Please adjust your browser
zoom level to be within the
range 75% -125%

Summary Information
SPAC Name
Target
Focus
Cash in Trust ($M)
IPO Date
Liquidation / Redemption Date
Founders / Sponsor
Underwriters
Units Outstanding
IPO Size ($M)
Domicile
Announcement Date
Trading Data
Symbol
SPAC Price
Unit Price
Warrant Price
Warrants / Unit
Market Cap ($M)
Net Asset Value
Deal Enterprise Value ($M)
Right Unit
Right Price
Disclosed NAV
Risk / Downside Protection
Redemption Upside
Redemption Downside
Arbitrage Return
% Premium / (Discount) to NAV
Arbitrage Yield
Deal Note
SPAC Notes
Top Shareholders
Shareholder Shares Held % of Shares
Otr Sponsor 2,611,838 24.6%
Atw Spac Management 990,957 9.3%
Boothbay Fund Manage 990,957 9.3%
Karpus Management In 878,839 8.3%
Hudson Bay Capital M 800,000 7.5%
Historical Trading
Past 10 Days Average Volume 89,192
Total Volume Since Announced 2,250
Low Since Announced $10.17
High Since Announced $10.17
No
Date
Ticker
Unit
Warrant
SPAC
IPO Date
Liquidation Date
Trust Value
Unit Outstanding
Disclosed NAV
NAV Date
Accrued Interest Current
Accrued Interst Redemption
Current Estimated NAV
Redemption Estimated NAV
Daily Price Change
Market Cap (MM Dollar)
Current NAV Bid
Redemption NAV Bid
Discount Percent/ Premium
Unit Discount Percent/ Premium
Days
IRR to Redemption (Bid)
IRR to Redemption (Last)
IRR to Redemption (Unit)
IPO Size (MM Dollar)
Warrants Unit
Notes
Sponsor At-Risk Capital (MM Dollar)
Sponsor Warrant Price
Underwriters
Founders or Sponsors
Focus
Domicile
Deal Announced?
Deal Announcement Date
Deal Notes
Prospetus Link
Days Outstanding
IPO Deal Announcement Date
SPAC Price
Unit Price
At-Risk Capital as Percent of IPO
Deck Deal
Right Unit
Right Price
1
2024-02-23
DYCQ
DYCQU US Equity
DT Cloud Acquisition
2024-02-21
2024-11-23
60300000.00
6000000.00
10.050
2024-02-21
0.002
0.302
10.052
10.352
60.780
0.00774
274
0.02931
60.00000
0.000
Each unit that we are offering has a price of $10.00 and consists of one ordinary share and one right to receive one-seventh (1/7) of one ordinary share upon the consummation of an initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region; We have 9 months (or up to 21 months if we extend the period of time to consummate a business combination) from the closing of this offering to consummate our initial business combination. However, if we enter into a business combination agreement within 9 months after this offering, we are entitled to an automatic 3-month extension. As a result, we will have 12 months (or up to 24 months if we extend the period of time to consummate a business combination) from the closing of this offering to consummate our initial business combination. In order to extend the time available for us to consummate our initial business combination, our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each one-month extension, an additional $0.03 per unit for each month extended, totaling $180,000 per month based on the offering size of 6,000,000 units or $207,000 per month if the underwriters over-allotment option is exercised in full (yielding up to an aggregate of $2,160,000 in additional deposit); Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60,300,000, or $69,345,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit or 100.5% of the gross proceeds of the offering in either case), will be deposited into a United States-based account at Morgan Stanley maintained by Continental Stock Transfer & Trust Company acting as trustee; Infinity-Star Holdings Limited, a British Virgin Islands company, and Mr. Ip Ping Ki, hold 20% and 80%, respectively, of the outstanding shares of DT Cloud Capital Corp, our sponsor; Although we will seek to have all vendors and service providers we engage and prospective target businesses we negotiate with execute agreements with us waiving any right, title, interest or claim of any kind in or to any monies held in the trust account for the benefit of our public shareholders, they may not execute such agreements; In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.05 per share or 100.5% of the gross proceeds from this offering), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes; If we fail to consummate a business combination within 9 or 12 months (or up to 21 or 24 months, depending on the occurrence of the Event, if we extend the time to complete a business combination as described in this prospectus) from the date that the registration statement is declared effective, our amended and restated memorandum and articles of association provides that we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible, but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, divided by the number of the then-outstanding public shares, which redemption will completely extinguish public shareholders rights as shareholders (including the right to receive further liquidation distributions, if any); and (iii) as promptly as reasonably possible following such redemption, subject to the approval of our remaining shareholders and our board of directors, liquidate and dissolve, subject in the case of clauses (ii) and (iii), to our obligations under Cayman Islands law to provide for claims of creditors and the requirements of other applicable law. However, if we anticipate that we may not be able to consummate our initial business combination within 9 or 12 months, our sponsor may, but is not obligated to, extend the period of time to consummate a business combination up to twelve times by an additional one month each time (for a total of up to 21 or 24 months to complete a business combination, depending on the occurrence of the Event). Pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement entered into between us and Continental Stock Transfer & Trust Company, LLC on the date of this prospectus, in order to extend the time available for us to consummate our initial business combination, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each one-month extension $180,000, or $207,000 if the underwriters over-allotment option is exercised in full ($0.03 per share in either case), on or prior to the date of the applicable deadline;
2.17400
Brookline
Shaoke Li
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1944212/000149315224007279/form424b4.htm
2
10.130
0.03623
1.000
2
2024-02-23
HLXB
Helix Acquisition II
2024-02-09
2026-02-14
184000000.00
18400000.00
10.000
2024-02-09
0.015
0.802
10.015
10.802
-0.013
190.642
-0.215
0.572
0.03452
722
0.02786
0.02127
160.00000
0.000
Unlike certain other special purpose acquisition company initial public offerings, investors in this offering will not receive warrants that would become exercisable following completion of our initial business combination; While the Company may pursue an initial business combination target in any business or industry, it intends to focus on opportunities in healthcare or healthcare-related industries; The Company, sponsored by Helix Holdings II LLC, an affiliate of Cormorant Asset Management, is led by Bihua Chen as Chief Executive Officer and Chairperson, and Caleb Tripp as Chief Financial Officer; Of the proceeds we receive from this offering and the sale of the private placement shares described in this prospectus, $150,000,000, or $172,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per share in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares that were sold as part of this offering, which we refer to collectively as our public shares, upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of taxes paid or payable); If we are unable to complete our initial business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes paid or payable and up to $100,000 of interest to pay dissolution expenses); Cormorant Asset Management, LP, which we refer to as Cormorant, has indicated the interest of one or more investment vehicles managed by Cormorant (which we refer to as the Cormorant Funds) to purchase 2,500,000 Class A ordinary shares (or 2,875,000 Class A ordinary shares if the underwriters over-allotment option is exercised in full) in this offering at the initial public offering price; The Cormorant Funds have also indicated an interest to purchase an aggregate of $35,000,000 of our Class A ordinary shares in a private placement that would occur concurrently with the consummation of our initial business combination; Our sponsor is an affiliate of Cormorant, a leading life sciences focused investment firm with over $2 billion in assets under management as of December 31, 2022. Our Chairperson and Chief Executive Officer, Bihua Chen, founded Cormorant and is the managing member of Cormorant. Since its inception in 2013, Cormorant has focused on the healthcare industry and invests, throughout their growth cycle, in companies that discover and develop therapeutic drugs or medical technology. Cormorant is an active life-science investor with investments in over 100 privately held, life science-focused companies over this period. Of these investments, over 50 have completed initial public offerings. Notable successes include Prometheus Biosciences, Inc., Turning Point Therapeutics, Inc., and MyoKardia, Inc., each of which has been acquired for more than $4 billion. Other notable successes include BridgeBio Pharma Inc. and Apellis Pharmaceuticals Inc., each of which is a public company with a market capitalization greater than $1 billion; We expect the pro rata redemption price to be approximately $10.00 per public share (regardless of whether the underwriter exercises its over-allotment option), without taking into account any interest or other income earned on such funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (less taxes paid or payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or other similar agreement or business combination agreement (except for the Companys independent auditors), reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share;
4.75000
Leerink
Bihua Chen , Caleb Tripp
Healthcare
Cayman
https://www.sec.gov/Archives/edgar/data/1869105/000121390024010676/fs12024a2_helixacq2.htm
14
10.361
0.02969
0.000
3
2024-02-23
LEGT
LEGT/U US Equity
LEGT/WS US Equity
Legato Merger III
2024-02-06
2026-02-09
201250000.00
20125000.00
10.000
2024-02-06
0.019
0.799
10.019
10.799
203.262
0.00813
717
0.03467
175.00000
0.500
Each unit that we are offering has a price of $10.00 and consists of one ordinary share and one-half of one warrant. Each whole warrant entitles the holder to purchase one ordinary share at a price of $11.50 per share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to initially focus on target businesses in the infrastructure, engineering and construction, industrial and renewables industries; If we are unable to consummate an initial business combination within 24 months from the closing of this offering (or 27 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering), we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us (less up to $100,000 for our liquidation expenses); Upon consummation of the offering, an aggregate of $175,000,000 (or $201,250,000 if the over-allotment option is exercised in full) or $10.00 per unit sold to the public in this offering will be deposited in an account located in the United States at Bank of America with Equiniti Trust Company, LLC, acting as trustee; We will seek to capitalize on the experience of our management team in consummating an initial business combination. As more fully described below, Eric S. Rosenfeld, our Chief SPAC Officer, and David D. Sgro, our Vice Chairman of the Board, have led eight prior public blank check companies: (i) Arpeggio Acquisition Corporation, or Arpeggio, which raised $40.8 million in June 2004 and consummated a business combination with Hill International, Inc., or Hill International, in June 2006, (ii) Rhapsody Acquisition Corp., or Rhapsody, which raised $41.4 million in October 2006 and consummated a business combination with Primoris Corporation, or Primoris, in July 2008, (iii) Trio Merger Corp., or Trio, which raised $69 million in June 2011 and consummated a business combination with SAExploration Holdings Inc., or SAE, in June 2013, (iv) Quartet Merger Corp., or Quartet, which raised $96.6 million in November 2013 and consummated a business combination with Pangea Logistics Solutions Ltd., or Pangaea, in October 2014, (v) Harmony Merger Corp., or Harmony, which raised $115.0 million in March 2015 and consummated a business combination with NextDecade LLC, or NextDecade, in July 2017, (vi) Allegro Merger Corp, or Allegro, which raised $149.5 million in July 2018 and executed a definitive merger agreement with TGI Fridays that was later terminated due largely to the COVID-19 pandemic, (vii) Legato Merger Corp., or Legato I, which raised approximately $235.8 in January 2021 and consummated a business combination with Algoma Steel Group Inc, or Algoma, in October 2021 and (viii) Legato Merger Corp. II, or Legato II, which raised $276.0 million in November 2021 and consummated a business combination with Southland Holdings LLC, or Southland, in February 2023; Our Chief Executive Officer, Gregory Monahan, is a Senior Managing Director of Crescendo Partners, L.P., a New York-based investment firm, and the Senior Portfolio Manager of Jamarant Capital, L.P. a private investment partnership. He also served as Chief Executive Officer of Legato II; Our Chairman, Brian Pratt, was formerly the Chairman and CEO of Primoris, an E&C company that went public through a business combination with Rhapsody in 2008; We will either (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), in each case subject to the limitations described herein. Any announcement regarding our entry into a definitive agreement for an initial business combination will indicate whether we intend to seek shareholder approval of such transaction or instead provide shareholders with the opportunity to sell their shares to us by means of a tender offer; We expect the pro rata redemption price to be approximately $10.00 per ordinary share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest earned on such funds; Warrants redeemable if stock >$18.00; In connection with any general meeting called to approve a proposed initial business combination, each public shareholder will have the right, regardless of whether he is voting for or against such proposed business combination or does not vote at all, to demand that we convert his shares into a pro rata share of the trust account; Although we are required to have all third parties (including any vendors or other entities we engage after this offering) and any prospective target businesses enter into agreements with us waiving any right, title, interest or claim of any kind in or to any monies held in the trust account, there is no guarantee that they will execute such agreements; Crescendo Advisors LLC, an entity affiliated with Eric S. Rosenfeld, our Chief SPAC Officer, has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below $10.00 per share by the claims of target businesses or claims of vendors or other entities that are owed money by us for services rendered or contracted for or products sold to us; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust ac
5.22800
BTIG
Gregory Monahan, Eric Rosenfeld, Brian Pratt
Infrastructure
Cayman
https://www.sec.gov/Archives/edgar/data/2002038/000182912624000763/legatomerger3_424b4.htm
17
10.100
0.02987
0.000
4
2024-02-23
JVSAC
JVSAU US Equity
JVSPAC Acquisition
2024-01-18
2025-01-21
57500000.00
5750000.00
10.000
2024-01-18
0.039
0.402
10.039
10.402
58.593
0.01502
333
0.02281
50.00000
0.000
Each unit has an offering price of $10.00 and consists of one of our Class A ordinary shares and one right. Each right entitles the holder thereof to receive one-fourth (1/4) of one Class A ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 4 in order to receive shares for all of your rights upon closing of a business combination; It is our intention to pursue prospective targets that are at the intersection of the lifestyle sectors and technology, which we believe have an optimistic growth trajectory for the coming years. We will primarily seek to acquire one or more businesses with a total enterprise value of between $100,000,000 and $600,000,000; Because we are based in Hong Kong, we face various legal and operational risks and uncertainties associated with doing business in China; In addition, although we do not have any specific business combination under consideration and we have not, directly or indirectly, contacted any prospective target business or had any substantive discussions, formal or otherwise, with respect to such a transaction, we may pursue or consummate an initial business combination with a company located or doing business in the PRC; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $50,000,000 or $57,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; Mr. Albert Wong, our Chief Executive Officer and Chairman, has approximately two decades of experience in management, investment, marketing and capital markets with a focus on capital raising, special situation advisory, portfolio and project management and execution. Mr. Wong has also been the Chief Executive Officer and Director of Kingsway Group Holdings, which is a respected distribution conglomerate for luxury products ranging from yachts, automotive and prestige lifestyle solutions in Asia. Due to his expertise, operational experience and deep relationships in the sector, Kingsway Group Holdings has become the sole distributor of Lamborghini in Hong Kong, Macau and Guangzhou, as well as the sole distributor of Koenigsegg Automotive and Rimac Automobili in China. Mr. Claudius Tsang, our Chief Financial Officer and director, has over 20 years of experience in capital markets, with a strong track record of success in private equity, M&A transactions and PIPE investments with a focus on Greater China and other emerging markets; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon two days advance notice prior to the applicable deadline, must deposit into the trust account $500,000, or up to $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,000,000 (or $1,150,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and less up to $100,000 of interest to pay for dissolution expenses); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination (regardless of whether a shareholder abstains, or votes for or against the proposed transaction) or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share;
2.32500
Maxim
Albert Wong, Claudius Tsang
Lifestyle / Tech
BVI
https://www.sec.gov/Archives/edgar/data/1866001/000110465924005224/tm2324885d15_424b4.htm
36
10.190
0.04650
1.000
5
2024-02-23
IROH
IROHU US Equity
IROHW US Equity
Iron Horse Acquisitions
2023-12-27
2024-12-28
69000000.00
6900000.00
10.000
2023-12-27
0.050
0.316
10.050
10.316
0.000
69.138
0.040
0.306
-0.00298
0.02124
310
0.03617
0.03495
0.00609
61.00000
1.000
Each unit that we are offering has a price of $10.00 and consists of one share of common stock, one warrant, and one right entitling the holder to receive one-fifth (1/5) of one share of common stock upon consummation of our initial business combination, subject to adjustment as described in this prospectus. Each warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. Each warrant will become exercisable 30 days after the completion of an initial business combination and will expire on the fifth anniversary of our completion of an initial business combination, or earlier upon redemption or liquidation; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to initially focus on target companies within the media & entertainment industry with a primary focus on the United States, and in particular on identifying attractive targets among content studios and film production, family entertainment, animation, music, gaming, e-sports, talent management, and talent-facing brands and businesses; Upon consummation of the offering, $10.00 per unit sold to the public in this offering (whether or not the underwriters over-allotment option has been exercised in full or in part) will be deposited into a U.S.-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee. Such amount includes $2,190,000, or $0.365 per unit (or $2,518,500 if the underwriters over-allotment option is exercised in full), payable to EF Hutton as deferred underwriting discounts and commissions; Our Chief Executive Officer, Jose Antonio Bengochea has extensive media experience. Mr. Bengochea is currently Founder and Chief Executive Officer of Bengochea Capital LLC, an investment firm founded in 2020 to pursue frontier asset classes and, through Mr. Bengocheas network of connections to various industry executives and celebrities, to examine global opportunities in media and entertainment; The Chairman of our Board, Brian Turner, was formerly Chair of the Board of Microvision, Inc. (NASDAQ: MVIS), a public company in the lidar space, and is currently the companys Audit Committee chairman; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have up to 12 months from the closing of this offering to consummate an initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our Sponsor may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a charter amendment, is for our insiders or their affiliates or designees, upon at least five days advance notice prior to the applicable deadline, to deposit into the trust account $199,800, or $229,770 if the underwriters over-allotment option is exercised in full ($0.0333 per unit in either case), or an aggregate of $399,600, or $459,540 if the over-allotment option is exercised in full, for each three-month extension, on or prior to the date of the applicable deadline; Warrants redeemable if stock > $18.00; There can be released to us from the trust account any interest earned on the funds in the trust account that we need to pay our income or other tax obligations (excluding any excise taxes or any other similar taxes that may be imposed on the company pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 on any redemptions or stock buybacks by our company); In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer; Bengochea SPAC Sponsors I LLC, an entity affiliated with Jose A. Bengochea, our Chief Executive Officer, has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below $10.00 per share (or any increased amount as a result of our extending the time to consummate a business combination as described herein) by the claims of target businesses or claims of vendors or other entities that are owed money by us for services rendered or contracted for or products sold to us; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.00 (which is equal to the anticipated aggregate amount then on deposit in the trust account excluding interest earned on the funds held in the trust account without taking into account any interest earned on such funds or any increase as a result of our extending the time to consummate a business combination as described herein);
2.45700
1.000
EF Hutton
Jose Antonio Bengochea, Brian Turner
Entertainment (US)
Delaware
https://www.sec.gov/Archives/edgar/data/1901203/000093041323002724/c107201_424b4.htm
58
10.020
10.263
0.04028
1.000
0.220
6
2024-02-23
BAYA
BAYAU US Equity
Bayview Acquisition
2023-12-15
2024-09-17
60000000.00
6000000.00
10.000
2023-12-15
0.076
0.302
10.076
10.302
0.000
60.720
-0.024
0.202
0.00434
0.01526
207
0.03548
0.03187
0.01239
60.00000
0.000
Each unit consists of one ordinary share and one right, with each right entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $50,000,000 or $57,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per public share) will be deposited into a U.S.-based trust account at Bank of America with American Stock Transfer & Trust Company, acting as trustee, approximately $1,550,000 will be used to pay fees and expenses in connection with the closing of this offering including underwriting commissions and an estimated $575,000 will be available for working capital following this offering; Our management team is led by our Chairperson of the Board of Directors, Yuk Man Lau, Chief Executive Officer and Director, Xin Wang, Chief Financial Officer and Director, David Bumper, and Independent Director nominees, Dajiang Guo, John DeVito and Guohan Li; Xin Wang, our Chief Executive Officer and director, has served as Managing Partner of Bohai Harvest RST (Shanghai) Equity Investment Management Co., Ltd., since January 2015. Previously, Ms. Wang was an associate at two international law firms. Ms. Wang has also served as a director of Atomic47 since April 2019; We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our Board of Directors, if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to three times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsors or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $500,000 (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline. Our public shareholders will not be entitled to vote or redeem their shares in connection with any such extension; If we are unable to consummate our initial business combination within such time period, we will, as promptly as possible but not more than 10 business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes, and then seek to dissolve and liquidate; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsors have agreed that they will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share;
2.12500
Chardan
Yuk Man Lau, Xin Wang
Asia
Cayman
https://www.sec.gov/Archives/edgar/data/1969475/000149315223045337/form424b4.htm
70
10.120
10.230
0.03542
1.000
0.150
7
2024-02-23
AFJK
AFJKU US Equity
Aimei Health Technology
2023-12-01
2024-12-03
69690000.00
6900000.00
10.100
2023-12-01
0.092
0.405
10.192
10.505
0.000
70.242
0.022
0.335
-0.00122
0.01546
284
0.04250
0.04119
0.01926
60.00000
0.000
Each unit consists of one ordinary share and one right. Each right entitles the holder thereof to receive one-fifth (1/5) of one ordinary share upon the consummation of an initial business combination; Our Chief Executive Officer, Juan Fernandez Pascual, has a deep understanding of the industry, the current challenges and opportunities, and the best strategies for success. He is also familiar with the regulatory environment, and has a strong track record of navigating complex legal and financial matters. His background in financial management and corporate governance will be especially helpful in guiding the companys strategic decisions. We believe Juans unique experience and contacts will help us identify great target companies; Our Chief Financial Officer, Hueng Ming Wong, has solid background of accounting and financing as he has worked in an international accounting firm and advanced in the audit field by leading both internal and external audits, including as a senior manager and a manager in PricewaterhouseCoopers, Beijing office and Deloitte Touche Tohmatsu, Hong Kong; We will seek to acquire small cap businesses in the biopharmaceutical, medical technology/device industries or diagnostic and other services sector; Our sponsor is Aimei Investment Ltd., a Cayman Islands exempted company whose ultimate beneficial owner is Ms. Huang Han. Ms. Han is a resident of the PRC. Mr. Juan Fernandez Pascual is the Secretary of our sponsor; $60,600,000 of the net proceeds of this offering and the sale of the private units (or $69,690,000 if the over-allotment option is exercised in full), or $10.10 per unit sold to the public in this offering in either case, will be placed in a trust account in the United States maintained by Continental Stock Transfer & Trust Company, acting as trustee pursuant to an agreement to be signed on the date of this prospectus; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to 12 times, each by an additional one month (for a total of up to 24 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $198,000 or up to $227,700 if the underwriters over-allotment option is exercised in full ($0.033 per share in either case) on or prior to the date of the applicable deadline, for each one month extension (or up to an aggregate of $2,376,000 (or $2,732,400 if the underwriters over-allotment option is exercised in full), or approximately $0.40 per share if we extend for the full 12 months); If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 24 months from the closing of this offering if we extend the period of time to consummate a business combination by the full amount of time, as described in more detail in this prospectus), we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than five business days thereafter, redeem 100% of the outstanding public shares which redemption will completely extinguish public shareholders rights as shareholders. In connection with our redemption of 100% of our issued and outstanding public shares for a portion of the funds held in the trust account, each public shareholder will receive a full pro rata portion of the amount then in the trust account, plus any pro rata interest earned on the funds held in the trust account and not previously released to us and less up to $50,000 for liquidation expenses; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.10; At any general meeting called to approve an initial business combination, any public shareholder (whether they are voting for or against such proposed business combination or not voting at all) will be entitled to demand that his, her or its ordinary shares be redeemed for a pro rata portion of the amount then in the trust account (initially $10.10 per share, plus any pro rata interest earned on the funds held in the trust account less amounts necessary to pay our taxes); Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.10 per share;
3.05000
Spartan
Juan Fernandez Pascual, Hueng Ming Wong
Biotech / Healthcare
Cayman
https://www.sec.gov/Archives/edgar/data/1979005/000149315223038504/forms-1a.htm
84
10.180
10.350
0.05083
1.000
0.220
8
2024-02-23
CLBR
CLBR/U US Equity
CLBR/WS US Equity
Colombier Acquisition II
2023-11-21
2025-11-24
170000000.00
17000000.00
10.000
2023-11-21
0.102
0.799
10.102
10.799
0.000
173.400
-0.088
0.609
0.00966
0.01851
640
0.03368
0.03310
0.02797
130.00000
0.333
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of amounts withdrawn to fund our working capital requirements, subject to an annual limit of $1,000,000, and to pay our taxes (permitted withdrawals); We will have 24 months from the closing of this offering (or 27 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering), or until such earlier liquidation date as our board of directors may approve, to consummate an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $130,000,000, or $149,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit in either case), will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our management team is predominantly composed of principals of Farvahar Partners, a boutique investment bank and broker/dealer which acts as an advisor and liquidity provider to high growth venture backed companies and institutional investors, 1789 Capital, an investment firm that provides financing to companies in the budding Entrepreneurship, Innovation & Growth (EIG) economy, and former executives, and board members from Colombier Acquisition Corporation (NYSE: CLBR; Colombier 1), which merged with PublicSq. Holdings, Inc. (NYSE: PSQH; PublicSq.) in July 2023; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of permitted withdrawals), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; Omeed Malik is our Chief Executive Officer and Chairman of the Board of Directors. Since 2018, Omeed has served as the Founder and CEO of Farvahar Partners, a boutique investment bank and broker/dealer which acts as an advisor and liquidity provider to high growth venture backed companies and institutional investors. Omeed is also the President of 1789 Capital, an investment firm that provides financing to companies in the budding Entrepreneurship, Innovation & Growth (EIG) economy. From 2021 to July 2023, he served as an officer and director of Colombier 1, and since July 2023 has remained a non-executive director of PSQ Holdings, Inc. (NYSE:PSQH) following the consummation of Colombier 1s initial business combination;
5.00000
1.000
BTIG
Farvahar Partners, Omeed Malik
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1995413/000121390023089387/f4241123_colombieracq.htm
94
10.200
10.289
0.03846
0.000
9
2024-02-23
GLAC
GLACU US Equity
Global Lights Acquisition
2023-11-14
2024-11-16
69345000.00
6900000.00
10.050
2023-11-14
0.111
0.403
10.161
10.453
0.000
70.173
0.001
0.293
0.00093
0.01373
267
0.03960
0.03820
0.02033
60.00000
0.000
Each unit consists of one ordinary share and one right, with each right entitling the holder thereof to receive one-sixth of one ordinary share upon consummation of an initial business combination; While the Company may pursue an acquisition or a business combination target in any business, industry or geography, the Company intends to focus its search on a target that provides solutions promoting sustainable development and focuses on environmentally sound infrastructure and industrial applications that eliminate or mitigate greenhouse gas emissions, and/or enhance resilience to climate change; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60.3 million, or $69.3 million, if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Bin Yang has been our Chief Financial Officer since our inception. He has rich financial experience in finance since 1994. Mr. Yang has been the chief financial officer of Shenzhen Zhongheng Huafa Co., Ltd. (SZSE: 000020) from 2015 to February 2022; We will have until 12 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our sponsor (or its affiliates or designees) may, but is not obligated to, extend the period of time to consummate a business combination twice by an additional three months each time (for a total of up to 18 months to complete a business combination), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, the only way to extend the time available for us to consummate our initial business combination in the absence of a definitive agreement is for our sponsor and/or its designee, upon 10 days advance notice prior to the applicable deadline, to deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within the extended time period, we will, as promptly as possible but not more than 10 business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes, and then seek to dissolve and liquidate; We are not limited to a particular industry or geographic region for purposes of consummating an initial business combination. Because our management team, primarily based China, has network in China and our principal office and sponsor are located in China, we may pursue a business combination with a company doing business in China, which may have legal and operational risks associated with it; Of the net proceeds we will receive from this offering and the sale of the private placement units described in this prospectus, $60,300,000, or $69,345,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and $950,000 will be used to pay expenses in connection with the closing of this offering and $825,000 for working capital following this offering. The funds in the trust account will be invested only in specified U.S. government treasury bills or in specified money market funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is anticipated to be $10.05 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination from 12 months to 18 months); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor, officers and directors have entered into a letter agreement with us, pursuant to which they have waived their rights to liquidating distributions from the trust account with respect to their founder shares and private placement shares if we fail to complete our initial business combination within 12 months from the closing of this offering (or 15 or 18 months, as applicable); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.05 per public share and (ii) the actual amount per public share held in the trust account as of the date of the liquidation of the trust account, if less than $10.05 per share due to reductions in the value of the trust assets, less taxes payable, provided that such liability will not apply to any claims by a third party or prospective target business who executed a waiver of any and all
3.27500
0.000
Chardan
Zhizhuang Miao, Bin Yang
Sustainability
Cayman
https://www.sec.gov/Archives/edgar/data/1897971/000110465923117898/tm2135925-17_424b4.htm
101
10.170
10.300
0.05458
1.000
0.180
10
2024-02-23
ANSC
ANSCU US Equity
ANSCW US Equity
Agriculture & Natural Solutions Acquisition
2023-11-09
2025-11-12
345000000.00
34500000.00
10.000
2023-11-09
0.115
0.799
10.115
10.799
0.000
349.830
-0.025
0.659
0.00243
0.00935
628
0.03729
0.03729
0.03316
300.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Companys Class A ordinary shares at an exercise price of $11.50 per share; The Company intends to focus its search for a target whose principal effort is developing and advancing a platform that decarbonizes the traditional agriculture sector and enhances natural capital at scale; Of the proceeds we receive from this offering and the sale of the private placement warrants, $300.0 million, or $345.0 million if the underwriters overallotment option is exercised in full ($10.00 per unit in either case), will be placed into a U.S.-based trust account at J.P. Morgan Chase Bank, N.A., with Continental Stock Transfer & Trust Company acting as trustee; Robert (Bert) Glover will serve as our Chief Executive Officer following the consummation of this offering. Mr. Glover brings significant background and experience as an investor in the agriculture industry, especially with respect to companies with sustainability objectives. Mr. Glover is the founder and managing director of Impact Ag. Mr. Glover focuses on investments in farm management, business planning, animal welfare, natural capital and other nature based solutions; In November 2015, Riverstone formed Silver Run Acquisition Corporation (Silver Run I), a blank check company formed for substantially the same purposes as our company. Silver Run I aimed to capitalize on the 45 years of experience in the oil and gas industry of its Chief Executive Officer, Mark Papa. Prior to Silver Run I and his time with Riverstone, Mr. Papa was Chairman and Chief Executive Officer of EOG Resources, an exploration and production company. Through its initial public offering in February 2016, Silver Run I raised $500 million from the sale of 50 million units to public investors, with each unit consisting of one share of Class A common stock and one-third of one warrant. On July 6, 2016, an affiliate of Riverstone entered into a definitive agreement to purchase an approximate 89% interest in Centennial Resource Production, LLC (Centennial), an independent oil and natural gas company with assets located in the core of the Southern Delaware Basin. Centennial Resource Development, Inc., was renamed Permian Resources Corporation (Permian) and its common stock trades on the New York Stock Exchange (the NYSE) under the symbol PR. On October 31, 2023, the last reported sale price of Permians common stock on the NYSE was $14.57 per share; In November 2016, Riverstone formed Silver Run Acquisition Corporation II (Silver Run II), a blank check company formed for substantially the same purposes as our company and Silver Run I. Through its initial public offering in March 2017, Silver Run II raised $1.035 billion from the sale of 103.5 million units to public investors, with each unit consisting of one share of Class A common stock and one third of one warrant. On February 9, 2018, Silver Run II consummated the acquisition of (i) all of the limited partnership interests in Alta Mesa Holdings, LP. Alta Mesa and certain of its subsidiaries filed for protection under Chapter 11 of the United States Bankruptcy Code in September 2019; In March 2017, Riverstone formed Vista Oil & Gas, S.A.B. DE C.V. (Vista), a blank check company formed for substantially the same purposes as our company, Silver Run I and Silver Run II. Through its initial public offering in August 2017, Vista raised $650 million from the sale of 65 million units to public investors, with each unit consisting of one Series A share and one warrant. On April 4, 2018, Vista consummated the acquisition of an oil and gas platform from Pampa Energia S.A. and Pluspetrol Resources Corporation with interests in certain exploitation concessions, assessment blocks and exploration permits in Argentina. Vistas Class A shares trade on the Mexican Stock Exchange under the symbol VISTA, and Vistas American Depositary Shares trade on the NYSE under the symbol VIST. On October 31, 2023, the last reported sale price of Vistas Class A shares on the Mexican Stock Exchange was $471.21 MXN per share. On October 31, 2023, the last reported sale price of Vistas American Depositary Shares on the NYSE was $27.22 USD per share; In September 2017, Riverstone formed Silver Run Acquisition Corporation III, a blank check company formed for substantially the same purpose as our company, Silver Run I, Silver Run II and Vista. On August 18, 2020, Silver Run Acquisition Corporation III officially changed its name to Decarbonization Plus Acquisition Corporation (Decarb I). Through its initial public offering in October 2020, Decarb I raised $225.7 million from the sale of 22.5 million units to public investors. On February 9, 2021 Decarb I announced its initial business combination with Hyzon Motors Inc. (Hyzon), the global supplier of zero-emissions hydrogen fuel cell powered commercial vehicles. The transaction closed on July 16, 2021 and the combined entity is listed on NASDAQ under the symbol HYZN. On October 31, 2023, the last reported sale price of Hyzons common stock on the NASDAQ was $0.78 per share; In December 2020, Riverstone formed Decarbonization Plus Acquisition Corporation II (Decarb II), a blank check company formed for substantially the same purpose as our company, Silver Run I, Silver Run II, Vista and Decarb I. Through its initial public offering in February 2021, Decarb II raised $402.5 million from the sale of 40.25 million units to public investors. On May 26, 2021, Decarb II announced its initial business combination with Tritium Holdings Pty Ltd, (Tritium) a global developer and manufacturer of direct current fast chargers for electric vehicles. The transaction closed on January 13, 2022 and the combined entity is listed on NASDAQ under the symbol DCFC. On October 31, 2023, the last reported sale price of Tritiums ordinary shares on the NASDAQ was $0.20 per share; In January 2021, Riverstone formed Decarbonization Plus Acquisition Corporation III (Decarb III), a blank check company formed for substantially the same purpose as our company, Silver Run I, Silver Ru
8.50000
1.000
Citi
Robert (Bert) Glover, Riverstone
Agriculture
Cayman
https://www.sec.gov/Archives/edgar/data/1854149/000119312523275217/d539120d424b4.htm
106
10.140
10.210
0.02833
0.000
11
2024-02-23
AITR
AITRU US Equity
AI Transportation Acquisition
2023-11-09
2024-11-12
60600000.00
6000000.00
10.100
2023-11-09
0.117
0.406
10.217
10.506
0.000
61.440
-0.023
0.266
0.00229
0.01306
263
0.03622
0.03622
0.02096
60.00000
0.000
Each unit consists of one ordinary share and one right to receive one-eighth (1/8) of one ordinary share upon consummation of an initial business combination; The Company intends to use the net proceeds to acquire a business focused in the AI transportation industry, specifically on logistics, new energy vehicles, smart parking, on-board chips, AI algorithms, automotive services, and other types of intelligent transportation.; If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 18 months by means of up to six one-month extensions after the closing of the offering by depositing into the trust account, for each one-month extension, $166,500, or $191,475 if the underwriters over-allotment option is exercised in full ($0.0333 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $50,000 of interest to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the placement units described in this prospectus, $50,500,000 or $58,075,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a segregated trust account located in the United States with JP Morgan Chase and with Continental Stock Transfer & Trust Company acting as trustee; Yongjin Chen, Chief Executive Officer, Chairman and Executive Director. Mr. Chen resides in Beijing, China, and brings more than two decades of experience in finance and technology. He is currently a partner at ShuiMu United (Beijing) Investment Management Co., Ltd., where he has served since July 2017. At ShuiMu United, Mr. Chen has worked with investors in the technology space. Prior to that, Mr. Chen was a founding partner responsible for fundraising, investment management and other aspects of funds at Beijing D&S Capital Management Co., Ltd., where he served from February 2014 to July 2017; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share, however, there is no guarantee that investors will receive $10.10 per share upon redemption; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; On the completion of our initial business combination, all amounts held in the trust account will be disbursed directly by the trustee to pay amounts due to any public shareholders who exercise their redemption rights as described above under Redemption rights for public shareholders upon completion of our initial business combination, to pay the underwriters their deferred underwriting commissions, to pay all or a portion of the consideration payable to the target or owners of the target of our initial business combination and to pay other expenses associated with our initial business combination; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.10 per share;
2.59000
EF Hutton
Yongjin Chen
AI Transportation
Cayman
https://www.sec.gov/Archives/edgar/data/1966734/000149315223040205/form424b4.htm
106
10.240
10.350
0.04317
1.000
0.150
12
2024-02-23
SPKL
SPKLU US Equity
SPKLW US Equity
Spark I Acquisition
2023-10-06
2025-07-08
100500000.00
10000000.00
10.050
2023-10-06
0.153
0.702
10.203
10.752
0.000
102.400
-0.037
0.512
0.00360
0.00556
501
0.03616
0.03616
0.03468
100.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per whole share; SparkLabs Group Management, LLC, an accredited institutional investor affiliated with our sponsor, which we refer to as the forward purchaser, will upon the effectiveness of the registration statement, enter into a forward purchase agreement with us that intends to provide the post-business combination entity an aggregate purchase price of the forward purchase securities of at least $115,000,000 in a private placement to close concurrently with the closing of our initial business combination. However, the forward purchaser may be investing at a discount to the public offering price of the unit, i.e., $10.00 per unit, and/or may also purchase less than $115,000,000 worth of forward purchase securities in accordance with the terms of the forward purchase agreement. In addition, the forward purchaser may terminate its commitment under the forward purchase agreement at any time before the closing of our initial business combination; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $100,500,000, or $115,575,000 if the underwriters option to purchase additional units is exercised in full ($10.05 per unit in either case), will be deposited into a U.S. based trust account with Continental Stock Transfer & Trust Company acting as trustee; The company was jointly founded by SparkLabs Group Management, LLC and our management team. SparkLabs Group Management oversees SparkLabs Group, a premier global network of startup accelerators and venture capital funds that has invested in over 480 startups (primarily technology focused) across 6 continents since 2013; James Rhee has served as our Chief Executive Officer and Chairman of our board of directors since July 2021. Mr. Rhee has been a partner at SparkLabs Group since 2022, and has been an advisor and mentor to SparkLabs Group since its founding in 2013 and serves as the CEO of the SparkLabs Groups SPAC venture. Mr. Rhee is also the founder and previous president of Aero K Holdings Company, a technology focused aviation industry startup founded in 2016. Prior to Aero K Holdings Company, he served as chief executive officer of Air Asia, North Asia, senior advisor to Octave Private Equity, vice president and general manager of Tyco Electronics global PC business, executive director of Dells Asia Pacific/Japan PC business and Enterprise Solutions Marketing, engagement manager at McKinsey & Company, and research officer at the International Monetary Fund; Given that our portfolio represents a wide range of investments in over 450 companies, we may pursue an initial business combination opportunity in any business, industry, sector or geographical location. However, we will likely focus our search on targets that are late-stage technology startups in Asia, or a U.S. technology company with a strong Asia presence or strategy, with enterprise value greater than $1 billion; Warrants callable if stock price >$18.00; Of the proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, $100,500,000, or $115,575,000 if the Representatives over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations and excluding up to $100,000 of interest to pay dissolution expenses, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 21 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations, if any (less up to $100,000 of interest to pay dissolution expenses);
8.45000
1.000
Cantor
James Rhee, SparkLabs
Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1884046/000110465923107437/tm2318774-12_424b4.htm
140
10.240
10.260
0.08450
0.000
13
2024-02-23
QETA
QETAU US Equity
Quetta Acquisition
2023-10-06
2024-07-08
69690000.00
6900000.00
10.100
2023-10-06
0.122
0.240
10.222
10.340
0.000
70.242
0.042
0.160
-0.00408
0.00669
137
0.04265
0.04265
0.01313
60.00000
0.000
Each unit has an offering price of $10.00 and consists of: (i) one share of common stock, and (ii) one-tenth (1/10) of a right denominated in one share of our common stock, redeemable upon the consummation of the initial business combination; Our efforts to identify a prospective target business will not be limited, although the company intends to prioritize the evaluation of businesses in Asia (excluding China, Hong Kong, and Macau) that operate in the financial technology sector. We shall not undertake our initial business combination with any entity with its principal business operations in China (including Hong Kong and Macau); We have 9 months (or 15 months or up to 21 months if we extend such period as described in more detail in this prospectus) (the Combination Period) from the effectiveness of the registration statement of which this prospectus forms a part to consummate our initial business combination. If we are unable to complete our initial business combination within 9 months (or up to 15 or 21 months, as applicable) from that date, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. If we anticipate that we may not be able to consummate our initial business combination within 9 months from the closing of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend Combination Period up to two times by an additional three months each time for a total of up to 15 months by depositing $600,000 (or $690,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account (the Paid Extension Period). In addition, we will be entitled to an automatic six-month extension to complete a business combination (the Automatic Extension Period) if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination during the Combination Period or Paid Extension Period; Upon consummation of the offering, $10.10 per unit sold to the public in this offering (whether or not the underwriters over-allotment option has been exercised in full or in part) will be deposited into a United-States-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee; We will seek to capitalize on the significant contacts and experience of our management team, including Mr. Hui Chen, our CEO and Director, Mr. Robert L. Labbe, our CFO, and Mr. Brandon Miller, Mr. Daniel M. McCabe, and Mr. Michael Lazar, each a member of our board of directors; Hui Chen has been our Chief Executive Officer and Chairman since May 1, 2023. He has been serving as the Chief Executive Officer and Chairman of Yotta Acquisition Corporation (Nasdaq: YOTA) since December 2021. Mr. Chen is a cross-industry expert in computer science and law. Mr. Chen founded Law Offices of Hui Chen & Associates, PC in 2012, a New York-based law firm. Mr. Chen focuses his practice on patent prosecution, copyright infringement, and other general intellectual property matters. Mr. Chen has also been an adjunct professor at Hofstra University since September 2019, where he instructs multiple undergraduate computer science programming courses in Visual C++. Before joining Hofstra University, Mr. Chen was an adjunct associate professor at John Jay College of Criminal Justice, Pace University, Touro College, and Saint Francis College between 2000 and 2018 and was a full-time professor at Technical Career of Institute, College of Technology from December 2011 to December 2017. Before forming his law office in 2012, Mr. Chen worked for multiple Fortune 500 companies. Mr. Chen worked as an Oracle developer at eBay, Inc. from February 2008 to May 2015; On March 8, 2021, our management co-founded Yotta Acquisition Corporation, a Delaware corporation (Yotta), a special purpose acquisition company incorporated for the purposes of effecting a business combination. On April 22, 2022, Yotta consummated its initial public offering of 11,500,000 units (including 1,500,000 units issued upon the full exercise of the over-allotment option), each unit consisting of one share of common stock and one-tenth (1/10) of one right, for an offering price of $10.00 per unit. On October 24, 2022, Yotta entered into a certain merger agreement (the Merger Agreement) by and among NaturalShrimp Incorporated. By a letter dated August 10, 2023 (the Termination Letter), Yotta informed NaturalShrimp that it was terminating the Merger Agreement. The termination of the Merger Agreement was due to breaches by NaturalShrimp of its obligations thereunder including, but not limited to, NaturalShrimps obligation to share the costs associated with the extension of the deadline by which Yotta must complete an initial business combination. Although the payments were to be shared equally, NaturalShrimp failed to provide its portion despite being notified of its obligation to do so. NaturalShrimp has not responded to the Termination Letter but previously sent a notification that it was terminating the Merger Agreement. Yotta rejected that purported termination as it does not believe NaturalShrimp has a legal basis under the Merger Agreement to terminate it. Moreover, pursuant to Section 10.2(b) of the Merger Agreement, NaturalShrimp was not authorized to terminate the Merger Agreement when it was in breach of its terms. Yotta also included in the Termination Letter a demand for the $3 million termination fee due to it under the terms of the Merger Agreement; In connection with any proposed initial business combination, we will either: (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which stockholders may seek to redeem their shares for that pro rata amount of cash then on deposit in the trust account attributable to those shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination; or (2) provid
2.35000
EF Hutton
Hui Chen, Robert Labbe
Asia (ex China)
Delaware
https://www.sec.gov/Archives/edgar/data/1978528/000182912623006525/quettaacquisitioncop_424b4.htm
140
10.180
10.290
0.03917
1.000
1.010
14
2024-02-23
NNAG
NNAGU US Equity
NNAGW US Equity
99 Acquisition Group
2023-08-16
2024-05-18
76059280.00
7500000.00
