its full over-allotment option (yielding $2,607,390 assuming nine extensions or $2,998,498.50 assuming nine extensions and the underwriter has exercised its over-allotment option, which the Sponsor is not obligated to do), or as extended by the Companys stockholders in accordance with our amended and restated certificate of incorporation), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Mr. Bilitsch, our Chief Executive Officer and a member of our board of directors, brings more than 20 years of work experience across initial public offerings (IPOs), capital markets, regulatory matters, and investment and trading, to the company. Most recently Peter Bilitsch was for more than 11 years a Director in Regional Equity Capital Markets at CIMB Investment Bank (CIMB), a leading Southeast Asian bank; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.25 per public share;

4.91100

EF Hutton

Peter Bilitsch

Electric vehicles

Delaware

SRIVARU

2023-03-13 00:00

Mar 13 2023 announced a business combination with SRIVARU Holding Ltd. (SRIVARU), a commercial-stage provider of premium electric motorcycles; SRIVARU targeting vehicle sales revenue of US$39 million for the fiscal year ending March 31, 2024, US$117 million for the fiscal year ending March 31, 2025, and US$553 million for the fiscal year ending March 31, 2026; The transaction is expected to provide SRIVARU with access to additional capital and position the company to accelerate the commercial rollout-out of its electric two-wheeled (E2W) vehicles in the Indian market; The combined company will be known as SRIVARU Holding Ltd. and will be led by SRIVARUs current management team. The transaction is anticipated to generate gross proceeds of up to approximately US$104 million of cash, assuming no redemptions by Mobivs public stockholders, which will be used to fund operations and growth; The pro forma implied enterprise value of the combined company is approximately US$195 million;

https://www.sec.gov/Archives/edgar/data/1931691/000119312522211326/d320511d424b4.htm

237

221

10.410

10.430

0.05645

https://www.sec.gov/Archives/edgar/data/1931691/000119312523074097/d416048dex991.htm

0.000

28

2023-03-29

SKGR

SKGRU US Equity

SKGRW US Equity

SK Growth Opportunities

2022-06-24

2023-12-24

215441264.00

20960000.00

10.279

2022-09-30

0.144

0.360

10.423

10.638

0.000

218.403

0.013

0.228

-0.00025

0.01223

270

0.02977

0.02844

0.01134

200.00000

0.500

Each unit consists of one Class A ordinary share of the Company and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; We will have 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination) from the closing of this offering to consummate an initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination) from the consummation of this offering, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times by an additional three months each time (for a total of up to 24 months from the closing of this offering), subject to our sponsor or its affiliates or designees depositing additional funds into the trust account; If we are unable to consummate our initial business combination within 18 months from the closing of this offering (or up to 24 months from the closing of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses). In order for the time available for us to consummate an initial business combination to be extended beyond 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination), our sponsor or its affiliates or designees, upon no less than five days advance notice prior to the applicable deadline, must deposit into the trust account $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $4,000,000 or $4,600,000 if the underwriters over-allotment option is exercised in full), on or prior to the date of the applicable deadline for each three-month extension; SK is a leading global conglomerate based in the Republic of Korea (Korea) with breadth and depth across a diverse array of industries spanning multiple continents. A wholly-owned subsidiary of SK is the anchor investor in our sponsor. SK and its affiliated companies operate more than 125 businesses across the energy, life sciences, advanced materials, mobility, and semiconductors industries with over $130 billion in assets globally; Our investment focus is toward transformative businesses that can build industries to deliver future financial and social prosperity. SK Growth Opportunities Corporation was founded to pursue an initial business combination with a company that is involved in developing and/or deploying technologies and products that address and solve ESG-related issues or is operated in a fashion that is consistent with ESG principles; Richard Chin has served as our Chief Executive Officer and director since our inception in 2021. From 2017 to 2021, Mr. Chin served as President at SK hynix and Head of Global Development Group (GDG). Under Mr. Chins leadership, GDG developed and executed inorganic growth strategies for SKs affiliates in the United States, including mergers and acquisitions, strategic investments, and joint venture partnerships; Assuming we do not deposit additional funds into the trust account to extend the time period in which we are required to consummate our initial business combination, we expect the pro rata redemption price to be approximately $10.25 per Class A ordinary share; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account (net of taxes payable) divided by the number of then-outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent public accountants) for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.25 per public share; We have engaged CCM, to provide consulting and advisory services to us in connection with this offering, for which it will receive an advisory fee equal to 0.55% of the aggregate net proceeds of this offering, excluding underwriting compensation. CCM has agreed to defer 63.6% of its fee until the consummation of our initial business combination;

6.60000

1.000

DB

Richard Chin, SK

ESG

Cayman

https://www.sec.gov/Archives/edgar/data/1912461/000119312522181647/d252505d424b4.htm

278

10.420

10.550

0.03300

0.000

29

2023-03-29

FLFV

FLFVU US Equity

FLFVW US Equity

Feutune Light Acquisition

2022-06-15

2023-06-21

100667472.00

9775000.00

10.298

2022-09-30

0.114

0.167

10.412

10.465

0.010

102.638

0.012

0.065

0.00842

0.01226

84

0.02766

-0.01420

-0.03035

85.00000

1.000

Each unit issued in the IPO consists of one share of Class A common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of Class A common stock. Each warrant exercisable to purchase one whole share of Class A common stock at a price of $11.50 per share; We are not limited to a particular industry or geographic region for purposes of consummating an initial business combination. We shall not undertake our initial business combination with any company being based in or having the majority of the companys operations in China (including Hong Kong and Macau); If we are unable to complete our business combination within 9 months (or up to 18 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay for taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination up to three times by an additional three-month period each time for a total of up to 18 months to complete a business combination. In order to extend the time available for us to consummate our initial business combination, our sponsor, upon at least five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $850,000, or $977,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $2,550,000 or $2,932,500 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; Mr. Xuedong (Tony) Tian, Chief Executive Officer, Mr. Tian has been our Chief Executive Officer since March 2022 and will be our director immediately prior to or upon the effectiveness of this registration statement. Furthermore, Mr. Tian has served as Managing Director and Head of Capital Markets at US Tiger Securities, Inc. since October 2020. From May 2012 to October 2020, Mr. Tian was the Founder and President of Weitian Group LLC, a corporate advisory and investor relations consultancy. Prior to that, Mr. Tian was a sell-side equity analyst at various investment banks, including as Managing Director covering China at Merriman Capital, Inc. from June 2013 to January 2016; Executive Director and Lead Analyst covering China Industrials and IT Outsourcing at Oppenheimer & Co. Inc. from May 2011 to May 2012; Dr. Lei Xu, Chairwoman and President. Dr. Xu has been our Director and President shortly since our inception and has been our Chairwoman since June 2022. Dr. Xu has served as the Executive President of Boya Foundation, a non-profit educational charity organization since July 2019. She has served as the Chairwoman of Peking University Alumni Association of Southern California (PUAASC) since January 2020; In February 2021, certain member of our sponsor co-founded Fortune Rise Acquisition Corporation, a Delaware corporation (Fortune Rise), a special purpose acquisition company incorporated for the purposes of effecting a business combination. On November 2, 2021, Fortune Rise consummated its initial public offering of 9,775,000 units (including 1,275,000 units issued upon the full exercise of the over-allotment option), each unit consisting of one share of Class A common stock and one-half of one warrant, for an offering price of $10.00 per unit. Its units, Class A common stock and warrants are currently traded on Nasdaq under symbols FRLAU, FRLA and FRLAW, respectively. On April 26, 2022, Fortune Rise executed a definitive merger agreement in connection with its business combination; Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; Mar 20 2023 extended deadline to June 21 2023, added $977.5k to trust account;

4.34250

US Tiger / EF Hutton

Xuedong (Tony) Tian, Lei Xu

Diversified (ex China)

Delaware

https://www.sec.gov/Archives/edgar/data/1912582/000121390022033539/ea161734-424b4_feutunelight.htm

287

10.500

10.540

0.05109

1.000

0.150

30

2023-03-29

ACAC

ACACU US Equity

ACACW US Equity

Acri Capital Acquisition

2022-06-10

2023-04-14

37721344.00

3643694.00

10.352

2023-01-12

0.048

0.059

10.401

10.411

0.000

38.332

-0.069

-0.059

0.01146

0.08549

16

-0.12092

-0.84261

75.00000

0.500

Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; Although we intend to focus our search on technology-enabled sectors in North America including but not limited to the e-commerce, financial services, educational technology services, or health information service sectors, we are not required to complete our initial business combination with a business in these industries and, as a result, we may pursue a business combination outside of these industries or out of North America (excluding China, Hong Kong and Macau); We will have nine (9) months from the closing of this offering to consummate an initial business combination. If we anticipate that we may not be able to consummate our initial business combination within nine (9) months from the consummation of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend the period of time to consummate a business combination up to nine (9) times by an additional one month each time for a total of up to 9 months by depositing $249,750, or $287,212.5 per month if the underwriters over-allotment option is exercised in full ($0.0333 per share in either case) into our trust account (the Paid Extension Period), affording the Company up to eighteen (18) months to complete our initial business combination. Public stockholders will not be offered the opportunity to vote on or redeem their shares if we choose to make any such paid extension. If we are unable to consummate our initial business combination within the 9-month period (as may be extended as described above), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $50,000 of interest to pay dissolution expenses); Ms. Joy Yi Hua is our Chief Executive Officer, Chief Financial Officer and Chairwoman. Ms. Hua has over 18 years of experience in investment management, hedge fund, private equity and real estate investment around the world. Since June 2016, Ms. Hua has served as the Managing Director of Serene View Capital LLC, an investment management and consulting firm. In June 2018, Ms. Hua founded Cohere Education LLC, an online education start-up engaged in the distribution of STEAM curriculum and programs to K-12 and college students in the U.S. and China; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Dec 30 2022 filed PRE14a to amend extension payment, vote Jan 24; Jan 12 2023 filed DEF14a to increase monthly extension payment from $0.0333 (4% yield) to $0.0625 (7.5% yield), vote Jan 26, NAV $10.29; Feb 10 2023 stockholders approved deadline extension, 5.0 million shares (57.8%) redeemed, 3.6 million shares remain; Mar 14 2023 extended deadline to Apr 14 2023, added $228k to trust account;

4.79000

1.000

EF Hutton

Joy Yi Hua

Diversified

Delaware

https://www.sec.gov/Archives/edgar/data/1914023/000121390022032252/f424b40622_acricapitalacq.htm

292

10.520

11.290

0.06387

0.000

31

2023-03-29

PNAC

PNACU US Equity

PNACW US Equity

Prime Number Acquisition I

2022-05-13

2023-05-13

66150880.00

6450000.00

10.256

2022-09-30

0.113

0.142

10.369

10.398

-0.005

66.757

0.019

0.048

-0.00187

0.01453

45

0.03802

0.03802

-0.09047

60.00000

0.500

Each unit consisting of one share of Class A common stock, one-half of one redeemable warrant, and one right. Each whole warrant will entitle the holder thereof to purchase one share of Class A common stock, and each right will entitle the holder thereof to receive one-eighth (1/8) of one share of Class A common stock upon the completion of an initial business combination; Although we intend to focus our search on companies within technology-enabled financial sectors including but not limited to blockchain, datacenter, non-fungible token, ecommerce and other technology related infrastructure sectors, we are not required to complete our initial business combination with a business in these industries and, as a result, we may pursue a business combination outside of these industries; Mr. Dongfeng Wang, our Chief Executive Officer and Chairman, has over 20 years of experience in the Internet industry covering growth phases of Internet from PC basis, mobile basis to emerging blockchain basis. In addition, Mr. Wang has more than a decade of first-hand entrepreneurship in the online music, online magazine, online game distribution, blockchain investment, and digital currency mining industries. In 2013, Mr. Wang joined Young CEO Club, a free entrepreneurship coaching program created by Xiamen Longling Capital Assets Management Co., Ltd. (Longling Capital), Innovation Works Holdings Limited and Beijing Zhenge Tiancheng Investment Management Company LTD, to share industry knowledge and experience with and advise Chinese emerging start-ups; Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our amended and restated certificate of incorporation provides that we will have only 12 months (or up to 18 months if we extend the period of time to consummate a business combination) from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such time period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us for working capital purposes or to pay our taxes (less up to $50,000 of interest to pay dissolution expenses); Our sponsors have agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share;

3.80892

Prime Number / WestPark

Dongfeng Wang

Fintech

Delaware

Noco-Noco

2022-12-30 00:00

Dec 30 2022 announced a business combination with Noco-Noco Pte. Ltd., a development-stage manufacturer of carbon-zero electric vehicle battery technologies; $1.35 billion enterprise value; $20 million minimum cash condition;

https://www.sec.gov/Archives/edgar/data/1858180/000110465922061480/tm2215495d1_424b4.htm

320

231

10.350

10.520

0.06348

1.000

0.169

32

2023-03-29

MCAC

MCACU US Equity

MCACW US Equity

Monterey Capital Acquisition

2022-05-11

2023-05-13

93005016.00

9200000.00

10.109

2022-06-30

0.169

0.197

10.278

10.306

0.000

94.484

0.018

0.046

-0.00080

0.01574

45

0.03705

0.02889

-0.09939

80.00000

1.000

Each unit consists of one share of Class A common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of Class A common stock upon consummation of the Companys initial business combination. Each warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While it may pursue an initial business combination target in any business, industry, or geographical location, the Company intends to focus its search on businesses in the clean transition sector. The Company is led by Bala Padmakumar, the Companys Chief Executive Officer and Chairman of the Board, Vivek Soni, the Companys Executive Vice President and Director, and Daniel Davis, the Companys Chief Financial Officer; If we are unable to complete our initial business combination within 12 months, or if we decide to extend the period of time to consummate our business combination up to two times by an additional three months each time, at $0.10 per extension, for a total of $0.20 aggregate in trust, within 18 months (the extension option), from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Up to ten qualified institutional buyers or institutional accredited investors which are not affiliated with us, our sponsor, our directors or any member of our management, and which we refer to as the anchor investors throughout this prospectus, have each expressed to us an interest in purchasing up to 990,000 units in this offering at the offering price of $10.00, and such allocations will be determined by the underwriters. The anchor investors as a group may purchase no more than 9,900,000 units in the aggregate (or 11,385,000 units in the aggregate if the underwriters over-allotment option is exercised in full), up to 99.0% of the units issued in this offering. Such amounts will be allocated among the anchor investors proportionally based on their expression of interest. In connection with the closing of this offering our sponsor will sell 75,000 founder shares to each anchor investor at their original purchase price of approximately $0.009; Mr. Padmakumar, our Chief Executive Officer and the Chairman of our board of directors since September 2021, is a broad based entrepreneur and technologist with a strong background in strategic partnerships, product and business development, technology and operations, private equity, and venture capital environments. Since August 2020, Mr. Padmakumar has been a partner at Advantary LLC, where he specializes in business development and advises on strategic matters. Since January 2021, he has been actively partnering with the Asia practice of FocalPoint Partners LLC, a boutique investment bank on deal flow diligence in the clean transition space in Asia; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share;

3.20000

1.000

EF Hutton

Bala Padmakumar

Sustainability

Delaware

ConnectM

2023-01-03 00:00

Jan 3 2023 announced a business combination with ConnectM Technology Solutions, Inc. ("ConnectM"), a vertically integrated clean energy technology and solutions provider for buildings (residential and light commercial) and all-electric OEMs; Transaction values ConnectM at an implied pre-money equity valuation of $145 million; ConnectM expects to conclude 2022 with positive Adjusted EBITDA in Q3 and Q4; Transaction expected to provide ConnectM with access to capital to fund additional growth initiatives and customer acquisition strategy; Closing of the Transaction does not have a minimum cash condition; The Merger has been approved unanimously by the boards of directions of both MCAC and ConnectM and is expected to close in the second quarter of 2023,subject to review and approval by the U.S. Securities and Exchange Commission ("SEC") of the registration statement on Form S-4 to be filed with the SEC, regulatory and stockholder approvals and other customary closing conditions;

https://www.sec.gov/Archives/edgar/data/1895249/000110465922059542/tm2133135-7_424b4.htm

322

237

10.270

10.440

0.04000

1.000

0.160

33

2023-03-29

GBBK

GBBKU US Equity

GBBKW US Equity

Global Blockchain Acquisition

2022-05-10

2023-08-10

176053520.00

17250000.00

10.206

2022-09-30

0.113

0.197

10.319

10.403

0.000

176.985

0.059

0.143

-0.00570

134

0.03839

0.03839

150.00000

1.000

Each unit consists of one share of common stock, one right, and one redeemable warrant. Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination. Each warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business, industry or geographical location, it intends to focus its search on businesses that are focused on blockchain related technology, economy, industries, and solutions; Dr. Metcalf has served as Chairman of the company since May 9, 2022. Dr. Metcalf is a General Partner & Managing Director at Global Blockchain Ventures and a technology specialist. He has over 20 years experience in the design and research of web-based and mobile technologies converging to enable learning and health care; Dr. Hooper serves as Chief Executive Officer of the company and is responsible for the companys management and growth strategy. Dr. Hooper is a General Partner & Managing Director at Global Blockchain Ventures, a venture capital fund specializing in growth companies using blockchain technology; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will have until the end of the combination period to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within the combination period, we may, by resolution of our board if requested by our sponsor, extend the period of time to combination up to two times, each by an additional three months, subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $1,500,000, or $1,725,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $3,000,000 (or $3,450,000 if the underwriters over-allotment option is exercised in full), or approximately $0.20 per share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share;

6.25000

1.000

I-Bankers

David Metcalf, Max Hooper

Blockchain

Delaware

https://www.sec.gov/Archives/edgar/data/1894951/000121390022025584/f424b40522_globalblockchain.htm

323

10.260

0.04167

1.000

0.050

34

2023-03-29

IVCA

IVCAU US Equity

IVCAW US Equity

Investcorp India Acquisition

2022-05-10

2023-08-10

267978960.00

25875000.00

10.357

2022-09-30

0.145

0.253

10.502

10.610

0.000

273.005

0.002

0.110

0.00469

-0.00016

134

0.02868

0.01522

0.02868

225.00000

0.500

Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue a business combination target in any business, industry or geographical location, it intends to focus its search for a target located in India in industries the Company expects to have a high-potential for growth and for generating strong returns for its shareholders; Founded in 1982, Investcorp Group is a leading global alternative asset investment manager for individuals, families and institutional investors primarily in the GCC region, the U.S., Europe, Asia and India. Investcorp Groups business is spread across eleven offices in Bahrain, London, New York, Abu Dhabi, Riyadh, Doha, Singapore, Mumbai, Switzerland, Luxembourg and Beijing; Investcorp Group offers a broad platform of alternative investment products across five main lines of business, namely, (i) Private Equity Investment, (ii) Absolute Return Investments, (iii) Real Estate Investment, (iv) Credit Management Investment and (v) Strategic Capital Investments. Over its 40-year history, the Investcorp Group has raised approximately $56 billion, made acquisitions of approximately $77 billion. Since its inception, the Investcorp Groups assets under management (AUM) has increased from $50 million to $40 billion as of December 31, 2021; Nikhil Kalghatgi, our Principal Executive Officer and Director, has been the Head of Alternative Investments at S.P. Hinduja Banque Privee since early 2020. He is currently serving as Advisor to Founder SPAC, a blank check company with focus on the technology sector. He was previously a Partner at CoVenture primarily investing in high-yield asset-backed credit opportunities and creating quantitative trading strategies; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the completion of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension (of which there may be no more than two such extensions) $2,250,000 or $2,587,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline. Any such payments would be funded from the proceeds of a non-interest bearing loan between our sponsor and us; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.30 per public share;

