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Summary Information | |
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SPAC Name | |
Target | |
Focus | |
Cash in Trust ($M) | |
IPO Date | |
Liquidation / Redemption Date | |
Founders / Sponsor | |
Sponsor At-Risk Capital ($M) | |
Underwriters | |
Units Outstanding | |
IPO Size ($M) | |
Domicile | |
Announcement Date | |
Trading Data | |
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Symbol | |
SPAC Price | |
Unit Price | |
Warrant Price | |
Sponsor Warrant Price | |
Warrants / Unit | |
Market Cap ($M) | |
Net Asset Value | |
Deal Enterprise Value ($M) | |
Right Unit | |
Right Price | |
Disclosed NAV |
Risk / Downside Protection | |
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Redemption Upside | |
Redemption Downside | |
Arbitrage Return | |
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% Premium / (Discount) to NAV | |
Arbitrage Yield | |
Deal Note |
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Links | |
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Prospectus Link | |
Deal Deck | |
SPAC Notes |
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Top Shareholders | ||
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Shareholder | Shares Held | % of Shares |
Otr Sponsor | 2,611,838 | 24.6% |
Atw Spac Management | 990,957 | 9.3% |
Boothbay Fund Manage | 990,957 | 9.3% |
Karpus Management In | 878,839 | 8.3% |
Hudson Bay Capital M | 800,000 | 7.5% |
Historical Trading | |
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Past 10 Days Average Volume | 89,192 |
Total Volume Since Announced | 2,250 |
Low Since Announced | $10.17 |
High Since Announced | $10.17 |
No
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Date
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Ticker
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Unit
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Warrant
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SPAC
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IPO Date
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Liquidation Date
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Trust Value
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Unit Outstanding
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Disclosed NAV
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NAV Date
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Accrued Interest Current
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Accrued Interst Redemption
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Current Estimated NAV
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Redemption Estimated NAV
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Daily Price Change
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Market Cap (MM Dollar)
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Current NAV Bid
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Redemption NAV Bid
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Discount Percent/ Premium
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Unit Discount Percent/ Premium
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Days
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IRR to Redemption (Bid)
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IRR to Redemption (Last)
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IRR to Redemption (Unit)
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IPO Size (MM Dollar)
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Warrants Unit
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Notes
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Sponsor At-Risk Capital (MM Dollar)
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Sponsor Warrant Price
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Underwriters
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Founders or Sponsors
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Focus
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Domicile
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Deal Announced?
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Deal Announcement Date
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Deal Notes
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Prospetus Link
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Days Outstanding
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IPO Deal Announcement Date
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SPAC Price
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Unit Price
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At-Risk Capital as Percent of IPO
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Deck Deal
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Right Unit
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Right Price
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1
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2024-09-07
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VCIC
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VCICU US Equity
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VCICW US Equity
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Vine Hill Capital Investment
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2024-09-06
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2026-06-08
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201000000.00
|
20000000.00
|
10.050
|
2024-09-06
|
0.000
|
0.754
|
10.050
|
10.804
|
|
|
|
|
|
|
640
|
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200.00000
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0.500
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Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We will have 21 months from the closing of this offering to consummate an initial business combination. We refer to the time period we have to complete an initial business combination as the completion window. We may seek the approval of our shareholders at any time to amend our amended and restated memorandum and articles of association to modify the amount of time we will have to complete an initial business combination, in which case our public shareholders will be offered an opportunity to redeem their public shares. If we have not completed our initial business combination within the completion window and we do not otherwise seek shareholder approval to amend our amended and restated memorandum and articles of association to further extend the time to complete an initial business combination, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of permitted withdrawals and up to $100,000 of interest to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $201 million, or $231.15 million if the underwriters option to purchase additional units is exercised in full ($10.05 per unit in either case), will be deposited into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee; While we may pursue an acquisition opportunity in any business, industry, sector or geographical location, we intend to focus on industries that complement our management teams background, and to capitalize on the ability of our management team to identify and acquire a business, focusing on the industrial and services industries. We will seek to acquire one or more businesses with an aggregate enterprise value of approximately $500 million to $1 billion (and may be greater than $1 billion), and we will not be prohibited from pursuing businesses with an aggregate enterprise value of less than $500 million; Our management team is led by Nicholas Petruska, our Chief Executive Officer, who is a long-tenured and experienced SPAC executive. Mr. Petruska served as Executive Vice President, Chief Financial Officer and Secretary of Hennessy Capital Investment Corp. VI (Hennessy VI) (NASDAQ: HCVI) from September 2021 to August 2024. Mr. Petruska held the same position with Hennessy Capital Investment Corp. V (Hennessy V), Hennessy Capital Investment Corp. IV (Hennessy IV), Hennessy Capital Investment Corp. III (Hennessy III), Hennessy Capital Investment Corp. II (Hennessy II) and a similar position with Hennessy Capital Investment Corp. I (Hennessy I and together with Hennessy II, Hennessy III, Hennessy IV, Hennessy V and Hennessy VI, the Hennessy Capital SPACs). Hennessy V elected not to complete an initial business combination and in December 2022 was liquidated with the cash held in trust returned to public stockholders. Mr. Petruska led the transaction execution and due diligence assessments of School Bus Holdings (Blue Bird) (NASDAQ: BLBD), Daseke, Inc. (NASDAQ: DSKE), NRC Group (NYSE: NRCG) and Canoo Holdings Ltd (NASDAQ: GOEV), for Hennessy I, II, III and IV, respectively; Mr. Petruska is joined by Daniel Zlotnitsky, our Chief Financial Officer, who has robust experience as a SPAC investor. Mr. Zlotnitsky previously served as an investment professional with Hennessy VI and Hennessy V. Mr. Zlotnitsky served as Special Advisor to Twin Ridge on its merger with Carbon Revolution plc (NASDAQ: CREV). Prior to working with the Hennessy Capital SPACs, Mr. Zlotnitsky was an investment professional at The Gores Group LLC, where he was a member of the SPAC investment team that consummated Gores Holdings IV, Inc.s (Gores IV) merger with United Wholesale Mortgage (NYSE: UWMC), Gores Holdings V, Inc.s (Gores V) merger with Ardagh Metal Packaging S.A. (NYSE: AMBP), and Gores Metropoulos II, Inc.s (Gores Metropoulos II) merger with Sonder Holdings Inc. (NASDAQ: SOND); Warrants redeemable if stock >$18.00; Our initial shareholders, directors and officers will agree to waive: (1) their redemption rights with respect to any founder shares and public shares held by them, as applicable, in connection with the completion of our initial business combination (2) their redemption rights with respect to any founder shares and public shares held by them in connection with a shareholder vote to approve an amendment to our amended and restated memorandum and articles of association (A) to modify the substance or timing of our obligation to provide for the redemption of our public shares in connection with an initial business combination or to redeem 100% of our public shares if we have not consummated our initial business combination within the completion window or (B) with respect to any other provision relating to shareholders rights or pre-initial business combination activity and (3) their rights to liquidating distributions from the trust account with respect to any founder shares they hold if we fail to complete our initial business combination within the completion window; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (net of permitted withdrawals). The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a general meeting called to approve the business combination; or by means of a tender offer;
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5.50000
|
1.000
|
Stifel
|
Nicholas Petruska, Daniel Zlotnitsky
|
Industrial
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2025396/000121390024070166/ea0207352-06.htm
|
0
|
|
|
|
0.02750
|
|
0.000
|
|
2
|
2024-09-07
|
POLE
|
POLEU US Equity
|
POLEW US Equity
|
Andretti Acquisition II
|
2024-09-06
|
2026-09-08
|
201000000.00
|
20000000.00
|
10.050
|
2024-09-06
|
0.000
|
0.862
|
10.050
|
10.912
|
|
|
|
|
|
|
732
|
|
|
|
200.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Our sponsor, Andretti Sponsor II LLC, and BTIG, LLC, the representative of the underwriters, have committed, pursuant to written agreements, to purchase from us an aggregate of 700,000 private placement units (or up to 760,000 private placement units if the underwriters over-allotment option is exercised in full) at $10.00 per unit (for an aggregate purchase price of $7,000,000 (or up to $7,600,000 if the underwriters over-allotment option is exercised in full) in a private placement that will close simultaneously with the closing of this offering. Of those 700,000 private placement units, our sponsor has agreed to purchase 450,000 private placement units (including if the underwriters over-allotment option is exercised in full) and BTIG, LLC has agreed to purchase 250,000 private placement units (or up to 310,000 private placement units if the underwriters over-allotment option is exercised in full). The private placement units are identical to the units sold in this offering, subject to certain limited exceptions as described in this prospectus. Nine institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the non-managing sponsor investors throughout this prospectus, have expressed an interest to indirectly purchase, through the purchase of non-managing sponsor membership interests, an aggregate of 300,000 private placement units at a price of $10.00 per unit ($3,000,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering; The non-managing sponsor investors have expressed to us an interest in purchasing up to an aggregate of approximately 17.82 million of the units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing sponsor investors has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; We have until the date that is 24 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of public shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable), divided by the number of then issued and outstanding public shares, subject to applicable law. If we are unable to complete our initial business combination within the completion window, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay dissolution expenses), divided by the number of then issued and outstanding public shares; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $201.0 million, or $231.15 million if the underwriters overallotment option is exercised in full ($10.05 per unit in either case), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee; The team includes William J. (Bill) Sandbrook, who currently serves as our Executive Chairman, and William M. (Matt) Brown, our Chief Executive Officer and Principal Financial and Accounting Officer. Our board of directors is expected to provide valuable guidance, technical domain expertise, value-added input regarding senior team leadership capabilities of prospective business combination targets, and have access to differentiated ideas and opportunities through complementary networks. They also have specific special purpose acquisition company, or SPAC, experience and a proven track record of business combination success; Our management team and special advisors previously led Andretti Acquisition Corp., a publicly traded special purpose acquisition company. On January 18, 2022, Andretti Acquisition Corp. consummated its initial public offering (the IPO) of 23,000,000 units, including the issuance of 3,000,000 units as a result of the underwriters exercise of their over-allotment option in full. The units were sold at a price of $10.00 per unit, generating gross proceeds of $230,000,000. In addition, simultaneously with the closing of the IPO, Andretti Acquisition Corp. completed the private sale of an aggregate of 13,550,000 warrants (at a purchase price of $1.00 per warrant to its sponsor and its sponsors co-investor, generating gross proceeds of $13,550,000. A total of $235,750,000 was placed in a U.S.-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee. Andretti Acquisition Corp. consummated its business combination with Zapata Computing, Inc. (Zapata AI), an Industrial Generative AI software company, on March 28, 2024, resulting in Zapata Computing Holdings Inc. (Zapata). Zapatas common stock currently trades on the Nasdaq Global Market under the symbol ZPTA and its warrants currently trade on the Nasdaq Capital Market under the symbol ZPTAW. The closing trading price of the common stock of Zapata was $0.5001 per share on August 21, 2024; William J. (Bill) Sandbrook has served as our Executive Chairman and the Chairman of the board of directors since May 2024. Since 2022, Mr. Sandbrook has served as a member of the board of directors at Imperium Development Partners, LLC, a multifamily
|
7.00000
|
|
BTIG
|
Michael Andretti, Bill Sandbrook, William M. (Matt) Brown
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2025341/000121390024076167/ea0208202-05.htm
|
0
|
|
|
|
0.03500
|
|
0.000
|
|
3
|
2024-09-07
|
GIG
|
GIGGU US Equity
|
GIGGW US Equity
|
GigCapital7
|
2024-08-29
|
2026-05-31
|
250000000.00
|
25000000.00
|
10.000
|
2024-08-29
|
0.009
|
0.750
|
10.009
|
10.750
|
|
248.500
|
|
|
|
-0.00693
|
632
|
|
|
0.04629
|
250.00000
|
1.000
|
Each unit consists of one share of our Class A ordinary shares and one redeemable warrant. We refer herein to the units sold in this offering as our public units, and the components thereof as our public shares and public warrants, respectively. Each whole warrant entitles the holder to purchase one Class A ordinary share at a price of $11.50 per share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although we intend to focus on companies in the technology, media, and telecommunications (TMT), artificial intelligence and machine learning (AI/ML), cybersecurity, medical technology and medical equipment (MedTech), semiconductors and sustainable industries; We will provide the purchasers of our public units, or our public shareholders, with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of 2 business days prior to consummation of the initial business combination, including interest (which interest shall be net of taxes payable, if any), divided by the number of then issued and outstanding public shares. The amount in the trust account will initially be $10.00 per public share; Our Sponsor is supported by affiliates of Meteora and/or Meteora Capital, LLC, an investment adviser specializing in SPAC-related investments (Meteora). Meteoras principals have previous experience across the full lifecycle of SPACs, from the initial public offering to the de-SPAC business combination process. Meteora will act as a consultant to the Company in connection with this offering. Meteora will be paid by the Company for consulting services. Meteora is expected to purchase public units from the underwriters in this offering at the offering price; Thirteen groups of institutional investors (none of which are affiliated with any member of our management, our Sponsor or any other investor), which we refer to as the non-managing investors throughout this prospectus, have committed, pursuant to written agreements, to purchase an aggregate of 2,826,087 Class B ordinary shares, or private placement shares, from us in a private placement that will close simultaneously with this offering at the price of $1.15 per share. The private placement shares along with the founder shares will collectively represent 40% of the issued and outstanding ordinary shares upon completion of this offering. A portion of the proceeds from the sale of the private placement shares will be placed in the trust account. However, if this offering is not consummated on or prior to August 31, 2024, the subscription agreements with the non-managing investors will terminate, and the Company will have to seek amendments or renewals of such subscription agreements or look for new investors willing to purchase private placement shares. If the Company cannot secure such amendments or renewals or find new investors, it may not have sufficient funds for this offering or the Companys operations; The non-managing investors have expressed an interest in purchasing up to an aggregate of approximately 97.67% of $250 million or $24.418 million of the public units in this offering at the offering price (assuming the underwriters do not exercise their over-allotment option); We have until the date that is 21 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 21-month period, we may seek shareholder approval to amend our first amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of public shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to applicable law. If we are unable to complete our initial business combination within the 21-month period, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (which interest shall be net of taxes payable and up to $100,000 of interest income to pay liquidation expenses); Upon consummation of the offering, $10.00 per public unit sold in this offering (whether or not the over-allotment option has been exercised, and whether exercised in full or in part) will be deposited into a segregated trust account located in the United States managed by Continental Stock Transfer & Trust Company acting as trustee; GigCapital7 is our seventh SPAC affiliated with GigCapital Global, with five of the other six having completed business combinations; GigCapital, Inc. (GIG1), which successfully completed its business combination with Kaleyra S.p.A., following which it was renamed as Kaleyra, Inc. (NYSE American: KLR) in November 2019, and Kaleyra, Inc. was then acquired in November 2023 by Tata Communications; GigCapital2, Inc. (GIG2), which successfully completed its business combination with UpHealth Holding, Inc. and Cloudbreak Health, LLC, following which it was renamed as UpHealth, Inc. (OTC Pink: UPHL) in June 2021, and UpHealth, Inc. sold subsidiaries Innovations Group Incorporated in June 2023 to Belmar Pharma Solutions and Cloudbreak Health in March 2024 to an affiliate of GTCR, LLC; GigCapital3, Inc. (GIG3), which successfully completed its business combination with Lightning Systems, Inc. (doing business as Lightning eMotors), following which it was renamed as Lightning eMotors, Inc. (OTC Expert Market: ZEVY) in May 2021; GigCapital4, Inc. (GIG4), which successfully completed its business combination with BigBea
|
3.25000
|
|
Craft / EF Hutton
|
Avi Katz, Meteora
|
Tech
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2023730/000119312524205357/d794575ds1a.htm
|
8
|
|
|
9.940
|
0.01300
|
|
0.000
|
|
4
|
2024-09-07
|
BSII
|
BSIIU US Equity
|
BSIIW US Equity
|
Black Spade Acquisition II
|
2024-08-28
|
2026-08-29
|
150000000.00
|
15000000.00
|
10.000
|
2024-08-28
|
0.011
|
0.857
|
10.011
|
10.857
|
|
149.400
|
|
|
|
-0.00505
|
722
|
|
|
0.04455
|
150.00000
|
0.333
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We will not consummate our initial business combination with an entity or business with China operations consolidated through a variable interest entity, or VIE, structure; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of amounts withdrawn to fund our working capital requirements, including for payment of any income taxes and up to $100,000 to pay dissolution expenses, subject to an annual limit of 10% of interest earned on funds held in the trust account (permitted withdrawals)); Except for income taxes, the proceeds placed in the trust account and the interest earned thereon are not intended to be used to pay for possible excise tax or any other fees or taxes that may be levied on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the Inflation Reduction Act of 2022 (IRA) on any redemptions or stock buybacks by the Company; We will have 24 months from the closing of this offering (or 27 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering), or until such earlier liquidation date as our board of directors may approve, to consummate an initial business combination, which we refer to herein as the completion window. If we do not complete our initial business combination within this time period, we will redeem 100% of the public shares at a per-share price payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less funds withdrawn for any permitted withdrawals); Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $150,000,000, or $172,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; While we intend to conduct a global search for target businesses without being limited by geographic region, our sponsor, our executive officers and a majority of our directors are based in Hong Kong, and our founder and executive officers have experience investing in and building businesses in the Asia Pacific region and have a deep understanding of the regions business environment, regulations, regulatory bodies and culture. Therefore, we may pursue a business combination with a company doing business in Greater China, including, solely for purposes of this prospectus, Hong Kong, Taiwan and Macau; The completion window ends (i) 24 months from the closing of this offering (or such earlier liquidation date as our board of directors may approve), or 27 months from the closing of this offering (or such earlier liquidation date as our board of directors may approve) if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering; Black Spade Capital Limited (Black Spade Capital) is the private investment arm of Mr. Lawrence Ho and an affiliate of our sponsor. Mr. Ho is a visionary entrepreneur and a globally recognized leader within the leisure and entertainment industry. Mr. Ho has been the chairman and chief executive officer of Melco International Development Limited, a company listed on the Stock Exchange of Hong Kong (collectively with its subsidiaries, Melco International or Melco Group) since March 2006. Mr. Ho is also currently the chairman and chief executive officer of Melco Resorts & Entertainment Limited, a company listed on the NASDAQ Global Select Market (Melco Resorts & Entertainment), and a director of Studio City International Holdings Limited, a company listed on the New York Stock Exchange, both listed subsidiaries of Melco International. In 2011 and from 2013 to 2020, Mr. Ho was named Asias Best CEO at the Asian Excellence Awards and received the Asian Corporate Director Recognition Award by Corporate Governance Asia magazine from 2012 to 2019 and in 2021; The Company is the second special purpose acquisition company of our founder, Black Spade Capital and our management team. Our first special purpose acquisition company, Black Spade Acquisition Co (BSAQ), completed its $169.0 million initial public offering in August 2021. In August 2023, BSAQ completed a business combination with VinFast, a leading Vietnamese automaker and the first Vietnamese business to list in the U.S. by way of a business combination; Dennis Tam, or Chi Wai Dennis Tam, our Executive Chairman and Co-Chief Executive Officer. As the Chairman and Co-Chief Executive Officer of BSAQ, Mr. Tam led BSAQ to complete a US$23 billion business combination with VinFast in 2023. Mr. Tam serves as President and CEO of Black Spade Capital with more than 30 years of experience in corporate finance, mergers & acquisitions, accounting, financial control and accounting. Prior to joining Black Spade Capital, Mr. Tam was the Group Finance Director of Melco International from 2006 to 2017; Kester Ng, or Shing Joe Kester Ng, our Co-Chief Executive Officer and Chief Financial Officer, served as Co-Chief Executive Officer of BSAQ, which consummated a business combination with VinFast in August 2023. Mr. Ng also serves as the Chief Executive Officer of GRE Investment Advisors Limited, a company providing
|
5.50000
|
0.500
|
Clear Street / Cohen
|
Lawrence Ho, Dennis Tam, Kester Ng, Richard Taylor
|
Diversified (Asia)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2025065/000110465924094661/tm2416771-13_424b4.htm
|
9
|
|
|
9.960
|
0.03667
|
|
0.000
|
|
5
|
2024-09-07
|
HOND
|
HONDU US Equity
|
HONDW US Equity
|
HCM II Acquisition
|
2024-08-16
|
2026-08-17
|
231150000.00
|
23000000.00
|
10.050
|
2024-08-16
|
0.025
|
0.861
|
10.075
|
10.911
|
|
229.770
|
|
|
|
-0.00841
|
710
|
|
|
0.04638
|
200.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Seventeen institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the non-managing sponsor investors throughout this prospectus, have expressed an interest to indirectly purchase, through the purchase of non-managing sponsor membership interests, an aggregate of 3,500,000 of the 6,850,000 private placement warrants at a price of $1.00 per warrant ($3,500,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Such non-managing sponsor investors will hold a total of 81.9% of the sponsors 4,275,000 private placement warrants. Subject to each non-managing sponsor investor purchasing, indirectly through the sponsor, the private placement warrants allocated to it in connection with the closing of this offering, the sponsor will issue membership interests at a nominal purchase price to the non-managing sponsor investors reflecting interests in an aggregate of 48.7% of the Class B ordinary shares held by the sponsor (or 2,800,000 Class B ordinary shares assuming that the underwriters over-allotment option is exercised in full); The non-managing sponsor investors have expressed to us an interest in purchasing up to an aggregate of approximately $226,118,030 of the units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing sponsor investors has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; We have until the date that is 24 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of public shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable), divided by the number of then issued and outstanding public shares, subject to applicable law. If we are unable to complete our initial business combination within 24 months from the closing of this offering or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $201.0 million, or $231.15 million if the underwriters overallotment option is exercised in full ($10.05 per unit in either case), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Shawn Matthews, Chairman and Chief Executive Officer and Steven Bischoff, President and Chief Financial Officer; Mr. Matthews, with over 30 years of financial services experience, is currently Chairman and Chief Executive Officer of HCM II Acquisition Corp. Mr. Matthews is also the Founder and Chief Investment Officer of Hondius Capital Management, an alternative investment firm founded in 2019. He is responsible for the overall success of the business with a particular focus on managing all firm investments. Prior to this role, Mr. Matthews was Chief Executive Officer of Cantor Fitzgerald & Co. (2009-2018), a leading financial services firm and the underwriter, where he was responsible for the firms risk taking businesses and strategic growth;On January 20, 2022, HCM Acquisition Corp (Nasdaq: HCMA), raised $287 million in its initial public offering, led by Mr. Matthews as Chairman and CEO. On March 20, 2024, HCM closed its $690 million business combination with Murano Global Investments, Ltd., a Mexican development company with extensive experience in the structuring, development and assessment of industrial, residential, corporate office, and hotel projects in Mexico with a vision to create competitive and leading investment vehicles for the acquisition, consolidation, operation, and development of real estate assets; We expect the pro rata redemption price to be approximately $10.05 per public share; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or vote against, our initial business combination, all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (less taxes payable). The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares, regardless of whether they abstain, vote for, or vote against, our initial business combination, upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Our sponsor, officers and directors have agreed, pursuant to a letter agreement, that the
|
6.85000
|
1.000
|
Cantor
|
Shawn Matthews, Steven Bischoff, Hondius Capital Management
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2019804/000114036124037680/ny20027439x12_424b4.htm
|
21
|
|
|
9.990
|
0.03425
|
|
0.000
|
|
6
|
2024-09-07
|
SBXD
|
SBXD/U US Equity
|
SBXD/WS US Equity
|
SilverBox IV
|
2024-08-16
|
2026-08-17
|
201000000.00
|
20000000.00
|
10.050
|
2024-08-16
|
0.025
|
0.861
|
10.075
|
10.911
|
|
200.400
|
|
|
|
-0.00543
|
710
|
|
|
0.04477
|
200.00000
|
0.333
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We will have 24 months from the closing of this offering to consummate an initial business combination; If our completion window is extended by an amendment to our amended and restated memorandum and articles of association, our shareholders will be entitled to vote on such amendment and to redeem their shares in connection with any such extension. If we have not completed our initial business combination within the completion window or we do not otherwise seek shareholder approval to amend our amended and restated memorandum and articles of association to further extend the time to complete our initial business combination, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less taxes payable and up to $100,000 of interest to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $201 million, or $231.15 million if the underwriters option to purchase additional units is exercised in full ($10.05 per unit in either case), will be deposited into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee; Twelve institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the sponsor non-managing members throughout this prospectus, have expressed an interest to purchase non-managing membership interests in our sponsor reflecting interests in an aggregate of 350,000 of the 455,000 private placement units to be purchased by our sponsor (whether or not the over-allotment option is exercised), at a price of $10.00 per interest ($3,500,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering; The sponsor non-managing members have expressed to us an interest in purchasing up to an aggregate of approximately 17,060,000 units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). While there is no limit on the number of units that may be purchased by any of the sponsor non-managing members, none of the sponsor non-managing member has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; We have been formed as part of a long-term vision to sponsor a series of special purpose acquisition companies (SPACs). Members of our management team worked together as executive officers or members of the board of directors of SBXC, Boxwood Merger Corp. (Boxwood), which completed its initial business combination with Atlas Technical Consultants, Inc., and SBEA, which completed its initial business combination with Black Rifle Coffee Company. Therefore, we represent the fourth SPAC led by members of our management team. We believe this vision, strategy and experience will serve as a competitive advantage for us; In 2021, our Founder Group founded SBXC, a blank check company formed for substantially similar purposes as our company. Additionally, members of our management team serve as the management team for SBXC. SBXC completed its initial public offering in March 2023, in which it sold 13,800,000 units, each consisting of one share of SBEA common stock and one-third of one warrant to purchase one share of SBXC common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $138,000,000. SBXC has not yet identified a target for its potential business combination. As a result, there is a material conflict of interest between SBXC and our company as we and SBXC are both engaged in the business of engaging in business combinations; Warrants redeemable if stock > $18.00; Unless and until we complete our initial business combination, no proceeds held in the trust account will be available for our use. The funds in the trust account will be invested only in U.S. government treasury bills with a maturity of 185 days or less or in money market funds that meet certain conditions under Rule 2a-7 under the Investment Company Act and that invest only in direct U.S. government obligations and/or deposited in an interest bearing demand deposit account at a U.S.-chartered commercial bank with consolidated assets of $100 billion or more; If we do not complete our initial business combination within the completion window, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses); We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or vote against, our initial business combination, all or a portion of their public shares upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or vote against, our initial business combination, all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a general meeting called to approve the business combination; or (2) by means of a tender of
|
4.55000
|
|
Santander
|
Stephen Kadenacy, Joseph Reece, SilverBox Capital
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2015947/000110465924087877/tm248249-9_s1a.htm
|
21
|
|
|
10.020
|
0.02275
|
|
0.000
|
|
7
|
2024-09-07
|
CEP
|
|
|
Cantor Equity Partners
|
2024-08-13
|
2026-08-14
|
101357216.00
|
10000000.00
|
10.136
|
2024-08-13
|
0.029
|
0.868
|
10.164
|
11.004
|
0.000
|
100.100
|
0.164
|
1.004
|
-0.01517
|
|
707
|
0.05064
|
0.05010
|
|
100.00000
|
0.000
|