10.141
2023-09-30
0.127
0.202
10.269
10.343
0.000
77.025
-0.001
0.073
0.00013
0.01864
85
0.03079
0.03079
-0.04724
75.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock, one redeemable warrant and one right. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share. Each right entitles the holder thereof to receive one-fifth (1/5) of one share of Class A common stock upon the consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $80,800,000 or $92,920,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case) will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; We intend to seek targets with an aggregate combined enterprise value of approximately $75 million to $150 million; We will have 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by an additional three months on two occasions (for a total of up to 15 months to complete a business combination), subject to our sponsor depositing additional funds into the trust account, upon five days advance notice prior to the applicable deadline, $800,000, or $920,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), for each of the available three month extensions, providing a total possible business combination period of 9 months at a total payment value of $1,600,000, or $1,840,000 if the underwriters over-allotment option is exercised in full; If we are unable to consummate our initial business combination within such time period, we will, as promptly as possible but not more than ten business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account, net of taxes payable and liquidation expenses of up to $100,000, and then seek to dissolve and liquidate; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share, without taking into account any interest earned on such funds or additional funds, if any, deposited into the trust account in connection with extensions of the period of time to consummate a business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Feb 14 2024 filed S-4 for Nava Health MD deal;
3.26500
1.000
EF Hutton / Brookline
Hiren Patel
Real Estate
Delaware
Nava Health MD
2024-02-13 00:00
Feb 13 2024 announced a business combination with Nava Health MD, Inc. ("Nava Health"), a vertically integrated, tech-enabled chain of healthcare centers that combines integrative, functional, preventive, and regenerative medicine; Nava Health 2023 Revenues grew approximately 81% driven by significantly increased customer visits and improved location economics; Transaction represents potential equity value of $320 million for Nava Health; Transaction expected to be complete in second quarter 2024, subject to regulatory approvals and other closing conditions;
https://www.sec.gov/Archives/edgar/data/1950429/000121390023069523/f424b40823_99acquisit.htm
191
181
10.270
10.460
0.04353
https://www.sec.gov/Archives/edgar/data/1950429/000121390024013634/ea193040ex99-2_99acquis.htm
1.000
0.220
15
2024-02-23
HYAC
HYAC/U US Equity
HYAC/WS US Equity
Haymaker Acquisition 4
2023-07-26
2025-07-28
233366464.00
23000000.00
10.146
2023-09-30
0.161
0.737
10.308
10.883
0.000
238.395
-0.052
0.523
0.00556
0.01284
521
0.03513
0.03478
0.02957
200.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We may pursue an initial business combination target in any industry or geographic region. We intend to focus our search for an initial business combination with a business in the consumer and consumer-related products and services industries; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $202,000,000, or $232,300,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Andrew R. Heyer, our Chief Executive Officer and Executive Chairman, Steven J. Heyer, our President and Andrew Heyers brother, and Christopher Bradley, our Chief Financial Officer. Messrs. Heyers and Heyers careers have centered on identifying and implementing value creation initiatives within the consumer and consumer-related products and services industries. They have combined 75+ year careers in the consumer and consumer-related products and services industries by relying on what we believe to be tried-and-true management strategies: cost management and productivity enhancement, and reinvesting the savings behind product innovation, marketing, channel development, and brand building. Mr. Bradley brings extensive mergers and acquisitions, public equities, structuring and strategy consulting experience to our efforts. The combined experience of our officers includes: Haymaker Acquisition Corp. III, which we refer to as Haymaker III throughout this prospectus, a special purpose acquisition company that completed a $317.5 million initial public offering in March 2021 and completed an initial business combination with BioTE Holdings, LLC in May 2022, becoming biote Corp. (NASDAQ:BTMD), or biote, a differentiated medical practice-building business within the hormone optimization space; Haymaker Acquisition Corp. II, which we refer to as Haymaker II throughout this prospectus, a special purpose acquisition company that completed a $400 million initial public offering in June 2019 and completed its initial business combination in December 2020 with GPM Investments, LLC (GPM), a leading convenience store operator with over 2,900 locations in 33 states, and ARKO Holdings Ltd. (NASDAQ: ARKO) (ARKO Holdings), an Israeli public holding company; and Haymaker Acquisition Corp., which we refer to as Haymaker I throughout this prospectus, a special purpose acquisition company that completed a $330 million initial public offering in October 2017 and completed its initial business combination in March 2019 with OneSpaWorld Holdings Ltd. (OneSpaWorld) (NASDAQ: OSW), an operator of centers offering guests a comprehensive suite of health, fitness, beauty and wellness services, treatments, and products aboard cruise ships and at destination resorts around the world; Warrants redeemable if stock > $18.00; We will have until 24 months from the closing of this offering, or until such earlier liquidation date as our board of directors may approve, to complete an initial business combination; If we are unable to complete our initial business combination within such the completion window, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes paid and payable and up to $100,000 of interest to pay dissolution expenses); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes paid or payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunty to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; In the event that the proceeds in the trust account are reduced below the lesser of (i) $10.10 per share and (ii) the actual amount per public share held in the trust account as of the date of the liquidation of the trust account if less than $10.10 per public share due to reductions in the value of the trust assets, in each case less taxes payable, and our sponsor asserts that it is unable to satisfy its obligations or that it has no indemnification obligations related to a particular claim, our independent directors would determine whether to take legal action against our sponsor to enforce its indemnification obligations;
7.67600
Cantor / William
Andrew Heyer, Steven Heyer
Consumer
Cayman
https://www.sec.gov/Archives/edgar/data/1970509/000110465923084199/tm2314431-15_424b4.htm
212
10.365
10.440
0.03838
0.000
16
2024-02-23
KVAC
KVACU US Equity
KVACW US Equity
Keen Vision Acquisition
2023-07-25
2024-04-27
152764944.00
14950000.00
10.218
2023-09-30
0.162
0.234
10.381
10.452
0.002
155.480
0.001
0.072
0.00184
0.00281
64
0.04026
0.02890
0.02328
130.00000
1.000
Each unit has an offering price of $10.00 and consists of one ordinary share and one redeemable warrant. Each redeemable warrant entitles the holder thereof to purchase one ordinary share at a price of $11.50 per full share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although we currently intend to focus on sourcing opportunities that are in biotechnology, consumer goods, or agriculture, evaluated based on sustainability and environmental, social, and corporate governance (ESG) imperatives; We have 9 months from the closing of this offering to consummate our initial business combination (Combination Period). If we anticipate that we may not be able to consummate our initial business combination within 9 months from the closing of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend Combination Period up to two times by an additional three months each time for a total of up to 15 months by depositing $1,300,000 (or $1,495,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account (the Paid Extension Period). In addition, we will be entitled to an automatic six-month extension to complete a business combination (the Automatic Extension Period) if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination during the Combination Period or Paid Extension Period; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $131,625,000 or $151,368,750 if the underwriters over-allotment option is exercised in full ($10.125 per unit in either case), will be deposited into a trust account in the United States at JPMorgan Chase Bank, N.A., maintained by Continental Stock Transfer & Trust Company acting as trustee; Our sponsor is KVC Sponsor LLC, founded by Keen Vision Capital (BVI) Limited (KVC) and Mr. Jason Wong. Keen Vision Capital (BVI) Limited is a single-family office firm and solely involved in private equity investments founded by Mr. Kenneth K.C. Wong (Mr. Kenneth Wong). Mr. Jason Wong has been dealing in private equity for several decades. We refer to Mr. Kenneth Wong and Mr. Jason Wong as our founders; Mr. Kenneth Wong founded KVC as a single-family office in 2011, investing in non-listed business entities around the world with the potential of being listed on an international stock exchange within a period of 24 to 30 months, which in turn allows KVC to exit its investments within the following six to twelve months. Some of KVCs investee companies have grown to be among the top players in their industries, and some achieved among the largest initial public offerings within their respective categories. Mr. Kenneth Wong is the Chairman and Chief Executive Officer (CEO) of KVC. Mr. Jason Wong is the founder and CEO of Norwich Investment Limited, an investment holding company that is also the sponsor of Tottenham Acquisition I Limited (Nasdaq: TOTA), a $46 million SPAC which has successfully merged with Clene Nanomedicine Inc. (Nasdaq: CLNN), a biopharmaceutical company, valued at $542.5 million in December 2020, with approximately $31.9 million of the IPO funds remaining in the trust account at the closing of the merger. As of July 6, 2023, the market capitalization of CLNN was approximately $64.3 million. He is also the sole director and CEO of Ace Global Investment Limited, which is the sponsor of Ace Global Business Acquisition Limited, a $46 million SPAC listed on Nasdaq (Nasdaq: ACBA), which announced its merger with LE Worldwide Limited, a smart greenhouse solutions provider with a pre-money enterprise value of approximately $150 million, in December 2022; and the sole manager of Soul Venture Partners, LLC, which is the sponsor of Inception Growth Acquisition Limited, a $103.5 million SPAC listed on Nasdaq (Nasdaq: IGTA). Mr. Jason Wong also served as an independent director of DT Asia Investment Limited, a $69 million SPAC previously listed on Nasdaq, which consummated its business combination in July 2016 with China Lending Group (CLG), valued at $193.2 million at the closing of its merger. CLG was subsequently renamed Roan Holdings Group Co., Ltd. (OTC Pink Sheets: RAHGF), and as of July 6, 2023 (approximately six years after the consummation of the business combination), the market capitalization of RAHGF was approximately $0.33 million as a result of change of regulatory regime in the PRC regarding the peer-to-peer lending industry and CLGs subsequent transition of its business from peer-to-peer lending business to financial management, assessment and consulting services, debt collecting services, and financial guarantee services; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination or abstain from voting, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we anticipate that we may not be able to consummate our initial business combination within 9 months from the closing of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend Combination Period up to two times by an additional three months each time for a total of up to 15 months by depositing $1,300,000 (or $1,495,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account. In addition, we will be entitled to an automatic six-month extension to complete a business combination if we have executed a letter of intent, agreement in pri
6.15200
EF Hutton / Brookline
Keen Vision Capital, Jason Wong
ESG
BVI
https://www.sec.gov/Archives/edgar/data/1889983/000121390023059440/f424b40723_keenvisionacq.htm
213
10.400
10.410
0.04732
0.000
17
2024-02-23
NETD
NETDU US Equity
NETDW US Equity
Nabors Energy Transition II
2023-07-14
2025-07-18
311408512.00
30500000.00
10.210
2023-09-30
0.162
0.731
10.372
10.941
0.000
319.640
-0.098
0.471
0.01037
0.01326
511
0.03191
0.03120
0.02910
300.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one Class A ordinary share of the Company at an exercise price of $11.50 per share; The Company intends to identify solutions, opportunities, companies or technologies that focus on advancing the energy transition; specifically, ones that facilitate, improve or complement the reduction of carbon or greenhouse gas emissions while satisfying growing energy consumption across markets globally; Our sponsor, Nabors Energy Transition Sponsor II LLC, a Cayman Islands limited liability company, is an affiliate of Nabors Industries Ltd. (Nabors; NYSE: NBR), which owns and operates one of the worlds largest land-based drilling rig fleets and provides offshore platform rigs and related services in the United States and several international markets. Nabors has a proven history of innovation and a track record of developing and deploying advanced technologies for the energy sector as it has evolved over the 100-plus year history of Nabors and its predecessor entities; Of the proceeds we receive from this offering, the sale of the private placement warrants and the overfunding loans described in this prospectus, $303.0 million, or $348.5 million if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be placed into a U.S.-based trust account, with Continental Stock Transfer & Trust Company acting as trustee, and held in cash or invested only in U.S. government treasury obligation with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act of 1940, as amended (the Investment Company Act), which invest only in direct U.S. government treasury obligations; In March 2021, affiliates of our sponsor formed Nabors Energy Transition Corp. (NETC I), a blank check company formed for substantially the same purpose as our company. Through its initial public offering in November 2021, NETC I raised approximately $276.0 million from the sale of approximately 27.6 million units to public investors, with each unit consisting of one share of Class A common stock and one-half warrant. NETC Is units, Class A common stock and warrants trade on the New York Stock Exchange (the NYSE) under the symbols NETC.U, NETC and NETC.WS, respectively. On February 14, 2023, NETC I announced its agreement to combine with Vast Solar Pty Ltd (Vast), a renewable energy company that has developed next generation concentrated solar power systems to generate, store and dispatch carbon free, utility-scale electricity and industrial heat, and to enable the production of green fuel; Anthony G. Petrello is our President, Chief Executive Officer, Secretary and Chairman. Mr. Petrello has served as Nabors President and Chief Executive Officer since 2011 and as the Chairman of the Board of Nabors since 2012. Mr. Petrello has served as the President, Chief Executive Officer, Secretary and Chairman of NETC I since March 2021; We will have up to 24 months, or such earlier liquidation date as our board of directors may approve, from the closing of this offering to consummate an initial business combination. If we are unable to consummate an initial business combination within such time period, we will redeem 100% of the outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (net of any taxes payable by us and less up to $100,000 of interest to pay dissolution expenses). We expect the pro rata redemption price to be approximately $10.10 per share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest earned on such funds; Warrants redeemable if stock >$18.00; Of the net proceeds of this offering, the sale of the private placement warrants and the overfunding loans described in this prospectus, $303.0 million, or $10.10 per unit (or approximately $348.5 million, or $10.10 per unit, if the underwriters over-allotment option is exercised in full), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee, and held in cash or invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act, which invest only in direct U.S. government treasury obligations; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares (including any securities for which such shares are exchanged in any prior migration or other restructuring) upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares (including any securities for which such shares are exchanged in any prior migration or other restructuring) upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any
9.44000
1.000
Citi / Wells
Anthony Petrello, Nabors Industries
Energy Transition
Cayman
https://www.sec.gov/Archives/edgar/data/1975218/000110465923080070/tm2316123-6_s1a.htm
224
10.480
10.510
0.03147
0.000
18
2024-02-23
BOWN
BOWNU US Equity
Bowen Acquisition
2023-07-12
2024-10-15
70450872.00
6900000.00
10.210
2023-09-30
0.162
0.424
10.373
10.634
0.000
71.415
0.013
0.274
-0.00218
0.00553
235
0.04137
0.04293
0.03053
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one ordinary share and one right entitling the holder thereof to receive one-tenth of one ordinary share upon the completion of an initial business combination; While our efforts in identifying prospective target businesses will not be limited to a particular geographic region, we intend to focus our search on businesses throughout Asia. However, we will not consummate our initial business combination with an entity or business with China operations consolidated through a variable interest entity (VIE) structure; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $60,600,000 or $69,690,000 if the underwriters over-allotment option is exercised in full ($10.10 per public share in either case), will be deposited into a U.S.-based trust account with Continental Stock Transfer & Trust Company, acting as trustee, approximately $2,050,000, or $2,275,000, if the underwriters over-allotment option is exercised in full, will be used to pay fees and expenses in connection with the closing of this offering, including underwriting discounts and commissions, and an estimated $650,000 will be available for working capital following this offering; Although we are not limited to target businesses in any specific industry or geographic location, we intend to initially focus our search on target businesses in Asia; Our management team is led by our Chairwoman of the Board of Directors, Na Gai, our Chief Executive Officer and Director, Jiangang Luo, our Chief Financial Officer, Dr. Jing Lu, and Independent Director Nominees, Lawrence Leighton, Wei Li and Jun Zhang; Na Gai, our Chairwoman, has served as the executive president for Shenzhen Guoxing Capital Co., Ltd., an asset management and investment company based in China, since September 2015. Ms. Gai also served as a partner of Hunan Zhongsheng Hongcheng Investment Management Partnership (LP), a private equity investment company based in China, from February to May 2017; Jiangang Luo, our Chief Executive Officer, has been the manager of Cleantech Global Limited, an investment consulting firm, since 2014, and the president of Prime Science & Technology, Inc., a computer/software consulting and IT outsourcing company, since 2006. Since 2021, he has also been the president of PNE Limited Partner LLC and Luo & Long General Partner LC, which are special purpose vehicles that were established for the sole purpose of investing in Princeton NuEnergy, a US based cleantech company. From 2011 to 2016, he served as managing partner of Faith Asset Management LLC, a global investment firm focused on the clean energy sector; We will have up to 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our Board of Directors and if requested by our sponsors, extend the period of time we will have to consummate an initial business combination by an additional three months (for a total of up to 18 months from the closing of this offering), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsors or their affiliates or designees, upon five days advance notice prior to the deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full (or $0.10 per share in either case), for the extension, on or prior to the date of the deadline; If we are unable to consummate our initial business combination within such time period, we will, as promptly as possible but not more than 10 business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes (and less up to $100,000 for liquidation and dissolution expenses), and then seek to dissolve and liquidate; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsors have agreed that they will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share;
3.30000
EarlyBirdCapital
Na Gai, Jiangang Luo
Diversified (Asia)
Cayman
Qianzhi BioTech
2024-01-19 00:00
Jan 19 2024 announced a business combination with Shenzhen Qianzhi BioTechnology Co., Ltd (Qianzhi BioTech), a biotech company engaged in development, manufacturing and sales of ozonated health and wellness products in China; NewCo Shareholders will receive an aggregate of 7,246,377 ordinary shares of BOWN and have the right to receive up to an additional 1,400,000 ordinary shares of BOWN upon the achievement of certain earnout targets as provided for in the Merger Agreement; The transaction has been approved by the boards of directors of both BOWN and Qianzhi BioTech and is expected to be consummated in the second or third quarter of 2024, subject to regulatory and stockholder approval by the stockholders of BOWN and NewCo and the satisfaction of certain other customary closing conditions. The majority shareholder of NewCo has agreed to vote in favor of the Merger;
https://www.sec.gov/Archives/edgar/data/1973056/000149315223024297/form424b4.htm
226
191
10.350
10.430
0.05500
1.000
0.122
19
2024-02-23
BUJA
BUJAU US Equity
BUJAW US Equity
Bukit Jalil Global Acquisition 1
2023-06-28
2024-06-30
59098084.00
5750000.00
10.278
2023-09-30
0.163
0.307
10.441
10.585
0.000
60.203
-0.009
0.135
0.00274
0.00657
128
0.03717
0.03154
0.02038
50.00000
0.500
Each unit consists of one ordinary share, one-half of one redeemable warrant and one right to receive one-tenth of one ordinary share upon consummation of an initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one ordinary share at an exercise price of $11.50 per share; Mr. Seck Chyn Neil Foo is our Chief Executive Officer, Chief Financial Officer, Director and Chairman of the board of director. Since October 2022, Mr. Foo has served as an Executive Director of Sinar Tenaga Engineering Sdn Bhd, a construction and maintenance company. Since 2022, Mr. Foo has served as a corporate advisor of Smile-Link Healthcare Global Berhad (Bursa Malaysia: 03023), a Malaysia-based dental services provider. Since October 2020, Mr. Foo has served as the Managing Director of Fission Capital Sdn Bhd, a business advisory company. Since July 2018, Mr. Foo has served as the Group Chairman and an Independent Director of MCOM Holdings Berhad (Bursa Malaysia: 03022), a Malaysia-based investment holding company focusing on segments including mobile payment solutions, mobile advertising platform and Internet services; We will either (i) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (ii) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer; We will have until 12 months from the consummation of this offering to consummate our initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 12 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination), provided that our sponsor and/or designees must deposit into the trust account for each three months extension, $500,000, or $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,000,000 or $1,150,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within such time period, unless we extend such period pursuant to our amended and restated memorandum and articles of association, we will, as promptly as possible but not more than ten (10) business days thereafter, redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Warrants redeemable if stock >$16.00; An aggregate of $50,750,000 (or an aggregate of $58,362,500 if the over-allotment option is exercised in full), from the proceeds of this offering and the sales of the private units, or $10.15 per unit sold to the public in this offering (regardless of whether or not the over-allotment option is exercised in full or part) will be placed in a trust account in the United States, maintained by CST, acting as trustee pursuant to an agreement to be signed on the date of this prospectus; In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.15 per share), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share;
3.86800
AGP
Chyi Chyi Ooi
Diversified
Cayman
Global IBO
2024-01-11 00:00
Jan 11 2024 entered into a non-binding letter of intent with Global IBO Group; GIBO operates the cross-cultural streaming platform and offers an innovative design engine developed to unleash the creative potential of storytellers and content creators. It provides a suite of advanced AI tools, including AI Script for intuitive scriptwriting, AI Voice for realistic voice synthesis, and AI Image for transforming text to vivid visuals. This platform simplifies the content creation process, making it accessible to creators of all levels;
https://www.sec.gov/Archives/edgar/data/1956055/000192998023000091/bukit_424b4.htm
240
197
10.470
10.510
0.07736
1.000
0.112
20
2024-02-23
ESHA
ESHAU US Equity
ESH Acquisition
2023-06-14
2024-12-16
117873976.00
11500000.00
10.250
2023-09-30
0.129
0.391
10.379
10.641
0.000
118.680
0.069
0.331
-0.00565
297
0.03955
0.03831
100.00000
0.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock (Class A common stock) and one right. Each right entitles the holder thereof to receive one-tenth (1/10) of one share of our Class A common stock upon the consummation of our initial business combination; While we may pursue an initial business combination target in any business, industry or geographical location, we intend to focus our search on businesses that are focused on the global entertainment, sports and hospitality sectors; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 on any redemptions or stock buybacks by us; Certain members of our management team have consummated initial public offerings for two similarly structured blank check companies. Twelve Seas Investment Company II completed its initial public offering in March 2021, raising $345 million, and trades under the symbol TWLV on The NASDAQ Stock Market. Isleworth Healthcare Acquisition Corp. also completed its initial public offering in March 2021, raising $207 million, and trades under the symbol ISLEW on The NASDAQ Stock Market. On April 26, 2022, Isleworth Healthcare Acquisition Corp. entered into a business combination agreement with Cytovia Holdings, Inc., a biopharmaceutical company empowering natural killer (NK) cells to fight cancer through stem cell engineering and multispecific antibodies, which transaction was terminated in June of 2022. Isleworth Healthcare Acquisition Corp was subsequently wound up; Of the $107.32 million in gross proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, or $122.47 million if the underwriters over-allotment option is exercised in full, $101.5 million ($10.15 per unit), or $116.725 million ($10.15 per unit) if the underwriters over-allotment option is exercised in full, will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee, and the remaining amounts will be used to pay expenses in connection with the closing of this offering (including underwriters discounts and commissions) and for working capital following this offering; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share;
7.32000
1.000
I-Bankers
Allen Weiss, James Francis
Entertainment / Sports / Hospita
Delaware
https://www.sec.gov/Archives/edgar/data/1918661/000121390023049260/f424b40623_eshacq.htm
254
10.320
0.07320
1.000
0.101
21
2024-02-23
IPXX
IPXXU US Equity
IPXXW US Equity
Inflection Point Acquisition II
2023-05-25
2024-11-25
255579488.00
25000000.00
10.223
2023-09-30
0.163
0.470
10.386
10.693
0.006
262.250
-0.044
0.263
0.01004
0.00523
276
0.03348
0.02567
0.03217
220.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $201,000,000, or $231,150,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and held as cash or invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act which invest only in direct U.S. government treasury obligations; We have until the date that is 18 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 18-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of Class A ordinary shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable); If we are unable to complete our initial business combination within 18 months from the closing of this offering, or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the Class A ordinary shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay liquidation expenses); While we may pursue an initial business combination in any industry, sector or geographic region, we intend to focus our search initially on North American and European businesses in disruptive growth sectors, which complements the expertise of our management team; In January 2021, members of our management team founded IPAX, a blank check company formed for substantially similar purposes as our company. IPAX completed its initial public offering in September 2021, in which it sold 32,975,000 units, each consisting of one share of IPAX common stock and on-half of one warrant to purchase one share of IPAX common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $329,750,000. On September 16, 2022, IPAX announced its business combination with Intuitive Machines (LUNR), a diversified space exploration, infrastructure, and services company with marquee contracts supporting NASAs $93 billion Artemis program; Michael Blitzer has been our Chairman and CEO since March 2023, having previously served as co-CEO and director of IPAX from February 2021 to February 2023. Mr. Blitzer is the founder and co-CEO of Kingstown Capital Management, which he founded in 2006 and grew to a multi-billion asset manager with some of the worlds largest endowments and foundations as clients. Over 17 years, Kingstown has invested in public and private equities, SPACs, PIPEs, and derivatives; Peter Ondishin has been our CFO since April 2023, and he was previously an employee of IPAX. Mr. Ondishin has been the CFO of Kingstown Capital Management since August 2020, and he was previously the Controller of Kingstown from April 2019 to August 2020; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer. If we seek shareholder approval, we will complete our initial business combination only if we receive an ordinary resolution under Cayman Islands law, which requires the affirmative vote of at least a majority of the votes cast by the shareholders of the issued shares present in person or represented by proxy and entitled to vote on such matter at a general meeting of the company. The decision as to whether we will seek shareholder approval of a proposed business combination or conduct a tender offer will be made by us, solely in our discretion; We expect the pro rata redemption price to be approximately $10.05 per public share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest or other income earned on such funds; Warrants redeemable if stock >$18.00; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or other similar agreement or business combination agreement (except for the Companys independent auditors), reduce the amount of funds in the trust account to below the lesser of (i) $10.05 per public share;
7.00000
1.000
Cantor
Michael Blitzer, Peter Ondishin
Disruptive Growth
Cayman
https://www.sec.gov/Archives/edgar/data/1970622/000121390023043605/f424b40523_inflectionpoint2.htm
274
10.490
10.440
0.03182
0.000
22
2024-02-23
ALCY
ALCYU US Equity
ALCYW US Equity
Alchemy Investments Acquisition 1
2023-05-05
2024-11-09
119080488.00
11500000.00
10.355
2023-09-30
0.165
0.458
10.519
10.813
0.000
121.440
-0.031
0.263
0.00385
0.00766
260
0.03513
0.03375
0.02828
100.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A Ordinary Share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A Ordinary Share at a price of $11.50 per share; While we may pursue an initial business combination opportunity in any business, industry, sector or geographical location, we intend to look at deep technology with a focus on data analytics; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A Ordinary Shares upon the completion of our initial business combination; We have 18 months from the closing of this offering to consummate our initial business combination; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the placement shares described in this prospectus, $101,500,000, or $116,725,000 if the underwriters over-allotment option is exercised in full ($10.15 per share in either case) will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Steven M. Wasserman, our Non-Executive Chairman, Mattia Tomba and Vittorio Savoia, our Co-Chief Executive Officers (co-CEOs), and Harshana Sidath Jayaweera, our Chief Financial Officer; Steven M. Wasserman is the co-founder and managing partner of Alchemy Investment Management, an affiliate of our sponsor, and has been our director since November 19, 2021 and our Non-Executive Chairman since November 2022. Mr. Wasserman has been a principal in MSP Sports Capital, LP., an investment fund specializing in professional sports businesses, since 2019. He served as Vice Chairman of The Roosevelt Investment Group, Inc. an investment advisory firm, from 2018 to 2021 and was previously Chief Executive Officer of Seaport Investment Management, LLC, an investment management firm, from 2015 to 2018 and helped Seaport develop new investment strategies during his tenure; Mattia Tomba is the co-founder and managing partner of Alchemy Investment Management, an affiliate of our sponsor, and has been our director since October 27, 2021 and our co-CEO since November 2022. He has been a founding investor and the head of International Markets at Tradeteq since 2017. He has also been a Partner at M&M Investments Pte. Ltd., a holding company that invests in technology companies globally and provides debt and equity advice since 2016; Vittorio Savoia is the co-founder and managing partner of Alchemy Investment Management, an affiliate of our sponsor, and has been our director since November 19, 2021 and our co-CEO since November 2022. Since 2017, he has been the founder, managing director and CEO of FIDES Holdings, a multi-asset alternative investment firm that is active in real estate, venture capital, private equity, middle-market direct lending, sustainable civil and structural engineering, and facilities & maintenance solutions; We will either (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose at which shareholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination or do not vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (less taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (less taxes payable); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (less taxes payable), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, or any claim by a taxing authority, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share;
4.93000
Cantor
Steven Wasserman, Mattia Tomba, Vittorio Savoia
Tech
Cayman
https://www.sec.gov/Archives/edgar/data/1901336/000110465923056639/tm2136236-14_424b4.htm
294
10.560
10.600
0.04930
0.000
23
2024-02-23
GODN
GODNU US Equity
Golden Star Acquisition
2023-05-02
2024-02-27
72473000.00
6900000.00
10.503
2024-02-07
0.018
0.023
10.522
10.526
0.000
72.726
0.012
0.016
0.00175
0.00935
4
0.15101
-0.55489
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one ordinary share, and one right to receive two-tenths (2/10) of an ordinary share upon the consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60,600,000 or $69,690,000 if the underwriters over-allotment option is exercised in full ($10.10 per public share), subject to increase of up to an additional $0.033 per public share per month in the event that our sponsor elects to extend the period of time of up to 12 months to consummate a business combination, as described in more detail in this prospectus, will be deposited into a United States-based account established by VStock Transfer LLC, our transfer agent and maintained by Wilmington Trust, National Association acting as trustee; Our management team is led by Linjun Guo, our Chairman and Chief Executive Officer and Kenneth Lam, our Chief Financial Officer. We believe that the members of our management team and board of directors have valuable and applicable experience for sourcing and analyzing potential acquisition candidates across various industries and on an international basis based upon their professional experience; Mr. Linjun Guo, our Chairman and Chief Executive Officer, is a seasoned international lawyer with substantial experiences in corporate and mergers and acquisitions practice. For more than 20 years Mr. Guo has advised multinational clients in dozens of corporate acquisitions, joint ventures, business restructurings, securities transactions, and dispute resolution. From April 2022 to September 2022, Mr. Guo served as the General Counsel of Green Innocore Electronic & Technology Limited. From September 2019 to December 2021, he served as Director of Legal Affairs in ENN Stock Corporation Limited and Xinzhiwolai Network Technology Limited, where he handles mergers and acquisitions, investments, restructurings, contracts drafting and project review and general legal affairs. From December 2016 to August 2019, Mr. Guo practiced law in Beijing Zhonglun W&D Law Firm; We will have until 9 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve (12) times, each by an additional one month (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $200,000, or $230,000 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case), up to an aggregate of $2,400,000 (or $2,760,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (for an aggregate of 12 months), on or prior to the date of the applicable deadline, for each extension; If we are unable to consummate our initial business combination within the applicable time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares for a pro rata portion of the funds held in the trust account and as promptly as reasonably possible following such redemption, subject to the approval of our remaining shareholders and our board of directors, dissolve and liquidate, subject in each case to our obligations under Cayman Islands law to provide for claims of creditors and the requirements of other applicable law; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share (subject to increase of up to an additional $0.40 per public share in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share; Jan 23 2024 filed PRE14a to reduce the extension fee; Feb 7 2024 filed DEF14a to extend deadline to Feb 4 2025, vote Feb 27, NAV $10.47; Feb 12 2024 extended deadline to Mar 4 2024, added $230k to trust account;
0.00000
Ladenburg
Linjun Guo, Kenneth Lam
Diversified
Cayman
Gamehaus
2023-09-18 00:00
Sept 18 2023 announced a business combination with Gamehaus Inc. (Gamehaus), a mobile game publishing company; The transaction represents a post-combination enterprise value of $500 million for Gamehaus upon closing of the Business Combination; The transaction has been approved by the boards of directors of both Golden Star and Gamehaus and is expected to be consummated in the fourth quarter of 2023 or early 2024, subject to regulatory approvals, the approvals by the shareholders of Golden Star and Gamehaus, and the satisfaction of certain other customary closing conditions, including that the U.S. Securities and Exchange Commission (the SEC) completes its review of the proxy statement/prospectus relating to the proposed Business Combination, and approval by the Nasdaq Stock Market to list the securities of Pubco;
https://www.sec.gov/Archives/edgar/data/1895144/000182912623003084/goldenstar_424b4.htm
297
139
10.540
10.620
1.000
0.240
24
2024-02-23
AACT
AACT/U US Equity
AACT/WS US Equity
Ares Acquisition II
2023-04-21
2025-04-27
515657280.00
50000000.00
10.313
2023-09-30
0.164
0.646
10.477
10.959
0.000
527.500
-0.063
0.419
0.00696
0.01450
429
0.03372
0.03289
0.02635
450.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company; Of the proceeds we receive from this offering, the sale of the private placement warrants and the overfunding loans described in this prospectus, $404,000,000, or $464,600,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a trust account at JPMorgan Chase Bank, N.A. and UBS Financial Services Inc. with Continental Stock Transfer & Trust Company acting as trustee and invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds; Ares Acquisition Corporation (AAC), that completed its initial public offering on February 4, 2021 and announced on December 6, 2022, an initial business combination with X-Energy Reactor Company, LLC (X-energy), a leading developer of advanced small modular nuclear reactors and fuel technology for clean energy generation; Our management team is led by David B. Kaplan, our Chief Executive Officer, and Michael J Arougheti, who intend to leverage the resources of Ares to fulfill our corporate mission and also leverage the complementary experience and networks of our independent director nominees; David B. Kaplan serves as Chief Executive Officer and is Co-Chairman of the board of directors of AAC II. Mr. Kaplan is a Co-Founder, Director and Partner of Ares Management Corporation. He is a member of the Ares Executive Management Committee and serves on several Ares Investment Committees including, among others, the Ares Corporate Opportunities and Ares Special Opportunities Investment Committees. Additionally, Mr. Kaplan is the Co-Chairman and Chief Executive Officer of Ares Acquisition Corporation. Mr. Kaplan joined Ares in 2003 from Shelter Capital Partners, LLC, where he was a Senior Principal from June 2000 to April 2003. From 1991 through 2000, Mr. Kaplan was a Senior Partner of Apollo Management, L.P. and its affiliates; Michael J Arougheti serves as Co-Chairman of the board of directors of AAC II. Mr. Arougheti is a Co-Founder, the Chief Executive Officer and President and a Director of Ares Management Corporation. He is a member of the Ares Executive Management Committee and the Ares Enterprise Risk Committee. He additionally serves as Co-Chairman of Ares Capital Corporation, as a director of Ares Commercial Real Estate Corporation and is on the Board of Directors of the Ares Charitable Foundation; If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of Class A ordinary shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable); If we are unable to consummate an initial business combination within the applicable time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay liquidation expenses), divided by the number of then outstanding public shares, subject to applicable law. Assuming we do not deposit additional funds into the trust account to extend the time period in which we are required to consummate our initial business combination, we expect the pro rata redemption price to be approximately $10.10 per public share; Warrants redeemable if stock >$18.00; Of the proceeds we will receive from this offering, the sale of the private placement warrants and the overfunding loans, $404,000,000, or $464,600,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a segregated trust account located in the United States at JPMorgan Chase Bank, N.A. and UBS Financial Services Inc. with Continental Stock Transfer & Trust Company acting as trustee and invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market fund; We will provide our public shareholders with the opportunity to elect to have all or a portion of their Class A ordinary shares redeemed upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned thereon (less taxes payable), divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be approximately $10.10 per public share; We will provide our public shareholders with the opportunity to have all or a portion of their public shares redeemed upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that in the event of a liquidation of the trust account if the company fails to consummate an initial business combination, it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, or any claim by a taxing authority, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share;
12.30000
1.000
Citi / UBS
David Kaplan, Michael Arougheti, Ares
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1853138/000119312523113101/d428850d424b4.htm
308
10.550
10.629
0.02733
0.000
25
2024-02-23
TBMC
TBMCU US Equity
Trailblazer Merger I
2023-03-29
2024-04-01
71679856.00
6900000.00
10.388
2023-09-30
0.130
0.164
10.519
10.553
0.000
72.450
-0.001
0.033
-0.00179
38
0.03039
0.04940
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one right to receive one-tenth (1/10) of a share of Class A common stock upon the consummation of an initial business combination; We will have twelve (12) months from the closing of this offering to consummate an initial business combination (or up to 18 months, if we extend the time to complete a business combination). If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses. We expect the pro rata redemption price to be approximately $10.20 per share of Class A common stock; Of the proceeds we receive from this offering and the sale of the placement units described in this prospectus, $61,200,000 or $70,380,000 if the underwriters over-allotment option is exercised in full ($10.20 per unit in either case) will be deposited into a trust account in the United States at Raymond James & Associates, Inc., with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Arie Rabinowitz, our Chief Executive Officer and Director, Scott Burell, our Chief Financial Officer, and Yosef Eichorn, our Chief Development Officer. Joseph Hammer currently serves as our Chairman of the Board. Barak Avitbul, Olga Castells, and Patrick Donovan are our independent director nominees; Arie Rabinowitz serves as our Chief Executive Officer and Director. Mr. Rabinowitz is the co-founder of LH Financial Services Corp., a family office service company for a single family. The familys primary investment vehicle is Alpha Capital Anstalt. Mr. Rabinowitz served as Vice President and Chief Investment Officer of LH Financial from inception in 1997 and until 2010. Since 2010 Mr. Rabinowitz has served as Chief Executive Officer of LH Financial; With numerous credible resources pegging the size of the global technology industry at $5 trillion in 2021 combined with managements expertise and experience, we intend to focus our initial business combination efforts on the technology industry; We will have twelve (12) months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our Board of Directors and if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full, (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to liquidate and dissolve. We expect the pro rata redemption price to be approximately $10.20 per share of Class A common stock; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share;
3.63000
LifeSci / Ladenburg
Arie Rabinowitz, Joseph Hammer
Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1934945/000110465923038391/tm234246-6_424b4.htm
331
10.500
0.06050
1.000
0.130
26
2024-02-23
TMTC
TMTCU US Equity
TMT Acquisition
2023-03-28
2024-03-19
62606944.00
6000000.00
10.434
2023-09-30
0.166
0.194
10.600
10.629
0.000
63.840
-0.040
-0.011
0.00374
0.01317
25
-0.01524
-0.01524
-0.14096
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one of our ordinary shares and one right. Each right entitles the holder thereof to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 5 in order to receive shares for all of your rights upon closing of a business combination; We intend to focus our search initially on target businesses operating in Asia, and we may consummate a business combination with an entity located in China (including Hong Kong and Macau). However, we will not consummate our initial business combination with an entity or business with China operations consolidated through a variable interest entity (VIE) structure; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $61,200,000, or $70,380,000 if the underwriters over-allotment option is exercised in full ($10.20 per public unit, subject to increase of up to an additional $0.30 per share in the event that our sponsor elects to extend the period of time to consummate a business combination by the full nine months, as described in more detail in this prospectus), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by our Chief Executive Officer and Chairman of our Board of Directors, Dr. Dajiang Guo, our Chief Financial Officer, Dr. Jichuan Yang, and our Independent Director nominees, Messrs. James Burns, Chris Constable, and Kenan Gong. A majority of our management team are United States citizens; Dr. Dajiang Guo, Ph.D., our Chief Executive Officer and Chairman, serves as a Managing Director at Revere Securities LLC. Dr. Guo served as a Partner at Tiger Securities, leading the development of the institutional securities business of investment banking, sales and trading from 2019 to 2021. From 2017 to 2019, Dr. Guo served as a Partner at China Bridge Capital, an independent China focused investment bank with expertise in M&A, fund management, real estate and distressed opportunities. From 2016 to 2017, he served as the Chief Strategy Officer at China Renaissance, where he was responsible for strategic planning, international expansion, and strategic investments. Dr. Guo served as the CEO of CITIC Securities International USA, COO at CITICS Investment Banking Division, and Head of CITICS Strategy and Planning, from 2011 to 2016; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 21 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or up to $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,800,000 (or $2,070,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and for dissolution expenses). We expect the pro rata redemption price to be approximately $10.20 per public share (regardless of whether or not the underwriters exercise their over-allotment option) (subject to increase of up to an additional $0.30 per share in the event that our sponsor elects to extend the period of time to consummate a business combination by the full nine months), without taking into account any interest earned on such funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share (subject to increase of up to an additional $0.30 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination, as described in more detail in this prospectus); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share;
3.70000
Maxim
Dajiang Guo
Asia
Cayman
eLong Power
2023-12-04 00:00
Dec 4 2023 announced a business combination with eLong Power Holding Limited (eLong Power), a provider of high power battery technologies for commercial and specialty vehicles and energy storage systems; The transaction has been approved by the Board of Directors of both companies and is expected to close in the first half of 2024; TMTC and eLong Power have agreed to work together to pursue commitments for a private placement of equity financings of up to $15 million;
https://www.sec.gov/Archives/edgar/data/1879851/000149315223009338/form424b4.htm
332
251
10.640
10.740
0.06167
1.000
0.158
27
2024-02-23
OAKU
OAKUU US Equity
OAKUW US Equity
Oak Woods Acquisition
2023-03-24
2024-03-28
59971792.00
5750000.00
10.430
2023-09-30
0.166
0.204
10.596
10.634
0.000
60.951
-0.004
0.034
0.00041
0.01079
34
0.03532
0.03522
-0.07329
50.00000
1.000
Each unit consists of one Class A ordinary share, one redeemable warrant, and one right to receive one-sixth (1/6) of a Class A ordinary share upon the consummation of an initial business combination. Each redeemable warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, and each six rights entitle the holder thereof to receive one share of Class A ordinary share at the closing of an initial business combination; Cayman domicile; Although we are not limited to a particular industry or geographic region for purposes of consummating an initial business combination, we intend to focus on businesses that have their primary operations in technology enabled healthcare services industry located in the Asia-pacific region; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes; Whale Bay International Company Limited, a BVI business company, has committed that it will purchase from us an aggregate of 315,000 private placement units, at $10.00 per unit for a total purchase price of $3,150,000 in a private placement that will occur simultaneously with the consummation of this offering; Once the securities comprising the units begin separate trading, the Class A ordinary shares, rights and warrants will be traded on Nasdaq under the symbols OAKUO, OAKUR and OAKUW,; Upon consummation of the offering, $10.175 per unit sold to the public in this offering (whether or not the over-allotment option has been exercised in full or part) will be deposited into a United States-based trust account with Continental Stock Transfer & Trust Company acting as trustee; The funds held in the Trust Account will be invested only in U.S. government treasury bills, bonds or notes with a maturity of 185 days or less, or in money market funds meeting the applicable conditions of Rule 2a-7 promulgated under the Investment Company Act which invest solely in direct U.S. government treasury, so that the Company are not deemed to be an investment company under the Investment Company Act; If the Company is unable to complete the initial Business Combination within the Combination Period, the Company will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the Trust Account including interest earned on the funds held in the Trust Account and not previously released to the Company to pay the Companys taxes (less up to $50,000 of interest to pay dissolution expenses); The sponsor has agreed that it will be liable to the Company if and to the extent any claims by a third party for services rendered or products sold to the Company, or by a prospective target business with which the Company has discussed entering into a transaction agreement, reduce the amount of funds in the Trust Account to below (i) $10.00 per public share; Warrants callable if stock >$18.00; In the event that the Company does not consummate a Business Combination by 12 months from the consummation of the IPO (the Initial Period, which may be extended in up to two separate instances by an additional three months each, for a total of up to 15 months or 18 months, by depositing into the trust account for each three month extension in an amount of $0.10 per unit provided that the Initial Period will automatically be extended to 15 months, and any Extended Period will automatically be extended to 18 or 21 months, as applicable, if the Company has filed (a) a Form 8-K including a definitive merger or acquisition agreement or (b) a proxy statement, registration statement or similar filing for an initial business combination but has not completed the initial business combination during the applicable period), or during any stockholder-approved extension period; Mr. Zheng has served as our Chief Financial Officer since October 3, 2022, and our Chief Executive Officer since February, 2023. Mr. Zheng has over 30 years of extensive practical experience in TMT, investment and financing, manufacturing and fastmoving chain circulation in mainland China, Hong Kong, Taiwan, the United States and Canada. He also possesses successful financing and IPO planning and practical experience in global capital markets for acquisitions, mergers, restructuring and financial public relations of public and private companies, with practical ability and successful cases of market value maintenance; Feb 12 2024 filed PRE14a for Huajin deal;