14.40000

1.000

CS

Nikhil Kalghatgi, Investcorp Group

India

Cayman

https://www.sec.gov/Archives/edgar/data/1852889/000119312522146377/d159165d424b4.htm

323

10.551

10.500

0.06400

0.000

35

2023-03-29

RENE

RENEU US Equity

RENEW US Equity

Cartesian Growth II

2022-05-06

2023-11-06

237952224.00

23000000.00

10.346

2022-09-30

0.145

0.323

10.491

10.669

0.000

240.810

0.021

0.199

-0.00196

0.00090

222

0.03147

0.03147

0.02663

200.00000

0.333

Each unit consists of one Class A ordinary share and one-third of one redeemable warrant, with each whole warrant entitling the holder to purchase one Class A ordinary share at a price of $11.50 per share; The Company is led by Chairman and Chief Executive Officer, Peter Yu, who is also the Managing Partner of Cartesian Capital Group, LLC, a global private equity firm and registered investment adviser headquartered in New York City, New York. The Companys acquisition and value-creation strategy is to identify and combine with an established high-growth company that can benefit from both a constructive combination and continued value-creation by the Companys management; In December 2020, members of our management team formed CGC I, a blank check company formed for substantially similar purposes as our company. CGC I completed its initial public offering in February 2021, in which it sold 34,500,000 units, each unit consisting of one Class A ordinary share of CGC I and one-third of one warrant to purchase one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate gross proceeds of approximately $345.0 million. Some members of our management team serve on the management team of CGC I. On September 19, 2021, CGC I entered into a definitive business combination agreement with Tiedemann Wealth Management Holdings; Peter Yu has served as our Chief Executive Officer since our inception and will serve as Chairman of our board of directors upon completion of this offering. He also is a Managing Partner of Cartesian. At Cartesian, Mr. Yu led more than 20 investments in companies operating in more than 30 countries. Mr. Yu currently serves on the boards of directors of several companies, including CGC I, Burger King China, Tim Hortons China, PolyNatura Corp., Cartesian Royalty Holdings Pte. Ltd., ASO 2020 Maritime, Flybondi, and Simba Sleep Ltd. Prior to forming Cartesian, Mr. Yu founded and served as the President and Chief Executive Officer of AIGCP; Warrants redeemable if stock >$18.00; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 18-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses);

8.00000

1.000

Cantor / Piper

Peter Yu, Cartesian Capital

Diversified

Cayman

https://www.sec.gov/Archives/edgar/data/1889112/000119312522145114/d198673d424b4.htm

327

10.470

10.500

0.04000

0.000

36

2023-03-29

ASCB

ASCBU US Equity

ASCBW US Equity

A SPAC II Acquisition

2022-05-03

2023-08-03

206356224.00

20000000.00

10.318

2022-12-31

0.071

0.173

10.388

10.490

0.000

207.600

0.008

0.110

-0.00081

0.01267

127

0.03085

0.03085

-0.00809

185.00000

0.500

Each unit consists of one Class A ordinary share, one half of one redeemable warrant, and one right to receive one-tenth of one Class A ordinary share upon the consummation of the Companys initial business combination. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; A SPAC IIs efforts to identify a prospective target business will not be limited to a particular industry, although the Company intends to focus on opportunities that are in high-growth industries that apply cutting edge technologies, such as Proptech and Fintech (the "New Economy Sectors"), with a preference for companies that promote environmental, social and governance ("ESG") principles; If we are unable to complete our initial business combination within 15 months from the closing of this offering (or up to 21 months from the closing of this offering if we extend the period of time to consummate a business combination by the full amount of time, as described in more detail in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares. Our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, may, but are not required to, extend the time to complete a business combination by depositing into the trust account $1,850,000, or up to $2,127,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $3,700,000 (or $4,255,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months); Mr. Malcolm F. MacLean IV will serve as our Independent Non-executive Chairman upon the effective date of the registration statement of which this prospectus is a part. Mr. MacLean has almost 3 decades of experience in the global investment business with a focus on the acquisition of private and public real estate debt and equity securities and direct property throughout Japan and non-Japan Asia, the United States and Europe, having structured and consummated over US$20 billion of investments over his career. Since its inception in 2006, Mr. MacLean has been the Founder, Managing Partner and Director of Star Asia Group, with offices in Tokyo and the U.S. Mr. MacLean is responsible for the day-to-day investment activities at the firm as Co-chair of the Investment Committee. Since its inception in December 2006, Star Asia Group has acquired or developed over $9 billion of real estate and real estate related assets. In 2009, Mr. MacLean co-founded Taurus Capital Partners LLC, which makes opportunistic investments in public and private companies, partnerships and other structured vehicles globally; Mr. Claudius Tsang has served as our Chief Executive Officer and Chief Financial Officer since July 2021. Mr. Tsang has over 20 years of experience in capital markets, with a strong track record of success in private equity, M&A transactions, and PIPE investments. Mr. Tsang was the Co-head of Private Equity (North Asia) at Templeton Asset Management Limited and a Partner of Templeton Private Equity Partners, a leading global emerging markets private equity firm that is part of Franklin Templeton Investments. During his 15-year career at Templeton, Mr. Tsang served in various positions, including Partner, Senior Executive Director, and Vice President. Mr. Tsang was responsible for the overall investment, management, and operations activities of Templeton Private Equity Partners in North Asia; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable). The amount in the trust account is initially anticipated to be $10.175 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.175 per public share; Aug 31 2022 CEO resigned, will remain as CFO;

8.45000

1.000

Maxim

Claudius Tsang

Proptech / Fintech

BVI

https://www.sec.gov/Archives/edgar/data/1876716/000110465922055207/tm2123865d19_424b4.htm

330

10.380

10.520

0.04568

1.000

0.098

37

2023-03-29

CHEA

CHEAU US Equity

CHEAW US Equity

Chenghe Acquisition

2022-04-28

2023-07-28

119104736.00

11500000.00

10.357

2022-09-30

0.145

0.242

10.502

10.599

0.000

120.865

-0.008

0.089

0.00077

0.00934

121

0.02587

0.02587

-0.00018

100.00000

0.500

Each unit consists of one of the Companys Class A ordinary shares and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue a business combination target in any business, industry or location, it intends to focus on financial technology or technology-enabled financial service companies, including artificial intelligence, big data, cloud and blockchain-related initiatives in Asian markets; Richard Qi Li, the chairman of our board, has more than two decades of experience in the financial service industry. Until February 2021, Mr. Li had been, from 2017, the chief investment officer and, from 2019, the chief operating officer of China Great Wall AMC (International) Holdings Company Limited and, from 2018, the chief executive officer of Great Wall Pan Asia Asset Management Ltd., both subsidiaries of China Great Wall Asset Management Co. Ltd., a leading asset management company based in China; Dr. Shibin Wang, is our chief executive officer and as a member of our board of directors, has over 15 years experience in sales and trading of structured financial products, cross-border financing and other capital market activities. Over such period, his clients or counterparts have included major banks (China Development Bank, Industrial and Commercial Bank of China, Agriculture Bank of China and China Construction Bank), leading organizations (China National Offshore Oil Corporation and GCL-Poly Energy) and leading private equity firms (Hillhouse Capital and Greenwoods Asset Management). Dr. Wang was an executive director and head of China structure solutions at Deutsche Bank Hong Kong from 2010 to 2015; Warrants redeemable if stock >$18.00; If we anticipate not being able to consummate our initial business combination within 15 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 24 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination in this manner, our sponsor or its affiliates or designees, upon five business days advance notice prior to the date of the applicable deadline for consummating our initial business combination, must pay into the trust account $1,000,000 (or up to $1,150,000 depending on the extent to which the underwriters over-allotment option is exercised) (in all cases, $0.10 per public share), on or prior to the date of the applicable deadline, for each three-month extension, or an aggregate of $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full (in all cases, $0.20 per public share) for six months of extensions, or an aggregate of $3,000,000 (or up to $3,450,000 depending on the extent to which the underwriters over-allotment option is exercised) (in all cases, $0.30 per public share) for full nine months of extensions; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per- share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then issued and outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer;

7.00000

1.000

MS / EarlyBirdCapital

Shibin Wang, Richard Qi Li

Fintech Asia (ex China)

Cayman

https://www.sec.gov/Archives/edgar/data/1856948/000110465922050938/tm2121441-20_s1a.htm

335

10.510

10.600

0.07000

0.000

38

2023-03-29

CLRC

CLRCU US Equity

CLRCW US Equity

ClimateRock

2022-04-28

2023-04-28

81039104.00

7875000.00

10.291

2022-12-31

0.070

0.094

10.361

10.385

0.000

81.585

-0.009

0.015

-0.00011

0.01823

30

0.01788

0.02990

-0.17441

75.00000

0.500

Each unit consisting of one Class A ordinary share, one-half (1/2) of one redeemable warrant and one right to receive one-tenth (1/10) of one Class A ordinary share. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share, and each ten (10) rights entitle the holder thereof to receive one Class A ordinary share at the closing of a business combination. The exercise price of the warrants is $11.50 per whole share; Intends to focus on acquiring a target within the sustainable energy industry in the Organization for Economic Co-operation and Development countries, including climate change, environment, renewable energy and emerging, clean technologies; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $1,500,000 or $1,725,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline, for each three month extension; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share;

3.65000

1.000

Maxim

Charles Ratelband V, Per Regnarsson

Sustainability

Cayman

EEW

2022-10-07 00:00

Oct 7 2022 announced a business combination with E.E.W. Eco Energy World PLC (EEW), an independent global developer of utility scale solar photovoltaic projects from greenfield to ready-to-build; $650 million equity value; The closing of the Business Combination is conditional, among other things, upon $40 million of cash being available, after any ClimateRock shareholder redemptions and payment of transaction expenses, from ClimateRocks trust account or additional equity or debt financing to be obtained prior to closing;

https://www.sec.gov/Archives/edgar/data/1903392/000121390022022722/f424b40422_climaterock.htm

335

162

10.360

10.550

0.04867

1.000

0.122

39

2023-03-29

AIMBU

AIMAU US Equity

AIMAW US Equity

Aimfinity Investment I

2022-04-26

2023-07-26

82153672.00

8050000.00

10.205

2022-09-30

0.000

0.000

10.205

10.205

0.000

82.674

-0.075

-0.075

0.00633

-0.00151

119

-0.02208

-0.01916

0.00465

70.00000

1.500

Each unit issued in the IPO consists of one Class A ordinary share, one Class 1 redeemable warrant and one-half of one Class 2 redeemable warrant, with each whole warrant exercisable to purchase one whole share of Class A ordinary share at a price of $11.50 per share; While the Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company, it will not complete its initial business combination with a target that is headquartered in China (including Hong Kong and Macau) or conducts a majority of its business in China (including Hong Kong and Macau); Jing (George) Cao, our Chief Executive Officer and director, is an experienced technology and finance industry professional. In May 2018, Mr. Cao founded and has since served as the Chief Executive Office of AscendEX, a global digital asset trading platform that offers a variety of products to global users. Since March 2018, he also served as the Chief Executive Officer of HD Consulting Service LLC, a technology consulting service firm in New York, BMXDM Technology PTE. Limited, a technology holdings company for a trading platform, and Global Digital Mercantile Holdings Limited. Prior to these positions, from January 2013 to January 2018, Mr. Cao founded and served as the Chief Investment Officer of Delpha Capital Management, LLC (Delpha Capital), a New York based firm that specialized in quantitative trading. Prior to Delpha Capital, from August 2010 to November 2012, Mr. Cao was a senior Portfolio Manager in the Equity Division of Barclays Capital (Barclays) in both their New York and London offices; We will have until 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we will, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by up to six times, each time by an additional month (for a total of 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination for an additional month, our sponsor or its affiliates or designees must deposit into the trust account $233,333, or up to $268,333 if the underwriters over-allotment option is exercised in full ($0.033333 per share in either case), up to an aggregate of $1,400,000 or $1,610,000 if the underwriters over-allotment option is exercised in, or $0.20 per share, on or prior to the date of the deadline; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; Mar 20 2023 directors and officers resigned and were replaced by new directors and officers led by I-Fa Chang;

4.50000

US Tiger / EF Hutton

Jing (George) Cao

Diversified (ex China)

Cayman

https://www.sec.gov/Archives/edgar/data/1903464/000119312522105416/d235037ds1a.htm

337

10.270

10.190

0.06429

0.000

40

2023-03-29

YOTA

YOTAU US Equity

YOTAW US Equity

Yotta Acquisition

2022-04-20

2023-04-22

117801464.00

11500000.00

10.244

2022-12-31

0.055

0.070

10.299

10.314

0.000

118.105

0.059

0.074

-0.00281

0.02729

24

0.11588

0.06732

-0.32099

100.00000

1.000

Each unit consists of one share of common stock, one redeemable warrant to purchase one share of common stock at a price of $11.50 per share and one right to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination; Although there is no restriction or limitation on what industry or geographic region its target operates in, YOTA intends to focus on high technology, blockchain, software and hardware, ecommerce, social media and other general business industries globally; Hui Chen has been our Chief Executive Officer and director since December 2021. Mr. Chen is a cross-industry expert in computer science and law. Mr. Chen founded Law Offices of Hui Chen & Associates, PC in 2012, a New York-based law firm. Mr. Chen focuses his practice on patent prosecution, copyright infringement, and other general intellectual property matters. Mr. Chen has also been an adjunct professor at Hofstra University since September 2019, where he instructs multiple undergraduate computer science programming courses in Visual C++. Before joining Hofstra University, Mr. Chen was an adjunct associate professor at John Jay College of Criminal Justice, Pace University, Touro College, and Saint Francis College between 2000 and 2018 and was a full-time professor at Technical Career of Institute, College of Technology from December 2011 to December 2017. Before forming his law office in 2012, Mr. Chen worked for multiple Fortune 500 companies; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 15 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $2,000,000 (or $2,300,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Our sponsor, Yotta Investment LLC, which is controlled by Ms. Chen Chen, the wife of our chief executive officer, has committed to purchase from us an aggregate of 313,500 private units at $10.00 per private unit, for a total purchase price of $3,135,000. The purchase will take place on a private placement basis simultaneously with the consummation of this offering; Warrants redeemable if stock >$16.50; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.00; Our sponsor, has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; Jan 26 2023 extended deadline to Apr 22 2023 for $1.15 million to trust account; Mar 20 2023 filed PRE14a to extend deadline to Apr 22 2024, trust account will not be used to cover potential excise tax;

3.13500

Chardan

Hui Chen

Tech

Delaware

NaturalShrimp

2022-10-25 00:00

Oct 25 2022 announced a business combination with NaturalShrimp, Incorporated (OTCQB: SHMP) (NaturalShrimp), a Biotechnology Aquaculture Company that has developed and patented the first shrimp-focused commercially operational RAS (Recirculating Aquaculture System); Merger to accelerate commercialization and production ramp up of farm-to-table sushi grade shrimp and fresh seafood including planned U.S. facility expansion; Yotta Acquisition Corp. will issue 17.5 million of its common shares (current valuation of $175.0 million) to the stockholders of NaturalShrimp. In addition, the stockholders of Natural Shrimp are entitled to receive an additional 5.0 million common shares (current valuation of $50.0 million) based on achieving certain revenue targets for 2024 and 5 million common shares (current valuation of $50 million) for revenue targets for 2025. These Earn-out shares will be available to shareholders of record on the closing of the transaction. Assuming no redemptions, the total enterprise value is estimated at approximately $275M at closing of the transaction; The proposed business combination is expected to close in the first quarter of 2023, subject to the satisfaction of customary closing conditions, including the effectiveness of the registration statement on Form S-4 that Yotta is required to file with the U.S. Securities and Exchange Commission (SEC), required Nasdaq approval, and the approval of the proposed Transaction and the Business Combination Agreement by a majority of the stockholders of NaturalShrimp and a majority of Yotta stockholders voting to approve thereon;

https://www.sec.gov/Archives/edgar/data/1907730/000182912622008032/yottaacq_s1a.htm

343

188

10.270

10.580

0.03135

1.000

0.155

41

2023-03-29

AFAR

AFARU US Equity

AFARW US Equity

Aura Fat Projects Acquisition

2022-04-13

2023-07-13

118785344.00

11500000.00

10.329

2022-11-30

0.096

0.181

10.425

10.510

0.000

120.750

0.005

0.090

0.00722

0.03120

106

0.03002

0.00325

-0.07483

100.00000

1.000

Each unit consists of one Class A ordinary share and one redeemable warrant entitling the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Company intends to focus its search on new emerging technology companies with an acute growth potential in Southeast Asia and Australasia in sectors such as the Web 3.0, blockchain, cryptocurrency, digital ledger, e-gaming and other new financial technology and services sectors; We will have until 15 months from the consummation of this offering to consummate our initial business combination (such period may be extended by the Companys shareholders in accordance with our amended and restated memorandum and articles of association) (the Combination Period). We may seek the ordinary resolution of the public shareholders for (i) an extension and (ii) the approval of the amendment to the trust agreement entered into between us and Continental Stock Transfer & Trust Company at a meeting called for such purpose if we anticipate that we may not be able to consummate our initial business combination within 15 months. Public shareholders will be offered the opportunity to vote on and/or redeem their shares in connection with the approval of such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain shareholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to two times by an additional three months each time for a total of up to 21 months, respectively, by depositing into the trust account for each three-month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case). In the event we elect to extend the deadline, we intend to issue a press release announcing such intention at least three days prior to the applicable deadline. In addition, we intend to issue a press release the day after the applicable deadline announcing whether or not the funds have been timely deposited. Public shareholders, in this situation, will not be offered the opportunity to vote on and/or redeem their shares. If we are unable to complete our initial business combination within 15 months from the closing of this offering (or up to 21 months if we extend the period of time to consummate a business combination, as described in more detail in this prospectus), we will redeem 100% of the public shares for cash; In April 2021, Mr. Lo and Mr. Andrada co-founded Fat Projects Acquisition Corp (FATP), a special purpose acquisition company incorporated for the purposes of effecting a business combination. Mr. Lo serves as the Chairman and Co-Chief Executive Officer of FATP and Mr. Andrada serves as Co-Chief Executive Officer and Chief Financial Officer. FATP completed its initial public offering in October 2021, in which it sold 11,500,000 units, each consisting of one FATP ordinary share and one warrant, for an offering price of $10.00 per unit, generating aggregate proceeds of $115,000,000. As of the date of this prospectus, FATP has not announced a business combination; Mr. Lo serves as our Co-Chief Executive Officer and Chairman of the Board. Mr. Lo also serves as a director of FP Two Investments and Holdings Limited (since November 2021), Fat Projects Two Capital Inc. (since November 2021), and Fat Projects International Investments and Holdings Limited (since October 2021), each of which is an affiliate of sponsor. Since May 2015, Mr. Lo has served as a Managing Partner of Fat Projects Pte. Ltd., an affiliate of our sponsor, where he identifies strategic partnership opportunities, guides equity investment strategy, and leads operations of the firms portfolio of companies; Mr. Andrada serves as our Co-Chief Executive Officer and Chief Financial Officer and as a director. In April 2021, Mr. Andrada co-founded Fat Projects Acquisition Corp (FATP:Nasdaq); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share, however, there is no guarantee that investors will receive $10.20 per share upon redemption; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor will agree that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share;