Unlike in the initial public offerings by certain other special purpose acquisition companies, this is not an offering of units and investors will not receive warrants that would become exercisable following the completion of our initial business combination; We have until the date that is 24 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we are unable to complete our initial business combination within 24 months from the closing of this offering and we do not seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination, or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the Class A ordinary shares sold in this offering at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes paid and payable); Our sponsor has also agreed to lend us up to $1,500,000, which we refer to herein as the sponsor note, which sponsor note will be drawn by us in connection with the consummation of our business combination, an extension of time for us to consummate a business combination or our liquidation (each, a Redemption Event), such that an amount equal to $0.15 per public share being redeemed in connection with the applicable Redemption Event will be added to the trust account and paid to the holders of the applicable redeemed shares on such Redemption Event. Upon consummation of our initial business combination, the outstanding amounts under the sponsor note will be repaid by us. If we are unable to consummate an initial business combination, the outstanding amounts under the sponsor note would be repaid only out of funds held outside of the trust account; Of the proceeds we receive from this offering and the sale of the private placement shares, $100,000,000 or $115,000,000 if the underwriters over-allotment option is exercised in full ($10.00 per public share in either case) will be deposited into a trust account in the United States at J.P. Morgan Chase Bank, N.A., with Continental Stock Transfer & Trust Company acting as trustee; Sponsor note are to the promissory note evidencing the loan our sponsor will make to us in connection with the consummation of our business combination, an extension of time for us to consummate a business combination or our liquidation (each, a Redemption Event), such that an amount equal to $0.15 per public share being redeemed in connection with the applicable Redemption Event will be added to the trust account and paid to the holders of the applicable redeemed shares; Mr. Lutnick, in his position as an officer of Cantor and its affiliates, has a history of making successful acquisitions. Since 2005, Cantor and its affiliates have acquired over 75 companies in the financial and real estate services industries. In financial services, these acquisitions have included, among others, the publicly traded wholesale and inter-dealer brokerage firm GFI Group, Inc., or GFI, Sunrise Brokers Group, a global leader in listed and over the counter (OTC) derivative products brokerage, and Ed Broking Group Limited (Ed Broking), an independent Lloyds of London insurance broker (which BGC subsequently sold in November 2021). In real estate services, these acquisitions have included, among others, Newmark & Company Real Estate, Inc., Berkeley Point Financial LLC, which is one of the nations leading providers of multifamily capital solutions, engaged primarily in the origination, funding, sale and servicing of multifamily loans guaranteed by Government Sponsored Enterprises, Grubb & Ellis, Apartment Realty Advisors (ARA), and Cornish & Carey. Most of Newmarks subsidiaries, including, ARA, Berkeley Point, and Cornish & Carey now operate under the name Newmark or NKF. Entities controlled by Cantor have also sponsored eight additional SPACs: CF Finance Acquisition Corp. (Cantor SPAC I), CF Finance Acquisition Corp. II (Cantor SPAC II), CF Finance Acquisition Corp. III (Cantor SPAC III), CF Acquisition Corp. IV (Cantor SPAC IV), CF Acquisition Corp. V (Cantor SPAC V), CF Acquisition Corp. VI (Cantor SPAC VI), CF Acquisition Corp. VII (Cantor SPAC VII) and CF Acquisition Corp. VIII (Cantor SPAC VIII); Our sponsor has also agreed to lend us up to $1,500,000 pursuant to the sponsor note in connection with each Redemption Event such that an amount equal to $0.15 per public share being redeemed in connection with the applicable Redemption Event will be added to the trust account and paid to the holders of the applicable redeemed shares on such Redemption Event. The sponsor note will not bear interest and will be repaid by us at the closing of our initial business combination. If we are unable to consummate an initial business combination, the sponsor note would be repaid only out of funds held outside of the trust account. Our sponsor has waived any claims against the trust account in connection with the sponsor note; We will provide our public shareholders with the opportunity, regardless of whether they abstain, vote for, or vote against, our initial business combination, to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then issued and outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share (but the redemption amount will be equivalent to $10.15, inclusive of $0.15 per redeemed share to be funded pursuant to the Sponsor Note in connection with a Redemption Event); Our sponsor, officers and directors have entered into a letter agreement
|
3.00000
|
|
Cantor
|
Cantor, Howard Lutnick
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1865602/000121390024068145/ea0204552-10.htm
|
24
|
|
10.010
|
|
0.03000
|
|
0.000
|
|
8
|
2024-09-07
|
VACH
|
VACHU US Equity
|
VACHW US Equity
|
Voyager Acquisition
|
2024-08-09
|
2026-08-12
|
254264992.00
|
25300000.00
|
10.050
|
2024-08-09
|
0.033
|
0.863
|
10.083
|
10.913
|
|
253.000
|
|
|
|
-0.00823
|
705
|
|
|
0.04630
|
220.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The non-managing sponsor members have expressed to us an interest in purchasing up to an aggregate of approximately $248,996,000 of the units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing sponsor members has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $221,100,000, or $254,265,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Non-managing sponsor members means fifteen institutional investors (none of which are affiliated with any member of our management or any other investor) that have expressed an interest to purchase (i) up to an aggregate of approximately $248,996,000 of the units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option) and, (ii) of the 7,500,000 private placement warrants (or up to 7,665,000 private placement warrants if the underwriters over-allotment option is exercised in full) to be purchased by the sponsor, Cantor and Odeon, an aggregate of 4,010,000 private placement warrants at a price of $1.00 per warrant ($4,010,000 in the aggregate); While we may pursue an acquisition opportunity in any business, industry, sector or geographical location, we intend to focus on industries that complement our management teams and board of directors background and network, and to capitalize on the ability of our management team and board of directors to identify and acquire a business, focusing on the healthcare or healthcare related industries; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of amounts withdrawn to pay our income taxes). The per share price is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; If we are unable to complete our initial business combination within such the completion window, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of amounts withdrawn to pay our income taxes and up to $100,000 of interest to pay dissolution expenses); We will have 24 months from the closing of this offering, or until such earlier liquidation date as our board of directors may approve, to consummate an initial business combination; Our initial shareholders have entered into agreements with us, pursuant to which they have waived their rights to liquidating distributions from the trust account with respect to their founder shares if we fail to complete our initial business combination within the completion window; Adeel Rouf currently serves as our President, Chief Executive Officer and as a Director. He currently serves as a Director of Zalatoris II Acquisition Corp (Nasdaq: ZLS), Director of Zalatoris Acquisition Corp (NYSE: TCOA), and Chief Operating Officer of Northern Revival Acquisition Corporation, and Board Advisor to CSML Acquisition Corporation, each a special purpose acquisition company listed on Nasdaq. Previously, from February 2021 to August 2022, Mr. Rouf served as the founder and Chief Financial Officer of the Founder SPAC, the special purpose acquisition company that merged with Rubicon Technologies, Inc. (NYSE: RBT) in a transaction valued at $1.7 billion, and, from June 2020 to January 2023, as Senior Vice President of Altitude Acquisition Corp., (NASQAQ: ALTU). Mr. Rouf was a Board Advisor and Co-Sponsor of Investcorp India Acquisition Company from January 2021 to June 2022. Mr. Rouf worked as an Investment Professional at Cohen and Company Asset Management from April 2019 to June 2020; Warren Hosseinion, M.D. currently serves as our Chairman of the Board of Directors. He has served as the Chairman of Altitude Acquisition Corporation (NASDAQ: ALTU) from September 2022 to March 2024 and Chairman of Cardio Diagnostics, Inc. (NASDAQ: CDIO) since May 2022. He has also served as a Board Director and President of Nutex Health, Inc. (NASDAQ: NUTX) since April 2022. Dr. Hosseinion is a co-founder of Apollo Medical Holdings, Inc. (NASDAQ: AMEH), served as a member of its board of directors since July 2008, and its Chief Executive Officer from July 2008 to December 2017 and Co-Chief Executive Officer from December 2017 to March 2019;
|
7.50000
|
1.000
|
Cantor / Odeon
|
Adeel Rouf, Warren Hosseinion
|
Healthcare
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2006815/000182912624005388/voyageracq_424b4.htm
|
28
|
|
|
10.000
|
0.03409
|
|
0.000
|
|
9
|
2024-09-07
|
EQV
|
EQV/U US Equity
|
EQVW US Equity
|
EQV Ventures Acquisition
|
2024-08-06
|
2026-08-08
|
350000000.00
|
35000000.00
|
10.000
|
2024-08-06
|
0.033
|
0.772
|
10.033
|
10.772
|
|
348.950
|
|
|
|
-0.00625
|
701
|
|
|
0.04112
|
350.00000
|
0.333
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Of the proceeds we receive from this offering and the sale of the private placement units, $350,000,000, or $402,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and invested only in (i) U.S. government treasury obligations with a maturity of 185 days or less, (ii) money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act of 1940, as amended (the Investment Company Act), which invest only in direct U.S. government treasury obligations or (iii) an interest bearing demand deposit account; We are permitted to withdraw 10% of the interest earned on the trust account to fund our working capital requirements and/or to pay our taxes, and such withdrawals can only be made from interest and not from the principal held in the trust account (permitted withdrawals). In addition, $625,000 of the total underwriting commissions is payable in cash to the underwriter out of working capital. Such payments to the underwriter will be made in 12 equal monthly installments beginning on the first month anniversary of the closing of this offering and continuing on each monthly anniversary of the closing of this offering thereafter and ending on the twelfth month; We have 24 months, or such earlier date as our board of directors may approve, from the closing of this offering to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of Class A ordinary shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (net, with respect to interest income, of permitted withdrawals), divided by the number of then issued and outstanding Class A ordinary shares, subject to applicable law. If we are unable to complete our initial business combination within 24 months, or such earlier date as our board of directors may approve, from the closing of this offering, we will redeem 100% of our public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (net, with respect to interest income, of permitted withdrawals and up to $100,000 to pay liquidation expenses); Our sponsor is an affiliate of the EQV Group, a group of companies focused on the acquisition, management and optimization of predictable cash-flowing asset bases across the traditional energy spectrum. The EQV Group seeks to acquire mature, long-life and low-decline upstream producing oil & gas assets and related midstream infrastructure within the overlooked basins of North America and Europe. The EQV Groups mission is to provide unprecedented direct access to a diversified portfolio of proved developed producing assets in a highly optimized, transparent and cost-effective structure; Jerry Silvey serves as Chief Executive Officer of the company. Mr. Silvey is currently the Chief Executive Officer and Chairman of the EQV Group, which he founded in 2022. From 2016 to 2022, Mr. Silvey served as a senior investment professional in the Energy & Infrastructure group at Magnetar Capital LLC, where he was responsible for the execution and management of over $2 billion of highly structured direct investments across the energy asset spectrum; Tyson Taylor serves as President and Chief Financial Officer of the company. Mr. Taylor is currently the President and a director of the EQV Group, a position he has held since 2022. From 2015 to 2022, Mr. Taylor served as Counsel to Magnetar Capital LLC, where he operated as lead counsel for the Energy & Infrastructure group, managing all legal aspects of the funds, including transaction execution, fund compliance and fund management; While we may pursue an initial business combination target in any industry or sector, geography, or stage of its corporate evolution, our strategy is to source, acquire and, after our initial business combination, build, an oil and gas exploration and production (E&P) business; If we are unable to consummate an initial business combination within the applicable time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including interest earned thereon (net, with respect to interest income, of permitted withdrawals and up to $100,000 to pay liquidation expenses), divided by the number of then outstanding public shares, subject to applicable law. We expect the pro rata redemption price to be approximately $10.00 per public share; Warrants callable if stock >$18.00; Our sponsor and each of our directors and executive officers will enter into an agreement with us, pursuant to which they will agree to (i) waive their redemption rights with respect to their founder shares, private placement shares and any public shares in connection with the completion of our initial business combination, (ii) waive their redemption rights with respect to their founder shares, private placement shares and public shares in connection with a shareholder vote to approve an amendment to our amended and restated memorandum and articles of association (A) that would modify the substance or timing of our obligation to provide holders of our Class A ordinary shares the right to have their shares redeemed in connection with our initial business combination or to redeem 100% of our public shares if we do not complete our
|
4.00000
|
|
BTIG
|
Jerry Silvey, Tyson Taylor, EQV Ventures
|
Oil & Gas
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2021042/000121390024066227/ea0207001-12.htm
|
31
|
|
|
9.970
|
0.01143
|
|
0.000
|
|
10
|
2024-09-07
|
MBAV
|
MBAVU US Equity
|
MBAVW US Equity
|
M3-Brigade Acquisition V
|
2024-08-01
|
2026-08-03
|
288937504.00
|
28750000.00
|
10.050
|
2024-08-01
|
0.042
|
0.862
|
10.092
|
10.912
|
|
288.075
|
|
|
|
-0.00717
|
696
|
|
|
0.04575
|
250.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Of those 8,150,000 private placement warrants (or 8,337,500 private placement warrants if the underwriters over-allotment option is exercised in full), the sponsor has agreed to purchase up to 4,950,000 private placement warrants (or 5,043,750 private placement warrants if the underwriters over-allotment option is exercised in full) and Cantor Fitzgerald & Co. has agreed to purchase 3,200,000 private placement warrants (or 3,293,750 private placement warrants if the underwriters over-allotment option is exercised in full). Twenty institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the non-managing sponsor investors throughout this prospectus, have expressed an interest to purchase, indirectly through the purchase of non-managing sponsor membership interests, an aggregate of 4,250,000 private placement warrants at a price of $1.00 per warrant ($4,250,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Subject to each non-managing sponsor investor purchasing, through the sponsor, the private placement warrants allocated to it in connection with the closing of this offering, the sponsor will issue membership interests at a nominal purchase price to the non-managing sponsor investors reflecting interests in an aggregate of 3,400,000 founder shares held by the sponsor. Membership interests reflecting interests in the remaining 3,787,500 founder shares held by the sponsor will be held by the Sponsor Manager; The non-managing sponsor investors have expressed to us an interest in purchasing up to an aggregate of approximately $285,750,000 of the units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing sponsor investors has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $251,250,000, or $288,937,500 if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and held as cash or invested only in (i) U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act which invest only in direct U.S. government treasury obligations or (ii) an interest bearing bank demand deposit account or other accounts at a bank; We have until the date that is 24 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of Class A ordinary shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon; We are led by the team that organized M III Acquisition Corp. (the Initial SPAC), M3-Brigade Acquisition II Corp. (the Second SPAC), M3-Brigade Acquisition III Corp. (the Third SPAC) and M3-Brigade Acquisition IV Corp. (the Fourth SPAC). Members of our team managed the Initial SPAC through an initial business combination in March 2018 to create Infrastructure and Energy Alternatives, Inc. (IEA) (NASDAQ: IEA). IEA was a leading engineering, procurement and construction company which specializes in renewable energy infrastructure which was acquired by MasTec Inc. (NYSE: MTZ) on October 7, 2022 at a valuation of $1.1 billion. The Third SPAC (NYSE: GFR) completed its initial business combination with Greenfire Resources (Greenfire) in September 2023 in a transaction which valued Greenfire at $950 million. The Second SPAC was liquidated in accordance with the terms of its charter in December 2023 and the sponsors of the Fourth SPAC elected not to pursue its initial public offering and withdrew its registration statement in March 2022. The team that organized our sponsor also organized BM3EAC Corp. (the EuroSPAC), incorporated in the Cayman Islands and listed on Euronext Amsterdam, which is currently seeking to effect a business combination with an operating company with significant operations in Europe; If we are unable to complete our initial business combination within 24 months from the closing of this offering, or by such earlier liquidation date as our board of directors may approve, from the closing of this offering, we will redeem 100% of the Class A ordinary shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay dissolution expenses). We expect the pro rata redemption price to be approximately $10.05 per public share; Warrants redeemable if stock >$18.00; our sponsor, officers and directors have entered into a letter agreement with us, pursuant to which they have agreed to (i) waive their redemption rights with respect to their founder shares and public shares in connection with the completion of our initial business combination or an earlier redemption in connection with the commencement of the procedures to consummate the initial business combination if we determine it is desirable to facilitate the completion of the initial business combi
|
8.15000
|
1.000
|
Cantor
|
Mohsin Meghji, Matthew Perkal, Brigade Capital
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2016072/000121390024064219/ea0204051-10.htm
|
36
|
|
|
10.020
|
0.03260
|
|
0.000
|
|
11
|
2024-09-07
|
AAM
|
AAM/U US Equity
|
AAMW US Equity
|
AA Mission Acquisition
|
2024-08-01
|
2026-02-03
|
346724992.00
|
34500000.00
|
10.050
|
2024-08-01
|
0.042
|
0.649
|
10.092
|
10.699
|
|
345.000
|
|
|
|
-0.00916
|
515
|
|
|
0.04906
|
300.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While we intend to focus our search on businesses in Asia, we may pursue an initial business combination target in any industry or geographic region.; We will have 18 months from the closing of this offering, which can be extended two times, each by an additional three months, for a total completion window of up to 24 months pursuant to an amendment to our second amended and restated memorandum and articles of association or until such earlier liquidation date as our board of directors may approve, to consummate an initial business combination; Our initial shareholders, executive officers, directors and director nominees have agreed that they will not propose any such amendment unless we provide our public shareholders with the opportunity to redeem their public shares upon approval of any such amendment at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (net of permitted withdrawals); Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $301,500,000, or $346,725,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Warrants redeemable if stock >$18.00; Our initial shareholders, sponsor, officers and directors have entered into a letter agreement with us, pursuant to which they have agreed to (i) waive their redemption rights with respect to any founder shares and public shares they hold in connection with the completion of our initial business combination, (ii) waive their redemption rights with respect to any founder shares and public shares they hold in connection with a shareholder vote to approve an amendment to our second amended and restated memorandum and articles of association to modify the substance or timing of our obligation to redeem 100% of our public shares if we have not consummated an initial business combination within the completion window or with respect to any other material provisions relating to shareholders rights or pre-initial business combination activity, and (iii) waive their rights to liquidating distributions from the trust account with respect to any founder shares they hold if we fail to complete our initial business combination within the completion window; In order for the time available for us to consummate our initial business combination to be extended, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $3,000,000, or $3,450,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of permitted withdrawals), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The per share price is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; Our second amended and restated memorandum and articles of association provide that we will have only until the end of the completion window to complete our initial business combination. If we are unable to complete our initial business combination within such the completion window, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of permitted withdrawals and up to $100,000 of interest to pay dissolution expenses); Qing Sun currently serves as our Chief Executive Officer and Chairman of the Board of Directors. Since 2023, he has served as the Chairman of Guizhou JS Investment Co. Ltd. Mr. Sun is the President of the Hainan Economic Research institute, where he assumed the role in 2020. Since 2017, Mr. Sun has served as the Deputy Director of the Securities Investor Education Department of Fudan University in Shanghai, where he is also a Senior researcher. Mr. Sun has been the Lead Securities Trader at Dianniu Priority Securities Investment since 1998;
|
7.59000
|
|
Clear Street
|
Qing Sun
|
Diversified (Asia)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2012964/000121390024064319/ea0202965-11.htm
|
36
|
|
|
10.000
|
0.02530
|
|
0.000
|
|
12
|
2024-09-07
|
DTSQ
|
DTSQU US Equity
|
|
DT Cloud Star Acquisition
|
2024-07-25
|
2025-10-26
|
69000000.00
|
6900000.00
|
10.000
|
2024-07-25
|
0.050
|
0.537
|
10.050
|
10.537
|
|
69.345
|
|
|
|
-0.00004
|
415
|
|
|
0.04248
|
60.00000
|
0.000
|
Each unit that we are offering has a price of $10.00 and consists of one ordinary share and one right to receive one-ninth (1/9) of one ordinary share upon the consummation of an initial business combination; We have 15 months from the closing of this offering to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, our public shareholders will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of taxes payable), divided by the number of then issued and outstanding public shares, subject to applicable laws. If we are unable to complete our initial business combination within the 15-month period or such period that may be extended, we will distribute the aggregate amount then on deposit in the trust account, including interest (net of taxes payable), pro rata to our public shareholders, by way of the redemption of their shares and thereafter cease all operations except for the purposes of winding up of our affairs; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $60,000,000, or $69,000,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit or 100.0% of the gross proceeds of the offering in either case), will be deposited into a United States-based trust account established by VStock, our transfer agent, and maintained by Wilmington Trust acting as trustee; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination or abstain from voting, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to consummate our initial business combination within the 15-month period or such period that may be extended, we will, (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, subject to lawfully available funds therefor, redeem 100% of the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of taxes payable and less interest to pay dissolution expenses up to $100,000) divided by the number of then issued and outstanding public shares, which redemption will completely extinguish public shareholders rights as shareholders (including the right to receive further liquidation distributions, if any); Additionally, our initial shareholders have agreed not to transfer, assign or sell any of the initial shares (except to certain permitted transferees), respectively, until the earlier of (1) 180 days after the completion of our initial business combination; or (2) the date following the consummation of our initial business combination on which we complete a liquidation, merger, share exchange or other similar transaction that results in all of our shareholders having the right to exchange their shares for cash, securities or other property (the Lock-Up). Notwithstanding the foregoing, the initial shares will be released from the Lock-Up if (1) the reported closing price of our ordinary shares equals or exceeds $12.00 per share; In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.00 per share or 100.0% of the gross proceeds from this offering), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes. At any meeting called to approve an initial business combination, public shareholders may elect to convert their shares regardless of whether or not they vote to approve the business combination or abstain from voting; Our sponsor [has agreed] that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share;
|
1.93400
|
|
AGP
|
Bian Fan, Kenneth Lam
|
Diversified
|
Cayman
|
Shanghai Maius
|
2024-09-03 00:00
|
Sept 3 2024 entered into a non-binding letter of intent for a business combination with Shanghai Maius Pharmaceutical Technology Co., LTD (Shanghai Maius); Founded in 2015, Shanghai Maius is a biopharmaceutical R&D company focusing on innovative formulations and targeted small-molecule chemical drugs. Its core products include small-molecule chemical drugs and peptide drugs; The Company expects to announce additional details regarding the proposed business combination when a definitive agreement is executed, which is expected in the fourth quarter of 2024;
|
https://www.sec.gov/Archives/edgar/data/2017950/000149315224029165/form424b4.htm
|
43
|
40
|
|
10.050
|
0.03223
|
|
1.000
|
|
13
|
2024-09-07
|
SPAC/U
|
SPAC/V CN Equity
|
SPAC/W CN Equity
|
Mercer Park Opportunities
|
2024-07-22
|
2026-01-24
|
200000000.00
|
20000000.00
|
10.000
|
2024-07-22
|
0.054
|
0.646
|
10.054
|
10.646
|
|
200.000
|
0.204
|
0.796
|
|
-0.00536
|
505
|
0.05776
|
|
0.04627
|
200.00000
|
1.000
|
Each Class A Restricted Voting Unit has an offering price of U.S.$10.00 and consists of one Class A Restricted Voting Share, one share purchase warrant of the Company (each, a "Warrant"), and one right; Mercer Park Opportunities intends to focus the search for target businesses that operate in cannabis and/or cannabis-related industries in the United States; Jonathan Sandelman, Chief Executive Officer, Chairman and Director: Founder of Ayr Wellness Inc., a leading United States multi-state operator in the cannabis industry which is a successor to Cannabis Strategies Acquisition Corp., the first cannabis-focused special purpose acquisition company, and Mercer Park Brand Acquisition Corp., a special purpose acquisition company that is a predecessor to Glass House Brands Inc.; Upon the closing of our qualifying acquisition, each Class A Restricted Voting Share would, unless previously redeemed, be automatically converted into one subordinate voting share of the Company and it is expected, subject to receipt of shareholder approval or exemptive relief, that each Class B Share (as defined below) would be automatically converted into one multiple voting share (expected to carry 25 votes per share) of the Company; Each Warrant will become exercisable, at an exercise price of U.S.$11.00, commencing 65 days after the completion of our qualifying acquisition and will expire on the day that is five years after the completion of our qualifying acquisition or earlier; Each Right will, following the closing of our qualifying acquisition, entitle the holder thereof to acquire 1/10th of a Class A Restricted Voting Share (and upon the closing of a qualifying acquisition, each Right is expected to represent the entitlement to acquire 1/10th of a Subordinate Voting Share) for a six month period; Mercer Park III GP, LLC, the general partner of Mercer Park III, L.P. (the "Sponsor"), beneficially owns or controls, an aggregate of (i) 6,307,625 Class B shares (the "Class B Shares") (including 5,857,625 Founders Shares (as defined in the Final Prospectus) and including the 450,000 Class B shares forming part of the 450,000 Class B units ("Class B Units")), representing over 99% of the Class B shares and approximately 23.96% of the issued and outstanding shares (assuming no Class A Restricted Voting Units are purchased by the Sponsor in the Offering), (ii) an aggregate of 450,000 Class B Units, representing 100% of the issued and outstanding Class B Units, (iii) an aggregate of 600,000 Founders Warrants (as defined in the Final Prospectus), representing 100% of the issued and outstanding Founders Warrants and, together with the 450,000 Warrants forming part of the Class B Units, 4.99% of all outstanding Warrants, and (iv) 450,000 Rights forming part of the Class B Units, representing 2.20% of all outstanding Rights. The Class B Shares were acquired by the Sponsor, through private agreement and not through the facilities of any stock exchange or any other marketplace, for approximately U.S.$0.0043 per share (or approximately U.S.$24,936 in total), the Sponsors Warrants were acquired by the Sponsor for U.S.$1.00 per Warrant (or U.S.$600,000 in total), and the Class B Units were acquired by the Sponsor for U.S.$10.00 per Class B Unit (or U.S.$4,500,000 in total); If we are unable to consummate a qualifying acquisition within the Permitted Timeline of 18 months from the Closing (or 21 months from the Closing Date if we have executed a definitive agreement for a qualifying acquisition within 18 months from the Closing but have not completed the qualifying acquisition within such 18-month period); At or prior to the Closing, each of our Founders will agree, pursuant to the Exchange Agreement and Undertaking, not to transfer any of its Founders Shares or Founders Warrants, as applicable, or any of its Class B Units (or any Class B Shares, Rights or Warrants forming part of the Class B Units) until after the closing of the qualifying acquisition; Upon the Closing, an aggregate of U.S.$200,000,000 from the sale of the Class A Restricted Voting Units and Class B Units (or U.S.$230,000,000 if the Over-Allotment Option is exercised in full), or U.S.$10.00 per Class A Restricted Voting Unit sold to the public, will be held by Odyssey Trust Company, as Escrow Agent, in the Escrow Account in Canada at a Canadian chartered bank or subsidiary thereof, in accordance with the Escrow Agreement. As further described in this prospectus, based on the initial U.S.$200,000,000 placed in escrow (and assuming no exercise of the Over-Allotment Option), an assumed interest rate of approximately 4.76% per annum, subject to change based on the prevailing interest rates, if the Escrow Account remains in place over the next 18 months (and no qualifying acquisition has been completed), the cash held in escrow would be expected to grow from the initial U.S.$10.00 per Class A Restricted Voting Unit sold to the public to approximately U.S.$10.71 per Class A Restricted Voting Share, before applicable taxes and other permitted deductions; Our Founders will not be entitled to redeem the Founders Shares, Class B Units (including their underlying securities) or Founders Warrants, as applicable, in connection with a qualifying acquisition or an extension to the Permitted Timeline or entitled to access the Escrow Account should a qualifying acquisition not occur within the Permitted Timeline; We will provide holders of our Class A Restricted Voting Shares with the opportunity to redeem all or a portion of their Class A Restricted Voting Shares, provided that they deposit their shares for redemption prior to a deadline specified by the Corporation, following public disclosure of the details of the qualifying acquisition and prior to the closing of the qualifying acquisition, of which prior notice had been provided to holders of the Class A Restricted Voting Shares by any means permitted by the Exchange, not less than 21 days nor more than 60 days in advance of such deadline in each case, with effect, subject to applicable law, immediately prior to the closing of our qualifying acquisition, for an amount per share, payable in cash, equal to the pro-rata
|
4.50000
|
|
Canaccord
|
Jonathan Sandelman
|
Cannabis
|
Cayman
|
|
|
|
https://www.sedarplus.ca/csa-party/viewInstance/view.html?id=0c11f8b7998bcd96a895509ed8125ae33918411e0beea38d&_timestamp=6293238596173102
|
46
|
|
|
10.000
|
0.02250
|
|
1.000
|
|
14
|
2024-09-07
|
LPAA
|
LPAAU US Equity
|
LPAAW US Equity
|
Launch One Acquisition
|
2024-07-12
|
2026-07-14
|
230000000.00
|
23000000.00
|
10.000
|
2024-07-12
|
0.066
|
0.858
|
10.066
|
10.858
|
0.002
|
229.970
|
0.106
|
0.898
|
-0.00751
|
-0.00665
|
676
|
0.04771
|
0.04601
|
0.04552
|
200.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Our sponsor, Launch One Sponsor LLC, and Cantor Fitzgerald & Co., the representative of the underwriters, have committed to purchase an aggregate of 6,000,000 warrants (including if the underwriters over-allotment option is exercised in full), each exercisable to purchase one Class A ordinary share at $11.50 per share, at a price of $1.00 per warrant, or $6,000,000 in the aggregate (including if the underwriters over-allotment option is exercised in full), in a private placement that will close simultaneously with the closing of this offering. Of those 6,000,000 private placement warrants, our sponsor has agreed to purchase 4,000,000 warrants and Cantor Fitzgerald & Co. has agreed to purchase 2,000,000 warrants. Each private placement warrant is exercisable to purchase one Class A ordinary share at $11.50 per share. 17 institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the non-managing sponsor investors throughout this prospectus, have expressed an interest to indirectly purchase, through the purchase of non-managing sponsor membership interests, an aggregate of 3,500,000 private placement warrants at a price of $1.00 per warrant ($3,500,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Subject to each non-managing sponsor investor purchasing, through the sponsor, the private placement warrants allocated to it in connection with the closing of this offering, the sponsor will issue membership interests at a nominal purchase price to the non-managing sponsor investors reflecting interests in an aggregate of 2,800,000 founder shares held by the sponsor; The non-managing sponsor investors have expressed to us an interest in purchasing up to an aggregate of approximately 22,690,820 units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing sponsor investors has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; We have until the date that is 24 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of public shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable), divided by the number of then issued and outstanding public shares, subject to applicable law. If we are unable to complete our initial business combination within 24 months from the closing of this offering, or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $200.0 million, or $230.0 million if the underwriters overallotment option is exercised in full ($10.00 per unit in either case), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee; We may pursue an initial business combination in any business or industry but expect to focus on a target in industries that complement our management teams background, and to capitalize on the ability of our management team to identify and acquire a business, focusing on the healthcare or healthcare related industries and, in particular, life sciences, globally. We intend to prioritize companies in the life sciences sector where our management team has extensive experience; The team includes Ryan Gilbert, who will serve as our Chairman of the Board upon the commencement of trading of our units on Nasdaq, Chris Ehrlich, our Chief Executive Officer, and Jurgen van de Vyver, our Chief Financial Officer; Messrs. Ehrlich and Atwood served as executive officers and/or directors of Locust Walk Acquisition Corp. (LWAC), a blank check company that raised $175.0 million in its initial public offering in January 2021. On May 26, 2021, LWAC entered into an Agreement and Plan of Merger (the Locust Walk Merger Agreement) by and among LWAC, Locust Walk Merger Sub Inc. (Merger Sub), and eFFECTOR Therapeutics, Inc. (eFFECTOR), which provided for a business combination between LWAC and eFFECTOR through the merger of Merger Sub with and into eFFECTOR, with eFFECTOR surviving the merger as a wholly owned subsidiary of LWAC (the Locust Walk Merger). The Locust Walk Merger was consummated on August 25, 2021, at which time the pre-acquisition executive officers and directors of LWAC, with the exception of Mr. Ehrlich and Elizabeth Bhatt, resigned, and Locust Walk was renamed eFFECTOR Therapeutics, Inc. The shares of common stock and warrants of eFFECTOR Therapeutics, Inc. are currently traded on the Nasdaq Capital Market under the symbols EFTR and EFTRW, respectively; Ryan Gilbert currently serves as our Director, and will serve as our Chairman of the Board upon the commencement of trading of our units on Nasdaq. He is currently the General Partner of Launchpad Capital, a financial services focused venture capital firm which he founded in 2020, and a senior advisor to Castle Creek Capital. Mr. Gilbe
|
6.00000
|
1.000
|
Cantor
|
Ryan Gilbert, Chris Ehrlich, Jurgen van de Vyver
|
Healthcare
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2015502/000101376224000263/ea0203570-07.htm
|
56
|
|
9.990
|
9.999
|
0.03000
|
|