3.15000
EF Hutton
Lixin Zheng
Tech / Healthcare (Asia)
Cayman
Huajin
2023-08-14 00:00
Aug 14 2023 announced a business combination with Huajin (China) Holdings Limited; The aggregate consideration payable at the closing of the Business Combination (the Closing) to the shareholders of Huajin will be the issuance of such number of shares of Oak Woods Class A Ordinary Shares, par value $0.0001 per share (the Class A Ordinary Shares) as shall be determined by subtracting the Closing Net Debt of Huajin (as defined in the Merger Agreement) from the agreed valuation of $250,000,000, and dividing such difference by $10.00;
https://www.sec.gov/Archives/edgar/data/1945422/000121390023022559/f424b40223_oakwoodsacq.htm
336
143
10.600
10.710
0.06300
1.000
0.101
28
2024-02-23
FORL
FORLU US Equity
FORLW US Equity
Four Leaf Acquisition
2023-03-16
2024-03-19
57011620.00
5421000.00
10.517
2023-09-30
0.132
0.155
10.649
10.672
0.000
57.571
0.039
0.062
-0.00272
-0.00178
25
0.08809
0.07323
0.05858
52.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one redeemable warrant. Each redeemable warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; While we may pursue an initial business combination target in any business or industry, we intend to focus our search on companies in the IoT space or adjacent spaces. IoT refers to the Internet of Things, that is, physical objects (or groups of objects) with sensors, processing ability, software, and other technologies that connect and exchange data with other devices and systems over the Internet or other communications networks, sometimes called smart devices. We will also consider adjacent spaces such as devices, components or software that are used in IoT applications. We intend to target companies in both developing markets (e.g., China and India), and the developed markets (e.g., United States and Europe), however, we affirmatively exclude as an initial business combination target any company whose financial statements are audited by an accounting firm that the United States Public Company Accounting Oversight Board, or the PCAOB, is unable to inspect for two consecutive years beginning in 2021 and any target company with China operations consolidated through a variable interest entity, or a VIE, structure; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination. If we are unable to complete our initial business combination within 12 months (or up to 18 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses). In order to extend the time available for us to consummate our initial business combination, our sponsor, upon at least five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $650,000 or $747,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,300,000 or $1,495,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; We will seek to capitalize on the diverse industry experience of our Chief Executive Officer, Angel Orrantia. Mr. Orrantia is a proven technology executive with a history of investing, acquiring, and building successful companies, while generating attractive stockholder returns. Over the past decade, Mr. Orrantia has created returns for investors while managing secular disruption and cyclical industry risk. Mr. Orrantia has operated and completed transformational cross-border transactions on a global basis; Our broader management team, which includes Coco Kou, our Chief Financial Officer, and Robert de Neve, our Chief Strategy Officer, is comprised of industry leaders with deep roots in Silicon Valley, India, China and broader Asia. Our management team includes proven leaders with a diverse set of experiences and complementary skills, as investors, entrepreneurs, senior executives and transactional professionals; We intend to focus on companies that alone, or through a strategic combination with another company, have an enterprise valuation between $200 million and $300 million; Warrants redeemable if stock >$18.00 per share; Of the net proceeds of this offering and the sale of the placement warrants, $66,950,000, or $10.30 per unit ($76,992,500, or $10.30 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a trust account in the United States with Continental Stock Transfer & Trust Company, LLC acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (i) in connection with a stockholder meeting called to approve the initial business combination; or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of: (i) $10.30 per public share; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the IRA on any redemptions or stock buybacks by us;
4.64500
1.000
EF Hutton
Angel Orrantia
IoT
Delaware
https://www.sec.gov/Archives/edgar/data/1936255/000119312523075999/d374956d424b4.htm
344
10.620
10.630
0.08933
0.000
29
2024-02-23
SBXC
SBXC/U US Equity
SBXC/WS US Equity
SilverBox III
2023-02-27
2024-09-02
142587872.00
13800000.00
10.332
2023-09-30
0.130
0.300
10.462
10.633
0.000
143.934
0.032
0.203
-0.00308
-0.00882
192
0.03731
0.03731
0.04875
120.00000
0.333
Each unit consists of one share of the Companys Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company may pursue an initial business combination in any business or industry but intends to focus its search on a target business in an industry where it believes the expertise of its management team and its advisory group will provide it with a competitive advantage in completing a successful initial business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below calculated as of two business days prior to the consummation of our initial business combination, including interest (net of amounts withdrawn to pay our income and franchise taxes; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the company pursuant to any current, pending or future rules or laws; If we are unable to complete our initial business combination within 18 months from the closing of this offering, the time period to complete an initial business combination can be extended in two ways: (i) our sponsor can extend the time period to complete an initial business combination by an additional three months (for a total of up to 21 months to complete an initial business combination from the closing of this offering) by purchasing additional private placement warrants with an aggregate purchase price of $1,000,000 ($1,150,000 if the over-allotment option is exercised in full) and (ii) our stockholders can also vote at any time to amend our amended and certificate of incorporation to modify the amount of time we will have to complete an initial business combination; If we have not completed our initial business combination within the completion window, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of permitted withdrawals and up to $100,000 of interest to pay dissolution expenses); We have been formed as part of a long-term vision to sponsor a series of special purpose acquisition companies (SPACs). Members of our management team worked together as executive officers or members of the board of directors of Boxwood Merger Corp, which completed its initial business combination with Atlas Technical Consultants, Inc., and as executive officers of members of the board of directors of SBEA, which completed its initial business combination with Black Rifle Coffee Company; Stephen M. Kadenacy, our Chairman and Chief Executive Officer, is a Co-Founder and a Co-Managing Partner of SilverBox Capital. He has been serving as the Chairman of Centerline Logistics Corp, a leading marine oil transportation services firm and ship assist company, since July 2019. Mr. Kadenacy served as the Chief Executive Officer of SBEA until its business combination with BRCC in February 2022 and served as Chairman and CEO of Boxwood Merger Corp until its business combination and remained on the board of directors of the combined company, Atlas Technical Consultants, Inc., until April 2020. Between May 2008 and July 2017, Mr. Kadenacy served in a number of senior leadership roles at AECOM, a large engineering and technical services business, including its President and Chief Operating Officer from September 2015 to July 2017, President and Chief Financial Officer from 2014 to 2015 and Chief Financial Officer from 2011 to 2014; Joseph E. Reece, our Founding Partner, is a Co-Founder and a Co-Managing Partner of SilverBox Capital. Previously, he founded Helena Capital, a merchant bank and a predecessor company of SilverBox Capital, in April 2015 and served as Chief Executive Officer until January 2017, and then again from October 2018. Mr. Reece has been serving as Non-Executive Chairman of Compass Minerals since May 2021, having been a member of the board of directors since 2019; Warrants redeemable if stock >$18.00; Of the net proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, $101.0 million ($10.10 per unit), or $116.15 million if the underwriters option to purchase additional units is exercised in full, will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (net of permitted withdrawals), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; Our sponsor will agree that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below: (1) $10.10 per public share;
5.25000
1.500
CS
Stephen Kadenacy, Joseph Reece, SilverBox Capital
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/1859686/000110465923023872/tm2135716-25_s1a.htm
361
10.430
10.370
0.04375
0.000
30
2024-02-23
DIST
DISTU US Equity
DISTW US Equity
Distoken Acquisition
2023-02-15
2024-11-18
41029484.00
3881692.00
10.570
2023-10-24
0.140
0.450
10.710
11.020
0.000
41.262
0.080
0.390
-0.00751
269
0.05012
0.05012
60.00000
1.000
Each unit that we are offering has a price of $10.00 and consists of one ordinary share, one right and one warrant. Each right entitles the holder thereof to receive one-tenth (1/10) of one ordinary share upon the consummation of an initial business combination, as described in more detail in this prospectus. Each warrant entitles the holder to purchase one ordinary share at a price of $11.50 per share; Upon consummation of the offering, an aggregate of $61,200,000 (or $70,380,000 if the over-allotment option is exercised in full) or $10.20 per unit sold to the public in this offering will be deposited into a United States-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee, with Morgan Stanley acting as investment manager; We will primarily seek to acquire one or more growth businesses with a total enterprise value of between $100 million and $200 million; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $1,800,000 or $2,070,000 if the underwriters over-allotment option is exercised in full, or $0.30 per unit in either case) on or prior to the date of the applicable deadline, for each three month extension; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect the pro rata redemption price to be approximately $10.20 per ordinary share; Warrants redeemable if stock >$18.00; An aggregate of $10.20 per unit sold to the public in this offering (regardless of whether or not the over-allotment option is exercised) will be placed in a United States-based trust account maintained by Continental Stock Transfer & Trust Company; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any general meeting called to approve a proposed initial business combination, each public shareholder will have the right, regardless of whether he is voting for or against such proposed business combination or does not vote at all, to demand that we convert his, her or its shares into a pro rata share of the trust account; Our sponsor has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below (1) $10.20 per share; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.20; Jian Zhang has served as our Chairman and Chief Executive Officer since inception. He has significant experience in designing, developing and operating message platforms and investing in the informational, biological, block-chain and consumer technology industries. He is currently a director of many technology and investment firms, including Yunnan Jimaoxin Information Technology Co., Ltd., Chongqing Wangwang Supply Chain Management Co., Ltd., Shenzhen Zenyi Tonglian Technology Co., Ltd. and Zhuhai Meining Technology Co., Ltd. Since August 2015, he has been the Chief Executive Officer and the Managing Partner of Yunnan Xiaosen Venture Capital Co., Ltd., a fund active in angel-round capital raising for Internet and social media startups; Oct 13 2023 filed PRE14a to extend deadline to Aug 19 2024; Oct 24 2023 filed DEF14a to extend deadline to Nov 18 2024, vote Nov 10, NAV $10.54; Nov 13 2023 announced 3.0 million shares redeemed, NAV $10.57;
5.00000
I-Bankers
Jian Zhang
Tech (Asia)
Cayman
https://www.sec.gov/Archives/edgar/data/1818605/000110465923022398/tm2232867-4_424b4.htm
373
10.630
0.08333
1.000
0.110
31
2024-02-23
MARX
MARXU US Equity
Mars Acquisition
2023-02-13
2024-11-16
21168164.00
2081432.00
10.170
2024-02-01
0.024
0.320
10.194
10.490
0.000
22.230
-0.436
-0.140
0.04764
0.05156
267
-0.01795
-0.02423
-0.02920
60.00000
0.000
Each unit consists of one ordinary share and one right to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although the Company intends to focus on opportunities in automobiles, healthcare, financial technology, cyber security, cleantech, software, Internet and artificial intelligence, specialty manufacturing and any other related technology innovations market. We have not selected any business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. We will not effectuate an initial Business Combination with a company that is headquartered in the Peoples Republic of China (PRC or China), the Hong Kong Special Administrative Region of China (Hong Kong) or the Macau Special Administrative Region of China (Macau) or conducts a majority of its operations in China, Hong Kong or Macau; Of the net proceeds we receive from this offering and the sale of the private placement units, $61,200,000 or $10.20 per unit ($70,380,000, or $10.20 per unit, if the underwriters over-allotment option is exercised in full) will be deposited into a trust account in the United States, with Continental Stock Transfer & Trust Company acting as trustee; Karl Brenza. Karl Brenza has served as our Chief Executive Officer, Chief Financial Officer and director since shortly after the inception of the Company. He is a citizen of the United States and based in New York, New York. Mr. Brenza has over 25 years of investment banking and financial advisory experience as well as significant operational and technology experience as a corporate executive. He has extensive blank-check/SPAC experience and completed some of the earliest blank-check/SPAC transactions. During his career, Mr. Brenza has completed a vast array of transactions in the areas of strategic advisory assignments, mergers, acquisitions, reverse merger transactions, IPOs, follow-on offerings, SPACs, PIPEs, fairness opinions and private financings of debt and equity. Mr. Brenza is currently serving as Senior Managing Director of Wealth Management Centers, LLC, a financial advisory firm and CFO of Omni Acquisition Corp. Previously, Mr. Brenza served as CFO of First Breach, Inc, an ammunition components company from November 2021 to September 2022. In addition, from August 2018 to November 2021, he was Senior Managing Director, Investment Banking for Paulson Investment Company. From August 2018 to December 2019, he also served as the Head of US Operations for Jerash Holdings US, a NASDAQ-listed manufacturer of outdoor and action garments and sportswear. From 2008 to 2018, Mr. Brenza was Senior Managing Director and Head of the Capital Growth Advisory Group at Maxim Group; Mr. Shanchun Huang has served as our Chairman since shortly after the inception of the Company. He is a citizen of the Republic of Malta and based in London, the United Kingdom. Mr. Huang has over 16 years of experience in the financial service and investment industry. He has provided financing solutions and advice for high-growth companies in China and successfully assisted 37 enterprises to complete fundraising or public offerings in China. Mr. Huang has served as the CEO and director of Future Fintech Group, Inc. a Nasdaq-listed company and a blockchain based e-commerce platform since March 2020. Future Fintech Group Inc. has received a notice of delisting from Nasdaq, that it has until February 27, 2023 to regain compliance with the minimum bid price requirement. As of January 26, 2023, its closing bid price was $0.52; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have until 12 months from the consummation of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three months extension, $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (i)
3.55000
Maxim
Karl Brenza, Shanchun Huang
Diversified (ex China)
Cayman
ScanTech
2023-09-05 00:00
Sept 5 2023 announced a business combination with ScanTech Identification Beam Systems, LLC ("ScanTech"), an innovator of next-generation fixed-gantry computed tomography (CT) screening systems based in Metro-Atlanta, Georgia; Pro forma enterprise value of the combined company is expected to be approximately $149.5 million with cash on hand of approximately $68 million, assuming no redemptions by Mars shareholders; The Business Combination has been unanimously approved by the boards of directors of both ScanTech and Mars and is expected to close in the first quarter of 2024, subject to regulatory and shareholder or member approvals, and other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1892922/000110465923021986/tm236768d1_424b4.htm
375
204
10.680
10.720
0.05917
https://www.sec.gov/Archives/edgar/data/1892922/000110465923099289/tm2325654d1_ex99-1.htm
1.000
0.200
32
2024-02-23
BLAC
BLACU US Equity
BLACW US Equity
Bellevue Life Sciences Acquisition
2023-02-10
2024-03-14
36688196.00
3467954.00
10.579
2023-10-20
0.115
0.133
10.694
10.712
0.000
36.656
0.114
0.132
-0.01158
0.05528
20
0.25413
0.27596
-0.61359
60.00000
1.000
Each unit consists of one share of our common stock, par value $0.0001, one warrant, and one right. Each warrant entitles the holder thereof to purchase one share of common stock at a price of $11.50 per share, subject to adjustment as described in the prospectus. Each warrant will become exercisable 30 days after the consummation of an initial business combination, and will expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation. Each right entitles the holder thereof to receive one-tenth (1/10) of a share of common stock upon the consummation of an initial business combination; Although we are not limited to a particular industry or geographic region for purposes of consummating an initial business combination, we intend to focus our search on companies in the healthcare industry; We will provide the holders of our outstanding shares of common stock that were sold as part of the units in this offering with the opportunity to redeem their shares of common stock upon the consummation of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below, including interest (net of taxes payable); We have 9 months to consummate our initial business combination or such later time period as may be approved by a majority of our stockholders voting on such extension. If we do not consummate our initial business combination within the above time period, we will distribute the aggregate amount then on deposit in the trust account, pro rata to our public stockholders, by way of the redemption of their shares and thereafter cease all operations except for the purposes of winding up of our affairs; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 (the IRA) on any redemptions or stock buybacks by us; Upon consummation of the offering, $10.175 per unit sold to the public in this offering (whether or not the over-allotment option has been exercised in full or part) will be deposited into a United States-based trust account at J.P. Morgan Chase Bank, N.A. maintained by Continental Stock Transfer & Trust Company acting as trustee; Our founding management team is led by Kuk Hyoun (Peter) Hwang, the Founding and Managing Partner of BCM; David J. Yoo, the Chief Financial Officer of BCM; and Jun Chul Whang, General Counsel and Partner of BCM; Warrants redeemable if stock >$16.50; $10.175 per public unit sold in this offering will be placed in a trust account at J.P. Morgan Chase Bank, N.A., maintained by Continental Stock Transfer & Trust Company, acting as trustee; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; If we are unable to complete our initial business combination within 9 months or such other time period as our stockholders may approve from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem 100% of the outstanding public shares (including any public units in this offering or any public units or shares that our initial stockholders or their affiliates purchased in this offering or later acquired in the open market or in private transactions); If we do not complete our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.175; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share; Oct 10 2023 filed PRE14a to extend deadline to Feb 14 2024, vote in Nov; Oct 20 2023 filed DEF14a to extend deadline to Feb 14 2024, note Nov 9, NAV $10.51, 3,432,046 shares redeemed; Feb 13 2024 extended deadline to Mar 13 2024, added $60k to trust account;
4.30000
Chardan
Kuk Hyoun (Peter) Hwang, David J Yoo
Biotech
Delaware
OSR Holdings
2023-11-16 00:00
Nov 16 2023 announced a business combination with OSR Holdings after July 11 2023 announced a letter of intent with OSR Holdings, Ltd. ("OSR Holdings"), a global healthcare holding company;
https://www.sec.gov/Archives/edgar/data/1840425/000119312523012151/d143161ds1a.htm
378
279
10.570
11.285
0.07167
1.000
0.150
33
2024-02-23
CETU
CETUU US Equity
CETUW US Equity
Cetus Capital Acquisition
2023-02-01
2024-08-03
21586450.00
2058934.00
10.484
2023-12-27
0.052
0.198
10.537
10.683
0.000
21.722
0.057
0.203
0.00127
0.02974
162
0.04411
0.02857
-0.03440
50.00000
1.000
Each unit consists of one share of the Companys Class A common stock, one redeemable warrant, and one right. Each warrant entitles the holder thereof to purchase one share of the Companys Class A common stock at a price of $11.50 per share. Each right entitles the holder thereof to receive one-sixth (1/6) of one share of Class A common stock upon consummation of the Companys initial business combination; Company intends to focus its search for a target business in the industrials, information technology and Internet-of-Things industries with an intention to initially prioritize Taiwan; We have nine months from the closing of this offering to consummate our initial business combination. We may by resolution of our board of directors, if requested by our Sponsor, extend the period of time to consummate a business combination by three additional periods of three months each (for a total of up to 18 months to complete a business combination), by depositing into the trust account, with respect to each such three month extension, $500,000, or $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the IRA on any redemptions or stock buybacks by the Company; Our management team is led by Chung-Yi Sun, our Chief Executive Officer, President and the Chairman of our Board of Directors. Mr. Sun has served as our Chief Executive Officer and President, and as the Chairman of our Board of Directors, since June 8, 2022. Mr. Sun has served since January 2022 as Managing Director of AWinner Limited, an investment firm focused on breakthrough Information Technology companies. Mr. Sun has also served since June 2010 as Assistant Vice President of Lite-On Green Technologies, Inc., a Taiwan-based green technology company, where he is responsible for supervising the companys daily operations and personally interacting with venture capital representatives and private investors. Mr. Sun has more than 20 years of experience in the high technology, energy and automobile industries. Since September 2019, Mr. Sun has been a Ph.D. candidate in Culture & Media at Soochow University in Suzhou, China; Warrants callable if stock >$18.00; Of the net proceeds of this offering and the sale of the placement units, $50,875,000, or $10.175 per unit ($58,506,250, or $10.175 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.175 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share; Nov 3 2023 extended deadline to Feb 2 2024, added $575k to trust account; Dec 21 2023 filed PRE14a to extend deadline to Aug 3 2024, vote in Jan; Jan 5 2024 filed DEF14a to extend deadline to Aug 3 2024, vote Jan 31, NAV $10.46; Feb 1 2024 CETU stockholders approved deadline extension to Aug 3 2024, 3.7 million shares (64.2%) redeemed, 2.1 million shares remain; Feb 7 2024 extended deadline to Mar 3 2024, added $50k to trust account;
2.62500
EF Hutton
Chung-Yi Sun
Tech (ex China)
Delaware
MKD Technology
2023-06-26 00:00
June 26 2023 announced a business combination with MKD Technology; The aggregate consideration to be paid to the shareholders of MKD BVI for the Acquisition Merger is US$230 million (less the amount of Closing Company Debt plus the amount of Closing Company Cash), payable on the Closing Date in the form of a number of newly issued ordinary shares of Pubco valued at $10.00 per share;
https://www.sec.gov/Archives/edgar/data/1936702/000149315223003291/form424b4.htm
387
145
10.550
10.850
0.05250
1.000
0.140
34
2024-02-23
ISRL
ISRLU US Equity
ISRLW US Equity
Israel Acquisitions
2023-01-13
2025-01-18
77956968.00
7259615.00
10.738
2024-01-11
0.050
0.436
10.789
11.175
0.000
77.896
0.069
0.455
-0.00544
0.01131
330
0.04701
0.04594
0.02679
125.00000
1.000
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one redeemable warrant. Each warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; If we have not consummated an initial business combination within 12 months from the closing of this offering, we may, at our sponsors option, extend the period of time to consummate a business combination up to two times without shareholder approval, each for an additional three months (for a total of up to 18 months to complete a business combination) (each such three-month period, a Funded Extension Period), so long as our sponsor and/or its affiliates or designees deposit into the trust account: (i) with respect to a single Funded Extension Period, an additional $0.10 per unit (for an aggregate of $1,250,000, or $1,437,500 if the underwriters over-allotment option is exercised in full) (an Extension Payment), and (ii) with respect to two consecutive Funded Extension Periods, an Extension Payment prior to each Funded Extension Period, or $0.20 per unit in the aggregate (for an aggregate of $2,500,000 or 2,875,000 if the underwriters over-allotment option is exercised), upon five days advance notice prior to the applicable deadline pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and American Stock Transfer & Trust Company; If our sponsor does not elect to extend the period of time pursuant to the above extension mechanism, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes which shall not include excise taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Ziv Elul serves as our Chief Executive Officer and a member of our board of directors. Mr. Elul has 16 years of industry and managerial experience with start-up and high-growth technology businesses operating globally, which includes two acquisition transactions and operational experience as the CEO of a publicly traded company. In 2007. Mr. Elul co-founded Inneractive, an independent automated mobile platform with marketplace exchange capabilities and focused on powering video ads. He served as CEO of Inneractive, leading it to outstanding profitability until its acquisition by Fyber N.V. (FSE:FBEN), a global provider of monetization platforms for mobile publishers, in July 2017; Izhar Shay will serve as Chairman of our board of directors. Mr. Shay currently serves as a venture partner at Disruptive AI, an early stage venture capital firm focused on AI investments. He also is the Chairman of Kendago, a leading digital marketing household and is on the Board of Directors of Aquarius Engine (TASE: AQUA, Developer of a Two Sided Free Piston Linear Engine), Tastewise (an AI based consumer insights platform for Food & Beverage innovation) and Equinom (a food-tech company developing non-GMO plant-based ingredients); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (other than excise taxes), if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share; Dec 7 2023 filed PRE14a to extend deadline to Jan 18 2025, vote Jan 8, NAV $10.67; Dec 15 2023 filed PRER14a to extend deadline to Jan 18 2025, vote Jan 8, NAV $10.67; Dec 20 2023 filed DEF14a to extend deadline to Jan 18 2025, vote Jan 8, NAV $10.67; Jan 11 2024 stockholders approved deadline extension to Jan 18 2025, 7.1 million shares (49.5%) redeemed, 7.3 million shares remain, NAV $10.74;
7.25000
BTIG
Ziv Elul, Izhar Shay
Tech (Israel)
Cayman
Pomvom
2023-10-17 00:00
Jan 2 2024 announced a business combination with Pomvom Ltd. (TASE: PMVM), a technology company that develops experiential content to amusement parks and attractions globally, replacing operative physical solutions after Oct 17 2023 announced a non-binding letter of intent for a business combination with Pomvom Ltd.; Total equity value for Pomvom of $125 million USD; Minimum cash condition of $20 million, of which will be a combination of the net amount in ISRLs trust account, together with new money that will be raised; The parties anticipate completing the business combination by the end of Q3 2024, contingent upon satisfying all closing conditions, including shareholder approvals, regulatory consents, and compliance with legal and tax requirements;
https://www.sec.gov/Archives/edgar/data/1915328/000110465923004270/tm228480-13_424b4.htm
406
277
10.730
10.911
0.05800
0.000
35
2024-02-23
ATMC
ATMCU US Equity
ATMCW US Equity
AlphaTime Acquisition
2022-12-30
2025-01-04
51088856.00
4739226.00
10.780
2024-01-04
0.059
0.430
10.839
11.210
0.000
51.610
-0.001
0.370
0.00473
0.01949
316
0.03950
0.03398
0.01671
60.00000
1.000
Each unit consists of one ordinary share, one redeemable warrant and one right, with each right entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination; While we will not be limited to a particular industry or geographic region in our identification and acquisition of a target company, we intend to focus our search on businesses in Asia; Xinfeng Feng, our Chairwoman of the Board of Directors, founded Guowangxin (Shenzhen) Investment Co., Ltd. in 2021 and has served as its Chairman ever since. Mr. Feng founded Guoxing Supply China Management Co., Ltd. in 2020 and served as its Executive President; Dr. Dajiang Guo, Ph.D., our Chief Executive Officer, serves as a Managing Director at Revere Securities LLC. Dr. Guo served as a Partner at Tiger Securities, developing the institutional securities business of investment banking, sales, and trading from 2019 to 2021. From 2017 to 2019, Dr. Guo served as a Partner at China Bridge Capital in financial advisory and private equity; We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our Board of Directors, if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to three times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000 (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; Warrants redeemable if stock > $16.50; Of the net proceeds of this offering and the sale of the private units, $61,080,000 or $10.18 per unit ($70,242,000, or $10.18 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a U.S.-based trust account at Bank of America with American Stock Transfer & Trust Company, acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.18 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.18 per public share; Oct 3 2023 extended deadline to Jan 4 2024, added $690k to trust account; Nov 24 2023 filed PRE14a to extend deadline to Jan 4 2025; Dec 21 2023 extension vote adjourned to Dec 26; Dec 26 2023 extension vote adjourned to Dec 28;
3.70500
Chardan
Xinfeng Feng, Dajiang Guo, Jichuan Yang
Asia
Cayman
HCYC
2024-01-05 00:00
Jan 5 2024 announced a business combination with HCYC Group Company Limited (HCYC); As a result of the Mergers, HCYC shareholders will receive 7,500,000 ordinary shares of PubCo, valued at $75,000,000. The transaction has been approved by the boards of directors of ATMC, HCYC and each Acquisition Entity and is expected to be consummated in early 2024, subject to regulatory approval and respective shareholder approval by the shareholders of ATMC and the shareholders of HCYC and the satisfaction of certain other customary closing conditions; HCYC Asia has been in Hong Kong for a period of thirteen years. HCYC Asia holds a professional insurance brokerage license, allowing it to operate within Hong Kongs insurance sector;
https://www.sec.gov/Archives/edgar/data/1889106/000149315223000114/form424b4.htm
420
371
10.890
11.050
0.06175
1.000
0.120
36
2024-02-23
HSPO
HSPOU US Equity
HSPOW US Equity
Horizon Space Acquisition I
2022-12-22
2024-03-22
68448616.00
6337221.00
10.801
2024-02-21
0.002
0.035
10.803
10.836
0.000
68.505
-0.007
0.026
0.00061
28
0.03223
0.03223
60.00000
1.000
Each unit consists of one ordinary share, one full redeemable warrant, and one right to receive one-tenth (1/10) of one ordinary share upon the completion of the Companys initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one ordinary share at an exercise price of $11.50 per share; Upon the closing of the Proposed Public offering, the net proceeds of the Proposed Public Offering and the sale of the private units, $10.175 per unit will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company, acting as trustee, and will be invested only in U.S. government treasury bills with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act which invest only in direct U.S. government treasury obligations; Because of our significant ties to China, we may pursue opportunities in China. Due to the relevant PRC laws and regulations against foreign ownership of and investment in certain assets and industries, known as restricted industries, which including but not limited to, value-added telecommunications services (inclusive of internet content providers), we may have a limited pool of acquisition candidates we may acquire in China; Mr. Mingyu (Michael) Li, our Chief Executive Officer, Chief Financial Officer, Director and Chairman of the board of director. Since March 2022, Mr. Li has served as a director of Lakeshore Acquisition II Corp. (Nasdaq: LBBB), a special purpose acquisition company currently listing on Nasdaq. Since November 2021, Mr. Li has served as the Chief Executive Officer of Hangzhou Qianhe Mingde Enterprise Management Consulting Co., Ltd., namely Horizon Holdings, a company providing consulting services. Since March 2020, Mr. Li has served as the Chief Executive Officer of Hangzhou Qianhe Mingde Equity Investment Co., Ltd., namely Horizon Capital, a private equity firm focusing renewable and AI-driven manufacturing. In Horizon Capital, he has led a number of private equity fundraisings, managed advisory business for cross-border mergers & acquisitions (M&A). Since December 2019, Mr. Li has served as the Chief Executive Officer at Shenzhen Hetai Mingde Capital Management Co., Ltd., a company provide capital management services. From January 2014 to January 2019, Mr. Li served as a Senior Partner at Hejun Capital, a private equity firm specializing in providing capital operation system solutions to high-growth enterprises; We will have until 9 months from the consummation of this offering to consummate our initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 9 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 15 months to complete a business combination), provided that our sponsor or designee must deposit into the trust account for each three months extension, $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,200,000 or $1,380,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within such time period, unless we extend such period pursuant to our amended and restated memorandum and articles of association, we will, as promptly as possible but not more than ten (10) business days thereafter, redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes, and then seek to liquidate and dissolve; If we are unable to consummate our initial business combination within this time period, we will liquidate the trust account and distribute the proceeds held therein to our public shareholders by way of redeeming their shares and dissolve. If we are forced to liquidate, we anticipate that we would distribute to our public shareholders the amount in the trust account calculated as of the date that is two (2) days prior to the distribution date (including any accrued interest net of taxes payable); Warrants redeemable if stock >$16.00; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.175 per share), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes. At any meeting called to approve an initial business combination, public shareholders may elect to convert their share regardless of whether or not they vote to approve the business combination; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with wh
3.52000
Network 1 / Maxim
Mingyu (Michael) Li
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1946021/000192998022000068/hzac_424b4.htm
428
10.810
0.05867
1.000
0.086
37
2024-02-23
ATMV
ATMVU US Equity
AlphaVest Acquisition
2022-12-20
2024-12-22
50613628.00
4725829.00
10.710
2023-12-08
0.090
0.443
10.800
11.153
0.000
51.133
-0.020
0.333
0.00187
0.00465
303
0.03721
0.03721
0.03376
60.00000
0.000
Each unit consists of one ordinary share and one right, entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination, each holder of a right will automatically receive one-tenth (1/10) of one ordinary share upon consummation of our initial business combination; While the Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company, the Company intends to focus its search on businesses throughout Asia; Pengfei Zheng, our Chairman of the Board of Directors, is an experienced executive in the finance industry with significant experience in capital raising and project management. Mr. Zheng has been serving as the Chairman of Peace Capital Limited, a company principally engaged in private equity investment and asset management, since November 2021. Mr. Zheng is the founder and President of Shenzhen Guoxing Capital, a company that specializes in investments and management, since June 2015; Yong (David) Yan, our Chief Executive Officer, has been a partner at the Shanghai-based V-Stone Capital since January 2014, where he oversees fund raising and private equity investments in FinTech, BlockChain, Big Data, Healthcare and other areas. Prior to joining V-Stone Capital, Dr. Yan was the General Manager and CIO of Hubei Hongtai Industrial Investment Fund, a private equity fund of funds. Previously, Dr. Yan was a Managing Director of Fosun Group, one of the largest private conglomerates in China, where he was in charge of investments in the financial sectors, such as online financial platform, securitization and fin-tech, as well as building an in-house P2P platform; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our Board of Directors and if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 18 months from the closing of this offering), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full, (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; Of the net proceeds of this offering and the sale of the private units, $61,200,000 or $10.20 per unit ($70,380,000, or $10.20 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a U.S.-based trust account at UBS with Continental Stock Transfer & Trust Company, acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Each public shareholder may elect to redeem its public shares irrespective of whether it votes for or against the proposed transaction; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Nov 22 2023 filed PRE14a to extend deadline to Dec 22 2024; Dec 8 2023 filed DEF14a to extend deadline to Dec 22 2024, vote Dec 20, NAV $10.68; Dec 20 2023 adjourned extension vote to Dec 21; Dec 28 2023 ATMV stockholders approved deadline extension to Dec 22 2024, 2.2 million shares (31.5%) redeemed, 4.7 million shares remain, NAV $10.71;
3.90000
EarlyBirdCapital
Pengfei Zheng, Yong (David) Yan
Asia
Cayman
Wanshun
2023-08-15 00:00
Aug 14 2023 announced a business combination with Wanshun Technology Industrial Group Limited (Wanshun), primarily a peer-to-peer marketplace for on-demand rides hailing services in China; The transaction will be structured as a business combination with ATMVs wholly owned subsidiary, AV Merger Sub, and is anticipated to result in ATMV shareholders receiving shares of Wanshun capital stock valued at approximately $300 million; The transaction has been approved by the boards of directors of both ATMV and Wanshun and is expected to be consummated in the fourth quarter of 2023 or early 2024, subject to regulatory approval and respective stockholder approval by the stockholders of ATMV and the stockholders of Wanshun and the satisfaction of certain other customary closing conditions; Upon the closing of the Business Combination, the combined company is expected to operate under the name Wanshun Technology Industrial Group Limited and remain a NASDAQ-listed public company trading under a new ticker symbol. Wanshuns executive management team will continue to lead the combined company. There can be no assurance that the combined company will remain listed on NASDAQ;
https://www.sec.gov/Archives/edgar/data/1937891/000149315222035994/form424b4.htm
430
238
10.820
10.850
0.06500
1.000
0.080
38
2024-02-23
PLTN
PLTNU US Equity
PLTNW US Equity
Plutonian Acquisition
2022-11-10
2024-05-15
34211936.00
3262910.00
10.485
2023-09-30
0.132
0.206
10.617
10.691
0.000
34.929
-0.083
-0.009
0.00831
0.02291
82
-0.00383
-0.00590
-0.06752
50.00000
1.000
Each unit consists of one share of common stock, one redeemable warrant, and one right to receive one-sixth (1/6) of a share of common stock upon the consummation of an initial business combination; The Company is not limited to a particular industry or geographic region for purposes of consummating an initial business combination, although it intends to focus its search for a target business on companies engaged in metaverse technologies, tourism and e-commerce related industries in the Asia-Pacific, or APAC, region. The Company is led by Mr. Wei Kwang Ng as its Chief Executive Officer, Chairman and President, and Ke Wang, its Chief Financial Officer; Wei Kwang Ng, our CEO, has more than 10 years of work experience in American or Singaporean companies. Currently he serves as the chief operating officer of Parcel Santa Pte Ltd, a Singaporean technology company facilitating and value-adding in the logistics space of last mile delivery. Mr. Ng currently also serves the independent director of Redwood Acquisition Corp. (Nasdaq: RWOD). Ke Wang, our CFO, currently serves as the head of quantitative research at Allstate Insurance Company; We will have until nine months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within nine months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to nine times, each by an additional one month (for a total of up to 18 months to complete a business combination). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $165,000, or $189,750 if the underwriters over-allotment option is exercised in full (or $0.033 per public share per month in either case), on or prior to the date of the applicable deadline, for each monthly extension, up to an aggregate of $1,485,000 (or $1,707,750 if the underwriters over-allotment option is exercised in full), or $0.297 per public share (for an aggregate of nine months); We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$18.00; In connection with our redemption of 100% of our outstanding public shares, each holder will receive an amount equal to (1) the number of public shares being redeemed by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.175 per share), which includes the deferred underwriting discounts and commissions, plus a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes (subject in each case to our obligations under Delaware law to provide for claims of creditors); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other fees or taxes, other than franchise and income taxes, that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act on any redemptions or stock buybacks by us; July 13 2023 filed PRE14a to extend deadline to Aug 15 2024, trust account will not be used to cover potential excise tax; July 25 2023 filed DEF14a to extend deadline to Aug 15 2024, vote Aug 8, NAV $10.48, trust account will not be used to cover potential excise tax; Nov 15 2023 extended deadline to Feb 15 2024, added 4210k to trust account; Feb 5 2024 extended deadline to May 15 2024, added $210k to trust account;
2.45500
EF Hutton
Wei Kwang Ng, Ke Wang
Metaverse (APAC)
Delaware
Big Tree Cloud
2023-10-10 00:00
Oct 10 2023 announced a business combination with Big Tree Cloud International Group Limited ("Big Tree Cloud" or the "Company"), a company devoted to the development, production and sales of personal care products and other consumer goods in China; The Proposed Transaction reflects an initial equity value of approximately US$500 million; The board of directors of both Big Tree Cloud and Plutonian have unanimously approved the Proposed Transaction, which is expected to be completed in the first half of 2024, subject to, among other things, approval by the shareholders of Plutonian and Big Tree Cloud, regulatory approvals and other customary closing conditions, including a registration statement on Form F-4;
https://www.sec.gov/Archives/edgar/data/1929231/000121390022071788/f424b41122_plutonian.htm
470
334
10.705
10.860
0.04910
1.000
0.170
39
2024-02-23
HUDA
HUDAU US Equity
Hudson Acquisition I
2022-10-14
2024-04-18
16772934.00
1603531.00
10.460
2023-07-06
0.209
0.258
10.669
10.718
0.000
16.869
0.159
0.208
-0.01395
55
0.13909
0.13192
60.00000
0.000
Each unit consists of one share of common stock and one right to receive one-fifth (1/5) of a share of common stock upon the consummation of an initial business combination; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region except that the Company will not consummate an initial business combination with any entity being based in or having the majority of its operations in China (including Hong Kong and Macau); We are not permitted to use the proceeds placed in the trust account and the interests earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due imposed under the Inflation Reduction Act (IRA) of 2022 (H.R. 5376) on any redemptions or stock buybacks by the Company; We will seek to capitalize on the collective deal making experience and business connections of our management team (the Hudson Team), forged during decades of close teamwork and cooperation. Some of the key members of the Hudson Team, including the CEO Jiang Hui, the senior advisor Pengfei Xie and the independent director Lixin Wu, are graduates of Peking University, one of the most prestigious educational institutions in China; Mr. Jiang Hui, our Chief Executive Officer and Chairman of the Board, is a seasoned financial professional with deep experiences in banking and securities business. He is the Chairman and Chief Executive Officer of Wave Sync Corp. (OTCQB WAYS) since 2021. Prior to that, Mr. Hui held various positions at the New York and London offices of Industrial and Commercial Bank of China (ICBC), Chinas largest financial institution; If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 15 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $900,000, or $1,035,000 if the underwriters over-allotment option is exercised in full ($0.15 per share in either case), on or prior to the date of the applicable deadline, for each of the available three month extensions providing a total possible business combination period of 15 months at a total payment value of $1,800,000, or $2,070,000 if the underwriters over-allotment option is exercised in full; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) without a stockholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; June 23 2023 filed PRE14a to extend deadline to Apr 18 2024, vote in July; July 6 2023 filed DEF14a to extend deadline to Apr 18 2024, vote July 17, NAV $10.46, trust account will not be used to cover potential excise tax;
3.40000
Chardan
Jiang Hui
Diversified (ex China)
Delaware
https://www.sec.gov/Archives/edgar/data/1853047/000121390022064385/f424b41022_hudsonacq1corp.htm
497
10.520
0.05667
1.000
0.130
40
2024-02-23
TENK
TENKU US Equity
TenX Keane Acquisition
2022-10-14
2024-11-18
47001640.00
4312077.00
10.900
2024-01-08
0.055
0.374
10.955
11.274
0.000
47.476
-0.055
0.264
0.00506
0.08904
269
0.03266
0.03266
-0.07388
60.00000
0.000
Each unit has an offering price of $10.00 and consists of one of our ordinary shares and one right as described in more detail in this prospectus. Each right entitles the holder thereof to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 5 in order to receive shares for all of your rights upon closing of a business combination. We will primarily seek to acquire one or more businesses with a total enterprise value of between $200,000,000 and $600,000,000. We intend to focus our search initially on target businesses operating in Asia, excluding companies located or operating in mainland China, Hong Kong or Macau; Mr. Xiaofeng Yuan has served as our Executive Director and Chairman since March 2021, and our Chief Executive Officer since July 2021. Mr. Yuan founded 38Fule Group and served as the Chairman of Xianyang 38Fule from 1992 to 1998. Mr. Yuan also serves as the Chairman of Shaanxi 38Fule Technology Company, a developer, manufacturer, and distributor of health and personal care products in China, since 1999. Mr. Yuan founded 38Fule in 1992 and led the company to become one of the top 100 healthcare companies in China and has personally become an influential leader in the healthcare industry as well; Mr. Taylor Zhang has served as our Chief Financial Officer and Executive Director since March 2021. Mr. Zhang served as our Chief Executive Officer from March 2021 to July 2021. From May 2009 to December 2021, Mr. Zhang served as Chief Financial Officer and executive director of the China XD Plastics Company Limited, where he oversaw CXDCs major financial and capital market matters, including Nasdaq listing, direct equity financing from world class institutional investors and a global bond offering; We will have until 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 18 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or up to $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,800,000 (or $2,070,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and for dissolution expenses), divided by the number of then outstanding public shares, which redemption will completely extinguish public shareholders rights as shareholders (including the right to receive further liquidation distributions, if any), subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect the pro rata redemption price to be approximately $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; July 18 2023 extended deadline to Oct 18 2023, added $660k to trust account; Oct 18 2023 extended deadline to Jan 18 2024, added $660k to trust account; Nov 13 2023 filed S-4 for Citius Oncology deal; Dec 28 2023 filed PRE14a to extend deadline to Nov 18 2024, vote Jan 17; Jan 8 2024 filed DEF14a to extend deadline to Nov 18 2024, vote Jan 17, NAV $10.90; Jan 18 2024 stockholders approved deadline to Nov 18 2024, 2.3 million shares (34.7%) redeemed, 4.3 million shares remain; Jan 30 2024 filed S-4/a for Citius Oncology deal;
3.70000
Maxim
Xiaofeng Yuan, Taylor Zhang
Asia (ex China)
Cayman
Citius Oncology
2023-10-24 00:00
Oct 24 2023 announced a business combination with Citius Oncology; Citius Oncology will serve as a platform to develop and commercialize novel targeted oncology therapies. The company is seeking approval from the U.S. Food and Drug Administration (FDA) of LYMPHIR for an orphan indication in the treatment of persistent or recurrent cutaneous T-cell lymphoma (CTCL), a rare form of non-Hodgkin lymphoma; Upon closing, pursuant to the terms of the merger agreement, Citius Pharma would receive 67.5 million shares in Citius Oncology at $10 per share and retain majority ownership of approximately 90%; The transaction has been approved by the Board of Directors of both companies and is expected to close in the first half of 2024;
https://www.sec.gov/Archives/edgar/data/1851484/000149315222028441/form424b4.htm
497
375
11.010
11.930
0.06167
https://www.sec.gov/Archives/edgar/data/1851484/000149315223038045/ex99-2.htm
1.000
0.160
41
2024-02-23
SVII
SVIIU US Equity
SVIIW US Equity
Spring Valley Acquisition II
2022-10-13
2025-10-17
158819760.00
14637766.00
10.850
2024-01-17
0.044
0.755
10.894
11.605
0.000
159.918
-0.016
0.695
0.00287
0.05106
602
0.03816
0.03729
0.00819
200.00000
0.500