4.55000

1.000

EF Hutton

Tristan Lo, David Andrada

Tech SE Asia

Cayman

https://www.sec.gov/Archives/edgar/data/1901886/000182912622008178/aurafat_424b4.htm

350

10.500

10.750

0.04550

0.000

42

2023-03-29

DECA

DECAU US Equity

DECAW US Equity

Denali Capital Acquisition

2022-04-07

2023-04-01

85371600.00

8250000.00

10.348

2022-12-31

0.071

0.073

10.419

10.421

0.006

86.910

-0.031

-0.029

0.01111

0.00395

3

-0.28434

-0.36296

75.00000

1.000

Each unit issued in the IPO consists of one share of Class A ordinary share and one redeemable warrant, with each whole warrant exercisable to purchase one whole share of Class A ordinary share at a price of $11.50 per share; While we will not be limited to a particular industry or geographic region in our identification and acquisition of a target company, we will not complete our initial business combination with a target that is headquartered in China (including Hong Kong and Macau) or conducts a majority of its business in China (including Hong Kong and Macau); Mr. Huang, our Chief Executive Officer and Director, currently serves as the Chief Executive Officer of US Tiger and is a member of the board of directors of its parent company, UP Fintech Holding Limited (Nasdaq: TIGR) and is Co-Chief Executive Officer of TradeUP Global Corporation (Nasdaq: TUGC), a special purpose acquisition company incorporated in January 2021 and TradeUP 88 Corp. (Nasdaq: TUFU), a special purpose acquisition company incorporated in April 2021 which is currently seeking Nasdaq listing. Mr. Huang also serves as the Chief Executive Officer and is a member of the board of directors of Fortune Rise Acquisition Corporation (Nasdaq: FRLA), a special purpose acquisition company incorporated in January 2021 and TradeUP Securities, a broker/dealer company incorporated in December 2021. Mr. Huang also serves as a member of the board of directors of MDLand International Corporation; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we will, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by up to two times, each time by an additional three months (for a total of 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In connection with any such extension, public shareholders will not be offered the opportunity to vote on or redeem their shares. Pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement between us and Wilmington Trust, National Association on the date of this prospectus, in order to extend the time available for us to consummate our initial business combination for an additional three months, our sponsor or its affiliates or designees must deposit into the trust account $750,000, or up to $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), up to an aggregate of $1,500,000, or $0.20 per share, on or prior to the date of the deadline; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, if any, divided by the number of then-issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share;

4.80000

US Tiger / EF Hutton

Lei Huang

Diversified (ex China)

Cayman

Longevity Biomed

2023-01-26 00:00

Jan 26 2023 announced a business combination with Longevity Biomedical, Inc. ("Longevity" or "Longevity Biomedical"), a biopharmaceutical company focused on advancing new technologies across therapeutics, health monitoring and digital health solutions to increase human health span; Total proceeds expected to bring minimum pro forma cash balance of $30 million with cash runway into 2025; Post-combination company to list on Nasdaq under ticker symbol "LBIO."; Business combination expected to close in Q2 2023; The transaction represents a pro forma equity valuation of approximately $236.2 million of the Combined Company, assuming no redemptions of Denali public shares by Denalis public shareholders; The Combined Company may seek a $30 million pre-transaction PIPE that is expected to close concurrently with the closing of the transaction; Longevity has entered into Contribution and Exchange Agreements (collectively and as amended, the "C&E Agreements") with each of Cerevast Medical, Inc., a Delaware corporation, Aegeria Soft Tissue, LLC, a Delaware limited liability company, and Novokera, LLC, a Nevada limited liability company (collectively, the "Targets"), pursuant to which, immediately prior to the closing of the proposed transaction between Longevity and Denali under the BCA, Longevity will acquire all of the issued and outstanding equity securities of each of the Targets from the current equity holders in exchange for shares of common stock of Longevity;

https://www.sec.gov/Archives/edgar/data/1913577/000157587222000253/sa015_424b3.htm

356

294

10.535

10.460

0.06400

https://www.sec.gov/Archives/edgar/data/1913577/000157587223000150/sa025_ex99-2.htm

0.000

43

2023-03-29

FGAA/U

FGAA/V CN Equity

FGAA-WU CN Equity

FG Acquisition

2022-04-05

2023-07-05

115708912.00

11500000.00

10.062

2022-09-30

0.111

0.172

10.173

10.233

0.000

113.965

0.193

0.253

-0.02584

98

0.09792

0.12709

100.00000

0.500

Each Class A Unit consists of one Class A restricted voting share (a "Class A Restricted Voting Share") and one-half of a share purchase warrant (each whole warrant, an "IPO Warrant"). The Class A Units will commence trading today on the Toronto Stock Exchange (the "TSX") under the symbol "FGAA.V" and will initially trade as a unit, but it is anticipated that the Class A Restricted Voting Shares and IPO Warrants will begin trading separately on the date that is forty (40) days following Closing; The IPO Warrants contain a right (the "Warrant Put Rights") to require the Sponsors to acquire such IPO Warrants (other than those held by the Sponsors) in connection with a Qualifying Acquisition or a winding-up of the Company, for U.S.$1.25 per IPO Warrant. The applicable IPO Warrants shall be acquired by the Sponsors, subject to applicable law, immediately prior to the closing of the Qualifying Acquisition or in connection with a winding-up of the Company, as applicable. The Warrant Put Rights shall be automatically exercised in connection with a winding-up of the Company. To facilitate the transfer of the IPO Warrants to the Sponsors pursuant to the Warrant Put Rights, the Sponsors have deposited U.S.$6,250,000 (the "Warrant Put Rights Escrow Amount") into escrow with an escrow agent; If we are unable to consummate a qualifying acquisition within the Permitted Timeline of 15 months from the Closing Date, subject to any extension as described below, we will be required to redeem each of the outstanding Class A Restricted Voting Shares, for an amount per share, payable in cash, equal to the pro-rata portion (per Class A Restricted Voting Share) of: (A) the escrowed funds available in the Share Escrow Account, including any interest and other amounts earned thereon, less (B) an amount equal to the total of (i) any applicable taxes payable by the Corporation on such interest and other amounts earned in the Share Escrow Account, (ii) any taxes of the Corporation (including under Part VI.1 of the Tax Act) arising in connection with the redemption of the Class A Restricted Voting Shares, and (iii) up to a maximum of U.S.$100,000 of interest and other amounts earned from the proceeds in the Share Escrow Account to pay actual and expected Winding-Up expenses and certain other related costs; Our initial qualifying acquisition and value creation strategy will be to identify, acquire and, after our initial qualifying acquisition, assist in the growth of a business in the financial services sector. However, we are not limited to a particular industry and we may pursue a qualifying acquisition opportunity in any business or industry we choose and we may pursue a company with operations or opportunities or assets located outside of Canada and the United States; Larry G. Swets, Jr. serves as Chief Executive Officer and director of the Corporation and a manager of FGAC Investors LLC. Mr. Swets has over 25 years of experience within financial services encompassing both non-executive and executive roles. Mr. Swets founded Itasca Financial LLC, an advisory and investment firm, in 2005 and has served as its managing member since inception; D. Kyle Cerminara serves as the Non-Executive Chairman of the board of directors of the Corporation and a manager of FGAC Investors LLC. Mr. Cerminara has over 20 years experience as an institutional investor, asset manager, director, chief executive, founder and operator of multiple financial services and technology businesses. Mr. Cerminara co-founded Fundamental Global in 2012 and serves as its Chief Executive Officer; Warrants redeemabl if stock >$18.00; We will provide holders of our Class A Restricted Voting Shares with the opportunity to redeem all or a portion of their Class A Restricted Voting Shares, provided that they deposit their shares for redemption prior to the deadline specified by the Corporation, following public disclosure of the details of the qualifying acquisition and prior to the closing of the qualifying acquisition, of which prior notice had been provided to the holders of the Class A Restricted Voting Shares by any means permitted by the Exchange, not less than 21 days nor more than 60 days in advance of such deadline, for an amount per share, payable in cash, equal to the pro-rata portion (per Class A Restricted Voting Share) of: (A) the escrowed funds available in the Share Escrow Account at the time immediately prior to the redemption deposit deadline, including interest and other amounts earned thereon; less (B) an amount equal to the total of (i) any applicable taxes payable by the Corporation on such interest and other amounts earned in the Share Escrow Account, and (ii) actual and expected expenses directly related to the redemption, each as reasonably determined by the Corporation; The IPO Warrants shall contain the Warrant Put Rights, which shall require the Sponsors to acquire such IPO Warrants in connection with a qualifying acquisition or a Winding-Up, for U.S.$1.25 per IPO Warrant; If we are unable to consummate a qualifying acquisition within the Permitted Timeline, we will be required to redeem as promptly as reasonably possible, on an automatic redemption date specified by the Corporation (such date to be within 10 days following the last day of the Permitted Timeline), each of the outstanding Class A Restricted Voting Shares, for an amount per share, payable in cash, equal to the pro-rata portion (per Class A Restricted Voting Share) of: (A) the escrow funds available in the Share Escrow Account including any interest and other amounts earned thereon, less (B) an amount equal to the total of (i) any applicable taxes payable by the Corporation on such interest and other amounts earned in the Share Escrow Account, (ii) any taxes of the Corporation (including under Part VI.1 of the Tax Act) arising in connection with the redemption of the Class A Restricted Voting Shares, and (iii) up to a maximum of U.S.$100,000 of interest and other amounts earned from the proceeds in the Share Escrow Account to pay actual and expected Winding-Up expenses and certain other related costs, each as reasonably determined by the Corporation, and the War

4.15000

1.000

Canaccord / RJ

Larry Swets Jr, Hassan Baqar, Kyle Cerminara

Financial Services

BC

https://www.sedar.com/DisplayCompanyDocuments.do?lang=EN&issuerNo=00053567

358

9.910

0.04150

0.000

44

2023-03-29

MSSA

MSSAU US Equity

MSSAW US Equity

Metal Sky Star Acquisition

2022-04-01

2023-03-05

57503336.00

5614676.00

10.242

2022-12-20

0.079

0.060

10.320

10.301

0.000

59.010

-0.080

-0.099

0.01837

0.03871

-24

0.15598

0.35658

100.00000

1.000

Each unit consists of one ordinary share, par value $0.001 per share, one right to receive one-tenth (1/10) of an ordinary share and one redeemable warrant to acquire one ordinary share at an exercise price of $11.50 per share; If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve (12) times, each by an additional one (1) month (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account as set out below. Pursuant to the terms of our memorandum and articles of association and the trust agreement to be entered into between us, Wilmington Trust, National Association and Vstock Transfer LLC on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $333,333 or $383,332 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case), up to an aggregate of $4,000,000 (or $4,600,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (representing the entire 12 months extension); Mr. Man Chak Leung has served as our Chief Executive Officer since June 2021. Mr. Leung has been the President and a director of Verity Acquisition Corp. since May 2021. Since August 2019, he has been serving as the General Manager of China Seven Star Holdings Limited, an investment holding company focusing on consumer and healthcare sectors in China. Mr. Leung served as a consultant to Silk Road Finance Corporation from May to December 2020. Mr. Leung served as Co-Head of Risk and Portfolio Management at China Minsheng Financial Holding Corporation Limited (CM Financial) from 2017 to May 2019, a Hong Kong mainboard listed financial holding platform. He was responsible for all portfolio including primary and secondary, fixed income and other special situations including SPACs. Mr. Leung joined CM Financial in December 2016 from TPG Growth, a global mid-market private equity firm with over US$ 15 billion AUM, where he spent 10 years as an investment professional specializing in Healthcare, Financial Services, TMT, Consumer and Education in Greater China and South East Asia; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share (subject to increase of up to an additional $0.4 per public share in the event that our sponsor elects to extend the period of time to consummate a business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; Dec 20 2022 filed PRE14a to extend deadline to Feb 5 2024, NAV $10.14; Jan 4 2023 filed DEF14a to extend deadline to Feb 4 2024, vote Jan 26, NAV $10.14, 5,885,324 shares (51.8%) redeemed, 5.6 million shares remain;

3.00000

Ladenburg

Man Chak Leung

Diversified (ex China)

Cayman

https://www.sec.gov/Archives/edgar/data/1882464/000182912622006969/metalskystar_s1a.htm

362

10.510

10.720

0.03000

1.000

0.165

45

2023-03-29

RWOD

RWODU US Equity

RWODW US Equity

Redwoods Acquisition

2022-04-01

2023-03-31

118795000.00

11500000.00

10.330

2023-03-20

0.006

0.007

10.336

10.337

0.002

119.025

0.006

0.007

0.00138

0.00912

2

0.13122

-0.80503

100.00000

1.000

Each unit consists of one share of common stock, one redeemable warrant to purchase one share of common stock at a price of $11.50 per share and one right to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination; Although there is no restriction or limitation on what industry or geographic region its target operates in, RWOD intends to focus on the carbon neutral and energy storage industries; We will have until 12 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination), provided that, the only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $2,000,000 (or $2,300,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; Jiande Chen, our Chief Executive Officer, served as the Chief Executive Officer and Vice Chairman of IMAX China (HKG:1970). Mr. Chen successfully led the team that completed its initial public offering in October 2015. Edward Cong Wang, our Chief Financial Officer, currently serves as the Chairman, President and Chief Executive Officer at Pacifico Acquisition Corp. (NASDAQ: PAFO), a special purpose acquisition company. Mr. Wang has over 10 years of experience in investments; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$16.50; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (excluding our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; In connection with our redemption of 100% of our outstanding public shares, each holder will receive an amount equal to (1) the number of public shares being redeemed by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.10 per share); Dec 16 2022 signed agreement of intent with Xin Bo Xing; Jan 3 2023 no longer pursuing a transaction with Xin Bo Xing; Feb 24 2023 filed PRE14a to extend its deadline to July 4 2023 + 5 months, will not use trust account to cover potential excise tax; Mar 20 2023 filed DEF14a to extend its deadline to July 4 2023 + 5 months, vote Mar 31, NAV $10.33 will not use trust account to cover potential excise tax;

4.77500

Chardan

Jiande Chen

Carbon Neutral / Energy Storage

Delaware

https://www.sec.gov/Archives/edgar/data/1907223/000121390022015158/fs12022a1_redwoodsacq.htm

362

10.350

10.430

0.04775

1.000

0.099

46

2023-03-29

RFAC

RFACU US Equity

RFACW US Equity

RF Acquisition

2022-03-24

2023-03-24

118335000.00

11500000.00

10.290

2023-03-08

0.013

0.010

10.303

10.300

0.001

118.220

0.033

0.030

-0.00226

0.00453

-5

-0.19245

0.42290

100.00000

1.000

Each unit has an offering price of $10.00 and consists of one share of Class A common stock, one redeemable warrant, and one right to receive one-tenth of one Class A common stock upon the consummation of an initial business combination. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; RF Acquisition Corp. is led by Tse Meng Ng, the Companys Chief Executive Officer and Chairman of the board of directors, and Han Hsiung Lim, the Companys Chief Financial Officer. The Companys independent directors include Benjamin Waisbren, Simon Eng Hock Ong, and Vincent Hui Yang. The Companys advisors include Chandra Tjan and Stephen Lee; If we are unable to complete our initial business combination within 12 months, or if we decide to extend the period of time to consummate our business combination up to two times by an additional three months each time, at $0.10 per extension, for a total of $0.20 aggregate in trust, within 18 months (the Extension Option), from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and certain conditions as further described herein. In the event the Company decides to exercise the Extension Option, investors will not have voting rights nor redemption rights in connection with such additional three-month extensions; While we may pursue an initial business combination target in any business, industry or geographic location, we intend to search globally for target companies within the Southeast Asian new economy sector or elsewhere; Tse Meng Ng, our Chairman and Chief Executive Officer, is a highly regarded and successful financier and businessman. In February 2019, Mr. Ng co-founded Ruifeng Wealth Management Pte Ltd, a Singapore Capital Markets Services licensed financial institution regulated by the Monetary Authority of Singapore for which he serves as the chief executive officer. Ruifeng Wealth Management Pte Ltd is a subsidiary of listed 2345 Network Technological Co. Ltd (2345 Network). 2345 Network has a market capitalization of around $2 billion; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Feb 27 2023 filed PRE14a to extend deadline to Dec 28 2023; Mar 3 2023 filed PRER14a, trust account will not be used to cover potential excise tax; Mar 8 2023 filed DEF14a to extend deadline to Dec 28 2023, vote Mar 24, NAV $10.29, trust account will not be used to cover potential excise tax;

4.05000

1.000

EarlyBirdCapital

Tse Meng Ng

Diversified (ex China)

Delaware

https://www.sec.gov/Archives/edgar/data/1847607/000110465922037563/tm217487-16_424b4.htm