0.000
|
|
15
|
2024-09-07
|
SIMA
|
SIMAU US Equity
|
SIMAW US Equity
|
SIM Acquisition I
|
2024-07-10
|
2026-07-11
|
230000000.00
|
23000000.00
|
10.000
|
2024-07-10
|
0.068
|
0.857
|
10.068
|
10.857
|
0.002
|
230.000
|
0.098
|
0.887
|
-0.00775
|
-0.00675
|
673
|
0.04730
|
0.04616
|
0.04559
|
200.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We may pursue an initial business combination in any business or industry but expect to focus on companies in the healthcare industry; Our sponsor, SIM Sponsor 1 LLC, and Cantor Fitzgerald & Co., the representative of the underwriters, have committed to purchase an aggregate of 6,000,000 warrants (including if the underwriters over-allotment option is exercised in full), each exercisable to purchase one Class A ordinary share at $11.50 per share, at a price of $1.00 per warrant, or $6,000,000 in the aggregate (including if the underwriters over-allotment option is exercised in full), in a private placement that will close simultaneously with the closing of this offering. Of those 6,000,000 private placement warrants, our sponsor has agreed to purchase 4,000,000 warrants and Cantor Fitzgerald & Co. has agreed to purchase 2,000,000 warrants. Each private placement warrant is exercisable to purchase one Class A ordinary share at $11.50 per share. Eighteen institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the non-managing sponsor investors throughout this prospectus, have expressed an interest to indirectly purchase, through the purchase of non-managing sponsor membership interests, an aggregate of 2,750,000 private placement warrants at a price of $1.00 per warrant ($2,750,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering; The non-managing sponsor investors have expressed to us an interest in purchasing up to an aggregate of approximately 17,696,393 of the units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing sponsor investors has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; We have until the date that is 24 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of public shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable), divided by the number of then issued and outstanding public shares, subject to applicable law. If we are unable to complete our initial business combination within 24 months from the closing of this offering, or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $200.0 million, or $230.0 million if the underwriters overallotment option is exercised in full ($10.00 per unit in either case), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee; Members of our sponsor include the partners and employees of Sauvegarder Investment Management LLC (SIM), a multi-strategy investment firm dedicated to IP-related financing and investment opportunities including structured senior debt, structured equity, and high-value licensing and monetization campaigns founded in 2023; Our management team is led by Erich Spangenberg, our Chairman and Chief Executive Officer, and David Kutcher, our Chief Financial Officer and Director; Erich Spangenberg, our Chief Executive Officer, has served as a Managing Partner, Chief Investment Officer and Founder of SIM since January 2023. From January 2018 to January 2023, Mr. Spangenberg was the Founder and CEO of IPwe, a global financial technology company in the intellectual property space. From September 2014 to March 2017, Mr. Spangenberg was CEO of nXn Partners, a predictive analytics company focused on analyzing key attributes of intellectual property; David Kutcher, our Chief Financial Officer and Director, has served as a Co-Managing Partner and Co-Founder of SIM since January 2023. Mr. Kutcher was a Venture Partner with Corner Ventures from March 2020 to January 2023, where he focused on later-stage investments and public markets. He also serves as Chief Investment Officer of Corner Growth Acquisition Corp. (NASDAQ: COOL), which has announced an initial business combination with Noventiq Holdings, a global solutions and services provider in digital transformation and cybersecurity, and Corner Growth Acquisition Corp. 2 (NASDAQ: TRON), which consummated its initial public offering in June 2021 and is searching for a target for its initial business combination; Warrants redeemable if stock >$18.50; Our initial shareholders have agreed not to transfer, assign or sell any of their founder shares and any Class A ordinary shares issuable upon conversion thereof until the earlier to occur of: (i) six months after the completion of our initial business combination or (ii) the date on which we complete a liquidation, merger, share exchange or other similar transaction after our initial business combination that results in all of our shareholders having the right to exchange their Class A ordinary shares for cash, securities or other property; We will provide our public shareholders with the opportunity to redeem, regardless
|
6.00000
|
1.000
|
Cantor
|
Sauvegarder, Erich Spangenberg, David Kutcher
|
Healthcare
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2014982/000121390024060545/ea0204058-07.htm
|
58
|
|
9.990
|
10.000
|
0.03000
|
|
0.000
|
|
16
|
2024-09-07
|
EURK
|
EURKU US Equity
|
|
Eureka Acquisition
|
2024-07-02
|
2025-07-05
|
57500000.00
|
5750000.00
|
10.000
|
2024-07-02
|
0.077
|
0.431
|
10.077
|
10.431
|
|
58.822
|
|
|
|
0.01515
|
302
|
|
|
0.02384
|
50.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one right. Each right entitles the holder thereof to receive one-fifth of (1/5) of one Class A ordinary share upon consummation of our initial business combination; We intend to focus our search initially on target businesses operating in Asia, and we may consummate a business combination with an entity located in the Peoples Republic of China (including Hong Kong and Macau); Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $50,000,000, or $57,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per public unit, subject to increase of up to an additional $0.20 per share in the event that our sponsor elects to extend the period of time to consummate a business combination by the full six months, as described in more detail in this prospectus), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by our Chief Executive Officer and Chairman of our Board of Directors, Dr. Fen Zhang, our Chief Financial Officer, Mr. Zhechen Wang, and our Independent Directors, Dr. M. Anthony Wong, Ms. Lauren Simmons and Mr. Kevin McKenzie; Dr. Fen Zhang, Ph.D., our Chief Executive Officer and Chairman, has been at Hercules Capital Group as a founding partner since August 2021, being in charge of the large scale alternative financing solutions for major commercial endeavors. Dr. Zhang has over a decade of experiences in investment banking and fund management industries involved in initial public offering and other capital markets transactions in the U.S., Canada, mainland China and Hong Kong, with over 20 years accomplished industrial experiences and connections with the worlds top leading financial institutions, investment banks, funds and accredited investors. Dr. Zhang holds an MBA in finance and a Ph.D. degree in materials engineering from Queens University in Canada, and a B.S. in mechanical engineering from Tsinghua University in China; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to two times, each time by an additional three months (for a total of up to 18 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. Pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $500,000, or up to $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,000,000 (or $1,150,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months). Any such payments would be made in the form of a loan; Our sponsor has agreed to waive its redemption rights with respect to its private placement shares (i) in connection with the consummation of a business combination, (ii) in connection with a shareholder vote to amend our amended and restated memorandum and articles of association to modify the substance or timing of our obligation to allow redemption in connection with our initial business combination or to redeem 100% of our public shares if we do not complete our initial business combination within 12 months after the closing of this offering; Our sponsor has agreed not to transfer, assign or sell any of their founder shares until the earlier of (1) six months after the completion of our initial business combination and (2) the date on which we consummate a liquidation, merger, share exchange, reorganization, or other similar transaction after our initial business combination that results in all of our shareholders having the right to exchange their ordinary shares for cash, securities or other property. Notwithstanding the foregoing, if the last sale price of our ordinary shares equals or exceeds $12.00 per share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; Our sponsor, officers and directors have entered into a letter agreement with us, pursuant to which they have agreed to waive their redemption rights with respect to their founder shares, private placement shares and any public shares they may acquire during or after this offering in connection with the completion of our initial business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; We may not issue additional securities that can vote on amendments to our amended and restated memorandum and articles of association or in our initial business combination; Our sponsor, officers, and directors have agreed, pursuant to a written agreeme
|
2.16750
|
|
Maxim
|
Fen Zhang
|
Asia
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2000410/000121390024058633/ea0200383-08.htm
|
66
|
|
|
10.230
|
0.04335
|
|
1.000
|
|
17
|
2024-09-07
|
GRAF
|
GRAF/U US Equity
|
GRAF/WS US Equity
|
Graf Global
|
2024-06-26
|
2026-06-27
|
230098512.00
|
23000000.00
|
10.004
|
2024-06-30
|
0.080
|
0.852
|
10.084
|
10.857
|
0.000
|
229.763
|
0.104
|
0.877
|
-0.00935
|
0.01646
|
659
|
0.04774
|
0.04718
|
0.03237
|
200.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Certain institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the non-managing sponsor investors throughout this prospectus, have expressed an interest to purchase, indirectly through the purchase of non-managing sponsor membership interests, an aggregate of 3,500,000 private placement warrants at a price of $1.00 per warrant ($3,500,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Subject to each non-managing sponsor investor purchasing, through the sponsor, the private placement warrants allocated to it in connection with the closing of this offering, the sponsor will issue membership interests at a nominal purchase price to the non-managing sponsor investors reflecting interests in an aggregate of 2,800,000 founder shares held by the sponsor; Approximately 21 non-managing sponsor investors have expressed to us an interest in purchasing up to an aggregate of approximately $227,029,508 of the units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing sponsor investors has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $200,000,000, or $230,000,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and held as cash or invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act of 1940; We have until the date that is 24 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve (the completion window) to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of Class A ordinary shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (which interest shall be net of taxes payable), divided by the number of then issued and outstanding Class A ordinary shares, subject to applicable law. If we are unable to complete our initial business combination within the completion window, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (which interest shall be net of taxes payable and up to $100,000 of interest income to pay liquidation expenses), divided by the number of then issued and outstanding Class A ordinary shares; Mr. Graf has served as a founder and executive officer or as a director of seven special purpose acquisition companies, including as Chief Executive Officer of Graf I, from June 2018 until the closing of its business combination with Velodyne Lidar, Inc. in September 2020, and Graf IV, which completed its initial public offering in May 2021 and completed its business combination with NKGen Biotech, Inc. in September 2023. The four other special purpose acquisition companies for which Mr. Graf served as a founder and executive officer or non-independent director, Global Eagle, Silver Eagle, Double Eagle Acquisition Corp. (Double Eagle), and Platinum Eagle Acquisition Corp. (Platinum Eagle), each completed their initial business combinations in 2013, 2015, 2017 and 2019, respectively. Mr. Graf is also an independent director and Chairman of the Audit Committee for Catcha Investment Corp, a special purpose acquisition company that originally focused on the technology industry in Southeast Asia and Australia, which completed its initial public offering in February 2021 and announced the signing of a definitive business combination agreement with Crown LNG Holdings AS, a private limited liability company incorporated under the laws of Norway, in August 2023; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; Our initial shareholders, sponsor, officers and directors have entered into a letter agreement with us, pursuant to which they have agreed to waive their redemption rights with respect to any founder shares they hold and any public shares they may acquire during or after this offering in connection with the completion of our initial business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) without a shareholder vote by mean
|
6.00000
|
1.000
|
Cantor
|
James Graf
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1897463/000110465924075421/tm247067-14_424b4.htm
|
72
|
|
9.990
|
10.250
|
0.03000
|
|
0.000
|
|
18
|
2024-09-07
|
MACI
|
MACIU US Equity
|
MACIW US Equity
|
Melar Acquisition
|
2024-06-18
|
2026-06-20
|
160167536.00
|
16000000.00
|
10.010
|
2024-06-30
|
0.080
|
0.845
|
10.090
|
10.855
|
0.000
|
159.680
|
0.120
|
0.885
|
-0.01093
|
-0.00597
|
652
|
0.04878
|
0.04819
|
0.04526
|
150.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We may pursue an initial business combination in any business or industry; Nine institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the non-managing sponsor investors throughout this prospectus, have expressed an interest to indirectly purchase, through the purchase of non-managing sponsor membership interests, an aggregate of 1,500,000 private placement warrants at a price of $1.00 per warrant ($1,500,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering; The non-managing sponsor investors have expressed to us an interest in purchasing up to an aggregate of approximately 11,250,000 units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing sponsor investors has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; We have until the date that is 24 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of public shares will be offered an opportunity to redeem their shares, regardless of whether they abstain, vote for, or against, our initial business combination, at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares; If we are unable to complete our initial business combination within 24 months from the closing of this offering, or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (which interest shall be net of taxes payable and up to $100,000 of interest to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $150.0 million, or $172.5 million if the underwriters overallotment option is exercised in full ($10.00 per unit in either case), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee; We believe the emerging finance sector, and the broader fintech industry within the United States and globally, is ripe for investment given a rapidly expanding ecosystem supported by increasing private investment and continuing public investment support; Gautam Ivatury has served as our Chairman of the Board and our Chief Executive Officer since incorporation. Mr. Ivatury has been a pioneer in global specialty finance, financial inclusion and fintech for nearly two decades. He has been a co-founder and managing partner of ALMA Sustainable Finance, a debt investment firm active in the global inclusive finance and carbon finance sectors, since May 2020, and has been a senior advisor and investment committee member for Encourage Capital, a New York-based private equity firm that invests in specialty finance lenders in India among other sectors, since October 2016; Edward Lifshitz has served as our Chief Financial Officer since incorporation. He is a Certified Public Accountant with more than 30 years of professional experience, most recently as a partner at EisnerAmper LLP and its predecessors from January 2001 until his retirement in 2019; Eric Lifshitz has served as one of our directors and our Chief Operating Officer since incorporation. Mr. Lifshitz founded Melar Capital Group LLC, a real estate advisory and investment firm, in February 2021. Prior to that, he worked at Natixis CIB as an Associate in the Global Structured Credit division from July 2018 to December 2020; While we may acquire a business in any industry and in any geography, we plan to focus our pursuit for business combination opportunities with companies operating in the emerging finance sector, including but not limited to, specialty finance companies, alternative lenders, payments businesses, fintech companies and similar businesses; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes payable), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for ser
|
5.00000
|
1.000
|
Cohen / Seaport
|
Gautam Ivatury, Edward Lifshitz, Eric Lifshitz
|
Fintech
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2016221/000110465924072844/tm2411016-8_424b4.htm
|
80
|
|
9.980
|
10.030
|
0.03333
|
|
0.000
|
|
19
|
2024-09-07
|
CUB
|
CUBWU US Equity
|
CUBWW US Equity
|
Lionheart Holdings
|
2024-06-18
|
2026-06-20
|
230240832.00
|
23000000.00
|
10.010
|
2024-06-30
|
0.080
|
0.845
|
10.090
|
10.855
|
0.000
|
230.230
|
0.090
|
0.855
|
-0.00795
|
-0.00300
|
652
|
0.04701
|
0.04643
|
0.04351
|
200.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We may pursue an initial business combination in any business or industry; Eighteen institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the non-managing sponsor investors throughout this prospectus, have expressed an interest to indirectly purchase, through the purchase of non-managing sponsor membership interests, an aggregate of 3,500,000 private placement warrants at a price of $1.00 per warrant ($3,500,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Subject to each non-managing sponsor investor purchasing, through the sponsor, the private placement warrants allocated to it in connection with the closing of this offering, the sponsor will issue membership interests at a nominal purchase price to the non-managing sponsor investors reflecting interests in an aggregate of 2,800,000 founder shares held by the sponsor; The non-managing sponsor investors have expressed to us an interest in purchasing up to an aggregate of approximately 22,764,262 units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing sponsor investors has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; If we are unable to complete our initial business combination within 24 months from the closing of this offering, or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay dissolution expenses), divided by the number of then issued and outstanding public shares; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $200.0 million, or $230.0 million if the underwriters overallotment option is exercised in full ($10.00 per unit in either case), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Ophir Sternberg, our Chairman, President and Chief Executive Officer, Paul Rapisarda, our Chief Financial Officer and Faquiry Diaz Cala, our Chief Operating Officer; Mr. Sternberg, our founding director (appointed on February 22, 2024), and our Chairman, President and Chief Executive Officer (appointed on March 20, 2024), has over 30 years of experience acquiring, developing, repositioning and investing in all segments of the real estate industry, including office, industrial, retail, hospitality, ultra-luxury residential condominiums and land acquisitions. Mr. Sternberg is the Founder and Chief Executive Officer of Miami-based Lionheart Capital LLC (Lionheart Capital), founded in 2010, a Miami-based diversified investment firm focused on building shareholder value in high-growth companies; In March 2020, Mr. Sternberg became Chairman of Nasdaq-listed OPES Acquisition Corp. (OPES), a SPAC, which on June 30, 2020, announced a definitive agreement to merge with BurgerFi International LLC. The OPES-BurgerFi merger closed on December 16, 2020 to form BurgerFi International Inc. (BurgerFi), a fast-casual better burger concept that consists of approximately 108 restaurants nationally and internationally. Mr. Sternberg is the Executive Chairman of the post-combination Nasdaq-listed company, BurgerFi (Nasdaq: BFI). The OPES team, led by Mr. Sternberg, evaluated over 50 potential targets and negotiated business combination terms with multiple candidates in a span of a few months and acquired BurgerFi at what it believed was an attractive multiple relative to its peers. On October 11, 2021, BurgerFi, led by Mr. Sternberg as Executive Chairman, announced the acquisition of Anthonys Coal Fired Pizza & Wings (Anthonys) for $156.6 million, creating a multi-brand platform of premium casual restaurant concepts. With this acquisition, BurgerFi has 168 systemwide restaurant locations across the country through its two premium casual dining brands, with 60 Anthonys locations and 108 BurgerFi locations as of January 1, 2024. As of May 22, 2024, the trading price of BFI was $0.39 per share; On August 21, 2020, Lionheart Acquisition Corporation II (Nasdaq: LCAP), raised $230 million in its initial public offering, led once again by Mr. Sternberg as Chairman, President and CEO. On May 23, 2022, LCAP closed its $32.6 billion business combination with MSP Recovery, a data-driven solutions provider, recovering improperly paid benefits on behalf of Medicare, Medicaid and commercial payers. Mr. Sternberg remains as a director of the post-combination Nasdaq-listed company. In January 2023, MSP Recovery announced a rebranding to LifeWallet (NASDAQ: LIFW); its underlying business model remains the same. As of May 22, 2024, the trading price of LIFW was $0.71 per share; On November 8, 2021, Lionheart III Corp (Nasdaq: LION) closed on its initial public offering at an upsized $125 million, led once again by Mr. Sternberg as Chairman, President and CEO. On July 26, 2022, Lionheart III Corp announced its business combination agreement with Security Matters Limited (SMX) (ASX:SMX), a publicly traded company on the Australian Securities Exchange, with an expected combined entity value of $360 million. Its technology gives materials in all states of matter (solid, liquid, and gas) the ability to maintain a virtual memory of their origination, processing and supply chain journey, including the ability to authenticate provenance. The transaction, which closed in March 2023, resulted in the simultaneous de-listing of SMX in Australia and its re-listing on the Nasdaq. Mr. Sternberg remains as a director of the post-combination
|
6.00000
|
1.000
|
Cantor
|
Ophir Sternberg, Paul Rapisarda, Faquiry Diaz Cala
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2015955/000121390024050746/ea0203414-06.htm
|
80
|
|
10.010
|
10.060
|
0.03000
|
|
0.000
|
|
20
|
2024-09-07
|
FSHP
|
FSHPU US Equity
|
|
Flag Ship Acquisition
|
2024-06-18
|
2025-06-20
|
69097944.00
|
6900000.00
|
10.014
|
2024-06-30
|
0.080
|
0.417
|
10.094
|
10.431
|
0.000
|
68.966
|
0.104
|
0.441
|
-0.00981
|
0.00257
|
287
|
0.05646
|
0.05579
|
0.03923
|
60.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one ordinary share and one right to receive one-tenth (1/10) of an ordinary share upon the consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60,000,000 or $69,000,000 if the underwriters over-allotment option is exercised in full ($10.00 per public share), subject to increase of up to an additional $0.033 per public share per month in the event that our sponsor elects to extend the period of time to consummate a business combination beyond the initial 12 (or 15 month) period for an additional period of up to 9 months,will be deposited into a United States-based account established by Vstock Transfer LLC, our transfer agent, and maintained by Wilmington Trust, National Association acting as trustee; Our efforts in identifying prospective target businesses will not be limited to a particular geographic region; Our Chief Executive Officer, Mr. Chen, who serves as CEO and subsequently CFO of Longevity Acquisition Corporation, has reached out to dozens of target companies in different industries and has negotiated the terms of a pending merger transaction for the Longevity Acquisition Corporation, a SPAC entity. Mr. Chen also led XiaoMingTaiJi Anime Limited Co. to make successful acquisitions in the past. Our Chief Financial Officer, Mr. Luhuan (Lou) Zhong, served as consultant for Venus Acquisition Corporation, Greenland Acquisition Corporation and Longevity Acquisition Corporation, where he assisted management teams of SPAC to conduct research, analysis and execute the business acquisition. Previously, he worked with the quality control division of Haitong Securities Co., Ltd. to review investment portfolios for the firm. Our independent directors Pai Liu and Shan Cui also have previous experiences of serving as directors of SPAC companies; We will have 12 months from the closing of this offering (or 15 months from the closing of this offering if the Event has occurred) to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 or 15 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to nine (9) times, each by an additional one month (for a total of up to 21 months (or 24 months if the Event has occurred) to complete a business combination), subject to the sponsor depositing additional funds into the trust account as set out below. Pursuant to the terms of our memorandum and articles of association and the trust agreement to be entered into between us, Wilmington Trust National Association and Vstock Transfer LLC on the effective date of the registration statement of which this prospectus forms a part, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $200,000, or $230,000 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case), up to an aggregate of $1,800,000 (or $2,070,000 if the underwriters over-allotment option is exercised in full), or $0.30 per public share (for an aggregate of 9 months), on or prior to the date of the applicable deadline, for each extension; Unless and until we complete our initial business combination, no proceeds held in the trust account will be available for our use, except the withdrawal of interest to pay taxes; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share (subject to increase of up to an additional $0.40 per public share in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor, officers, and directors have agreed, pursuant to a written agreement with us, that they will not propose any amendment to our amended and restated memorandum and articles of association that would (i) modify the substance or timing of our obligation to redeem 100% of our public shares if we do not complete our initial business combination within 12 months (or 15 months if the Event occurs) from the closing of this offering (or up to 21 or 24 months from the closing of this offering if we extend the period of time to consummate a business combination) or (ii) with respect to the other provisions relating to shareholders rights or pre-business combination activity, unless we provide our public shareholders with the opportunity to redeem their ordinary shares upon approval of any such amendment at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share;
|
2.20000
|
|
Lucid
|
Matthew Chen
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1850059/000182912624004316/flagshipacq_424b4.htm
|
80
|
|
9.995
|
10.120
|
0.03667
|
|
1.000
|
0.144
|
21
|
2024-09-07
|
PCSC
|
|
|
Perceptive Capital Solutions
|
2024-06-12
|
2026-06-15
|
86250000.00
|
8625000.00
|
10.000
|
2024-06-12
|
0.101
|
0.859
|
10.101
|
10.859
|
0.000
|
86.681
|
0.051
|
0.809
|
-0.00503
|
|
647
|
0.04465
|
0.04465
|
|
75.00000
|
0.000
|
Unlike many other initial public offerings of special purpose acquisition companies, investors in this offering will not receive warrants that would become exercisable following completion of our initial business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in our trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account (net of amounts withdrawn or eligible to be withdrawn to fund our working capital requirements, subject to an annual limit of $300,000, and/or to pay our taxes (which shall not be subject to the $300,000 annual limitation); If we do not consummate an initial business combination within 24 months from the closing of this offering or our board of directors approves an earlier liquidation, we will redeem 100% of the public shares for cash; Our sponsor has indicated an interest to purchase up to an aggregate of $25,000,000 of our ordinary shares in a private placement that would occur concurrently with the consummation of our initial business combination; While we may pursue an acquisition opportunity in any business, industry, sector or geographical location, we intend to focus on industries that complement our management teams background, and to capitalize on the ability of our management team to identify and acquire a business, focusing on the healthcare or healthcare-related industries. In particular, we are targeting North American or European companies in the life sciences and medical technology sectors where our management has extensive investment experience; Our sponsor is an affiliate of Perceptive Advisors, a leading life sciences focused investment firm with over $7.8 billion of regulatory assets under management as of December 31, 2023. Since its launch in 1999, Perceptive Advisors has focused exclusively on the healthcare industry. Our founders are the founder and management of Perceptive Advisors. Joseph Edelman, our Chairman, founded Perceptive Advisors in 1999. Adam Stone, our Chief Executive Officer, is the Chief Investment Officer of Perceptive Advisors and Michael Altman, our Chief Business Officer, is a Managing Director at Perceptive Advisors. Perceptive Advisors investment activity is focused on identifying both private and public companies in the life sciences and medical technology sectors and has investments in 210 companies as of December 31, 2023; Joseph Edelman serves as the Chairman of our board of directors since March 2024. Mr. Edelman is Founder, Chief Executive Officer and Portfolio Manager of Perceptive Advisors. Mr. Edelman has also served as a director of Athira Pharma, Inc. (Nasdaq: ATHA) since May 2020 and as the chairman of the board of directors of ARYA Sciences Acquisition Corp IV (Nasdaq: ARYD) since January 2021. He also served as the Chairman of ARYA Sciences Acquisition Corp. from October 2018 to June 2020, ARYA Sciences Acquisition Corp II from July 2020 to October 2020, ARYA Sciences Acquisition Corp III from August 2020 to June 2021 and ARYA Sciences Acquisition Corp V from March 2021 through its liquidation in July 2023; Our management team has previous experience in the execution of public acquisition vehicles. In July 2020, ARYA Sciences Acquisition Corp. consummated its initial business combination with Immatics Biotechnologies GmbH (Immatics). The ordinary shares of the combined company, Immatics N.V., are traded on Nasdaq under the symbol IMTX. Mr. Stone continues to serve on the supervisory board of Immatics N.V. following the consummation of the business combination. The closing price of the ordinary shares of Immatics N.V. on Nasdaq on May 20, 2024 was $10.94; Additionally, in October 2020, ARYA Sciences Acquisition Corp II consummated its initial business combination with Cerevel Therapeutics. The common stock of the combined company, Cerevel Therapeutics Holdings, Inc. (Cerevel), is traded on Nasdaq under the symbol CERE. On December 6, 2023, Cerevel entered into an Agreement and Plan of Merger (the Merger Agreement) with AbbVie Inc., a Delaware corporation (Parent), Symphony Harlan LLC, a Delaware limited liability company and wholly owned subsidiary of Parent (Intermediate Holdco), and Symphony Harlan Merger Sub Inc., a Delaware corporation and a direct wholly owned subsidiary of Intermediate Holdco (Merger Sub), pursuant to which, and on the terms and subject to the conditions thereof, Merger Sub will merge with and into Cerevel, with Cerevel surviving as a wholly owned subsidiary of Parent. This transaction is expected to close in the middle of 2024, subject to Cerevel shareholder approval, regulatory approvals, and other customary closing conditions. The closing price of the common stock of Cerevel on Nasdaq on May 20, 2024 was $42.05; In June 2021, ARYA Sciences Acquisition Corp III consummated its initial business combination with Nautilus Biotechnology, Inc. (Nautilus). The common stock of the combined company trades on Nasdaq under the symbol NAUT. Michael Altman continues to serve on the board of directors of Nautilus. The closing price of the common stock of Nautilus on Nasdaq on May 20, 2024 was $2.84; In July 2023, ARYA Sciences Acquisition Corp V announced that it would not consummate an initial business combination within the time period required by its amended and restated memorandum and articles of association, as amended, and was liquidated after the cash held in trust was returned to its shareholders; On February 13, 2024, ARYA Sciences Acquisition Corp IV and Adagio Medical, Inc. entered into a definitive agreement to consummate a business combination (the Business Combination Agreement), the closing of which is subject to certain customary closing conditions. The business combination with Adagio Medical, Inc. is expected to close in the second quarter of 2024 and the combined company is expected to trade on Nasdaq under the symbol ADGM. The closing pr
|
2.75000
|
|
Jefferies
|
Perceptive Advisors, Joseph Edelman, Adam Stone, Michael Altman
|
Healthcare
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2017526/000114036124027073/ny20026753x2_s1.htm
|
86
|
|
10.050
|
|
0.03667
|
|
0.000
|
|
22
|
2024-09-07
|
ALF
|
ALFUU US Equity
|
ALFUW US Equity
|
Centurion Acquisition
|
2024-06-11
|
2026-06-14
|
288192512.00
|
28750000.00
|
10.024
|
2024-06-30
|
0.080
|
0.839
|
10.104
|
10.863
|
0.001
|
286.925
|
0.134
|
0.893
|
-0.01227
|
-0.00435
|
646
|
0.04966
|
0.04907
|
0.04435
|
250.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Certain institutional investors (none of which are affiliated with any member of our management, our sponsor or any other investor), which we refer to as the sponsor limited partners throughout this prospectus, have expressed an interest to purchase, indirectly through the purchase of non-managing sponsor partnership interests, an aggregate of 4,000,000 private placement warrants at a price of $1.00 per warrant ($4,000,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Subject to each sponsor limited partner purchasing, through the sponsor, the private placement warrants allocated to it in connection with the closing of this offering, the sponsor will issue partnership interests at a nominal purchase price to the sponsor limited partners reflecting interests in an aggregate of 3,200,000 founder shares held by the sponsor; The sponsor limited partners have expressed to us an interest in purchasing up to an aggregate of approximately $283,500,000 of the units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the sponsor limited partners has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $250,000,000, or $287,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and held as cash or invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act which invest only in direct U.S. government treasury obligations; We have until the date that is 24 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination; If we are unable to complete our initial business combination within 24 months from the closing of this offering, or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (which interest shall be net of taxes payable and up to $100,000 of interest income to pay liquidation expenses); While we may pursue an initial business combination with a company in any industry, sector or geographic location, we intend to focus our search on opportunities where we believe we can capitalize on the experience and expertise of our management team to identify, acquire and potentially operate a business in the technology sector, with a focus on video gaming, interactive entertainment and enabling services and technologies, cybersecurity, artificial intelligence, machine learning, Software as a Service (SaaS) and deep tech technologies; Each of our officers (as indicated below) were officers of Ascendant Digital Acquisition Corp. (Ascendant I), a special purpose acquisition company that completed its initial public offering in July 2020 in which it sold units, each consisting of one Class A ordinary share and one-half of one warrant to purchase one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate proceeds of approximately $414,000,000. On March 1, 2021, Ascendant I entered into a Business Combination Agreement with MarketWise, LLC (formerly known as Beacon Street Group, LLC) (MarketWise), pursuant to which, among other things, Ascendant I migrated to and domesticated as a Delaware corporation and become a wholly owned subsidiary of MarketWise. In connection with the business combination with MarketWise, Ascendant I raised $150 million through a private placement of its Class A ordinary shares at a price of $10.00 per share. On July 21, 2021, Ascendant I consummated its business combination with MarketWise. MarketWises shares of Class A common stock and warrants trade on The Nasdaq Stock Market under the symbol MKTW; In addition, each of our officers were officers of Ascendant Digital Acquisition Corp. III (Ascendant III), a special purpose acquisition company that completed its initial public offering in November 2021 in which it sold units, each consisting of one Class A ordinary share and one-half of one warrant to purchase one Class A ordinary share for an offering price of $10.00 per unit, generating aggregate proceeds of approximately $300,000,000. Ascendant III was liquidated in February 2023 and funds were redeemed to shareholders; Our Chief Executive Officer and Director, Mark Gerhard, and Chief Operating Officer and Director, Riaan Hodgson, have worked together for fifteen years as senior executives, first at the helm of Jagex Limited, a video game developer and publisher based in Cambridge, United Kingdom (Jagex), followed by PlayFusion Limited, a technology company developing proprietary mixed reality experiences based in Cambridge, United Kingdom (PlayFusion) and Beauty Labs International Ltd, a developer of AI-powered applications for the beauty industry based in Cambridge, United Kingdom (Beauty Labs). They have extensive executive management and entrepreneurial backgrounds in technology and digital media businesses, including leading roles at Seagate Software, later known as Crystal Decisions (acquired by Business