Each unit consists of one Class A ordinary share of the Company, one right to receive one-tenth of one Class A ordinary share of the Company and one-half of one redeemable public warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, the Company intends to target companies in the sustainability industry, including renewable energy, resource optimization, environmental services, and grid infrastructure, which complement the backgrounds of the Companys management team. The Company is led by its Chief Executive Officer, Chris Sorrells, and Chief Financial Officer, Rob Kaplan. The Companys primary sponsor is an affiliate of Pearl Energy Investment Management, LLC (Pearl), an investment firm that focuses on partnering with experienced management teams to invest in the North American energy and sustainability sectors. Pearl typically targets opportunities requiring $25 million to $150 million of equity capital; Our sponsor has agreed that upon and subject to the completion of the initial business combination, 25% of the Class A ordinary shares then held by the sponsor (as a result of the conversion of the Class B ordinary shares into Class A ordinary shares as described above) shall be considered to be newly unvested shares, which will vest only if the closing price of our Class A ordinary shares on the Nasdaq Global Market (Nasdaq) equals or exceeds $12.50 for any 20 trading days within a 30 trading day period, on or after the first anniversary of the closing of the initial business combination but before the fifth anniversary. Class A ordinary shares, if any, that remain unvested at the fifth anniversary of the closing of the initial business combination will be forfeited; An affiliate of Pearl also formed and sponsored Spring Valley Acquisition Corp. (Spring Valley I), a special purpose acquisition company similar to our company that was formed to consummate an initial business combination. Spring Valley I completed its initial public offering in November 2020, in which it sold 23,000,000 units, each consisting of one Class A ordinary share of Spring Valley I and one-half of one redeemable warrant to purchase one Class A ordinary share of Spring Valley I, for an offering price of $10.00 per unit, generating aggregate gross proceeds of $230,000,000. In December 2021, Spring Valley I announced its plans to consummate a business combination transaction with NuScale Power, LLC, an industry leading provider of proprietary and innovative advanced nuclear small modular reactor (SMR) technology (the NuScale merger). The NuScale merger, which had an enterprise value of approximately $1.9 billion, closed in May 2022; Christopher Sorrells serves as our Chief Executive Officer and as Chairman of our board of directors. Mr. Sorrells served as the Chief Executive Officer and a director of Spring Valley I from its inception in November 2020 until the closing of the NuScale merger in May 2022 at which time Mr. Sorrells began serving as a member of the board of directors of the post-closing company, NuScale Power Corporation. Mr. Sorrells also plans to devote a portion of his time sourcing sustainability-focused investments for Pearls private equity funds. Mr. Sorrells has been an investor, operator, advisor and board member in the Sustainability industry for over 20 years. Mr. Sorrells served as Lead Director and Chairman of the compensation committee for Renewable Energy Group, Inc. (Nasdaq: REGI) until the completion of its merger with Chevron Corporation for $3.1 billion in June 2022; Robert Kaplan serves as our Chief Financial Officer and Vice President of Business Development. Mr. Kaplan served as the Vice President of Business Development of Spring Valley I from its inception in November 2020 until the closing of the NuScale merger in May 2022. Mr. Kaplan has over 20 years of investment banking experience in the Sustainability industry; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest and other income earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our amended and restated memorandum and articles of association will provide that we will have only 15 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may extend the period of time to consummate a business combination one time by an additional three months (for a total of 18 months from the closing of this offering to complete an initial business combination), without submitting such proposed extension to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination for an additional three months, our sponsor or its affiliates or designees must deposit into the trust account $2,000,000 (or up to $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per Class A ordinary share in either case), adjusted proportionately in the case of a p
12.00000
1.000
Citi / Guggenheim
Chris Sorrells, Rob Kaplan
Sustainability
Cayman
https://www.sec.gov/Archives/edgar/data/1843477/000110465922108908/tm216731-35_424b4.htm
498
10.925
11.450
0.06000
1.000
0.150
42
2024-02-23
AQU
AQUNU US Equity
Aquaron Acquisition
2022-10-04
2024-03-06
31289948.00
2930090.00
10.679
2023-09-30
0.134
0.145
10.813
10.824
-0.003
31.586
-0.007
0.004
-0.00305
12
0.01130
0.13189
50.00000
0.000
Each unit consists of one share of common stock and one right to receive one-fifth (1/5) of a share of common stock upon the consummation of an initial business combination; We are not permitted to use the proceeds placed in the trust account and the interests earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due imposed under the Inflation Reduction Act (IRA) of 2022 (H.R. 5376) on any redemptions or stock buybacks by the Company; Our efforts to identify a prospective target business will not be limited to any particular industry or geographic region, although we intend to target businesses with a total enterprise value of between $150 million and $300 million; Our Chief Execute Officer, Ms. Yi Zhou, co-founded Ease Consulting in September 2019 and has served as its chief executive officer since then. She is responsible for providing consultancy services to funds including VC funds that are expanding their limited partner base in the U.S. and other countries and advise on fund-raising. Our Chief Financial Officer, Mr. Qingze Zhao is currently working at Wang & Partners Consulting where he conducts research at the corporate strategic level; New energy related companies we intend to focus on range from emerging to established solution providers that effectuate or support electric mobility and motion across a wide range of industries, including but not limited to passenger and commercial transportation, warehouse and logistics, factory automation and other tech-enabled smart environments; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of 12 or 15 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $750,000, or $862,500 if the over-allotment option is exercised in full ($0.15 per share in either case, or an aggregate of $1,500,000, (or $1,725,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.15; Our sponsor, has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; May 30 2023 filed PRE14a to extend deadline to Jan 6 2024; June 7 2023 filed PRER14a to extend deadline to May 6 2024; June 9 2023 filed DEF14a to extend deadline to May 6 2024, vote June 28, NAV $10.41, trust account will not be used to cover potential excise tax; July 3 2023 AQU stockholders approved deadline extension to May 6 2024, 2.5 million shares (45.0%) redeemed, 2.9 million shares remain, $210k added to trust account to extend to Oct 6 2023; Oct 3 2023 extended deadline to Jan 6 2024, added $210k to trust account; Jan 3 2023 extended deadline to Feb 6 2024, added $70k to trust account; Feb 5 2024 extended deadline to Mar 6 2024, added $70k to trust account;
2.56250
Chardan
Yi Zhou
New Energy
Delaware
Bestpath
2023-03-27 00:00
Mar 27 2023 announced a business combination with Bestpath (Shanghai) IoT Technology Co., Ltd. ("Bestpath" or the "Company"), a pioneer in the technology and application of hydrogen fuel cell powered vehicles in China; The Proposed Transaction reflects an initial equity value of approximately $1.2 billion;
https://www.sec.gov/Archives/edgar/data/1861063/000121390022062033/f424b41022_aquaronacq.htm
507
174
10.780
0.05125
1.000
0.180
43
2024-02-23
QOMO
QOMOU US Equity
QOMOW US Equity
Qomolangma Acquisition
2022-09-30
2024-04-04
9115884.00
837857.00
10.880
2023-11-27
0.082
0.121
10.962
11.001
0.000
9.175
0.072
0.111
-0.00113
41
0.09426
0.04203
50.00000
1.000
Each unit consists of one share of common stock, par value $0.0001 per share, one right to receive one-tenth (1/10) of a share of common stock and one redeemable warrant to acquire one share of common stock, at an exercise price of $11.50 per share; Jonathan P. Myers has been Chairman of our Board of Directors and our President and Chief Executive Officer since August 2021. Mr. Myers has extensive experience in business development and corporate finance in various industries and nations. He has served as a partner with responsibility for cross border corporate development and transactions at Ventac Partners, which focuses on ventures in life sciences, since 2008. From May 2001 to March 2006, he served as director of business development at Pain Therapeutics, Inc., which later was renamed Cassava Sciences; We will have until 9 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve times, each by an additional one month (for a total of up to 21 months to complete a business combination). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $166,667, or $191,667 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share per month in either case), up to an aggregate of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (for an aggregate of 12 months); Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the Inflation Reduction Act on any redemptions or stock buybacks by the Company; May 25 2023 filed PRE14a to extend deadline Aug 24 2024, trust account will not be used to cover potential excise tax; June 13 2023 filed DEF14a to extend deadline to Aug 4 2024, vote June 29, NAV $10.41, trust account will not be used to cover potential excise tax; June 29 2023 stockholders approved deadline extension to Aug 4 2024, 2.1 million shares (40.3%) redeemed, 3.1 million shares remain; Aug 4 2023 filed PRE14a to amend charter to allow a business combination with a China-based target; Aug 21 2023 filed DEF14a to amend charter to allow a business combination with a China-based target, vote Sept 12, NAV $10.61, trust account will not be used to cover potential excise tax; Sept 15 2023 stockholders approved Chinese deal amendment, 1.2 million shares (39.1%) redeemed, 1.9 million shares remain; Nov 27 2023 filed DEF14a to reduce extension payment, vote Dec 7, NAV $10.88, trust account will not be used to cover potential excise tax; Dec 11 2023 stockholders approved extension fee reduction, 1.1 million shares (56.2%) redeemed, 838k shares remain;
2.60500
Ladenburg
Jonathan Myers
Diversified (Asia)
Delaware
https://www.sec.gov/Archives/edgar/data/1894210/000121390022061324/f424b40922_qomolangmaacq.htm
511
10.950
0.05210
1.000
0.100
44
2024-02-23
DMYY
DMYY/U US Equity
DMYY/WS US Equity
dMY Squared Technology Group
2022-09-30
2024-02-29
24862398.00
2338586.00
10.631
2023-11-28
0.080
0.085
10.711
10.716
0.000
25.023
0.041
0.046
-0.00102
0.06620
6
0.30242
0.09793
-0.97910
60.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or geographic region, the Company intends to focus its search for an initial business combination on companies within the professional service industry that provide accounting, legal, financial, advisory or other services to public companies or private companies that are in the process of becoming public companies with enterprise valuations in the range of $500 million to $2 billion. The Company intends to specifically focus on companies that have strong, consistent revenue growth and cash flow; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible Excise Tax or any other fees or taxes that may be levied on the company pursuant to any current, pending or future rules or laws, including without limitation any Excise Tax due under the IRA on any redemptions or stock buybacks by the company; Our management team is spearheaded by Niccolo de Masi, our Co-Chief Executive Officer and Harry L. You, our Co-Chief Executive Officer and Chairman; Niccolo de Masi is an experienced public company chief executive officer and board member with deep expertise in mobile apps and the Internet of Things (IoT), or systems of devices possessing the ability to transfer data to one another without human interaction, having led numerous software and hardware ecosystems. Over the course of his career, Mr. de Masi has consummated over 25 mergers and acquisitions and has raised approximately $1.4 billion in equity to support public and private companies he has led. Mr. de Masi has held leadership positions in five mobile companies, Glu Mobile, Inc. (Nasdaq: GLUU) (Glu), Essential Products, Inc. (Essential), Xura, Inc. (formerly Nasdaq: MESG) (Xura), Hands-On Mobile and Monstermob Group PLC (formerly LSE: MOB) (Monstermob), and was the chief executive officer of Glu and Monstermob before the age of 30; Harry L. You is an experienced executive, chief financial officer and board member with extensive experience with technology companies. Mr. You served as the executive vice president of EMC Corporation (formerly NYSE: EMC) (EMC) in the office of the chairman from 2008 to 2016 until it was acquired by Dell Technologies Inc; Mr. de Masi and Mr. You founded and led dMY Technology Group, Inc. (dMY I), a special purpose acquisition company that raised $230 million in an initial public offering in February 2020. On July 27, 2020, dMY I entered into a definitive agreement to merge with Rush Street Interactive, LP, one of the fastest-growing online casino and sports wagering companies in the United States. The transaction closed in December 2020 and Mr. de Masi and Mr. You have been directors of Rush Street Interactive Inc. since then. Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. II (dMY II), a special purpose acquisition company that raised $276 million in an initial public offering in August 2020. On October 27, 2020, dMY II entered into a definitive agreement to merge with Genius Sports Group Limited, a leading provider of sports data and technology powering the sports, betting, and media ecosystem. The transaction closed in April 2021 and Mr. de Masi and Mr. You have been directors of Genius Sports Limited (NYSE: GENI) since then. In addition, Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. III (dMY III), a special purpose acquisition company that raised $300 million in an initial public offering in November 2020. On March 8, 2021, dMY III entered into a definitive agreement to merge with IonQ, Inc., a Delaware corporation and a leading pure-play hardware and software company in the quantum computing space. The transaction closed in September 2021 and Mr. de Masi and Mr. You have been directors of IonQ, Inc. (NYSE: IONQ) since then. Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. IV (dMY IV), a special purpose acquisition company that raised $345 million in an initial public offering in March 2021. On July 7, 2021, dMY IV entered into a definitive agreement to merge with Planet Labs Inc., a Delaware corporation and a provider of daily data and insights about Earth; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 shares of Class A common stock per warrant; If we anticipate that we may not be able to consummate our initial business combination within 15 months from the consummation of this offering, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times by an additional three-month period each time (for a total of up to 21 months from the closing of this offering; provided, however, that the second three-month period extension may only occur if the execution of a definitive agreement in connection with an initial business combination has been announced prior to such extension). In order for the time available for us to consummate an initial business combination to be extended beyond 15 months, our sponsor or its affiliates or designees, upon no less than five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000 (or $862,500 if the underwriters over-allotment option is exercised in full) ($0.10 per unit in either case), up to an aggregate of $1,500,000 (or $1,725,000 if the underwriters over-allotment option is exercised in full), on or prior to the date of the applicable deadline for each three-month extension; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of t
3.05000
1.000
Needham
Niccolo de Masi, Harry You
Professional Service
Massachusetts
https://www.sec.gov/Archives/edgar/data/1915380/000119312522256637/d530439d424b4.htm
511
10.700
11.420
0.05083
0.000
45
2024-02-23
GLST
GLSTU US Equity
GLSTW US Equity
Global Star Acquisition
2022-09-20
2024-06-22
53893400.00
5147934.00
10.469
2023-09-30
0.132
0.240
10.600
10.709
0.000
54.877
-0.030
0.079
0.00562
120
0.02264
0.01391
80.00000
1.000
Each unit consists of one share of Class A common stock, one redeemable warrant, and one right to receive one-tenth (1/10) of one share of Class A common stock; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on financial technology (Fintech) and property technology (Proptech) businesses that offer technology solutions, software, services or products to the financial services or real estate industries. The Company intends to initially prioritize the Nordic region and Asia Pacific, especially Southeast Asia as its geographical focus. The Company is led by Anthony Ang, the Companys Chairman and Chief Executive Officer, Nicholas Khoo, the Companys Chief Operating Officer, and Shan Cui, the Companys Chief Financial Officer; We will have until twelve (12) months from the closing of the Proposed Offering to consummate a Business Combination. Alternatively, if there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to nine times by an additional month for a total of up to 21 months, respectively, by depositing into the trust account for each one-month extension $264,000, or $303,600 if the underwriters over-allotment option is exercised in full ($0.033 per unit in either case); Anthony Ang, our Chairman and CEO is a global executive with over 40 years of senior management experience. His broad expertise covers international marketing, investment promotion, manufacturing, and fund management. Mr. Ang started his career at the Singapore Economic Development Board in 1980, and his last position was Regional Director for North America; Nicholas Khoo, our Chief Operating Officers diversified career spans over 20 years within the technology, gaming, fintech, real estate, and consulting industries. Since February 2017, Mr. Khoo has served as a director of AB&MEG Pte. Ltd., an accounting solutions company; Warrants callable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.25 per public share; July 24 2023 filed PRE14a to extend deadline to June 22 2024; Aug 8 2023 filed DEF14a to extend deadline to June 22 2024, vote Aug 22, NAV $10.58, trust account will not be used to cover potential excise tax; Aug 28 2023 stockholders approved deadline extension to June 22 2024, 4.1 million shares (44.0%) redeemed, 5.1 million shares remain, NAV $10.55, added $125k to trust account; Sept 27 2023 extended deadline to Oct 22 2023, added $125k to trust account;
4.56225
EF Hutton
Nicholas Khoo, Shan Cui
Fintech / Proptech
Delaware
K Enter
2023-06-16 00:00
June 16 2023 announced a business combination with K Enter Holdings Inc. (K Enter), a Delaware corporation. K Enter holds contracts to acquire seven diversified entertainment operating companies based in Korea, engaged in the entertainment content and IP creation businesses (the Seven Korean Entities), and K Enter plans to consummate the acquisition of the Seven Korean Entities prior to the closing of the merger; The Seven Korean Entities are known for their dynamic content creation and IP-based business models, and have an estimated combined revenue of approximately US$153 million for the year ended December 31, 2022. Following the closing of the merger agreement, the parent of the combined company will be named K Wave Media Ltd. and we expect that its securities will be listed on The Nasdaq Stock Market; The transaction has been valued at US$610M and is anticipated to be completed in the late fourth quarter of 2023, subject to customary closing conditions and regulatory approvals; Global Star currently has approximately $92 million in trust, which will be available to the combined company upon completion of the merger, assuming no redemptions;
https://www.sec.gov/Archives/edgar/data/1922331/000119312522248279/d316854d424b4.htm
521
269
10.660
0.05703
1.000
0.072
46
2024-02-23
EMCG
EMCGU US Equity
EMCGW US Equity
Embrace Change Acquisition
2022-08-09
2024-08-12
55269556.00
5127282.00
10.780
2023-09-27
0.175
0.376
10.954
11.155
0.000
56.528
-0.066
0.135
0.00644
171
0.02636
0.02537
65.00000
1.000
Each unit consists of one ordinary share, one warrant, and one right. Each whole warrant entitles the holder thereof to purchase one ordinary share at a price of $11.50 per share, each holder of a right will automatically receive one-eighth (1/8) of an ordinary share upon consummation of our initial business combination; The Companys efforts to identify a prospective target business will not be limited to a particular business, industry, sector or geographical region, although the Company will not consider or undertake a business combination with an entity or business based in, or with its principal or a majority of its business operations (either directly or through any subsidiaries) in, the Peoples Republic of China (including Hong Kong and Macau), and, for the avoidance of doubt, it will not enter into an agreement for, or consummate its initial business combination with, such an entity or business, or consummate its initial business combination in circumstances where it is the counterparty to a VIE or other arrangement with a China-based entity. The Company is led by Yoann Delwarde, the Companys Chairman of the Board and Chief Executive Officer, and Zheng Yuan, the Companys Chief Financial Officer; Our Chief Executive Officer Yoann Delwarde is the co-founder and CEO of Infinity Growth, a company dedicated to helping clients increase their sales, and has helped nearly 25 companies from dozens of industries in seven countries increase their sales globally. Mr. Delwarde has helped companies ranging from startups to Fortune 500 companies, which means Yoann has a wealth of contacts, so we believe Yoanns unique experience and contacts will help us identify great target companies; While we will give priority to companies in technology, internet, and consumer sectors, we will have no specific industry restriction, and we plan on exploring opportunities in enterprise services, artificial intelligence, culture and media, biotechnology, new consumer brands, blockchain and other areas that show the interest of investors; Warrants redeemable if stock >$18.00; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to six times, each by an additional one month (for a total of up to 18 months to complete a business combination. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $325,000 or up to $373,750 if the underwriters over-allotment option is exercised in full ($0.05 per share in either case) on or prior to the date of the applicable deadline, for each one month extension (or up to an aggregate of $1,950,000 (or $2,242,500 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full six months); In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a general meeting called for such purpose at which shareholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination or do not vote at all, for their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); At any general meeting called to approve an initial business combination, any public shareholder (whether they are voting for or against such proposed business combination or not voting at all) will be entitled to demand that his, her or its ordinary shares be redeemed for a pro rata portion of the amount then in the trust account (initially $10.25 per share, plus any pro rata interest earned on the funds held in the trust account less amounts necessary to pay our taxes); Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.25 per share; July 14 2023 filed PRE14a to extend deadline to Aug 12 2024; July 26 2023 filed DEF14a to extend deadline to Aug 12 2024, vote Aug 9, NAV $10.62; Aug 10 2023 EMCG stockholders approved deadline extension to Aug 12 2024, 1.6 million shares (21.0%) redeemed, 5.8 million shares remain, extended deadline to Sept 12 2023, added $100k to trust account, 1.4 million shares redeemed after reversals; Sept 11 2023 extended deadline to Oct 12 2023, added $100k to trust account; Sept 22 2023 filed PRE14a to do Chinese deal; Oct 3 2023 filed DEF14a to do Chinese deal, vote Oct 20, NAV $10.76; Oct 26 2023 stockholders approved target amendment, 824k shares (13.8%) redeemed, 5.1 million shares remain; Jan 19 2024 extended deadline to Feb 12 2024, added $100k to trust account;
3.42500
EF Hutton
Yoann Delwarde
Diversified (ex China)
Cayman
https://www.sec.gov/Archives/edgar/data/1869601/000119312522217683/d306264d424b4.htm
563
11.025
0.05269
1.000
0.101
47
2024-02-23
PTWO
PTWOU US Equity
PTWOW US Equity
Pono Capital Two
2022-08-05
2024-11-09
17900000.00
1649416.00
10.852
2024-02-08
0.014
0.257
10.866
11.109
0.000
19.793
-0.124
0.119
0.10433
0.06292
260
0.01525
-0.05317
100.00000
1.000
Each unit consists of one share of Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; It intends to focus its search for a target business addressing a large market opportunity with a company that is driving its growth through technology. Potential industries that fit this focus are enterprise security and operations applications, cloud-based content and digital streaming services, drone technology and service, Artificial Intelligence (AI) companies, consumer healthcare and wellness, biomedical technology, entertainment/gaming companies, distance learning, and e-sports companies. The Company is led by Darryl Nakamoto, Chief Executive Officer, Allison Van Orman, Chief Financial Officer, and Dustin Shindo, Chairman of the Board; Mr. Nakamoto serves as our Chief Executive Officer and Director. He is an entrepreneur and executive with over 20 years of industry experience, including his former role as CFO of a publicly traded company. Since 2017, Mr. Nakamoto serves as President and Owner of Viv, LLC, a successful accounting and finance solutions provider; Mr. Shindo is an entrepreneur, executive, technologist, and a seasoned advisor with more than 25 years of industry experience. Today, Mr. Shindo currently serves as Chief Executive Officer of Pono Capital Corp (NASDAQ: PONO). Mr. Shindo served as the Chief Executive Officer of Junify Corporation from 2017 to July 2022, which operates in California and Japan. Junify offers zero trust network access software (software defined border) to help companies better secure their cloud resources; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of taxes payable and less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our amended and restated certificate of incorporation will provide that we will have 9 months from the closing of this offering, or up to 18 months if we elect to extend the time to complete our initial business combination. If we are unable to complete our initial business combination within such time period, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (net of taxes payable and less up to $100,000 of interest to pay dissolution expenses); If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to nine times, each by an additional one month (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five business days advance notice prior to the applicable deadline, must deposit into the trust account $300,000, or $345,000 if the underwriters over-allotment option is exercised in full ($0.03 per unit in either case), on or prior to the date of the applicable deadline, for each of the available one-month extensions, providing a total possible business combination period of 18 months at a total payment value of $2,700,000, or $3,105,000 if the underwriters over-allotment option is exercised in full ($0.27 per unit in either case); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.25 per public share; Apr 7 2023 filed PRE14a to extend deadline to Feb 9 2024, trust account will not be used to cover potential excise tax; Apr 24 2023 filed DEF14a to extend deadline to Feb 9 2024, vote May 5, NAV $10.41, trust account will not be used to cover potential excise tax; May 9 2023 PTWO stockholders approved deadline extension to Feb 9 2024, 9.6 million shares (83.3%) redeemed, 1.9 million shares remain; Nov 9 2023 filed PREM14a for SBC Medical Group Holdings deal; Dec 29 2023 filed PRE14a to extend deadline to Nov 9 2024; Jan 11 2024 filed PRER14a to extend deadline to Nov 9 2024; Jan 22 2024 filed PRER14a for SBC Medical Group Holdings deal; Jan 23 2024 filed DEF14a to extend deadline to Nov 9 2024, vote Feb 5, NAV $10.87, trust account will not be used to cover potential excise tax; Feb 8 2024 PTWO stockholders approved deadline extension to Nov 9 2024, 273k shares redeemed, 1.6 million shares remain, NAV $10.85;
5.71375
EF Hutton
Darryl Nakamoto, Dustin Shindo
Tech
Delaware
SBC Medical Grou
2023-02-01 00:00
Feb 1 2023 announced a business combination with SBC Medical Group Holdings Incorporated, a Delaware corporation; $1.2 billion enterprise value;
https://www.sec.gov/Archives/edgar/data/1930313/000149315222021662/form424b4.htm
567
180
12.000
11.550
0.05714
0.000
48
2024-02-23
SKGR
SKGRU US Equity
SKGRW US Equity
SK Growth Opportunities
2022-06-24
2024-09-30
109415776.00
10056597.00
10.880
2023-12-29
0.066
0.327
10.946
11.207
0.000
110.723
0.146
0.407
0.00581
-0.00606
220
0.06330
0.02987
0.05036
200.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; We will have 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination) from the closing of this offering to consummate an initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination) from the consummation of this offering, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times by an additional three months each time (for a total of up to 24 months from the closing of this offering), subject to our sponsor or its affiliates or designees depositing additional funds into the trust account; If we are unable to consummate our initial business combination within 18 months from the closing of this offering (or up to 24 months from the closing of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses). In order for the time available for us to consummate an initial business combination to be extended beyond 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination), our sponsor or its affiliates or designees, upon no less than five days advance notice prior to the applicable deadline, must deposit into the trust account $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $4,000,000 or $4,600,000 if the underwriters over-allotment option is exercised in full), on or prior to the date of the applicable deadline for each three-month extension; SK is a leading global conglomerate based in the Republic of Korea (Korea) with breadth and depth across a diverse array of industries spanning multiple continents. A wholly-owned subsidiary of SK is the anchor investor in our sponsor. SK and its affiliated companies operate more than 125 businesses across the energy, life sciences, advanced materials, mobility, and semiconductors industries with over $130 billion in assets globally; Our investment focus is toward transformative businesses that can build industries to deliver future financial and social prosperity. SK Growth Opportunities Corporation was founded to pursue an initial business combination with a company that is involved in developing and/or deploying technologies and products that address and solve ESG-related issues or is operated in a fashion that is consistent with ESG principles; Richard Chin has served as our Chief Executive Officer and director since our inception in 2021. From 2017 to 2021, Mr. Chin served as President at SK hynix and Head of Global Development Group (GDG). Under Mr. Chins leadership, GDG developed and executed inorganic growth strategies for SKs affiliates in the United States, including mergers and acquisitions, strategic investments, and joint venture partnerships; Assuming we do not deposit additional funds into the trust account to extend the time period in which we are required to consummate our initial business combination, we expect the pro rata redemption price to be approximately $10.25 per Class A ordinary share; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account (net of taxes payable) divided by the number of then-outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent public accountants) for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.25 per public share; We have engaged CCM, to provide consulting and advisory services to us in connection with this offering, for which it will receive an advisory fee equal to 0.55% of the aggregate net proceeds of this offering, excluding underwriting compensation. CCM has agreed to defer 63.6% of its fee until the consummation of our initial business combination; Nov 28 2023 filed DEF14a to extend deadline to Sept 30 2024, vote Dec 22, NAV $10.80; Dec 29 2023 stockholders approved deadline extension to Sept 30 2024, 10.9 million shares redeemed, NAV $10.88;
6.60000
1.000
DB
Richard Chin, SK
ESG
Cayman
https://www.sec.gov/Archives/edgar/data/1912461/000119312522181647/d252505d424b4.htm
609
11.010
10.880
0.03300
0.000
49
2024-02-23
FLFV
FLFVU US Equity
FLFVW US Equity
Feutune Light Acquisition
2022-06-15
2024-03-18
53704496.00
4983493.00
10.776
2023-09-30
0.135
0.158
10.912
10.934
-0.005
55.317
0.022
0.044
0.01724
0.00991
24
0.06338
-0.11221
85.00000
1.000
Each unit issued in the IPO consists of one share of Class A common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of Class A common stock. Each warrant exercisable to purchase one whole share of Class A common stock at a price of $11.50 per share; We are not limited to a particular industry or geographic region for purposes of consummating an initial business combination. We shall not undertake our initial business combination with any company being based in or having the majority of the companys operations in China (including Hong Kong and Macau); If we are unable to complete our business combination within 9 months (or up to 18 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay for taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination up to three times by an additional three-month period each time for a total of up to 18 months to complete a business combination. In order to extend the time available for us to consummate our initial business combination, our sponsor, upon at least five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $850,000, or $977,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $2,550,000 or $2,932,500 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; Mr. Xuedong (Tony) Tian, Chief Executive Officer, Mr. Tian has been our Chief Executive Officer since March 2022 and will be our director immediately prior to or upon the effectiveness of this registration statement. Furthermore, Mr. Tian has served as Managing Director and Head of Capital Markets at US Tiger Securities, Inc. since October 2020. From May 2012 to October 2020, Mr. Tian was the Founder and President of Weitian Group LLC, a corporate advisory and investor relations consultancy. Prior to that, Mr. Tian was a sell-side equity analyst at various investment banks, including as Managing Director covering China at Merriman Capital, Inc. from June 2013 to January 2016; Executive Director and Lead Analyst covering China Industrials and IT Outsourcing at Oppenheimer & Co. Inc. from May 2011 to May 2012; Dr. Lei Xu, Chairwoman and President. Dr. Xu has been our Director and President shortly since our inception and has been our Chairwoman since June 2022. Dr. Xu has served as the Executive President of Boya Foundation, a non-profit educational charity organization since July 2019. She has served as the Chairwoman of Peking University Alumni Association of Southern California (PUAASC) since January 2020; In February 2021, certain member of our sponsor co-founded Fortune Rise Acquisition Corporation, a Delaware corporation (Fortune Rise), a special purpose acquisition company incorporated for the purposes of effecting a business combination. On November 2, 2021, Fortune Rise consummated its initial public offering of 9,775,000 units (including 1,275,000 units issued upon the full exercise of the over-allotment option), each unit consisting of one share of Class A common stock and one-half of one warrant, for an offering price of $10.00 per unit. Its units, Class A common stock and warrants are currently traded on Nasdaq under symbols FRLAU, FRLA and FRLAW, respectively. On April 26, 2022, Fortune Rise executed a definitive merger agreement in connection with its business combination; Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; Mar 20 2023 extended deadline to June 21 2023, added $977.5k to trust account; May 12 2023 filed PRE14a to extend deadline to Dec 21 2023, vote June 16; May 24 2023 filed DEF14a to extend deadline to Mar 21 2024, vote June 16, NAV $10.49, trust account will not be used to cover potential excise tax; July 20 2023 extended deadline to Aug 21 2023, added $100k to trust account; Aug 21 2023 extended deadline to Sept 21 2023, added $100k to trust account; Sept 21 2023 extended deadline to Oct 21 2023, added $100k to trust account; Nov 21 2023 extended deadline to Dec 21 2023, added $100k to trust account; Dec 7 2023 filed S-4 for Thunder Power deal; Dec 21 2023 extended deadline to Jan 21 2024, added $100k to trust account; Jan 19 2024 extended deadline to
4.34250
US Tiger / EF Hutton
Xuedong (Tony) Tian, Lei Xu
Diversified (ex China)
Delaware
Thunder Power
2023-10-27 00:00
Oct 27 2023 announced a business combination with Thunder Power Holdings Limited (Thunder Power or the Company), a technology innovator and manufacturer of premium electric vehicles; The enterprise value of Thunder Power is estimated to be US$400 million, with another potential US$200 million in earnout shares to be released, contingent on the satisfaction of certain performance conditions during the fiscal years ending December 31, 2023 to December 31, 2026; Upon completion of the transaction, Thunder Power is expected to have on its balance sheet up to $53 million in cash (assuming no redemptions by stockholders of Feutune Light Acquisition Corp. and before payment of transaction expenses and deferred underwriting fees) to accelerate research and development and fund the first manufacturing run of the Limited Edition Coupe; The Transaction, which has been approved by the Board of Directors of Thunder Power and the Board of Directors of Feutune Light, is expected to close in 2024, and is subject to approval by Feutune Lights stockholders and other customary closing conditions, including a registration statement on Form S-4, of which the proxy statement/prospectus forms a part (the Registration Statement), being declared effective by the Securities and Exchange Commission (the SEC).;
https://www.sec.gov/Archives/edgar/data/1912582/000121390022033539/ea161734-424b4_feutunelight.htm
618
499
11.100
11.020
0.05109
1.000
0.090
50
2024-02-23
ACAC
ACACU US Equity
ACACW US Equity
Acri Capital Acquisition
2022-06-10
2024-03-14
36023400.00
3255050.00
11.067
2023-09-30
0.139
0.158
11.206
11.225
0.000
36.391
0.056
0.075
-0.00231
-0.00945
20
0.13011
0.07603
0.22672
75.00000
0.500
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; Although we intend to focus our search on technology-enabled sectors in North America including but not limited to the e-commerce, financial services, educational technology services, or health information service sectors, we are not required to complete our initial business combination with a business in these industries and, as a result, we may pursue a business combination outside of these industries or out of North America (excluding China, Hong Kong and Macau); We will have nine (9) months from the closing of this offering to consummate an initial business combination. If we anticipate that we may not be able to consummate our initial business combination within nine (9) months from the consummation of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend the period of time to consummate a business combination up to nine (9) times by an additional one month each time for a total of up to 9 months by depositing $249,750, or $287,212.5 per month if the underwriters over-allotment option is exercised in full ($0.0333 per share in either case) into our trust account (the Paid Extension Period), affording the Company up to eighteen (18) months to complete our initial business combination. Public stockholders will not be offered the opportunity to vote on or redeem their shares if we choose to make any such paid extension. If we are unable to consummate our initial business combination within the 9-month period (as may be extended as described above), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $50,000 of interest to pay dissolution expenses); Ms. Joy Yi Hua is our Chief Executive Officer, Chief Financial Officer and Chairwoman. Ms. Hua has over 18 years of experience in investment management, hedge fund, private equity and real estate investment around the world. Since June 2016, Ms. Hua has served as the Managing Director of Serene View Capital LLC, an investment management and consulting firm. In June 2018, Ms. Hua founded Cohere Education LLC, an online education start-up engaged in the distribution of STEAM curriculum and programs to K-12 and college students in the U.S. and China; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Dec 30 2022 filed PRE14a to amend extension payment, vote Jan 24; Jan 12 2023 filed DEF14a to increase monthly extension payment from $0.0333 (4% yield) to $0.0625 (7.5% yield), vote Jan 26, NAV $10.29; Feb 10 2023 stockholders approved deadline extension, 5.0 million shares (57.8%) redeemed, 3.6 million shares remain; Mar 14 2023 extended deadline to Apr 14 2023, added $228k to trust account; Apr 12 2023 ACAC extended deadline to May 14 2023, added $228k to trust account; May 11 2023 extended deadline to June 14 2023, added 4228k to trust account; May 24 2023 filed PRE14a to extend deadline to Apr 14 2024, vote July 11; June 7 2023 filed DEF14a to extend deadline to Apr 14 2024, vote July 11, NAV $10.78, trust account will not be used to cover potential excise tax; June 12 2023 ACAC extended deadline to July 14 2023, added $228k to trust account; Sept 12 2023 extended deadline to Oct 14 2023, added $75k to trust account; Oct 12 2023 extended deadline to Nov 14 2023, added $75k to trust account; Nov 13 2023 extended deadline to Dec 14 2023, added $75k to trust account; Dec 12 2023 extended deadline to Jan 14 2024, added $75k to trust account; Jan 11 2024 extended deadline to Feb 14 2024, added $75k to trust account; Feb 14 2024 extended deadline to Mar 14 2024, added $75k to trust account;
4.79000
1.000
EF Hutton
Joy Yi Hua
Diversified
Delaware
Foxx
2024-02-20 00:00
Feb 20 2024 announced a business combination with Foxx Development Inc. (Foxx), a Texas based consumer electronics and integrated Internet-of-Things (IoT) solution company; Foxx, established in 2017 as a Texas incorporated company, is a consumer electronics and integrated Internet-of-Things (IoT) solution company catering to both retail and institutional clients. With robust research and development capabilities and a strategic commitment to cultivating long-term partnerships with mobile network operators, distributors and suppliers around the world, FOXX currently sells a diverse range of products including mobile phones, tablets and other consumer electronics devices throughout the United States, and is in the process of developing and distributing end-to-end communication terminals and IoT solutions; As provided in the Business Combination Agreement, the merger consideration is $50,000,000, payable by newly-issued common stock of the Combined Company valued at $10.00 per share, among which 500,000 shares will be deposited into an escrow account (i) to be released to the shareholders of Foxx immediately prior to the closing (the Foxx Stockholders) if, within one year of the Business Combination Agreement, the Affordable Connectivity Program managed by the U.S. Federal Communication Commission is reauthorized by the U.S. Congress with funding of no less than $4 billion in total for the reauthorized period, or (ii) otherwise to be cancelled without consideration. Additional up to 4,200,000 shares of common stock may be issued to Foxx Stockholders upon achievement of certain financial performance milestones of the Combined Company for the fiscal years ending June 30, 2024 and June 30, 2025; The boards of directors of both Acri and Foxx have unanimously approved the Proposed Transaction, which is expected to be completed in the second quarter of 2024, subject to, among other things, approval by the Acri stockholders and the Foxx stockholders respectively, and satisfaction (or waiver, as applicable) of the conditions provided in the Business Combination Agreement, including regulatory approvals and other customary closing conditions, including a registration statement in connection with the Proposed Transaction being declared effective by the U.S. Securities and Exchange Commission (the SEC) and the listing application being approved by the Nasdaq Capital Markets LLC;
https://www.sec.gov/Archives/edgar/data/1914023/000121390022032252/f424b40622_acricapitalacq.htm
623
620
11.180
11.100
0.06387
0.000
51
2024-02-23
MCAC
MCACU US Equity
MCACW US Equity
Monterey Capital Acquisition
2022-05-11
2024-05-13
79322408.00
7238125.00
10.959
2024-01-31
0.022
0.097
10.981
11.056
0.000
79.185
0.031
0.106
-0.00370
80
0.04497
0.04934
80.00000
1.000
Each unit consists of one share of Class A common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of Class A common stock upon consummation of the Companys initial business combination. Each warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While it may pursue an initial business combination target in any business, industry, or geographical location, the Company intends to focus its search on businesses in the clean transition sector. The Company is led by Bala Padmakumar, the Companys Chief Executive Officer and Chairman of the Board, Vivek Soni, the Companys Executive Vice President and Director, and Daniel Davis, the Companys Chief Financial Officer; If we are unable to complete our initial business combination within 12 months, or if we decide to extend the period of time to consummate our business combination up to two times by an additional three months each time, at $0.10 per extension, for a total of $0.20 aggregate in trust, within 18 months (the extension option), from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Up to ten qualified institutional buyers or institutional accredited investors which are not affiliated with us, our sponsor, our directors or any member of our management, and which we refer to as the anchor investors throughout this prospectus, have each expressed to us an interest in purchasing up to 990,000 units in this offering at the offering price of $10.00, and such allocations will be determined by the underwriters. The anchor investors as a group may purchase no more than 9,900,000 units in the aggregate (or 11,385,000 units in the aggregate if the underwriters over-allotment option is exercised in full), up to 99.0% of the units issued in this offering. Such amounts will be allocated among the anchor investors proportionally based on their expression of interest. In connection with the closing of this offering our sponsor will sell 75,000 founder shares to each anchor investor at their original purchase price of approximately $0.009; Mr. Padmakumar, our Chief Executive Officer and the Chairman of our board of directors since September 2021, is a broad based entrepreneur and technologist with a strong background in strategic partnerships, product and business development, technology and operations, private equity, and venture capital environments. Since August 2020, Mr. Padmakumar has been a partner at Advantary LLC, where he specializes in business development and advises on strategic matters. Since January 2021, he has been actively partnering with the Asia practice of FocalPoint Partners LLC, a boutique investment bank on deal flow diligence in the clean transition space in Asia; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; May 10 2023 extended deadline to Aug 13 2023, aded $920k to trust account; Aug 17 2023 extended deadline to Nov 13 2023, added $920k to trust account; Sept 29 2023 filed PRE14a to extend deadline; Oct 11 2023 filed DEF14a to extend deadline to May 13 2024, vote Nov 6, NAV $10.59, trust account will not be used to cover potential excise tax; Oct 12 2023 filed DEFR14a to extend deadline to May 13 2024, vote Nov 6, NAV $10.67; Dec 21 2023 filed S-4 for ConnectM deal; Feb 12 2024 filed S-4/a for ConnectM deal, NAV $10.96;
3.20000
1.000
EF Hutton
Bala Padmakumar
Sustainability
Delaware
ConnectM
2023-01-03 00:00
Jan 3 2023 announced a business combination with ConnectM Technology Solutions, Inc. ("ConnectM"), a vertically integrated clean energy technology and solutions provider for buildings (residential and light commercial) and all-electric OEMs; Transaction values ConnectM at an implied pre-money equity valuation of $145 million; ConnectM expects to conclude 2022 with positive Adjusted EBITDA in Q3 and Q4; Transaction expected to provide ConnectM with access to capital to fund additional growth initiatives and customer acquisition strategy; Closing of the Transaction does not have a minimum cash condition; The Merger has been approved unanimously by the boards of directions of both MCAC and ConnectM and is expected to close in the second quarter of 2023,subject to review and approval by the U.S. Securities and Exchange Commission ("SEC") of the registration statement on Form S-4 to be filed with the SEC, regulatory and stockholder approvals and other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1895249/000110465922059542/tm2133135-7_424b4.htm
653
237
10.940
0.04000
1.000
0.169
52
2024-02-23
GBBK
GBBKU US Equity
GBBKW US Equity
Global Blockchain Acquisition
2022-05-10
2024-05-12
25556610.00
2429380.00
10.520
2023-09-30
0.132
0.204
10.652
10.723
0.000
26.067
-0.068
0.003
0.00733
79
0.00149
-0.00282
150.00000
1.000
Each unit consists of one share of common stock, one right, and one redeemable warrant. Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination. Each warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business, industry or geographical location, it intends to focus its search on businesses that are focused on blockchain related technology, economy, industries, and solutions; Dr. Metcalf has served as Chairman of the company since May 9, 2022. Dr. Metcalf is a General Partner & Managing Director at Global Blockchain Ventures and a technology specialist. He has over 20 years experience in the design and research of web-based and mobile technologies converging to enable learning and health care; Dr. Hooper serves as Chief Executive Officer of the company and is responsible for the companys management and growth strategy. Dr. Hooper is a General Partner & Managing Director at Global Blockchain Ventures, a venture capital fund specializing in growth companies using blockchain technology; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will have until the end of the combination period to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within the combination period, we may, by resolution of our board if requested by our sponsor, extend the period of time to combination up to two times, each by an additional three months, subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $1,500,000, or $1,725,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $3,000,000 (or $3,450,000 if the underwriters over-allotment option is exercised in full), or approximately $0.20 per share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; July 11 2023 filed PRE14a to extend deadline to May 12 2024, vote Aug 8; July 21 2023 filed DEF14a to extend deadline to May 12 2024, vote Aug 8, NAV $10.45, trust account will not be used to cover potential excise tax;
6.25000
1.000
I-Bankers
David Metcalf, Max Hooper
Blockchain
Delaware
Cardea
2023-08-17 00:00
Aug 17 2023 announced a business combination with Cardea Corporate Holdings, Inc. ("Cardea"), an emerging global wealth management firm; The transaction reflects an implied pro-forma enterprise valuation for Cardea of approximately $175 million; Upon completion of the transaction, GBBK will be renamed Cardea Capital Holdings, Inc. and will be listed on The Nasdaq Stock Market LLC (Nasdaq). The transaction is expected to provide Cardea with financing to fund its growth strategy globally. Cardea aims to create value through aggregation and integration, bringing new and innovative wealth management solutions to acquisitions as they are integrated; The boards of directors of GBBK and Cardea both unanimously approved the proposed business combination. The closing of the transaction is subject to approval by Cardeas stockholders and GBBKs stockholders, and is subject to other customary closing conditions, including but not limited to GBBKs receipt of a fairness opinion supporting the implied pro-forma enterprise valuation of Cardea. It is currently anticipated that the transaction will close by the end of the first quarter of 2024;
https://www.sec.gov/Archives/edgar/data/1894951/000121390022025584/f424b40522_globalblockchain.htm
654
464
10.730
0.04167
1.000
0.060
53
2024-02-23
IVCA
IVCAU US Equity
IVCAW US Equity
Investcorp India Acquisition
2022-05-10
2024-08-12
106318560.00
9789446.00
10.861
2023-09-30
0.173
0.375
11.033
11.235
0.000
108.467
-0.067
0.135
0.00424
171
0.02623
0.03019
225.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue a business combination target in any business, industry or geographical location, it intends to focus its search for a target located in India in industries the Company expects to have a high-potential for growth and for generating strong returns for its shareholders; Founded in 1982, Investcorp Group is a leading global alternative asset investment manager for individuals, families and institutional investors primarily in the GCC region, the U.S., Europe, Asia and India. Investcorp Groups business is spread across eleven offices in Bahrain, London, New York, Abu Dhabi, Riyadh, Doha, Singapore, Mumbai, Switzerland, Luxembourg and Beijing; Investcorp Group offers a broad platform of alternative investment products across five main lines of business, namely, (i) Private Equity Investment, (ii) Absolute Return Investments, (iii) Real Estate Investment, (iv) Credit Management Investment and (v) Strategic Capital Investments. Over its 40-year history, the Investcorp Group has raised approximately $56 billion, made acquisitions of approximately $77 billion. Since its inception, the Investcorp Groups assets under management (AUM) has increased from $50 million to $40 billion as of December 31, 2021; Nikhil Kalghatgi, our Principal Executive Officer and Director, has been the Head of Alternative Investments at S.P. Hinduja Banque Privee since early 2020. He is currently serving as Advisor to Founder SPAC, a blank check company with focus on the technology sector. He was previously a Partner at CoVenture primarily investing in high-yield asset-backed credit opportunities and creating quantitative trading strategies; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the completion of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension (of which there may be no more than two such extensions) $2,250,000 or $2,587,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline. Any such payments would be funded from the proceeds of a non-interest bearing loan between our sponsor and us; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.30 per public share; July 7 2023 filed PRE14a to extend deadline to May 12 2024; July 19 2023 filed DEF14a to extend deadline to May 12 2024, vote Aug 11, NAV $10.68;
14.40000
1.000
CS
Nikhil Kalghatgi, Investcorp Group
India
Cayman
https://www.sec.gov/Archives/edgar/data/1852889/000119312522146377/d159165d424b4.htm
654
11.080
0.06400
0.000
54
2024-02-23
RENE
RENEU US Equity
RENEW US Equity
Cartesian Growth II
2022-05-06
2024-03-10
172954288.00
15870561.00
10.898
2023-11-07
0.128
0.147
11.026
11.045
0.000
175.370
-0.024
-0.005
0.00218
0.01034
16
-0.01033
-0.01033
-0.17752
200.00000
0.333