370

10.280

10.350

0.04050

1.000

0.070

47

2023-03-29

GDST

GDSTU US Equity

GDSTW US Equity

Goldenstone Acquisition

2022-03-17

2023-06-21

59790652.00

5750000.00

10.398

2022-12-31

0.056

0.110

10.455

10.508

0.000

59.656

0.085

0.138

-0.00761

0.00434

84

0.05924

0.05702

0.00342

50.00000

1.000

Each unit consisting of one share of common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of common stock. Each redeemable warrant entitles the holder thereof to purchase one-half (1/2) of one share of common stock, and each ten (10) rights entitle the holder thereof to receive one share of common stock at the closing of a business combination. The exercise price of the warrants is $11.50 per full share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region other than the Company has agreed that it will not undertake an initial business combination with any entity headquartered in, or conducts the majority of its business in China (including Hong Kong and Macau); If we are unable to complete our initial business combination within 12 months (or up to 21 months if we extend the period of time to consummate a business combination by the full amount of time) from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $500,000, or up to $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,500,000 (or $1,725,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months). You will not be able to vote on or redeem your shares in connection with any such extension; We primarily intend to focus on acquiring growth-oriented business with an enterprise value between $150 million and $500 million; Mr. Eddie Ni, our President and Chief Executive Officer, brings us his more than 30 years of investment, business management and entrepreneurial experience. He has been the chairman and chief executive officer of Windfall Group since December 2009. Windfall Group, a Ohio corporation, has a large business portfolio involved in a variety of industries in U.S., including real estate, building supply, construction, and import/export of construction materials and home building structures such as granite and cabinet. Under the management of Windfall Group, Mr. Ni has raised, invested, and managed over hundred-million-dollar assets including commercial real estates across the midwest United States, from Ohio and Illinois to Georgia and South Carolina, and New York City and New Jersey. Mr. Ni was the chairman and chief executive officer of Direct Import Home Decor from November 2003 to November 2009; Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share (subject to increase of up to an additional $0.30 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; June 21 2022 announced a business combination with Roxe Holding Inc (Roxe), a blockchain payment company that powers the next generation of payment solutions; $3.6 billion enterprise value; No minimum cash requirement; Closing Q1 2023; Oct 5 2022 deal terminated; ; Mar 14 2023 GDST extended deadline to June 17 2023, added $575k to trust account;

3.25000

Maxim

Eddie Ni

Diversified (ex China)

Delaware

https://www.sec.gov/Archives/edgar/data/1858007/000121390022013585/f424b40322_goldenstoneacqltd.htm

377

10.375

10.500

0.06500

1.000

0.125

48

2023-03-29

NUBI

NUBIU US Equity

NUBIW US Equity

Nubia Brand International

2022-03-11

2023-06-15

129017880.00

12350000.00

10.447

2022-12-31

0.056

0.107

10.503

10.553

0.000

129.675

0.043

0.093

-0.00031

0.01492

78

0.04245

0.02399

-0.04597

110.00000

0.500

Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on wireless telecommunications companies; Patrick Orlando and Arthur Percy will serve as Special Advisors to the Companys board of directors (the Board) and Alexander Monje will serve as Chairman of the Board. The Companys management will be led by Jaymes Winters, the Companys Chief Executive Officer, and Vlad Prantsevich, the Companys Chief Financial Officer; Our sponsor is an affiliate of Mach FM, a wireless telecommunications business, led by a management team with a shared vision and passion for delivering disruptive technologies to the end-consumer; Jaymes Winters is our Chief Executive Officer. With over 15 years experience as a Chief Executive Officer in the oil and gas, telecommunications and retail spaces with extensive mergers and acquisitions (M&A) experience, Mr. Winters has been Chief Executive Officer at Mach FM Corp. since its inception in 2015; We will have until 12 months (or up to 18 months if our time to complete a business combination is extended) from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline, for each three month extension; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; Mar 17 2023 extended deadline to June 15 2023, added $1.235 million to trust account; Mar 20 2023 filed PREM14a for Honeycomb deal;

4.70000

1.000

EF Hutton

Jaymes Winters

Wireless Telecommunications

Delaware

Honeycomb

2023-02-16 00:00

Feb 16 2023 announced a business combination with Honeycomb Battery Company (Honeycomb), an advanced battery technology subsidiary of Global Graphene Group, Inc., focused on the development and commercialization of battery materials, components, cells, and selected module/pack technologies; Combination of Honeycomb and Nubia will create USA-based advanced battery technology company focused on the development and commercialization of battery materials, components, cells, and selected module/pack technologies; Nubia Brand International Corp. will issue 70.0 million of its shares of common stock (current valuation of $700.0 million) to the stockholders of Honeycomb, plus contingent earnout payments of up to 22.5 million shares of common stock (current valuation of $225.0 million) if certain stock price targets are met as set forth in the definitive business combination agreetment; The Business Combination Agreement has been approved by the board of directors of each of Honeycomb and Nubia. Certain stockholders of both Honeycomb and Nubia have entered into agreements pursuant to which they have committed to vote their respective shares in favor of the business combination; Nubia will issue 70 million shares of its common stock (current valuation of $700 million) to the security holders of Honeycomb, plus contingent earnout payments of up to 22.5 million shares of common stock (current valuation of $225.0 million) if certain stock price targets are met as set forth in the definitive business combination agreement; The proposed business combination is expected to close in the second quarter of 2023, subject to the satisfaction of customary closing conditions, including clearance by the U.S. Securities and Exchange Commission (SEC) of a proxy statement that Nubia is required to file with the SEC, required Nasdaq approval, and the approval of the proposed Transaction and the Business Combination Agreement by a majority of the stockholders of Honeycomb and a majority of Nubia stockholders voting to approve thereon;

https://www.sec.gov/Archives/edgar/data/1881551/000121390022011135/fs12022a7_nubiabrand.htm

383

342

10.500

10.660

0.04273

0.000

49

2023-03-29

PLAO

PLAOU US Equity

PLAOW US Equity

Patria Latin American Opportunity Acquisition

2022-03-10

2023-06-10

238303472.00

23000000.00

10.361

2022-09-30

0.145

0.204

10.506

10.565

0.000

241.960

-0.024

0.035

0.00133

0.00894

73

0.01667

0.02151

-0.01646

200.00000

0.500

Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or sector, geography, or stage, the Company intends to focus its search in Latin America and in sectors where Patria has developed investment expertise (including but not limited to healthcare, food and beverage, logistics, agribusiness, education, and financial services). The Companys sponsor is associated with the Brazilian asset management firm Patria Investimentos Ltda; The amount in the trust account will initially be $10.30 per unit sold in this offering. If we are unable to complete our initial business combination within 15 months from the closing of this offering and decide not to extend the time to consummate our business combination as described below, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law as further described herein. However, in our sole discretion, we may, but are not obligated to, extend the period of time to consummate a business combination by two additional three month periods (for a total of up to 21 months to complete a business combination); provided that our sponsor, as defined below (or its designees) must deposit into the trust account funds equal to $0.10 per unit sold in this offering for each three month extension, for an aggregate additional amount of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full) for each such extension, in exchange for a non-interest bearing, unsecured promissory note to be repaid by us following our business combination; Patria or its affiliates have expressed to us an interest to purchase an aggregate of 2,000,000 units (or 2,300,000 units if the underwriters over-allotment option is exercised in full) in this offering at the offering price and we have agreed to direct the underwriters to sell to Patria or its affiliates such amount of units; As of December 31, 2021, Patrias assets under management, or AUM, was $14.9 billion with 19 active funds, and Patrias investment portfolio was composed of over 55 companies and assets. Patrias size and performance over its 32-year history also make it one of the most significant emerging markets-based private markets investments managers; Ricardo Leonel Scavazza is the Chairman of our board of directors. Mr. Scavazza is a Managing Partner of Patria Investments Limited and is the Chief Executive Officer & Chief Investments Officer of Latin American Private Equity. Mr. Scavazza is responsible for all Latam Private Equity strategy at Patria Investments Limited. Before taking over as CEO & CIO for Private Equity Latam, Mr. Scavazza served as the Head of Private Equity Strategy in Brazil; Jose Augusto Goncalves de Araujo Teixeira is our Chief Executive Officer. Mr. Teixeira is a Partner of Patria Investments Limited, where he currently serves as a member of its Management Committee and as Head of Marketing and Products. Mr. Teixeira is primarily responsible for Patrias Global Product & Marketing strategy and development as well as for leading distribution efforts in Brazil. Previously, Mr. Teixeira served as the Head of Marketing and Investor Relations for Private Equity products between 2013 and 2020; Warrants redemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.30 per unit and such amount may be increased by $0.10 per unit in the event we decide to extend the time to consummate our business combination by three months; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer;

13.00000

1.000

JPMorgan / Citi

Ricardo Leonel Scavazza, Jose Augusto Goncalves de Araujo Teixeira, Patria Investments

Latin America

Cayman

https://www.sec.gov/Archives/edgar/data/1849737/000095010322004344/dp168958_424b4.htm

384

10.520

10.600

0.06500

0.000

50

2023-03-29

LBBB

LBBBU US Equity

LBBBW US Equity

Lakeshore Acquisition II

2022-03-09

2023-06-11

42772296.00

4132589.00

10.350

2023-02-27

0.024

0.084

10.374

10.434

0.000

42.979

-0.026

0.034

0.00249

0.01502

74

0.01609

0.01609

-0.04430

60.00000

0.500

Each unit consists of one ordinary share, one-half of one redeemable warrant and one right. Each whole warrant entitles the holder thereof to purchase one ordinary share at a price of $11.50 per share. Each right entitles the holder thereof to receive one-tenth (1/10) of one ordinary share upon consummation of our initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region except that according to our amended and restated memorandum and articles of association, we will not effectuate an initial Business Combination with a company that is headquartered in the Peoples Republic of China (China), the Hong Kong Special Administrative Region of China (Hong Kong) or the Macau Special Administrative Region of China (Macau) or conducts a majority of its operations in China, Hong Kong or Macau; Deyin (Bill) Chen has been our Chief Executive Officer since February 24, 2021, and will also serve as our Chairman upon the closing of this offering. He has also been serving as the Chief Executive Officer and the Chairman of Lakeshore Acquisition I Corp. (Nasdaq: LAAA) since January 2021 and June 2021, respectively. Mr. Chen has a mixed background of engineering, finance, and operation management across industries and continents. Mr. Chen has been an independent advisor for merger and acquisition and equity transactions since August 2015. From February 2020 until March 2021, Mr. Chen served as a Special Advisor for Newborn Acquisition Corp. (NASDAQ:NBAC), a special purpose acquisition company that completed a business combination with Nuvve Corporation in March 2021. Since May 2017, Mr. Chen has served as Chief Executive Officer of Shanghai Renaissance Investment Management Co. Ltd., a licensed private equity firm in China that he founded. From March 2014 to August 2015, Mr. Chen served as Executive Vice President of Sanpower Group, a private conglomerate based in China, where he was in charge of cross-border merger and acquisition and post-merger integration; We will have until 12 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our sponsor may, but is not obligated to, extend the period of time to consummate a business combination 1 (one) time by an additional 3 months (for a total of up to 15 months to complete a business combination), provided that, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; Warrants redeemable if stock >$18.00; At any general meeting called to approve an initial business combination, any public shareholder (whether they are voting for or against such proposed business combination or not voting at all) will be entitled to demand that his, her or its ordinary shares be redeemed for a pro rata portion of the amount then in the trust account (initially $10.15 per share, plus any pro rata interest earned on the funds held in the trust account less amounts necessary to pay our taxes); If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.15; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.15 per share; Feb 16 2023 filed PRE14a To extend deadline to June 11 2023;

3.20000

Network 1

Bill Chen

Diversified (ex China)

Cayman

Natures Miracle

2022-09-09 00:00

Sept 9 2022 announced a business combination with Natures Miracle, a fast-growing agriculture technology company providing services to growers in Controlled Environment Agriculture ("CEA") settings in North America; $265 million enterprise value; The business combination is expected to be completed in the first quarter of 2023; Valuation: 7.6x EBITDA (2023E), 2.09x sales (2023E); 121% YoY revenue growth;

https://www.sec.gov/Archives/edgar/data/1867287/000110465922032322/tm228870d1_424b4.htm

385

184

10.400

10.530

0.05333

https://www.sec.gov/Archives/edgar/data/1867287/000110465922099028/tm2225525d1_ex99-2.htm

1.000

0.162

51

2023-03-29

SHUA

SHUAU US Equity

SHUAW US Equity

SHUAA Partners Acquisition I

2022-03-02

2023-06-03

112035552.00

10865000.00

10.312

2022-09-30

0.144

0.197

10.456

10.509

0.001

113.865

-0.024

0.029

0.00230

0.00900

66

0.01533

0.01533

-0.02137

100.00000

0.500

Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to search for a target within the technology or tech-enabled financial services ("fintech") sectors, across the high growth markets of the Middle East, North Africa, and Turkey region (collectively, "MENAT"). The search for a target will be tech-focused and sector-agnostic, allowing the Company to fundamentally leverage new and growing trends within the tech sector and access potential targets that are targeting key areas for change within traditional business sectors in the MENAT region; SHUAA Capital is a leading asset management and investment banking platform in the Middle East region, with approximately $13 billion in assets under management; Fawad Tariq Khan, 39, our Chief Executive Officer and Board Member, joined SHUAA Capital in 2014 and has served as a Managing Director and head of its Investment Banking Group since September 2019, with responsibilities for SHUAA Capitals advisory, capital markets and credit business lines. He also serves on the board of directors of Northacre, a London-based luxury homebuilder, NCM Investment Company, a global foreign exchange and commodities platform, and Anghami Inc., a leading MENA-based music streaming platform listed on Nasdaq stock exchange; Warrants redeemable if stock >$18.00; However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 21 months to complete an initial business combination), subject to the sponsor (or its affiliates or designees) depositing into the trust account, on or prior to the applicable deadline, additional funds of $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), for each of the available three-month extensions, for a total payment of up to $2,000,000, or up to $2,300,000 if the underwriters over-allotment option is exercised in full ($0.20 per unit in either case); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.25 per public share;

7.26500

1.000

BTIG / I-Bankers

Fawad Tariq Khan, SHUAA Capital

Tech (MENAT)

Cayman

https://www.sec.gov/Archives/edgar/data/1886268/000156459022008375/shuaa-424b4.htm

392

10.480

10.550

0.07265

0.000

52

2023-03-29

SPCM

SPCMU US Equity

SPCMW US Equity

Sound Point Acquisition I

2022-03-02

2023-06-02

268114880.00

25875000.00

10.362

2022-09-30

0.145

0.197

10.507

10.559

-0.001

272.723

-0.033

0.019

0.00314

0.00505

65

0.01036

0.01036

-0.00034

225.00000

0.500

Each unit offered for sale consists of one of the Companys Class A ordinary shares and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; If we anticipate that we may not be able to consummate an initial business combination within 15 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate an initial business combination by an additional three months on two separate occasions (after the exercise of both extensions, we will have a total of up to 21 months to complete an initial business combination). Our public shareholders will not be offered the opportunity to vote on or redeem their shares in connection with any such extension. In order to extend the time available for us to consummate our initial business combination, we, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three month extension (of which there may be no more than two such extensions) $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; In connection with the consummation of this offering, we will enter into a forward purchase agreement with an affiliate of our sponsor, which we refer to as the forward purchaser, pursuant to which the forward purchaser will commit to purchase from us $50.0 million of Class A ordinary shares, which we refer to as the forward purchase shares, at a price of $10.00 per share as described in the forward purchase agreement, in a private placement that will close concurrently with the closing of our initial business combination; Our sponsor, Sound Point Acquisition Sponsor I, LLC, is an affiliate of Sound Point. Founded in 2008 by Stephen Ketchum, Sound Point is an alternative asset manager with approximately $29.9 billion in assets under management (AUM) as of November 30, 2021. Sound Point has deep investing expertise across various credit strategies, including performing credit, stressed and distressed investing, alternative lending, direct lending, structured products, specialty financing and commercial real estate; Mr. Ketchum is the Founder, Managing Partner and Chief Investment Officer of Sound Point, overseeing Sound Points investments across all fund offerings. In addition, Mr. Ketchum is the lead Portfolio Manager for the Sound Point Credit Opportunities Fund and a number of other accounts. Mr. Ketchum chairs the Management Committee and sits on most committees at the firm. A veteran with over 31 years experience in the credit markets, Mr. Ketchum founded Sound Point in 2008. Previously, he was Global Head of Media & Telecom Investment and Corporate Banking for Bank of America Securities (BofA), where he was a member of the Global Investment Banking Leadership Team; Mr. Sole has been an investor focusing on stressed and distressed corporate credit for over 20 years. He joined Sound Point in 2015 where he currently leads the firms opportunistic credit strategies. He serves on the firms Management Committee and is a member on most risk, investment and valuation committees at the firm. Mr. Sole began his career practicing law at Cravath, Swaine & Moore LLP where he focused on mergers & acquisitions and representing lenders and securities underwriters. Mr. Sole joined D. E. Shaw & Co in 2001, where he became the first analyst in the firms Distressed Securities Group and eventually became a portfolio manager of the firms U.S. Credit Opportunities strategy; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share, which amount may be increased by up to $0.20 per unit sold in this offering in the event we decide to extend the time to consummate our business combination by six months; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer;

12.50000

1.000

BofA / JPMorgan

Stephen Ketchum, Marc Sole, Sound Point Capital Management

Diversified

Cayman

https://www.sec.gov/Archives/edgar/data/1880968/000119312522064513/d213659d424b4.htm

392

10.540

10.560

0.05556

0.000

53

2023-03-29

VMCA

VMCAU US Equity

VMCAW US Equity

Valuence Merger I

2022-03-01

2023-06-01

228052064.00

22009964.00

10.361

2022-09-30

0.145

0.197

10.506

10.558

0.000

232.645

-0.004

0.048

0.00606

0.01748

64

0.02628

-0.00650

-0.06845

200.00000

0.500

Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The focus of the team is to identify, merge with, and partner with a business in Asia (excluding China, Hong Kong, and Macau) with a particular focus on breakthrough technology in life sciences and/or sustainable technology. The management team is led by Sung Yoon Woo, Andrew Hyung, Sung Lee, and Gene Cho. The Company expects to collaborate with CrystalBioSciences, a venture capital firm focused on life sciences, Credian Partners, a South Korea-based private equity firm, and Quantum Leaps, a Japan-based consulting firm that was founded by Mr. Nobuyuki Idei, a former Chairman, CEO and President of Sony; If we are unable to consummate our initial business combination within 15 months following the effectiveness of this offering, we may, but are not obligated to, extend the period of time to complete an initial business combination up to two times by an additional three months each (for a total of up to 21 months to consummate an initial business combination), subject to our sponsor, Valuence Capital, LLC or its affiliates or designees, contributing, for each such three-month extension, an additional $0.10 per ordinary share then outstanding to the trust account, and at the end of the applicable period or any other approved extension of such period, we will redeem 100% of our public shares. The per-share price upon such redemption will be payable in cash and will equal the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Sung Yoon Woo, Chief Executive Officer and Director, is an investor with a track record and experience in strategic acquisitions, corporate divestitures, recapitalizations, and growth equity. Mr. Woo is the Founder and CEO of Credian Partners, a private equity firm based in South Korea. During his 17-year investment career, Mr. Woo has led over $4 billion in transactions and invested over $3 billion. Prior to founding Credian Partners, Mr. Woo was at Russell Investments, where he advised the National Pension Service of Korea, the third-largest pension fund in the world by total assets, the Bank of Korea, and Korea Investment Corporation, a sovereign wealth fund, among other clients on their global portfolio. Prior to Russell Investments, Mr. Woo was a team head of the private equity arm of Mirae Asset Global Investments, one of the largest asset management funds in South Korea, where he led various domestic and cross-border transactions; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality, or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of: (i) $10.30 per public share;