|
7.00000
|
1.000
|
Cantor / Odeon
|
Mark Gerhard, Riaan Hodgson, David Gomberg
|
Tech
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2010930/000121390024051796/ea0201265-06.htm
|
87
|
|
9.980
|
10.060
|
0.02800
|
|
0.000
|
|
23
|
2024-09-07
|
CHEB
|
CHEB/U US Equity
|
CHEB/WS US Equity
|
Chenghe Acquisition II
|
2024-06-07
|
2026-06-10
|
86495904.00
|
8625000.00
|
10.029
|
2024-06-30
|
0.080
|
0.835
|
10.108
|
10.863
|
0.000
|
86.250
|
0.118
|
0.873
|
-0.01073
|
-0.01023
|
642
|
0.04879
|
0.04819
|
0.04789
|
75.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $75,000,000, or $86,250,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit in either case), will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our company is led by our CEO, Ms. Anna Zhou, and supported by our Chairman, Shibin Wang, Chairman of the Advisory Board, Mr. Richard Qi Li, and our CFO, Mr. Lyle Wang. Mr. Li is the Founder of Chenghe Group, and both Ms. Zhou and Mr. Wang serve on Chenghe Groups investment team. These members of our management played a critical role in the formation, initial public offerings and business combinations of prior SPACs sponsored by Chenghe Group. Chenghe Group is an investment holding company with multiple lines of business: including financial advisory, asset management, private equity investing and other services. Within its advisory practice, Chenghe Group provides a full spectrum of services, including capital raising, financial advisory on mergers and acquisitions (M&A) and public listing services across a broad range of sectors and companies at different growth stages. Within its Asset Management and Private Equity practice, Chenghe Group is committed to creating value for investors by identifying and investing in visionary management teams and growing companies with disruptive innovations. The groups current major investment areas include green technology, TMT (technology, communications, and media), healthcare, consumer, ecommerce, and other new economic industries. In addition, through its Private Equity practice, Chenghe Group has been actively involved in SPAC investments, sponsoring and leading multiple US-Listed SPACs including Chenghe Acquisition Co. (Nasdaq: CHEA) and Chenghe Acquisition I Co. (Nasdaq: LATG).; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of permitted withdrawals), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; If we are unable to complete our initial business combination within such the completion window (24 months), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net permitted withdrawals and up to $100,000 of interest to pay dissolution expenses); completion window refers to the period following the completion of this offering at the end of which, if we have not completed our initial business combination, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of permitted withdrawals and up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and certain conditions and as further described herein. The completion window ends (i) 24 months from the closing of this offering; or (ii) such other time period in which we must consummate an initial business combination pursuant to an amendment to our amended and restated memorandum and articles of association;
|
2.50000
|
|
Cohen / Seaport
|
Anna Zhou, Shibin Wang
|
Diversified (Asia)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2016420/000121390024050581/ea0201903-06.htm
|
91
|
|
10.000
|
10.005
|
0.03333
|
|
0.000
|
|
24
|
2024-09-07
|
RFAI
|
RFAIU US Equity
|
|
RF Acquisition II
|
2024-05-16
|
2025-11-18
|
116231688.00
|
11500000.00
|
10.107
|
2024-06-30
|
0.081
|
0.599
|
10.188
|
10.707
|
0.000
|
116.380
|
0.078
|
0.597
|
-0.00664
|
-0.00272
|
438
|
0.04894
|
0.04807
|
0.04463
|
100.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one ordinary share and one right entitling the holder thereof to receive one-twentieth of one ordinary share upon the completion of an initial business combination; We may pursue a business combination with a target in any industry that can benefit from the expertise and capabilities of our management team. While our efforts in identifying prospective target businesses will not be limited to a particular geographic region, we intend to focus our search on businesses in Asia within the deep technology sector, including artificial intelligence, quantum computing, and biotechnology; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay liquidation and dissolution expenses); Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $100,500,000 or $115,575,000, if the underwriters over-allotment option is exercised in full ($10.05 per public share in either case), will be deposited into a U.S.-based trust account with Continental Stock Transfer & Trust Company, acting as trustee, approximately $2,750,000, or $3,050,000, if the underwriters over-allotment option is exercised in full, will be used to pay fees and expenses in connection with the closing of this offering, including underwriting discounts and commissions, and an estimated $750,000 will be available for working capital following this offering; Except with respect to interest earned on the funds held in the trust account that may be released to us to pay our tax obligations, the proceeds from this offering and the sale of the private units that are deposited in the trust account will not be released from the trust account until the earliest to occur of (a) the completion of our initial business combination, (b) the redemption of any public shares properly submitted in connection with a shareholder vote to amend our amended and restated memorandum and articles of association (i) to modify the substance or timing of our obligation to allow redemption in connection with our initial business combination or to redeem 100% of our public shares if we do not complete our initial business combination within 18 months from the closing of this offering or (ii) with respect to any other provision relating to shareholders rights or pre-initial business combination activity and (c) the redemption of our public shares if we are unable to complete our initial business combination within 18 months from the closing of this offering; Tse Meng Ng, our Chairman, director, and Chief Executive Officer since February 2024, is a highly regarded and successful financier and businessman. Since January 2021, Mr. Ng has also served as Chief Executive Officer and Chairman of RF Acquisition Corp., a special purpose acquisition company that consummated a $115 million initial public offering in March 2022 and is seeking to consummate its initial business combination with GCL Global Holdings Ltd. In February 2019, Mr. Ng co-founded Ruifeng Wealth Management Pte Ltd, a Singapore Capital Markets Services licensed financial institution regulated by the Monetary Authority of Singapore for which he serves as the chairman; Chee Soon Tham, our Chief Financial Officer and director since March 2024, was an audit partner at Ernst & Young, in Singapore, from 2004 until 2018. While at Ernst & Young, Mr. Tham worked in a number of overseas offices, including New Orleans and Boston, in the USA; The founder shares and shares underlying private units, or private shares, are identical to the public shares. However, our initial shareholders have agreed (A) to vote their founder shares and private shares in favor of any proposed business combination, (B) not to propose, or vote in favor of, prior to and unrelated to an initial business combination, an amendment to our amended and restated memorandum and articles of association that would affect the substance or timing of our redemption obligation to redeem all public shares if we cannot complete an initial business combination within 18 months from the closing of this offering, unless we provide public shareholders an opportunity to redeem their public shares in conjunction with any such amendment, (C) not to redeem any shares, including founder shares and private shares, in connection with a shareholder vote to approve our proposed initial business combination or amendments to our amended and restated memorandum and articles of association prior to such a business combination or sell any shares to us in any tender offer in connection with our proposed initial business combination, and (D) that the founder shares and private shares shall not participate in any liquidating distribution upon winding up if an initial business combination is not consummated; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party fo
|
4.00000
|
|
EarlyBirdCapital
|
Tse Meng Ng, Chee Soon Tham
|
Tech (Asia)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2012807/000182912624003479/rfacq2_424b4.htm
|
113
|
|
10.120
|
10.160
|
0.04000
|
|
1.000
|
0.080
|
25
|
2024-09-07
|
GPAT
|
GPATU US Equity
|
r
|
GP-Act III Acquisition
|
2024-05-09
|
2026-05-12
|
289448064.00
|
28750000.00
|
10.068
|
2024-06-30
|
0.080
|
0.804
|
10.148
|
10.871
|
0.000
|
288.075
|
0.138
|
0.861
|
-0.01261
|
-0.01064
|
613
|
0.05038
|
0.04976
|
0.04851
|
250.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable public warrant. Each whole public warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While we may pursue an initial business combination target in any industry or geographic location (subject to certain limitations described in this prospectus), we intend to focus our search on high potential businesses based in the United States; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $250.0 million or $287.5 million if the underwriters over-allotment option is exercised in full ($10.00 per unit), will be deposited into a U.S.-based trust account maintained with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the completion of our initial business combination, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); If we have not completed our initial business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Our co-sponsor, GPIAC II, LLC, a Cayman Islands limited liability company (which we refer to as GP sponsor throughout this prospectus), an affiliate of GP Investments, Ltd., has committed to purchase, through Sponsor HoldCo, an aggregate of 237,500 private placement warrants at a price of $1.00 per warrant ($237,500 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Our co-sponsor, IDS III LLC, a Delaware limited liability company (which we refer to throughout this prospectus as Act III sponsor and prior to March 7, 2024, together with GP sponsor, as the co-sponsors), has committed to purchase, through Sponsor HoldCo, an aggregate of 118,750 private placement warrants at a price of $1.00 per warrant ($118,750 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Our co-sponsor, Boxcar Partners III, LLC, a Delaware limited liability company (which we refer to throughout this prospectus as Boxcar sponsor and following March 7, 2024 (including following the consummation of this offering), together with GP sponsor and Act III sponsor, as the co-sponsors), has committed to purchase, through Sponsor HoldCo, an aggregate of 118,750 private placement warrants at a price of $1.00 per warrant ($118,750 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Cantor has committed to purchase an aggregate of 2,500,000 private placement warrants at a price of $1.00 per warrant ($2,500,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Certain institutional investors (none of which are affiliated with any member of our management, our co-sponsors or any other investor), which we refer to as the non-managing HoldCo investors throughout this prospectus, have expressed an interest to purchase, indirectly through the purchase of non-managing Sponsor HoldCo membership interests, an aggregate of 4,025,000 private placement warrants at a price of $1.00 per warrant ($4,025,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering. Subject to each non-managing HoldCo investor purchasing, through Sponsor HoldCo, the private placement warrants allocated to it in connection with the closing of this offering, Sponsor HoldCo will issue membership interests at a nominal purchase price to the non-managing HoldCo investors reflecting interests in an aggregate of 3,220,000 founder shares held by Sponsor HoldCo; The non-managing HoldCo investors have expressed to us an interest in purchasing up to an aggregate of approximately $284.5 million of the units in this offering at the offering price (assuming the exercise in full of the underwriters over-allotment option). None of the non-managing HoldCo investors has expressed to us an interest in purchasing more than 9.9% of the units to be sold in this offering. There can be no assurance that the non-managing HoldCo investors will acquire any units, either directly or indirectly, in this offering, or as to the amount of the units the non-managing HoldCo investors will retain, if any, prior to or upon the consummation of our initial business combination; Our co-sponsor, GPIAC II, LLC, is a wholly-owned subsidiary of GP Investments, a leading private equity and alternative investment firm with over 30 years of history assisting companies to develop, grow and build long lasting capabilities through operational and governance improvements. Since its founding in 1993, GP Investments has completed over 50 private equity investments, has executed over 30 equity capital market transactions and has raised more than $5.0 billion through eight funds. Additionally, GP Investments has invested over $1.0 billion of proprietary capital alongside investors. GP Investments has made investments across numerous sectors, building a strong track record in the consumer, business services, industrial and technology sectors in particular, leading business transformations that have created market leaders in all of these segments. Through such investments, the firm has provided companies not only with capital to fuel growth but also with active managerial support as they developed their strategies to emb
|
7.00000
|
1.000
|
Cantor
|
GP Investments, Fersen Lamas Lambranho, Steven Spinner, Antonio Bonchristiano
|
Diversified (US)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1834526/000110465924059150/tm243519-11_424b4.htm
|
120
|
|
10.020
|
10.040
|
0.02800
|
|
0.000
|
|
26
|
2024-09-07
|
CCIX
|
CCIXU US Equity
|
CCIXW US Equity
|
Churchill Capital IX
|
2024-05-02
|
2026-05-06
|
289760896.00
|
28750000.00
|
10.079
|
2024-06-30
|
0.080
|
0.797
|
10.159
|
10.876
|
0.000
|
287.500
|
0.159
|
0.876
|
-0.01565
|
-0.00187
|
607
|
0.05179
|
0.05179
|
0.04304
|
250.00000
|
0.250
|
Each unit consists of one Class A ordinary share of the Company and one-quarter of one warrant, each whole warrant entitling the holder thereof to purchase one Class A ordinary share of the Company at an exercise price of $11.50 per share; Churchill Capital Corp IX was founded by Michael Klein, who is also the founder and managing partner of M. Klein and Company, LLC. The Company was formed for the purpose of effecting a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses. It may pursue an initial business combination target in any business or industry; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of amounts withdrawn to fund our working capital requirements, subject to an annual limit of $1,000,000, and to pay our taxes; We will have 24 months from the closing of this offering to consummate an initial business combination (or 27 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering) or until such earlier liquidation date as our board of directors may approve, to consummate an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $250.0 million, or $287.5 million if the underwriters overallotment option is exercised in full ($10.00 per unit in either case), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee; In April 2019, Mr. Klein founded and became Chief Executive Officer and Chairman of the Board of Directors of Churchill Capital Corp II, a special purpose acquisition company that completed a $690 million initial public offering in July 2019. In June 2021, Churchill Capital Corp II merged with both Software Luxembourg Holding S.A. (Skillsoft), a provider of digital learning and talent management solutions, and Global Knowledge Training LLC, a provider of IT and professional skills development. In October 2019, Mr. Klein founded and became Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp III, a special purpose acquisition company that completed a $1.1 billion initial public offering in February 2020. In October 2020, Churchill Capital Corp III merged with MultiPlan, Inc., a technology-enabled provider of end-to-end healthcare cost management solutions. In April 2020, Mr. Klein founded and became Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp IV, a special purpose acquisition company that completed a $2.07 billion initial public offering in August 2020. In July 2021, Churchill Capital Corp IV merged with Lucid Group, Inc., a manufacturer of luxury electric vehicles. In May 2020, Mr. Klein founded and became Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp V, a special purpose acquisition company that completed a $500 million initial public offering in December 2020. Churchill Capital Corp V elected to not complete an initial business and in October 2023 was liquidated with the cash held in trust returned to shareholders. In December 2020, Mr. Klein founded and became Chief Executive Officer, President and Chairman of the Boards of Directors of Churchill Capital Corp VI and Churchill Capital Corp VII, special purpose acquisition companies that completed their $552 million and $1.38 billion initial public offerings, respectively, in February 2021. Churchill Capital Corp VI elected to not complete an initial business and in December 2023 was liquidated with the cash held in trust returned to shareholders. In August 2023, Churchill Capital Corp VII entered into a definitive agreement to merge with CorpAcq Holdings Limited (CorpAcq), a corporate compounder with a record of acquiring and supporting founder-led businesses. In March 2021, Mr. Klein founded and became Chief Executive Officer and Chairman of the Board of Directors of AltC Acquisition Corp., a special purpose acquisition corporation formally known as Churchill Capital Corp VIII, the eighth corporation in the Churchill series of special purpose acquisition corporations and completed its $500 million initial public offering in July 2021. In July 2023, AltC Acquisition Corp. entered into a definitive agreement to merge with Oklo Inc.; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares (including any securities for which such shares are exchanged in any prior migration or other restructuring) upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of permitted withdrawals), divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares (including any securities for which such shares are exchanged in any prior migration or other restructuring) upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender off
|
6.50000
|
|
Citi
|
Michael Klein, Churchill Capital
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2006291/000119312524130638/d681110d424b4.htm
|
127
|
|
10.000
|
10.140
|
0.02600
|
|
0.000
|
|
27
|
2024-09-07
|
IBAC
|
IBACU US Equity
|
|
IB Acquisition
|
2024-03-26
|
2025-09-08
|
116764848.00
|
11500000.00
|
10.153
|
2024-06-30
|
0.062
|
0.399
|
10.216
|
10.552
|
0.000
|
115.228
|
0.226
|
0.562
|
-0.01918
|
|
367
|
0.05595
|
0.05283
|
|
100.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one share of our common stock and one right. Each right entitles the holder thereof to receive one-twentieth (1/20) of one share of our common stock upon the consummation of our initial business combination; We will provide our public stockholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their shares of our common stock upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest; If we are unable to complete our initial business combination within 18 months from the closing of this offering (assuming we do not amend our amended and restated articles of incorporation to extend the time we have to complete our initial business combination beyond the initial 18 months from the closing of this offering, which would require a vote of our stockholders) we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 on any redemptions or stock buybacks by us; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $100.5 million or $115.575 million if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Adelmo Al Lopez, Chairman and Chief Executive Officer: Founder of Alma Coffee, former President and CEO of Blair Corporation, and former CFO of Dole Fresh Fruit International; We will provide our public stockholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public stockholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Each public stockholder may elect to redeem its public shares irrespective of whether they vote for or against the proposed transaction; Our initial stockholders, officers and directors have agreed, pursuant to a written agreement with us, that they will not propose any amendment to our amended and restated articles of incorporation (i) to modify the substance or timing of our obligation to redeem 100% of our public shares if we do not complete our initial business combination within 18 months from the closing of this offering or (ii) with respect to any other provision relating to stockholders rights or pre-business combination activity, unless we provide our public stockholders with the opportunity to redeem their shares of common stock upon approval of any such amendment at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest; Unless our amended and restated articles of incorporation are further amended, we will have only 18 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses) divided by the number of then outstanding public shares, which redemption will completely extinguish public stockholders rights as stockholders (including the right to receive further liquidation distributions, if any), subject to applicable law, and (iii) as promptly as reasonably possible following such redemption, subject to the approval of our remaining stockholders and our board of directors, dissolve and liquidate, subject in each case to our obligations under Nevada law to provide for claims of creditors and the requirements of other applicable law; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.05 per public share;
|
5.70000
|
|
I-Bankers
|
Adelmo Al Lopez
|
Diversified
|
Nevada
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1998781/000149315224011561/form424b4.htm
|
164
|
|
10.020
|
|
0.05700
|
|
1.000
|
0.088
|
28
|
2024-09-07
|
BKHA
|
BKHAU US Equity
|
|
Black Hawk Acquisition
|
2024-03-20
|
2025-06-23
|
70013168.00
|
6900000.00
|
10.147
|
2024-05-30
|
0.118
|
0.463
|
10.265
|
10.609
|
0.000
|
70.311
|
0.065
|
0.409
|
-0.00727
|
0.08431
|
290
|
0.05079
|
0.05209
|
-0.05850
|
69.00000
|
0.000
|
Each unit we are offering has a price of $10.00 and consists of: (i) one Class A ordinary share, and (ii) one-fifth (1/5) of one right entitling the holder thereof to receive one Class A ordinary share, redeemable upon the consummation of the initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region. We do not have any specific business combination under consideration and we have not (nor has anyone on our behalf), directly or indirectly, contacted any prospective target business or had any substantive discussions, formal or otherwise, with respect to such a transaction with our company; If we are unable to complete our initial business combination within 15 months from the consummation of this offering (or up to 18 or 21 months, as applicable, if we extend the time (up to two extensions in total) to complete a business combination, which extension would be effectuated without a vote of our public shareholders by an additional three months each time for a total of up to 18 or 21 months by depositing $600,000 (or $690,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account (the Paid Extension Period), all as described in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay liquidation and dissolution expenses); Kent Louis Kaufman has been serving as our Chief Executive Officer and director since November 21, 2023, and has been serving as our Chairman and Chief Financial Officer since December 4, 2023. Mr. Kaufman has over 30 years of experience in executive roles, management consulting, and executive coaching. He currently serves as the CEO of the Growth and Leadership Center Inc, a role he has held since 2004. Since March 2020, Mr. Kaufman has been serving as a managing partner at BEEC Capital, a management and consulting company; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose, at which shareholders may seek to redeem their shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination, for their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Upon consummation of the offering, $10.05 per unit sold to the public in this offering (whether or not the underwriters over-allotment option has been exercised in full or in part) will be deposited into a United-States-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee; Our insiders also have agreed, pursuant to a written agreement with us, that they will not propose any amendment to our Post-offering Memorandum and Articles that would (i) modify the substance or timing of our obligation to allow redemption in connection with our initial business combination or to redeem 100% of our public shares if we do not complete our initial business combination within 15 months from the consummation of this offering (or up to 18 or 21 months, as applicable) or (ii) with respect to the other provisions relating to pre-business combination activity, unless we provide our public shareholders with the opportunity to redeem their Class A ordinary shares upon approval of any such amendment at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest; In conjunction with any shareholder vote either to: (i) amend our articles prior to our initial business combination or (ii) approve any proposed initial business combination: we will provide our public shareholders with the opportunity to redeem all or a portion of their public shares at a pro rata, per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. The amount in the trust account is initially anticipated to be $10.05 per public share; In connection with our initial business combination, we will provide our public shareholders with the opportunity to redeem all or a portion of their public shares either (i) pursuant to a shareholder meeting called to approve the initial business combination or (ii) without a shareholder vote by means of conducting a tender offer; Our Sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below (i) $10.05 per public share;
|
2.22000
|
|
EF Hutton
|
Kent Louis Kaufman
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2000775/000182912624001784/blackhawk_424b4.htm
|
170
|
|
10.190
|
11.130
|
0.03217
|
|
1.000
|
1.400
|
29
|
2024-09-07
|
DYCQ
|
DYCQU US Equity
|
|
DT Cloud Acquisition
|
2024-02-21
|
2024-11-23
|
70598576.00
|
6900000.00
|
10.232
|
2024-06-30
|
0.082
|
0.175
|
10.313
|
10.407
|
0.000
|
71.001
|
0.033
|
0.127
|
-0.00225
|
0.01423
|
78
|
0.05903
|
0.05422
|
-0.02359
|
60.00000
|
0.000
|
Each unit that we are offering has a price of $10.00 and consists of one ordinary share and one right to receive one-seventh (1/7) of one ordinary share upon the consummation of an initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region; We have 9 months (or up to 21 months if we extend the period of time to consummate a business combination) from the closing of this offering to consummate our initial business combination. However, if we enter into a business combination agreement within 9 months after this offering, we are entitled to an automatic 3-month extension. As a result, we will have 12 months (or up to 24 months if we extend the period of time to consummate a business combination) from the closing of this offering to consummate our initial business combination. In order to extend the time available for us to consummate our initial business combination, our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each one-month extension, an additional $0.03 per unit for each month extended, totaling $180,000 per month based on the offering size of 6,000,000 units or $207,000 per month if the underwriters over-allotment option is exercised in full (yielding up to an aggregate of $2,160,000 in additional deposit); Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60,300,000, or $69,345,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit or 100.5% of the gross proceeds of the offering in either case), will be deposited into a United States-based account at Morgan Stanley maintained by Continental Stock Transfer & Trust Company acting as trustee; Infinity-Star Holdings Limited, a British Virgin Islands company, and Mr. Ip Ping Ki, hold 20% and 80%, respectively, of the outstanding shares of DT Cloud Capital Corp, our sponsor; Although we will seek to have all vendors and service providers we engage and prospective target businesses we negotiate with execute agreements with us waiving any right, title, interest or claim of any kind in or to any monies held in the trust account for the benefit of our public shareholders, they may not execute such agreements; In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.05 per share or 100.5% of the gross proceeds from this offering), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes; If we fail to consummate a business combination within 9 or 12 months (or up to 21 or 24 months, depending on the occurrence of the Event, if we extend the time to complete a business combination as described in this prospectus) from the date that the registration statement is declared effective, our amended and restated memorandum and articles of association provides that we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible, but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, divided by the number of the then-outstanding public shares, which redemption will completely extinguish public shareholders rights as shareholders (including the right to receive further liquidation distributions, if any); and (iii) as promptly as reasonably possible following such redemption, subject to the approval of our remaining shareholders and our board of directors, liquidate and dissolve, subject in the case of clauses (ii) and (iii), to our obligations under Cayman Islands law to provide for claims of creditors and the requirements of other applicable law. However, if we anticipate that we may not be able to consummate our initial business combination within 9 or 12 months, our sponsor may, but is not obligated to, extend the period of time to consummate a business combination up to twelve times by an additional one month each time (for a total of up to 21 or 24 months to complete a business combination, depending on the occurrence of the Event). Pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement entered into between us and Continental Stock Transfer & Trust Company, LLC on the date of this prospectus, in order to extend the time available for us to consummate our initial business combination, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each one-month extension $180,000, or $207,000 if the underwriters over-allotment option is exercised in full ($0.03 per share in either case), on or prior to the date of the applicable deadline;
|
2.17400
|
|
Brookline
|
Shaoke Li
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1944212/000149315224007279/form424b4.htm
|
198
|
|
10.290
|
10.460
|
0.03623
|
|
1.000
|
|
30
|
2024-09-07
|
HLXB
|
|
|
Helix Acquisition II
|
2024-02-09
|
2026-02-14
|
187648800.00
|
18400000.00
|
10.198
|
2024-06-30
|
0.081
|
0.710
|
10.280
|
10.908
|
0.000
|
190.072
|
-0.030
|
0.598
|
0.00490
|
|
526
|
0.03992
|
0.03853
|
|
160.00000
|
0.000
|
Unlike certain other special purpose acquisition company initial public offerings, investors in this offering will not receive warrants that would become exercisable following completion of our initial business combination; While the Company may pursue an initial business combination target in any business or industry, it intends to focus on opportunities in healthcare or healthcare-related industries; The Company, sponsored by Helix Holdings II LLC, an affiliate of Cormorant Asset Management, is led by Bihua Chen as Chief Executive Officer and Chairperson, and Caleb Tripp as Chief Financial Officer; Of the proceeds we receive from this offering and the sale of the private placement shares described in this prospectus, $150,000,000, or $172,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per share in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares that were sold as part of this offering, which we refer to collectively as our public shares, upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of taxes paid or payable); If we are unable to complete our initial business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes paid or payable and up to $100,000 of interest to pay dissolution expenses); Cormorant Asset Management, LP, which we refer to as Cormorant, has indicated the interest of one or more investment vehicles managed by Cormorant (which we refer to as the Cormorant Funds) to purchase 2,500,000 Class A ordinary shares (or 2,875,000 Class A ordinary shares if the underwriters over-allotment option is exercised in full) in this offering at the initial public offering price; The Cormorant Funds have also indicated an interest to purchase an aggregate of $35,000,000 of our Class A ordinary shares in a private placement that would occur concurrently with the consummation of our initial business combination; Our sponsor is an affiliate of Cormorant, a leading life sciences focused investment firm with over $2 billion in assets under management as of December 31, 2022. Our Chairperson and Chief Executive Officer, Bihua Chen, founded Cormorant and is the managing member of Cormorant. Since its inception in 2013, Cormorant has focused on the healthcare industry and invests, throughout their growth cycle, in companies that discover and develop therapeutic drugs or medical technology. Cormorant is an active life-science investor with investments in over 100 privately held, life science-focused companies over this period. Of these investments, over 50 have completed initial public offerings. Notable successes include Prometheus Biosciences, Inc., Turning Point Therapeutics, Inc., and MyoKardia, Inc., each of which has been acquired for more than $4 billion. Other notable successes include BridgeBio Pharma Inc. and Apellis Pharmaceuticals Inc., each of which is a public company with a market capitalization greater than $1 billion; We expect the pro rata redemption price to be approximately $10.00 per public share (regardless of whether the underwriter exercises its over-allotment option), without taking into account any interest or other income earned on such funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (less taxes paid or payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or other similar agreement or business combination agreement (except for the Companys independent auditors), reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share;
|
4.75000
|
|
Leerink
|
Bihua Chen , Caleb Tripp
|
Healthcare
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1869105/000121390024010676/fs12024a2_helixacq2.htm
|
210
|
|
10.330
|
|
0.02969
|
|
0.000
|
|
31
|
2024-09-07
|
LEGT
|
LEGT/U US Equity
|
LEGT/WS US Equity
|
Legato Merger III
|
2024-02-06
|
2026-02-09
|
204663328.00
|
20125000.00
|
10.170
|
2024-05-31
|
0.117
|
0.738
|
10.286
|
10.907
|
0.000
|
204.873
|
0.106
|
0.727
|
-0.01035
|
0.00424
|
521
|
0.04954
|
0.04954
|
0.03884
|
175.00000
|
0.500
|