Each unit consists of one Class A ordinary share and one-third of one redeemable warrant, with each whole warrant entitling the holder to purchase one Class A ordinary share at a price of $11.50 per share; The Company is led by Chairman and Chief Executive Officer, Peter Yu, who is also the Managing Partner of Cartesian Capital Group, LLC, a global private equity firm and registered investment adviser headquartered in New York City, New York. The Companys acquisition and value-creation strategy is to identify and combine with an established high-growth company that can benefit from both a constructive combination and continued value-creation by the Companys management; In December 2020, members of our management team formed CGC I, a blank check company formed for substantially similar purposes as our company. CGC I completed its initial public offering in February 2021, in which it sold 34,500,000 units, each unit consisting of one Class A ordinary share of CGC I and one-third of one warrant to purchase one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate gross proceeds of approximately $345.0 million. Some members of our management team serve on the management team of CGC I. On September 19, 2021, CGC I entered into a definitive business combination agreement with Tiedemann Wealth Management Holdings; Peter Yu has served as our Chief Executive Officer since our inception and will serve as Chairman of our board of directors upon completion of this offering. He also is a Managing Partner of Cartesian. At Cartesian, Mr. Yu led more than 20 investments in companies operating in more than 30 countries. Mr. Yu currently serves on the boards of directors of several companies, including CGC I, Burger King China, Tim Hortons China, PolyNatura Corp., Cartesian Royalty Holdings Pte. Ltd., ASO 2020 Maritime, Flybondi, and Simba Sleep Ltd. Prior to forming Cartesian, Mr. Yu founded and served as the President and Chief Executive Officer of AIGCP; Warrants redeemable if stock >$18.00; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 18-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Oct 13 2023 filed DEF14a to extend deadline to Nov 10 2024, vote Nov 6, NAV $10.83; Nov 8 2023 extended deadline to Dec 10 2023, added $150k to trust account; Dec 6 2023 extended deadline to Jan 10 24, added $150k to trust account; Jan 8 2023 extended deadline to Feb 10 24, added $150k to trust account; Feb 5 2024 extended deadline to Mar 10 24, added $150k to trust account;
8.00000
1.000
Cantor / Piper
Peter Yu, Cartesian Capital
Diversified
Cayman
https://www.sec.gov/Archives/edgar/data/1889112/000119312522145114/d198673d424b4.htm
658
11.050
11.140
0.04000
0.000
55
2024-02-23
ASCB
ASCBU US Equity
ASCBW US Equity
A SPAC II Acquisition
2022-05-03
2024-08-05
21608240.00
1996395.00
10.824
2023-09-30
0.172
0.365
10.996
11.189
0.000
22.659
-0.124
0.069
0.03222
164
0.01387
-0.03129
185.00000
0.500
Each unit consists of one Class A ordinary share, one half of one redeemable warrant, and one right to receive one-tenth of one Class A ordinary share upon the consummation of the Companys initial business combination. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; A SPAC IIs efforts to identify a prospective target business will not be limited to a particular industry, although the Company intends to focus on opportunities that are in high-growth industries that apply cutting edge technologies, such as Proptech and Fintech (the "New Economy Sectors"), with a preference for companies that promote environmental, social and governance ("ESG") principles; If we are unable to complete our initial business combination within 15 months from the closing of this offering (or up to 21 months from the closing of this offering if we extend the period of time to consummate a business combination by the full amount of time, as described in more detail in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares. Our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, may, but are not required to, extend the time to complete a business combination by depositing into the trust account $1,850,000, or up to $2,127,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $3,700,000 (or $4,255,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months); Mr. Malcolm F. MacLean IV will serve as our Independent Non-executive Chairman upon the effective date of the registration statement of which this prospectus is a part. Mr. MacLean has almost 3 decades of experience in the global investment business with a focus on the acquisition of private and public real estate debt and equity securities and direct property throughout Japan and non-Japan Asia, the United States and Europe, having structured and consummated over US$20 billion of investments over his career. Since its inception in 2006, Mr. MacLean has been the Founder, Managing Partner and Director of Star Asia Group, with offices in Tokyo and the U.S. Mr. MacLean is responsible for the day-to-day investment activities at the firm as Co-chair of the Investment Committee. Since its inception in December 2006, Star Asia Group has acquired or developed over $9 billion of real estate and real estate related assets. In 2009, Mr. MacLean co-founded Taurus Capital Partners LLC, which makes opportunistic investments in public and private companies, partnerships and other structured vehicles globally; Mr. Claudius Tsang has served as our Chief Executive Officer and Chief Financial Officer since July 2021. Mr. Tsang has over 20 years of experience in capital markets, with a strong track record of success in private equity, M&A transactions, and PIPE investments. Mr. Tsang was the Co-head of Private Equity (North Asia) at Templeton Asset Management Limited and a Partner of Templeton Private Equity Partners, a leading global emerging markets private equity firm that is part of Franklin Templeton Investments. During his 15-year career at Templeton, Mr. Tsang served in various positions, including Partner, Senior Executive Director, and Vice President. Mr. Tsang was responsible for the overall investment, management, and operations activities of Templeton Private Equity Partners in North Asia; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable). The amount in the trust account is initially anticipated to be $10.175 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.175 per public share; Aug 31 2022 CEO resigned, will remain as CFO; Jun 30 2023 filed PRE14a to extend deadline to May 5 2024; July 27 2023 identified a potential business combination target company in the medical technology sector;
8.45000
1.000
Maxim
Claudius Tsang
Proptech / Fintech
BVI
https://www.sec.gov/Archives/edgar/data/1876716/000110465922055207/tm2123865d19_424b4.htm
661
11.350
0.04568
1.000
0.064
56
2024-02-23
CLRC
CLRCU US Equity
CLRCW US Equity
ClimateRock
2022-04-28
2024-05-02
27858862.00
2577138.00
10.810
2023-09-21
0.182
0.264
10.992
11.074
0.000
28.787
-0.188
-0.106
0.01615
0.03252
69
-0.04928
-0.04477
-0.12222
75.00000
0.500
Each unit consisting of one Class A ordinary share, one-half (1/2) of one redeemable warrant and one right to receive one-tenth (1/10) of one Class A ordinary share. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share, and each ten (10) rights entitle the holder thereof to receive one Class A ordinary share at the closing of a business combination. The exercise price of the warrants is $11.50 per whole share; Intends to focus on acquiring a target within the sustainable energy industry in the Organization for Economic Co-operation and Development countries, including climate change, environment, renewable energy and emerging, clean technologies; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $1,500,000 or $1,725,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline, for each three month extension; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; Apr 11 2023 filed DEF14a to extend deadline to May 2 2024, vote Apr 27, NAV $10.40; May 3 2023 CLRC stockholders approved deadline extension to May 2 2024, 5.3 million shares (67.3%) redeemed, 2.6 million shares remain, NAV $10.43; Sept 21 2023 filed F-4/a for EEW deal, NAV $10.81; Oct 7 2022 announced a business combination with E.E.W. Eco Energy World PLC (EEW), an independent global developer of utility scale solar photovoltaic projects from greenfield to ready-to-build; $650 million equity value; The closing of the Business Combination is conditional, among other things, upon $40 million of cash being available, after any ClimateRock shareholder redemptions and payment of transaction expenses, from ClimateRocks trust account or additional equity or debt financing to be obtained prior to closing; Nov 30 2023 CLRC / EEW deal terminated;
3.65000
1.000
Maxim
Charles Ratelband V, Per Regnarsson
Sustainability
Cayman
GreenRock
2024-01-05 00:00
Jan 5 2024 announced a business combination with GreenRock Corp, a Cayman Islands exempted company (GreenRock or the Company); Pursuant to the terms of the Merger Agreement, the consideration to be delivered to the holders of GreenRock Ordinary Shares (the GreenRock Shareholders) in connection with the Business Combination (the Merger Consideration) will be 44,685,000 newly-issued Holdings Ordinary Shares, of which 16,685,000 will be held in a segregated account;
https://www.sec.gov/Archives/edgar/data/1903392/000121390022022722/f424b40422_climaterock.htm
666
617
11.170
11.350
0.04867
1.000
0.096
57
2024-02-23
AIMBU
AIMAU US Equity
AIMAW US Equity
Aimfinity Investment I
2022-04-26
2024-02-28
43318328.00
3973882.00
10.901
2023-09-30
0.173
0.179
11.074
11.080
0.000
43.991
0.014
0.020
-0.00037
0.00234
5
0.14112
0.06826
-0.12325
70.00000
1.500
Each unit issued in the IPO consists of one Class A ordinary share, one Class 1 redeemable warrant and one-half of one Class 2 redeemable warrant, with each whole warrant exercisable to purchase one whole share of Class A ordinary share at a price of $11.50 per share; While the Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company, it will not complete its initial business combination with a target that is headquartered in China (including Hong Kong and Macau) or conducts a majority of its business in China (including Hong Kong and Macau); Jing (George) Cao, our Chief Executive Officer and director, is an experienced technology and finance industry professional. In May 2018, Mr. Cao founded and has since served as the Chief Executive Office of AscendEX, a global digital asset trading platform that offers a variety of products to global users. Since March 2018, he also served as the Chief Executive Officer of HD Consulting Service LLC, a technology consulting service firm in New York, BMXDM Technology PTE. Limited, a technology holdings company for a trading platform, and Global Digital Mercantile Holdings Limited. Prior to these positions, from January 2013 to January 2018, Mr. Cao founded and served as the Chief Investment Officer of Delpha Capital Management, LLC (Delpha Capital), a New York based firm that specialized in quantitative trading. Prior to Delpha Capital, from August 2010 to November 2012, Mr. Cao was a senior Portfolio Manager in the Equity Division of Barclays Capital (Barclays) in both their New York and London offices; We will have until 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we will, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by up to six times, each time by an additional month (for a total of 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination for an additional month, our sponsor or its affiliates or designees must deposit into the trust account $233,333, or up to $268,333 if the underwriters over-allotment option is exercised in full ($0.033333 per share in either case), up to an aggregate of $1,400,000 or $1,610,000 if the underwriters over-allotment option is exercised in, or $0.20 per share, on or prior to the date of the deadline; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; Mar 20 2023 directors and officers resigned and were replaced by new directors and officers led by I-Fa Chang; June 27 2023 AIMBU filed PRE14a to extend deadline to Jan 28 2024, vote July 27; July 7 2023 filed PRER14a to extend deadline to Jan 28 2024, vote July 27, NAV $10.49; July 11 2023 filed DEF14a to extend deadline to Jan 28 2024, vote July 27, NAV $10.49; July 31 2023 stockholders approved deadline extension to Apr 28 2024, 4.1 million shares (50.6%) redeemed, 4.0 million shares remain, extended deadline to Aug 28, added $85k to trust account; Aug 28 2023 extended deadline to Sept 28 2023, Added $85k to trust account; Sept 28 2023 extended deadline to Oct 28 2023, added $85k to trust account; Oct 27 2023 extended deadline to Nov 28 2023, added $85k to trust account; Nov 28 2023 extended deadline to Dec 28 2023, added $85k to trust account; Dec 28 2023 extended deadline to Jan 28 2024, added $85k to trust account; Jan 29 2024 extended deadline to Feb 28 2024, added $85k to trust account;
4.50000
US Tiger / EF Hutton
Jing (George) Cao
Diversified (ex China)
Cayman
Docter
2023-10-16 00:00
Oct 16 2023 announced a business combination with Docter Inc. (Docter), a Taiwanese non-invasive blood glucose watch developer; In addition to this exciting transaction, Docter Inc. has recently announced that it has signed a Memorandum of Understanding (MOU) with Harvard Medical School for the purchase of 10,000 Docter watches. These watches will be utilized in a Harvard Medical School Long Covid research project, highlighting the growth potential of Docter Inc.s technology in advanced medical research; As provided in the Merger Agreement, the merger consideration is $60,000,000, payable by newly-issued shares of the Combined Company valued at $10.00 per share. Additional earnout shares may be issuable to Docter stockholders after closing, upon achievement of certain sales targets in 2024 and 2025; Following the closing, assuming no redemption by existing public shareholders of Aimfinity, the Aimfinity shareholders will have approximately 51.92% equity interest in the Combined Company and the Docter Stockholders will have approximately 48.08% equity interest in the Combined Company. If, however, there is a maximum redemptions of existing public shareholders of Aimfinity resulting in remaining balance of trust account of $5,000,000, the Aimfinity shareholders will have approximately 29.45% equity interest in the Combined Company and the Docter stockholders will have approximately 70.55% equity interest in the Combined Company; The boards of directors of both Docter and Aimfinity have unanimously approved the Proposed Transaction, which is expected to be completed in the first quarter of 2024;
https://www.sec.gov/Archives/edgar/data/1903464/000119312522105416/d235037ds1a.htm
668
538
11.070
11.100
0.06429
0.000
58
2024-02-23
YOTA
YOTAU US Equity
YOTAW US Equity
Yotta Acquisition
2022-04-20
2024-08-22
7757268.50
726336.00
10.680
2023-09-11
0.152
0.318
10.832
10.998
-0.019
7.772
0.442
0.608
-0.01215
181
0.12150
0.05694
100.00000
1.000
Each unit consists of one share of common stock, one redeemable warrant to purchase one share of common stock at a price of $11.50 per share and one right to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination; Although there is no restriction or limitation on what industry or geographic region its target operates in, YOTA intends to focus on high technology, blockchain, software and hardware, ecommerce, social media and other general business industries globally; Hui Chen has been our Chief Executive Officer and director since December 2021. Mr. Chen is a cross-industry expert in computer science and law. Mr. Chen founded Law Offices of Hui Chen & Associates, PC in 2012, a New York-based law firm. Mr. Chen focuses his practice on patent prosecution, copyright infringement, and other general intellectual property matters. Mr. Chen has also been an adjunct professor at Hofstra University since September 2019, where he instructs multiple undergraduate computer science programming courses in Visual C++. Before joining Hofstra University, Mr. Chen was an adjunct associate professor at John Jay College of Criminal Justice, Pace University, Touro College, and Saint Francis College between 2000 and 2018 and was a full-time professor at Technical Career of Institute, College of Technology from December 2011 to December 2017. Before forming his law office in 2012, Mr. Chen worked for multiple Fortune 500 companies; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 15 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $2,000,000 (or $2,300,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Our sponsor, Yotta Investment LLC, which is controlled by Ms. Chen Chen, the wife of our chief executive officer, has committed to purchase from us an aggregate of 313,500 private units at $10.00 per private unit, for a total purchase price of $3,135,000. The purchase will take place on a private placement basis simultaneously with the consummation of this offering; Warrants redeemable if stock >$16.50; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.00; Our sponsor, has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; Jan 26 2023 extended deadline to Apr 22 2023 for $1.15 million to trust account; Mar 20 2023 filed PRE14a to extend deadline to Apr 22 2024, trust account will not be used to cover potential excise tax; Apr 5 2023 filed DEF14a to extend deadline to Apr 22 2024, vote Apr 19, NAV $10.31, trust account will not be used to cover potential excise tax; Apr 20 2023 YOTA stockholders approved deadline extension to Apr 22 2024, 7.4 million shares (64.3%) redeemed, 4.1 million shares remain; Apr 25 2023 filed S-4/a for NaturalShrimp deal; June 21 2023 extended deadline to July 22 2023, added $120k to trust account; July 24 2023 extended deadline to Aug 22 2023, added $120k to trust account; Oct 25 2022 announced a business combination with NaturalShrimp, Incorporated (OTCQB: SHMP) (NaturalShrimp), a Biotechnology Aquaculture Company that has developed and patented the first shrimp-focused commercially operational RAS (Recirculating Aquaculture System); Merger to accelerate commercialization and production ramp up of farm-to-table sushi grade shrimp and fresh seafood including planned U.S. facility expansion; Yotta Acquisition Corp. will issue 17.5 million of its common shares (current valuation of $175.0 million) to the stockholders of NaturalShrimp. In addition, the stockholders of Natural Shrimp are entitled to receive an additional 5.0 million common shares (current valuation of $50.0 million) based on achieving certain revenue targets for 2024 and 5 million common shares (current valuation of $50 million) for revenue targets for 2025. These Earn-out shares will be available to shareholders of record on the closing of the transaction. Assuming no redemptions, the total enterprise value is estimated at approximately $275M at closing of the transaction; The proposed business combination is expected to close in the first quarter of 2023, subject to
3.13500
Chardan
Hui Chen
Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1907730/000182912622008032/yottaacq_s1a.htm
674
10.700
0.03135
1.000
0.080
59
2024-02-23
AFAR
AFARU US Equity
AFARW US Equity
Aura Fat Projects Acquisition
2022-04-13
2024-03-18
30312116.00
2791696.00
10.858
2023-08-31
0.208
0.236
11.066
11.094
0.000
30.792
0.046
0.074
-0.00326
24
0.10784
0.09266
100.00000
1.000
Each unit consists of one Class A ordinary share and one redeemable warrant entitling the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Company intends to focus its search on new emerging technology companies with an acute growth potential in Southeast Asia and Australasia in sectors such as the Web 3.0, blockchain, cryptocurrency, digital ledger, e-gaming and other new financial technology and services sectors; We will have until 15 months from the consummation of this offering to consummate our initial business combination (such period may be extended by the Companys shareholders in accordance with our amended and restated memorandum and articles of association) (the Combination Period). We may seek the ordinary resolution of the public shareholders for (i) an extension and (ii) the approval of the amendment to the trust agreement entered into between us and Continental Stock Transfer & Trust Company at a meeting called for such purpose if we anticipate that we may not be able to consummate our initial business combination within 15 months. Public shareholders will be offered the opportunity to vote on and/or redeem their shares in connection with the approval of such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain shareholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to two times by an additional three months each time for a total of up to 21 months, respectively, by depositing into the trust account for each three-month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case). In the event we elect to extend the deadline, we intend to issue a press release announcing such intention at least three days prior to the applicable deadline. In addition, we intend to issue a press release the day after the applicable deadline announcing whether or not the funds have been timely deposited. Public shareholders, in this situation, will not be offered the opportunity to vote on and/or redeem their shares. If we are unable to complete our initial business combination within 15 months from the closing of this offering (or up to 21 months if we extend the period of time to consummate a business combination, as described in more detail in this prospectus), we will redeem 100% of the public shares for cash; In April 2021, Mr. Lo and Mr. Andrada co-founded Fat Projects Acquisition Corp (FATP), a special purpose acquisition company incorporated for the purposes of effecting a business combination. Mr. Lo serves as the Chairman and Co-Chief Executive Officer of FATP and Mr. Andrada serves as Co-Chief Executive Officer and Chief Financial Officer. FATP completed its initial public offering in October 2021, in which it sold 11,500,000 units, each consisting of one FATP ordinary share and one warrant, for an offering price of $10.00 per unit, generating aggregate proceeds of $115,000,000. As of the date of this prospectus, FATP has not announced a business combination; Mr. Lo serves as our Co-Chief Executive Officer and Chairman of the Board. Mr. Lo also serves as a director of FP Two Investments and Holdings Limited (since November 2021), Fat Projects Two Capital Inc. (since November 2021), and Fat Projects International Investments and Holdings Limited (since October 2021), each of which is an affiliate of sponsor. Since May 2015, Mr. Lo has served as a Managing Partner of Fat Projects Pte. Ltd., an affiliate of our sponsor, where he identifies strategic partnership opportunities, guides equity investment strategy, and leads operations of the firms portfolio of companies; Mr. Andrada serves as our Co-Chief Executive Officer and Chief Financial Officer and as a director. In April 2021, Mr. Andrada co-founded Fat Projects Acquisition Corp (FATP:Nasdaq); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share, however, there is no guarantee that investors will receive $10.20 per share upon redemption; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor will agree that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; June 8 2023 filed F-4 for Allrites deal; June 14 2023 filed PRE14a to extend deadline to July 18 2023, vote July 17; June 20 2023 filed PRER14a to extend deadline to July 18 2024, vote July 17; June 26 2023 filed DEF14a to extend deadline to July 18 2024, vote July 17 , NAV $10.48; June 30 2023 revised NAV from $10.48 to $10.60; July 19 2023 extended deadline to Aug 18 2023, added $50k to trust account; Sept 13 2023 filed F-4/a for Allrites deal, NAV $10.62; Sept 19 2023 extended deadline to Oct 18 2023, added $50k to trust account; Oct 19 2023 extended deadline to Nov 18 2023, added $50k to trust account; Nov 15 2023 extended deadline to Dec 18 2023, added $50k to trust account; Jan 19 2024 extended
4.55000
1.000
EF Hutton
Tristan Lo, David Andrada
Tech SE Asia
Cayman
Allrites
2023-05-09 00:00
May 9 2023 announced a business combination with Allrites Holdings Pte. Ltd., a global B2B content marketplace with cutting-edge proprietary Content as a Service (CaaS) technology; The transaction reflects an estimated proforma enterprise value for Allrites of US$92 million, with another potential US$18 million in earnout over 2 years (subject to achieving certain target annualised recurring revenue), and marks an important step in Allrites overall growth and capital management strategy.The business combination agreement allows AFAR to seek a PIPE between signing the business combination agreement and closing the transaction; Will result in Allrites becoming a wholly-owned subsidiary of AFARand is expected to be listed on the Nasdaq Global Market under the ticker symbol ALL.";
https://www.sec.gov/Archives/edgar/data/1901886/000182912622008178/aurafat_424b4.htm
681
391
11.030
0.04550
https://www.sec.gov/Archives/edgar/data/1901886/000182912623003979/aurafatprojects_ex99-1.htm
0.000
60
2024-02-23
FGAA/U
FGAA/U CN Equity
FGAA-WU CN Equity
FG Acquisition
2022-04-05
2024-07-05
1033844.19
101258.00
10.210
2023-07-05
0.205
0.322
10.415
10.532
0.000
0.982
0.805
0.922
-0.06862
-0.06862
133
0.28569
0.25321
0.25321
100.00000
0.500
Each Class A Unit consists of one Class A restricted voting share (a "Class A Restricted Voting Share") and one-half of a share purchase warrant (each whole warrant, an "IPO Warrant"). The Class A Units will commence trading today on the Toronto Stock Exchange (the "TSX") under the symbol "FGAA.V" and will initially trade as a unit, but it is anticipated that the Class A Restricted Voting Shares and IPO Warrants will begin trading separately on the date that is forty (40) days following Closing; The IPO Warrants contain a right (the "Warrant Put Rights") to require the Sponsors to acquire such IPO Warrants (other than those held by the Sponsors) in connection with a Qualifying Acquisition or a winding-up of the Company, for U.S.$1.25 per IPO Warrant. The applicable IPO Warrants shall be acquired by the Sponsors, subject to applicable law, immediately prior to the closing of the Qualifying Acquisition or in connection with a winding-up of the Company, as applicable. The Warrant Put Rights shall be automatically exercised in connection with a winding-up of the Company. To facilitate the transfer of the IPO Warrants to the Sponsors pursuant to the Warrant Put Rights, the Sponsors have deposited U.S.$6,250,000 (the "Warrant Put Rights Escrow Amount") into escrow with an escrow agent; If we are unable to consummate a qualifying acquisition within the Permitted Timeline of 15 months from the Closing Date, subject to any extension as described below, we will be required to redeem each of the outstanding Class A Restricted Voting Shares, for an amount per share, payable in cash, equal to the pro-rata portion (per Class A Restricted Voting Share) of: (A) the escrowed funds available in the Share Escrow Account, including any interest and other amounts earned thereon, less (B) an amount equal to the total of (i) any applicable taxes payable by the Corporation on such interest and other amounts earned in the Share Escrow Account, (ii) any taxes of the Corporation (including under Part VI.1 of the Tax Act) arising in connection with the redemption of the Class A Restricted Voting Shares, and (iii) up to a maximum of U.S.$100,000 of interest and other amounts earned from the proceeds in the Share Escrow Account to pay actual and expected Winding-Up expenses and certain other related costs; Our initial qualifying acquisition and value creation strategy will be to identify, acquire and, after our initial qualifying acquisition, assist in the growth of a business in the financial services sector. However, we are not limited to a particular industry and we may pursue a qualifying acquisition opportunity in any business or industry we choose and we may pursue a company with operations or opportunities or assets located outside of Canada and the United States; Larry G. Swets, Jr. serves as Chief Executive Officer and director of the Corporation and a manager of FGAC Investors LLC. Mr. Swets has over 25 years of experience within financial services encompassing both non-executive and executive roles. Mr. Swets founded Itasca Financial LLC, an advisory and investment firm, in 2005 and has served as its managing member since inception; D. Kyle Cerminara serves as the Non-Executive Chairman of the board of directors of the Corporation and a manager of FGAC Investors LLC. Mr. Cerminara has over 20 years experience as an institutional investor, asset manager, director, chief executive, founder and operator of multiple financial services and technology businesses. Mr. Cerminara co-founded Fundamental Global in 2012 and serves as its Chief Executive Officer; Warrants redeemabl if stock >$18.00; We will provide holders of our Class A Restricted Voting Shares with the opportunity to redeem all or a portion of their Class A Restricted Voting Shares, provided that they deposit their shares for redemption prior to the deadline specified by the Corporation, following public disclosure of the details of the qualifying acquisition and prior to the closing of the qualifying acquisition, of which prior notice had been provided to the holders of the Class A Restricted Voting Shares by any means permitted by the Exchange, not less than 21 days nor more than 60 days in advance of such deadline, for an amount per share, payable in cash, equal to the pro-rata portion (per Class A Restricted Voting Share) of: (A) the escrowed funds available in the Share Escrow Account at the time immediately prior to the redemption deposit deadline, including interest and other amounts earned thereon; less (B) an amount equal to the total of (i) any applicable taxes payable by the Corporation on such interest and other amounts earned in the Share Escrow Account, and (ii) actual and expected expenses directly related to the redemption, each as reasonably determined by the Corporation; The IPO Warrants shall contain the Warrant Put Rights, which shall require the Sponsors to acquire such IPO Warrants in connection with a qualifying acquisition or a Winding-Up, for U.S.$1.25 per IPO Warrant; If we are unable to consummate a qualifying acquisition within the Permitted Timeline, we will be required to redeem as promptly as reasonably possible, on an automatic redemption date specified by the Corporation (such date to be within 10 days following the last day of the Permitted Timeline), each of the outstanding Class A Restricted Voting Shares, for an amount per share, payable in cash, equal to the pro-rata portion (per Class A Restricted Voting Share) of: (A) the escrow funds available in the Share Escrow Account including any interest and other amounts earned thereon, less (B) an amount equal to the total of (i) any applicable taxes payable by the Corporation on such interest and other amounts earned in the Share Escrow Account, (ii) any taxes of the Corporation (including under Part VI.1 of the Tax Act) arising in connection with the redemption of the Class A Restricted Voting Shares, and (iii) up to a maximum of U.S.$100,000 of interest and other amounts earned from the proceeds in the Share Escrow Account to pay actual and expected Winding-Up expenses and certain other related costs, each as reasonably determined by the Corporation, and the War
4.15000
1.000
Canaccord / RJ
Larry Swets Jr, Hassan Baqar, Kyle Cerminara
Financial Services
BC
https://www.sedar.com/DisplayCompanyDocuments.do?lang=EN&issuerNo=00053567
689
9.700
9.700
0.04150
0.000
61
2024-02-23
MSSA
MSSAU US Equity
MSSAW US Equity
Metal Sky Star Acquisition
2022-04-01
2024-08-05
35194552.00
3202416.00
10.990
2023-12-01
0.101
0.297
11.091
11.287
0.000
35.355
0.101
0.297
-0.00456
164
0.06111
0.05044
100.00000
1.000
Each unit consists of one ordinary share, par value $0.001 per share, one right to receive one-tenth (1/10) of an ordinary share and one redeemable warrant to acquire one ordinary share at an exercise price of $11.50 per share; If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve (12) times, each by an additional one (1) month (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account as set out below. Pursuant to the terms of our memorandum and articles of association and the trust agreement to be entered into between us, Wilmington Trust, National Association and Vstock Transfer LLC on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $333,333 or $383,332 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case), up to an aggregate of $4,000,000 (or $4,600,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (representing the entire 12 months extension); Mr. Man Chak Leung has served as our Chief Executive Officer since June 2021. Mr. Leung has been the President and a director of Verity Acquisition Corp. since May 2021. Since August 2019, he has been serving as the General Manager of China Seven Star Holdings Limited, an investment holding company focusing on consumer and healthcare sectors in China. Mr. Leung served as a consultant to Silk Road Finance Corporation from May to December 2020. Mr. Leung served as Co-Head of Risk and Portfolio Management at China Minsheng Financial Holding Corporation Limited (CM Financial) from 2017 to May 2019, a Hong Kong mainboard listed financial holding platform. He was responsible for all portfolio including primary and secondary, fixed income and other special situations including SPACs. Mr. Leung joined CM Financial in December 2016 from TPG Growth, a global mid-market private equity firm with over US$ 15 billion AUM, where he spent 10 years as an investment professional specializing in Healthcare, Financial Services, TMT, Consumer and Education in Greater China and South East Asia; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share (subject to increase of up to an additional $0.4 per public share in the event that our sponsor elects to extend the period of time to consummate a business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; Dec 20 2022 filed PRE14a to extend deadline to Feb 5 2024, NAV $10.14; Jan 4 2023 filed DEF14a to extend deadline to Feb 4 2024, vote Jan 26, NAV $10.14, 5,885,324 shares (51.8%) redeemed, 5.6 million shares remain; Sept 29 2023 filed PRE14a to extend deadline to Aug 5 2024, NAV $10.64; Oct 4 2023 filed PRER14a to extend deadline to Aug 5 2024, NAV $10.64; Apr 12 2023 announced a business combination with Future Dao Group Holding Limited ("Future Dao"), a blockchain company with a focus on bitcoin mining; Future Dao is in the process of establishing its Bitcoin mining operations in Central Asia. Future Dao intends to own and operate approximately 26,100 Bitcoin mining machines with an aggregate computing power of over 2.9197 Ehash/s by the first anniversary of the completion of the Proposed Transaction; The Proposed Transaction values Future Dao at a pre-transaction valuation of $350 million and its ordinary share after share split at a price of US$10.00 per share; Oct 10 2023 MSSA / Future Dao deal terminated; Oct 10 2023 filed DEF14a to extend deadline to Aug 5 2024, vote Oct 30, NAV $10.64; Nov 2 2023 MSSA stockholders approved deadline extension to Aug 5 2024, 2.4 million shares (43.0%) redeemed, 3.2 million shares remain; Nov 13 2023 filed PRE14a to amend articles; Dec 1 2023 filed DEF14a to amend articles, vote Dec 20, NAV $10.99;
3.00000
Ladenburg
Man Chak Leung
Diversified (ex China)
Cayman
https://www.sec.gov/Archives/edgar/data/1882464/000182912622006969/metalskystar_s1a.htm
693
11.040
0.03000
1.000
0.140
62
2024-02-23
RWOD
RWODU US Equity
RWODW US Equity
Redwoods Acquisition
2022-04-01
2024-03-08
19400000.00
1760194.00
11.022
2024-02-13
0.009
0.023
11.031
11.044
0.000
19.098
0.171
0.184
-0.01641
14
0.55063
100.00000
1.000
Each unit consists of one share of common stock, one redeemable warrant to purchase one share of common stock at a price of $11.50 per share and one right to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination; Although there is no restriction or limitation on what industry or geographic region its target operates in, RWOD intends to focus on the carbon neutral and energy storage industries; We will have until 12 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination), provided that, the only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $2,000,000 (or $2,300,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; Jiande Chen, our Chief Executive Officer, served as the Chief Executive Officer and Vice Chairman of IMAX China (HKG:1970). Mr. Chen successfully led the team that completed its initial public offering in October 2015. Edward Cong Wang, our Chief Financial Officer, currently serves as the Chairman, President and Chief Executive Officer at Pacifico Acquisition Corp. (NASDAQ: PAFO), a special purpose acquisition company. Mr. Wang has over 10 years of experience in investments; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$16.50; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (excluding our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; In connection with our redemption of 100% of our outstanding public shares, each holder will receive an amount equal to (1) the number of public shares being redeemed by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.10 per share); Dec 16 2022 signed agreement of intent with Xin Bo Xing; Jan 3 2023 no longer pursuing a transaction with Xin Bo Xing; Feb 24 2023 filed PRE14a to extend its deadline to July 4 2023 + 5 months, will not use trust account to cover potential excise tax; Mar 20 2023 filed DEF14a to extend its deadline to July 4 2023 + 5 months, vote Mar 31, NAV $10.33 will not use trust account to cover potential excise tax; Mar 31 2023 stockholders approved deadline extension to July 4 + 5 months, 6.1 million shares (53.0%) redeemed, 5.4 million shares remain; Aug 4 2023 filed S-4 for ANEW MEDICAL deal; Oct 16 2023 filed PRE14a to extend deadline to Dec 4 2024; Oct 17 2023 filed S-4/a for ANEW MEDICAL deal; Nov 2 2023 filed DEF14a to extend deadline to Dec 4 2024, vote Nov 13, NAV $10.75, will not use trust account to cover potential excise tax; Nov 8 2023 filed S-4/a for ANEW MEDICAL deal; Dec 4 2023 filed S-4/a for ANEW MEDICAL deal; Jan 3 2024 filed S-4/a for ANEW MEDICAL deal; Nov 13 2023 stockholders approved deadline extension to Dec 4 2024, 3,636,456 shares redeemed; Feb 1 2024 filed S-4/a for ANEW MEDICAL deal; Feb 12 2024 filed S-4/a for ANEW MEDICAL deal, vote to be held in 2023 [sic]; Feb 13 2024 filed S-4/a for ANEW MEDICAL deal, vote Mar 8, NAV $11.02;
4.77500
Chardan
Jiande Chen
Carbon Neutral / Energy Storage
Delaware
ANEW MEDICAL
2023-05-30 00:00
May 30 2023 announced a business combination with ANEW MEDICAL, INC., an early-stage biotechnology company focused on developing disruptive new therapies to treat neurodegenerative diseases; ANEW currently has its common stock quoted on the OTC Markets under the symbol "LEAS"; The transaction values the combined company at a pro forma enterprise value of approximately US$94.0 million (assuming no redemptions) with existing ANEW stockholders rolling over 100% of their equity into the combined company; All cash remaining on the combined companys balance sheet at the closing of the transaction, after the settlement of transaction-related expenses, is expected to be utilized by the combined company for working capital, growth, and other general corporate purposes; The proposed business combination is expected to be completed by the fourth quarter of 2023;
https://www.sec.gov/Archives/edgar/data/1907223/000121390022015158/fs12022a1_redwoodsacq.htm
693
424
10.850
0.04775
https://www.sec.gov/Archives/edgar/data/1907223/000121390023066184/ea182822ex99-1_redwoods.htm
1.000
0.180
63
2024-02-23
RFAC
RFACU US Equity
RFACW US Equity
RF Acquisition
2022-03-24
2024-09-28
29647638.00
2744649.00
10.802
2023-12-27
0.054
0.257
10.856
11.058
0.000
29.642
0.066
0.268
-0.00515
-0.00238
218
0.04201
0.04039
0.03557
100.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of Class A common stock, one redeemable warrant, and one right to receive one-tenth of one Class A common stock upon the consummation of an initial business combination. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; RF Acquisition Corp. is led by Tse Meng Ng, the Companys Chief Executive Officer and Chairman of the board of directors, and Han Hsiung Lim, the Companys Chief Financial Officer. The Companys independent directors include Benjamin Waisbren, Simon Eng Hock Ong, and Vincent Hui Yang. The Companys advisors include Chandra Tjan and Stephen Lee; If we are unable to complete our initial business combination within 12 months, or if we decide to extend the period of time to consummate our business combination up to two times by an additional three months each time, at $0.10 per extension, for a total of $0.20 aggregate in trust, within 18 months (the Extension Option), from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and certain conditions as further described herein. In the event the Company decides to exercise the Extension Option, investors will not have voting rights nor redemption rights in connection with such additional three-month extensions; While we may pursue an initial business combination target in any business, industry or geographic location, we intend to search globally for target companies within the Southeast Asian new economy sector or elsewhere; Tse Meng Ng, our Chairman and Chief Executive Officer, is a highly regarded and successful financier and businessman. In February 2019, Mr. Ng co-founded Ruifeng Wealth Management Pte Ltd, a Singapore Capital Markets Services licensed financial institution regulated by the Monetary Authority of Singapore for which he serves as the chief executive officer. Ruifeng Wealth Management Pte Ltd is a subsidiary of listed 2345 Network Technological Co. Ltd (2345 Network). 2345 Network has a market capitalization of around $2 billion; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Feb 27 2023 filed PRE14a to extend deadline to Dec 28 2023; Mar 3 2023 filed PRER14a, trust account will not be used to cover potential excise tax; Mar 8 2023 filed DEF14a to extend deadline to Dec 28 2023, vote Mar 24, NAV $10.29, trust account will not be used to cover potential excise tax; Mar 30 2023 RFAC stockholders approved deadline extension to Dec 28 2023, 7.4 million shares (64.3%) redeemed, 4.1 million shares remain, NAV $10.29, $300k added to trust account; Nov 24 2023 filed PRE14a to extend deadline to Sept 28 2024; Dec 8 2023 filed DEF14a to extend deadline to Sept 28 2024, vote Dec 20, NAV $10.71, trust account will not be used to cover potential excise tax; Dec 27 2023 stockholders approved deadline extension to Sept 28 2024, 1.4 million shares (33.2%) redeemed, 2.7 million shares remain, NAV $10.72, added $225k to trust account;
4.05000
1.000
EarlyBirdCapital
Tse Meng Ng
Diversified (ex China)
Delaware
GCL Asia
2023-10-18 00:00
Oct 18 2023 announced a business combination with Grand Centrex Limited ("GCL," "GCL Asia" or the "Company"), one of Asias leading video game distributors and publishers; Proposed Transaction gives GCL approximately $1.2 billion in pre-transaction equity value; The Proposed Transaction includes a minimum cash condition of $25,000,000 and is expected to result in GCL receiving gross proceeds of approximately $42.9 million (assuming no further redemptions by RF Acquisition shareholders); RF Acquisition and GCL have agreed to work together to pursue commitments for a private placement of equity (the "PIPE Financing"), debt, or other alternative financings of up to $20 million; The transaction has been approved by the Board of Directors of GCL and RF Acquisition, and its closing is expected to be in the second quarter of 2024, subject to shareholders approval and the satisfaction of customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1847607/000110465922037563/tm217487-16_424b4.htm
701
573
10.800
10.830
0.04050
1.000
0.070
64
2024-02-23
GDST
GDSTU US Equity
GDSTW US Equity
Goldenstone Acquisition
2022-03-17
2024-06-01
54362508.00
4991461.00
10.891
2023-12-31
0.051
0.143
10.942
11.034
0.000
54.407
0.052
0.144
-0.00381
99
0.04979
0.04624
50.00000
1.000
Each unit consisting of one share of common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of common stock. Each redeemable warrant entitles the holder thereof to purchase one-half (1/2) of one share of common stock, and each ten (10) rights entitle the holder thereof to receive one share of common stock at the closing of a business combination. The exercise price of the warrants is $11.50 per full share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region other than the Company has agreed that it will not undertake an initial business combination with any entity headquartered in, or conducts the majority of its business in China (including Hong Kong and Macau); If we are unable to complete our initial business combination within 12 months (or up to 21 months if we extend the period of time to consummate a business combination by the full amount of time) from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $500,000, or up to $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,500,000 (or $1,725,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months). You will not be able to vote on or redeem your shares in connection with any such extension; We primarily intend to focus on acquiring growth-oriented business with an enterprise value between $150 million and $500 million; Mr. Eddie Ni, our President and Chief Executive Officer, brings us his more than 30 years of investment, business management and entrepreneurial experience. He has been the chairman and chief executive officer of Windfall Group since December 2009. Windfall Group, a Ohio corporation, has a large business portfolio involved in a variety of industries in U.S., including real estate, building supply, construction, and import/export of construction materials and home building structures such as granite and cabinet. Under the management of Windfall Group, Mr. Ni has raised, invested, and managed over hundred-million-dollar assets including commercial real estates across the midwest United States, from Ohio and Illinois to Georgia and South Carolina, and New York City and New Jersey. Mr. Ni was the chairman and chief executive officer of Direct Import Home Decor from November 2003 to November 2009; Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share (subject to increase of up to an additional $0.30 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; June 21 2022 announced a business combination with Roxe Holding Inc (Roxe), a blockchain payment company that powers the next generation of payment solutions; $3.6 billion enterprise value; No minimum cash requirement; Closing Q1 2023; Oct 5 2022 deal terminated; ; Mar 14 2023 GDST extended deadline to June 17 2023, added $575k to trust account; June 14 2023 extended deadline to Sept 21 2023, added $575k to trust account; Aug 30 2023 filed PRE14a to extend deadline to June 21 2024, vote in Sept; Sept 6 2023 filed PRER14a to extend deadline to June 21 2024; Sept 11 2023 filed DEF14a to extend deadline to June 21 2024, vote Sept 21, NAV $10.68, trust account will not be used to cover potential excise tax; Sept 28 2023 GDST stockholders approved deadline extension to June 1 2024, 758,539 shares redeemed;
3.25000
Maxim
Eddie Ni
Diversified (ex China)
Delaware
https://www.sec.gov/Archives/edgar/data/1858007/000121390022013585/f424b40322_goldenstoneacqltd.htm
708
10.900
0.06500
1.000
0.104
65
2024-02-23
PLAO
PLAOU US Equity
PLAOW US Equity
Patria Latin American Opportunity Acquisition
2022-03-10
2024-06-14
183950128.00
16880480.00
10.897
2023-09-30
0.173
0.306
11.070
11.203
0.000
189.737
-0.140
-0.007
0.01531
0.01170
112
-0.00192
-0.01057
0.00099
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or sector, geography, or stage, the Company intends to focus its search in Latin America and in sectors where Patria has developed investment expertise (including but not limited to healthcare, food and beverage, logistics, agribusiness, education, and financial services). The Companys sponsor is associated with the Brazilian asset management firm Patria Investimentos Ltda; The amount in the trust account will initially be $10.30 per unit sold in this offering. If we are unable to complete our initial business combination within 15 months from the closing of this offering and decide not to extend the time to consummate our business combination as described below, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law as further described herein. However, in our sole discretion, we may, but are not obligated to, extend the period of time to consummate a business combination by two additional three month periods (for a total of up to 21 months to complete a business combination); provided that our sponsor, as defined below (or its designees) must deposit into the trust account funds equal to $0.10 per unit sold in this offering for each three month extension, for an aggregate additional amount of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full) for each such extension, in exchange for a non-interest bearing, unsecured promissory note to be repaid by us following our business combination; Patria or its affiliates have expressed to us an interest to purchase an aggregate of 2,000,000 units (or 2,300,000 units if the underwriters over-allotment option is exercised in full) in this offering at the offering price and we have agreed to direct the underwriters to sell to Patria or its affiliates such amount of units; As of December 31, 2021, Patrias assets under management, or AUM, was $14.9 billion with 19 active funds, and Patrias investment portfolio was composed of over 55 companies and assets. Patrias size and performance over its 32-year history also make it one of the most significant emerging markets-based private markets investments managers; Ricardo Leonel Scavazza is the Chairman of our board of directors. Mr. Scavazza is a Managing Partner of Patria Investments Limited and is the Chief Executive Officer & Chief Investments Officer of Latin American Private Equity. Mr. Scavazza is responsible for all Latam Private Equity strategy at Patria Investments Limited. Before taking over as CEO & CIO for Private Equity Latam, Mr. Scavazza served as the Head of Private Equity Strategy in Brazil; Jose Augusto Goncalves de Araujo Teixeira is our Chief Executive Officer. Mr. Teixeira is a Partner of Patria Investments Limited, where he currently serves as a member of its Management Committee and as Head of Marketing and Products. Mr. Teixeira is primarily responsible for Patrias Global Product & Marketing strategy and development as well as for leading distribution efforts in Brazil. Previously, Mr. Teixeira served as the Head of Marketing and Investor Relations for Private Equity products between 2013 and 2020; Warrants redemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.30 per unit and such amount may be increased by $0.10 per unit in the event we decide to extend the time to consummate our business combination by three months; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; May 26 2023 filed DEF14a to extend deadline to June 14 2024, vote June 12, NAV $10.62; June 14 2023 PLAO stockholders approved deadline extension to June 14 2024, 6.1 million shares (26.5%) redeemed, added $300k to trust account;
13.00000
1.000
JPMorgan / Citi
Ricardo Leonel Scavazza, Jose Augusto Goncalves de Araujo Teixeira, Patria Investments
Latin America
Cayman
https://www.sec.gov/Archives/edgar/data/1849737/000095010322004344/dp168958_424b4.htm
715
11.240
11.200
0.06500
0.000
66
2024-02-23
VMCA
VMCAU US Equity
VMCAW US Equity
Valuence Merger I
2022-03-01
2025-03-03
68637776.00
6210718.00
11.052
2023-09-30
0.176
0.626
11.227
11.677
0.000
70.119
-0.063
0.387
0.00559
374
0.03347
0.03347
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The focus of the team is to identify, merge with, and partner with a business in Asia (excluding China, Hong Kong, and Macau) with a particular focus on breakthrough technology in life sciences and/or sustainable technology. The management team is led by Sung Yoon Woo, Andrew Hyung, Sung Lee, and Gene Cho. The Company expects to collaborate with CrystalBioSciences, a venture capital firm focused on life sciences, Credian Partners, a South Korea-based private equity firm, and Quantum Leaps, a Japan-based consulting firm that was founded by Mr. Nobuyuki Idei, a former Chairman, CEO and President of Sony; If we are unable to consummate our initial business combination within 15 months following the effectiveness of this offering, we may, but are not obligated to, extend the period of time to complete an initial business combination up to two times by an additional three months each (for a total of up to 21 months to consummate an initial business combination), subject to our sponsor, Valuence Capital, LLC or its affiliates or designees, contributing, for each such three-month extension, an additional $0.10 per ordinary share then outstanding to the trust account, and at the end of the applicable period or any other approved extension of such period, we will redeem 100% of our public shares. The per-share price upon such redemption will be payable in cash and will equal the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Sung Yoon Woo, Chief Executive Officer and Director, is an investor with a track record and experience in strategic acquisitions, corporate divestitures, recapitalizations, and growth equity. Mr. Woo is the Founder and CEO of Credian Partners, a private equity firm based in South Korea. During his 17-year investment career, Mr. Woo has led over $4 billion in transactions and invested over $3 billion. Prior to founding Credian Partners, Mr. Woo was at Russell Investments, where he advised the National Pension Service of Korea, the third-largest pension fund in the world by total assets, the Bank of Korea, and Korea Investment Corporation, a sovereign wealth fund, among other clients on their global portfolio. Prior to Russell Investments, Mr. Woo was a team head of the private equity arm of Mirae Asset Global Investments, one of the largest asset management funds in South Korea, where he led various domestic and cross-border transactions; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality, or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of: (i) $10.30 per public share; Apr 20 2023 filed PRE14a to extend deadline; May 4 2023 filed DEF14a to extend deadline to Sept 3 2023 + 18 months, vote May 25, NAV $10.59, 15.8 million shares (71.8%) redeemed; Sept 19 2023 extended deadline to Oct 3 2023, added $140k to trust account; Oct 4 2023 extended deadline to Nov 3 2023, added $140k to trust account; Nov 7 2023 extended deadline to Dec 3 2023, added $140k to trust account; Dec 4 2023 extended deadline to Jan 3 2024, added $140k to trust account; Feb 5 2024 extended deadline to Mar 3 2024, added $140k to trust account;
10.00000
1.500
SVB
Sung Yoon Woo
Life Sciences (Asia ex China)
Cayman
https://www.sec.gov/Archives/edgar/data/1892747/000149315222005792/form424b4.htm
724
11.290
0.05000
0.000
67
2024-02-23
PWUP
PWUPU US Equity
PWUPW US Equity
PowerUp Acquisition
2022-02-18
2024-05-23
19640500.00
1803729.00
10.889
2023-09-30
0.173
0.280
11.062
11.169
0.000
19.877
0.102
0.209
-0.00379
-0.00560
90
0.07950
0.05586
0.06367