10.00000

1.500

SVB

Sung Yoon Woo

Life Sciences (Asia ex China)

Cayman

https://www.sec.gov/Archives/edgar/data/1892747/000149315222005792/form424b4.htm

393

10.570

10.690

0.05000

0.000

54

2023-03-29

FGMC

FGMCU US Equity

FGMCW US Equity

FG Merger

2022-02-25

2023-05-25

83694576.00

8050000.00

10.397

2022-12-31

0.056

0.093

10.453

10.489

0.000

83.720

0.073

0.109

-0.00508

-0.00412

57

0.06948

0.05638

0.04990

70.00000

0.750

Each unit has an offering price of $10.00 and consists of one share of common stock and three-quarters of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of common stock at a price of $11.50 per share; While FG Merger Corp. will not limit its search for a target company to any particular business segment, FG Merger Corp. intends to focus its search for a target business in the financial services industry in North America; Our management team includes M. Wesley Schrader, our Chief Executive Officer, Larry Swets, Jr., our Chairman, Emily Torres, our Chief Financial Officer, Ryan Turner, Hassan Baqar, and Jeff Sutton, members of our board of directors, and D. Kyle Cerminara, our Senior Advisor; M. Wesley Schrader has served as our Chief Executive Office since January 2022 and will serve as a Director upon the closing of this offering. Mr. Schrader has over 25 years of experience encompassing both non-executive and executive roles. Mr. Schrader founded Waverider Partners LLC, an advisory and investment firm, in July 2021 and has served as its managing member since inception. Mr. Schrader founded Capital MW LLC, a management consulting firm, in 2008 and has served as its managing member since inception. Since January 2022, Mr. Schrader serves as Senior Advisor to Columbine Logging, Inc. d/b/a Columbine Corporation, a privately held company, where he served as Chief Executive Officer from March 2018 to December 2021. Mr. Schrader served as Director of Eagle Energy Inc. (TSX: EGL) from June 2018 to February 2019; Larry G. Swets, Jr. will serve as the Chairman of the board of directors upon the closing of this offering. Mr. Swets has over 25 years of experience within financial services encompassing both non-executive and executive roles. Mr. Swets founded Itasca Financial LLC, an advisory and investment firm, in 2005 and has served as its managing member since inception. Mr. Swets also founded and is the President of Itasca Golf Managers, Inc., a management services and advisory firm focused on the real estate and hospitality industries, in August 2018. Mr. Swets has served as the Chief Executive Officer of FG Financial Group, Inc. (NASDAQ: FGF) (formerly 1347 Property Insurance Holdings, Inc.), which operates as a diversified reinsurance, investment management and real estate holding company, since November 2020, after having served as Interim CEO from June 2020 to November 2020. Mr. Swets has also served as Chief Executive Officer of FG New America Acquisition II Corp., a special purpose acquisition company in the process of going public and focused on merging with a company in the InsureTech, FinTech, broader financial services and insurance sectors since February 2021. Mr. Swets is a member of the board of directors of FG Financial Group, Inc. (NASDAQ: FGF) since November 2013; We will have until 15 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by an additional three months (for a total of 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the 15-month anniversary of the closing of this offering, must deposit into the trust account $700,000, or $805,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case) on or prior to the 15-month anniversary of the closing of this offering; Certain of our directors formed and are also actively engaged in FG New America Acquisition II Corp. and FG Acquisition Corp., special purpose acquisition companies that are in the process of completing their initial public offerings as of the date of this prospectus; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; Mar 27 2023 filed S-4 for iCoreConnect deal;

4.60000

1.000

ThinkEquity

Wesley Schrader, Larry Swets, Jr.

Financial Services

Delaware

iCoreConnect

2023-01-06 00:00

Jan 6 2023 announced a business combination with iCoreConnect Inc., a SaaS company with an enterprise and healthcare workflow platform; $98 million enterprise value; Symbol ICCT; 65% revenue CAGR since 2018, achieving estimated revenue of $8.1 million in 2022; Existing FGMC shareholders who choose not to exercise their redemption rights in connection with the business combination will have 100% of their equity converted into preferred stock of the combined company. The preferred stock will have a 12% coupon payable in (a) cash or paid-in-kind for the first 24 months after the close of the transaction and (b) cash thereafter. The initial conversion price from common stock to preferred stock will be at a conversion price of $10.00 per share. A reset to the holder of $10 or 20% above the simple average volume weighted average price (VWAP) will occur 12 months after the closing of the transaction. The reset price can be no greater than $10.00 per share, and no less than $2.00 per share; The transaction has no minimum cash condition, however if the closing cash is less than $20,000,000 then the Sponsor will forfeit any and all dividends accrued on any shares of preferred stock owned by the Sponsor; Closing Q2 2023; Valuation: 12.3x sales (2022E);

https://www.sec.gov/Archives/edgar/data/1906133/000110465922028259/tm227930d1_424b4.htm

397

315

10.400

10.410

0.06571

https://www.sec.gov/Archives/edgar/data/1906133/000110465923001699/tm2232936d1_ex99-2.htm

0.000

55

2023-03-29

GSRM

GSRMU US Equity

GSRMW US Equity

GSR II Meteora Acquisition

2022-02-25

2023-05-30

322798368.00

31625000.00

10.207

2022-09-30

0.113

0.152

10.320

10.359

0.000

324.473

0.060

0.099

-0.00581

0.01260

62

0.05805

0.05805

-0.05028

275.00000

1.000

Each unit consists of one share of the Companys Class A common stock, one-sixteenth of one right and one redeemable warrant. Each whole right entitles the holder thereof to receive one share of Class A common stock upon the consummation of an initial business combination. Each warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus on high-growth businesses in the software, technology-enabled manufacturing and services, mobility and transportation sectors, as well as companies that help to address evolving environmental, social and governance related issues. This includes, but is not limited to, companies that are focused on: automation components and systems, robotics, mobility and autonomous motion, additive manufacturing, next-generation transportation and technologies for clean food, water and air. GSRM is led by co-CEOs Gus Garcia and Lewis Silberman, President Anantha Ramamurti and CFO Joseph Tonnos. The Company was formed in partnership with Meteora Capital, an investment adviser specializing in SPAC-related investments; If we are unable to complete our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to complete an initial business combination up to three times by an additional one month each (for a total of up to 18 months to consummate an initial business combination), subject to our sponsor, GSR II Meteora Sponsor LLC or its affiliates or designees, contributing, for each such one-month extension, an additional $0.033 per share of Class A common stock then outstanding to the trust account, and at the end of the applicable period or any other approved extension of such period, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes as well as expenses relating to the administration of the trust account (less up to $100,000 of interest to pay dissolution expenses); Affiliate of our sponsor (the Affiliate) has expressed to us an interest in purchasing up to an aggregate of 14.9% of the units in this offering (excluding any units issued upon exercise of the underwriters over-allotment option), at the public offering price. We have directed the underwriter to sell to the Affiliate (as the purchasers of such units, the anchor investor) up to such amount of units; Our co-CEOs, Gus Garcia and Lewis Silberman, and our President, Anantha Ramamurti, also serve as co-Presidents and Chief Financial Officer, respectively, of Graf Acquisition Corp. IV (NYSE: GFOR). Messrs. Garcia, Silberman and Ramamurti also serve as Managing Partners of SPAC Advisory Partners, LLC, a boutique advisory firm they co-founded in 2021 to focus exclusively on SPAC-related transactions. Gus Garcia serves as our Co-Chief Executive Officer and as a director. Mr. Garcia currently serves as President and Director of Graf Acquisition Corp. II, Graf Acquisition Corp. III and Graf Acquisition Corp. IV. Mr. Garcia is the former Head of SPAC M&A for Bank of America, where he was responsible for advising private companies and SPACs on all aspects of mergers involving SPACs. Lewis Silberman, serves as our Co-Chief Executive Officer and as a director. Mr. Silberman currently serves as Co-President and Director of Graf Acquisition Corp. II, Graf Acquisition Corp. III and Graf Acquisition Corp. IV. Mr. Silberman is the former Head of SPAC Equity Capital Markets for Oppenheimer & Co. Inc., where he led financings for the firms SPAC IPOs and business combination clients. Anantha Ramamurti, who will serve as our President, will also serve on our board of directors upon the effectiveness of the registration statement of which this prospectus forms a part. Mr. Ramamurti has over 23 years of experience in the Technology sector across engineering, corporate finance and investment banking roles. Mr. Ramamurti is currently the Chief Financial Officer of Graf Acquisition Corp. II, Graf Acquisition Corp. III and Graf Acquisition Corp. IV; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes as well as expenses relating to the administration of the trust account, divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; Dec 1 2022 filed PRER14a for Bitcoin Depot deal, no meeting date set; Feb 8 2023 filed DEFM14a for Bitcoin Depot deal, vote Mar 30 2023; Feb 13 2023 filed DEFa14a, proxy statement not cleared by SEC, will not hold vote until cleared;

11.11000

1.000

Oppenheimer

Gus Garcia, Lewis Silberman, Anantha Ramamurti

Diversified

Delaware

Bitcoin Depot

2022-08-25 00:00

Aug 25 2022 announced a business combination with Bitcoin Depot, a Leading Bitcoin ATM Operator; $755 million enterprise value; Symbol BTM; In the last 12 months as of June 30, 2022 (unaudited), Bitcoin Depot has delivered $623 million of revenue, $6 million of net income, and $38 million of Adjusted EBITDA (non-GAAP); Assuming no redemptions, the combined company will have an estimated post-transaction enterprise value of $755 million with an estimated equity value of $885 million from the contribution of up to $170 million in cash proceeds from the transaction, net of cash distribution to selling equity holders and expenses; Closing Q1 2023; Valuation: 19.9x EBITDA (LTM), 1.21x sales (LTM); Symbol BTM;

https://www.sec.gov/Archives/edgar/data/1901799/000119312522058062/d216512d424b4.htm

397

181

10.260

10.450

0.04040

https://www.sec.gov/Archives/edgar/data/1901799/000119312522229475/d396102dex992.htm

0.062

0.879

56

2023-03-29

CLIN

CLINU US Equity

CLINW US Equity

Clean Earth Acquisitions

2022-02-24

2023-05-24

233774080.00

23000000.00

10.164

2022-09-30

0.112

0.147

10.276

10.311

0.000

235.980

0.026

0.061

-0.00160

0.01105

56

0.03973

0.03315

-0.04825

200.00000

0.500

Each unit consists of one share of Class A common stock, one right to receive one-tenth of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder to purchase one share of the Companys Class A common stock at a price of $11.50 per share; The Company intends to focus on businesses in the clean and renewable energy industry with an enterprise value of approximately $800 million to $1.5 billion, with particular emphasis on businesses that participate in the global energy transition ecosystem and facilitate the way that energy is produced, stored, transmitted, distributed and consumed, all while reducing greenhouse gas emissions; However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months (for a total of up to 18 months to complete a business combination); provided that our sponsor (or its affiliates or designees), must deposit into the trust account additional funds of $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), for the three-month extension, in exchange for a non-interest bearing, unsecured promissory note; Certain funds advised by Antara Capital LP, which we refer to as the anchor investor, an unaffiliated qualified institutional buyer (who are also not affiliated with our sponsor or any member of our management team) have expressed an interest to purchase units in this offering at a level equal to 9.9% of the units subject to this offering. Our sponsor has also entered into a letter agreement with the anchor investor pursuant to which the anchor investor will purchase membership interests in our sponsor. Additionally with respect to the units it has expressed an interest in purchasing (or all of the units it purchases in this offering, if less), such anchor investor (1) will not transfer such units (or underlying shares of Class A common stock) prior to the date we complete our initial business combination, and (2) will not exercise its redemption rights with respect to any shares of Class A common stock included in such units in connection with the completion of our initial business combination; Aaron T. Ratner serves as our Chief Executive Officer. Mr. Ratner brings over 20 years of global investment and development experience. Since 2022 he has been an Advisor to Cross River Infrastructure Partners. From July 2020 to January 2022, Mr. Ratner was the President of Cross River Infrastructure Partners LLC, a platform of development companies deploying climate technology into sustainable infrastructure projects across carbon capture, hydrogen, advanced small modular nuclear energy, and sustainable alternative protein. From November 2017 to present, Mr. Ratner has served as the ClimateTech Venture Partner at Vectr Ventures (Vectr), a Hong Kong-based venture capital investment fund manager; Nicholas Parker serves as our Executive Chairman. Since 2002, Mr. Parker has served as Chairman of Toronto-based Parker Venture Management Inc., a private company through which he controls investments in, and advises on, clean and smart technology businesses and platforms globally, including previously serving as chairman of UGE International LTD (TSX:UGE), a public solar renewable energy development company. From January 2014 to September 2019, Mr. Parker served as Managing Partner of Global Acceleration Partners Inc., an Asia-focused technology cooperation platform in the energy, environment and water sectors; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or do not vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$18.00; We will provide our stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share;

8.00000

Citi

Aaron Ratner, Nicholas Parker

Renewable Energy

Delaware

Alternus Energy

2022-10-12 00:00

Oct 12 2022 announced a business combination with Alternus Energy Group Plc, an international vertically integrated independent power producer (IPP). Headquartered in Ireland, and listed on the Euronext Growth Oslo, the Company develops, installs, owns, and operates midsized utility scale solar parks; The combined company is expected to have an initial equity value of approximately $863 million; $992 million enterprise value; Closing is contingent on customary closing conditions for transactions of this nature, including Clean Earth shareholder approval, following filing of the proxy statement, approval for listing on Nasdaq, and a minimum of $25 million in cash being available at or before closing. Alternus may waive the minimum cash condition at its discretion. The transaction is expected to close in the first quarter of 2023; Alternus shares will continue to trade on the Euronext Growth market in Oslo, while Clean Earths common stock is expected to continue to be listed on the Nasdaq Market; Valuation: 6.6x EBITDA (2024E);

https://www.sec.gov/Archives/edgar/data/1883984/000110465922027374/tm2130743-19_424b4.htm

398

230

10.260

10.390

0.04000

https://www.sec.gov/Archives/edgar/data/1883984/000110465922108188/tm2227874d3_ex99-1.htm

1.000

0.164

57

2023-03-29

PWUP

PWUPU US Equity

PWUPW US Equity

PowerUp Acquisition

2022-02-18

2023-05-20

299004096.00

28750000.00

10.400

2022-12-31

0.071

0.113

10.471

10.513

0.000

301.012

0.001

0.043

-0.00013

0.00448

52

0.02944

0.02944

-0.00322

250.00000

0.500

Each unit consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The focus of the team is to identify and acquire a business within the interactive media, digital media, sports, entertainment, and/or leisure, with a particular focus on video gaming, gaming adjacent, and new metaverse video gaming businesses. The management team is led by Bruce Hack, Jack Tretton, Michael Olson and Gabriel Schillinger. Mike Vorhaus serves as senior advisor; Bruce Hack serves as our Executive Chairman. He led one of the video game industrys most successful companies and co-led market-leading firms in the broader media and technology space. Mr. Hack was director then chairman of Technicolor SA from 2010 to 2019. Prior, he was a principal in the creation of Activision Blizzard and served as the companys vice chairman from 2008 to 2009. Mr. Hack was chief executive officer of Vivendi Games from 2004 to 2008, where he architected one of the largest turnarounds in video game history and launched Blizzards World of Warcraft, one of the decades defining online games. He was vice chairman of the Universal Music Group from 1998 to 2001 and chief financial officer of Universal Studios from 1995 to 1998; Jack Tretton serves as our Chief Executive Officer and a member of our board of directors. Mr. Tretton, with a 35-year career in gaming, is one of the great leaders in the last 25 years of console video gaming. Mr. Tretton was at Sony Computer Entertainment America from 1995 to 2014, serving as president and chief executive officer from 2006 to 2014. Mr. Tretton helped establish the PlayStation brand as a worldwide leader in interactive entertainment; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor, officers, and directors have agreed that we will have only 15 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such 15-month period, or during any Extension Period (as defined below), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses). However, if we anticipate that we may not be able to consummate our initial business combination within 15 months from the closing of this offering, our shareholders may vote by special resolution to amend our amended and restated memorandum and articles of association to extend the period of time that we have to consummate the initial business combination (any such extended period of time, an Extension Period). We will provide all public shareholders with the opportunity to redeem their public shares in connection with any such vote; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.25 per public share;

13.70750

1.500

Citi

Bruce Hack, Jack Tretton

Media / Gaming / Metaverse

Cayman

https://www.sec.gov/Archives/edgar/data/1847345/000110465922025737/tm227321d1_424b4.htm

404

10.470

10.518

0.05483

0.000

58

2023-03-29

AXAC

AXAC/U US Equity

AXAC/WS US Equity

AXIOS Sustainable Growth Acquisition

2022-02-16

2023-05-18

42720136.00

4111659.00

10.390

2023-02-28

0.023

0.064

10.413

10.454

0.000

42.603

0.063

0.104

-0.00498

50

0.07559

0.06683

150.00000

1.000

Each unit consists of one Class A ordinary share, one right and one redeemable warrant. Each right entitles the holder thereof to receive one-tenth of one Class A ordinary share upon the consummation of an initial business combination. Each warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to search for a target business that is engaged in the agribusiness, plant-based proteins, food processing, and related technology industry located in Central and Eastern Europe; Prof. Dr. h.c. Martin Richenhagen has agreed to serve as Chairman of our Board of Directors. For 16 years, since 2004 he served as the President & Chief Executive Officer, and since 2006 also as Chairman of the Board of Directors of AGCO. AGCO is a global, manufacturer and distributor of agricultural equipment; Benedikt Fortig serves as our Chief Executive Officer and member of our Board of Directors. Mr. Benedikt Fortig has over 15 years of experience as an entrepreneur, executive, advisor and investor with extensive expertise in agriculture, processing, food production, renewable energy and farm technologies. Mr. Benedikt Fortig also brings diverse management expertise throughout his professional career in various operational and senior executive roles. Prior to serving as our Chief Executive Officer, from 2019 to 2020 he was the General Manager and the Chief Operating Officer of Elite Agro LLC Serbia (a subsidiary of YAS Holding LLC, Abu Dhabi) and responsible for all mergers and acquisitions activities, integration of the investments and operational leadership. Since 2016, he has been advising international investors in the areas of strategy development, restructuring, acquisition and divestment of agribusiness companies and took over interim leadership positions. From 2010 to 2015 he was part of the leadership team of KTG, a public vertical agricultural holding company with operations across Germany and Central Eastern Europe and business activities in farming, processing, trading, food production and agricultural machinery; Warrants redeemable if stock >$18.00; If we anticipate that we may not be able to consummate our initial business combination within 12 months, the sponsor may cause us to extend the available time to consummate our initial business combination by three months. In order to exercise the extension option, our sponsor must deposit into the trust account $0.10 per share (a total of $1,500,000, or $1,725,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline. The sponsor may exercise the extension option up to two times, allowing for up to an additional six months (for a total of 18 months) to complete a business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares; The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a shareholder meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share; Jan 24 2023 filed DEF14a to extend deadline to Feb 18 2024, vote Feb 14, NAV $10.34; Feb 1 2023 sponsor announced it will not make any monthly contributions to trust account if extension approved, entered into non-redemption agreements instead; Feb 21 2023 AXAC stockholders approved deadline extension to May 18 2023, signed non-binding LOI with a European agribusiness company, 13,138,341 shares (75.9%) redeemed, 4.1 million shares remain, NAV $10.39;