Each unit that we are offering has a price of $10.00 and consists of one ordinary share and one-half of one warrant. Each whole warrant entitles the holder to purchase one ordinary share at a price of $11.50 per share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to initially focus on target businesses in the infrastructure, engineering and construction, industrial and renewables industries; If we are unable to consummate an initial business combination within 24 months from the closing of this offering (or 27 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering), we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us (less up to $100,000 for our liquidation expenses); Upon consummation of the offering, an aggregate of $175,000,000 (or $201,250,000 if the over-allotment option is exercised in full) or $10.00 per unit sold to the public in this offering will be deposited in an account located in the United States at Bank of America with Equiniti Trust Company, LLC, acting as trustee; We will seek to capitalize on the experience of our management team in consummating an initial business combination. As more fully described below, Eric S. Rosenfeld, our Chief SPAC Officer, and David D. Sgro, our Vice Chairman of the Board, have led eight prior public blank check companies: (i) Arpeggio Acquisition Corporation, or Arpeggio, which raised $40.8 million in June 2004 and consummated a business combination with Hill International, Inc., or Hill International, in June 2006, (ii) Rhapsody Acquisition Corp., or Rhapsody, which raised $41.4 million in October 2006 and consummated a business combination with Primoris Corporation, or Primoris, in July 2008, (iii) Trio Merger Corp., or Trio, which raised $69 million in June 2011 and consummated a business combination with SAExploration Holdings Inc., or SAE, in June 2013, (iv) Quartet Merger Corp., or Quartet, which raised $96.6 million in November 2013 and consummated a business combination with Pangea Logistics Solutions Ltd., or Pangaea, in October 2014, (v) Harmony Merger Corp., or Harmony, which raised $115.0 million in March 2015 and consummated a business combination with NextDecade LLC, or NextDecade, in July 2017, (vi) Allegro Merger Corp, or Allegro, which raised $149.5 million in July 2018 and executed a definitive merger agreement with TGI Fridays that was later terminated due largely to the COVID-19 pandemic, (vii) Legato Merger Corp., or Legato I, which raised approximately $235.8 in January 2021 and consummated a business combination with Algoma Steel Group Inc, or Algoma, in October 2021 and (viii) Legato Merger Corp. II, or Legato II, which raised $276.0 million in November 2021 and consummated a business combination with Southland Holdings LLC, or Southland, in February 2023; Our Chief Executive Officer, Gregory Monahan, is a Senior Managing Director of Crescendo Partners, L.P., a New York-based investment firm, and the Senior Portfolio Manager of Jamarant Capital, L.P. a private investment partnership. He also served as Chief Executive Officer of Legato II; Our Chairman, Brian Pratt, was formerly the Chairman and CEO of Primoris, an E&C company that went public through a business combination with Rhapsody in 2008; We will either (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), in each case subject to the limitations described herein. Any announcement regarding our entry into a definitive agreement for an initial business combination will indicate whether we intend to seek shareholder approval of such transaction or instead provide shareholders with the opportunity to sell their shares to us by means of a tender offer; We expect the pro rata redemption price to be approximately $10.00 per ordinary share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest earned on such funds; Warrants redeemable if stock >$18.00; In connection with any general meeting called to approve a proposed initial business combination, each public shareholder will have the right, regardless of whether he is voting for or against such proposed business combination or does not vote at all, to demand that we convert his shares into a pro rata share of the trust account; Although we are required to have all third parties (including any vendors or other entities we engage after this offering) and any prospective target businesses enter into agreements with us waiving any right, title, interest or claim of any kind in or to any monies held in the trust account, there is no guarantee that they will execute such agreements; Crescendo Advisors LLC, an entity affiliated with Eric S. Rosenfeld, our Chief SPAC Officer, has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below $10.00 per share by the claims of target businesses or claims of vendors or other entities that are owed money by us for services rendered or contracted for or products sold to us; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust ac
|
5.22800
|
|
BTIG
|
Gregory Monahan, Eric Rosenfeld, Brian Pratt
|
Infrastructure
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/2002038/000182912624000763/legatomerger3_424b4.htm
|
213
|
|
10.180
|
10.330
|
0.02987
|
|
0.000
|
|
32
|
2024-09-07
|
JVSA
|
JVSAU US Equity
|
|
JVSPAC Acquisition
|
2024-01-18
|
2025-01-21
|
58815184.00
|
5750000.00
|
10.229
|
2024-06-30
|
0.082
|
0.246
|
10.310
|
10.475
|
0.000
|
58.938
|
0.060
|
0.225
|
-0.00584
|
0.04556
|
137
|
0.05942
|
0.05942
|
-0.07373
|
50.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one of our Class A ordinary shares and one right. Each right entitles the holder thereof to receive one-fourth (1/4) of one Class A ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 4 in order to receive shares for all of your rights upon closing of a business combination; It is our intention to pursue prospective targets that are at the intersection of the lifestyle sectors and technology, which we believe have an optimistic growth trajectory for the coming years. We will primarily seek to acquire one or more businesses with a total enterprise value of between $100,000,000 and $600,000,000; Because we are based in Hong Kong, we face various legal and operational risks and uncertainties associated with doing business in China; In addition, although we do not have any specific business combination under consideration and we have not, directly or indirectly, contacted any prospective target business or had any substantive discussions, formal or otherwise, with respect to such a transaction, we may pursue or consummate an initial business combination with a company located or doing business in the PRC; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $50,000,000 or $57,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; Mr. Albert Wong, our Chief Executive Officer and Chairman, has approximately two decades of experience in management, investment, marketing and capital markets with a focus on capital raising, special situation advisory, portfolio and project management and execution. Mr. Wong has also been the Chief Executive Officer and Director of Kingsway Group Holdings, which is a respected distribution conglomerate for luxury products ranging from yachts, automotive and prestige lifestyle solutions in Asia. Due to his expertise, operational experience and deep relationships in the sector, Kingsway Group Holdings has become the sole distributor of Lamborghini in Hong Kong, Macau and Guangzhou, as well as the sole distributor of Koenigsegg Automotive and Rimac Automobili in China. Mr. Claudius Tsang, our Chief Financial Officer and director, has over 20 years of experience in capital markets, with a strong track record of success in private equity, M&A transactions and PIPE investments with a focus on Greater China and other emerging markets; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon two days advance notice prior to the applicable deadline, must deposit into the trust account $500,000, or up to $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,000,000 (or $1,150,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and less up to $100,000 of interest to pay for dissolution expenses); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination (regardless of whether a shareholder abstains, or votes for or against the proposed transaction) or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share;
|
2.32500
|
|
Maxim
|
Albert Wong, Claudius Tsang
|
Lifestyle / Tech
|
BVI
|
Hotel101
|
2024-04-08 00:00
|
Apr 4 2024 announced a business combination with Hotel101; Hotel101 is a hotel prop-tech operator pioneering a globally standardized, asset-light "condotel" business model. Upon completion of the proposed business combination transaction, the combined entity is expected to be publicly listed on the NASDAQ under the ticker symbol "HBNB."; Hotel101 is expected to have an equity value of over US$2.3 billion following completion of the transaction, which is expected to close during the second half of 2024 subject to regulatory and shareholder approvals and other customary closing conditions;
|
https://www.sec.gov/Archives/edgar/data/1866001/000110465924005224/tm2324885d15_424b4.htm
|
232
|
81
|
10.250
|
10.780
|
0.04650
|
|
1.000
|
0.360
|
33
|
2024-09-07
|
IROH
|
IROHU US Equity
|
IROHW US Equity
|
Iron Horse Acquisitions
|
2023-12-27
|
2024-12-28
|
70364360.00
|
6900000.00
|
10.198
|
2024-06-30
|
0.063
|
0.167
|
10.260
|
10.365
|
0.000
|
69.828
|
0.140
|
0.245
|
-0.01368
|
0.02336
|
114
|
0.07976
|
0.07976
|
-0.04064
|
61.00000
|
1.000
|
Each unit that we are offering has a price of $10.00 and consists of one share of common stock, one warrant, and one right entitling the holder to receive one-fifth (1/5) of one share of common stock upon consummation of our initial business combination, subject to adjustment as described in this prospectus. Each warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. Each warrant will become exercisable 30 days after the completion of an initial business combination and will expire on the fifth anniversary of our completion of an initial business combination, or earlier upon redemption or liquidation; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to initially focus on target companies within the media & entertainment industry with a primary focus on the United States, and in particular on identifying attractive targets among content studios and film production, family entertainment, animation, music, gaming, e-sports, talent management, and talent-facing brands and businesses; Upon consummation of the offering, $10.00 per unit sold to the public in this offering (whether or not the underwriters over-allotment option has been exercised in full or in part) will be deposited into a U.S.-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee. Such amount includes $2,190,000, or $0.365 per unit (or $2,518,500 if the underwriters over-allotment option is exercised in full), payable to EF Hutton as deferred underwriting discounts and commissions; Our Chief Executive Officer, Jose Antonio Bengochea has extensive media experience. Mr. Bengochea is currently Founder and Chief Executive Officer of Bengochea Capital LLC, an investment firm founded in 2020 to pursue frontier asset classes and, through Mr. Bengocheas network of connections to various industry executives and celebrities, to examine global opportunities in media and entertainment; The Chairman of our Board, Brian Turner, was formerly Chair of the Board of Microvision, Inc. (NASDAQ: MVIS), a public company in the lidar space, and is currently the companys Audit Committee chairman; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have up to 12 months from the closing of this offering to consummate an initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our Sponsor may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a charter amendment, is for our insiders or their affiliates or designees, upon at least five days advance notice prior to the applicable deadline, to deposit into the trust account $199,800, or $229,770 if the underwriters over-allotment option is exercised in full ($0.0333 per unit in either case), or an aggregate of $399,600, or $459,540 if the over-allotment option is exercised in full, for each three-month extension, on or prior to the date of the applicable deadline; Warrants redeemable if stock > $18.00; There can be released to us from the trust account any interest earned on the funds in the trust account that we need to pay our income or other tax obligations (excluding any excise taxes or any other similar taxes that may be imposed on the company pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 on any redemptions or stock buybacks by our company); In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which stockholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer; Bengochea SPAC Sponsors I LLC, an entity affiliated with Jose A. Bengochea, our Chief Executive Officer, has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below $10.00 per share (or any increased amount as a result of our extending the time to consummate a business combination as described herein) by the claims of target businesses or claims of vendors or other entities that are owed money by us for services rendered or contracted for or products sold to us; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.00 (which is equal to the anticipated aggregate amount then on deposit in the trust account excluding interest earned on the funds held in the trust account without taking into account any interest earned on such funds or any increase as a result of our extending the time to consummate a business combination as described herein);
|
2.45700
|
1.000
|
EF Hutton
|
Jose Antonio Bengochea, Brian Turner
|
Entertainment (US)
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1901203/000093041323002724/c107201_424b4.htm
|
254
|
|
10.120
|
10.500
|
0.04028
|
|
1.000
|
0.210
|
34
|
2024-09-07
|
BAYA
|
BAYAU US Equity
|
|
Bayview Acquisition
|
2023-12-15
|
2024-09-16
|
61920000.00
|
6000000.00
|
10.320
|
2024-08-26
|
0.013
|
0.025
|
10.333
|
10.345
|
0.000
|
62.040
|
-0.007
|
0.005
|
0.00065
|
0.01129
|
10
|
0.01925
|
0.01925
|
-0.30732
|
60.00000
|
0.000
|
Each unit consists of one ordinary share and one right, with each right entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $50,000,000 or $57,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per public share) will be deposited into a U.S.-based trust account at Bank of America with American Stock Transfer & Trust Company, acting as trustee, approximately $1,550,000 will be used to pay fees and expenses in connection with the closing of this offering including underwriting commissions and an estimated $575,000 will be available for working capital following this offering; Our management team is led by our Chairperson of the Board of Directors, Yuk Man Lau, Chief Executive Officer and Director, Xin Wang, Chief Financial Officer and Director, David Bumper, and Independent Director nominees, Dajiang Guo, John DeVito and Guohan Li; Xin Wang, our Chief Executive Officer and director, has served as Managing Partner of Bohai Harvest RST (Shanghai) Equity Investment Management Co., Ltd., since January 2015. Previously, Ms. Wang was an associate at two international law firms. Ms. Wang has also served as a director of Atomic47 since April 2019; We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our Board of Directors, if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to three times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsors or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $500,000 (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline. Our public shareholders will not be entitled to vote or redeem their shares in connection with any such extension; If we are unable to consummate our initial business combination within such time period, we will, as promptly as possible but not more than 10 business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes, and then seek to dissolve and liquidate; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsors have agreed that they will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; Aug 13 2024 filed PRE14a to extend deadline to June 19 2025; Aug 26 2024 filed DEF14a to extend deadline to June 19 2025, vote Sept 16, NAV $10.32; Aug 26 2024 filed DEF14a to extend deadline to June 19 2025, vote Sept 16, NAV $10.32;
|
2.12500
|
|
Chardan
|
Yuk Man Lau, Xin Wang
|
Asia
|
Cayman
|
Oabay
|
2024-06-07 00:00
|
June 7 2024 announced a business combination with Oabay Inc. (Oabay), which provides trade credit digital transformation solutions; Combined company will have an implied initial enterprise value of approximately US$393 million; Transaction anticipated to close in the second half of 2024; Oabay will use its reasonable best efforts to obtain transaction financing in the aggregate amount of at least US$15,000,000, in the form of firm written commitments from investors reasonably acceptable to BAYA or in the form of good faith deposits made by investors for a private placement of equity, debt or other alternative financing, in each case, to Oabay or BAYA, on terms and conditions to be agreed by BAYA and Oabay (a Transaction Financing), and (b) as long as Oabay procures the Transaction Financing, BAYA shall use its reasonable best efforts to obtain additional transaction financing to BAYA or PubCo on terms reasonably satisfactory to BAYA and Oabay;
|
https://www.sec.gov/Archives/edgar/data/1969475/000149315223045337/form424b4.htm
|
266
|
175
|
10.340
|
10.450
|
0.03542
|
|
1.000
|
0.200
|
35
|
2024-09-07
|
AFJK
|
AFJKU US Equity
|
|
Aimei Health Technology
|
2023-12-01
|
2024-12-03
|
71717184.00
|
6900000.00
|
10.394
|
2024-06-30
|
0.083
|
0.190
|
10.477
|
10.584
|
0.000
|
72.105
|
0.037
|
0.144
|
-0.00254
|
0.01655
|
88
|
0.05840
|
0.05421
|
-0.02551
|
60.00000
|
0.000
|
Each unit consists of one ordinary share and one right. Each right entitles the holder thereof to receive one-fifth (1/5) of one ordinary share upon the consummation of an initial business combination; Our Chief Executive Officer, Juan Fernandez Pascual, has a deep understanding of the industry, the current challenges and opportunities, and the best strategies for success. He is also familiar with the regulatory environment, and has a strong track record of navigating complex legal and financial matters. His background in financial management and corporate governance will be especially helpful in guiding the companys strategic decisions. We believe Juans unique experience and contacts will help us identify great target companies; Our Chief Financial Officer, Hueng Ming Wong, has solid background of accounting and financing as he has worked in an international accounting firm and advanced in the audit field by leading both internal and external audits, including as a senior manager and a manager in PricewaterhouseCoopers, Beijing office and Deloitte Touche Tohmatsu, Hong Kong; We will seek to acquire small cap businesses in the biopharmaceutical, medical technology/device industries or diagnostic and other services sector; Our sponsor is Aimei Investment Ltd., a Cayman Islands exempted company whose ultimate beneficial owner is Ms. Huang Han. Ms. Han is a resident of the PRC. Mr. Juan Fernandez Pascual is the Secretary of our sponsor; $60,600,000 of the net proceeds of this offering and the sale of the private units (or $69,690,000 if the over-allotment option is exercised in full), or $10.10 per unit sold to the public in this offering in either case, will be placed in a trust account in the United States maintained by Continental Stock Transfer & Trust Company, acting as trustee pursuant to an agreement to be signed on the date of this prospectus; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to 12 times, each by an additional one month (for a total of up to 24 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $198,000 or up to $227,700 if the underwriters over-allotment option is exercised in full ($0.033 per share in either case) on or prior to the date of the applicable deadline, for each one month extension (or up to an aggregate of $2,376,000 (or $2,732,400 if the underwriters over-allotment option is exercised in full), or approximately $0.40 per share if we extend for the full 12 months); If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 24 months from the closing of this offering if we extend the period of time to consummate a business combination by the full amount of time, as described in more detail in this prospectus), we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than five business days thereafter, redeem 100% of the outstanding public shares which redemption will completely extinguish public shareholders rights as shareholders. In connection with our redemption of 100% of our issued and outstanding public shares for a portion of the funds held in the trust account, each public shareholder will receive a full pro rata portion of the amount then in the trust account, plus any pro rata interest earned on the funds held in the trust account and not previously released to us and less up to $50,000 for liquidation expenses; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.10; At any general meeting called to approve an initial business combination, any public shareholder (whether they are voting for or against such proposed business combination or not voting at all) will be entitled to demand that his, her or its ordinary shares be redeemed for a pro rata portion of the amount then in the trust account (initially $10.10 per share, plus any pro rata interest earned on the funds held in the trust account less amounts necessary to pay our taxes); Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.10 per share;
|
3.05000
|
|
Spartan
|
Juan Fernandez Pascual, Hueng Ming Wong
|
Biotech / Healthcare
|
Cayman
|
United Hydrogen
|
2024-06-20 00:00
|
June 20 2024 announced a business combination with United Hydrogen Group Inc. (United Hydrogen or the Company), a comprehensive hydrogen solution company; United Hydrogen Group Inc. is a comprehensive hydrogen solution company covering hydrogen energy producing, storage and transportation, hydrogen equipment, and hydrogen logistic applications, helping clients fulfill their zero carbon business targets; United Hydrogen Group Inc. generated revenue of approximately US$13.1 million in 2023 (unaudited). Revenue in 2023 increased by 144% compared to revenue in 2022; The proposed transaction values the combined company at an estimated enterprise value on a pro-forma basis of approximately US$1.6 billion, assuming no redemptions by Aimei Health Technology Co., Ltds shareholders;
|
https://www.sec.gov/Archives/edgar/data/1979005/000149315223038504/forms-1a.htm
|
280
|
202
|
10.450
|
10.650
|
0.05083
|
|
1.000
|
0.250
|
36
|
2024-09-07
|
CLBR
|
CLBR/U US Equity
|
CLBR/WS US Equity
|
Colombier Acquisition II
|
2023-11-21
|
2025-11-24
|
174325568.00
|
17000000.00
|
10.254
|
2024-06-30
|
0.082
|
0.615
|
10.336
|
10.870
|
0.002
|
173.910
|
0.126
|
0.660
|
-0.01027
|
-0.00544
|
444
|
0.05283
|
0.05114
|
0.04693
|
130.00000
|
0.333
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (net of amounts withdrawn to fund our working capital requirements, subject to an annual limit of $1,000,000, and to pay our taxes (permitted withdrawals); We will have 24 months from the closing of this offering (or 27 months from the closing of this offering if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination within 24 months from the closing of this offering), or until such earlier liquidation date as our board of directors may approve, to consummate an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $130,000,000, or $149,500,000 if the underwriters over-allotment option is exercised in full ($10.00 per unit in either case), will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our management team is predominantly composed of principals of Farvahar Partners, a boutique investment bank and broker/dealer which acts as an advisor and liquidity provider to high growth venture backed companies and institutional investors, 1789 Capital, an investment firm that provides financing to companies in the budding Entrepreneurship, Innovation & Growth (EIG) economy, and former executives, and board members from Colombier Acquisition Corporation (NYSE: CLBR; Colombier 1), which merged with PublicSq. Holdings, Inc. (NYSE: PSQH; PublicSq.) in July 2023; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of permitted withdrawals), divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; Omeed Malik is our Chief Executive Officer and Chairman of the Board of Directors. Since 2018, Omeed has served as the Founder and CEO of Farvahar Partners, a boutique investment bank and broker/dealer which acts as an advisor and liquidity provider to high growth venture backed companies and institutional investors. Omeed is also the President of 1789 Capital, an investment firm that provides financing to companies in the budding Entrepreneurship, Innovation & Growth (EIG) economy. From 2021 to July 2023, he served as an officer and director of Colombier 1, and since July 2023 has remained a non-executive director of PSQ Holdings, Inc. (NYSE:PSQH) following the consummation of Colombier 1s initial business combination;
|
5.00000
|
1.000
|
BTIG
|
Farvahar Partners, Omeed Malik
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1995413/000121390023089387/f4241123_colombieracq.htm
|
290
|
|
10.230
|
10.280
|
0.03846
|
|
0.000
|
|
37
|
2024-09-07
|
GLAC
|
GLACU US Equity
|
|
Global Lights Acquisition
|
2023-11-14
|
2024-11-16
|
71625912.00
|
6900000.00
|
10.381
|
2024-06-30
|
0.083
|
0.169
|
10.463
|
10.550
|
0.000
|
71.898
|
0.053
|
0.140
|
-0.00414
|
0.01306
|
71
|
0.07093
|
0.06566
|
-0.02416
|
60.00000
|
0.000
|
Each unit consists of one ordinary share and one right, with each right entitling the holder thereof to receive one-sixth of one ordinary share upon consummation of an initial business combination; While the Company may pursue an acquisition or a business combination target in any business, industry or geography, the Company intends to focus its search on a target that provides solutions promoting sustainable development and focuses on environmentally sound infrastructure and industrial applications that eliminate or mitigate greenhouse gas emissions, and/or enhance resilience to climate change; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60.3 million, or $69.3 million, if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Bin Yang has been our Chief Financial Officer since our inception. He has rich financial experience in finance since 1994. Mr. Yang has been the chief financial officer of Shenzhen Zhongheng Huafa Co., Ltd. (SZSE: 000020) from 2015 to February 2022; We will have until 12 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our sponsor (or its affiliates or designees) may, but is not obligated to, extend the period of time to consummate a business combination twice by an additional three months each time (for a total of up to 18 months to complete a business combination), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, the only way to extend the time available for us to consummate our initial business combination in the absence of a definitive agreement is for our sponsor and/or its designee, upon 10 days advance notice prior to the applicable deadline, to deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within the extended time period, we will, as promptly as possible but not more than 10 business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes, and then seek to dissolve and liquidate; We are not limited to a particular industry or geographic region for purposes of consummating an initial business combination. Because our management team, primarily based China, has network in China and our principal office and sponsor are located in China, we may pursue a business combination with a company doing business in China, which may have legal and operational risks associated with it; Of the net proceeds we will receive from this offering and the sale of the private placement units described in this prospectus, $60,300,000, or $69,345,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and $950,000 will be used to pay expenses in connection with the closing of this offering and $825,000 for working capital following this offering. The funds in the trust account will be invested only in specified U.S. government treasury bills or in specified money market funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is anticipated to be $10.05 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination from 12 months to 18 months); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor, officers and directors have entered into a letter agreement with us, pursuant to which they have waived their rights to liquidating distributions from the trust account with respect to their founder shares and private placement shares if we fail to complete our initial business combination within 12 months from the closing of this offering (or 15 or 18 months, as applicable); Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.05 per public share and (ii) the actual amount per public share held in the trust account as of the date of the liquidation of the trust account, if less than $10.05 per share due to reductions in the value of the trust assets, less taxes payable, provided that such liability will not apply to any claims by a third party or prospective target business who executed a waiver of any and all
|
3.27500
|
0.000
|
Chardan
|
Zhizhuang Miao, Bin Yang
|
Sustainability
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1897971/000110465923117898/tm2135925-17_424b4.htm
|
297
|
|
10.420
|
10.600
|
0.05458
|
|
1.000
|
0.170
|
38
|
2024-09-07
|
ANSC
|
ANSCU US Equity
|
ANSCW US Equity
|
Agriculture & Natural Solutions Acquisition
|
2023-11-09
|
2025-11-12
|
356900896.00
|
34500000.00
|
10.345
|
2024-06-30
|
0.082
|
0.606
|
10.427
|
10.951
|
0.000
|
356.385
|
0.087
|
0.611
|
-0.00934
|
-0.00359
|
432
|
0.04972
|
0.05058
|
0.04545
|
300.00000
|
0.500
|
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Companys Class A ordinary shares at an exercise price of $11.50 per share; The Company intends to focus its search for a target whose principal effort is developing and advancing a platform that decarbonizes the traditional agriculture sector and enhances natural capital at scale; Of the proceeds we receive from this offering and the sale of the private placement warrants, $300.0 million, or $345.0 million if the underwriters overallotment option is exercised in full ($10.00 per unit in either case), will be placed into a U.S.-based trust account at J.P. Morgan Chase Bank, N.A., with Continental Stock Transfer & Trust Company acting as trustee; Robert (Bert) Glover will serve as our Chief Executive Officer following the consummation of this offering. Mr. Glover brings significant background and experience as an investor in the agriculture industry, especially with respect to companies with sustainability objectives. Mr. Glover is the founder and managing director of Impact Ag. Mr. Glover focuses on investments in farm management, business planning, animal welfare, natural capital and other nature based solutions; In November 2015, Riverstone formed Silver Run Acquisition Corporation (Silver Run I), a blank check company formed for substantially the same purposes as our company. Silver Run I aimed to capitalize on the 45 years of experience in the oil and gas industry of its Chief Executive Officer, Mark Papa. Prior to Silver Run I and his time with Riverstone, Mr. Papa was Chairman and Chief Executive Officer of EOG Resources, an exploration and production company. Through its initial public offering in February 2016, Silver Run I raised $500 million from the sale of 50 million units to public investors, with each unit consisting of one share of Class A common stock and one-third of one warrant. On July 6, 2016, an affiliate of Riverstone entered into a definitive agreement to purchase an approximate 89% interest in Centennial Resource Production, LLC (Centennial), an independent oil and natural gas company with assets located in the core of the Southern Delaware Basin. Centennial Resource Development, Inc., was renamed Permian Resources Corporation (Permian) and its common stock trades on the New York Stock Exchange (the NYSE) under the symbol PR. On October 31, 2023, the last reported sale price of Permians common stock on the NYSE was $14.57 per share; In November 2016, Riverstone formed Silver Run Acquisition Corporation II (Silver Run II), a blank check company formed for substantially the same purposes as our company and Silver Run I. Through its initial public offering in March 2017, Silver Run II raised $1.035 billion from the sale of 103.5 million units to public investors, with each unit consisting of one share of Class A common stock and one third of one warrant. On February 9, 2018, Silver Run II consummated the acquisition of (i) all of the limited partnership interests in Alta Mesa Holdings, LP. Alta Mesa and certain of its subsidiaries filed for protection under Chapter 11 of the United States Bankruptcy Code in September 2019; In March 2017, Riverstone formed Vista Oil & Gas, S.A.B. DE C.V. (Vista), a blank check company formed for substantially the same purposes as our company, Silver Run I and Silver Run II. Through its initial public offering in August 2017, Vista raised $650 million from the sale of 65 million units to public investors, with each unit consisting of one Series A share and one warrant. On April 4, 2018, Vista consummated the acquisition of an oil and gas platform from Pampa Energia S.A. and Pluspetrol Resources Corporation with interests in certain exploitation concessions, assessment blocks and exploration permits in Argentina. Vistas Class A shares trade on the Mexican Stock Exchange under the symbol VISTA, and Vistas American Depositary Shares trade on the NYSE under the symbol VIST. On October 31, 2023, the last reported sale price of Vistas Class A shares on the Mexican Stock Exchange was $471.21 MXN per share. On October 31, 2023, the last reported sale price of Vistas American Depositary Shares on the NYSE was $27.22 USD per share; In September 2017, Riverstone formed Silver Run Acquisition Corporation III, a blank check company formed for substantially the same purpose as our company, Silver Run I, Silver Run II and Vista. On August 18, 2020, Silver Run Acquisition Corporation III officially changed its name to Decarbonization Plus Acquisition Corporation (Decarb I). Through its initial public offering in October 2020, Decarb I raised $225.7 million from the sale of 22.5 million units to public investors. On February 9, 2021 Decarb I announced its initial business combination with Hyzon Motors Inc. (Hyzon), the global supplier of zero-emissions hydrogen fuel cell powered commercial vehicles. The transaction closed on July 16, 2021 and the combined entity is listed on NASDAQ under the symbol HYZN. On October 31, 2023, the last reported sale price of Hyzons common stock on the NASDAQ was $0.78 per share; In December 2020, Riverstone formed Decarbonization Plus Acquisition Corporation II (Decarb II), a blank check company formed for substantially the same purpose as our company, Silver Run I, Silver Run II, Vista and Decarb I. Through its initial public offering in February 2021, Decarb II raised $402.5 million from the sale of 40.25 million units to public investors. On May 26, 2021, Decarb II announced its initial business combination with Tritium Holdings Pty Ltd, (Tritium) a global developer and manufacturer of direct current fast chargers for electric vehicles. The transaction closed on January 13, 2022 and the combined entity is listed on NASDAQ under the symbol DCFC. On October 31, 2023, the last reported sale price of Tritiums ordinary shares on the NASDAQ was $0.20 per share; In January 2021, Riverstone formed Decarbonization Plus Acquisition Corporation III (Decarb III), a blank check company formed for substantially the same purpose as our company, Silver Run I, Silver Ru
|
8.50000
|
1.000
|
Citi
|
Robert (Bert) Glover, Riverstone
|
Agriculture
|
Cayman
|
Australian Food
|
2024-08-29 00:00
|
Aug 29 2024 announced a business combination with Australian Food & Agriculture Company; Upon closing of the Business Combination, the combined company, Agriculture & Natural Solutions Company Limited ("NewCo"), an Australian company, is expected to be listed on the New York Stock Exchange ("NYSE") or such other stock exchange agreed to by the parties and trade under the ticker symbol "AFAE"; AFA is one of the largest diversified agricultural portfolios in New South Wales, Australia; AFA is currently ultimately owned approximately 2/3 by Bell Group Holdings Pty Limited ("Bell Group Holdings"), a private Australian company held by members of the Bell family and Alastair Provan. The sale follows the death of one of AFAs founding directors and has been undertaken to enable estate planning and the restructure of the major shareholders affairs; The Business Combination was unanimously recommended and approved by the boards of directors of both AFA and ANSC. It remains subject to the approval of ANSCs shareholders and the satisfaction or waiver of other closing conditions including regulatory approvals, including confirmation from the Treasurer of the Commonwealth of Australia (the "Treasurer") that the Commonwealth Government does not object to the Business Combination (colloquially known as "FIRB Approval" given the Foreign Investment Review Boards ("FIRB") role in advising the Treasurer);
|
https://www.sec.gov/Archives/edgar/data/1854149/000119312523275217/d539120d424b4.htm
|
302
|
294
|
10.330
|
10.390
|
0.02833
|
https://www.sec.gov/Archives/edgar/data/1854149/000119312524209238/d146552dex992.htm
|
0.000
|
|
39
|
2024-09-07
|
AITR
|
AITRU US Equity
|
|
AI Transportation Acquisition
|
2023-11-09
|
2024-11-12
|
62301348.00
|
6000000.00
|
10.384
|
2024-06-30
|
0.083
|
0.164
|
10.466
|
10.548
|
0.000
|
62.700
|
0.016
|
0.098
|
-0.00156
|
0.01182
|
67
|
0.05209
|
0.05209
|
-0.02148
|
60.00000
|
0.000
|
Each unit consists of one ordinary share and one right to receive one-eighth (1/8) of one ordinary share upon consummation of an initial business combination; The Company intends to use the net proceeds to acquire a business focused in the AI transportation industry, specifically on logistics, new energy vehicles, smart parking, on-board chips, AI algorithms, automotive services, and other types of intelligent transportation.; If we are unable to complete our initial business combination within 12 months from the closing of this offering (or up to 18 months by means of up to six one-month extensions after the closing of the offering by depositing into the trust account, for each one-month extension, $166,500, or $191,475 if the underwriters over-allotment option is exercised in full ($0.0333 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $50,000 of interest to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the placement units described in this prospectus, $50,500,000 or $58,075,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a segregated trust account located in the United States with JP Morgan Chase and with Continental Stock Transfer & Trust Company acting as trustee; Yongjin Chen, Chief Executive Officer, Chairman and Executive Director. Mr. Chen resides in Beijing, China, and brings more than two decades of experience in finance and technology. He is currently a partner at ShuiMu United (Beijing) Investment Management Co., Ltd., where he has served since July 2017. At ShuiMu United, Mr. Chen has worked with investors in the technology space. Prior to that, Mr. Chen was a founding partner responsible for fundraising, investment management and other aspects of funds at Beijing D&S Capital Management Co., Ltd., where he served from February 2014 to July 2017; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share, however, there is no guarantee that investors will receive $10.10 per share upon redemption; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; On the completion of our initial business combination, all amounts held in the trust account will be disbursed directly by the trustee to pay amounts due to any public shareholders who exercise their redemption rights as described above under Redemption rights for public shareholders upon completion of our initial business combination, to pay the underwriters their deferred underwriting commissions, to pay all or a portion of the consideration payable to the target or owners of the target of our initial business combination and to pay other expenses associated with our initial business combination; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.10 per share;