250.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The focus of the team is to identify and acquire a business within the interactive media, digital media, sports, entertainment, and/or leisure, with a particular focus on video gaming, gaming adjacent, and new metaverse video gaming businesses. The management team is led by Bruce Hack, Jack Tretton, Michael Olson and Gabriel Schillinger. Mike Vorhaus serves as senior advisor; Bruce Hack serves as our Executive Chairman. He led one of the video game industrys most successful companies and co-led market-leading firms in the broader media and technology space. Mr. Hack was director then chairman of Technicolor SA from 2010 to 2019. Prior, he was a principal in the creation of Activision Blizzard and served as the companys vice chairman from 2008 to 2009. Mr. Hack was chief executive officer of Vivendi Games from 2004 to 2008, where he architected one of the largest turnarounds in video game history and launched Blizzards World of Warcraft, one of the decades defining online games. He was vice chairman of the Universal Music Group from 1998 to 2001 and chief financial officer of Universal Studios from 1995 to 1998; Jack Tretton serves as our Chief Executive Officer and a member of our board of directors. Mr. Tretton, with a 35-year career in gaming, is one of the great leaders in the last 25 years of console video gaming. Mr. Tretton was at Sony Computer Entertainment America from 1995 to 2014, serving as president and chief executive officer from 2006 to 2014. Mr. Tretton helped establish the PlayStation brand as a worldwide leader in interactive entertainment; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor, officers, and directors have agreed that we will have only 15 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such 15-month period, or during any Extension Period (as defined below), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses). However, if we anticipate that we may not be able to consummate our initial business combination within 15 months from the closing of this offering, our shareholders may vote by special resolution to amend our amended and restated memorandum and articles of association to extend the period of time that we have to consummate the initial business combination (any such extended period of time, an Extension Period). We will provide all public shareholders with the opportunity to redeem their public shares in connection with any such vote; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.25 per public share; Apr 5 2023 filed PRE14a to extend deadline; Apr 21 2023 filed DEF14a to extend deadline to May 23 2024, vote May 18, NAV $10.51; May 23 2023 stockholders approved deadline extension to May 23 2024, 26.9 million shares (93.7%) redeemed, 1.8 million shares remain, NAV $10.51; Jan 26 2024 filed S-4 for Visiox Pharmaceuticals deal;
13.70750
1.500
Citi
Bruce Hack, Jack Tretton
Media / Gaming / Metaverse
Cayman
Visiox Pharmaceu
2023-12-27 00:00
Dec 27 2023 announced a business combination with Visiox Pharmaceuticals, Inc. (Visiox or the Company), a commercial-stage biopharmaceutical company; The business combination is expected to close in the first quarter of 2024, and upon closing the combined company will be named Visiox Holdings, Inc. with its common stock and warrants expected to be listed on Nasdaq under the ticker symbols VSXP and VSXPW; Visioxs pipeline of an FDA Approved drug candidate, and other late-stage clinical drug candidates, includes treatments for patients with ocular hypertension, open angle glaucoma, and post-surgical inflammation and pain. Visioxs mission is to develop and commercialize ophthalmic treatments in large markets with high unmet need. Visioxs pipeline of both New Chemical Entity (NCE) and 505(b)(2) products address highly prevalent disease states in need of new treatment options;
https://www.sec.gov/Archives/edgar/data/1847345/000110465922025737/tm227321d1_424b4.htm
735
677
11.020
11.000
0.05483
0.000
68
2024-02-23
FTII
FTIIU US Equity
FTIIW US Equity
FutureTech II Acquisition
2022-02-16
2024-11-18
25815312.00
2319435.00
11.130
2024-02-15
0.008
0.265
11.138
11.395
0.004
25.676
0.088
0.345
-0.00607
0.00021
269
0.04263
0.04007
0.03122
100.00000
1.000
Each unit consists of one share of common stock and one warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic location, although it currently intends to focus on opportunities to acquire U.S. companies in the disruptive technology sector, for example, artificial intelligence, robotics, and any other technology innovations; Yuquan Wang is a New York based investor in hardware-based technologies. Mr. Wang is the Founding Partner of Haiyin Capital, a venture capital fund formed in 2008 that focuses on investing in new technologies around the world. To date, Haiyin Capital has invested in hardware-based technology companies around the world, with AI and Robotics as key fields of investment; Warrants redeemable if stock >$18.00; If we anticipate that we may not be able to consummate our initial business combination within twelve (12) months, our sponsor may, but is not obligated to, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to eighteen (18) months to complete a business combination), subject to our sponsor depositing additional funds into the trust account as set out below. Our stockholders will not be entitled to vote or redeem their shares in connection with any such extension. In order for the time available for us to consummate our initial business combination to be extended, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case) on or prior to the date of the applicable deadline, for each three month extension, up to an aggregate of $2,000,000 or $2,300,000 if the underwriters over-allotment option is exercised in full; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share ; Feb 21 2023 extended deadline to May 18 2023, added $1.15 million to trust account; May 17 2023 extended deadline to Aug 18 2023, added $1.15 million to trust account; July 18 2023 filed PRE14a to extend deadline to Feb 18 2024, vote in Aug, trust account will not be used to cover potential excise tax; July 28 2023 filed DEF14a to extend deadline to Feb 18 2024, vote Aug 17, NAV $10.78, trust account will not be used to cover potential excise tax; Aug 17 2023 stockholders approved deadline extension to Feb 18 2024, 5.9 million shares (51.7%) redeemed, 5.6 million shares remain, NAV $10.81; Jan 22 2024 filed PRE14a to extend deadline to Nov 18 2024, vote Feb 14, trust account will not be used to cover potential excise tax; Feb 2 2024 filed DEF14a to extend deadline to Nov 18 2024, vote Feb 14, NAV $11.13, trust account will not be used to cover potential excise tax; Feb 14 2024 FTII stockholders approved deadline extension to Nov 18 2024, 3.2 million shares (58.2%) redeemed, 2.3 million shares remain, NAV $11.13;
4.67575
EF Hutton
Yuquan Wang
Tech (US)
Delaware
https://www.sec.gov/Archives/edgar/data/1889450/000149315222003865/forms-1a.htm
737
11.070
11.140
0.04676
0.000
69
2024-02-23
ASCA
ASCAU US Equity
ASCAW US Equity
A SPAC I Acquisition
2022-02-15
2024-03-01
21277180.00
1932471.00
11.010
2024-01-04
0.060
0.068
11.070
11.079
-0.002
21.315
0.040
0.049
-0.00364
-0.00725
7
0.25823
0.25823
60.00000
0.750
Each unit consists of one Class A ordinary share, three-fourths of one redeemable warrant, and one right to receive one-tenth of one Class A ordinary share upon the consummation of the Companys initial business combination. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Although there is no restriction or limitation on what industry or geographic region our target operates in, it is our intention to pursue prospective targets that are based in the United States and /or Asia (excluding China) with a focus in the technology, media and telecom (TMT) sector. We shall not undertake our initial business combination with any entity with its principal business operations in China (including Hong Kong and Macau); If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 18 months from the closing of this offering if we extend the period of time to consummate a business combination by the full amount of time, as described in more detail in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to applicable law and as further described herein. Our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, may, but are not required to, extend the time to complete a business combination by depositing into the trust account $600,000, or up to $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,200,000 (or $1,380,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months). You will not be able to vote on or redeem your shares in connection with any such extension; Mr. Claudius Tsang has served as our Chief Executive Officer since April 2021 and Chairman and Chief Financial Officer since July 2021. Mr. Tsang has over 20 years of experience in capital markets, with a strong track record of success in private equity, M&A transactions, and PIPE investments. Mr. Tsang was the Co-head of Private Equity (North Asia) at Templeton Asset Management Limited and a Partner of Templeton Private Equity Partners, a leading global emerging markets private equity firm that is part of Franklin Templeton Investments. During his 15-year career at Templeton, Mr. Tsang served in various positions, including Partner, Senior Executive Director, and Vice President. Mr. Tsang was responsible for the overall investment, management, and operations activities of Templeton Private Equity Partners in North Asia. His role encompassed overseeing the analysis and evaluation of opportunities for strategic equity investments in Asia; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share; Jan 6 2023 filed PRE14a to extend deadline to Oct 14 2023; Jan 17 2023 filed DEF14a to extend deadline to Oct 17 2023, vote Feb 2, NAV $10.24; Feb 2 2023 adjourned vote to Feb 13, NAV $10.28; Mar 16 2023 extended deadline to Apr 17 2023, added $90k to trust account; Apr 13 2023 extended deadline to May 17 2023, added $90k to trust account; May 16 2023 extended deadline to June 17 2023, added $90k to trust account; July 12 2023 extended deadline to Aug 17 2023, added $90k to trust account; Aug 11 2023 extended deadline to Sept 17 2023, added $90k to trust account; Sept 11 2023 filed PRE14a to extend deadline to Apr 17 2024; Sept 12 2023 extended deadline to Oct 17 2023, added $90k to trust account; Sept 22 2023 extended deadline to Oct 23 2023, added $125k to trust account; Oct 12 2023 stockholders approved deadline to Apr 17 2024, 1.7 million shares (46.7%) redeemed, 1.9 million shares remain, added $20k to trust account to extend deadline to Nov 17 2023; Oct 27 2023 filed F-4 for NewGenIvf deal; Nov 14 2023 extended deadline to Dec 17 2023, added $20k to trust account; Nov 14 2023 filed F-4/a for NewGenIvf deal; Dec 7 2023 filed F-4/a for NewGenIvf deal; Dec 20 2023 filed F-4/a for NewGenIvf deal; Jan 16 2024 extended deadline to Feb 17 2024, added $20k to trust account; ASCA filed F-4/a for NewGenIvf deal, vote Mar 1, NAV $11.00; Feb 16 2024 extended deadline to Mar 17 2024, added $20k to trust account;
2.87500
1.000
Chardan
Claudius Tsang
TMT (ex China)
BVI
NewGenIvf
2023-02-16 00:00
Feb 16 2023 announced a business combination with NewGenIvf Limited ("NewGen" or the "Company"), a full-service fertility services provider in Asia that aids couples and individuals, regardless of fertility challenges, to build families and to increase their access to infertility treatment; The Transaction values NewGen at an implied enterprise value of approximately $50 million; The NewGen and A SPAC I Boards of Directors have unanimously approved the proposed Transaction, which is expected to be completed in the third quarter of 2023, subject to, among other things, regulatory approvals, the approval by A SPAC Is shareholders of the Transaction and satisfaction or waiver of other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1868775/000110465922023745/tm225054d13_424b4.htm
738
366
11.030
10.990
0.04792
https://www.sec.gov/Archives/edgar/data/1868775/000121390023057091/ea181829-425_aspac1mini.htm
1.000
0.188
70
2024-02-23
BYNO
BYNOU US Equity
BYNOW US Equity
byNordic Acquisition
2022-02-09
2024-03-12
39161968.00
3586272.00
10.920
2023-09-30
0.137
0.154
11.057
11.074
0.000
39.592
0.027
0.044
-0.00155
18
0.08417
0.06443
150.00000
0.500
Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an acquisition opportunity in any business, industry, sector or geographical location, it intends to focus on identifying high technology growth companies in the northern part of Europe; The Company is led by its Chief Executive Officer, Michael Hermansson, its Chief Operating Officer, Thomas Fairfield, and its Director of Acquisitions, Mats Karlsson. Mr. Hermansson and Mr. Karlsson are based in Sweden; If we are unable to complete our initial business combination within 15 months from the closing of this offering as such deadline may be extended for an additional three month period for a total of up to 18 months to complete our initial business combination if our sponsor or any of its affiliates or designees, upon five business days advance notice prior to the date of the deadline for completing our initial business combination, pays an additional $0.10 per public share into the trust account ($1,500,000 or, if the underwriters over-allotment option is exercised in full, $1,725,000) in respect of such extension period on or prior to the date of the deadline (in connection with which our shareholders will have no right to redeem their public shares), or by such other further extended deadline that we may have to consummate an initial business combination beyond 18 months as a result of a stockholder vote to amend our amended and restated certificate of incorporation (in connection with which our shareholders will have a right to redeem their public shares as described herein), we will redeem all of the shares of Class A common stock held by our public stockholders for cash; Certain qualified institutional buyers or institutional accredited investors, which we refer to as the anchor investors (none of which are affiliated with any member of our management team, our sponsor or any other anchor investor), have expressed to us an interest in purchasing in the aggregate up to approximately $146.4 million of the units which is approximately 97.6% of the units in this offering at the public offering price; provided, that no more than $14.85 million of the units in this offering shall be purchased by each anchor investor in such manner. Our sponsor and byNordic Holdings will sell to the anchor investors (or forfeit to us for us to sell to the anchor investors) on a pro rata basis according to their respective ownership of shares of our Class B common stock up to 1,109,091 shares of our Class B common stock subject to the purchase by the anchor investors of their respective allocations of the units. If the anchor investors purchase all of the units for which they have expressed to us an interest in purchasing, substantially all of the units purchased in this offering will be held by the anchor investors; Rothesay Investment SARL SPF, a member of our sponsor, has agreed, pursuant to a forward purchase agreement entered into with us, to purchase up to 1,000,000 shares of Class A common stock at $10.00 per share (referred to herein as the forward purchase shares) for gross proceeds up to $10,000,000 in a private placement that will occur concurrently with the consummation of our initial business combination; Jonas Olsson, our Chairman, has more than 30 years of global operating experience stemming from his various roles with fashion conglomerate Hennes & Mauritz AB (H&M). Currently, Mr. Olsson is a global controller at H&M; Michael Hermansson, our Chief Executive Officer, has a 35-year long career with top management positions in international corporations. Mr. Hermansson has been chief executive officer of numerous growth and turn-around companies owned by private equity firms such as Triton Investments Advisers LLP and Nordic Capital and their related funds; Warrants redeemable if stock >$18.00; The anchor investors (none of which are affiliated with any member of our management team, our sponsor or any other anchor investor) have expressed to us an interest in purchasing in the aggregate up to approximately $146.4 million of the units which is approximately 97.6% of the units in this offering at the public offering price; provided, that no more than $14.85 million of the units in this offering shall be purchased by each anchor investor in such manner. Further, the anchor investors are expected to enter into separate letter agreements with us and our sponsor and byNordic Holdings pursuant to which, subject to the conditions set forth therein, the anchor investors will agree to purchase, upon the closing of this offering, for nominal consideration, up to an aggregate of 1,109,091 founder shares held by our sponsor and byNordic Holdings on a pro rata basis according to the number of founder shares held by each of our sponsor; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share. The amount in the trust account will be increased to $10.30 per public share in connection with our sponsor or any of its affiliates or designees, upon five business days advance notice prior to the date of the deadline for completing our initial business combination, paying an additional $0.10 per public share into the trust account ($1,500,000 or, if the underwriters over-allotment option is exercised in full, $1,725,000) in respect of such extension period; We will provide our public stockholders with the opportunity to redeem all or a portion of their publi
8.50000
Keefe / I-Bankers
Michael Hermansson, Jonas Olsson
Fintech (Europe)
Delaware
https://www.sec.gov/Archives/edgar/data/1801417/000121390022002451/fs12022a4_bynordicacq.htm
744
11.040
0.05667
0.000
71
2024-02-23
EVGR
EVGRU US Equity
EVGRW US Equity
Evergreen
2022-02-09
2024-08-11
81558768.00
7495670.00
10.881
2023-08-31
0.209
0.410
11.089
11.291
0.000
84.477
-0.181
0.021
0.01630
0.01719
170
0.00396
0.00394
0.00205
100.00000
1.000
Each unit consists of one of the Companys Class A ordinary shares and one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on technology companies involved in Artificial Intelligence (AI), FinTech and Financial Services, the Metaverse, the Internet of Things (IoT), eCommerce, social commerce, Industry 4.0 (IR4.0), as well as areas surrounding the new digital economy, in the ASEAN region; If we are unable to complete our initial business combination within 12 months from the closing of this offering (subject to two three-month extensions of time by depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Mr. Liew has been our Chief Executive Officer and a director of our company since inception. Since 2000, Mr. Liew has been the Chief Executive Officer of the MDT Group of Companies, which he founded in August, 2000. Mr. Liew has led MDT Innovations (MDTi) to an indicative valuation of over SGD268 million (approximately US$195 Million) according to a valuation report prepared by a multinational bank, commissioned by, and for the internal purposes of, MDTi; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.15 per share; Apr 14 2023 filed PRE14a to extend deadline to May 11 2024; May 2 2023 filed DEF14a to extend deadline to May 11 2024, vote May 9, NAV $10.54; May 9 2023 extension vote adjourned to May 10; May 11 2023 extension vote cancelled, extended deadline to Aug 11 2023 by adding $1.15 million to trust account; June 1 2023 filed PRE14a to extend deadline to Aug 11 2024; June 22 2023 filed DEF14a to extend deadline to Aug 11 2024, vote July 18, NAV $10.71;
4.80000
EF Hutton
Liew Choon Lian
Tech (ASEAN)
Cayman
https://www.sec.gov/Archives/edgar/data/1900402/000149315222003735/form424b4.htm
744
11.270
11.280
0.04800
0.000
72
2024-02-23
BWAQ
BWAQU US Equity
BWAQW US Equity
Blue World Acquisition
2022-02-01
2024-03-26
42580932.00
3837766.00
11.095
2023-12-31
0.065
0.104
11.160
11.199
0.000
42.638
0.020
0.059
-0.00452
32
0.06227
0.09545
80.00000
0.500
Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share, one-half of one redeemable warrant, and one right to receive one-tenth (1/10) of one Class A ordinary share upon the consummation of an initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one Class A ordinary share at an exercise price of $11.50 per share; Our efforts to identify a prospective target business will primarily in the marine leisure, cruise, marine infrastructure and engineering, general hospitality, travel and tourism, marine services, logistics and supply chain, offshore energy solutions and related industry segments. We are not limited to a particular region for purposes of consummating an initial business combination, however, we may focus on targets that, regardless of geographic location of operations or corporate offices, have viable synergies with the Asia Pacific and the U.S. markets for the above industry segments, either physically or virtually. Though our sponsor is a Hong Kong company, a majority of our management are located outside of China (including Hong Kong and Macau), and we will not undertake our initial business combination with any entity that conducts a majority of its business or is headquartered in China (including Hong Kong and Macau); We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination. If we are unable to complete our business combination within 12 months (or up to 21 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per-share price, payable in cash. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination three times by an additional three months each time (for a total of up to 21 months to complete a business combination), provided that our sponsor or designee must deposit into the trust account for each three months extension, $800,000, or $920,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $2,400,000 or $2,760,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline. Our public shareholders will not be afforded an opportunity to vote on our extension of time to consummate an initial business combination from 12 months to up to 21 months described above or redeem their shares in connection with such extension; Mr. Liang Shi is our Chief Executive Officer, Chairman of the board of directors, and Secretary. Mr. Shi has over 14 years experience in investment management leadership. Since January 2017, Mr. Shi has served as a Partner at Ningbo Zenin Investments Management Partners LP (Zenin), an investment fund focusing on growth capital investments in emerging sectors in China; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to redeem their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Mar 31 2023 filed PRE14a to extend deadline to Feb 2 2024, vote Apr 26; Apr 11 2023 filed DEF14a to extend deadline to Feb 2 2024, vote Apr 26, NAV $10.46; Apr 25 2023 extension vote postponed to May 2; May 3 2023 BWAQ stockholders approved deadline extension to Feb 2 2024, 2.6 million shares (28.4%) redeemed, 6.6 million shares remain; June 1 2023 filed PRE14a to extend deadline to Apr 2 2024, vote June 28; June 2 2023 extended deadline to July 2, added $194k to trust account; July 3 2023 BWAQ stockholders approved deadline extension to Apr 2 2024, 2.7 million shares (41.7%) redeemed, 3.8 million shares remain, added $60k to trust account to extend deadline to Aug 2 2023; July 28 2023 extended deadline to Sept 2 2023, added $60k to trust account; Aug 30 2023 extended deadline to Oct 2 2023, added $60k to trust account; Sept 28 2023 extended deadline to Nov 2 2023, added $60k to trust account; Nov 1 2023 extended deadline t
3.48480
Maxim
Liang (Simon) Shi
Diversified (ex China)
Cayman
TOYO Solar
2023-08-10 00:00
Aug 10 2023 announced a business combination with Vietnam Sunergy Cell Company Limited (TOYO Solar), a solar solution company; The transactions are expected to close in the first half of 2024;
https://www.sec.gov/Archives/edgar/data/1878074/000121390022004541/f424b40122_blueworldacq.htm
752
555
11.110
0.04356
1.000
0.190
73
2024-02-23
LATG
LATGU US Equity
LATGW US Equity
LatAmGrowth SPAC
2022-01-25
2024-10-27
43005836.00
3941873.00
10.910
2023-10-31
0.137
0.430
11.047
11.340
0.000
44.031
-0.063
0.230
0.01117
0.00302
247
0.03076
0.02259
0.03488
130.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company is led by Chairman of the Board Eduardo Cortina, Chief Investment Officer Gerardo Mendoza Llanes and Chief Executive Officer Gerard Cremoux. The Company intends to focus its search on high growth companies in Latin America, including Brazil, as well as businesses in the United States that cater to the Hispanic community: (1) with significant technological advantages, and/or (2) that are well positioned to benefit from the favorable structural and secular trends of the emerging middle class; An affiliate of our sponsor (the Sponsor Affiliate) will enter into a forward purchase agreement with us in connection with this offering that provides for the purchase by the Sponsor Affiliate of an aggregate of up to 4,000,000 units, each consisting of one Class A ordinary share and one-half of a warrant, for an aggregate purchase price of up to $40,000,000, in a private placement that will close simultaneously with the closing of our initial business combination. To the extent that the amounts available from the trust account and other financing are sufficient for such cash requirements, the Sponsor Affiliate may purchase less than 4,000,000 forward purchase units. In addition, the Sponsor Affiliates commitment under the forward purchase agreement will be subject to SouthLight Capital completing the raising of a new fund, approval of its investment committee as well as customary closing conditions under the forward purchase agreement; Gerard Cremoux, our Chief Executive Officer, Chief Financial Officer and Director, is a highly respected investment banker with more than 25 years of experience in the Investment Banking industry in Latin America. Mr. Cremoux has developed an extensive network of contacts in the region, including business owners, C-level executives and Board of Directors members. Throughout his career, he has sourced and/or executed more than 100 M&A and equity capital markets transactions valued at over $25 billion. In terms of M&A transactions, he has executed approximately $20 billion in buy and sell side transactions. Regarding equity capital markets, Mr. Cremoux worked on the IPO or follow-on offerings of more than 20 issuers in Latin America. From 1994 to 2017, Mr. Cremoux held several executive positions at UBS, including Head of Latin America Investment Banking, Chairman of Latin America and Head of Financial Institutions Latin America, Member of the Investment Bank Americas Management Committee, Member of UBSs Latin America Management Committee, and Member of UBSs Latin America Risk Committee; Eduardo Cortina, the Chairman of our board of directors, serves as Co-Managing Partner of Colony LatAm Partners, being rebranded to SouthLight Capital. Mr. Cortina has over 16 years of experience in the finance industry and is responsible for sourcing, executing, and monitoring the groups investments throughout Latin America, including co-managing the groups investments in Mexico. He currently sits on the Board of Acritus, Mexarrend and formerly Emerging Energy in Mexico, on the Board of Saint Honore and Selina. Since the launch of CLAF l, Mr. Cortina has led multiple investments in CLAP funds and led fundraising efforts for Mexico, which included a CKD vehicle. Prior to joining the SouthLight Capital business, Mr. Cortina worked for Banco Santander Mexico in portfolio management and equity investments and in Actinver, a medium-sized Investment Bank in Mexico; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three month extension (of which there may be no more than two such extensions) $1,300,000 or $1,495,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; Mar 10 2023 filed PRE14a to extend deadline to Nov 27 2023; Mar 24 2023 filed DEF14a to extend deadline to Nov 27 2023, vote Apr 13, NAV $10.44; Apr 18 2023 stockholders approved deadline extension to Nov 27 2023, 7.4 million shares (56.9%) redeemed, 5.6 million shares remain, NAV $10.469; Aug 17 2023 filed PRE14a to extend deadline; Aug 30 2023 filed DEF14a to liquidate early on Sept 22, vote Sept 21, NAV $10.76; Sept 20 2023 adjourned liquidation vote to Sept 28; Sept 28 2023 adjourned liquidation vote to Oct
7.90000
1.000
BofA / BTG
Eduardo Cortina, Gerardo Mendoza Llanes, Gerard Cremoux
Latin America
Cayman
Femco Steel
2023-12-22 00:00
Dec 22 2023 announced a business combination with Femco Steel Technology Co., Ltd. (TWO: 6731) ("FST" or the "Company"), an innovative golf shaft manufacturer; FST designs, manufactures, and sells golf shafts under its proprietary brand, KBS, and golf shafts for other global golf club brands, with the vision to become a leading global brand in golf shafts and golf accessories. FST believes that the Business Combination with Chenghe and becoming a U.S. listed company will enhance the operational efficiency of its brand strategy and contribute to the long-term internationalization goals; In accordance with the terms of the Definitive Agreement, Merger Sub shall be merged with and into SPAC with SPAC being the surviving company and as a direct, wholly owned subsidiary of CayCo, and SPAC will change its name to "FST Ltd." The Company Parties will use their respective best efforts to procure more than shareholders holding at least 90% of the Companys shares (on a fully diluted basis) to roll their equity in CayCo at the closing of the Business Combination. In connection with the Business Combination, FST shall de-register its listing status at the Emerging Stock Market of Taipei Exchange of Taiwan, and terminate its public reporting status with "Financial Supervisory Commission" of Taiwan; Completion of the Business Combination is subject to respective approval by the shareholders of FST and the shareholders of Chenghe. The closing of the Business Combination is also subject to various other customary closing conditions. The Business Combination is expected to close in the second quarter of 2024;
https://www.sec.gov/Archives/edgar/data/1868269/000110465922004816/tm222722d1_s1a.htm
759
696
11.170
11.080
0.06077
0.000
74
2024-02-23
KYCH
KYCHU US Equity
KYCHW US Equity
Keyarch Acquisition
2022-01-25
2024-07-27
22255004.00
2039872.00
10.910
2024-01-25
0.034
0.219
10.944
11.129
0.000
22.355
0.044
0.229
0.00133
155
0.05009
0.03683
100.00000
0.500
Each unit consists of one Class A ordinary share of the Company, one-half of one redeemable warrant and one right to receive one-tenth of one Class A ordinary share. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company intends to focus its search for a target on disruptive technology and innovative services companies in developed economies such as the U.S. and Israel, and Southeast Asia, but may pursue a target in any stage of its corporate evolution or in any industry, sector or geographic location. However, the Company will not undertake its initial business combination with any entity that is based in, located in or with its principal business operations in China (including Hong Kong and Macau); If we are unable to consummate an initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Some of our executive officers and directors may be located in or have significant ties to China. As a result, it may be difficult for investors to effect service of process within the United States on our company, executive officers and directors, or enforce judgments obtained in the United States courts against our company, executive officers and directors; Several members of our management team are affiliated with Keywise Capital Management (Keywise), including our chairman, who is the Founder, a Managing Partner, and the Chief Investment Officer of Keywise, and our CEO, who is a Managing Partner and has been with Keywise for more than 10 years. We intend to utilize Keywises experience and expertise to help us identify quality target opportunities; Mr. Fang Zheng, our Founder and Chairman, is the Founder, a Managing Director and the CIO of Keywise. In his career, Mr. Zheng has been applying an institutional approach to investment, with a focus on information technology and services industries. He has developed deep insights and built strong industry connections in the global markets. Before Keywise, Mr. Zheng was a co-founder and portfolio manager at Neon Liberty Capital Management, an asset management firm based in New York City, investing in the Greater China markets on behalf of institutional investors in the U.S. Prior to co-founding Neon Liberty in 2002, Mr. Zheng was a Vice President and portfolio manager at the JP Morgans Emerging Market Equity Group; Dr. Kai Xiong, our Chief Executive Officer and director, has more than two decades of experience in investments, risk management, marketing and operations in the financial services industry; Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.10 (which is equal to the anticipated aggregate amount then on deposit in the trust account excluding interest earned on the funds held in the trust account); June 8 2023 filed PRE14a to extend deadline to Jan 27 2024, NAV $10.44; June 26 2023 filed DEF14a to extend deadline to Jan 27 2024, vote July 20, NAV $10.44; KYCH stockholders approved deadline extension to Jan 27 2024, 9.1 million shares (79.1%) redeemed, 2.4 million shares remain, extended deadline to Oct 27 2023, added $90k to trust account; Dec 15 2023 filed PRE14a to extend deadline to July 27 2024, NAV $10.84; Dec 28 2023 filed DEF14a to extend deadline to July 27 2024, vote Jan 19, NAV $10.84; Jan 25 2024 stockholders approved deadline extension to July 27 2024, 337k shares redeemed, 2.0 million shares remain;
4.50000
EarlyBirdCapital / Haitong
Kai Xiong
Tech (ex China)
Cayman
ZOOZ Power
2023-07-31 00:00
July 31 2023 announced a business combination with ZOOZ Power Ltd. (ZOOZ) (TASE: ZOOZ), a leading provider of flywheel-based power boosting solutions for the EV charging infrastructure market; Following the closing of the transaction, ZOOZ is expected to be publicly listed on Nasdaq under the symbol ZOOZ, and will remain listed on the Tel Aviv Stock Exchange; The closing is expected to occur in the fourth quarter of 2023 and is subject to applicable closing conditions, including receipt of ZOOZ and Keyarch shareholder and regulatory approvals and a minimum of $10 million net cash at closing, along with other customary conditions; Transaction values ZOOZ immediately prior to the closing at an agreed equity value of up to $100 million, which reflects $60 million at closing and up to $40 million of additional contingent consideration through issuance of Earnout Shares (as defined below) following the closing upon ZOOZs achievement of the applicable earnout milestones as set forth in the Business Combination Agreement;
https://www.sec.gov/Archives/edgar/data/1865701/000110465922003641/tm2125813-13_s1a.htm
759
552
10.959
0.04500
https://www.sec.gov/Archives/edgar/data/1865701/000121390023061027/ea182589ex99-3_keyarchacq.htm
1.000
0.190
75
2024-02-23
HCMA
HCMAU US Equity
HCMAW US Equity
HCM Acquisition
2022-01-21
2024-04-25
18198666.00
1619362.00
11.238
2023-12-26
0.072
0.148
11.310
11.386
0.000
18.250
0.080
0.156
-0.00357
62
0.08475
0.06228
250.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant is exercisable to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company intends to focus on identifying businesses which provide disruptive technology or innovations within the financial services industry. The Companys efforts will be focused on acquiring established businesses that it believes are fundamentally sound, but in need of assistance to maximize their potential value. The Company is led by Shawn Matthews, Chairman and Chief Executive Officer; and James Bond, President and Chief Financial Officer; Mr. Matthews, with over 30 years of financial services experience, is currently Chairman and Chief Executive Officer of HCM Acquisition Corp. Mr. Matthews is also the Founder and Chief Investment Officer of Hondius Capital Management, an alternative investment firm founded in 2019. He is responsible for the overall success of the business with a particular focus on managing all firm investments. Prior to this role, Mr. Matthews was Chief Executive Officer of Cantor Fitzgerald & Co. (2009-2018), a leading financial services firm and the underwriter, where he was responsible for the firms risk taking businesses and strategic growth; Mr. Bond, with over 25 years of financial services experience, is currently the President and Chief Financial Officer of HCM Acquisition Corp. Mr. Bond is also co-Founder and Chief Operating Officer of Hondius Capital Management, an alternative investment firm founded in 2019. In this role, he is responsible for and oversees all business functions; Warrants redeemable if stock >$18.00; Cantor Fitzgerald & Co. has informed us that it, its affiliates, or certain accounts over which it or its affiliates have discretionary authority have expressed an interest in purchasing up to 7.5% of the units to be sold in this offering; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares in connection with our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 15 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Dec 20 2022 extension vote adjourned; Mar 17 2023 filed PRE14a to extend deadline to May 25 2023 + 8 months, vote Apr 19; Mar 28 2023 HCMA filed DEF14a to extend deadline to May 25 2023 + 8 months, vote Apr 19, NAV $10.465; Apr 21 2023 HCMA stockholders approved deadline extension to May 25 2023 + 8 months, 24.7 million shares (85.8%) redeemed, 4.1 million shares remain; June 28 2023 extended deadline to July 25 2023, added $143k to trust account; July 28 2023 extended deadline to Aug 25 2023, added $143k to trust account; Aug 24 2023 extended deadline to Sept 25 2023, added $143k to trust account; Sept 27 2023 extended deadline to Oct 25 2023, added $143k to trust account; Oct 26 2023 extended deadline to Nov 25 2023, added $143k to trust account; Dec 15 2023 filed PRE14a to extend deadline to July 25 2024, vote Jan 18; Dec 26 2023 filed DEF14a to extend deadline to Apr 25 2024, vote Jan 18, NAV $11.15; Dec 27 2023 extended deadline to Jan 25 2024, added $143k to trust account; Jan 23 2024 stockholders approved deadline extension to Apr 25 2024, 2.5 million shares (60.3%) redeemed, 1.6 million shares remain;
12.25000
1.000
Cantor
Shawn Matthews, James Bond
Financial Services
Cayman
Murano
2023-03-14 00:00
Mar 14 2023 announced a business combination with Murano PV, S.A. DE C.V., the owner and developer of luxury hospitality venues currently in operation in Condesa, Mexico City with an aggregate of 396 keys and luxury resort venues currently in development in Grand Island Cancun with more than 3,000 anticipated keys upon completion and the Baja peninsula with an aggregate of 350 anticipated keys upon completion. The Company also intends to develop an industrial park in Baja California with an estimated floor space of 4.5 million square feet; The transaction values Murano PV, S.A. DE C.V. at a pro forma enterprise value of approximately $810 million, assuming $10.00 per share and approximately 85% redemptions; The Boards of Directors of Murano and HCM have each unanimously approved this transaction. The transaction is subject to customary closing conditions, including approval of the shareholders of HCM and the Federal Economic Competition Commission (COFECE). The transaction is expected to close by the end of the third quarter of 2023;
https://www.sec.gov/Archives/edgar/data/1845368/000114036122002496/nt10020926x8_424b4.htm
763
417
11.270
0.04900
https://www.sec.gov/Archives/edgar/data/1845368/000114036123054268/ny20013234x2_ex99-1.htm
0.000
76
2024-02-23
GAQ
GAQ/U US Equity
GAQ/WS US Equity
Generation Asia I Acquisition
2022-01-20
2024-02-23
82881984.00
7699729.00
10.764
2023-09-30
0.171
0.171
10.935
10.935
0.000
84.774
-0.025
-0.025
0.00682
-0.01604
0
200.00000
0.500
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We will not undertake an initial business combination with any entity with principal business operations in China (including Hong Kong and Macau); If we have not completed our initial business combination within 18 months from the closing of this offering (or (i) up to 24 months from the closing of this offering, if we extend the period of time to consummate a business combination subject to our sponsor depositing additional funds into the trust account, (ii) up to 21 months from the closing of this offering, if we have entered into a definitive agreement during the first 18 months from the closing of this offering, without our sponsor depositing additional funds into the trust account and, if needed, up to 24 months from the closing of this offering, subject to our sponsor depositing additional funds into the trust account, or (iii) during any shareholder approved extension period, , we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest income to pay dissolution expenses); Funds managed by Carnegie Park Capital LLC (which we refer to as sponsor investor as further described herein) have purchased membership interests in our sponsor entitling them to an economic interest in certain of the founder shares owned by our sponsor and in certain of the placement units to be purchased by our sponsor. Pursuant to its subscription agreement with our sponsor, the sponsor investor will not be granted any material additional shareholder or other rights, and will only be issued membership interests in our sponsor with no right to control our sponsor or vote or dispose of any founder shares, placement units or underlying securities owned by our sponsor (which will continue to be held by our sponsor until following our initial business combination); Certain qualified institutional buyers or institutional accredited investors who are not affiliated with our sponsor or any member of our management, which we refer to collectively as the forward purchasers, entered into forward purchase agreements with us that provide for the purchase by the forward purchasers of an aggregate of 8,000,000 forward purchase units, with each forward purchase unit consisting of one Class A ordinary share and one-quarter of one warrant to purchase one Class A ordinary share at $11.50 per share, for an aggregate purchase price of $80,000,000, or $10.00 per unit, in a private placement to close concurrently with the closing of our initial business combination; Further, prior to this offering, our sponsor transferred an aggregate of 1,200,000 Class B ordinary shares to the forward purchasers for no cash consideration, which represent 17.14% of the Class B ordinary shares issued and outstanding immediately after this offering (assuming no exercise of the underwriters over-allotment option). As a result of the foregoing, our sponsor currently owns 6,550,000 Class B ordinary shares, up to 750,000 of which will be surrendered to us by our sponsor for no consideration after the closing of this offering depending on the extent to which the underwriters over-allotment option is exercised; Certain qualified institutional buyers or institutional accredited investors who are not affiliated with our sponsor or any member of our management, which we refer to as the anchor investors, have each expressed to us an interest to purchase up to 9.9%, 7.425% or 4.95%, or 1,980,000, 1,485,000 or 990,000 of the units in this offering, respectively (excluding any units sold if the underwriter exercises the over-allotment option), representing in the aggregate up to approximately 101.475% or 20,295,000 of the units in this offering (or 88.24% of the units in this offering if the underwriter exercises the over-allotment option in full), and we have agreed to direct the underwriter to sell to each of the anchor investors such number of units; Anchor investors are to Atalaya Capital Management LP, P. Schoenfeld Asset Management LP, and Apollo Capital Management, L.P., each on behalf of one or more investment funds, separate accounts, and other entities owned (in whole or in part), controlled, managed, and/or advised by it or its affiliates, and certain other qualified institutional buyers or institutional accredited investors, each of which has expressed to us an interest to purchase up to 9.9%, 7.425% or 4.95% of the units in this offering; Roy Kuan serves as our Chief Executive Officer and has 25 years of private equity experience in Asia. Mr. Kuan currently is a private investor across a variety of asset classes and serves on the boards or advisory boards of several private and public companies across the TMT, consumer, and industrial sectors in Asia. Mr. Kuan previously served as a Managing Partner at CVC Capital Partners (CVC), a global private equity firm from 1999 to 2020. He was a Co-Founder of CVCs Asian private equity business, served on the firms Asian Investment and Portfolio Committees, and was also a member of CVCs Board of Directors. Prior to CVC, Mr. Kuan was an Investment Director at Citigroups Asian private equity investment division from 1996 to 1999; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us
6.80000
1.000
Nomura
Roy Kuan
Diversified (ex China)
Cayman
https://www.sec.gov/Archives/edgar/data/1852061/000119312522013916/d197433d424b4.htm
764
11.010
10.760
0.03400
0.000
77
2024-02-23
DUET
DUETU US Equity
DUETW US Equity
DUET Acquisition
2022-01-20
2024-02-24
14092529.00
1283336.00
10.981
2023-12-20
0.061
0.062
11.043
11.044
0.000
14.078
0.093
0.094
-0.00657
1
21.29166
75.00000
1.000
Each unit consists of one of the Companys Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one Class A common stock at a price of $11.50 per share; The primary area of consideration will be disruptive change maker technology enterprises that are capitalizing on the digital shift. These enabling technology companies encompass a wide spectrum of capabilities from holistic e-commerce, fintech and big data analytics to robotic process automation. The Company is led by Larry Gan Nyap Liou, the Companys Chairman of the Board, and Yeoh Oon Lai and Dharmendra Magasvaran, the Companys Co-Chief Executive Officers; We have 15 months from the closing of this offering to consummate our initial business combination. We may seek stockholder approval of the amendments to our certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company for any extension beyond 15 months at a meeting called for such purpose. Public stockholders will be offered the opportunity to vote on or redeem their shares in connection with any such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s), we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months (for a total of up to 18 months to complete a business combination), by depositing into the trust account for such three month extension $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); Over the last 17 years, Mr. Gan has been an active and strategic investor in eCommerce and digital enterprises. He advocates disruptive business models, mentors start-ups, and operates an extensive business network of entrepreneurs, incubators, consulting professionals, and investment funds. He has led several public offerings and listings on international exchanges. In parallel, he has dedicated his time to corporate governance serving on the Minority Shareholders Watchdog Committee from July 2005 to July 2020 and has assumed Board roles in several public listed companies in Malaysia and abroad; Mr. Yeoh has been serving as Co-Chief Executive Officer of DUET Acquisition Corp. since November 2021. Prior to this, Mr. Yeoh has served in multiple C Level roles in consumer retail and entertainment with a stellar track record in commercial leadership and extensive multi-category, multi-format, and channel experience. He brings over two decades of deep strategic and operational experience in the consumer industry to the Companys management team; Mr. Magasvaran has been serving as Co-Chief Executive Officer of DUET Acquisition Corp. since November 2021. Previously, Mr. Magasvaran had been serving as a partner for Deloitte Digital South East Asia (SEA) and a Digital Leader within the Deloitte Consulting SEA firm from September 2017 until July 2021. Given his strong consulting pedigree and 22-year tenure in the consulting & digital business, he was, and is still, a digital coach to senior business leaders helping them create value from digital and data disruption; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Mar 14 2023 filed PRE14a to extend deadline to Jan 24 2024, trust account will not be used to cover potential excise tax; Mar 24 2023 filed DEF14a to extend deadline to Jan 24 2024, vote Apr 19, NAV $10.38, trust account will not be used to cover potential excise tax; July 25 2022 announced a business combination with Anteco Systems, S.L. (AnyTech365 or the Company), a leader in IT security and support; $200 million enterprise value; Closing Q4; Symbol ANYT; No PIPE; $10 million minimum cash condition; Apr 6 2023 terminated AnyTech365 deal; June 28 2023 DUET extended deadline to July 24 2023, added $175k to trust account; Sept 15 2023 extended deadline to Oct 24 2023, added $175k to trust account; Oct 18 2023 extended deadline to Nov 24 2023, added $175k to trust account; Oct 24 2023 filed PRE14a to extend deadline to Jan 24 2025; Nov 24 2023 extended deadline to Dec 24 2023, added $175k to trust account; Nov 24 2023 filed PRE14a to extend deadline to Jan 24 2025, vote in 2023; Dec 1 2023 filed PRER14a to extend deadline to Jan 24 2025, vote in Dec; Dec 5 2023 filed DEF14a to extend deadline to Jan 24 2025, vote Dec 18, NAV $10.96, trust account will not be used to cover potential excise tax; Dec 20 2023 stockholders approved deadline extension to Jan 24 2024, 3.8 million shares (74.5%) redeemed, 1.3 million shares remain, NAV $10.95, added $40k to trust account to extend deadline to Feb 24 2024;
3.56250
EF Hutton
Larry Gan Nyap Liou, Yeoh Oon Lai, Dharmendra Magasvaran
Tech
Delaware
Fenix 360
2023-07-06 00:00
Nov 28 2023 announced a business combination with Fenix 360 after July 6 2023 announced a binding LOI with Fenix 360 Pte Ltd (Fenix), a global social media company incorporated in Singapore that is designed to provide artists and creators with substantially enhanced compensation; Pursuant to the LOI, the total consideration to be provided to Fenixs equity holders (including holders of stock options) in the Proposed Business Combination will be $600,000,000, or such other amount as agreed to by the parties and confirmed by the independent fairness opinion provider, and approved by the board of the DUET. Pursuant to the LOI, the parties have agreed to work exclusively with each other, and not to entertain other proposals and opportunities until the earlier of the signing of a Definitive Agreement or the expiration of the LOI; The Transaction is expected to be completed in the first half of 2024, subject to regulatory approvals and other customary closing conditions. The Transaction values FENIX360 at a $610 million enterprise value;
https://www.sec.gov/Archives/edgar/data/1890671/000149315222001963/form424b4.htm
764
532
10.970
0.04750
0.000
78
2024-02-23
AIB
AIBBU US Equity
AIB Acquisition
2022-01-19
2025-01-21
11154582.00
984801.00
11.327
2023-09-30
0.180
0.591
11.507
11.918
0.000
11.384
-0.053
0.358
0.00462
-0.00059
333
0.03396
0.03396
0.03987
75.00000
0.000
Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share and one right. Each right entitles the holder thereof to receive one-tenth (1/10) of one Class A ordinary share upon the consummation of an initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to focus our search on businesses in the fintech industry. Notwithstanding the foregoing, we will not pursue a target business that is headquartered in, or conducts a majority of its business in, China or Hong Kong; We will seek to capitalize on the significant financial services, financial technology and banking experience and contacts of Eric Chen, our Chief Executive Officer and Chief Financial Officer and Axel Hoerger, our Chairman of the Board, to identify, evaluate and acquire a target business; Mr. Chen, with over twenty years of experience in financial services and financial technology sectors, is the co-founder/CEO of American International Bank LLC (AIB) licensed in both Puerto Rico and in New York, NY. AIB is a private bank focusing on Ultra-High-Net-Worth Individuals (UHNWI) around the world but mainly from Asia; Mr. Hoerger has a financial services background that spans over three decades. From February 2016 to June 2020, Mr. Hoeger has served as Chief Executive Officer of Lombard International Assurance; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $2,250,000 or $2,587,500 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline, for each three month extension; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to liquidate and dissolve. We expect the pro rata redemption price to be approximately $10.10; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a general meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Dec 16 2022 filed PRE14a to extend deadline to Jan 21 2024 or liquidate early; Dec 30 2022 filed DEF14a to extend deadline to Oct 21 2023 or liquidate early, vote Jan 18, NAV $10.26; Sept 22 2023 filed PRE14a to extend deadline to Jan 21 2025; Oct 5 2023 filed DEF14a to extend deadline to Jan 21 2025, vote Oct 19 2023, NAV $11.18;
3.17500
Maxim
Eric Chen, Axel Hoerger
Fintech (ex China)
Cayman
PSI Group
2023-12-27 00:00
Dec 27 2023 announced a business combination with PSI Group Holdings Ltd (PSI or the Company), a long-established global logistics service provider headquartered in Hong Kong specialized in cross-border air freight services; Upon closing of the proposed Business Combination, both AIB and PSI will become wholly-owned subsidiaries of a newly incorporated Cayman Islands company, PS International Group Ltd. (Pubco), and Pubco will be the combined company and expects to list its securities on the Nasdaq Stock Market; The Company booked US$67.1 million in revenue for the six months ended June 30, 2023, representing a year-on-year growth of 36%; The Business Combination values PSI at a total pre-money enterprise value of approximately US$200 million; The boards of directors of both PSI and AIB have unanimously approved the Business Combination, which is expected to be completed in the first quarter of 2024, subject to, among other things, regulatory approvals, the approval by AIBs shareholders of the Business Combination and satisfaction or waiver of other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1882963/000121390022002682/f424b40122_aibacquisition.htm
765
707
11.560
11.500
0.04233
1.000
0.162
79
2024-02-23
TETE
TETEU US Equity
TETEW US Equity
Technology & Telecommunication Acquisition
2022-01-18
2024-07-20
32914284.00
2976709.00
11.057
2023-08-31
0.212
0.390
11.269
11.447
0.002
34.441
-0.301
-0.123
0.02669
148
-0.02592
-0.02592
100.00000
1.000
Each unit consists of one of the Companys Class A ordinary shares and one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on companies in the technology and telecommunications sector in Malaysia. The Company is led by Tek Che Ng, the Companys Chairman of the Board and Chief Executive Officer; If we are unable to complete our initial business combination within 12 months from the closing of this offering (subject to two three-month extensions of time by depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses). We may, by resolution of our board of directors if requested by our Sponsor, extend the period in which we must complete our initial business combination twice, for an additional three months each time, up to 18 months by our Sponsor depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case). In the event we elect to extend the deadline, we intend to issue a press release announcing such intention at least three days prior to the applicable deadline; Our Chairman and Chief Executive Officer, Mr. Ng, has more than 20 years of experience in corporate and has listed and managed his own public listed company. He has experience in executing merger and acquisitions transactions in Asia. He has identified and acquired private and public companies, developing a large base of relationships and a network in Asia that can deliver opportunities for us, with access to governments, private and public companies with growth prospects, and financial institution; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.15 per share; Dec 29 2022 filed DEF14a to extend deadline to July 20 2023, vote Jan 18, NAV $10.29, 8,373,932 shares (72.8%) redeemed, 3.1 million shares remain; June 26 2023 filed DEF14a to extend deadline to July 20 2024, vote July 18, NAV $10.86; July 24 2023 stockholders approve deadline extension to July 20 2024, 149k shares (4.8%) redeemed, 3.0 million shares remain; Aug 3 2023 filed PREM14a for Super Apps deal;
4.80000
EF Hutton
Tek Che Ng
Tech (Malaysia)
Cayman
Super Apps
2022-10-19 00:00