8.02000

1.000

I-Bankers

Benedikt Fortig, Martin Richenhagen

Food (Central Eastern Europe)

Cayman

https://www.sec.gov/Archives/edgar/data/1898019/000110465922024599/tm2136004-6_424b4.htm

406

10.362

0.05347

1.000

0.190

59

2023-03-29

FTII

FTIIU US Equity

FTIIW US Equity

FutureTech II Acquisition

2022-02-16

2023-05-18

119125000.00

11500000.00

10.359

2022-09-30

0.115

0.146

10.473

10.505

0.000

120.290

0.033

0.065

-0.00127

-0.00127

50

0.04640

0.03188

0.03188

100.00000

1.000

Each unit consists of one share of common stock and one warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic location, although it currently intends to focus on opportunities to acquire U.S. companies in the disruptive technology sector, for example, artificial intelligence, robotics, and any other technology innovations; Yuquan Wang is a New York based investor in hardware-based technologies. Mr. Wang is the Founding Partner of Haiyin Capital, a venture capital fund formed in 2008 that focuses on investing in new technologies around the world. To date, Haiyin Capital has invested in hardware-based technology companies around the world, with AI and Robotics as key fields of investment; Warrants redeemable if stock >$18.00; If we anticipate that we may not be able to consummate our initial business combination within twelve (12) months, our sponsor may, but is not obligated to, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to eighteen (18) months to complete a business combination), subject to our sponsor depositing additional funds into the trust account as set out below. Our stockholders will not be entitled to vote or redeem their shares in connection with any such extension. In order for the time available for us to consummate our initial business combination to be extended, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case) on or prior to the date of the applicable deadline, for each three month extension, up to an aggregate of $2,000,000 or $2,300,000 if the underwriters over-allotment option is exercised in full; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share ; Feb 21 2023 extended deadline to May 18 2023, added $1.15 million to trust account;

4.67575

EF Hutton

Yuquan Wang

Tech (US)

Delaware

https://www.sec.gov/Archives/edgar/data/1889450/000149315222003865/forms-1a.htm

406

10.460

10.460

0.04676

0.000

60

2023-03-29

ASCA

ASCAU US Equity

ASCAW US Equity

A SPAC I Acquisition

2022-02-15

2023-04-17

37480000.00

3627695.00

10.332

2023-02-17

0.032

0.047

10.364

10.379

0.000

38.091

0.024

0.039

0.01315

0.05174

19

0.07507

-0.60970

60.00000

0.750

Each unit consists of one Class A ordinary share, three-fourths of one redeemable warrant, and one right to receive one-tenth of one Class A ordinary share upon the consummation of the Companys initial business combination. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Although there is no restriction or limitation on what industry or geographic region our target operates in, it is our intention to pursue prospective targets that are based in the United States and /or Asia (excluding China) with a focus in the technology, media and telecom (TMT) sector. We shall not undertake our initial business combination with any entity with its principal business operations in China (including Hong Kong and Macau); If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 18 months from the closing of this offering if we extend the period of time to consummate a business combination by the full amount of time, as described in more detail in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to applicable law and as further described herein. Our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, may, but are not required to, extend the time to complete a business combination by depositing into the trust account $600,000, or up to $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,200,000 (or $1,380,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months). You will not be able to vote on or redeem your shares in connection with any such extension; Mr. Claudius Tsang has served as our Chief Executive Officer since April 2021 and Chairman and Chief Financial Officer since July 2021. Mr. Tsang has over 20 years of experience in capital markets, with a strong track record of success in private equity, M&A transactions, and PIPE investments. Mr. Tsang was the Co-head of Private Equity (North Asia) at Templeton Asset Management Limited and a Partner of Templeton Private Equity Partners, a leading global emerging markets private equity firm that is part of Franklin Templeton Investments. During his 15-year career at Templeton, Mr. Tsang served in various positions, including Partner, Senior Executive Director, and Vice President. Mr. Tsang was responsible for the overall investment, management, and operations activities of Templeton Private Equity Partners in North Asia. His role encompassed overseeing the analysis and evaluation of opportunities for strategic equity investments in Asia; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share; Jan 6 2023 filed PRE14a to extend deadline to Oct 14 2023; Jan 17 2023 filed DEF14a to extend deadline to Oct 17 2023, vote Feb 2, NAV $10.24; Feb 2 2023 adjourned vote to Feb 13, NAV $10.28; Mar 16 2023 extended deadline to Apr 17 2023, added $90k to trust account;

2.87500

1.000

Chardan

Claudius Tsang

TMT (ex China)

BVI

NewGenIvf

2023-02-16 00:00

Feb 16 2023 announced a business combination with NewGenIvf Limited ("NewGen" or the "Company"), a full-service fertility services provider in Asia that aids couples and individuals, regardless of fertility challenges, to build families and to increase their access to infertility treatment; The Transaction values NewGen at an implied enterprise value of approximately $50 million; The NewGen and A SPAC I Boards of Directors have unanimously approved the proposed Transaction, which is expected to be completed in the third quarter of 2023, subject to, among other things, regulatory approvals, the approval by A SPAC Is shareholders of the Transaction and satisfaction or waiver of other customary closing conditions;

https://www.sec.gov/Archives/edgar/data/1868775/000110465922023745/tm225054d13_424b4.htm

407

366

10.500

10.900

0.04792

1.000

0.150

61

2023-03-29

GENQ

GENQU US Equity

GENQW US Equity

Genesis Unicorn Capital

2022-02-15

2024-02-17

56322592.00

5447059.00

10.340

2023-01-25

0.040

0.246

10.380

10.586

0.000

57.739

-0.120

0.086

0.02119

0.05973

325

0.00925

-0.00143

-0.04212

75.00000

1.000

Each unit consists of one share of Class A common stock and one warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While we may pursue an initial business combination target in any business, industry or geographic location (other than the Peoples Republic of China, Hong Kong and Macau), we intend to focus our search on the intersection of the healthcare and technology industries, specifically within the biotechnology and pharmaceutical sectors; If we are unable to complete our initial business combination within 12 months from the closing of this offering, which offering may be extended at our option to up to two (2) additional successive three-month periods up to 18 months in total from the closing of this offering if the sponsor deposits additional funds ($0.20 per public share) into the Trust Account for each three-month period; Dr. Adeoye (Oye) Olukotun, our Chief Executive Officer, has over 35 years in the pharmaceutical industry. He is a Mayo Clinic trained cardiologist who currently serves as the Chief Executive Officer of CR Strategies, LLC, a position he has held since April 2000. He previously served as the Chief Executive Officer and President of Epigen Pharmaceuticals, Inc. from June 2014 to March 2017, and Vice Chairman of CardioVax, Inc., from January 2013 to April 2016. Dr. Olukotun served as the Chief Medical Officer of VIA Pharmaceuticals Inc. from 2004 to 2008. He spent the first 20 years of his career in roles of increasing responsibility in clinical development at Pfizer, Bristol-Myers Squibb, and Mallinckrodt. He has over 35 years of experience in the pharmaceutical industry and has been instrumental in the approval and success of numerous cardiology and metabolic medicines, including the first daily beta blocker and the first approved ACE inhibitor, among others. Dr. Olukotun currently serves on the board of directors for Tonix Pharmaceuticals Holding Corp., (NASDAQ: TNXP) and Arrowhead Pharmaceuticals, Inc. (NASDAQ: ARWR); Samuel Lui, our President, Chief Financial Officer and director, has over 23 years of experience in capital markets, investment banking, private equity, accounting and auditing. Since July 2016, he has been the founder and managing director of LV Capital Limited, a private investment company focused on later stage/pre-IPO investments and specializes in helping investee companies to list on major exchanges such as Nasdaq and The Stock Exchange of Hong Kong Limited (HKEX). Since December 2011, he has served as a board member of the private equity funds at Rockstead Capital Private Limited, a registered fund management company under the Monetary Authority of Singapore. Since November 2016, he has also been a non-executive director of EFT Solutions Holdings Limited (HKEX:8062); If we are unable to complete a business combination within 12 months from the closing of this offering, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two (2) times, each by an additional three (3) months (for a total of up to 18 months from the closing of this offering), subject to the sponsor depositing additional funds into the trust account as set out below. Public stockholders, in this situation, will not be offered the opportunity to vote on or redeem their shares in connection with such extensions. Pursuant to the terms of our certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five business days advance notice prior to the applicable deadline, must deposit into the trust account $1,500,000, or $1,725,000 if the underwriters over-allotment option is exercised in full ($0.20 per unit in either case), on or prior to the date of the applicable deadline, for each of the available three-month extensions, providing a total possible business combination period of up to 18 months at a total payment value of $3,000,000, or $3,450,000 if the underwriters over-allotment option is exercised in full ($0.40 per unit in either case); Warrants redeemable if stock >$18.00; Subject to the satisfaction of the conditions to extend the original 12 month period to complete our business combination described elsewhere in this prospectus and in our Certificate of incorporation, we will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share, however, there is no guarantee that investors will receive $10.15 per share upon redemption; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Jan 13 2023 filed PRE14a to extend deadline to Feb 17 2023, NAV $10.34 at redemption; Jan 25 2023 filed DEF14a to extend deadline to Feb 17 2024, vote Feb 14, NA

3.46394

EF Hutton

Adeoye (Oye) Olukotun, Samuel Lui

Biotech / Pharma (ex China)

Delaware

Environmental So

2022-11-30 00:00

Nov 30 2022 announced a business combination with Environmental Solutions Group Holdings Limited (ESG), a provider of sustainable waste solutions; $161.25 million enterprise value; Symbol ESGL; Closing Q2 2023;

https://www.sec.gov/Archives/edgar/data/1853112/000149315222004794/form424b4.htm

407

288

10.600

11.000

0.04619

https://www.sec.gov/Archives/edgar/data/1853112/000149315223006734/ex99-1.htm

0.000

62

2023-03-29

HNRA

HNRA/U US Equity

HNRA/WS US Equity

HNR Acquisition

2022-02-11

2023-05-15

89361672.00

8625000.00

10.361

2022-09-30

0.115

0.144

10.475

10.505

0.000

90.304

0.035

0.065

-0.00051

47

0.04959

0.02646

75.00000

1.000

Each unit consists of one share of common stock and one warrant entitling the holder thereof to purchase three-fourths (3/4) of one share of common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus on assets used in exploring, developing, producing, transporting, storing, gathering, processing, fractionating, refining, distributing or marketing of natural gas, natural gas liquids, crude oil or refined products in North America; We will seek to capitalize on the extensive experience of each of the members of our management team who have more than 40 years average experience in the energy industry. Mr. Donald H. Goree, our Chairman and Chief Executive Officer has over 40 years experience in the oil and gas industry involving exploration and production, oil and gas pipeline construction and operations, natural gas gathering, processing and gas liquification. Mr. Goree was the Founder and President of Goree Petroleum Inc., a corporation engaged in oil and gas exploration and production in premiere basins throughout the United States for 35 years. Currently, Mr. Goree is the Founder, Chairman and Chief Executive officer of Houston Natural Resources, Inc., a global natural resource corporation located in Houston, Texas and the controlling member of our sponsor; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; We will have until 12 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination, our initial shareholders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $1,500,000 (or $1,725,000 if the underwriters over-allotment option is exercised in full), or approximately $0.20 per share; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a creditor or a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 (or, if both three-month extensions occur, $10.40); Feb 8 2023 extended deadline to May 15 2023, added $862.5k to trust account; Feb 14 2023 filed PREM14a for Pogo Resources deal;

4.60000

EF Hutton

Donald Goree

Oil & Gas

Delaware

Pogo Resources

2023-01-03 00:00

Jan 3 2023 announced a business combination with Pogo Resources, LLC, a Texas limited liability company; The purchase price (the Base Purchase Price) for the Target Interests will be (a) cash in the amount of $100,000,000 in immediately available funds (the Cash Consideration); provided, that up to $15,000,000 of the Cash Consideration may be payable through a promissory note to Seller (the Seller Promissory Note) and (b) 2,000,000 shares of the Companys common stock, par value $0.0001 (SPAC Common Stock), valued at $10.00 per share (the Share Consideration); provided, that, at Closing, 500,000 shares of Share Consideration (the Escrowed Share Consideration) will be placed in escrow for the benefit of the Company;

https://www.sec.gov/Archives/edgar/data/1842556/000121390022007637/f424b40222_hnracqcorp.htm

411

326

10.470

0.06133

https://www.sec.gov/Archives/edgar/data/1842556/000121390023014790/ea174276ex99-1_hnracq.htm

0.000

63

2023-03-29

SGHL

SGHLU US Equity

SGHLW US Equity

Signal Hill Acquisition

2022-02-11

2023-05-11

103435976.00

10000000.00

10.344

2022-12-31

0.056

0.083

10.400

10.427

0.001

103.800

0.030

0.057

-0.00188

0.00005

43

0.04750

0.03896

0.02212

100.00000

0.500

Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on direct-to-consumer media, technology, and emerging digital enterprise-focused businesses that would benefit from access to public markets and the operational and strategic expertise of our management team and board of directors. The Company is led by Chief Executive Officer, Jonathan Bond, Chief Financial Officer, Grainne Coen, and Chairman Paul Roberts; Jonathan Bond, our Chief Executive Officer, is one of the advertising and marketing industrys most recognized leaders and an entrepreneur with over 35 years of experience. He previously was the Co-Founder and Chief Executive Officer of Kirshenbaum Bond Senecal & Partners, LLC, an integrated advertising and media agency. Prior to his tenure at Kirshenbaum Bond Senecal & Partners, LLC, Mr. Bond served as the Chief Executive Officer of Big Fuel Communications, LLC (now part of Publicis Groupe S.A. (OTCMKTS: PUBGY)), one of the worlds largest social media agencies. He helped establish iballs LLC, one of the first online media agencies, which was sold to Avenue A Inc. (and later acquired as Avenue A / Razorfish by Microsoft Corporation) in July 2006. He also co-founded The Media Kitchen and Varick Media Management LLC under the Kirshenbaum Bond Senecal & Partners, LLC umbrella. From August 2012 to December 2016, Mr. Bond was the founder of Maestro Management, LLC d/b/a Tomorro, an innovation consultancy. From January 2017 to June 2018, Mr. Bond was the Co-Chairman at The Shipyard, LLC, a full-service advertising agency focused on data science, which acquired Maestro Management, LLC d/b/a Tomorro. From June 2017 to July 2020, Mr. Bond was the Chairman and director of SITO Mobile, Ltd. (OTCMKTS:SITOQ), a digital brand insights platform; Paul Roberts, Chairman of our board of directors, has over 15 years experience in digital media, with particular focus on the art of building companies from inception and shepherding those companies growth all the way to their initial public offering of securities. Accordingly, his background and experience also encompasses sales, marketing strategy, brand development and customer engagement, as such disciplines uniquely exist in the technology and advertising industries. Since June 2017, Mr. Roberts has held various roles at Kubient, Inc. (NASDAQ:KBNT), a digital marketing platform, including Chief Strategy Officer, President and Chairman. In October 2020, Kubient, Inc.s board of directors also appointed Mr. Roberts as Chief Executive Officer of the company; We will have up to 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 21 months from the closing of this offering). In order for the time available or us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per public share in either case or an aggregate of $2,000,000 (or $2,300,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination, or (ii) by means of a tender offer;

6.00000

1.000

B Riley

Jonathan Bond, Paul Roberts

Consumer

Delaware

https://www.sec.gov/Archives/edgar/data/1855885/000110465922023321/tm2117597d10_424b4.htm

411

10.380

10.400

0.06000

0.000

64

2023-03-29

JGGC

JGGCU US Equity

JGGCW US Equity

Jaguar Global Growth I

2022-02-11

2023-08-11

238038400.00

23000000.00

10.349

2022-12-31

0.071

0.179

10.420

10.529

0.000

239.200

0.030

0.139

-0.00195

0.01436

135

0.03658

0.03389

-0.01046

200.00000

0.500

Each unit consists of one Class A ordinary share, one right to receive one-twelfth of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one Class A ordinary share of the Company at a price of $11.50 per share; Jaguar Global is a partnership between Jaguar Growth Partners Group, LLC and Hennessy Capital Group LLC. Jaguar Global is led by Gary Garrabrant, Chairman and Chief Executive Officer, Thomas McDonald, President, and Anthony Page, Chief Financial Officer; Although the Companys efforts to identify a prospective business combination opportunity will not be limited to a particular industry, sector, or geographical location, it intends to concentrate efforts on identifying high quality international businesses in industries that complement the management teams background and businesses which provide innovation at the intersection of real estate and technology, a category broadly referred to as PropTech; Hennessy Capital Group is a Wilson, Wyoming and Los Angeles, California based alternative investment firm founded in 2013 by Daniel J. Hennessy. Since its founding, Hennessy Capital Group has been one of the leading independent SPAC sponsors, having raised, together with its managing partners, a total of eight SPACs since 2013 aggregating over $1.8 billion of equity; Our team is led by Gary R. Garrabrant, our Chairman and Chief Executive Officer. Mr. Garrabrant is the Chief Executive Officer and co-founder of Jaguar, as well as JGP. Mr. Garrabrant has been the Chief Executive Officer of Jaguar, as well as JGP since their formation in 2013. Prior to the creation of Jaguar, Mr. Garrabrant co-founded Equity International in 1999 and was Chief Executive Officer and Director from 1996 to 2012. Mr. Garrabrant has extensive real estate, investment management and banking experience. Mr. Garrabrant has served as Chairman, Vice Chairman and Director of a number of companies spanning multiple geographies and sectors including Capital Trust (NYSE: CT, now Blackstone Mortgage Trust), Gafisa (NYSE: GFA), Homex (NYSE: HXM) and Xinyuan (NYSE: XIN); Our management team also includes Thomas J. McDonald, our President and a director. Mr. McDonald is co-founder of Jaguar and JGP. Mr. McDonald has been Managing Partner of Jaguar as well as Managing Partner and Head of Americas of JGP since their formation in 2013. Prior to the creation of Jaguar, Mr. McDonald was the Chief Strategic Officer of Equity International, primarily responsible for developing its collaborative, partner-oriented investment style, as well as coordinating investment and portfolio management activities. From 1997 to 1999, Mr. McDonald was Executive Vice President of Anixter International (NYSE: AXE); Thomas D. Hennessy serves as Chairman, Co-Chief Executive Officer and President of PTIC and is the former Chairman, Co-Chief Executive Officer and President of PTAC; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; completion window are to the period following the closing of this offering at the end of which, if we have not completed our initial business combination, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest, if any (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and certain conditions and as further described herein; the completion window ends 18 months from the closing of this offering;Mar 13 2023 had $322k in SVB;