|
2.59000
|
|
EF Hutton
|
Yongjin Chen
|
AI Transportation
|
Cayman
|
American Metals
|
2024-07-01 00:00
|
July 1 2024 announced a business combination with American Resources Corporations (NASDAQ:AREC) ("American Resources") wholly-owned subsidiary, American Metals LLC ("American Metals"); The proposed transaction represents a total equity value of USD 170 million for the combined company on a pro forma basis; American Metals LLC, a cutting-edge recycler of metals for the electrified economy, operates within the U.S. coal country, surrounded by an abundance of copper, aluminum and metal reserves from former thermal coal mines; It is anticipated that the combined company will be listed on the Nasdaq Stock Market under the ticker symbol "EMCO.";
|
https://www.sec.gov/Archives/edgar/data/1966734/000149315223040205/form424b4.htm
|
302
|
235
|
10.450
|
10.590
|
0.04317
|
|
1.000
|
0.170
|
40
|
2024-09-07
|
SPKL
|
SPKLU US Equity
|
SPKLW US Equity
|
Spark I Acquisition
|
2023-10-06
|
2025-07-08
|
104344848.00
|
10000000.00
|
10.434
|
2024-06-30
|
0.083
|
0.456
|
10.518
|
10.891
|
0.000
|
104.700
|
0.058
|
0.431
|
-0.00453
|
0.00022
|
305
|
0.04947
|
0.04827
|
0.04231
|
100.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per whole share; SparkLabs Group Management, LLC, an accredited institutional investor affiliated with our sponsor, which we refer to as the forward purchaser, will upon the effectiveness of the registration statement, enter into a forward purchase agreement with us that intends to provide the post-business combination entity an aggregate purchase price of the forward purchase securities of at least $115,000,000 in a private placement to close concurrently with the closing of our initial business combination. However, the forward purchaser may be investing at a discount to the public offering price of the unit, i.e., $10.00 per unit, and/or may also purchase less than $115,000,000 worth of forward purchase securities in accordance with the terms of the forward purchase agreement. In addition, the forward purchaser may terminate its commitment under the forward purchase agreement at any time before the closing of our initial business combination; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $100,500,000, or $115,575,000 if the underwriters option to purchase additional units is exercised in full ($10.05 per unit in either case), will be deposited into a U.S. based trust account with Continental Stock Transfer & Trust Company acting as trustee; The company was jointly founded by SparkLabs Group Management, LLC and our management team. SparkLabs Group Management oversees SparkLabs Group, a premier global network of startup accelerators and venture capital funds that has invested in over 480 startups (primarily technology focused) across 6 continents since 2013; James Rhee has served as our Chief Executive Officer and Chairman of our board of directors since July 2021. Mr. Rhee has been a partner at SparkLabs Group since 2022, and has been an advisor and mentor to SparkLabs Group since its founding in 2013 and serves as the CEO of the SparkLabs Groups SPAC venture. Mr. Rhee is also the founder and previous president of Aero K Holdings Company, a technology focused aviation industry startup founded in 2016. Prior to Aero K Holdings Company, he served as chief executive officer of Air Asia, North Asia, senior advisor to Octave Private Equity, vice president and general manager of Tyco Electronics global PC business, executive director of Dells Asia Pacific/Japan PC business and Enterprise Solutions Marketing, engagement manager at McKinsey & Company, and research officer at the International Monetary Fund; Given that our portfolio represents a wide range of investments in over 450 companies, we may pursue an initial business combination opportunity in any business, industry, sector or geographical location. However, we will likely focus our search on targets that are late-stage technology startups in Asia, or a U.S. technology company with a strong Asia presence or strategy, with enterprise value greater than $1 billion; Warrants callable if stock price >$18.00; Of the proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, $100,500,000, or $115,575,000 if the Representatives over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations and excluding up to $100,000 of interest to pay dissolution expenses, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.05 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; If we have not consummated an initial business combination within 21 months from the closing of this offering, we will: (i) cease all operations except for the purpose of winding up; (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our tax obligations, if any (less up to $100,000 of interest to pay dissolution expenses);
|
8.45000
|
1.000
|
Cantor
|
James Rhee, SparkLabs
|
Tech
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1884046/000110465923107437/tm2318774-12_424b4.htm
|
336
|
|
10.470
|
10.520
|
0.08450
|
|
0.000
|
|
41
|
2024-09-07
|
QETA
|
QETAU US Equity
|
|
Quetta Acquisition
|
2023-10-06
|
2025-06-08
|
71769312.00
|
6900000.00
|
10.401
|
2024-06-30
|
0.064
|
0.322
|
10.465
|
10.723
|
0.000
|
71.622
|
0.105
|
0.363
|
-0.00814
|
-0.00050
|
275
|
0.04681
|
0.04414
|
0.03355
|
60.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of: (i) one share of common stock, and (ii) one-tenth (1/10) of a right denominated in one share of our common stock, redeemable upon the consummation of the initial business combination; Our efforts to identify a prospective target business will not be limited, although the company intends to prioritize the evaluation of businesses in Asia (excluding China, Hong Kong, and Macau) that operate in the financial technology sector. We shall not undertake our initial business combination with any entity with its principal business operations in China (including Hong Kong and Macau); We have 9 months (or 15 months or up to 21 months if we extend such period as described in more detail in this prospectus) (the Combination Period) from the effectiveness of the registration statement of which this prospectus forms a part to consummate our initial business combination. If we are unable to complete our initial business combination within 9 months (or up to 15 or 21 months, as applicable) from that date, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. If we anticipate that we may not be able to consummate our initial business combination within 9 months from the closing of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend Combination Period up to two times by an additional three months each time for a total of up to 15 months by depositing $600,000 (or $690,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account (the Paid Extension Period). In addition, we will be entitled to an automatic six-month extension to complete a business combination (the Automatic Extension Period) if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination during the Combination Period or Paid Extension Period; Upon consummation of the offering, $10.10 per unit sold to the public in this offering (whether or not the underwriters over-allotment option has been exercised in full or in part) will be deposited into a United-States-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee; We will seek to capitalize on the significant contacts and experience of our management team, including Mr. Hui Chen, our CEO and Director, Mr. Robert L. Labbe, our CFO, and Mr. Brandon Miller, Mr. Daniel M. McCabe, and Mr. Michael Lazar, each a member of our board of directors; Hui Chen has been our Chief Executive Officer and Chairman since May 1, 2023. He has been serving as the Chief Executive Officer and Chairman of Yotta Acquisition Corporation (Nasdaq: YOTA) since December 2021. Mr. Chen is a cross-industry expert in computer science and law. Mr. Chen founded Law Offices of Hui Chen & Associates, PC in 2012, a New York-based law firm. Mr. Chen focuses his practice on patent prosecution, copyright infringement, and other general intellectual property matters. Mr. Chen has also been an adjunct professor at Hofstra University since September 2019, where he instructs multiple undergraduate computer science programming courses in Visual C++. Before joining Hofstra University, Mr. Chen was an adjunct associate professor at John Jay College of Criminal Justice, Pace University, Touro College, and Saint Francis College between 2000 and 2018 and was a full-time professor at Technical Career of Institute, College of Technology from December 2011 to December 2017. Before forming his law office in 2012, Mr. Chen worked for multiple Fortune 500 companies. Mr. Chen worked as an Oracle developer at eBay, Inc. from February 2008 to May 2015; On March 8, 2021, our management co-founded Yotta Acquisition Corporation, a Delaware corporation (Yotta), a special purpose acquisition company incorporated for the purposes of effecting a business combination. On April 22, 2022, Yotta consummated its initial public offering of 11,500,000 units (including 1,500,000 units issued upon the full exercise of the over-allotment option), each unit consisting of one share of common stock and one-tenth (1/10) of one right, for an offering price of $10.00 per unit. On October 24, 2022, Yotta entered into a certain merger agreement (the Merger Agreement) by and among NaturalShrimp Incorporated. By a letter dated August 10, 2023 (the Termination Letter), Yotta informed NaturalShrimp that it was terminating the Merger Agreement. The termination of the Merger Agreement was due to breaches by NaturalShrimp of its obligations thereunder including, but not limited to, NaturalShrimps obligation to share the costs associated with the extension of the deadline by which Yotta must complete an initial business combination. Although the payments were to be shared equally, NaturalShrimp failed to provide its portion despite being notified of its obligation to do so. NaturalShrimp has not responded to the Termination Letter but previously sent a notification that it was terminating the Merger Agreement. Yotta rejected that purported termination as it does not believe NaturalShrimp has a legal basis under the Merger Agreement to terminate it. Moreover, pursuant to Section 10.2(b) of the Merger Agreement, NaturalShrimp was not authorized to terminate the Merger Agreement when it was in breach of its terms. Yotta also included in the Termination Letter a demand for the $3 million termination fee due to it under the terms of the Merger Agreement; In connection with any proposed initial business combination, we will either: (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which stockholders may seek to redeem their shares for that pro rata amount of cash then on deposit in the trust account attributable to those shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination; or (2) provid
|
2.35000
|
|
EF Hutton
|
Hui Chen, Robert Labbe
|
Asia (ex China)
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1978528/000182912623006525/quettaacquisitioncop_424b4.htm
|
336
|
|
10.380
|
10.460
|
0.03917
|
|
1.000
|
1.350
|
42
|
2024-09-07
|
NNAG
|
NNAGU US Equity
|
NNAGW US Equity
|
99 Acquisition Group
|
2023-08-16
|
2024-11-18
|
77695088.00
|
7500000.00
|
10.359
|
2024-03-31
|
0.149
|
0.217
|
10.508
|
10.576
|
0.000
|
78.900
|
-0.032
|
0.036
|
0.00114
|
0.02208
|
73
|
0.01732
|
0.02703
|
-0.07394
|
75.00000
|
1.000
|
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock, one redeemable warrant and one right. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share. Each right entitles the holder thereof to receive one-fifth (1/5) of one share of Class A common stock upon the consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $80,800,000 or $92,920,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case) will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; We intend to seek targets with an aggregate combined enterprise value of approximately $75 million to $150 million; We will have 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by an additional three months on two occasions (for a total of up to 15 months to complete a business combination), subject to our sponsor depositing additional funds into the trust account, upon five days advance notice prior to the applicable deadline, $800,000, or $920,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), for each of the available three month extensions, providing a total possible business combination period of 9 months at a total payment value of $1,600,000, or $1,840,000 if the underwriters over-allotment option is exercised in full; If we are unable to consummate our initial business combination within such time period, we will, as promptly as possible but not more than ten business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account, net of taxes payable and liquidation expenses of up to $100,000, and then seek to dissolve and liquidate; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share, without taking into account any interest earned on such funds or additional funds, if any, deposited into the trust account in connection with extensions of the period of time to consummate a business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Feb 14 2024 filed S-4 for Nava Health MD deal; Apr 26 2024 filed S-4/a for Nava Health MD deal; July 23 2024 filed PRE14a to extend deadline to May 22 2025; Feb 13 2024 announced a business combination with Nava Health MD, Inc. ("Nava Health"), a vertically integrated, tech-enabled chain of healthcare centers that combines integrative, functional, preventive, and regenerative medicine; Nava Health 2023 Revenues grew approximately 81% driven by significantly increased customer visits and improved location economics; Transaction represents potential equity value of $320 million for Nava Health; Transaction expected to be complete in second quarter 2024, subject to regulatory approvals and other closing conditions; Apr 30 2024 NNAG / Nava Health MD deal terminated;
|
3.26500
|
1.000
|
EF Hutton / Brookline
|
Hiren Patel
|
Real Estate
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1950429/000121390023069523/f424b40823_99acquisit.htm
|
387
|
|
10.520
|
10.740
|
0.04353
|
|
1.000
|
0.075
|
43
|
2024-09-07
|
HYAC
|
HYAC/U US Equity
|
HYAC/WS US Equity
|
Haymaker Acquisition 4
|
2023-07-26
|
2025-07-28
|
243740160.00
|
23000000.00
|
10.597
|
2024-06-30
|
0.084
|
0.488
|
10.682
|
11.086
|
0.000
|
244.260
|
0.062
|
0.466
|
-0.00579
|
-0.00017
|
325
|
0.04936
|
0.04936
|
0.04275
|
200.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We may pursue an initial business combination target in any industry or geographic region. We intend to focus our search for an initial business combination with a business in the consumer and consumer-related products and services industries; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $202,000,000, or $232,300,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Andrew R. Heyer, our Chief Executive Officer and Executive Chairman, Steven J. Heyer, our President and Andrew Heyers brother, and Christopher Bradley, our Chief Financial Officer. Messrs. Heyers and Heyers careers have centered on identifying and implementing value creation initiatives within the consumer and consumer-related products and services industries. They have combined 75+ year careers in the consumer and consumer-related products and services industries by relying on what we believe to be tried-and-true management strategies: cost management and productivity enhancement, and reinvesting the savings behind product innovation, marketing, channel development, and brand building. Mr. Bradley brings extensive mergers and acquisitions, public equities, structuring and strategy consulting experience to our efforts. The combined experience of our officers includes: Haymaker Acquisition Corp. III, which we refer to as Haymaker III throughout this prospectus, a special purpose acquisition company that completed a $317.5 million initial public offering in March 2021 and completed an initial business combination with BioTE Holdings, LLC in May 2022, becoming biote Corp. (NASDAQ:BTMD), or biote, a differentiated medical practice-building business within the hormone optimization space; Haymaker Acquisition Corp. II, which we refer to as Haymaker II throughout this prospectus, a special purpose acquisition company that completed a $400 million initial public offering in June 2019 and completed its initial business combination in December 2020 with GPM Investments, LLC (GPM), a leading convenience store operator with over 2,900 locations in 33 states, and ARKO Holdings Ltd. (NASDAQ: ARKO) (ARKO Holdings), an Israeli public holding company; and Haymaker Acquisition Corp., which we refer to as Haymaker I throughout this prospectus, a special purpose acquisition company that completed a $330 million initial public offering in October 2017 and completed its initial business combination in March 2019 with OneSpaWorld Holdings Ltd. (OneSpaWorld) (NASDAQ: OSW), an operator of centers offering guests a comprehensive suite of health, fitness, beauty and wellness services, treatments, and products aboard cruise ships and at destination resorts around the world; Warrants redeemable if stock > $18.00; We will have until 24 months from the closing of this offering, or until such earlier liquidation date as our board of directors may approve, to complete an initial business combination; If we are unable to complete our initial business combination within such the completion window, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (which interest shall be net of taxes paid and payable and up to $100,000 of interest to pay dissolution expenses); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (which interest shall be net of taxes paid or payable), divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunty to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; In the event that the proceeds in the trust account are reduced below the lesser of (i) $10.10 per share and (ii) the actual amount per public share held in the trust account as of the date of the liquidation of the trust account if less than $10.10 per public share due to reductions in the value of the trust assets, in each case less taxes payable, and our sponsor asserts that it is unable to satisfy its obligations or that it has no indemnification obligations related to a particular claim, our independent directors would determine whether to take legal action against our sponsor to enforce its indemnification obligations;
|
7.67600
|
|
Cantor / William
|
Andrew Heyer, Steven Heyer
|
Consumer
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1970509/000110465923084199/tm2314431-15_424b4.htm
|
408
|
|
10.620
|
10.680
|
0.03838
|
|
0.000
|
|
44
|
2024-09-07
|
KVAC
|
KVACU US Equity
|
KVACW US Equity
|
Keen Vision Acquisition
|
2023-07-25
|
2024-10-27
|
158876640.00
|
14950000.00
|
10.627
|
2024-06-30
|
0.085
|
0.148
|
10.712
|
10.775
|
0.000
|
160.114
|
0.002
|
0.065
|
-0.00018
|
0.00262
|
51
|
0.04455
|
0.04455
|
0.02385
|
130.00000
|
1.000
|
Each unit has an offering price of $10.00 and consists of one ordinary share and one redeemable warrant. Each redeemable warrant entitles the holder thereof to purchase one ordinary share at a price of $11.50 per full share; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although we currently intend to focus on sourcing opportunities that are in biotechnology, consumer goods, or agriculture, evaluated based on sustainability and environmental, social, and corporate governance (ESG) imperatives; We have 9 months from the closing of this offering to consummate our initial business combination (Combination Period). If we anticipate that we may not be able to consummate our initial business combination within 9 months from the closing of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend Combination Period up to two times by an additional three months each time for a total of up to 15 months by depositing $1,300,000 (or $1,495,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account (the Paid Extension Period). In addition, we will be entitled to an automatic six-month extension to complete a business combination (the Automatic Extension Period) if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination during the Combination Period or Paid Extension Period; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $131,625,000 or $151,368,750 if the underwriters over-allotment option is exercised in full ($10.125 per unit in either case), will be deposited into a trust account in the United States at JPMorgan Chase Bank, N.A., maintained by Continental Stock Transfer & Trust Company acting as trustee; Our sponsor is KVC Sponsor LLC, founded by Keen Vision Capital (BVI) Limited (KVC) and Mr. Jason Wong. Keen Vision Capital (BVI) Limited is a single-family office firm and solely involved in private equity investments founded by Mr. Kenneth K.C. Wong (Mr. Kenneth Wong). Mr. Jason Wong has been dealing in private equity for several decades. We refer to Mr. Kenneth Wong and Mr. Jason Wong as our founders; Mr. Kenneth Wong founded KVC as a single-family office in 2011, investing in non-listed business entities around the world with the potential of being listed on an international stock exchange within a period of 24 to 30 months, which in turn allows KVC to exit its investments within the following six to twelve months. Some of KVCs investee companies have grown to be among the top players in their industries, and some achieved among the largest initial public offerings within their respective categories. Mr. Kenneth Wong is the Chairman and Chief Executive Officer (CEO) of KVC. Mr. Jason Wong is the founder and CEO of Norwich Investment Limited, an investment holding company that is also the sponsor of Tottenham Acquisition I Limited (Nasdaq: TOTA), a $46 million SPAC which has successfully merged with Clene Nanomedicine Inc. (Nasdaq: CLNN), a biopharmaceutical company, valued at $542.5 million in December 2020, with approximately $31.9 million of the IPO funds remaining in the trust account at the closing of the merger. As of July 6, 2023, the market capitalization of CLNN was approximately $64.3 million. He is also the sole director and CEO of Ace Global Investment Limited, which is the sponsor of Ace Global Business Acquisition Limited, a $46 million SPAC listed on Nasdaq (Nasdaq: ACBA), which announced its merger with LE Worldwide Limited, a smart greenhouse solutions provider with a pre-money enterprise value of approximately $150 million, in December 2022; and the sole manager of Soul Venture Partners, LLC, which is the sponsor of Inception Growth Acquisition Limited, a $103.5 million SPAC listed on Nasdaq (Nasdaq: IGTA). Mr. Jason Wong also served as an independent director of DT Asia Investment Limited, a $69 million SPAC previously listed on Nasdaq, which consummated its business combination in July 2016 with China Lending Group (CLG), valued at $193.2 million at the closing of its merger. CLG was subsequently renamed Roan Holdings Group Co., Ltd. (OTC Pink Sheets: RAHGF), and as of July 6, 2023 (approximately six years after the consummation of the business combination), the market capitalization of RAHGF was approximately $0.33 million as a result of change of regulatory regime in the PRC regarding the peer-to-peer lending industry and CLGs subsequent transition of its business from peer-to-peer lending business to financial management, assessment and consulting services, debt collecting services, and financial guarantee services; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination or abstain from voting, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we anticipate that we may not be able to consummate our initial business combination within 9 months from the closing of this offering, we may, but are not obligated to, if requested by our sponsor or its affiliates, extend Combination Period up to two times by an additional three months each time for a total of up to 15 months by depositing $1,300,000 (or $1,495,000 if the underwriters over-allotment option is exercised in full) in connection with each such extension into our trust account. In addition, we will be entitled to an automatic six-month extension to complete a business combination if we have executed a letter of intent, agreement in pri
|
6.15200
|
|
EF Hutton / Brookline
|
Keen Vision Capital, Jason Wong
|
ESG
|
BVI
|
Medera
|
2024-09-05 00:00
|
Sept 5 2024 announced a business combination with Medera Inc., ("Medera"), a clinical-stage biotechnology company; Medera is a clinical-stage biotechnology company focused on targeting difficult-to-treat cardiovascular diseases using a range of next-generation gene- and cell-based approaches in combination with bioengineered human mini-heart drug discovery and screening technology platforms; Transaction proceeds to accelerate three most advanced clinical programs for the adeno-associated virus (AAV)-based gene therapy candidates; The combined company to have an implied initial enterprise value of approximately $622.6 million; Mederas founders and key shareholders have committed approximately $22.6 million (via conversion of all shareholders loans) for this merger, with all existing Medera shareholders rolling 100% of their equity; As a closing condition to the business combination, Medera shall have at least $40 million in available liquidity; Anticipated closing of transaction in fourth quarter of 2024;
|
https://www.sec.gov/Archives/edgar/data/1889983/000121390023059440/f424b40723_keenvisionacq.htm
|
409
|
408
|
10.710
|
10.740
|
0.04732
|
|
0.000
|
|
45
|
2024-09-07
|
NETD
|
NETDU US Equity
|
NETDW US Equity
|
Nabors Energy Transition II
|
2023-07-14
|
2025-07-18
|
323562496.00
|
30500000.00
|
10.609
|
2024-06-30
|
0.085
|
0.476
|
10.693
|
11.085
|
0.000
|
324.215
|
0.063
|
0.455
|
-0.00591
|
-0.00310
|
315
|
0.04975
|
0.04975
|
0.04633
|
300.00000
|
0.500
|
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one Class A ordinary share of the Company at an exercise price of $11.50 per share; The Company intends to identify solutions, opportunities, companies or technologies that focus on advancing the energy transition; specifically, ones that facilitate, improve or complement the reduction of carbon or greenhouse gas emissions while satisfying growing energy consumption across markets globally; Our sponsor, Nabors Energy Transition Sponsor II LLC, a Cayman Islands limited liability company, is an affiliate of Nabors Industries Ltd. (Nabors; NYSE: NBR), which owns and operates one of the worlds largest land-based drilling rig fleets and provides offshore platform rigs and related services in the United States and several international markets. Nabors has a proven history of innovation and a track record of developing and deploying advanced technologies for the energy sector as it has evolved over the 100-plus year history of Nabors and its predecessor entities; Of the proceeds we receive from this offering, the sale of the private placement warrants and the overfunding loans described in this prospectus, $303.0 million, or $348.5 million if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be placed into a U.S.-based trust account, with Continental Stock Transfer & Trust Company acting as trustee, and held in cash or invested only in U.S. government treasury obligation with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act of 1940, as amended (the Investment Company Act), which invest only in direct U.S. government treasury obligations; In March 2021, affiliates of our sponsor formed Nabors Energy Transition Corp. (NETC I), a blank check company formed for substantially the same purpose as our company. Through its initial public offering in November 2021, NETC I raised approximately $276.0 million from the sale of approximately 27.6 million units to public investors, with each unit consisting of one share of Class A common stock and one-half warrant. NETC Is units, Class A common stock and warrants trade on the New York Stock Exchange (the NYSE) under the symbols NETC.U, NETC and NETC.WS, respectively. On February 14, 2023, NETC I announced its agreement to combine with Vast Solar Pty Ltd (Vast), a renewable energy company that has developed next generation concentrated solar power systems to generate, store and dispatch carbon free, utility-scale electricity and industrial heat, and to enable the production of green fuel; Anthony G. Petrello is our President, Chief Executive Officer, Secretary and Chairman. Mr. Petrello has served as Nabors President and Chief Executive Officer since 2011 and as the Chairman of the Board of Nabors since 2012. Mr. Petrello has served as the President, Chief Executive Officer, Secretary and Chairman of NETC I since March 2021; We will have up to 24 months, or such earlier liquidation date as our board of directors may approve, from the closing of this offering to consummate an initial business combination. If we are unable to consummate an initial business combination within such time period, we will redeem 100% of the outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (net of any taxes payable by us and less up to $100,000 of interest to pay dissolution expenses). We expect the pro rata redemption price to be approximately $10.10 per share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest earned on such funds; Warrants redeemable if stock >$18.00; Of the net proceeds of this offering, the sale of the private placement warrants and the overfunding loans described in this prospectus, $303.0 million, or $10.10 per unit (or approximately $348.5 million, or $10.10 per unit, if the underwriters over-allotment option is exercised in full), will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company acting as trustee, and held in cash or invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act, which invest only in direct U.S. government treasury obligations; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares (including any securities for which such shares are exchanged in any prior migration or other restructuring) upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem, regardless of whether they abstain, vote for, or against, our initial business combination, all or a portion of their public shares (including any securities for which such shares are exchanged in any prior migration or other restructuring) upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any
|
9.44000
|
1.000
|
Citi / Wells
|
Anthony Petrello, Nabors Industries
|
Energy Transition
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1975218/000110465923080070/tm2316123-6_s1a.htm
|
420
|
|
10.630
|
10.660
|
0.03147
|
|
0.000
|
|
46
|
2024-09-07
|
BOWN
|
BOWNU US Equity
|
|
Bowen Acquisition
|
2023-07-12
|
2024-10-15
|
73284704.00
|
6900000.00
|
10.621
|
2024-06-30
|
0.085
|
0.133
|
10.706
|
10.754
|
0.000
|
73.727
|
0.096
|
0.144
|
-0.00193
|
0.09195
|
39
|
0.13465
|
0.06226
|
-0.54201
|
60.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one ordinary share and one right entitling the holder thereof to receive one-tenth of one ordinary share upon the completion of an initial business combination; While our efforts in identifying prospective target businesses will not be limited to a particular geographic region, we intend to focus our search on businesses throughout Asia. However, we will not consummate our initial business combination with an entity or business with China operations consolidated through a variable interest entity (VIE) structure; Of the proceeds we receive from this offering and the sale of the private units described in this prospectus, $60,600,000 or $69,690,000 if the underwriters over-allotment option is exercised in full ($10.10 per public share in either case), will be deposited into a U.S.-based trust account with Continental Stock Transfer & Trust Company, acting as trustee, approximately $2,050,000, or $2,275,000, if the underwriters over-allotment option is exercised in full, will be used to pay fees and expenses in connection with the closing of this offering, including underwriting discounts and commissions, and an estimated $650,000 will be available for working capital following this offering; Although we are not limited to target businesses in any specific industry or geographic location, we intend to initially focus our search on target businesses in Asia; Our management team is led by our Chairwoman of the Board of Directors, Na Gai, our Chief Executive Officer and Director, Jiangang Luo, our Chief Financial Officer, Dr. Jing Lu, and Independent Director Nominees, Lawrence Leighton, Wei Li and Jun Zhang; Na Gai, our Chairwoman, has served as the executive president for Shenzhen Guoxing Capital Co., Ltd., an asset management and investment company based in China, since September 2015. Ms. Gai also served as a partner of Hunan Zhongsheng Hongcheng Investment Management Partnership (LP), a private equity investment company based in China, from February to May 2017; Jiangang Luo, our Chief Executive Officer, has been the manager of Cleantech Global Limited, an investment consulting firm, since 2014, and the president of Prime Science & Technology, Inc., a computer/software consulting and IT outsourcing company, since 2006. Since 2021, he has also been the president of PNE Limited Partner LLC and Luo & Long General Partner LC, which are special purpose vehicles that were established for the sole purpose of investing in Princeton NuEnergy, a US based cleantech company. From 2011 to 2016, he served as managing partner of Faith Asset Management LLC, a global investment firm focused on the clean energy sector; We will have up to 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our Board of Directors and if requested by our sponsors, extend the period of time we will have to consummate an initial business combination by an additional three months (for a total of up to 18 months from the closing of this offering), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsors or their affiliates or designees, upon five days advance notice prior to the deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full (or $0.10 per share in either case), for the extension, on or prior to the date of the deadline; If we are unable to consummate our initial business combination within such time period, we will, as promptly as possible but not more than 10 business days thereafter, redeem 100% of our outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us to pay our taxes (and less up to $100,000 for liquidation and dissolution expenses), and then seek to dissolve and liquidate; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsors have agreed that they will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share;
|
3.30000
|
|
EarlyBirdCapital
|
Na Gai, Jiangang Luo
|
Diversified (Asia)
|
Cayman
|
Qianzhi BioTech
|
2024-01-19 00:00
|
Jan 19 2024 announced a business combination with Shenzhen Qianzhi BioTechnology Co., Ltd (Qianzhi BioTech), a biotech company engaged in development, manufacturing and sales of ozonated health and wellness products in China; NewCo Shareholders will receive an aggregate of 7,246,377 ordinary shares of BOWN and have the right to receive up to an additional 1,400,000 ordinary shares of BOWN upon the achievement of certain earnout targets as provided for in the Merger Agreement; The transaction has been approved by the boards of directors of both BOWN and Qianzhi BioTech and is expected to be consummated in the second or third quarter of 2024, subject to regulatory and stockholder approval by the stockholders of BOWN and NewCo and the satisfaction of certain other customary closing conditions. The majority shareholder of NewCo has agreed to vote in favor of the Merger;
|
https://www.sec.gov/Archives/edgar/data/1973056/000149315223024297/form424b4.htm
|
422
|
191
|
10.685
|
11.690
|
0.05500
|
|
1.000
|
0.120
|
47
|
2024-09-07
|
BUJA
|
BUJAU US Equity
|
BUJAW US Equity
|
Bukit Jalil Global Acquisition 1
|
2023-06-28
|
2024-09-30
|
61655204.00
|
5750000.00
|
10.723
|
2024-06-30
|
0.085
|
0.116
|
10.808
|
10.838
|
0.000
|
62.215
|
-0.012
|
0.018
|
0.00110
|
0.06402
|
24
|
0.02599
|
0.02599
|
-0.59396
|
50.00000
|
0.500
|
Each unit consists of one ordinary share, one-half of one redeemable warrant and one right to receive one-tenth of one ordinary share upon consummation of an initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one ordinary share at an exercise price of $11.50 per share; Mr. Seck Chyn Neil Foo is our Chief Executive Officer, Chief Financial Officer, Director and Chairman of the board of director. Since October 2022, Mr. Foo has served as an Executive Director of Sinar Tenaga Engineering Sdn Bhd, a construction and maintenance company. Since 2022, Mr. Foo has served as a corporate advisor of Smile-Link Healthcare Global Berhad (Bursa Malaysia: 03023), a Malaysia-based dental services provider. Since October 2020, Mr. Foo has served as the Managing Director of Fission Capital Sdn Bhd, a business advisory company. Since July 2018, Mr. Foo has served as the Group Chairman and an Independent Director of MCOM Holdings Berhad (Bursa Malaysia: 03022), a Malaysia-based investment holding company focusing on segments including mobile payment solutions, mobile advertising platform and Internet services; We will either (i) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination, into their pro rata portion of the aggregate amount then on deposit in the trust account (net of taxes payable) or (ii) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer; We will have until 12 months from the consummation of this offering to consummate our initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 12 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination), provided that our sponsor and/or designees must deposit into the trust account for each three months extension, $500,000, or $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,000,000 or $1,150,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within such time period, unless we extend such period pursuant to our amended and restated memorandum and articles of association, we will, as promptly as possible but not more than ten (10) business days thereafter, redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Warrants redeemable if stock >$16.00; An aggregate of $50,750,000 (or an aggregate of $58,362,500 if the over-allotment option is exercised in full), from the proceeds of this offering and the sales of the private units, or $10.15 per unit sold to the public in this offering (regardless of whether or not the over-allotment option is exercised in full or part) will be placed in a trust account in the United States, maintained by CST, acting as trustee pursuant to an agreement to be signed on the date of this prospectus; In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.15 per share), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; May 22 2024 filed PRE14a to extend deadline to Mar 30 2025, vote June 21; June 7 2024 filed DEF14a to extend deadline to June 30 2025, vote June 24, NAV $10.61; June 21 2024 postponed extension vote to June 28; June 28 2024 postponed extension vote to June 29; July 2 2024 stockholders approved deadline extension to June 30 2025, no redemption figures given; Aug 2 2024 extended deadline to Aug 30 2024, added $100k to trust account; Aug 30 2024 extended deadline to Sept 30 2024, added $100k to trust account;