Oct 19 2022 announced a business combination with Super Apps Holdings Sdn Bhd, a Malaysian private limited company; Transaction values Super Apps at an estimated pro forma enterprise value of $1.1 billion upon completion; The combined company will be named TETE Technologies Inc. and will apply for listing on the Nasdaq under the ticker TETE; Based upon the Companys anticipated collaboration with MYISCO and other potential collaborations, the combined company projects revenue of approximately $348 Million for the financial year ending December 31, 2023; The transaction is expected to close in the first half of 2023;
https://www.sec.gov/Archives/edgar/data/1900679/000149315222001609/form424b4.htm
766
274
11.570
0.04800
0.000
80
2024-02-23
PPYA
PPYAU US Equity
PPYAW US Equity
Papaya Growth Opportunity I
2022-01-14
2025-01-19
7775887.50
710529.00
10.944
2024-02-20
0.003
0.314
10.947
11.258
0.000
7.709
0.097
0.408
-0.00883
0.09075
331
0.04157
0.04157
-0.06277
250.00000
0.500
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry, it currently intends to concentrate its search for a target business operating in the software, internet, media, fintech, healthcare IT or consumer industry sectors and to focus on vertical solutions driven by AI, marketplaces, platforms and networks; Our sponsor is affiliated with Launchpad Capital (Launchpad). Our team has collectively raised 7 SPACs, totaling $2,200,000,000 in trust capital, and has made extensive private market investments, including Square, Eventbrite, DigitalOcean, Calm and Gitlab; Our management team is led by Patrick Pohlen, our Chairperson, Clay Whitehead, our Chief Executive Officer, Alexander Spiro, our President and Daniel Rogers, our Chief Financial Officer and Secretary. We also have an advisory board that includes Ryan M. Gilbert; Mr. Whitehead is a repeat SPAC issuer, investor, advisor and growth company CEO. Mr. Whitehead serves as an advisor to Kernel Group Holdings. He previously served as the CEO of Plum Acquisition Corp. I from March 2021 to November 2021. He founded Pomegranate Ventures in 2019 to invest in private, high-growth technology companies in the cloud, enterprise, and consumer sectors; Mr. Spiro is a director, investor and attorney with deep ties in technology and media. Since October 2017, Mr. Spiro has been serving as a Partner of Quinn Emanuel Urquhart & Sullivan, LLP. Mr. Spiro served as a Manhattan prosecutor from September 2008 to July 2013; We will have up to 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 21 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $2,500,000, or $2,875,000 if the over-allotment option is exercised in full ($0.10 per share), on or prior to the date of the applicable deadline; Warrants redeemable if stock >$18.00; Cantor Fitzgerald & Co. has informed us that it, its affiliates, or certain accounts over which it or its affiliates have discretionary authority have expressed an interest in purchasing up to 6.65% of the units to be sold in this offering; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; Mar 14 2023 filed PRE14a to extend deadline to Oct 19 2023; Mar 27 2023 filed DEF14a to extend deadline to Oct 19 2023, vote Apr 12, trust account will not be used to cover potential excise tax; Apr 18 2023 stockholders approved deadline extension to Oct 19 2023, 18.9 million shares (65.7%) redeemed, 9.9 million shares remain; July 20 2023 filed PRE14a to extend deadline to Feb 19 2024; July 31 2023 filed DEF14a to extend deadline to Feb 19 2024, vote Aug 16, NAV $10.60, trust account will not be used to cover potential excise tax; Aug 16 2023 extension vote postponed to Aug 30; Sept 1 2023 PPYA stockholders approved deadline extension to Feb 19 2024, 7.6 million shares (76.6%) redeemed, 2.3 million shares remain, NAV $10.69; Jan 3 2024 filed PRE14a to extend deadline to Nov 19 2024, vote Feb 13, NAV $10.85, trust account will not be used to cover potential excise tax; Feb 12 2024 extension vote adjourned to Feb 16; Feb 20 2024 stockholders approved deadline extension to Jan 19 2025, 1.6 million shares (69.1%) redeemed, 710k shares remain, NAV $10.94;
12.90500
Cantor
Clay Whitehead, Alexander Spiro
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/1894057/000110465922002652/tm221326d2_s1a.htm
770
10.850
11.940
0.05162
0.000
81
2024-02-23
ACAB
ACABU US Equity
ACABW US Equity
Atlantic Coastal Acquisition II
2022-01-14
2024-09-19
7127736.00
667391.00
10.680
2023-12-18
0.062
0.254
10.742
10.934
0.000
7.134
0.172
0.364
-0.00480
209
0.06085
0.04014
261.00000
0.500
Each unit consists of one share of Series A common stock of the Company and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one share of Series A common stock of the Company at a price of $11.50 per share; We intend to focus our search for a suitable initial business combination target in the next-generation mobility sector, but we may pursue an initial business combination target in any stage of its corporate evolution or in any industry, sector or geographic location; Certain of our executive officers and directors serve as executive officers and directors of ACA I, which went public in March 2021. In December 2021, ACA I announced its agreement for a business combination with Essentium, Inc., a leading innovator of industrial additive manufacturing solutions. The deal is expected to close in the first half of 2022; Shahraab Ahmad has been our Chief Executive Officer and Chairman of the Board of Directors since October 2021. Mr. Ahmad also serves as Chief Executive Officer and Chairman of the Board of Directors of ACA I. Prior to this, he most recently served as the Chief Investment Officer for Decca Capital Ltd, a fund founded by Mr. Ahmad that invested across capital structures in the U.S. and Europe from April 2015 until December 2018. Prior to his tenure at Decca Capital Ltd, Mr. Ahmad served as a portfolio manager for Hutchin Hill Capital, LP from 2008 to 2013 and Sailfish Capital Partners, LLC from 2005 to 2008 and J.P. Morgan from 1999 to 2004, where he last co-headed the High Yield Credit trading group; Burt Jordan has been our President since November 2021 and will serve as a member of our Board of Directors on the effective date of the registration statement of which this prospectus is a part. Mr. Jordan also serves as President and a director of ACA I. Mr. Jordan was an executive at Ford Motor Company (Ford) from July 1999 until July 2020, where he most recently served as vice president of Global Purchasing Operations and Supply Chain Sustainability; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose at which stockholders may seek to redeem their shares without voting and, if they do vote, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable as of two business days prior to the consummation of the initial business combination), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable as of two business days prior to the consummation of the initial business combination); We will have until 15 months from the closing of this offering to consummate an initial business combination. If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account, less up to $100,000 of interest to pay dissolution expenses and net of interest that may be used by us to pay our franchise and income taxes payable. We expect the pro rata redemption price to be approximately $10.20 per share of Series A common stock; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein; provided, that we shall not redeem public shares to the extent that the redemption would result in our failure to have net tangible assets of at least $5,000,001 (so that we do not then become subject to the SECs penny stock rules), or any greater net tangible asset or cash requirement that may be contained in the agreement relating to our initial business combination.The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a stockholder meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below (1) $10.20 per public share; Feb 23 2023 filed PRE14a to extend deadline to Oct 19 2023, trust account will not be used to pay potential excise tax; Mar 20 2023 filed DEF14a to extend deadline to Oct 19 2023 + 2 months, vote Apr 12, NAV $10.39, trust account will not be used to pay potential excise tax; Apr 12 2023 extension vote adjourned to Apr 18; Apr 18 2023 ACAB stockholders approved deadline extension to Oct 19 2023 + 2 months, 26.6 million shares (88.5%) redeemed, 3.4 million shares remain, NAV $10.40; Oct 18 2023 extended deadline to Nov 19 2023, added $80k to trust account; Nov 3 2023 filed PRE14a to extend deadline to Aug 19 2024, vote Dec 5; Dec 1 2023 filed DEF14a to extend deadline to Aug 19 2024, vote Dec 15, NAV $10.68, trust account will not be used to cover potential excise tax; Dec 18 2023 stockholders approved deadline extension to Sept
11.85000
1.000
Cantor
Shahraab Ahmad, Burt Jordan
Mobility
Delaware
Abpro
2023-09-21 00:00
Sept 21 2023 announced a business combination with Abpro Corporation (Abpro), a biotechnology company with the mission of improving the lives of those facing severe and life-threatening diseases with next-generation antibody therapies; The transaction is expected to close in Q2 of 2024 and would result in an implied equity valuation for Abpro of $725 million;
https://www.sec.gov/Archives/edgar/data/1893219/000119312522003638/d482235ds1a.htm
770
615
10.690
0.04540
https://www.sec.gov/Archives/edgar/data/1893219/000119312524011716/d10531dex992.htm
0.000
82
2024-02-23
CSLM
CSLMU US Equity
CSLMW US Equity
CSLM Acquisition
2022-01-13
2024-03-18
51435940.00
4772187.00
10.778
2023-09-30
0.171
0.200
10.950
10.978
0.003
52.446
-0.010
0.018
0.00368
24
0.02502
-0.01672
165.00000
0.500
Each unit consists of one Class A ordinary share, one right and one-half of one redeemable warrant. Each right entitles the holder thereof to receive one-tenth of one Class A ordinary share upon the consummation of an initial business combination. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to search for a target business operating in new economy sectors, broadly defined as technology, financial services, or media, and that are located in frontier growth markets; Established in 2004, Consilium Investment Management has a long track record of successfully investing in Frontier Growth Markets and has been a top-quartile performer since the inception of its Frontier Equity Fund in 2009; We will have until 18 months (or up to 24 months if our time to complete a business combination is extended as described herein) from the closing of this offering to consummate our initial business combination. extension deposit are to a deposit by the sponsor into the trust account, in an amount equal to $0.10 per public share (a total of $1,650,000, or $1,897,500 if the underwriters over-allotment option is exercised in full). extension options are to the option of the sponsor, upon completion of an extension deposit, to cause us to extend the available time to consummate our initial business combination by three months. The sponsor may exercise the extension option up to two times, allowing for up to an additional six months (for a total of 24 months) to complete a business combination; Jonathan Binder, Chairman, is the co-Founder of CIM and Chief Investment Officer and Portfolio Manager for CIMs Frontier Equity and Extended Opportunities Fund Strategies. Prior to co-founding Consilium, Mr. Binder spent four years at Standard Asset Management, a division of the Standard Bank Group of South Africa, as Chief Investment Officer; Charles Cassel, Chief Executive Officer and Chief Financial Officer, is the co-Founder and Chief Executive Officer of CIM. Mr. Cassel is responsible for the risk management for CIMs investment strategies, the day-to-day operations of CIM and all non-equity portfolio management initiatives, and also serves as the Chief Compliance Officer. Before co-founding Consilium, Mr. Cassel held the position as Head of Emerging Markets Portfolio Management at Standard Asset Management; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.10 per public share; Apr 21 2023 filed PRE14a to extend deadline to Apr 18 2024, vote in May; June 15 2023 filed PRER14a to extend deadline to Oct 18 2024, vote July 13; June 26 2023 filed DEF14a to extend deadline to Oct 18 2024 and change name to CSLM Acquisition, vote July 13, NAV $10.48; July 17 2023 CSLM stockholders approved deadline extension to Oct 18 2024, 14.2 million shares (74.8%) redeemed, 4.8 million shares remain, changed name to CSLM Acquisition; Aug 22 2023 extended deadline to Sept 18 2023, added $70k to trust account; Nov 14 2023 extended deadline to Dec 18 2023, added $70k to trust account; Dec 15 2023 extended deadline to Jan 18 2024, added $70k to trust account; Jan 16 2024 extended deadline to Feb 18 2024, added $70k to trust account; Feb 16 2024 extended deadline to Mar 18 2024, added $70k to trust account;
6.75000
1.000
BTIG / I-Bankers
Jonathan Binder, Charles Cassel
New Economy
Cayman
Fusemachines
2024-01-23 00:00
Jan 23 2024 announced a business combination with Fusemachines Inc., a leading provider of enterprise AI products and solutions; Transaction values Fusemachines at an equity valuation of $200 million; Business combination expected to close by the end of Q2 2024; Resulting funding and capital markets access to bolster the 11-year-old companys Enterprise AI Products and Solutions offerings, accelerate growth and global expansion; Upon the closing of the transaction, subject to approvals by CSLMs stockholders and Fusemachines stockholders and other customary closing conditions, the combined company is expected to list on Nasdaq under the ticker symbol "FUSE"; The transaction, which has been unanimously approved by the boards of directors of Fusemachines and CSLM, is subject to approval by Fusemachines and CSLMs stockholders and subject to other customary closing conditions, including the receipt of certain regulatory approvals. In connection with the transaction, CSLM affiliates have committed to invest up to $19.44 million in a mix of new PIPE financing in CSLM and pre-closing financing in Fusemachines that will cover Fusemachines working capital needs;
https://www.sec.gov/Archives/edgar/data/1875493/000121390022002200/f424b40122_consilium.htm
771
740
10.990
0.04091
1.000
0.151
83
2024-02-23
WAVS
WAVSU US Equity
WAVSW US Equity
Western Acquisition Ventures
2022-01-12
2024-04-11
3209859.00
305410.00
10.510
2024-01-30
0.022
0.065
10.532
10.575
3.237
-0.018
0.025
0.00649
0.02168
48
0.01824
-0.01772
-0.12349
100.00000
1.000
Each unit consists of one share of common stock share and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of common stock at $11.50 per share; The company is led by Board Member and CEO, Stephen Christoffersen, and Board Member and CFO, William Lischak. The company intends to focus on companies in the financial services, healthcare, real estate services, technology, leisure, hospitality, and software industries. The company plans to target businesses with compelling long-term growth prospects, secular tailwinds, and highly fragmented markets ripe for consolidation; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board of directors if requested by our sponsor, extend twice the period of time we will have to consummate an initial business combination by an additional 3 months (for a total of 18 months from the closing of this offering); provided, that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and American Stock Transfer & Trust Company on the date of this prospectus, the only way to extend the time available for us to consummate our initial business combination in the absence of a definitive agreement is for our sponsor or its affiliates or designees, upon 5 days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case) for each 3-month extension, or prior to the date of the applicable deadline; Stephen Christoffersen, CFA, our Chief Executive Officer and a Director, is an entrepreneur and investor with a proven track record in capital markets, consumer packaged goods, and emerging growth industries. As Chief Financial Officer of KushCo Holdings Inc. (OTCQX:KSHB), where he has worked since 2018, Mr. Christoffersen spearheaded KushCos strategic plan to right-size the business, align with the leading operators in the legal cannabis industry, and help KushCo achieve profitability for the first time in more than three years. Mr. Christoffersen led the negotiations of a definitive merger agreement between KushCo and Greenlane Holdings (NASDAQ: GNLN) which was announced March 2021; William Lischak, CPA, MST, our Chief Financial Officer and a Director, is a senior level financial executive with over 20 years of experience in the media industry; Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of whether they vote for or against the proposed initial business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.10; Dec 7 2022 filed PRE14a to extend deadline to July 11 2023, vote in Dec; Dec 20 2022 filed DEF14a to extend deadline to July 11 2023, vote Dec 30, NAV $10.19, 10,729,779 shares (93.3%) redeemed, NAV $10.21; Feb 13 2023 filed S-4 for Cycurion deal, NAV $10.25; June 16 2023 filed PRE14a to extend deadline to Jan 11 2024, vote July 10, NAV $10.29; June 27 2023 filed DEF14a to extend deadline to Jan 11 2024, vote July 10, NAV $10.29; Nov 2 2023 filed S-4/a for Cycurion deal, NAV $10.65; Dec 18 2023 filed PRE14a to extend deadline to Apr 11 2024, vote Jan 5, NAV $10.70; Dec 29 2023 filed DEF14a to extend deadline to Apr 11 2024, vote moved to Jan 9, NAV $10.77; Jan 3 2024 board and management resigned; Jan 11 2024 WAVS stockholders approved deadline extension to Apr 11 2024, no redemption figures given; Jan 30 2024 filed S-4/a for Cycurion deal, NAV $10.51;
3.61000
AGP
Stephen Christoffersen, William Lischak
Diversified
Delaware
Cycurion
2022-11-22 00:00
Nov 22 2022 announced a business combination with Cycurion, Inc. (the "Company" or "Cycurion") a leading provider of tech-enabled cybersecurity solutions; Combined company anticipated to have an implied initial enterprise value of approximately $170.44 million, and the transaction is expected to deliver cash proceeds of around $113.31 million to Cycurion (assuming no redemptions) to advance Cycurions growth strategy fueling organic growth initiatives, investments in technologies and staff and strategic acquisitions; The transaction is expected to be completed in the first quarter of 2023; The proceeds will be funded through a combination of Westerns approximately $116.77 million cash in trust, assuming no redemptions by its stockholders, and up to $5.00 million in the form of a PIPE investment from institutional investors;
https://www.sec.gov/Archives/edgar/data/1868419/000110465922003563/tm2121798d5_424b4.htm
772
314
10.600
10.760
0.03610
https://www.sec.gov/Archives/edgar/data/1868419/000110465922121819/tm2231315d1_ex99-2.htm
0.000
84
2024-02-23
VCXB
VCXB/U US Equity
VCXB/WS US Equity
10X Capital Venture Acquisition III
2022-01-12
2024-07-14
21943792.00
2041283.00
10.750
2023-11-13
0.119
0.286
10.869
11.036
0.000
22.005
0.119
0.286
-0.00823
0.00741
142
0.06974
0.06210
0.02023
261.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus on identifying high growth technology and tech-enabled businesses domestically and abroad in the consumer internet, ecommerce, software, healthcare, transportation / mobility and financial services industries, as well as other industries which are being disrupted by advances in technology and on technology paradigms including artificial intelligence, automation, data science, ecommerce and Software-as-a-Service; If we are unable to complete our initial business combination within 12 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); 10X Capital is a founder of 10X Capital Venture Acquisition Corp. (10X I), a SPAC which consummated its business combination with REE Automotive, an electric vehicle technology company based in Israel, in July 2021. The combined company is listed on The Nasdaq Global Market under the ticker REE. In addition, 10X Capital is a founder of 10X Capital Venture Acquisition Corp. II (10X II; Nasdaq: VCXA), a SPAC which consummated its initial public offering in August 2021; Mr. Thomas is a serial entrepreneur and technology investor with a track record of over 20 years, featured in Bloomberg News, Asset-backed Alert and The Wall Street Journal. He is 10X Capitals founder and chief executive officer of and serves as chairman of its subsidiary, GTP. As an entrepreneur, Mr. Thomas was on the founding teams of venture-backed FinTech startup InternetCash (1999), online mortgage firm RefinanceOne (2004) and data science firm TheNumber (2015); Mr. Weisburd is currently a general partner and co-head of venture capital at 10X Capital, where he led 10X Capitals investments in Robinhood, Compass Therapeutics, HeadSpace, Udemy and DraftKings. Prior to 10X Capital, Mr. Weisburd founded, in 2012, and was general partner of venture capital firm GTP, which was acquired by 10X Capital in 2019, whose portfolio companies include 23andMe, Circle, Palantir, Pipefy, Ripple, Tonal, Vicarious and Wish; Warrants redeemable if stock >$10.00; Cantor has informed us that it and/or its affiliates or accounts over which it and/or its affiliates have discretionary authority have expressed an interest in purchasing up to 6.5% of the units to be sold in this offering; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; If we have not completed our initial business combination within the required time period, our public shareholders may receive only approximately $10.15 per share, or less in certain circumstances, on our redemption of their shares, and our warrants will expire worthless; Nov 17 2022 filed PRE14a to extend deadline to July 14 2023, vote in 2022; Dec 9 2022 signed LOI with Sparks Energy, signed non-redemption agreement; Dec 9 2022 filed DEF14a to extend deadline to July 14 2023, vote Dec 28, 25,943,810 shares (86.3%) redeemed, 4 million shares remain; Dec 21 2022 announced a business combination with Sparks Energy, Inc. (Sparks), a power infrastructure services firm and a leader in power restoration management; Sparks provides critical electric transmission and distribution infrastructure recovery and repair services for utility customers across the United States, serving as the first responder for regional, state, and local power outages caused by environmental events such as snow, ice, wind, fire, flood and hurricanes; $475 million enterprise value; Symbol SPKS; Feb 1 2023 VXCB sued Sparks to take steps to consummate business combination, Sparks believes merger agreement does not constitute a binding contract; Feb 3 2023 terminated Sparks Energy deal; July 10 2023 extended deadline to Oct 14 2023; Sept 12 2023 filed PRE14a to extend deadline to July 14 2024, NAV $10.63; Sept 28 2023 filed DEF14a to extend deadline to July 14 2024, vote Oct 12, NAV $10.68; Nov 13 2023 filed S-4 for Addimmune deal, NAV $10.75;
8.06000
Cantor
Hans Thomas, David Weisburd, 10x Capital
Tech
Cayman
Addimmune
2023-08-09 00:00
Aug 9 2023 announced a business combination with Addimmune, a clinical stage HIV-focused gene therapy company; Addimmunes investigational cell therapy, AGT103-T, makes gene modifications to the patients immune cells (T cells) that harden those cells against HIV infection and depletion, thus allowing those cells to target and kill HIV instead of being killed by the virus; Proposed transaction represents a pre-money enterprise value of $500 million for Addimmune; The business combination transaction is expected to close in Q1 2024; The combined company is expected to trade under the ticker symbol HIV; 10X III and AGT have entered into a non-binding letter of intent (LOI) with CF Principal Investments LLC, an affiliate of Cantor Fitzgerald & Co. (Cantor), an underwriter of 10X IIIs initial public offering, with respect to a $50 million committed equity facility; In June 2023, Addimmune announced that it is separating from American Gene Technologies (AGT), a cutting-edge biotech company with a fifteen-year track record of product gene and cell therapy drug development. AGT began human trials in 2020 for AGT103-T, a single-dose lentiviral-based autologous cell therapy candidate designed to deliver gene-therapy modified, HIV-specific CD4 T cells to people with HIV. Initial results in the clinical trials motivated AGT to create a separate company to focus on completing required clinical trials and pursuing commercialization of a functional cure for HIV;
https://www.sec.gov/Archives/edgar/data/1848948/000119312522008781/d145071d424b4.htm
772
574
10.780
10.950
0.03088
0.000
85
2024-02-23
GHIX
GHIXU US Equity
GHIXW US Equity
Gores Holdings IX
2022-01-12
2024-12-06
63857456.00
6029977.00
10.590
2024-01-10
0.040
0.302
10.630
10.892
-0.003
63.556
0.090
0.352
-0.00847
0.08278
287
0.04261
0.04261
-0.06783
525.00000
0.333
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-third of one warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; If we are unable to complete our business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to fund our regulatory compliance requirements and other costs related thereto and/or to pay our franchise and income taxes (less up to $100,000 of interest to pay dissolution expenses); In June 2015, Mr. Gores and Mr. Stone founded Gores Holdings, Inc. (Gores Holdings I), a blank check company formed for substantially similar purposes as our company. Mr. Stone served as Chief Executive Officer and Mr. McBride served as Chief Financial Officer for Gores Holdings I. Gores Holdings I completed its initial public offering in August 2015, in which it sold 37,500,000 units, each consisting of one share of Gores Holdings I common stock and one warrant to purchase one-half of one share of Gores Holdings I common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $375,000,000. Gores Holdings I completed its business combination with Hostess Brands, Inc. (Hostess) in November 2016; In August 2016, Mr. Gores and Mr. Stone founded Gores Holdings II, Inc. (Gores Holdings II), a blank check company formed for substantially similar purposes as our company and Gores Holdings I. Additionally, Mr. Stone served as Chief Executive Officer and Mr. McBride served as Chief Financial Officer for Gores Holdings II. Gores Holdings II completed its initial public offering in January 2017, in which it sold 40,000,000 units, each consisting of one share of Gores Holdings II common stock and one-third of one warrant to purchase one share of Gores Holdings II common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Gores Holdings II completed its business combination with Verra Mobility Corporation (Verra) (formerly known as American Traffic Solutions, Inc.) in October 2018; In October 2017, Mr. Gores and Mr. Stone founded Gores Holdings III, Inc. (Gores Holdings III), a blank check company formed for substantially similar purposes as our company, Gores Holdings I and Gores Holdings II. Additionally, Mr. Stone served as Chief Executive Officer, and Mr. McBride served as the Chief Financial Officer for Gores Holdings III. Gores Holdings III completed its initial public offering in September 2018, in which it sold 40,000,000 units, each consisting of one share of Gores Holdings III common stock and one-third of one warrant to purchase one share of Gores Holdings III common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Gores Holdings III completed its business combination with PAE Incorporated (PAE) in February 2020; In August 2018, Mr. Gores, together with Dean Metropoulos, a private investor specializing in investments in the consumer branded products industries, founded Gores Metropoulos, Inc. (Gores Metropoulos), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II and Gores Holdings III. Additionally, Mr. McBride, our Chief Financial Officer, served as Chief Financial Officer of Gores Metropoulos. Gores Metropoulos completed its initial public offering in February 2019, in which it sold 40,000,000 units, each consisting of one share of Gores Metropoulos common stock and one-third of one warrant to purchase one share of Gores Metropoulos common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Gores Metropoulos completed its business combination with Luminar Technologies, Inc. (Luminar) in December 2020; In July 2019, Mr. Gores and Mr. Stone founded Gores Holdings IV, Inc. (Gores Holdings IV), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II, Gores Holdings III and Gores Metropoulos. Gores Holdings IV completed its initial public offering in January 2020, in which it sold 42,500,000 units, each consisting of one share of Gores Holdings IV common stock and one-fourth of one warrant to purchase one share of Gores Holdings IV common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $425,000,000. Gores Holdings IV completed its business combination with United Wholesale Mortgage (UWM) in January 2021; In June 2020, Mr. Gores and Mr. Stone founded Gores Holdings V, Inc. (Gores Holdings V), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II, Gores Holdings III, Gores Metropoulos and Gores Holdings IV. Gores Holdings V completed its initial public offering on August 10, 2020, in which it sold 52,500,000 units, each consisting of one share of Gores Holdings V common stock and one-fifth of one warrant to purchase one share of Gores Holdings V common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $525,000,000. Gores Holdings V completed its business combination with a subsidiary of Ardagh Metal Packaging S.A (Ardagh Metal Packaging or AMP) in August 2021; In June 2020, Mr. Gores founded Gores Holdings VI, Inc. (Gores Holdings VI), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II, Gores Holdings III, Gores Metropoulos, Gores Holdings IV and Gores Holdings V. Gores Holdings VI completed its initial public offering in December 2020, in which it sold 34,500,000 units, each consisting of one share of Gores Holdings VI common stock and one-fifth of one warrant to purchase one share of Gores Holdings VI common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $345,000,000. Gores Holdings VI completed its busine
12.50000
1.500
DB / GS
Alec Gores, Mark Stone, Andrew McBride
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/0001894630/000119312522003744/d210849ds1a.htm
772
10.540
11.510
0.02381
0.000
86
2024-02-23
BRAC
BRACU US Equity
Broad Capital Acquisition
2022-01-11
2024-03-13
19409356.00
1717663.00
11.300
2024-01-12
0.041
0.059
11.341
11.359
0.000
19.298
0.121
0.139
-0.00932
19
0.26720
0.23509
100.00000
0.000
Each unit consists of one share of common stock and one right to receive one-tenth of one share of common stock upon the consummation of an initial business combination; The Company intends to focus its search for a target business addressing a large market opportunity with a company that is driving its growth in the emerging and transformational technologies market, focusing on businesses operating within the general aviation and aerospace industry, and the unmanned aircraft systems (UAS) in particular; Our management team is led by Johann Tse, Chief Executive Officer, who is the founder of Aquarian Capital, LLC, which advises corporate buyers and sellers worldwide on M&A transactions. Previously, Mr. Tse was the Director of International M&A with Yum! Brands where he led acquisitions, divestitures and franchising transactions across its quick service restaurants portfolio across many countries and previously created and managed the corporate venture capital program for Rohm and Haas Company focusing on new materials and material-enabled technologies, and helped broaden the Companys avenues for growth, in addition to corporate strategic planning and M&A responsibilities; We will have until 12 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination), provided that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, the only way to extend the time available for us to consummate our initial business combination is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline, for each of the available three month extensions providing a total possible business combination period of 18 months at a total payment value of $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.00; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; In connection with our redemption of 100% of our outstanding public shares, each holder will receive an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.10 per share); Dec 16 2022 filed PRE14a to extend deadline to Oct 13 2023, NAV $10.23; Dec 28 2022 filed DEF14a to extend deadline to Oct 13 2023, vote Jan 9, NAV $10.23, postponed to Jan 10, 4,227,461 shares (41.6%) redeemed, 5.9 million shares remain, NAV $10.25, $370.7k added to trust account;Mar 17 2023 extended deadline to Apr 13 2023, added $370k to trust account; May 15 2023 filed PRE14a to extend deadline to Jan 13 2024 and reduce the monthly extension fee, trust account will not be used to cover potential excise tax; May 26 2023 filed DEF14a to extend deadline to Jan 13 2024 and reduce the monthly extension fee, vote June 9, trust account will not be used to cover potential excise tax; May 26 2023 filed DEF14a to extend deadline to Jan 13 2024 and reduce the monthly extension fee, vote June 9, NAV $10.58; July 13 2023 extended deadline to Aug 13 2023, added $150k to trust account; Aug 17 2023 extended deadline to Sept 13 2023, added $150k to trust account; Sept 20 2023 extended deadline to Oct 13 2023, added $150k to trust account; Oct 17 2023 extended deadline to Nov 13 2023, added $150k to trust account; Nov 13 2023 filed S-4/a for Openmarkets deal; Nov 14 2023 extended deadline to Dec 13 2023, added $150k to trust account; Dec 7 2023 filed PRE14a to extend deadline to Jan 13 2025; Dec 18 2023 extended deadline to Jan 13 2024, added $150k to trust account, filed DEF14a to extend deadline to Jan 13 2025, vote Jan 8, NAV $11.15, trust account will not be used to cover potential excise tax; Jan 12 2024 stockholders approved deadline extension to Jan 13 2025, 2.8 million shares (61.9%) redeemed, 1.7 million shares remain, NAV $11.23; Jan 16 2024 filed S-4/a for Openmarkets deal; Jan 17 2024 extended deadline to Feb 13 2024, added $60k to trust account; Feb 21 2024 extended deadline to Mar 13 2024, added $60k to trust account;
4.46358
Chardan
Johann Tse
Aerospace
Delaware
Openmarkets
2023-01-19 00:00
Jan 19 2023 announced a business combination with Openmarkets Group Pty Ltd ("OMG"), the parent company of Openmarkets that provides trading and wealth management tech solutions; The combined company will likely be named OMGL Holdings Ltd and will apply for listing on the Nasdaq under the ticker "OMGL."; The enterprise value of OMG is estimated to be US$90 million, with another potential US$20 million in earnout over 2 years, contingent on certain performance conditions; The transaction is expected to be completed in the second quarter of 2023, subject to regulatory approvals and other customary closing conditions;
https://www.sec.gov/Archives/edgar/data/1865120/000149315222001028/form424b4.htm
773
373
11.235
0.04464
1.000
0.205
87
2024-02-23
SCRM
SCRMU US Equity
SCRMW US Equity
Screaming Eagle Acquisition
2022-01-06
2024-04-08
785553600.00
75000000.00
10.474
2023-09-30
0.167
0.218
10.641
10.692
0.000
798.000
0.001
0.052
-0.00006
0.01310
45
0.04027
0.04027
-0.06438
750.00000
0.333
Each unit consists of one Class A ordinary share and one-third of one warrant to purchase one Class A ordinary share at an exercise price of $11.50 per share; While the Company may pursue an initial business combination opportunity in any industry or sector, it intends to capitalize on the ability of its management team to identify, acquire and operate a business or businesses that can benefit from its management teams established global relationships and operating experience. The Companys management team has extensive experience in identifying and executing strategic investments globally and has done so successfully in a number of sectors, including media and entertainment; If we are unable to complete our initial business combination within 24 months from the closing of this offering, or 27 months from the closing of this offering if we have executed a definitive agreement for our initial business combination within 24 months from the closing of this offering, which we refer to as the completion window, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to fund our working capital requirements (subject to the limitations described herein), less taxes payable and up to $100,000 of interest to pay dissolution expenses; In October 2020, Messrs. Sloan, Baker and Sagansky founded Soaring Eagle Acquisition Corp., or Soaring Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sloan served as chief executive officer and chairman and Mr. Baker served as president, chief financial officer, director and secretary. Soaring Eagle completed its initial public offering in February 2021, in which it sold 172,500,000 units, each consisting of one Class A ordinary share and one-fifth of one warrant to purchase one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate proceeds of $1,725,000,000. In September 2021, Soaring Eagle completed its initial business combination with Ginkgo Bioworks, Inc.; In January 2020, Messrs. Sloan, Baker and Sagansky founded Flying Eagle Acquisition Corp., or Flying Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sloan served as chief executive officer and chairman and Mr. Baker served as president, chief financial officer and secretary. Flying Eagle completed its initial public offering in March 2020, in which it sold 69,000,000 units, each consisting of one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $690,000,000. In December 2020, Flying Eagle completed its initial business combination with Skillz Inc.; In April 2019, Messrs. Baker and Sagansky founded Diamond Eagle Acquisition Corp., or Diamond Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sagansky served as chief executive officer and chairman, Mr. Baker served as president, chief financial officer and secretary and Harry E. Sloan, our Chief Executive Officer and Chairman, was a founding shareholder. Diamond Eagle completed its initial public offering in May 2019, in which it sold 40,000,000 units, each consisting of one share of Class A common stock and one-third of one warrant to purchase one share of Class A common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. In April 2020, Diamond Eagle completed its initial business combination with DraftKings, Inc.; In July 2017, Messrs. Sagansky and Baker founded Platinum Eagle Acquisition Corp., or Platinum Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sagansky served as chief executive officer and chairman, Mr. Baker served as president, chief financial officer and secretary and Mr. Sloan was a founding shareholder. Platinum Eagle completed its initial public offering in January 2018, in which it sold 32,500,000 units, each consisting of one Class A ordinary share and one-third of one warrant to purchase one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate proceeds of $325,000,000. Platinum Eagle completed its initial business combination in March 2019, in which Platinum Eagle, through its wholly-owned subsidiary, Topaz Holdings LLC, acquired all of the outstanding equity interests of Target Logistics Management, LLC and RL Signor Holdings, LLC for an aggregate purchase price of $1.311 billion. In the transaction, Platinum Eagle changed its name to Target Hospitality Corp., or Target Hospitality; In 2015, Messrs. Sagansky and Baker founded Double Eagle Acquisition Corp., or Double Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sagansky served as president and chief executive officer, Mr. Baker served as vice president, general counsel and secretary and Mr. Sloan was a founding shareholder. Double Eagle completed its initial public offering in September 2015, in which it sold 50,000,000 units, each consisting of one Class A ordinary share and one warrant to purchase one-half of one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate proceeds of $500,000,000. Double Eagle completed its business combination in November 2017, in which its wholly-owned subsidiary acquired 90% of the shares of Williams Scotsman International, Inc.; In 2013, Messrs. Sagansky and Sloan founded Silver Eagle Acquisition Corp., or Silver Eagle, a blank check company formed for substantially similar purposes as our company, in which Mr. Sagansky served as president and Mr. Baker served as a director. Silver Eagle completed its initial public offering in July 2013, in which it sold 32,500,000 units, each consisting of one share of common stock and one warrant exercisable for one-half of one share of common stock, for an offering price of $10.00 per unit, generating a
17.60000
1.500
GS / Citi
Harry Sloan, Jeff Sagansky, Eli Baker
Media / Entertainment
Cayman
Lionsgate Studio
2023-12-22 00:00
Dec 22 2023 announced a business combination with the Studio Business of Lionsgate (NYSE: LGF.A, LGF.B), which comprises its Television Studio and Motion Picture Group segments and one of the worlds most valuable film and television libraries, to launch Lionsgate Studios Corp. (Lionsgate Studios); As a result of the transaction, 87.3% of the total shares of Lionsgate Studios are expected to continue to be held by Lionsgate, while Screaming Eagle public shareholders and founders and common equity financing investors are expected to own an aggregate of approximately 12.7% of the combined company. The transaction values Lionsgate Studios at an enterprise value of approximately $4.6 billion; In addition to establishing Lionsgate Studios as a standalone publicly-traded entity, the transaction is expected to deliver approximately $350 million of gross proceeds to Lionsgate, including $175 million in PIPE financing already committed by leading mutual funds and other investors. Net proceeds from the transaction are expected to be used to enhance Lionsgates balance sheet and facilitate strategic initiatives, including those related to the eOne business, which acquisition is scheduled to close by calendar year end; The transaction is subject to certain closing conditions, including regulatory approvals and approval from the shareholders and public warrant holders of Screaming Eagle, and is expected to close in the spring of 2024; Due to tax and other considerations, Lionsgate Studios has made it a condition of the transaction to receive not more than $175 million of gross trust proceeds. In the event that unredeemed amounts exceed $175 million, such non-redeeming shareholders will receive a mix of consideration in the form of shares in Lionsgate Studios and cash (from Screaming Eagle) (as cash value in trust), pro-rata with all other non-redeeming shareholders (excluding PIPE investors and those investors committing to non-redemption arrangements); It is also a condition of closing that all of Screaming Eagles public and private placement warrants be eliminated. Screaming Eagle private placement warrants will be eliminated for no consideration. Screaming Eagles public warrants will be repurchased for $0.50 per warrant from warrant holders pursuant to one of the voting proposals associated with the business combination. Screaming Eagle has obtained the written consent from warrant holders owning approximately 44.19% of all public warrants outstanding to vote in favor of the public warrant repurchase. For all public warrants to be compulsorily acquired for $0.50 per warrant, an additional 5.81% is required to be obtained prior to the voting date for the business combination; Upon closing of the transaction, it is expected that Lionsgate shareholders will indirectly own an approximately 87.3% stake in Lionsgate Studios, while Screaming Eagle public shareholders, founders and PIPE investors will own approximately 5.7%, 0.7% and 6.3% of Lionsgate Studios, respectively. Screaming Eagle founders and independent directors will collectively forfeit approximately 14.5 million of their founder shares and will retain approximately 2.0 million common shares upfront and Screaming Eagle founders will be entitled to receive an additional 2.2 million common shares if the trading price of Lionsgate Studios common shares increases 50% from $10.70. In connection with the transaction, the Screaming Eagle founders will forfeit all of their Screaming Eagle private placement warrants; Valuation: 10.7x EBITDA (2025E);
https://www.sec.gov/Archives/edgar/data/1893325/000119312521358075/d179876ds1.htm
778
715
10.640
10.780
0.02347
https://www.sec.gov/Archives/edgar/data/1893325/000119312523301813/d577102dex992.htm
0.000
88
2024-02-23
CITE
CITEU US Equity
CITEW US Equity
Cartica Acquisition
2022-01-05
2024-04-03
45697836.00
4214415.00
10.843
2023-09-30
0.172
0.220
11.016
11.063
0.000
46.443
-0.004
0.043
0.00040
40
0.03606
0.03606
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; Although the Company may pursue a business combination partner in any industry or sector, it intends to focus its efforts on completing a business combination with a suitable candidate focused on the technology space in India. Our sponsor is an affiliate of Cartica Management, LLC, an emerging markets-focused asset management firm based in Washington D.C. with investments concentrated in small- and mid-cap companies; If we have not consummated an initial business combination within 18 months from the closing of this offering, or during one of the two three-month periods by which we may extend such deadline, without our public shareholders being entitled to vote or redeem their shares in connection with such extensions, if our sponsor or any of its affiliates or designees pays an additional $0.10 per public share into the trust account in respect of each such extension period (for a total of up to 24 months to complete a business combination) (each such three-month period, as governed by the terms further described herein, an Extension Period), or by such other deadline as may be approved by a vote of our shareholders (in connection with which our shareholders will have a right to redeem their public shares), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Cartica Investors, LP and Cartica Investors II, LP, two private funds that are affiliates of Cartica Management, LLC and our sponsor (the Cartica Funds), will enter into a forward purchase agreement with us that will provide for the purchase of an aggregate of up to 3,000,000 forward purchase shares consisting of one Class A ordinary share, for $10.00 per share, or an aggregate purchase price of up to $30,000,000, in a private placement to close substantially concurrently with the closing of our initial business combination; Cartica Funds have expressed to us an interest in purchasing up to an aggregate of 9.9% of the units in this offering (excluding any units issued upon exercise of the underwriters over-allotment option), at the public offering price; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; The sponsors founder shares shall vest, and as a consequence shall no longer be subject to the transfer restrictions described above or to cancellation and forfeiture, in the following tranches: fifty percent (50%) of the sponsors founder shares, upon the closing of our initial business combination, twenty-five percent (25%) of the sponsors founder shares, upon the Return to Shareholders (as defined below) exceeding $12.50, the remaining twenty-five percent (25%) of the sponsors founder shares, upon the Return to Shareholders exceeding $15.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Sanjeev Goel is our Chief Executive Officer and a member of our board of directors. He has over 22 years of emerging markets investment experience. Since 2020, Mr. Goel also serves as the Managing Head of Global Value Creation Partners FZE, a Dubai based emerging markets consulting firm. From 1997 to 2019 Mr. Goel worked in the Financial Institutions Group at the International Finance Corporation (IFC) of the World Bank Group; Oct 19 2022 sponsor to liquidate H1 2023; Apr 10 2023 CEO resigned; May 30 2023 filed PRE14a to extend deadline, vote June 23; June 9 2023 filed PRER14a to extend deadline to Apr 7 2024, vote June 23; June 12 2023 filed DEF14a to extend deadline to Apr 7 2024, vote June 23, NAV $10.64; June 16 2023 rescheduled extension vote to June 30; July 7 2023 stockholders approved deadline extension to Apr 7 2024, 18.8 million shares (81.7%) redeemed, 4.2 million shares remain, NAV $10.67; Feb 21 2024 filed PRE14a to extend deadline to Jan 7 2025, vote Apr 3;
14.40000
1.000
JPMorgan
Sanjeev Goel, Cartica
Tech India
Cayman
https://www.sec.gov/Archives/edgar/data/1848437/000110465922001850/tm217622-18_424b4.htm
779
11.020
0.07200
0.000
89
2024-02-23
GMFI
GMFIU US Equity
GMFIW US Equity
Aetherium Acquisition
2021-12-30
2024-03-05
32930944.00
2991003.00
11.010
2024-02-09
0.013
0.024
11.023
11.034
0.000
32.632
0.123
0.134
-0.01027
-0.02841
11
0.49852
0.45361
100.00000
1.000
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; The Companys efforts to identify a prospective target business will not be limited to a particular business, industry, sector or geographical region, although the Company intends to focus on businesses in the education, training and education technology industries, specifically in Asia (excluding China). The Company is led by Jonathan Chan, the Companys Chairman of the Board and Chief Executive Officer, and Alex Lee, the Companys Chief Financial Officer; Jonathan Chan is the founder and Managing Partner of Vigilant Assets Pte. Ltd., an investment advisory firm. He is also the founder and CEO of Jules Corporation (JULES), where over the past 6 years he has devoted his efforts in building his expertise and network in the education and EdTech ecosystem; Alex Lee is a managing director of Vigilant Assets Pte. Ltd. and has over 20 years of experience in various hardware and software technology driven sectors, encompassing DNS (Domain Name System) SaaS, digital media/marketing, and most recently blockchain/distributed ledger technology; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 15-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Feb 8 2023 filed PRE14a to extend deadline to Apr 3 2024; Mar 6 2023 filed PRER14a to extend deadline to Apr 3 2024, vote Mar 23, NAV $10.36; Mar 7 2023 filed DEF14a to extend deadline to Apr 3 2024, vote Mar 23, NAV $10.36; Mar 29 2023 GMFI stockholders approved deadline extension to Apr 3 2024, 8.5 million shares (73.9%) redeemed, 3.0 million shares remain, NAV $10.36; Feb 9 2024 filed PRE14a to extend deadline to Dec 29 2024, vote Mar 5, NAV $11.01;
4.76000
EF Hutton
Jonathan Chan, Alex Lee
Education Asia (ex China)
Delaware
Capital A Intern
2023-11-02 00:00
Nov 2 2023 entered a letter of intent for a business combination with Capital A International; The proposed business combination would result in Capital A International, a new investment and strategic development company that leverages the AirAsia brand and capitalises on core capabilities in aviation, travel and hospitality and digital technologies, becoming a standalone publicly traded company in the U.S. With 100% equity interest in AirAsia Brand and Leasing, Capital A International intends to generate revenue from brand royalty and the leasing of aircraft. Additionally, it will be involved in tactical acquisition, incubation and partnerships to provide platforms for entrepreneurs; The proposed business combination will be at an indicative equity value of United States Dollars (USD) 1 billion based on an independent valuation of the AirAsia Brand;
https://www.sec.gov/Archives/edgar/data/1866547/000149315222000150/form424b4.htm
785
672
10.910
10.710
0.04760
0.000
90
2024-02-23
WTMA
WTMAU US Equity
Welsbach Technology Metals Acquisition
2021-12-28
2024-06-30
23510248.00
2172851.00
10.820
2023-10-03
0.133
0.252
10.953
11.072
0.000
23.880
0.053
0.172
0.00337
-0.00690
128
0.04573
0.02150
0.05191
75.00000
0.000
Each unit consists of one share of the Companys common stock and one right to receive one-tenth (1/10) of a share of common stock upon the consummation of an initial business combination; While the Company may pursue an acquisition in any business industry or sector, it intends to concentrate its search efforts on targets in the technology metals and energy transition materials industry. The Company is led by Chief Executive Officer Daniel Mamadou and Chief Operating Officer Chris Clower; Daniel Mamadou is the CEO of WTMAC and also the CEO and an executive director of Welsbach Holdings Pte Ltd. Daniel honed his capital markets skills over 20 years as an investment banker, initially structuring derivatives at Tokyo Mitsubishi International Plc. in London and at Deutsche Bank in London, and then as a debt and equity capital markets investment banker at Goldman Sachs in London, Deutsche Bank in Singapore and Nomura Holdings in Hong Kong and Singapore; Christopher Clower is the COO of WTMAC and also the COO and an executive director of Welsbach Holdings Pte Ltd. Mr. Clower sits on a number of boards in South East Asia companies, including Malacca Trust Pte Ltd, a holding company in Singapore which is majority owner of one of the largest asset management companies in Indonesia as measured by assets under management. Mr. Clower is also an independent commissioner on the board of PT Batavia Prosperindo Finance Tbk, an Indonesia consumer finance company listed on the Indonesia Stock Exchange; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time for a total of up to 15 months, provided that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, deposit into the trust account $750,000, or up to $862,500 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $1,500,000 (or up to $1,725,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable). The initial per public share redemption price will be $10.00 per share; We will sell to the Representative and/or its designees, at the time of the closing of this offering, for an aggregate of $100.00, an option (the UPO) to purchase that aggregate number of units as will be equal to eight percent (8%) of the total number of units sold in the public offering (or such lesser number allowed by FINRA) excluding any Units sold pursuant to the underwriters over-allotment option. The UPO will be exercisable at any time, in whole or in part, between the close of the business combination and the fifth anniversary of the commencement of sales of the offering at a price per unit equal to $11.50; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we redeem his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; Feb 24 2023 filed PRE14a to extend deadline to Sept 30 2023, vote Mar 24, trust account will not be used to cover potential excise tax; Mar 6 2023 filed PRER14a to extend deadline to Sept 30 2023, vote Mar 24, NAV $10.38, trust account will not be used to cover potential excise tax; Mar 8 2023 filed DEF14ato extend deadline to Sept 30 2023, vote Mar 24, NAV $10.38, trust account will not be used to cover potential excise tax ; Mar 28 2023 WTMA stockholders approved deadline extension to Sept 30 2023, 4.1 million shares (53.0%) redeemed, 3.6 million shares remain, NAV $10.38; May 30 2023 extended deadline to June 30 2023, added $125k to trust account; Nov 1 2022 announced a business combination with WaveTech Group, Inc., a company with a core focus on innovative battery technologies; Symbol WTG; $228 million enterprise value; Closing Q1 2023; Conditional on at least $25 million net cash at closing; June 16 2023 WTMA / WaveTech deal terminated; June 28 2023 extended deadline to July 30 2023, added $125k to trust account; Aug 1 2023 extended deadline to Aug 30, added $125k to trust account; Aug 17 2023 filed PRE14a to extend deadline to June 30 2024, vote Sept 28; Sept 11 2023 announced non-binding LOI with a target in the critical materials space; Sept 26 2023 postponed extension vote to Sept 29;
3.47500
Chardan
Daniel Mamadou, Chris Clower
Energy Transition Materials
Delaware
Evolution Metals
2024-01-25 00:00