11.25000

1.000

Citi / Barclays

Gary Garrabrant, Thomas McDonald, Hennessy Capital

Proptech

Cayman

GLAAM

2023-03-02 00:00

Mar 2 2023 announced a business combination with GLAAM, Co., Ltd. (GLAAM or the Company), a leading designer and manufacturer of architectural display glass; $309 million enterprise value; The Company recorded $21 million in revenue and regained breakeven core EBITDA profitability in 2022, following headwinds from COVID-19. As GLAAM executes on its current pipeline and ramps its GaaS model, the Company is expected to grow revenue to $51 million in 2023 and $71 million in 2024, with EBITDA margins of 44% and 48%, respectively; The transaction does not include a minimum cash condition; Closing Q3 2023;

https://www.sec.gov/Archives/edgar/data/1857518/000110465922010085/tm2115810-23_s1a.htm

411

384

10.400

10.570

0.05625

https://www.sec.gov/Archives/edgar/data/1857518/000119312523058256/d421829dex993.htm

1.000

0.171

65

2023-03-29

BYNO

BYNOU US Equity

BYNOW US Equity

byNordic Acquisition

2022-02-09

2023-05-09

176743888.00

17250000.00

10.246

2022-09-30

0.113

0.139

10.359

10.385

0.000

178.882

0.019

0.045

0.00103

0.00296

41

0.03954

0.01307

-0.00416

150.00000

0.500

Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an acquisition opportunity in any business, industry, sector or geographical location, it intends to focus on identifying high technology growth companies in the northern part of Europe; The Company is led by its Chief Executive Officer, Michael Hermansson, its Chief Operating Officer, Thomas Fairfield, and its Director of Acquisitions, Mats Karlsson. Mr. Hermansson and Mr. Karlsson are based in Sweden; If we are unable to complete our initial business combination within 15 months from the closing of this offering as such deadline may be extended for an additional three month period for a total of up to 18 months to complete our initial business combination if our sponsor or any of its affiliates or designees, upon five business days advance notice prior to the date of the deadline for completing our initial business combination, pays an additional $0.10 per public share into the trust account ($1,500,000 or, if the underwriters over-allotment option is exercised in full, $1,725,000) in respect of such extension period on or prior to the date of the deadline (in connection with which our shareholders will have no right to redeem their public shares), or by such other further extended deadline that we may have to consummate an initial business combination beyond 18 months as a result of a stockholder vote to amend our amended and restated certificate of incorporation (in connection with which our shareholders will have a right to redeem their public shares as described herein), we will redeem all of the shares of Class A common stock held by our public stockholders for cash; Certain qualified institutional buyers or institutional accredited investors, which we refer to as the anchor investors (none of which are affiliated with any member of our management team, our sponsor or any other anchor investor), have expressed to us an interest in purchasing in the aggregate up to approximately $146.4 million of the units which is approximately 97.6% of the units in this offering at the public offering price; provided, that no more than $14.85 million of the units in this offering shall be purchased by each anchor investor in such manner. Our sponsor and byNordic Holdings will sell to the anchor investors (or forfeit to us for us to sell to the anchor investors) on a pro rata basis according to their respective ownership of shares of our Class B common stock up to 1,109,091 shares of our Class B common stock subject to the purchase by the anchor investors of their respective allocations of the units. If the anchor investors purchase all of the units for which they have expressed to us an interest in purchasing, substantially all of the units purchased in this offering will be held by the anchor investors; Rothesay Investment SARL SPF, a member of our sponsor, has agreed, pursuant to a forward purchase agreement entered into with us, to purchase up to 1,000,000 shares of Class A common stock at $10.00 per share (referred to herein as the forward purchase shares) for gross proceeds up to $10,000,000 in a private placement that will occur concurrently with the consummation of our initial business combination; Jonas Olsson, our Chairman, has more than 30 years of global operating experience stemming from his various roles with fashion conglomerate Hennes & Mauritz AB (H&M). Currently, Mr. Olsson is a global controller at H&M; Michael Hermansson, our Chief Executive Officer, has a 35-year long career with top management positions in international corporations. Mr. Hermansson has been chief executive officer of numerous growth and turn-around companies owned by private equity firms such as Triton Investments Advisers LLP and Nordic Capital and their related funds; Warrants redeemable if stock >$18.00; The anchor investors (none of which are affiliated with any member of our management team, our sponsor or any other anchor investor) have expressed to us an interest in purchasing in the aggregate up to approximately $146.4 million of the units which is approximately 97.6% of the units in this offering at the public offering price; provided, that no more than $14.85 million of the units in this offering shall be purchased by each anchor investor in such manner. Further, the anchor investors are expected to enter into separate letter agreements with us and our sponsor and byNordic Holdings pursuant to which, subject to the conditions set forth therein, the anchor investors will agree to purchase, upon the closing of this offering, for nominal consideration, up to an aggregate of 1,109,091 founder shares held by our sponsor and byNordic Holdings on a pro rata basis according to the number of founder shares held by each of our sponsor; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share. The amount in the trust account will be increased to $10.30 per public share in connection with our sponsor or any of its affiliates or designees, upon five business days advance notice prior to the date of the deadline for completing our initial business combination, paying an additional $0.10 per public share into the trust account ($1,500,000 or, if the underwriters over-allotment option is exercised in full, $1,725,000) in respect of such extension period; We will provide our public stockholders with the opportunity to redeem all or a portion of their publi

8.50000

Keefe / I-Bankers

Michael Hermansson, Jonas Olsson

Fintech (Europe)

Delaware

https://www.sec.gov/Archives/edgar/data/1801417/000121390022002451/fs12022a4_bynordicacq.htm

413

10.370

10.390

0.05667

0.000

66

2023-03-29

EVGR

EVGRU US Equity

EVGRW US Equity

Evergreen

2022-02-09

2023-05-11

119201560.00

11500000.00

10.365

2022-11-30

0.096

0.131

10.461

10.496

0.000

119.945

0.011

0.046

-0.00299

0.00800

43

0.03794

0.05495

-0.03881

100.00000

1.000

Each unit consists of one of the Companys Class A ordinary shares and one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on technology companies involved in Artificial Intelligence (AI), FinTech and Financial Services, the Metaverse, the Internet of Things (IoT), eCommerce, social commerce, Industry 4.0 (IR4.0), as well as areas surrounding the new digital economy, in the ASEAN region; If we are unable to complete our initial business combination within 12 months from the closing of this offering (subject to two three-month extensions of time by depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Mr. Liew has been our Chief Executive Officer and a director of our company since inception. Since 2000, Mr. Liew has been the Chief Executive Officer of the MDT Group of Companies, which he founded in August, 2000. Mr. Liew has led MDT Innovations (MDTi) to an indicative valuation of over SGD268 million (approximately US$195 Million) according to a valuation report prepared by a multinational bank, commissioned by, and for the internal purposes of, MDTi; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.15 per share;

4.80000

EF Hutton

Liew Choon Lian

Tech (ASEAN)

Cayman

https://www.sec.gov/Archives/edgar/data/1900402/000149315222003735/form424b4.htm

413

10.430

10.545

0.04800

0.000

67

2023-03-29

LIVB

LIVBU US Equity

LIVBW US Equity

LIV Capital Acquisition II

2022-02-08

2023-05-10

117493880.00

11450000.00

10.261

2022-09-30

0.144

0.177

10.405

10.439

0.000

119.652

-0.035

-0.001

0.00431

0.00912

42

-0.00114

-0.00941

-0.04966

100.00000

0.750

Each unit consists of one Class A ordinary share and three-quarters of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus its search on Mexican target businesses or target businesses with a significant presence in Mexico; If we are unable to consummate an initial business combination within 15 months from the closing of this offering (subject to the extension period), we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses). Our sponsor has an option to contribute an additional $0.10 per unit to the trust account in order to extend the period of time we will have to complete an initial business combination by an additional three months, for a total of up to 18 months to complete an initial business combination from the closing of this offering; LIV Capital and the LIV Capital Directors were instrumental in launching LIV Capital Acquisition Corp. (LIV Capital Acquisition Corp. I), a special purpose acquisition company that completed its initial public offering in December 2019, generating aggregate proceeds of $80,050,000 (after giving effect to the full exercise of the over-allotment). On August 23, 2021, LIV Capital Acquisition Corp. I successfully closed its business combination with AgileThought, Inc; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.20; Mar 24 2023 filed PRE14a to extend deadline;

5.50000

1.000

EarlyBirdCapital

Alexander Rossi, Humberto Zesati, Miguel Angel Davila

Mexico

Cayman

Covalto

2022-08-18 00:00

Aug 18 2022 announced a business combination with Covalto, a Leading Digital Banking and Services Platform for SMEs in Mexico; $547 million enterprise value; Symbol CVTO; Since inception, the company has received backing from a world-class group of institutional investors including QED Investors, Kaszek, Goldman Sachs, Point72 Ventures, Ignia, Credit Suisse and Victory Park Capital; This transaction will be accompanied by a committed financing of $60 million, $30 million of which has previously been funded and $30 million of which will be funded by LIV Capital following this announcement. The proceeds will enable the company to continue its growth trajectory, expand its product suite and identify M&A opportunities in Mexico and Latin America, as well as pay transaction expenses; Closing Q1 2023; Valuation: 5.5x sales (2023E); 55% revenue growth YoY;

https://www.sec.gov/Archives/edgar/data/1875257/000121390022004591/fs12022a2_livcapital2.htm

414

191

10.450

10.500

0.05500

https://www.sec.gov/Archives/edgar/data/1875257/000095010322014160/dp178653_ex9902.htm

0.000

68

2023-03-29

ATAK

ATAKU US Equity

ATAKW US Equity

Aurora Technology Acquisition

2022-02-07

2023-04-09

58388760.00

5670123.00

10.298

2023-02-06

0.041

0.050

10.338

10.347

0.000

58.742

-0.002

0.007

0.00208

0.01176

11

0.02359

-0.03998

-0.30201

200.00000

1.000

Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share, one redeemable warrant, and one right to receive one-tenth (1/10) of a Class A ordinary share upon the consummation of an initial business combination, as described in more detail in this prospectus. Each redeemable warrant entitles the holder thereof to purchase one-half (1/2) of one Class A ordinary share, and each 10 rights entitle the holder thereof to receive one Class A ordinary share at the closing of a business combination; While we may pursue an initial business combination in any business, industry or geographic location, we intend to prioritize our search with high-growth technology companies based in Asia and North America that were founded by Asian or Asian-American entrepreneurs who are building a global enterprise supported by forward thinking vision and innovative technology in predictable growth businesses with substantial revenue potential in frontier technologies including but not limited to artificial intelligence, blockchain, quantum computing, and electric vehicles; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $2,000,000, or up to $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per public Class A ordinary share in either case) on or prior to the date of the applicable deadline, for each three-month extension (or up to an aggregate of $4,000,000 (or $4,600,000 if the underwriters over-allotment option is exercised in full), or $0.20 per public Class A ordinary share if we extend for the full six months); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; Dec 21 2022 filed PRE14a to extend deadline to Aug 9 2023, 15,883,818 shares (78.6%) redeemed, 4.3 million shares remain, withdrawals open until Feb 3, 14,529,877 shares (71.9%) redeemed, 5.7 million shares remain, NAV $10.25;

6.42500

1.000

Maxim

Zachary Wang, Cathryn Chen, Yida Gao

Tech (ex China)

Cayman

DIH

2022-12-12 00:00

Feb 27 2023 announced a business combination with DIH Holding US, Inc. after Dec 12 2022 announced an LOI with DIH Technology Ltd. ("DIH"), a leading global robotics and virtual reality ("VR") technology provider in the rehabilitation and human performance industry; As a global leader in the development and marketing of robotics for rehabilitation and virtual reality-based advanced movement platform for human performance, DIH owns industry-leading brands like HOCOMA and Motek, with more than 4,500 robots and advanced VR-based movement systems installed in 70 countries. DIHs principal customers include advanced research centers, innovative rehabilitation hospitals, and top healthcare clinics; Combined company to have an implied initial equity value of approximately $360.2 million translating into an enterprise value of approximately $321.9 million, with the proposed business combination expected to provide approximately $58.3 million in gross proceeds, assuming no redemptions by shareholders of Aurora Technology Acquisition Corp.; The proposed business combination is expected to be completed in the third quarter of 2023; Outside date March 31, 2024;

https://www.sec.gov/Archives/edgar/data/1883788/000119312522029747/d239688d424b4.htm

415

308

10.360

10.460

0.03212

1.000

0.150

69

2023-03-29

TGR

TGR/U US Equity

TGR/WS US Equity

Kimbell Tiger Acquisition

2022-02-04

2023-05-04

240621152.00

23000000.00

10.462

2022-12-31

0.057

0.080

10.518

10.541

0.000

242.190

0.008

0.031

0.00111

0.00491

36

0.03080

0.01112

-0.02701

200.00000

0.500

Each unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant may be exercised for one share of Class A common stock at a price of $11.50 per share; TGR intends to search for a target in the energy and natural resources industry in North America. The Companys management team is led by Zachary Lunn and includes other members of Kimbells current management team; Our sponsor is a wholly owned subsidiary of KRP Opco, which is in turn a subsidiary of KRP. KRP is a leading publicly traded oil and gas mineral and royalty company based in Fort Worth, Texas with more than 42 MBoe of proved reserves (43.3% liquids); Zachary LunnPresident and Chief Executive Officer: Zachary Lunn has extensive operating experience in the E&P sector, including conventional and unconventional reservoirs across multiple states and basins. Mr. Lunn began his career with Nexen Petroleum USA, gaining experience in operations, business development, and reservoir engineering while working assets in the Gulf of Mexico. Following the $15.1 billion sale of Nexen to CNOOC, Mr. Lunn pursued a production/operations position with Petro-Hunt LLC, where he supervised the companys operated production, including all conventional and unconventional reservoirs in Texas, Louisiana, Mississippi, North Dakota, Montana, and Wyoming; Robert D. RavnaasChairman: Bob Ravnaas has served as Chief Executive Officer of the general partner of KRP and chairman of its board of directors since November 2015. Mr. R. Ravnaas served as President of Cawley, Gillespie & Associates, Inc., a petroleum engineering firm, from 2011 until February 2017. He also served as President and director of Rivercrest Royalties II, LLC from 2014 until December 2017, and as President and director of Rivercrest Royalties, LLC from 2013 until KRPs IPO; This offering is conducted through an Up-C structure. Following the offering, investors in this offering will hold a direct economic equity ownership interest in TGR in the form of shares of our Class A common stock, and an indirect ownership interest in Opco through TGRs ownership of Class A Units of Opco; Warrants redeemable if stock >$18.00; If we anticipate that we may not be able to consummate our initial business combination within 15 months, the sponsor may cause us to extend the available time to consummate our initial business combination by up to two successive three-month periods. In order to exercise each three-month extension option, our sponsor must deposit into the trust account $0.10 per public share (a total of $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline. The sponsor may exercise the extension option up to two times, allowing for up to an additional six months (for a total of 21 months) to complete an initial business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to pay taxes of the company or Opco, divided by the number of then outstanding public shares and Class A Units of Opco (other than those held by TGR), subject to the limitations described herein. The amount in the trust account is initially anticipated to be approximately $10.30 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; Our sponsor will agree that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below the lesser of: (1) $10.30 per public share (or $10.40 or $10.50, if applicable);

12.75000

1.000

UBS

Zachary Lunn, Robert Ravnaas

Natural Resources

Delaware

https://www.sec.gov/Archives/edgar/data/1863099/000110465922011954/tm2116723-20_424b4.htm

418

10.530

10.570

0.06375

0.000

70

2023-03-29

MURF

MURFU US Equity

MURFW US Equity

Murphy Canyon Acquisition

2022-02-03

2024-02-07

22642984.00

2187728.00

10.350

2022-12-31

0.056

0.256

10.406

10.606

0.000

22.730

0.066

0.266

-0.00153

0.00423

315

0.02990

0.02416

0.01735

115.00000

1.000

Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one redeemable warrant. Only whole warrants are exercisable. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; While we may pursue an acquisition opportunity in any industry or geographic region, we currently intend to focus on identifying businesses in the real estate industry, including construction, homebuilding, real estate owners and operators, arrangers of financing, insurance, and other services for real estate, and adjacent businesses and technologies targeting the real estate space, which we may refer to as Proptech businesses; Jack K. Heilbron serves as Chief Executive Officer, President, and chair of the board of directors of our company. Mr. Heilbron has served as a director and Chief Executive Officer and President of Presidio Property Trusty Inc. since its inception in February 2010. Mr. Heilbron also has served as Chairman, CEO and President of NetREIT Dubose since its inception, and has served as CEO and/or President of NetREIT Advisors, LLC, Dubose Advisors, LLC, and NTR Property Management, Inc. since their inceptions, all of which are Company affiliated entities. Mr. Heilbron was a founding officer, director, and stockholder of the former CI Holding Group, Inc. and of its subsidiary corporations (Centurion Counsel, Inc., Bishop Crown Investment Research Inc., PIM Financial Securities Inc., Centurion Institutional Services Inc. and CHG Properties, Inc.) and currently serves as Chairman and CEO of Centurion Counsel, Inc., a licensed investment advisor. He also served as a director of the Centurion Counsel Funds, an investment company registered under the Investment Company Act of 1940, from 2001 until 2005. From 1994 until its dissolution in 1999, Mr. Heilbron served as the Chairman and/or director of Clover Income and Growth REIT; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share, however, there is no guarantee that investors will receive $10.20 per share upon redemption; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If the Company has not completed a Business Combination within 12 months from the closing of this offering (or up to 18 months from the closing of this offering at the election of the Company subject to satisfaction of certain conditions or as extended by the Companys stockholders in accordance with our amended and restated certificate of incorporation, including the deposit of up to $1,150,000, or $1,322,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case) for each three month extension, into the trust account, or as extended by the Companys stockholders in accordance with our amended and restated certificate of incorporation), the Company will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the Public Shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the Trust Account, including interest earned on the funds held in the Trust Account and not previously released to pay taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; Dec 23 2022 filed PRE14a to extend deadline to Feb 7 2024; Jan 3 2023 filed DEF14a to extend deadline to Feb 7 2024, vote Jan 26, NAV $10.35, 11,037,272 shares (83.5%) redeemed, 2.2 million shares remain;