|
3.86800
|
|
AGP
|
Chyi Chyi Ooi
|
Diversified
|
Cayman
|
Global IBO
|
2024-01-11 00:00
|
Aug 9 2024 announced a business combination with Global IBO after Jan 11 2024 entered into a non-binding letter of intent with Global IBO Group; GIBO operates the cross-cultural streaming platform and offers an innovative design engine developed to unleash the creative potential of storytellers and content creators. It provides a suite of advanced AI tools, including AI Script for intuitive scriptwriting, AI Voice for realistic voice synthesis, and AI Image for transforming text to vivid visuals. This platform simplifies the content creation process, making it accessible to creators of all levels;
|
https://www.sec.gov/Archives/edgar/data/1956055/000192998023000091/bukit_424b4.htm
|
436
|
197
|
10.820
|
11.500
|
0.07736
|
https://www.sec.gov/Archives/edgar/data/1956055/000192998024000333/buja_ex992.htm
|
1.000
|
0.200
|
48
|
2024-09-07
|
ESHA
|
ESHAU US Equity
|
|
ESH Acquisition
|
2023-06-14
|
2024-12-16
|
121470840.00
|
11500000.00
|
10.563
|
2024-06-30
|
0.065
|
0.161
|
10.628
|
10.724
|
0.000
|
121.785
|
0.078
|
0.174
|
-0.00353
|
|
101
|
0.06083
|
0.04642
|
|
100.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock (Class A common stock) and one right. Each right entitles the holder thereof to receive one-tenth (1/10) of one share of our Class A common stock upon the consummation of our initial business combination; While we may pursue an initial business combination target in any business, industry or geographical location, we intend to focus our search on businesses that are focused on the global entertainment, sports and hospitality sectors; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our initial business combination, including interest; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 on any redemptions or stock buybacks by us; Certain members of our management team have consummated initial public offerings for two similarly structured blank check companies. Twelve Seas Investment Company II completed its initial public offering in March 2021, raising $345 million, and trades under the symbol TWLV on The NASDAQ Stock Market. Isleworth Healthcare Acquisition Corp. also completed its initial public offering in March 2021, raising $207 million, and trades under the symbol ISLEW on The NASDAQ Stock Market. On April 26, 2022, Isleworth Healthcare Acquisition Corp. entered into a business combination agreement with Cytovia Holdings, Inc., a biopharmaceutical company empowering natural killer (NK) cells to fight cancer through stem cell engineering and multispecific antibodies, which transaction was terminated in June of 2022. Isleworth Healthcare Acquisition Corp was subsequently wound up; Of the $107.32 million in gross proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, or $122.47 million if the underwriters over-allotment option is exercised in full, $101.5 million ($10.15 per unit), or $116.725 million ($10.15 per unit) if the underwriters over-allotment option is exercised in full, will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee, and the remaining amounts will be used to pay expenses in connection with the closing of this offering (including underwriters discounts and commissions) and for working capital following this offering; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share;
|
7.32000
|
1.000
|
I-Bankers
|
Allen Weiss, James Francis
|
Entertainment / Sports / Hospita
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1918661/000121390023049260/f424b40623_eshacq.htm
|
450
|
|
10.590
|
|
0.07320
|
|
1.000
|
0.110
|
49
|
2024-09-07
|
IPXX
|
IPXXU US Equity
|
IPXXW US Equity
|
Inflection Point Acquisition II
|
2023-05-25
|
2024-11-25
|
265710800.00
|
25000000.00
|
10.628
|
2024-06-30
|
0.085
|
0.184
|
10.713
|
10.813
|
0.000
|
267.750
|
0.003
|
0.103
|
-0.00029
|
0.00344
|
80
|
0.04455
|
0.04455
|
0.02694
|
220.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; Of the proceeds we receive from this offering and the sale of the private placement warrants described in this prospectus, $201,000,000, or $231,150,000 if the underwriters over-allotment option is exercised in full ($10.05 per unit in either case), will be deposited into a trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee and held as cash or invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act which invest only in direct U.S. government treasury obligations; We have until the date that is 18 months from the closing of this offering or until such earlier liquidation date as our board of directors may approve, to consummate our initial business combination. If we anticipate that we may be unable to consummate our initial business combination within such 18-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of Class A ordinary shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable); If we are unable to complete our initial business combination within 18 months from the closing of this offering, or by such earlier liquidation date as our board of directors may approve, we will redeem 100% of the Class A ordinary shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay liquidation expenses); While we may pursue an initial business combination in any industry, sector or geographic region, we intend to focus our search initially on North American and European businesses in disruptive growth sectors, which complements the expertise of our management team; In January 2021, members of our management team founded IPAX, a blank check company formed for substantially similar purposes as our company. IPAX completed its initial public offering in September 2021, in which it sold 32,975,000 units, each consisting of one share of IPAX common stock and on-half of one warrant to purchase one share of IPAX common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $329,750,000. On September 16, 2022, IPAX announced its business combination with Intuitive Machines (LUNR), a diversified space exploration, infrastructure, and services company with marquee contracts supporting NASAs $93 billion Artemis program; Michael Blitzer has been our Chairman and CEO since March 2023, having previously served as co-CEO and director of IPAX from February 2021 to February 2023. Mr. Blitzer is the founder and co-CEO of Kingstown Capital Management, which he founded in 2006 and grew to a multi-billion asset manager with some of the worlds largest endowments and foundations as clients. Over 17 years, Kingstown has invested in public and private equities, SPACs, PIPEs, and derivatives; Peter Ondishin has been our CFO since April 2023, and he was previously an employee of IPAX. Mr. Ondishin has been the CFO of Kingstown Capital Management since August 2020, and he was previously the Controller of Kingstown from April 2019 to August 2020; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) without a shareholder vote by means of a tender offer. If we seek shareholder approval, we will complete our initial business combination only if we receive an ordinary resolution under Cayman Islands law, which requires the affirmative vote of at least a majority of the votes cast by the shareholders of the issued shares present in person or represented by proxy and entitled to vote on such matter at a general meeting of the company. The decision as to whether we will seek shareholder approval of a proposed business combination or conduct a tender offer will be made by us, solely in our discretion; We expect the pro rata redemption price to be approximately $10.05 per public share (regardless of whether or not the underwriters exercise their over-allotment option), without taking into account any interest or other income earned on such funds; Warrants redeemable if stock >$18.00; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or other similar agreement or business combination agreement (except for the Companys independent auditors), reduce the amount of funds in the trust account to below the lesser of (i) $10.05 per public share;
|
7.00000
|
1.000
|
Cantor
|
Michael Blitzer, Peter Ondishin
|
Disruptive Growth
|
Cayman
|
USA Rare Earth
|
2024-08-22 00:00
|
Aug 22 2024 announced a business combination with USA Rare Earth, LLC, a company building out a vertically integrated, domestic rare earth element (REE) magnet production supply chain that would include REE, critical minerals and lithium mining and processing; USARE controls mining rights to a world-class heavy rare earth deposit in West Texas; when mining begins, the deposit will play a key role in supplying and scaling the Companys magnet production facility being developed in Stillwater, Oklahoma; The proposed transaction values USARE at a pro-forma enterprise value of $870 million; Transaction includes an initial ~$35 million PIPE investment, of which $25 million will fund in connection with the signing of the Business Combination Agreement; Round Top is an above-ground mineral deposit containing at least 15 of the 17 rare earth elements, plus lithium and other industrial minerals. The Company has successfully piloted proprietary rare earth separation technology, and, once mining at Round Top begins, plans to deploy that technology as part of a closed-loop process for the separation of rare earth minerals; Existing USARE investors and investors affiliated with IPXX have agreed to a prefunded PIPE investment of ~$25 million upon the signing of the Business Combination Agreement, and we are seeking to upsize this PIPE with additional funding in connection to closing, with $9 million already committed; The Proposed Business Combination is expected to be completed in early 2025, subject to customary closing conditions, including regulatory and stock approvals;
|
https://www.sec.gov/Archives/edgar/data/1970622/000121390023043605/f424b40523_inflectionpoint2.htm
|
470
|
455
|
10.710
|
10.750
|
0.03182
|
https://www.sec.gov/Archives/edgar/data/1970622/000121390024071620/ea021181301ex99-2_inflec2.htm
|
0.000
|
|
50
|
2024-09-07
|
ALCY
|
ALCYU US Equity
|
ALCYW US Equity
|
Alchemy Investments Acquisition 1
|
2023-05-05
|
2024-11-09
|
123830000.00
|
11500000.00
|
10.768
|
2024-06-30
|
0.086
|
0.167
|
10.854
|
10.934
|
0.000
|
124.775
|
0.024
|
0.104
|
-0.00034
|
0.05218
|
64
|
0.05625
|
0.04520
|
-0.21948
|
100.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A Ordinary Share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A Ordinary Share at a price of $11.50 per share; While we may pursue an initial business combination opportunity in any business, industry, sector or geographical location, we intend to look at deep technology with a focus on data analytics; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A Ordinary Shares upon the completion of our initial business combination; We have 18 months from the closing of this offering to consummate our initial business combination; If we are unable to complete our initial business combination within 18 months from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses); Of the proceeds we receive from this offering and the sale of the placement shares described in this prospectus, $101,500,000, or $116,725,000 if the underwriters over-allotment option is exercised in full ($10.15 per share in either case) will be deposited into a trust account in the United States with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Steven M. Wasserman, our Non-Executive Chairman, Mattia Tomba and Vittorio Savoia, our Co-Chief Executive Officers (co-CEOs), and Harshana Sidath Jayaweera, our Chief Financial Officer; Steven M. Wasserman is the co-founder and managing partner of Alchemy Investment Management, an affiliate of our sponsor, and has been our director since November 19, 2021 and our Non-Executive Chairman since November 2022. Mr. Wasserman has been a principal in MSP Sports Capital, LP., an investment fund specializing in professional sports businesses, since 2019. He served as Vice Chairman of The Roosevelt Investment Group, Inc. an investment advisory firm, from 2018 to 2021 and was previously Chief Executive Officer of Seaport Investment Management, LLC, an investment management firm, from 2015 to 2018 and helped Seaport develop new investment strategies during his tenure; Mattia Tomba is the co-founder and managing partner of Alchemy Investment Management, an affiliate of our sponsor, and has been our director since October 27, 2021 and our co-CEO since November 2022. He has been a founding investor and the head of International Markets at Tradeteq since 2017. He has also been a Partner at M&M Investments Pte. Ltd., a holding company that invests in technology companies globally and provides debt and equity advice since 2016; Vittorio Savoia is the co-founder and managing partner of Alchemy Investment Management, an affiliate of our sponsor, and has been our director since November 19, 2021 and our co-CEO since November 2022. Since 2017, he has been the founder, managing director and CEO of FIDES Holdings, a multi-asset alternative investment firm that is active in real estate, venture capital, private equity, middle-market direct lending, sustainable civil and structural engineering, and facilities & maintenance solutions; We will either (1) seek shareholder approval of our initial business combination at a general meeting called for such purpose at which shareholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination or do not vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (less taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (less taxes payable); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account (less taxes payable), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer;
Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, or any claim by a taxing authority, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share;
|
4.93000
|
|
Cantor
|
Steven Wasserman, Mattia Tomba, Vittorio Savoia
|
Tech
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1901336/000110465923056639/tm2136236-14_424b4.htm
|
490
|
|
10.850
|
11.420
|
0.04930
|
|
0.000
|
|
51
|
2024-09-07
|
GODN
|
GODNU US Equity
|
|
Golden Star Acquisition
|
2023-05-02
|
2025-02-04
|
27171868.00
|
2502021.00
|
10.860
|
2024-06-17
|
0.103
|
0.295
|
10.963
|
11.155
|
0.000
|
27.247
|
0.093
|
0.285
|
-0.00667
|
0.02435
|
151
|
0.06462
|
0.05990
|
-0.01601
|
60.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one ordinary share, and one right to receive two-tenths (2/10) of an ordinary share upon the consummation of an initial business combination; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $60,600,000 or $69,690,000 if the underwriters over-allotment option is exercised in full ($10.10 per public share), subject to increase of up to an additional $0.033 per public share per month in the event that our sponsor elects to extend the period of time of up to 12 months to consummate a business combination, as described in more detail in this prospectus, will be deposited into a United States-based account established by VStock Transfer LLC, our transfer agent and maintained by Wilmington Trust, National Association acting as trustee; Our management team is led by Linjun Guo, our Chairman and Chief Executive Officer and Kenneth Lam, our Chief Financial Officer. We believe that the members of our management team and board of directors have valuable and applicable experience for sourcing and analyzing potential acquisition candidates across various industries and on an international basis based upon their professional experience; Mr. Linjun Guo, our Chairman and Chief Executive Officer, is a seasoned international lawyer with substantial experiences in corporate and mergers and acquisitions practice. For more than 20 years Mr. Guo has advised multinational clients in dozens of corporate acquisitions, joint ventures, business restructurings, securities transactions, and dispute resolution. From April 2022 to September 2022, Mr. Guo served as the General Counsel of Green Innocore Electronic & Technology Limited. From September 2019 to December 2021, he served as Director of Legal Affairs in ENN Stock Corporation Limited and Xinzhiwolai Network Technology Limited, where he handles mergers and acquisitions, investments, restructurings, contracts drafting and project review and general legal affairs. From December 2016 to August 2019, Mr. Guo practiced law in Beijing Zhonglun W&D Law Firm; We will have until 9 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve (12) times, each by an additional one month (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $200,000, or $230,000 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case), up to an aggregate of $2,400,000 (or $2,760,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (for an aggregate of 12 months), on or prior to the date of the applicable deadline, for each extension; If we are unable to consummate our initial business combination within the applicable time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares for a pro rata portion of the funds held in the trust account and as promptly as reasonably possible following such redemption, subject to the approval of our remaining shareholders and our board of directors, dissolve and liquidate, subject in each case to our obligations under Cayman Islands law to provide for claims of creditors and the requirements of other applicable law; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share (subject to increase of up to an additional $0.40 per public share in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.10 per public share; Jan 23 2024 filed PRE14a to reduce the extension fee; Feb 7 2024 filed DEF14a to extend deadline to Feb 4 2025, vote Feb 27, NAV $10.47; Feb 12 2024 extended deadline to Mar 4 2024, added $230k to trust account; Feb 27 2024 GODN postponed amendment vote to Mar 1; Mar 1 2024 GODN postponed amendment vote to Mar 4; Mar 4 2024 GODN postponed amendment vote to Mar 20; Mar 18 2024 GODN postponed amendment vote to Apr 1; Apr 2 2024 GODN stockholders approved extension fee reduction amendment, 1.6 million shares redeemed, 5.3 million shares remain; Apr 5 2024 extended deadline to May 5, added $106k to trust account; May 6 2024 extended deadline to June 5, added $106k to trust account; May 10 2024 filed PRE14a to extend deadline to Dec 22 2024, vote June 11; May 20 2024 filed DEFM14a for Gamehaus deal, vote May 30, NAV $10.64; May 30 2024 cancelled deal vote to allow more time for closing con
|
2.80000
|
|
Ladenburg
|
Linjun Guo, Kenneth Lam
|
Diversified
|
Cayman
|
Gamehaus
|
2023-09-18 00:00
|
Sept 18 2023 announced a business combination with Gamehaus Inc. (Gamehaus), a mobile game publishing company; The transaction represents a post-combination enterprise value of $500 million for Gamehaus upon closing of the Business Combination; The transaction has been approved by the boards of directors of both Golden Star and Gamehaus and is expected to be consummated in the fourth quarter of 2023 or early 2024, subject to regulatory approvals, the approvals by the shareholders of Golden Star and Gamehaus, and the satisfaction of certain other customary closing conditions, including that the U.S. Securities and Exchange Commission (the SEC) completes its review of the proxy statement/prospectus relating to the proposed Business Combination, and approval by the Nasdaq Stock Market to list the securities of Pubco;
|
https://www.sec.gov/Archives/edgar/data/1895144/000182912623003084/goldenstar_424b4.htm
|
493
|
139
|
10.890
|
11.230
|
0.04667
|
|
1.000
|
0.450
|
52
|
2024-09-07
|
AACT
|
AACT/U US Equity
|
AACT/WS US Equity
|
Ares Acquisition II
|
2023-04-21
|
2025-04-27
|
536846048.00
|
50000000.00
|
10.737
|
2024-06-30
|
0.086
|
0.379
|
10.822
|
11.116
|
0.000
|
539.000
|
0.042
|
0.336
|
-0.00393
|
0.00716
|
233
|
0.04922
|
0.04922
|
0.03118
|
450.00000
|
0.500
|
Each unit consists of one Class A ordinary share of the Company and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company; Of the proceeds we receive from this offering, the sale of the private placement warrants and the overfunding loans described in this prospectus, $404,000,000, or $464,600,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a trust account at JPMorgan Chase Bank, N.A. and UBS Financial Services Inc. with Continental Stock Transfer & Trust Company acting as trustee and invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds; Ares Acquisition Corporation (AAC), that completed its initial public offering on February 4, 2021 and announced on December 6, 2022, an initial business combination with X-Energy Reactor Company, LLC (X-energy), a leading developer of advanced small modular nuclear reactors and fuel technology for clean energy generation; Our management team is led by David B. Kaplan, our Chief Executive Officer, and Michael J Arougheti, who intend to leverage the resources of Ares to fulfill our corporate mission and also leverage the complementary experience and networks of our independent director nominees; David B. Kaplan serves as Chief Executive Officer and is Co-Chairman of the board of directors of AAC II. Mr. Kaplan is a Co-Founder, Director and Partner of Ares Management Corporation. He is a member of the Ares Executive Management Committee and serves on several Ares Investment Committees including, among others, the Ares Corporate Opportunities and Ares Special Opportunities Investment Committees. Additionally, Mr. Kaplan is the Co-Chairman and Chief Executive Officer of Ares Acquisition Corporation. Mr. Kaplan joined Ares in 2003 from Shelter Capital Partners, LLC, where he was a Senior Principal from June 2000 to April 2003. From 1991 through 2000, Mr. Kaplan was a Senior Partner of Apollo Management, L.P. and its affiliates; Michael J Arougheti serves as Co-Chairman of the board of directors of AAC II. Mr. Arougheti is a Co-Founder, the Chief Executive Officer and President and a Director of Ares Management Corporation. He is a member of the Ares Executive Management Committee and the Ares Enterprise Risk Committee. He additionally serves as Co-Chairman of Ares Capital Corporation, as a director of Ares Commercial Real Estate Corporation and is on the Board of Directors of the Ares Charitable Foundation; If we anticipate that we may be unable to consummate our initial business combination within such 24-month period, we may seek shareholder approval to amend our amended and restated memorandum and articles of association to extend the date by which we must consummate our initial business combination. If we seek shareholder approval for an extension, holders of Class A ordinary shares will be offered an opportunity to redeem their shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned thereon (less taxes payable); If we are unable to consummate an initial business combination within the applicable time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including interest earned thereon (less taxes payable and up to $100,000 of interest income to pay liquidation expenses), divided by the number of then outstanding public shares, subject to applicable law. Assuming we do not deposit additional funds into the trust account to extend the time period in which we are required to consummate our initial business combination, we expect the pro rata redemption price to be approximately $10.10 per public share; Warrants redeemable if stock >$18.00; Of the proceeds we will receive from this offering, the sale of the private placement warrants and the overfunding loans, $404,000,000, or $464,600,000 if the underwriters over-allotment option is exercised in full ($10.10 per unit in either case), will be deposited into a segregated trust account located in the United States at JPMorgan Chase Bank, N.A. and UBS Financial Services Inc. with Continental Stock Transfer & Trust Company acting as trustee and invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market fund; We will provide our public shareholders with the opportunity to elect to have all or a portion of their Class A ordinary shares redeemed upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned thereon (less taxes payable), divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be approximately $10.10 per public share; We will provide our public shareholders with the opportunity to have all or a portion of their public shares redeemed upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that in the event of a liquidation of the trust account if the company fails to consummate an initial business combination, it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, or any claim by a taxing authority, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share;
|
12.30000
|
1.000
|
Citi / UBS
|
David Kaplan, Michael Arougheti, Ares
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1853138/000119312523113101/d428850d424b4.htm
|
504
|
|
10.780
|
10.900
|
0.02733
|
|
0.000
|
|
53
|
2024-09-07
|
TBMC
|
TBMCU US Equity
|
|
Trailblazer Merger I
|
2023-03-29
|
2024-09-30
|
75201552.00
|
6900000.00
|
10.899
|
2024-06-30
|
0.067
|
0.090
|
10.966
|
10.989
|
0.000
|
74.934
|
0.116
|
0.139
|
-0.00964
|
|
24
|
0.21406
|
0.19717
|
|
60.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one right to receive one-tenth (1/10) of a share of Class A common stock upon the consummation of an initial business combination; We will have twelve (12) months from the closing of this offering to consummate an initial business combination (or up to 18 months, if we extend the time to complete a business combination). If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses. We expect the pro rata redemption price to be approximately $10.20 per share of Class A common stock; Of the proceeds we receive from this offering and the sale of the placement units described in this prospectus, $61,200,000 or $70,380,000 if the underwriters over-allotment option is exercised in full ($10.20 per unit in either case) will be deposited into a trust account in the United States at Raymond James & Associates, Inc., with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by Arie Rabinowitz, our Chief Executive Officer and Director, Scott Burell, our Chief Financial Officer, and Yosef Eichorn, our Chief Development Officer. Joseph Hammer currently serves as our Chairman of the Board. Barak Avitbul, Olga Castells, and Patrick Donovan are our independent director nominees; Arie Rabinowitz serves as our Chief Executive Officer and Director. Mr. Rabinowitz is the co-founder of LH Financial Services Corp., a family office service company for a single family. The familys primary investment vehicle is Alpha Capital Anstalt. Mr. Rabinowitz served as Vice President and Chief Investment Officer of LH Financial from inception in 1997 and until 2010. Since 2010 Mr. Rabinowitz has served as Chief Executive Officer of LH Financial; With numerous credible resources pegging the size of the global technology industry at $5 trillion in 2021 combined with managements expertise and experience, we intend to focus our initial business combination efforts on the technology industry; We will have twelve (12) months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our Board of Directors and if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full, (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to liquidate and dissolve. We expect the pro rata redemption price to be approximately $10.20 per share of Class A common stock; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; Mar 28 2024 extended deadline to June 30 2024, added $690k to trust account; June 27 2024 extended deadline to Sept 30 2024, added $690k to trust account; Aug 23 2024 filed PRE14a to extend deadline to Sept 30 2025;
|
3.63000
|
|
LifeSci / Ladenburg
|
Arie Rabinowitz, Joseph Hammer
|
Tech
|
Delaware
|
Cyabra
|
2024-07-23 00:00
|
July 23 2024 announced a business combination with Cyabra Strategy Ltd. (Cyabra), a provider of an AI-powered solution for combating worldwide disinformation; The transaction values Cyabra at a total enterprise value of $70 Million at signing. Upon the closing of the transaction, which is expected in the first quarter of 2025, the combined company will operate as Cyabra and will be listed on NASDAQ;
|
https://www.sec.gov/Archives/edgar/data/1934945/000110465923038391/tm234246-6_424b4.htm
|
527
|
482
|
10.860
|
|
0.06050
|
|
1.000
|
0.190
|
54
|
2024-09-07
|
TMTC
|
TMTCU US Equity
|
|
TMT Acquisition
|
2023-03-28
|
2024-09-24
|
65755908.00
|
6000000.00
|
10.959
|
2024-06-30
|
0.087
|
0.110
|
11.047
|
11.070
|
0.000
|
66.720
|
-0.063
|
-0.040
|
0.00664
|
0.01569
|
18
|
-0.07088
|
-0.08768
|
-0.23914
|
60.00000
|
0.000
|
Each unit has an offering price of $10.00 and consists of one of our ordinary shares and one right. Each right entitles the holder thereof to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination, so you must hold rights in multiples of 5 in order to receive shares for all of your rights upon closing of a business combination; We intend to focus our search initially on target businesses operating in Asia, and we may consummate a business combination with an entity located in China (including Hong Kong and Macau). However, we will not consummate our initial business combination with an entity or business with China operations consolidated through a variable interest entity (VIE) structure; Of the proceeds we receive from this offering and the sale of the private placement units described in this prospectus, $61,200,000, or $70,380,000 if the underwriters over-allotment option is exercised in full ($10.20 per public unit, subject to increase of up to an additional $0.30 per share in the event that our sponsor elects to extend the period of time to consummate a business combination by the full nine months, as described in more detail in this prospectus), will be deposited into a trust account with Continental Stock Transfer & Trust Company acting as trustee; Our management team is led by our Chief Executive Officer and Chairman of our Board of Directors, Dr. Dajiang Guo, our Chief Financial Officer, Dr. Jichuan Yang, and our Independent Director nominees, Messrs. James Burns, Chris Constable, and Kenan Gong. A majority of our management team are United States citizens; Dr. Dajiang Guo, Ph.D., our Chief Executive Officer and Chairman, serves as a Managing Director at Revere Securities LLC. Dr. Guo served as a Partner at Tiger Securities, leading the development of the institutional securities business of investment banking, sales and trading from 2019 to 2021. From 2017 to 2019, Dr. Guo served as a Partner at China Bridge Capital, an independent China focused investment bank with expertise in M&A, fund management, real estate and distressed opportunities. From 2016 to 2017, he served as the Chief Strategy Officer at China Renaissance, where he was responsible for strategic planning, international expansion, and strategic investments. Dr. Guo served as the CEO of CITIC Securities International USA, COO at CITICS Investment Banking Division, and Head of CITICS Strategy and Planning, from 2011 to 2016; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 21 months to complete a business combination) without submitting such proposed extensions to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or up to $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,800,000 (or $2,070,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months); If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account (net of interest that may be used by us to pay our taxes payable and for dissolution expenses). We expect the pro rata redemption price to be approximately $10.20 per public share (regardless of whether or not the underwriters exercise their over-allotment option) (subject to increase of up to an additional $0.30 per share in the event that our sponsor elects to extend the period of time to consummate a business combination by the full nine months), without taking into account any interest earned on such funds; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.20 per public share (subject to increase of up to an additional $0.30 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination, as described in more detail in this prospectus); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Mar 4 2024 filed DEF14a to extend deadline to Dec 30 2024, vote Mar 19, NAV $10.66; Mar 19 2024 adjourned extension vote to Mar 22; Mar 22 2024 adjourned extension vote to Mar 28; Mar 28 2024 p
|
3.70000
|
|
Maxim
|
Dajiang Guo
|
Asia
|
Cayman
|
eLong Power
|
2023-12-04 00:00
|
Dec 4 2023 announced a business combination with eLong Power Holding Limited (eLong Power), a provider of high power battery technologies for commercial and specialty vehicles and energy storage systems; The transaction has been approved by the Board of Directors of both companies and is expected to close in the first half of 2024; TMTC and eLong Power have agreed to work together to pursue commitments for a private placement of equity financings of up to $15 million;
|
https://www.sec.gov/Archives/edgar/data/1879851/000149315223009338/form424b4.htm
|
528
|
251
|
11.120
|
11.220
|
0.06167
|
|
1.000
|
0.320
|
55
|
2024-09-07
|
OAKU
|
OAKUU US Equity
|
OAKUW US Equity
|
Oak Woods Acquisition
|
2023-03-24
|
2024-09-25
|
63494864.00
|
5750000.00
|
11.043
|
2024-06-30
|
0.088
|
0.113
|
11.131
|
11.155
|
0.000
|
63.422
|
0.111
|
0.135
|
-0.00904
|
-0.00005
|
19
|
0.26394
|
0.24211
|
0.04439
|
50.00000
|
1.000
|
Each unit consists of one Class A ordinary share, one redeemable warrant, and one right to receive one-sixth (1/6) of a Class A ordinary share upon the consummation of an initial business combination. Each redeemable warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, and each six rights entitle the holder thereof to receive one share of Class A ordinary share at the closing of an initial business combination; Cayman domicile; Although we are not limited to a particular industry or geographic region for purposes of consummating an initial business combination, we intend to focus on businesses that have their primary operations in technology enabled healthcare services industry located in the Asia-pacific region; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes; Whale Bay International Company Limited, a BVI business company, has committed that it will purchase from us an aggregate of 315,000 private placement units, at $10.00 per unit for a total purchase price of $3,150,000 in a private placement that will occur simultaneously with the consummation of this offering; Once the securities comprising the units begin separate trading, the Class A ordinary shares, rights and warrants will be traded on Nasdaq under the symbols OAKUO, OAKUR and OAKUW,; Upon consummation of the offering, $10.175 per unit sold to the public in this offering (whether or not the over-allotment option has been exercised in full or part) will be deposited into a United States-based trust account with Continental Stock Transfer & Trust Company acting as trustee; The funds held in the Trust Account will be invested only in U.S. government treasury bills, bonds or notes with a maturity of 185 days or less, or in money market funds meeting the applicable conditions of Rule 2a-7 promulgated under the Investment Company Act which invest solely in direct U.S. government treasury, so that the Company are not deemed to be an investment company under the Investment Company Act; If the Company is unable to complete the initial Business Combination within the Combination Period, the Company will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the Trust Account including interest earned on the funds held in the Trust Account and not previously released to the Company to pay the Companys taxes (less up to $50,000 of interest to pay dissolution expenses); The sponsor has agreed that it will be liable to the Company if and to the extent any claims by a third party for services rendered or products sold to the Company, or by a prospective target business with which the Company has discussed entering into a transaction agreement, reduce the amount of funds in the Trust Account to below (i) $10.00 per public share; Warrants callable if stock >$18.00; In the event that the Company does not consummate a Business Combination by 12 months from the consummation of the IPO (the Initial Period, which may be extended in up to two separate instances by an additional three months each, for a total of up to 15 months or 18 months, by depositing into the trust account for each three month extension in an amount of $0.10 per unit provided that the Initial Period will automatically be extended to 15 months, and any Extended Period will automatically be extended to 18 or 21 months, as applicable, if the Company has filed (a) a Form 8-K including a definitive merger or acquisition agreement or (b) a proxy statement, registration statement or similar filing for an initial business combination but has not completed the initial business combination during the applicable period), or during any stockholder-approved extension period; Mr. Zheng has served as our Chief Financial Officer since October 3, 2022, and our Chief Executive Officer since February, 2023. Mr. Zheng has over 30 years of extensive practical experience in TMT, investment and financing, manufacturing and fastmoving chain circulation in mainland China, Hong Kong, Taiwan, the United States and Canada. He also possesses successful financing and IPO planning and practical experience in global capital markets for acquisitions, mergers, restructuring and financial public relations of public and private companies, with practical ability and successful cases of market value maintenance; Feb 12 2024 filed PRE14a for Huajin deal; Mar 7 2024 filed PREM14a for Huajin deal; June 14 2024 filed S-4 for Huajin deal; June 17 2024 filed S-4/a for Huajin deal; July 1 2024 extended deadline to Sept 28 2024, added $575k to trust account; July 1 2024 filed S-4/a for Huajin deal; Aug 21 2024 filed S-4/a for Huajin deal; Sept 3 2024 filed PRE14a to extend deadline to Mar 28 2025, vote Sept 25;