Jan 25 2024 signed a non-binding letter of intent for a business combination with Evolution Metals Corp, a trading company formed in January 2020 to counter the global critical mineral supply chain crisis; EMC has developed an alternative supply and value chain, including oxide beneficiation, for Technology Metals, including Rare Earths, utilizing the technical, marketing, and production resources in the United States, Korea, Australia, Vietnam, and the Democratic Republic of the Congo, exclusively outside of China;
https://www.sec.gov/Archives/edgar/data/1866226/000121390021066750/fs12021a2_welsbachtech.htm
787
758
10.990
10.877
0.04633
1.000
0.110
91
2024-02-23
AOGO
AOGOU US Equity
AOGOW US Equity
Arogo Capital Acquisition
2021-12-27
2024-12-29
18933024.00
1762409.00
10.743
2023-09-07
0.156
0.443
10.899
11.185
0.000
19.034
0.099
0.385
-0.00907
-0.00816
310
0.04215
0.04215
0.04101
90.00000
1.000
Each unit consists of one share of Class A common stock and one redeemable warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company intends to focus its search for a target business with operations or prospective operations in electric vehicles (EV) technology, smart mobility or sustainable transportation and related business ecosystems in the Asia Pacific, primarily Southeast Asia, where the management team has extensive experience in the information technology, transportation operations, and manufacturing industries. The Company is led by its Chief Executive Officer, Suradech Taweesaengsakulthai; We will have until 12 months from the consummation of this offering to consummate our initial business combination (such period may be extended by the Companys shareholders in accordance with our amended and restated memorandum and articles of association). If we have filed a proxy statement, registration statement or similar filing for an initial business combination within 12 months from the consummation of this offering but have not completed the initial business combination within such 12-month period, the Combination Period will be extended by an additional three months for a total of up to 15 months; such extension will not require the deposit of any additional funds into the trust account and the public stockholders will not be offered the opportunity to vote on such extension. We may seek stockholder approval of the amendments to our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company at a meeting called for such purpose if we anticipate that we may not be able to consummate our initial business combination (i) within 12 months in the situation that we have not filed a proxy statement, registration statement or similar filing for an initial business combination within such 12-month period, or (ii) within 15 months in the situation that we have filed a proxy statement, registration statement or similar filing within such 12-month period. Public stockholders will be offered the opportunity to vote on or redeem their shares in connection with any such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to two times by an additional three months each time for a total of up to 18 months or 21 months, respectively, by depositing into the trust account for each three month extension $900,000, or $1,035,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); Suradech Taweesaengsakulthai, our Chief Executive Officer and Director, has over 25 years of experience in the logistics and transportation industries in Southeast Asia. Since 1993, he has served as the President and CEO of Cho Thavee Public Company Limited, which manufactures, sells, and services commercial vehicles with a focus on system integration for logistics systems. It is listed on the Stock Exchange of Thailand (SET) as CHO.BK; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Mar 1 2023 filed PRE14a to extend deadline to Dec 29 2023, will not use trust account to cover potential excise tax; Mar 13 2023 filed DEF14a to extend deadline to Dec 29 2023, vote Mar 24, NAV $10.45, will not use trust account to cover potential excise tax; Mar 14 2023 revised NAV from $10.45 to $10.30 because management previously used incorrect share number; Mar 28 2023 AOGO stockholders approved deadline extension to Dec 29 2023, 5.3 million shares (51.1%) redeemed, 5.1 million shares remain, NAV $10.45, to add $191.7k to trust account; June 1 2023 extended deadline to June 29 2023, added $192k to trust account; June 29 2023 extended deadline to July 29 2023, added $192k to trust account; July 31 2023 extended deadline to Aug 29 2023, added $192k to trust account; Aug 22 2023 filed PRE14a to Dec 29 2024; Aug 25 2023 extended deadline to Sept 29 2023, added $192k to trust account; Aug 31 2023 filed PRER14a to extend deadline to Dec 29 2024, vote in Sept; Sept 7 2023 filed DEF14a to extend deadline to Dec 29 2024, vote Sept 21, NAV $10.72, trust account will not be used to cover potential excise tax; Sept 28 2023 stockholders approved deadline extension to Dec 29 2024, 3.3 million shares (65.2%) redeemed, 1.8 million shares remain, NAV $10.72, added $40k to trust account; Apr 26 2022 announced a business combination with EON Reality, a global leader in Virtual and Augmented Reality and Knowledge Metaverse industry and education solutions; $655 million enterprise value; Symbol EOXR; The transact
4.22750
EF Hutton
Suradech Taweesaengsakulthai
EV Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1881741/000121390021067719/ea153080-424b4_arogocapital.htm
788
10.800
10.810
0.04697
0.000
92
2024-02-23
NVAC
NVACU US Equity
NVACW US Equity
NorthView Acquisition
2021-12-20
2024-03-22
9276510.00
833469.00
11.130
2023-12-11
0.071
0.098
11.201
11.228
0.000
9.577
-0.049
-0.022
0.02581
28
-0.02556
165.00000
0.500
Each unit consists of one share of common stock, one right, and one-half of one redeemable warrant. Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination. Each whole warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share; The Company intends to focus its initial search on target businesses in the healthcare sector with an enterprise value of approximately $500 million to $2 billion; We anticipate targeting what are traditionally known as small cap companies domiciled in North America, Europe and/or the Asia Pacific (APAC) regions that are developing assets in the biopharmaceutical, medical technology/medical device and diagnostics space which aligns with our management teams experience in operating health care companies and in drug and device technology development as well as diagnostic and other services; Jack Stover, Co-Founder and Chief Executive Officer; a CEO of multiple small cap Nasdaq companies in the health care sector and experienced in diagnostics, therapeutics, injectables and oral pharmaceuticals, drug delivery and medical equipment with specific experience in growing novel technology-based companies, raising capital, mergers and acquisitions and building superior management teams; Fred Knechtel, Co-Founder and Chief Financial Officer; a CFO of both private and public companies including small and large cap life sciences, automotive, and industrial companies traded on Nasdaq and ASX. Mr. Knechtel is an operationally driven executive experienced at preparing public and private companies for growth, acquisition, sale and IPO; Peter ORourke, who will become our Chairman of the Board upon the effective date of the registration statement of which this prospectus is a part, is Managing Partner at TCI Partners, a consulting firm focused on healthcare, aerospace and the public sector providing services related to M&A, innovation, operations, and strategy. Mr. ORourke was the acting Secretary and Chief of Staff of the Department of Veteran Affairs; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will have until 15 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to combination up to two times, each by an additional three months (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $1,500,000, or $1,725,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $3,000,000 (or $3,450,000 if the underwriters over-allotment option is exercised in full), or approximately $0.20 per share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share; Jan 25 2023 filed S-4 for Profusa deal, no meeting date set; Feb 7 2023 filed PRE14a to extend deadline to Sept 22 2023; Feb 17 2023 filed DEF14a to extend deadline to Dec 22 2023, vote Mar 10, NAV $10.26; Mar 2 2023 announced that trust account will not be used to cover potential excise tax; Mar 13 2023 NVAC stockholders approved deadline extension to Dec 22 2023, 18.0 million shares (94.9%) redeemed, 974k shares remain; May 11 2023 filed S-4/a for Profusa deal, NAV $10.71; July 21 2023 filed S-4/a for Profusa deal; Sept 12 2023 filed S-4/a for Profusa deal, NAV $10.94; Oct 6 2023 filed S-4/a for Profusa deal, NAV $10.94; Oct 30 2023 filed S-4/a for Profusa deal, NAV $10.94; Dec 1 2023 filed PRE14a to extend deadline to Mar 22 2023 (sic), vote Dec 21; Dec 11 2023 filed DEF14a to extend deadline to Mar 22 2024, vote Dec 21, NAV $11.13; Jan 16 2024 filed S-4/a for Profusa deal;
4.31500
1.000
I-Bankers
Jack Stover, Fred Knechtel, Peter ORourke
Healthcare
Delaware
Profusa
2022-11-07 00:00
Nov 7 2022 announced a business combination with Profusa, Inc. (Profusa), a digital health company that is pioneering the next generation of personalized medicine; The pro forma equity valuation of the Combined Company is expected to be approximately $264 million assuming 80% redemptions or approximately $416 million assuming no redemptions;
https://www.sec.gov/Archives/edgar/data/1859807/000121390021066875/f424b41221_northviewacq.htm
795
322
11.490
0.02615
https://www.sec.gov/Archives/edgar/data/1859807/000121390022071254/ea168243ex99-2_northviewacq.htm
1.000
0.120
93
2024-02-23
APCA
APCA/U US Equity
APCA/WS US Equity
AP Acquisition
2021-12-17
2024-06-21
123690000.00
11302534.00
10.944
2023-10-03
0.170
0.312
11.114
11.256
0.000
126.814
-0.086
0.056
0.00954
-0.01026
119
0.01537
0.00982
0.07306
150.00000
0.500
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant. Only whole warrants are exercisable. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company will focus on the de-carbonization / renewable energy sectors, with a particular focus in Japan /Asia (excluding Mainland China, Hong Kong and Macau) and European markets, and complement the experience of our management team and its operational expertise. The Companys management team includes Richard Folsom, Chairman and Director, and Keiichi Suzuki, Chief Executive Officer and Director, and board members Shankar Krishnamoorthy, Henrik Baek Jorgensen, and Helena Anderson. The Company is sponsored by AP Sponsor LLC, an affiliate of Advantage Partners, Inc. ("Advantage Partners"), a leading Asian private equity firm with offices in Tokyo, Hong Kong, Shanghai and Singapore; Tokyo Century Corporation (Tokyo Century), a strategic partner of our sponsor, has indicated to us an interest to purchase an aggregate of up to 2,000,000 of our units in this offering at the initial public offering price; Mr. Richard Folsom is our Chairman and Director. Mr. Folsom is a Co-Founder and Representative Partner of Advantage Partners, an investment management and advisory firm focused especially on the Asia and Japan markets, founded in 1992. Mr. Folsom is an experienced investor with a track record of helping companies successfully build scale and generate value; Mr. Keiichi Suzuki is our Chief Executive Officer and Director. Mr. Suzuki joined Advantage Partners on July 1, 2021 and serves as a Partner and the Head of Renewables & Sustainability of the firm. During his tenure at Mitsubishi Corporation, a leading Japanese trading company, Mr. Suzuki gained over 29 years of experience in alternative investments including real estate, private equity, and infrastructure, especially in the renewable energy space; Advantage Partners, with a long history in Japanese private equity, established the first ever buyout fund in Japan in 1997. The firm has since raised 11 private equity funds with a total size of approximately $5 billion including seven Japan buyout funds, one pan-Asia buyout fund and three public equity funds, focusing on management buyouts, corporate carve-outs, private investments in public equities and other opportunities; If we anticipate that we may not be able to consummate our initial business combination within 18 months, we may extend the available time to consummate our initial business combination by an additional three-month period by resolution of our board if requested by our sponsor. In order to exercise the extension option, our sponsor must deposit into the trust account $0.10 per share (a total of $1,500,000, or $1,750,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline. The extension option may only be exercised up to two times, allowing for up to an additional six months (for a total of 24 months) to complete a business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon (A) the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer and (B) approval of any amendment to our amended and restated memorandum and articles of association to allow for an Extension Period; June 21 2023 extended deadline to Sept 21 2023, added $1.725 million to trust account; Aug 18 2023 filed PRE14a to extend deadline; Aug 20 2023 filed DEF14a to extend deadline to June 21 2024, vote Sept 15, NAV $10.78; Aug 31 2023 NAV revised from $10.78 to $10.87; Sept 21 2023 stockholders approved deadline extension to June 21 2024, 5.9 million shares (34.5%) redeemed, 11.3 million shares remain;
9.50000
1.000
CS
Richard Folsom, Keiichi Suzuki, Advantage Partners
Decarbonization
Cayman
JEPLAN
2023-06-16 00:00
June 16 2023 announced a business combination with JEPLAN, Inc. and its affiliates (JEPLAN or the Company), a global leader in chemically recycled PET technology; Upon closing of the transaction, the combined company will be named JEPLAN Holdings, Inc. and expects to list its common shares in the form of ADSs and warrants to purchase common shares in the form of ADSs on the NYSE under the ticker symbols JPL and JPL WS, respectively; The transaction values the combined company at an estimated equity value of $480 million on a post-money basis (assuming no redemptions by AP Acquisitions public shareholders);
https://www.sec.gov/Archives/edgar/data/1862993/000110465921151542/tm2119394-7_424b4.htm
798
546
11.220
11.000
0.06333
https://www.sec.gov/Archives/edgar/data/1862993/000110465923124398/tm2320708d11_425.htm
0.000
94
2024-02-23
RCAC
RCACU US Equity
RCACW US Equity
Revelstone Capital Acquisition
2021-12-17
2024-02-21
13876274.00
1286031.00
10.790
2023-12-08
0.071
0.070
10.861
10.860
0.000
13.761
0.461
0.460
-0.01487
-0.03420
-2
-0.99963
-0.99820
150.00000
0.500
Each unit consists of one share of Class A common stock, par value $0.0001 per share, of the Company (common stock) and one-half of one redeemable warrant, with each warrant entitling the holder thereof to purchase one share of common stock at a price of $11.50 per share; It is the Companys intention to pursue prospective targets in the consumer, media and/or technology markets with a focus on the active consumer landscape; If we have not completed our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Up to 14 qualified institutional buyers or institutional accredited investors which are not affiliated with us, our sponsor, our directors or any member of our management, and which we refer to as the 5% anchor investors, the 7.5% anchor investors and the 9% anchor investors, respectively (each as defined elsewhere in this prospectus), and which we collectively refer to as the anchor investors throughout this prospectus, have each expressed to us an interest in purchasing up to 3,750,000 units, 4,500,000 units and 6,750,000 units, respectively, in this offering at the offering price of $10.00. Subject to each anchor investor purchasing 100% of the units allocated to it by the underwriters in this offering, in connection with the closing of this offering our sponsor will sell 281,250 founder shares to the 5% anchor investors, 337,500 founder shares to the 7.5% anchor investors, and 506,250 founder shares to the 9% anchor investors, or an aggregate of 1,125,000 founder shares the anchor investors taken together as a whole, at their original purchase price of approximately $0.006 per share. Further, the anchor investors are not required to (i) hold any units, shares of Class A common stock or public warrants they may purchase in this offering or thereafter for any amount of time, (ii) vote any shares of Class A common stock they may own at the applicable time in favor of our initial business combination or (iii) refrain from exercising their right to redeem their public shares at the time of our initial business combination; Morgan Callagy has served as the Co-Chief Executive Officer of our company since our inception and is one of our directors. Mr. Callagy has over 25 years of investment experience. Mr. Callagy started his investment career at Ark Asset Management a multi-billion dollar long-only investment firm based in New York. In 1996, Mr. Callagy joined Veronis Suhler Stevenson or VSS, a New York-based private equity firm, where he spent 22 years in a variety of positions, including as one of the founders and most recently the head of the firms London office where he was based for close to 20 years. Mr. Callagy while at VSS was responsible for the Firms investments throughout Europe and his role included sourcing, due diligence, transaction execution, portfolio management, fund raising, and various portfolio board level responsibilities. Mr. Callagy, limited partners, sponsors and banks, was involved in the deployment in aggregate of over $2 billion across the media, technology, software and entertainment value chains and served on the Executive Committee of VSS and the investment committees across several of VSSs funds. Since leaving VSS in 2017, Mr. Callagy, has been a director and advisor to La Jolla Group Inc. and its portfolio of active consumer brands; Daniel Neukomm is the Co-Chief Executive Officer of our company and one of our directors. Mr. Neukomm has 20 years of operational experience and is currently the Executive Chairman of La Jolla Group, Inc. (LJG), a position he has held since 2013. LJG is a multi-branded operating platform with ownership or investments in businesses that collectively have approximately $200 million in revenue for projected fiscal 2021 focused on globally recognized consumer brands, including ONeill, Spiritual Gangster, PSD, Hang Ten, and others; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a stockholder meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.10 per public share; May 8 2023 filed PRE14a to extend deadline to Dec 21 2023, vote in May, trust will not be used to cover potential excise tax; May 30 2023 filed DEF14a to extend deadline to Dec 21 2023, vote June 14, NAV $10.37, trust will not be used to cover potential excise tax; June 15 2023 RCAC extended deadline to Dec 21 2023, 13.0 million shares (78.7%) redeemed, 3.5 million shares remain, NAV $10.35; Aug 17 2023 filed S-4 for Set Jet deal, NAV $10.54; Oct 23 2023 filed S-4/a for Set Jet deal, NAV $10.66; Nov 8 2023 filed PRE14a to extend deadline to Feb 21 2024, vote in Dec; Dec 8 2023 filed S-4/a for Set Jet deal, NAV $10.75; Dec 8 2023 filed DEF14a to extend deadline to Feb 21 2024, vote Dec 21, NAV $10.80, trust will not be used to c
5.80000
1.000
BofA / Roth
Morgan Callagy, Daniel Neukomm
Consumer / Tech / Media
Delaware
Set Jet
2023-07-18 00:00
July 18 2023 announced a business combination with Set Jet, Inc., a membership-based private jet charter program; Upon closing of the Proposed Business Combination, expected in the fourth quarter of 2023, the newly combined company will operate as Set Jet and plans to continue listing on the Nasdaq Stock Market LLC under the symbol SJET; The Proposed Business Combination reflects an implied pro-forma enterprise value for Set Jet of approximately $80 million plus an additional $65 million earnout for Set Jet shareholders and management; The cash component of the consideration will be funded by RCACs $36.8 million cash in trust, net of any redemptions, as well as an $18.0 million private placement from Coleman, in the form of a pre-PIPE of $4 million which will be invested prior to closing, and a PIPE of $14 million at Closing;
https://www.sec.gov/Archives/edgar/data/1874218/000110465921151797/tm2122267-10_424b4.htm
798
578
10.700
10.490
0.03867
https://www.sec.gov/Archives/edgar/data/1874218/000121390023081541/ea187449ex99-1_revel.htm
0.000
95
2024-02-23
CFFS
CFFSU US Equity
CFFSW US Equity
CF Acquisition VII
2021-12-16
2024-03-14
155193856.00
14303581.00
10.850
2023-12-31
0.050
0.069
10.900
10.919
-0.001
154.908
0.070
0.089
-0.00646
20
0.16125
0.16125
175.00000
0.333
Each unit consists of one share of Class A common stock and one-third of one warrant. Each whole warrant is exercisable to purchase one share of Class A common stock at a price of $11.50 per share; Our sponsor has committed, pursuant to a forward purchase contract with us, to purchase, in a private placement for gross proceeds of $10,000,000 to occur concurrently with the consummation of our initial business combination, 1,000,000 of our units on substantially the same terms as the sale of units in this offering at $10.00 per unit, and 250,000 shares of Class A common stock (for no additional consideration). The funds from the sale of units will be used as part of the consideration to the sellers in the initial business combination; any excess funds will be used for working capital in the post-transaction company; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although we expect to focus on a target in an industry where we believe our management team and founders expertise will provide us with a competitive advantage, including the financial services, healthcare, real estate services, technology and software industrie; Howard W. Lutnick, our Chairman and Chief Executive Officer, who joined Cantor in 1983 and has served as President and Chief Executive Officer of Cantor since 1992 and as Chairman since 1996; Anshu Jain, our President, who also serves as the President of Cantor, a position he has held since January 2017, and previously served as a senior executive of Deutsche Bank, which firm he joined from Merrill Lynch in 1995, most recently in the position of Co-CEO from June 2012 to June 2015; Cantors first sponsored SPAC, CF Finance Acquisition Corp., or Cantor SPAC I, consummated its initial public offering in December 2018 and consummated its initial business combination in November 2020 with GCM Grosvenor, Inc; Cantors second sponsored SPAC, CF Finance Acquisition Corp. II, or Cantor SPAC II, consummated its initial public offering in August 2020 and consummated its initial business combination in March 2021 with View, Inc.; Cantors third sponsored SPAC, CF Finance Acquisition Corp. III, or Cantor SPAC III, consummated its initial public offering in November 2020, and consummated its initial business combination in August 2021 with AEye, Inc.; Cantor is also the sponsor, and certain of our officers and directors serve as directors and officers, of four additional SPACs that have consummated initial public offerings CF Acquisition Corp. IV, or Cantor SPAC IV, a blank check company that consummated its initial public offering in December 2020, CF Acquisition Corp. V, or Cantor SPAC V, a blank check company that consummated its initial public offering in February 2021, CF Acquisition Corp. VI, or Cantor SPAC VI, a blank check company that consummated its initial public offering in February 2021, and CF Acquisition Corp. VIII, or Cantor SPAC VIII, a blank check company that consummated its initial public offering in March 2021; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our amended and restated certificate of incorporation provides that we will have only 18 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such time period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; May 2 2023 filed PRE14a to extend deadline to Dec 20 2023, vote in June, NAV $10.36; May 19 2023 filed DEF14a to extend deadline to Mar 20 2024, vote June 14, NAV $10.41; June 12 2023 extension vote moved from June 14 to June 16; June 20 2023 CFFS stockholders approved deadline extension to Mar 20 2024, 3.9 million shares (21.6%) redeemed, 14.3 million shares remain, NAV $10.48; Feb 2 2024 filed PRE14a to extend deadline to Dec 20 2024, vote in Mar; Feb 16 2024 filed DEF14a to extend deadline to Mar 20 2025, vote Mar 14, NAV $10.85, trust account will not be used to cover potential excise tax;
4.50000
Cantor
Howard Lutnick, Cantor
Diversified
Delaware
https://www.sec.gov/Archives/edgar/data/1839519/000119312521328288/d109489ds1a.htm
799
10.830
0.02571
0.000
96
2024-02-23
EMLD
EMLDU US Equity
EMLDW US Equity
FTAC Emerald Acquisition
2021-12-16
2024-12-20
50540148.00
4757884.00
10.622
2024-01-22
0.029
0.304
10.652
10.927
0.000
49.720
0.212
0.487
-0.01893
-0.00673
301
0.05681
0.05559
0.03988
220.00000
0.500
Each unit issued in the offering consists of one share of Class A common stock of the Company and one-half of one redeemable warrant, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share; If we are unable to consummate a business combination within 18 months from the completion of this offering, or 21 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for our initial business combination within 18 months from the closing of this offering, we will redeem the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Emerald ESG Sponsor, LLC is a partnership between FinTech Masala, LLC (Fintech Masala) and our Vice Chairman, Mark Tercek, and Bracebridge Young Jr., our President and CEO. Additionally, our Chairman of the Board, Betsy Z. Cohen, is also the Chairman of the board of directors of FinTech Masala. Emerald ESG Sponsor, LLC unites the knowledge and experience of FinTech Masala as a technology investor and SPAC sponsor with the entrepreneurial and ESG experience of our Vice Chairman and President and CEO; FinTech Masala specializes in providing growth capital to technology and financial services technology companies via special purpose acquisition vehicles and venture investments. The FinTech Masala team is comprised of principals and advisers with extensive experience in operating public and private companies in the technology and financial services sectors, mergers and acquisitions and venture investors. As of July 2021, the Managing Members of FinTech Masala have been affiliated with the sponsor for FinTech Acquisition Corp., FinTech Acquisition Corp. II, Fintech Acquisition Corp. III, Fintech Acquisition Corp. IV, Fintech Acquisition Corp. V, Fintech Acquisition Corp. VI, FTAC Olympus Acquisition Corp., FTAC Athena Acquisition Corp., FTAC Hera Acquisition Corp., FTAC Parnassus Acquisition Corp., and FTAC Zeus Acquisition Corp. (together the FinTech Masala SPACs); Our management team is led by Betsy Z. Cohen, our Chairman of the Board. Ms. Cohen has substantial experience with blank check companies, having served or currently serving as Chairman of the board for nine blank check companies, five of which have consummated business transactions, two of which have announced intended business transactions, and two of which are actively searching for business transactions; Mark Tercek will be our Vice Chairman of the Board and Bracebridge H. Young, Jr. is our President and CEO, and between the two of them, they have substantial experience as investors and operators in the ESG sector, as well broad array of experience in mergers and acquistions and capital markets. We believe that potential sellers of target businesses will view this experience as a positive factor in considering whether or not to enter into a business combination with us and we believe the Mr. Terceks and Mr. Youngs connections in the ESG sector will provide a strong pipeline of potential acquisitions to our Company; Warants redeemable if stock >$18.00; Our sponsor has agreed not to transfer, assign or sell any of their founder shares (i) with respect to 25% of such shares, until consummation of our initial business combination, (ii) with respect to 25% of such shares, until the earlier of the second anniversary of the consummation of our initial business combination or the first date at which the closing price of our Class A common stock exceeds $12.00 for any 20 trading days within a 30-trading day period following the consummation of our initial business combination, (iii) with respect to 25% of such shares, until the earlier of the second anniversary of the consummation of our initial business combination or the first date at which the closing price of our Class A common stock exceeds $13.50 for any 20 trading days within a 30-trading day period following the consummation of our initial business combination, and (iv) with respect to 25% of such shares, until the earlier of the second anniversary of the consummation of our initial business combination or the first date at which the closing price of our Class A common stock exceeds $15.00 for any 20 trading days within a 30-trading day period following the consummation of our initial business combination; We will provide our public stockholders with the opportunity to redeem their public shares upon the consummation of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including any amounts representing deferred underwriting commissions and interest earned on the trust account not previously released to us, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account initially will be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either in connection with a stockholder meeting called to approve the business combination or by means of a tender offer; Emerald ESG Sponsor, LLC has agreed that it will indemnify us to the extent any claims by a third party for services rendered or products sold to us, or any claims by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below $10.10 per public share; June 22 2023 signed LOI, extended deadline to Sept 20 2023; Aug 18 2023 filed PRE14a to extend deadline; Aug 30 2023 filed DEF14a to extend deadline to Sept 20 2024, vote Sept 18, NAV $10.43, trust account will not be used to pay potential excise tax; Aug 31 2023 filed DEFR14a to extend deadline to Jan 19 2024, moved vote to Sept 14, NAV $10.43; Sept 13 2023 adjourned ex
8.90000
GS
Betsy Cohen, Mark Tercek, Bracebridge Young, Jr
ESG
Delaware
https://www.sec.gov/Archives/edgar/data/1889123/000110465921151163/tm2135735-1_424b4.htm
799
10.450
10.580
0.04045
0.000
97
2024-02-23
ADRT
ADRT/U US Equity
ADRTW US Equity
Ault Disruptive Technologies
2021-12-16
2024-12-20
787349.62
67180.00
11.720
2024-02-20
0.003
0.307
11.723
12.027
0.820
0.383
0.687
0.04069
-0.04717
301
0.07388
-0.01722
0.09373
100.00000
0.750
Each unit has an offering price of $10.00 and consists of one share of our common stock and three-fourths of one redeemable warrant as described in more detail in this prospectus. Each whole warrant entitles the holder thereof to purchase one share of our common stock at a price of $11.50 per share; While we may pursue an initial business combination target in any business or industry or geographic location, we intend to focus our search on undervalued businesses which have developed or possess disruptive technology; If we are unable to consummate our initial business combination within 12 months following the effectiveness of this offering, we may, but are not obligated to, extend the period of time to complete an initial business combination up to two times by an additional three months each (for a total of up to 18 months to consummate an initial business combination), subject to our sponsor, Ault Disruptive Technologies Company, LLC or its affiliates or designees, contributing, for each such three-month extension, an additional $0.10 per share of common stock then outstanding to the trust account, and at the end of the applicable period or any other approved extension of such period, we will redeem 100% of our public shares; Milton C. (Todd) Ault III, the Chairman of the Board of our company, has nearly 30 years of experience identifying value in multiple asset classes in numerous financial markets as an entrepreneur, private equity investor, board member and corporate executive. Since March 2017, Mr. Ault has spent a substantial portion of his time transforming Ault Global, formerly DPW Holdings, Inc., into a diversified holding company with interests in the defense-aerospace, industrial, automobile, telecommunications, medical-biopharma and textile industries; William B. Horne, our Chief Executive Officer and a member of our board of directors, has also been a key team member of Ault Global. He has been Ault Globals Chief Executive Officer since January 2021, its President from August 2020 to January 2021 and its Chief Financial Officer from January 2018 to August 2020; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the consummation of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described in this prospectus. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the consummation of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; Apr 17 2023 filed PRER14a to extend deadline to Sept 20 2023 + 5 months; ADRT stockholders approved deadline extension to Feb 20 2024, 11.4 million shares (98.7%) redeemed, 147k shares remain, NAV $10.61, 11,311,125 redeemed after reversals; Jan 12 2024 filed PRE14a to extend deadline to Dec 20 2024, vote Feb 15; Jan 25 2024 filed DEF14a to extend deadline to Dec 20 2024, vote Feb 15, NAV $11.68; Feb 20 2024 stockholders approved deadline extension to Dec 20 2024, 122k shares (64.4%) redeemed, 67k shares remain, NAV $11.72;
6.50000
1.000
AGP
Milton (Todd) Ault III, William Horne, Ault Global
Tech
Delaware
https://www.sec.gov/Archives/edgar/data/1864032/000121465921012890/r1124211s1a1.htm
799
12.200
11.170
0.06500
0.000
98
2024-02-23
SHAP
SHAP/U US Equity
SHAP/WS US Equity
Spree Acquisition 1
2021-12-16
2024-12-20
20365658.00
1864987.00
10.920
2023-12-11
0.088
0.446
11.008
11.366
0.000
20.347
-0.00890
301
0.05090
175.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus its search on mobility-related technology businesses. The Company is led by Eran (Rani) Plaut, Chairman of the Board and CEO of the Company, Nir Sasson, COO, and Shay Kronfeld, CFO and VP Business of the Company; If we are unable to consummate an initial business combination within 15 months from the closing of this offering (such 15-month period extended (a) to 18 months if we have filed (i) a Form 8-K including a definitive merger or acquisition agreement or (ii) a proxy statement, registration statement or similar filing for an initial business combination but have not completed the initial business combination within such 15-month period or (b) two instances by an additional three months, each instance for a total of up to 18 months or 21 months, respectively, by depositing into the trust account for each three month extension an amount equal to $0.10 per unit) or during any shareholder-approved extension period, we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Meteora Capital Partners, LP, or Meteora, has expressed an interest to purchase up to 14.9% of the units to be sold in this offering (excluding any units sold if the underwriters exercise the over-allotment option) at the public offering price of the units offered hereby, which units contain ordinary shares that represent up to 11.5% of the outstanding ordinary shares following the offering (or 10.0% of the outstanding ordinary shares following the offering if the underwriters exercise the overallotment option in full); Rani Plaut Chairman of the Board, Director and Chief Executive Officer an angel investor and an executive chairman in mobility-related companies, Rani specializes in creating and spearheading new categories that are rooted in deep technological disruption. Rani is the CEO and co-founder of AIR which creates personal flying vehicles, unlocking exciting and safe flying experiences at scale; Nir Sasson Chief Operating Officer served, from November 2016 to December 2019, as a co-founder and the Chief Executive Officer of Spatial Logic LTD, which is developing an AI-based Visual Positioning System (VPS). Previously, Nir established and acted as the CEO of Autotalks, a fabless semiconductor company enabling the vehicle-to-vehicle and vehicle-to-infrastructure communication revolution; We will either: (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose, at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of amount required to pay our income and franchise taxes); or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of amount required to pay our income and franchise taxes); Warrants redeemable if stock >$18.00; We will provide to our public shareholders the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of up to ten business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Feb 14 2023 filed S-4 for zTrip deal ; Apr 18 2023 filed S-4/a for zTrip deal; May 4 2023 filed PRE14a to extend deadline to Sept 20 2023; May 15 2023 filed DEF14a to extend deadline to Sept 20 2023, vote June 12, NAV $10.51; June 12 2023 stockholders approved deadline extension to Mar 20 2024, 15.8 million shares (78.8%) redeemed, 4.2 million shares remain; Oct 31 2022 announced a business combination with WHC Worldwide, LLC, doing business as zTrip, a technology-based, North American-wide transportation company. zTrip, the largest taxi fleet operator in the U.S., with operations in 26 cities, more than 2,700 vehicles and over 3,170 contracted drivers on its platform; Symbol ZTRP; zTrips assumed equity value prior to the business combination is $251 million; Spree is required to provide gross proceeds (after transaction expenses) of at least $50 million to zTrip; The closing of the transaction is expected to occur during the first half of 2023; Aug 23 2023 SHAP / zTrip deal terminated; Nov 29 2023 filed PRE14a to extend deadline to Dec 20 2024, vote in Dec; Dec 11 2023 filed DEF14a to extend deadline to Dec 20 2024, vote Dec 21, NAV $10.92; Dec 21 2023 SHAP announced 2.4 million shares (56.0%) tendered for redemption; Dec 22 2023 stockholders approved deadline extension to Dec 20 2024, 2.8 million shares (66.3%) redeemed, 1.4 million shares remain; Dec 22 2024 2,371,801 shares redeemed after tender reversals;
8.60000
Stifel
Eran (Rani) Plaut, Nir Sasson
Mobility
Cayman
https://www.sec.gov/Archives/edgar/data/1881462/000121390021065857/f424b41221_spreeacq.htm
799
10.910
0.04914
0.000
99
2024-02-23
IVCP
IVCPU US Equity
IVCPW US Equity
Swiftmerge Acquisition
2021-12-15
2024-03-15
23986806.00
2246910.00
10.675
2023-09-30
0.170
0.194
10.845
10.870
0.000
24.694
-0.005
0.020
0.01335
-0.00417
21
0.03190
0.11816
200.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company is sponsored by Swiftmerge Holdings, LP, an affiliate of IVEST Consumer Partners LLC (IVEST). The Company will be led by IVEST management team members George Jones, John Sam Bremner, Christopher J. Munyan and Aston Loch. While the Company may pursue an initial business combination target in any industry, it currently intends to pursue opportunities targeting disruptive consumer companies utilizing technology and the internet to evolve the way that consumers interact with the market; If we have not consummated an initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares for cash; Up to eleven qualified institutional buyers or institutional accredited investors, who are not affiliated with any member of our management, who we refer to as the anchor investors, have expressed to us an interest to purchase up to an aggregate of 99% of the units offered in this offering. Conditioned upon an anchor investor participating in the offering in an amount equal to 100% of the units allocated to such anchor investor, each such anchor investor will enter into a separate agreement with us and our sponsor pursuant to which our sponsor will forfeit and we will sell an amount up to 225,000 founder shares to each anchor investor (such amount of founders shares to be dependent on the size of each anchor investors participation in the offering) at their original purchase price of approximately $0.003 per share, or up to 2,250,000 founder shares in the aggregate. Each anchor investor intends to purchase up to 300,000 private placement warrants, at a price of $1.00 per warrant; George Jones serves as Chairman of the Board of Directors and is the Co-Founder of IVEST, where, since 2013, he has led the extensive IVEST operating partner team and managed IVESTs global network of operator and retail relationships. Mr. Jones will bring decades of Fortune 500 c-suite operating experience to the sponsors mandate to identify and combine with a leading innovative consumer company. Mr. Jones has led some of the worlds most respected public consumer products and retail companies and has been recognized as a top retail and consumer products CEO. Throughout his career, Mr. Jones has developed a track record of successfully creating shareholder value while serving as the Chief Executive Officer of Borders, Chief Executive Officer of Saks Department Store Group, President of Warner Bros Consumer Products, Chief Executive Officer of Roses Stores and Executive Vice President of Target; John Sam Bremner, our Chief Executive Officer and a Co-Founder of IVEST, leads our management team. Since founding IVEST in 2013, Mr. Bremner has led the IVEST deal team to deploy equity across a broad range of innovative consumer companies. Mr. Bremner has a 20-year track record of sourcing successful proprietary private equity transactions and for the past 8 years has led IVESTs deal sourcing efforts. Prior to his career in private equity, Mr. Bremner worked in Global M&A consulting for Fujitsu and led the IT post-merger integration team for the largest telecom merger in Canadian history, the Telus/BC Tel merger; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Apr 3 2023 filed PRE14a to extend deadline to Dec 15 2023; Apr 6 2023 filed PRER14a to extend deadline to Dec 15 2023; May 8 2023 filed PRER14a to extend deadline to Mar 15 2024; May 15 2023 filed DEF14a to extend deadline to Mar 15 2024, vote June 12, NAV $10.40; June 12 2023 extension vote adjourned to June 15; Aug 11 2023 announced a business combination with HDL Therapeutics, Inc. after Apr 24 2023 announced a non-binding letter of intent with HDL Therapeutics Inc. (HDL Therapeutics), a privately held commercial stage biotech company with an FDA-approved cardiovascular therapy for reducing coronary atheroma in homozygous familial hypercholesterolemia (HoFH) patients; $480 million enterprise value; Symbol HDLT; The Transaction is expected to close in the fourth quarter 2023, with Swiftmerge to domesticate from the Cayman Islands to a Delaware corporation prior to the closing; The combined company expects to receive approximately $104 million in gross proceeds, including $24 million of cash held in Swiftmerges trust account (assuming no redemptions in connection with the Transaction) and approximately $80 million in new PIPE financing that Swiftmerge is seeking to raise; The Transaction is expected to close in the fourth quarter of 2023, subject to approvals by Swiftmerges shareholders and HDL Therapeutics stockholders, the expiration of the HSR Act waiting period, Swiftmerge having minimum cash available at closing of $30 million after payment of expenses, and other customary closing conditions; Feb 15 2024 IVCP / HDL Therapeutics deal terminated;
8.60000
1.000
BofA
George Jones, John Sam Bremner, Christopher Munyan, Aston Loch
Consumer
Cayman
https://www.sec.gov/Archives/edgar/data/1845123/000119312521346772/d128144ds1a.htm
800
10.990
10.800
0.04300
0.000
100
2024-02-23
IVCB
IVCBU US Equity
IVCBW US Equity
Investcorp Europe Acquisition I
2021-12-15
2024-06-17
126965920.00
11545295.00
10.997
2023-12-07
0.093
0.231
11.091
11.228
0.000
128.037
0.011
0.148
-0.00006
0.00445
115
0.04312
0.04013
0.02539
300.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one share of common stock of the Company at a price of $11.50 per share; While we may pursue a business combination target in any business or industry, we intend to capitalize on the experience and ability of our team to focus on opportunities in Western Europe, including the United Kingdom, or Northern Europe and, opportunistically, in Turkey, and businesses focusing on business services, consumer and lifestyle, niche manufacturing and technology; Promote schedule are to the schedule upon which the founder shares will convert into Class A ordinary shares following the consummation of our initial business combination on a one-for-one basis, subject to the adjustments described herein in accordance with the following schedule: (i) 50% on the trading day following the consummation of our initial business combination, and (ii) 50% if, post consummation of our initial business combination and prior to the ten year anniversary of our initial business combination, the volume weighted average trading price of the Class A ordinary shares for any 10 trading days within a 15 trading day period exceeds $12.00, on the trading day following such trading period; Established in 1982, Investcorp Group is a leading global alternative asset investment manager. Over its 39-year history, Investcorp Group has raised approximately US$50 billion and made acquisitions valued at approximately US$71 billion in total. Investcorp Group had approximately US$37 billion of assets under management as of June 30, 2021, compared to more than US$34 billion as of December 31, 2020; Our management team has also been carefully selected, comprising of Baroness Ruby McGregor-Smith as Chief Executive Officer; Alptekin Diler as Chief Investment Officer to identify and source potential Business Combinations and Craig Sinfield-Hain as Chief Financial Officer leveraging specialized execution capabilities, executive directors, including Hazem Ben-Gacem as Chairman appointed by Investcorp, and Peter McKellar as Vice-Chairman; Hazem Ben-Gacem. Hazem Ben-Gacem has been our Chairman of the board of directors since October 19, 2021. Hazem is Investcorps Co-Chief Executive Officer and Co-Chief Executive Officer of CP Holdings Limited with over 25 years of experience in successfully leading private equity investments across North America, Europe, the Middle East and Asia. Prior to Hazems appointment as Co-Chief Executive Officer of Investcorp and CP Holdings Limited in 2018, Hazem was previously the head of the European and Technology Private Equity platforms at Investcorp International Ltd from 2014 through 2018 and, prior to joining Investcorp International Ltd in 1994, worked at Credit Suisse First Bostons M&A team from 1992 through 1994; Baroness Ruby McGregor-Smith. Baroness Ruby McGregor-Smith has been our Chief Executive Officer since October 27, 2021. Ruby is currently the Chair of Mind Gym PLC and the President of the British Chambers of Commerce. Ruby also chairs the Institute of Apprenticeships and Technical Education and the Airport Operators Association. She is a non-executive director for the Tideway Tunnel. Ruby was formerly the Chief Executive of the Mitie Group plc from 2007 through 2016, Business Ambassador for the UK Government from 2012 through 2019 and Senior Independent Director and Non-Executive Director at Page Group plc from 2007 through 2017; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Our amended and restated memorandum and articles of association provide that we will have only 15 months from the closing of this offering (or up to 21 months, if we extend the time to complete a business combination as described in this prospectus) to complete our initial business combination. If we do not complete our initial business combination within such time period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses). If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three month extension (of which there may be no more than two
12.90000
1.000
Citi / CS
Baroness Ruby McGregor-Smith, Hazem Ben-Gacem
Diversified
Cayman
OpSec Group
2023-04-26 00:00
Apr 26 2023 announced a business combination with OpSec Group, a global leader in brand protection solutions and intellectual property (IP) management; Anticipated pro-forma enterprise value of the combined company is approximately $426 million; This transaction is supported by a $50 million backstop by the sponsor of Investcorp Europe, with up to $199 million in gross transaction proceeds available to OpSec Group subject to redemptions by Investcorp Europe shareholders; Valuation: 10.7x EBITDA (2024E); For the combined OpSec Group, which includes Zacco, pro-forma fiscal 2023 revenue is expected to be approximately $218 million. As a percentage of total, 95% of OpSecs total revenue is reoccurring and based on established contractual relationships. OpSec Group has a strong track record in client service and quality with approximately 90% retention annually across a base of more than 5,000 customers. In combination with these strong revenue dynamics, EBITDA margins have expanded from fiscal 2021 through fiscal 2023; The transaction, which has been unanimously approved by the boards of directors of OpSec Group and Investcorp Europe, including a special committee of the board of directors of Investcorp Europe formed for the purpose of evaluating the transaction, is subject to approval by Investcorp Europe shareholders and other customary closing conditions, including the receipt of certain regulatory approvals and is expected to close in the second half of 2023;
https://www.sec.gov/Archives/edgar/data/1857410/000119312521359613/d171893d424b4.htm
800
497
11.090
11.140
0.04300
https://www.sec.gov/Archives/edgar/data/1857410/000119312523117050/d467785dex992.htm
0.000
101
2024-02-23
PRLH
PRLHU US Equity
PRLHW US Equity
Pearl Holdings Acquisition
2021-12-15
2024-12-17
23215992.00
2167693.00
10.710
2023-12-14
0.083
0.430
10.793
11.140
0.000
23.216
0.083
0.430
-0.00767
298
0.04944
0.04944
175.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to focus its search for a target business in global consumer-focused industries, including companies that participate in the lifestyle, technology, healthcare and wellness sectors; If we have not completed our initial business combination within 18 months (or up to 24 months if our sponsor exercises its extension options) from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable. To exercise each of its three-month extension options, our sponsor is required to deposit an extension fee amount equal to $0.05 per public share into the trust account if at the time of such extension we have not entered into an executed a letter of intent, agreement in principle or definitive agreement for our initial business combination; Craig Barnett is the Chairman of our board of directors (our Chairman) and our Chief Executive Officer. Mr. Barnett has been the Chief Executive Officer of Meadow Lane since 2014 and its associated broker-dealer and predecessor entities since inception and established and manages the global investment team. Mr. Barnett has over 35 years of experience in investment banking, private equity and corporate development and is responsible for Meadow Lanes partnerships with financing and investment firms; Terry Duddy is our Vice Chairman and a member of our board of directors. Mr. Duddy has over 30 years of leadership experience with public companies and is a seasoned Chief Executive and digital commerce pioneer. Mr. Duddy has also worked with Meadow Lane principals for over 20 years. Mr. Duddy was a Director and member of the Executive Committee of GUS from 1998 to 2006, having joined as the Chief Executive Officer of Argos; Warrants redeemable if stock :$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share; May 9 2023 PRLH filed PRE14a to extend deadline to June 17 2024, vote June 12, NAV $10.45; May 22 2023 filed DEF14a to extend deadline to June 17 2024, vote June 12, NAV $10.45; June 12 2023 entered into a non-binding LOI, extended deadline to Sept 17 2023; Sept 15 2023 extended deadline to Dec 17 2023; Nov 2 2023 filed PRE14a to extend deadline to Dec 17 2024; Nov 20 2023 file DEF14a to extend deadline to Dec 17 2024, vote Dec 8;
9.00000
1.000
MS
Craig Barnett, Terry Duddy
Consumer
Cayman
https://www.sec.gov/Archives/edgar/data/1856161/000182912621016560/pearlholdings_424b4.htm
800
10.710
0.05143
0.000
102
2024-02-23
BFAC
BFAC/U US Equity
BFAC/WS US Equity
Battery Future Acquisition
2021-12-15
2024-06-17
56256116.00
5170599.00
10.880
2023-11-15
0.118
0.255
10.998
11.135
0.000
56.463
0.078
0.215
-0.00714
0.00014
115
0.06376
0.06376
0.03940
300.00000
0.500
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or geographic region (excluding China), the Company intends to focus its search on industries spearheading the shift from fossil fuels to electrification, including companies in the battery value chain from the mine site to end user to after-life battery and component recycling; Simon Michael Hay (Non-executive Chairman) brings a wealth of mining industry experience to Battery Future Acquisition Corp, having led Galaxy Resources (ASX: GXY) as CEO between July 2019, up until its $3.1 billion merger of equals with Orocobre on August 25, 2021. Galaxy Resources was an established lithium producer in Western Australia and developed lithium brine and hard rock assets in Argentina and Canada through entities for which Mr. Hay served as a director. Galaxy previously designed and operated a downstream conversion facility in China and are now investigating further downstream processes for their development projects assets. Prior to joining Galaxy, Mr. Hay spent over 10 years at Iluka Resources and held several positions such as Head of Resource Development from March 2016 to June 2019, where he was responsible for exploration and geology, mine planning and development, major projects and engineering and technology and innovation; Gregory (Greg) Pentland Martyr (Chief Executive Officer) has over 30 years experience across resources investment banking, corporate finance and the management of international mining companies. Since March 2018, Mr. Martyr has served as the non-executive director of Euro Manganese (ASX: EMN), which owns a 100% interest in the Chvaletice Manganese project, the only sizeable manganese resource in the European Union, with the potential to provide up to 50% of projected European demand for high purity manganese for batteries. Since February 2018, Mr. Martyr has served as a non-executive director, and since January 2021, the non-executive chairman, of Capital Metals plc, a company developing a high-grade mineral sands project in Sri Lanka. Since 2016, Mr. Martyr, through his private company, has been an investor in, and strategic and capital raising advisor to, several companies in the mining, technology and agriculture sectors; We will have up to 18 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 18 months, we may, by resolution of our board if requested by our sponsor or its affiliates or designees, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 24 months to complete a business combination), subject to our initial shareholders or their affiliates or designees depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our initial shareholders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account, pro rata in accordance with their percentage ownership of the total number of outstanding founder shares, an aggregate of $3,000,000 or $3,450,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), or up to an aggregate of $6,000,000 (or up to $6,900,000 depending on the extent to which the underwriters over-allotment option is exercised), or $0.20 per share, for a full six-month extension, on or prior to the date of the applicable deadline, for each three-month extension, on or prior to the date of the applicable deadline; Warrants redeemable if stock >$18.00; Cantor has informed us that it, its affiliates, or ce