6.85000

AGP

Jack Heilbron

Real estate

Delaware

Conduit Pharmace

2022-11-08 00:00

Nov 8 2022 announced a business combination with Conduit Pharmaceuticals Limited (Conduit), a pharmaceutical company led by highly experienced pharma executives, established to fund the development of successful deprioritized clinical assets licensed from large pharmaceutical companies, through its exclusive relationships; Transaction proceeds will advance the clinical evaluation of specific activation of Tregs in one of a number of possible autoimmune diseases; $700.49 million enterprise value; Transaction expected to be completed in first quarter of 2023; Combined company expected to be listed on NASDAQ under ticker CDT; Cash proceeds from the transactions contemplated by the Business Combination Agreement (the Transactions) are expected to consist of up to approximately $136.04 million of cash held in Murphys trust account (before any redemptions by Murphys public stockholders and the payment of certain expenses) and approximately $27.00 million attributable to a private investment anchored by new and existing investors of Conduit (the PIPE Investment);

https://www.sec.gov/Archives/edgar/data/1896212/000149315222003262/form424b5.htm

419

278

10.390

10.450

0.05957

https://www.sec.gov/Archives/edgar/data/1896212/000149315222030981/ex99-2.htm

0.000

71

2023-03-29

ACAX

ACAXU US Equity

ACAXW US Equity

Alset Capital Acquisition

2022-02-01

2023-05-03

87285000.00

8625000.00

10.120

2022-12-31

0.055

0.076

10.175

10.196

0.000

88.665

-0.105

-0.084

0.01035

0.02509

35

-0.08156

-0.08156

-0.21034

75.00000

0.500

Each Unit has an offering price of $10.00 and consists of one share of our Class A common stock, one-half of one redeemable warrant, and one right. Each right entitles the holder thereof to receive one-tenth (1/10) of one share of Class A common stock upon the consummation of an initial business combination. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; We have not selected any specific business combination target, and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. While we may pursue an initial business combination target in any business or industry, we intend to focus on identifying businesses in the real estate industry, including construction, homebuilding, real estate owners and operators, arrangers of financing, insurance, and other services for real estate, and adjacent businesses and technologies targeting the real estate space, which we may refer to as Proptech businesses. We shall not undertake our initial business combination with any entity with its principal business operations in China (including Hong Kong and Macau); We will have until 12 months from the consummation of this offering to consummate our initial business combination (such period may be extended by the Companys shareholders in accordance with our amended and restated certificate of incorporation) (the Combination Period). If we have filed a proxy statement, registration statement or similar filing for an initial business combination within 12 months from the consummation of this offering but have not completed the initial business combination within such 12-month period, the Combination Period will be extended by an additional three months for a total of up to 15 months; such extension will not require the deposit of any additional funds into the trust account and the public stockholders will not be offered the opportunity to vote on such extension. We may seek stockholder approval to amend our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Wilmington Trust Company and Vstock Transfer LLC at a meeting called for such purpose if we anticipate that we may not be able to consummate our initial business combination (i) within 12 months in the situation that we have not filed a proxy statement, registration statement or similar filing for an initial business combination within such 12-month period, or (ii) within 15 months in the situation that we have filed a proxy statement, registration statement or similar filing within such 12-month period. Public stockholders will be offered the opportunity to vote on or redeem their shares in connection with any such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to two times by an additional three months each time for a total of up to 18 months or 21 months, respectively, by depositing into the trust account for each three month extension $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case). In the event we elect to extend the deadline, we intend to issue a press release announcing such intention at least three days prior to the applicable deadline. In addition, we intend to issue a press release the day after the applicable deadline announcing whether or not the funds have been timely deposited. Public stockholders, in this situation, will not be offered the opportunity to vote on or redeem their shares. If we are unable to complete our initial business combination within 12 months from the closing of this offering (or 15 months if we have filed a proxy statement, registration statement or similar filing for an initial business combination within 12 months from the consummation of this offering but have not completed the initial business combination within such 12-month period, or up to 21 months if we extend the period of time to consummate a business combination, as described in more detail in this prospectus), we will redeem 100% of the public shares for cash; Heng Fai Ambrose Chan, our Chief Executive Officer, is an expert in banking and finance, with 45 years of experience in banking and finance. He has restructured numerous companies in various industries and countries during the past 40 years. He has established a strong network of investment institutions and business connections, which we believe can help us to identify attractive targets and negotiate a transaction that benefits our shareholders. Mr. Chan is the Chairman and Chief Executive Officer of Alset EHome International Inc., Alset International Limited and Alset Investment Pte Ltd, the owners of our sponsor; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentia

4.40000

EF Hutton

Heng Fai Ambrose Chan

Real Estate (ex China)

Delaware

HWH Internationa

2022-09-12 00:00

Sept 12 2022 announced a business combination with HWH International, a fast growing purpose-driven lifestyle company; Closing Q4 2022; $125 million deal value; $30 million minimum cash condition; Outside date May 1, 2023;

https://www.sec.gov/Archives/edgar/data/1897245/000149315222001165/forms-1.htm

421

223

10.280

10.430

0.05867

1.000

0.230

72

2023-03-29

BWAQ

BWAQU US Equity

BWAQW US Equity

Blue World Acquisition

2022-02-01

2023-05-02

95179824.00

9200000.00

10.346

2022-12-31

0.071

0.098

10.416

10.444

0.000

96.324

-0.014

0.014

0.00514

34

0.01429

-0.02655

80.00000

0.500

Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share, one-half of one redeemable warrant, and one right to receive one-tenth (1/10) of one Class A ordinary share upon the consummation of an initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one Class A ordinary share at an exercise price of $11.50 per share; Our efforts to identify a prospective target business will primarily in the marine leisure, cruise, marine infrastructure and engineering, general hospitality, travel and tourism, marine services, logistics and supply chain, offshore energy solutions and related industry segments. We are not limited to a particular region for purposes of consummating an initial business combination, however, we may focus on targets that, regardless of geographic location of operations or corporate offices, have viable synergies with the Asia Pacific and the U.S. markets for the above industry segments, either physically or virtually. Though our sponsor is a Hong Kong company, a majority of our management are located outside of China (including Hong Kong and Macau), and we will not undertake our initial business combination with any entity that conducts a majority of its business or is headquartered in China (including Hong Kong and Macau); We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination. If we are unable to complete our business combination within 12 months (or up to 21 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per-share price, payable in cash. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination three times by an additional three months each time (for a total of up to 21 months to complete a business combination), provided that our sponsor or designee must deposit into the trust account for each three months extension, $800,000, or $920,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $2,400,000 or $2,760,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline. Our public shareholders will not be afforded an opportunity to vote on our extension of time to consummate an initial business combination from 12 months to up to 21 months described above or redeem their shares in connection with such extension; Mr. Liang Shi is our Chief Executive Officer, Chairman of the board of directors, and Secretary. Mr. Shi has over 14 years experience in investment management leadership. Since January 2017, Mr. Shi has served as a Partner at Ningbo Zenin Investments Management Partners LP (Zenin), an investment fund focusing on growth capital investments in emerging sectors in China; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to redeem their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share;

3.48480

Maxim

Liang (Simon) Shi

Diversified (ex China)

Cayman

https://www.sec.gov/Archives/edgar/data/1878074/000121390022004541/f424b40122_blueworldacq.htm

421

10.470

0.04356

1.000

0.120

73

2023-03-29

LATG

LATGU US Equity

LATGW US Equity

LatAmGrowth SPAC

2022-01-25

2023-04-13

135720000.00

13000000.00

10.440

2023-03-24

0.004

0.016

10.444

10.456

0.000

135.720

-0.006

0.006

-0.00039

0.00440

15

0.01463

0.03854

-0.07545

130.00000

0.500

Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company is led by Chairman of the Board Eduardo Cortina, Chief Investment Officer Gerardo Mendoza Llanes and Chief Executive Officer Gerard Cremoux. The Company intends to focus its search on high growth companies in Latin America, including Brazil, as well as businesses in the United States that cater to the Hispanic community: (1) with significant technological advantages, and/or (2) that are well positioned to benefit from the favorable structural and secular trends of the emerging middle class; An affiliate of our sponsor (the Sponsor Affiliate) will enter into a forward purchase agreement with us in connection with this offering that provides for the purchase by the Sponsor Affiliate of an aggregate of up to 4,000,000 units, each consisting of one Class A ordinary share and one-half of a warrant, for an aggregate purchase price of up to $40,000,000, in a private placement that will close simultaneously with the closing of our initial business combination. To the extent that the amounts available from the trust account and other financing are sufficient for such cash requirements, the Sponsor Affiliate may purchase less than 4,000,000 forward purchase units. In addition, the Sponsor Affiliates commitment under the forward purchase agreement will be subject to SouthLight Capital completing the raising of a new fund, approval of its investment committee as well as customary closing conditions under the forward purchase agreement; Gerard Cremoux, our Chief Executive Officer, Chief Financial Officer and Director, is a highly respected investment banker with more than 25 years of experience in the Investment Banking industry in Latin America. Mr. Cremoux has developed an extensive network of contacts in the region, including business owners, C-level executives and Board of Directors members. Throughout his career, he has sourced and/or executed more than 100 M&A and equity capital markets transactions valued at over $25 billion. In terms of M&A transactions, he has executed approximately $20 billion in buy and sell side transactions. Regarding equity capital markets, Mr. Cremoux worked on the IPO or follow-on offerings of more than 20 issuers in Latin America. From 1994 to 2017, Mr. Cremoux held several executive positions at UBS, including Head of Latin America Investment Banking, Chairman of Latin America and Head of Financial Institutions Latin America, Member of the Investment Bank Americas Management Committee, Member of UBSs Latin America Management Committee, and Member of UBSs Latin America Risk Committee; Eduardo Cortina, the Chairman of our board of directors, serves as Co-Managing Partner of Colony LatAm Partners, being rebranded to SouthLight Capital. Mr. Cortina has over 16 years of experience in the finance industry and is responsible for sourcing, executing, and monitoring the groups investments throughout Latin America, including co-managing the groups investments in Mexico. He currently sits on the Board of Acritus, Mexarrend and formerly Emerging Energy in Mexico, on the Board of Saint Honore and Selina. Since the launch of CLAF l, Mr. Cortina has led multiple investments in CLAP funds and led fundraising efforts for Mexico, which included a CKD vehicle. Prior to joining the SouthLight Capital business, Mr. Cortina worked for Banco Santander Mexico in portfolio management and equity investments and in Actinver, a medium-sized Investment Bank in Mexico; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three month extension (of which there may be no more than two such extensions) $1,300,000 or $1,495,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; Mar 10 2023 filed PRE14a to extend deadline to Nov 27 2023; Mar 24 2023 filed DEF14a to extend deadline to Nov 27 2023, vote Apr 13, NAV $10.44;

7.90000

1.000

BofA / BTG

Eduardo Cortina, Gerardo Mendoza Llanes, Gerard Cremoux

Latin America

Cayman

https://www.sec.gov/Archives/edgar/data/1868269/000110465922004816/tm222722d1_s1a.htm

428

10.440

10.490

0.06077

0.000

74

2023-03-29

KYCH

KYCHU US Equity

KYCHW US Equity

Keyarch Acquisition

2022-01-25

2023-07-25

116849088.00

11500000.00

10.161

2022-09-30

0.142

0.235

10.303

10.396

0.000

118.910

-0.007

0.086

0.00359

-0.02359

118

0.02611

0.01693

0.10706

100.00000

0.500

Each unit consists of one Class A ordinary share of the Company, one-half of one redeemable warrant and one right to receive one-tenth of one Class A ordinary share. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company intends to focus its search for a target on disruptive technology and innovative services companies in developed economies such as the U.S. and Israel, and Southeast Asia, but may pursue a target in any stage of its corporate evolution or in any industry, sector or geographic location. However, the Company will not undertake its initial business combination with any entity that is based in, located in or with its principal business operations in China (including Hong Kong and Macau); If we are unable to consummate an initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Some of our executive officers and directors may be located in or have significant ties to China. As a result, it may be difficult for investors to effect service of process within the United States on our company, executive officers and directors, or enforce judgments obtained in the United States courts against our company, executive officers and directors; Several members of our management team are affiliated with Keywise Capital Management (Keywise), including our chairman, who is the Founder, a Managing Partner, and the Chief Investment Officer of Keywise, and our CEO, who is a Managing Partner and has been with Keywise for more than 10 years. We intend to utilize Keywises experience and expertise to help us identify quality target opportunities; Mr. Fang Zheng, our Founder and Chairman, is the Founder, a Managing Director and the CIO of Keywise. In his career, Mr. Zheng has been applying an institutional approach to investment, with a focus on information technology and services industries. He has developed deep insights and built strong industry connections in the global markets. Before Keywise, Mr. Zheng was a co-founder and portfolio manager at Neon Liberty Capital Management, an asset management firm based in New York City, investing in the Greater China markets on behalf of institutional investors in the U.S. Prior to co-founding Neon Liberty in 2002, Mr. Zheng was a Vice President and portfolio manager at the JP Morgans Emerging Market Equity Group; Dr. Kai Xiong, our Chief Executive Officer and director, has more than two decades of experience in investments, risk management, marketing and operations in the financial services industry; Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.10 (which is equal to the anticipated aggregate amount then on deposit in the trust account excluding interest earned on the funds held in the trust account);

4.50000

EarlyBirdCapital / Haitong

Kai Xiong

Tech (ex China)

Cayman

https://www.sec.gov/Archives/edgar/data/1865701/000110465922003641/tm2125813-13_s1a.htm

428

10.340

10.060

0.04500

1.000

0.080

75

2023-03-29

HMA

HMA/U US Equity

HMA/WS US Equity

Heartland Media Acquisition

2022-01-21

2023-07-21

198456928.00

19246932.00

10.311

2022-09-30

0.114

0.186

10.425

10.497

-0.005

199.206

0.025

0.097

-0.00721

0.00143

114

0.03028

0.04630

0.01769

175.00000

0.500

Each unit consists of one share of Class A common stock and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50 per share; The Company intends to focus on businesses in the media, entertainment and sports sectors; Mr. Robert S. Prather Jr., Chief Executive Officer, has extensive experience in the media, entertainment and sports industry. Mr. Prather and a partner acquired control of Gray Communications Systems, Inc. (Gray), a public company, in late 1993. During his tenure, he helped grow the market capitalization of Gray from approximately $52 million to more than $400 million. Since 2004, Mr. Prather has served on the board of GAMCO Investors, Inc. (NYSE: GBL) where he is the Lead Independent Director. He has also served on the board of Ryman Hospitality Properties, Inc. (NYSE: RHP); Heartland Media is a television broadcasting company formed in 2013. Heartland Media made its first television station acquisition in 2014 and from 2014 to 2017 it acquired 10 additional television stations for total consideration of $220 million. In February 2020, Heartland Media sold nine television stations to Allen Media Broadcasting for $305 million cash. Heartland Media currently owns two television stations, KQTV, an ABC affiliate in Saint Joseph, Missouri, and WKTV, a NBC affiliate in Utica, New York. Mr. Prather, our Chief Executive Officer, is the founder and majority owner of Heartland Media; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 shares of our Class A common stock per warrant; We will initially have until 18 months from the closing of this offering to complete our initial business combination. However, if we anticipate that we may not be able to complete our initial business combination within 18 months, we may, by resolution of our board of directors, extend the period of time we will have to complete an initial business combination by an additional three months, subject to the deposit of $1,750,000 (or $0.10 per unit) into the trust account; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of taxes payable), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the initial business combination; or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.25 per public share;

9.87500

1.000

BofA / Moelis

Robert Prather Jr

Sports / Media / Entertainment

Delaware

https://www.sec.gov/Archives/edgar/data/1850529/000114036122001772/nt10022020x5_s1a.htm

432

10.350

10.440

0.05643

0.000

76

2023-03-29

HCMA

HCMAU US Equity

HCMAW US Equity

HCM Acquisition

2022-01-21

2023-04-19

300868736.00

28750000.00

10.465

2023-03-28

0.001

0.018

10.466

10.483

0.000

299.863

0.036

0.053

-0.00342

-0.00151

21

0.09192

0.09192

0.05616

250.00000

0.500

Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant is exercisable to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company intends to focus on identifying businesses which provide disruptive technology or innovations within the financial services industry. The Companys efforts will be focused on acquiring established businesses that it believes are fundamentally sound, but in need of assistance to maximize their potential value. The Company is led by Shawn Matthews, Chairman and Chief Executive Officer; and James Bond, President and Chief Financial Officer; Mr. Matthews, with over 30 years of financial services experience, is currently Chairman and Chief Executive Officer of HCM Acquisition Corp. Mr. Matthews is also the Founder and Chief Investment Officer of Hondius Capital Management, an alternative investment firm founded in 2019. He is responsible for the overall success of the business with a particular focus on managing all firm investments. Prior to this role, Mr. Matthews was Chief Executive Officer of Cantor Fitzgerald & Co. (2009-2018), a leading financial services firm and the underwriter, where he was responsible for the firms risk taking businesses and strategic growth; Mr. Bond, with over 25 years of financial services experience, is currently the President and Chief Financial Officer of HCM Acquisition Corp. Mr. Bond is also co-Founder and Chief Operating Officer of Hondius Capital Management, an alternative investment firm founded in 2019. In this role, he is responsible for and oversees all business functions; Warrants redeemable if stock >$18.00; Cantor Fitzgerald & Co. has informed us that it, its affiliates, or certain accounts over which it or its affiliates have discretionary authority have expressed an interest in purchasing up to 7.5% of the units to be sold in this offering; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares in connection with our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 15 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Dec 20 2022 extension vote adjourned; Mar 17 2023 filed PRE14a to extend deadline to May 25 2023 + 8 months, vote Apr 19; Mar 28 2023 HCMA filed DEF14a to extend deadline to May 25 2023 + 8 months, vote Apr 19, NAV $10.465;

12.25000

1.000

Cantor

Shawn Matthews, James Bond

Financial Services

Cayman

Murano

2023-03-14 00:00

Mar 14 2023 announced a business combination with Murano PV, S.A. DE C.V., the owner and developer of luxury hospitality venues currently in operation in Condesa, Mexico City with an aggregate of 396 keys and luxury resort venues currently in development in Grand Island Cancun with more than 3,000 anticipated keys upon completion and the Baja peninsula with an aggregate of 350 anticipated keys upon completion. The Company also intends to develop an industrial park in Baja California with an estimated floor space of 4.5 million square feet; The transaction values Murano PV, S.A. DE C.V. at a pro forma enterprise value of approximately $810 million, assuming $10.00 per share and approximately 85% redemptions; The Boards of Directors of Murano and HCM have each unanimously approved this transaction. The transaction is subject to customary closing conditions, including approval of the shareholders of HCM and the Federal Economic Competition Commission (COFECE). The transaction is expected to close by the end of the third quarter of 2023;

https://www.sec.gov/Archives/edgar/data/1845368/000114036122002496/nt10020926x8_424b4.htm

432

417

10.430

10.450

0.04900

0.000