|
3.15000
|
|
EF Hutton
|
Lixin Zheng
|
Tech / Healthcare (Asia)
|
Cayman
|
Huajin
|
2023-08-14 00:00
|
Aug 14 2023 announced a business combination with Huajin (China) Holdings Limited; The aggregate consideration payable at the closing of the Business Combination (the Closing) to the shareholders of Huajin will be the issuance of such number of shares of Oak Woods Class A Ordinary Shares, par value $0.0001 per share (the Class A Ordinary Shares) as shall be determined by subtracting the Closing Net Debt of Huajin (as defined in the Merger Agreement) from the agreed valuation of $250,000,000, and dividing such difference by $10.00;
|
https://www.sec.gov/Archives/edgar/data/1945422/000121390023022559/f424b40223_oakwoodsacq.htm
|
532
|
143
|
11.030
|
11.130
|
0.06300
|
|
1.000
|
0.193
|
56
|
2024-09-07
|
FORL
|
FORLU US Equity
|
FORLW US Equity
|
Four Leaf Acquisition
|
2023-03-16
|
2025-06-22
|
29215394.00
|
2668693.00
|
10.947
|
2024-06-30
|
0.067
|
0.353
|
11.015
|
11.300
|
0.000
|
29.382
|
0.015
|
0.300
|
-0.00042
|
0.00139
|
289
|
0.03459
|
0.03340
|
0.03104
|
52.00000
|
1.000
|
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one redeemable warrant. Each redeemable warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; While we may pursue an initial business combination target in any business or industry, we intend to focus our search on companies in the IoT space or adjacent spaces. IoT refers to the Internet of Things, that is, physical objects (or groups of objects) with sensors, processing ability, software, and other technologies that connect and exchange data with other devices and systems over the Internet or other communications networks, sometimes called smart devices. We will also consider adjacent spaces such as devices, components or software that are used in IoT applications. We intend to target companies in both developing markets (e.g., China and India), and the developed markets (e.g., United States and Europe), however, we affirmatively exclude as an initial business combination target any company whose financial statements are audited by an accounting firm that the United States Public Company Accounting Oversight Board, or the PCAOB, is unable to inspect for two consecutive years beginning in 2021 and any target company with China operations consolidated through a variable interest entity, or a VIE, structure; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination. If we are unable to complete our initial business combination within 12 months (or up to 18 months from the consummation of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses). In order to extend the time available for us to consummate our initial business combination, our sponsor, upon at least five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $650,000 or $747,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,300,000 or $1,495,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; We will seek to capitalize on the diverse industry experience of our Chief Executive Officer, Angel Orrantia. Mr. Orrantia is a proven technology executive with a history of investing, acquiring, and building successful companies, while generating attractive stockholder returns. Over the past decade, Mr. Orrantia has created returns for investors while managing secular disruption and cyclical industry risk. Mr. Orrantia has operated and completed transformational cross-border transactions on a global basis; Our broader management team, which includes Coco Kou, our Chief Financial Officer, and Robert de Neve, our Chief Strategy Officer, is comprised of industry leaders with deep roots in Silicon Valley, India, China and broader Asia. Our management team includes proven leaders with a diverse set of experiences and complementary skills, as investors, entrepreneurs, senior executives and transactional professionals; We intend to focus on companies that alone, or through a strategic combination with another company, have an enterprise valuation between $200 million and $300 million; Warrants redeemable if stock >$18.00 per share; Of the net proceeds of this offering and the sale of the placement warrants, $66,950,000, or $10.30 per unit ($76,992,500, or $10.30 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a trust account in the United States with Continental Stock Transfer & Trust Company, LLC acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (i) in connection with a stockholder meeting called to approve the initial business combination; or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of: (i) $10.30 per public share; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the IRA on any redemptions or stock buybacks by us; Mar 22 2024 extended deadline to June 22 2024, added $542k to trust account; May 20 2024 filed PRE14a to extend deadline to June 22 2025; May 28 2024 filed PRER14a to extend deadline to June 22 2025; June 6 2024 filed DEF14a to extend deadline to June 22 2025, vote June 18, NAV $10.92, trust account will not be used to cover potential excise tax;
|
4.64500
|
1.000
|
EF Hutton
|
Angel Orrantia
|
IoT
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1936255/000119312523075999/d374956d424b4.htm
|
540
|
|
11.010
|
11.030
|
0.08933
|
|
0.000
|
|
57
|
2024-09-07
|
SBXC
|
SBXC/U US Equity
|
SBXC/WS US Equity
|
SilverBox III
|
2023-02-27
|
2025-03-02
|
40449208.00
|
3780300.00
|
10.700
|
2024-08-07
|
0.029
|
0.200
|
10.729
|
10.900
|
0.000
|
40.676
|
0.049
|
0.220
|
0.00289
|
0.00103
|
177
|
0.04292
|
0.02700
|
0.03095
|
120.00000
|
0.333
|
Each unit consists of one share of the Companys Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company may pursue an initial business combination in any business or industry but intends to focus its search on a target business in an industry where it believes the expertise of its management team and its advisory group will provide it with a competitive advantage in completing a successful initial business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their shares of our Class A common stock upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below calculated as of two business days prior to the consummation of our initial business combination, including interest (net of amounts withdrawn to pay our income and franchise taxes; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the company pursuant to any current, pending or future rules or laws; If we are unable to complete our initial business combination within 18 months from the closing of this offering, the time period to complete an initial business combination can be extended in two ways: (i) our sponsor can extend the time period to complete an initial business combination by an additional three months (for a total of up to 21 months to complete an initial business combination from the closing of this offering) by purchasing additional private placement warrants with an aggregate purchase price of $1,000,000 ($1,150,000 if the over-allotment option is exercised in full) and (ii) our stockholders can also vote at any time to amend our amended and certificate of incorporation to modify the amount of time we will have to complete an initial business combination; If we have not completed our initial business combination within the completion window, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (net of permitted withdrawals and up to $100,000 of interest to pay dissolution expenses); We have been formed as part of a long-term vision to sponsor a series of special purpose acquisition companies (SPACs). Members of our management team worked together as executive officers or members of the board of directors of Boxwood Merger Corp, which completed its initial business combination with Atlas Technical Consultants, Inc., and as executive officers of members of the board of directors of SBEA, which completed its initial business combination with Black Rifle Coffee Company; Stephen M. Kadenacy, our Chairman and Chief Executive Officer, is a Co-Founder and a Co-Managing Partner of SilverBox Capital. He has been serving as the Chairman of Centerline Logistics Corp, a leading marine oil transportation services firm and ship assist company, since July 2019. Mr. Kadenacy served as the Chief Executive Officer of SBEA until its business combination with BRCC in February 2022 and served as Chairman and CEO of Boxwood Merger Corp until its business combination and remained on the board of directors of the combined company, Atlas Technical Consultants, Inc., until April 2020. Between May 2008 and July 2017, Mr. Kadenacy served in a number of senior leadership roles at AECOM, a large engineering and technical services business, including its President and Chief Operating Officer from September 2015 to July 2017, President and Chief Financial Officer from 2014 to 2015 and Chief Financial Officer from 2011 to 2014; Joseph E. Reece, our Founding Partner, is a Co-Founder and a Co-Managing Partner of SilverBox Capital. Previously, he founded Helena Capital, a merchant bank and a predecessor company of SilverBox Capital, in April 2015 and served as Chief Executive Officer until January 2017, and then again from October 2018. Mr. Reece has been serving as Non-Executive Chairman of Compass Minerals since May 2021, having been a member of the board of directors since 2019; Warrants redeemable if stock >$18.00; Of the net proceeds we will receive from this offering and the sale of the private placement warrants described in this prospectus, $101.0 million ($10.10 per unit), or $116.15 million if the underwriters option to purchase additional units is exercised in full, will be deposited into a segregated trust account located in the United States with Continental Stock Transfer & Trust Company acting as trustee; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (net of permitted withdrawals), divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (1) in connection with a stockholder meeting called to approve the business combination; or (2) by means of a tender offer; Our sponsor will agree that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below: (1) $10.10 per public share; Aug 7 2024 filed DEF14a to extend deadl
|
5.25000
|
1.500
|
CS
|
Stephen Kadenacy, Joseph Reece, SilverBox Capital
|
Diversified
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1859686/000110465923023872/tm2135716-25_s1a.htm
|
557
|
|
10.760
|
10.740
|
0.04375
|
|
0.000
|
|
58
|
2024-09-07
|
DIST
|
DISTU US Equity
|
DISTW US Equity
|
Distoken Acquisition
|
2023-02-15
|
2024-11-18
|
42710276.00
|
3881692.00
|
11.003
|
2024-06-30
|
0.088
|
0.182
|
11.091
|
11.185
|
0.000
|
42.116
|
0.251
|
0.345
|
-0.02170
|
|
73
|
0.16951
|
0.16413
|
|
60.00000
|
1.000
|
Each unit that we are offering has a price of $10.00 and consists of one ordinary share, one right and one warrant. Each right entitles the holder thereof to receive one-tenth (1/10) of one ordinary share upon the consummation of an initial business combination, as described in more detail in this prospectus. Each warrant entitles the holder to purchase one ordinary share at a price of $11.50 per share; Upon consummation of the offering, an aggregate of $61,200,000 (or $70,380,000 if the over-allotment option is exercised in full) or $10.20 per unit sold to the public in this offering will be deposited into a United States-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee, with Morgan Stanley acting as investment manager; We will primarily seek to acquire one or more growth businesses with a total enterprise value of between $100 million and $200 million; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to three times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $1,800,000 or $2,070,000 if the underwriters over-allotment option is exercised in full, or $0.30 per unit in either case) on or prior to the date of the applicable deadline, for each three month extension; If we are unable to consummate an initial business combination within such time period, we will redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $50,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and as further described herein, and then seek to dissolve and liquidate. We expect the pro rata redemption price to be approximately $10.20 per ordinary share; Warrants redeemable if stock >$18.00; An aggregate of $10.20 per unit sold to the public in this offering (regardless of whether or not the over-allotment option is exercised) will be placed in a United States-based trust account maintained by Continental Stock Transfer & Trust Company; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which shareholders may seek to convert their shares, regardless of whether they vote for or against the proposed business combination or dont vote at all, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any general meeting called to approve a proposed initial business combination, each public shareholder will have the right, regardless of whether he is voting for or against such proposed business combination or does not vote at all, to demand that we convert his, her or its shares into a pro rata share of the trust account; Our sponsor has agreed that it will be liable to ensure that the proceeds in the trust account are not reduced below (1) $10.20 per share; If we are unable to consummate an initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, we expect that the initial per-share redemption price will be approximately $10.20; Jian Zhang has served as our Chairman and Chief Executive Officer since inception. He has significant experience in designing, developing and operating message platforms and investing in the informational, biological, block-chain and consumer technology industries. He is currently a director of many technology and investment firms, including Yunnan Jimaoxin Information Technology Co., Ltd., Chongqing Wangwang Supply Chain Management Co., Ltd., Shenzhen Zenyi Tonglian Technology Co., Ltd. and Zhuhai Meining Technology Co., Ltd. Since August 2015, he has been the Chief Executive Officer and the Managing Partner of Yunnan Xiaosen Venture Capital Co., Ltd., a fund active in angel-round capital raising for Internet and social media startups; Oct 13 2023 filed PRE14a to extend deadline to Aug 19 2024; Oct 24 2023 filed DEF14a to extend deadline to Nov 18 2024, vote Nov 10, NAV $10.54; Nov 13 2023 announced 3.0 million shares redeemed, NAV $10.57;
|
5.00000
|
|
I-Bankers
|
Jian Zhang
|
Tech (Asia)
|
Cayman
|
Youlife
|
2024-05-20 00:00
|
May 20 2024 announced a business combination with Youlife International Holdings Inc., a leading blue-collar lifetime service platform in China; It is anticipated that the combined company will be listed on the Nasdaq Stock Market under the ticker symbol YOUL; The completion of the Business Combination is subject to regulatory approvals, the approval of the transaction by the shareholders of Distoken and Youlife, and the satisfaction or waiver of other customary closing conditions;
|
https://www.sec.gov/Archives/edgar/data/1818605/000110465923022398/tm2232867-4_424b4.htm
|
569
|
460
|
10.850
|
|
0.08333
|
|
1.000
|
0.115
|
59
|
2024-09-07
|
MARX
|
MARXU US Equity
|
|
Mars Acquisition
|
2023-02-13
|
2024-11-16
|
22836872.00
|
2081432.00
|
10.972
|
2024-06-30
|
0.087
|
0.179
|
11.059
|
11.150
|
0.000
|
22.802
|
0.119
|
0.210
|
-0.00942
|
0.00460
|
71
|
0.10292
|
0.09518
|
0.01887
|
60.00000
|
0.000
|
Each unit consists of one ordinary share and one right to receive two-tenths (2/10) of one ordinary share upon consummation of our initial business combination; Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although the Company intends to focus on opportunities in automobiles, healthcare, financial technology, cyber security, cleantech, software, Internet and artificial intelligence, specialty manufacturing and any other related technology innovations market. We have not selected any business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. We will not effectuate an initial Business Combination with a company that is headquartered in the Peoples Republic of China (PRC or China), the Hong Kong Special Administrative Region of China (Hong Kong) or the Macau Special Administrative Region of China (Macau) or conducts a majority of its operations in China, Hong Kong or Macau; Of the net proceeds we receive from this offering and the sale of the private placement units, $61,200,000 or $10.20 per unit ($70,380,000, or $10.20 per unit, if the underwriters over-allotment option is exercised in full) will be deposited into a trust account in the United States, with Continental Stock Transfer & Trust Company acting as trustee; Karl Brenza. Karl Brenza has served as our Chief Executive Officer, Chief Financial Officer and director since shortly after the inception of the Company. He is a citizen of the United States and based in New York, New York. Mr. Brenza has over 25 years of investment banking and financial advisory experience as well as significant operational and technology experience as a corporate executive. He has extensive blank-check/SPAC experience and completed some of the earliest blank-check/SPAC transactions. During his career, Mr. Brenza has completed a vast array of transactions in the areas of strategic advisory assignments, mergers, acquisitions, reverse merger transactions, IPOs, follow-on offerings, SPACs, PIPEs, fairness opinions and private financings of debt and equity. Mr. Brenza is currently serving as Senior Managing Director of Wealth Management Centers, LLC, a financial advisory firm and CFO of Omni Acquisition Corp. Previously, Mr. Brenza served as CFO of First Breach, Inc, an ammunition components company from November 2021 to September 2022. In addition, from August 2018 to November 2021, he was Senior Managing Director, Investment Banking for Paulson Investment Company. From August 2018 to December 2019, he also served as the Head of US Operations for Jerash Holdings US, a NASDAQ-listed manufacturer of outdoor and action garments and sportswear. From 2008 to 2018, Mr. Brenza was Senior Managing Director and Head of the Capital Growth Advisory Group at Maxim Group; Mr. Shanchun Huang has served as our Chairman since shortly after the inception of the Company. He is a citizen of the Republic of Malta and based in London, the United Kingdom. Mr. Huang has over 16 years of experience in the financial service and investment industry. He has provided financing solutions and advice for high-growth companies in China and successfully assisted 37 enterprises to complete fundraising or public offerings in China. Mr. Huang has served as the CEO and director of Future Fintech Group, Inc. a Nasdaq-listed company and a blockchain based e-commerce platform since March 2020. Future Fintech Group Inc. has received a notice of delisting from Nasdaq, that it has until February 27, 2023 to regain compliance with the minimum bid price requirement. As of January 26, 2023, its closing bid price was $0.52; We will either (1) seek shareholder approval of our initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); We will have until 12 months from the consummation of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 18 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three months extension, $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either: (i)
|
3.55000
|
|
Maxim
|
Karl Brenza, Shanchun Huang
|
Diversified (ex China)
|
Cayman
|
ScanTech
|
2023-09-05 00:00
|
Sept 5 2023 announced a business combination with ScanTech Identification Beam Systems, LLC ("ScanTech"), an innovator of next-generation fixed-gantry computed tomography (CT) screening systems based in Metro-Atlanta, Georgia; Pro forma enterprise value of the combined company is expected to be approximately $149.5 million with cash on hand of approximately $68 million, assuming no redemptions by Mars shareholders; The Business Combination has been unanimously approved by the boards of directors of both ScanTech and Mars and is expected to close in the first quarter of 2024, subject to regulatory and shareholder or member approvals, and other customary closing conditions;
|
https://www.sec.gov/Archives/edgar/data/1892922/000110465923021986/tm236768d1_424b4.htm
|
571
|
204
|
10.955
|
11.110
|
0.05917
|
https://www.sec.gov/Archives/edgar/data/1892922/000110465923099289/tm2325654d1_ex99-1.htm
|
1.000
|
0.240
|
60
|
2024-09-07
|
BLAC
|
BLACU US Equity
|
BLACW US Equity
|
Bellevue Life Sciences Acquisition
|
2023-02-10
|
2024-09-14
|
20326480.00
|
1886221.00
|
10.776
|
2024-06-30
|
0.066
|
0.074
|
10.842
|
10.850
|
0.000
|
20.428
|
0.012
|
0.020
|
-0.00115
|
0.00992
|
8
|
0.08881
|
0.08881
|
-0.34142
|
60.00000
|
1.000
|
Each unit consists of one share of our common stock, par value $0.0001, one warrant, and one right. Each warrant entitles the holder thereof to purchase one share of common stock at a price of $11.50 per share, subject to adjustment as described in the prospectus. Each warrant will become exercisable 30 days after the consummation of an initial business combination, and will expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation. Each right entitles the holder thereof to receive one-tenth (1/10) of a share of common stock upon the consummation of an initial business combination; Although we are not limited to a particular industry or geographic region for purposes of consummating an initial business combination, we intend to focus our search on companies in the healthcare industry; We will provide the holders of our outstanding shares of common stock that were sold as part of the units in this offering with the opportunity to redeem their shares of common stock upon the consummation of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below, including interest (net of taxes payable); We have 9 months to consummate our initial business combination or such later time period as may be approved by a majority of our stockholders voting on such extension. If we do not consummate our initial business combination within the above time period, we will distribute the aggregate amount then on deposit in the trust account, pro rata to our public stockholders, by way of the redemption of their shares and thereafter cease all operations except for the purposes of winding up of our affairs; We are not permitted to use the proceeds placed in the trust account and the interest earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on us pursuant to any current, pending or future rules or laws, including without limitation any excise tax imposed under the Inflation Reduction Act of 2022 (the IRA) on any redemptions or stock buybacks by us; Upon consummation of the offering, $10.175 per unit sold to the public in this offering (whether or not the over-allotment option has been exercised in full or part) will be deposited into a United States-based trust account at J.P. Morgan Chase Bank, N.A. maintained by Continental Stock Transfer & Trust Company acting as trustee; Our founding management team is led by Kuk Hyoun (Peter) Hwang, the Founding and Managing Partner of BCM; David J. Yoo, the Chief Financial Officer of BCM; and Jun Chul Whang, General Counsel and Partner of BCM; Warrants redeemable if stock >$16.50; $10.175 per public unit sold in this offering will be placed in a trust account at J.P. Morgan Chase Bank, N.A., maintained by Continental Stock Transfer & Trust Company, acting as trustee; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; If we are unable to complete our initial business combination within 9 months or such other time period as our stockholders may approve from the closing of this offering, we will (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem 100% of the outstanding public shares (including any public units in this offering or any public units or shares that our initial stockholders or their affiliates purchased in this offering or later acquired in the open market or in private transactions); If we do not complete our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.175; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.175 per public share; Oct 10 2023 filed PRE14a to extend deadline to Feb 14 2024, vote in Nov; Oct 20 2023 filed DEF14a to extend deadline to Feb 14 2024, note Nov 9, NAV $10.51, 3,432,046 shares redeemed; Feb 13 2024 extended deadline to Mar 13 2024, added $60k to trust account; Apr 11 2024 extended deadline to May 14 2024, added $60k to trust account; Apr 16 2024 filed PRE14a to extend deadline to Nov 14 2024, vote in May; Apr 26 2024 filed DEF14a to extend deadline to Nov 14 2024, vote May 10, NAV $10.80, trust account will not be used to cover potential excise tax; May 10 2024 adjourned extension vote to May 14; May 14 2024 stockholders approved deadline extension to Nov 14 2024, 1.6 million shares redeemed, 1.9 million shares remain, added $50k to trust account to extend deadline to June 14; June 28 2024 filed S-4 for OSR Hold
|
4.30000
|
|
Chardan
|
Kuk Hyoun (Peter) Hwang, David J Yoo
|
Biotech
|
Delaware
|
OSR Holdings
|
2023-11-16 00:00
|
Nov 16 2023 announced a business combination with OSR Holdings after July 11 2023 announced a letter of intent with OSR Holdings, Ltd. ("OSR Holdings"), a global healthcare holding company;
|
https://www.sec.gov/Archives/edgar/data/1840425/000119312523012151/d143161ds1a.htm
|
574
|
279
|
10.830
|
10.950
|
0.07167
|
|
1.000
|
0.110
|
61
|
2024-09-07
|
ISRL
|
ISRLU US Equity
|
ISRLW US Equity
|
Israel Acquisitions
|
2023-01-13
|
2025-01-18
|
80313768.00
|
7259615.00
|
11.063
|
2024-06-30
|
0.088
|
0.262
|
11.151
|
11.325
|
0.000
|
80.981
|
0.011
|
0.185
|
0.00033
|
-0.00191
|
134
|
0.04589
|
0.04207
|
0.04845
|
125.00000
|
1.000
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one redeemable warrant. Each warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; If we have not consummated an initial business combination within 12 months from the closing of this offering, we may, at our sponsors option, extend the period of time to consummate a business combination up to two times without shareholder approval, each for an additional three months (for a total of up to 18 months to complete a business combination) (each such three-month period, a Funded Extension Period), so long as our sponsor and/or its affiliates or designees deposit into the trust account: (i) with respect to a single Funded Extension Period, an additional $0.10 per unit (for an aggregate of $1,250,000, or $1,437,500 if the underwriters over-allotment option is exercised in full) (an Extension Payment), and (ii) with respect to two consecutive Funded Extension Periods, an Extension Payment prior to each Funded Extension Period, or $0.20 per unit in the aggregate (for an aggregate of $2,500,000 or 2,875,000 if the underwriters over-allotment option is exercised), upon five days advance notice prior to the applicable deadline pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and American Stock Transfer & Trust Company; If our sponsor does not elect to extend the period of time pursuant to the above extension mechanism, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes which shall not include excise taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Ziv Elul serves as our Chief Executive Officer and a member of our board of directors. Mr. Elul has 16 years of industry and managerial experience with start-up and high-growth technology businesses operating globally, which includes two acquisition transactions and operational experience as the CEO of a publicly traded company. In 2007. Mr. Elul co-founded Inneractive, an independent automated mobile platform with marketplace exchange capabilities and focused on powering video ads. He served as CEO of Inneractive, leading it to outstanding profitability until its acquisition by Fyber N.V. (FSE:FBEN), a global provider of monetization platforms for mobile publishers, in July 2017; Izhar Shay will serve as Chairman of our board of directors. Mr. Shay currently serves as a venture partner at Disruptive AI, an early stage venture capital firm focused on AI investments. He also is the Chairman of Kendago, a leading digital marketing household and is on the Board of Directors of Aquarius Engine (TASE: AQUA, Developer of a Two Sided Free Piston Linear Engine), Tastewise (an AI based consumer insights platform for Food & Beverage innovation) and Equinom (a food-tech company developing non-GMO plant-based ingredients); Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (other than excise taxes), if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.20 per public share; Dec 7 2023 filed PRE14a to extend deadline to Jan 18 2025, vote Jan 8, NAV $10.67; Dec 15 2023 filed PRER14a to extend deadline to Jan 18 2025, vote Jan 8, NAV $10.67; Dec 20 2023 filed DEF14a to extend deadline to Jan 18 2025, vote Jan 8, NAV $10.67; Jan 11 2024 stockholders approved deadline extension to Jan 18 2025, 7.1 million shares (49.5%) redeemed, 7.3 million shares remain, NAV $10.74; Jan 2 2024 announced a business combination with Pomvom Ltd. (TASE: PMVM), a technology company that develops experiential content to amusement parks and attractions globally, replacing operative physical solutions after Oct 17 2023 announced a non-binding letter of intent for a business combination with Pomvom Ltd.; Total equity value for Pomvom of $125 million USD; Minimum cash condition of $20 million, of which will be a combination of the net amount in ISRLs trust account, together with new money that will be raised; The parties anticipate completing the business combination by the end of Q3 2024, contingent upon satisfying all closing conditions, including shareholder approvals, regulatory consents, and compliance with legal and tax requirements; Aug 22 2024 ISRL / Pomvom deal terminated;
|
7.25000
|
|
BTIG
|
Ziv Elul, Izhar Shay
|
Tech (Israel)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1915328/000110465923004270/tm228480-13_424b4.htm
|
602
|
|
11.155
|
11.130
|
0.05800
|
|
0.000
|
|
62
|
2024-09-07
|
ATMC
|
ATMCU US Equity
|
ATMCW US Equity
|
AlphaTime Acquisition
|
2022-12-30
|
2025-01-04
|
52553056.00
|
4739226.00
|
11.089
|
2024-06-30
|
0.088
|
0.244
|
11.177
|
11.333
|
0.000
|
52.890
|
0.017
|
0.173
|
-0.00155
|
0.00918
|
120
|
0.04799
|
0.04799
|
0.01444
|
60.00000
|
1.000
|
Each unit consists of one ordinary share, one redeemable warrant and one right, with each right entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination; While we will not be limited to a particular industry or geographic region in our identification and acquisition of a target company, we intend to focus our search on businesses in Asia; Xinfeng Feng, our Chairwoman of the Board of Directors, founded Guowangxin (Shenzhen) Investment Co., Ltd. in 2021 and has served as its Chairman ever since. Mr. Feng founded Guoxing Supply China Management Co., Ltd. in 2020 and served as its Executive President; Dr. Dajiang Guo, Ph.D., our Chief Executive Officer, serves as a Managing Director at Revere Securities LLC. Dr. Guo served as a Partner at Tiger Securities, developing the institutional securities business of investment banking, sales, and trading from 2019 to 2021. From 2017 to 2019, Dr. Guo served as a Partner at China Bridge Capital in financial advisory and private equity; We will have up to 9 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our Board of Directors, if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to three times, each by an additional three months (for a total of up to 18 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000 (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; Warrants redeemable if stock > $16.50; Of the net proceeds of this offering and the sale of the private units, $61,080,000 or $10.18 per unit ($70,242,000, or $10.18 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a U.S.-based trust account at Bank of America with American Stock Transfer & Trust Company, acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.18 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.18 per public share; Oct 3 2023 extended deadline to Jan 4 2024, added $690k to trust account; Nov 24 2023 filed PRE14a to extend deadline to Jan 4 2025; Dec 21 2023 extension vote adjourned to Dec 26; Dec 26 2023 extension vote adjourned to Dec 28;
|
3.70500
|
|
Chardan
|
Xinfeng Feng, Dajiang Guo, Jichuan Yang
|
Asia
|
Cayman
|
HCYC
|
2024-01-05 00:00
|
Jan 5 2024 announced a business combination with HCYC Group Company Limited (HCYC); As a result of the Mergers, HCYC shareholders will receive 7,500,000 ordinary shares of PubCo, valued at $75,000,000. The transaction has been approved by the boards of directors of ATMC, HCYC and each Acquisition Entity and is expected to be consummated in early 2024, subject to regulatory approval and respective shareholder approval by the shareholders of ATMC and the shareholders of HCYC and the satisfaction of certain other customary closing conditions; HCYC Asia has been in Hong Kong for a period of thirteen years. HCYC Asia holds a professional insurance brokerage license, allowing it to operate within Hong Kongs insurance sector;
|
https://www.sec.gov/Archives/edgar/data/1889106/000149315223000114/form424b4.htm
|
616
|
371
|
11.160
|
11.280
|
0.06175
|
|
1.000
|
0.138
|
63
|
2024-09-07
|
HSPO
|
HSPOU US Equity
|
HSPOW US Equity
|
Horizon Space Acquisition I
|
2022-12-22
|
2024-09-27
|
61248032.00
|
5521640.00
|
11.092
|
2024-06-30
|
0.088
|
0.116
|
11.181
|
11.208
|
0.000
|
61.732
|
0.031
|
0.058
|
-0.00007
|
0.00351
|
21
|
0.09450
|
0.04456
|
-0.01831
|
60.00000
|
1.000
|
Each unit consists of one ordinary share, one full redeemable warrant, and one right to receive one-tenth (1/10) of one ordinary share upon the completion of the Companys initial business combination. Each whole redeemable warrant entitles the holder thereof to purchase one ordinary share at an exercise price of $11.50 per share; Upon the closing of the Proposed Public offering, the net proceeds of the Proposed Public Offering and the sale of the private units, $10.175 per unit will be placed into a U.S.-based trust account with Continental Stock Transfer & Trust Company, acting as trustee, and will be invested only in U.S. government treasury bills with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act which invest only in direct U.S. government treasury obligations; Because of our significant ties to China, we may pursue opportunities in China. Due to the relevant PRC laws and regulations against foreign ownership of and investment in certain assets and industries, known as restricted industries, which including but not limited to, value-added telecommunications services (inclusive of internet content providers), we may have a limited pool of acquisition candidates we may acquire in China; Mr. Mingyu (Michael) Li, our Chief Executive Officer, Chief Financial Officer, Director and Chairman of the board of director. Since March 2022, Mr. Li has served as a director of Lakeshore Acquisition II Corp. (Nasdaq: LBBB), a special purpose acquisition company currently listing on Nasdaq. Since November 2021, Mr. Li has served as the Chief Executive Officer of Hangzhou Qianhe Mingde Enterprise Management Consulting Co., Ltd., namely Horizon Holdings, a company providing consulting services. Since March 2020, Mr. Li has served as the Chief Executive Officer of Hangzhou Qianhe Mingde Equity Investment Co., Ltd., namely Horizon Capital, a private equity firm focusing renewable and AI-driven manufacturing. In Horizon Capital, he has led a number of private equity fundraisings, managed advisory business for cross-border mergers & acquisitions (M&A). Since December 2019, Mr. Li has served as the Chief Executive Officer at Shenzhen Hetai Mingde Capital Management Co., Ltd., a company provide capital management services. From January 2014 to January 2019, Mr. Li served as a Senior Partner at Hejun Capital, a private equity firm specializing in providing capital operation system solutions to high-growth enterprises; We will have until 9 months from the consummation of this offering to consummate our initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 9 months from closing of this offering, we may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 15 months to complete a business combination), provided that our sponsor or designee must deposit into the trust account for each three months extension, $600,000, or $690,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), up to an aggregate of $1,200,000 or $1,380,000 if the underwriters over-allotment option is exercised in full, on or prior to the date of the applicable deadline; If we are unable to consummate our initial business combination within such time period, unless we extend such period pursuant to our amended and restated memorandum and articles of association, we will, as promptly as possible but not more than ten (10) business days thereafter, redeem 100% of our issued and outstanding public shares for a pro rata portion of the funds held in the trust account, including a pro rata portion of any interest earned on the funds held in the trust account and not previously released to us or necessary to pay our taxes, and then seek to liquidate and dissolve; If we are unable to consummate our initial business combination within this time period, we will liquidate the trust account and distribute the proceeds held therein to our public shareholders by way of redeeming their shares and dissolve. If we are forced to liquidate, we anticipate that we would distribute to our public shareholders the amount in the trust account calculated as of the date that is two (2) days prior to the distribution date (including any accrued interest net of taxes payable); Warrants redeemable if stock >$16.00; In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a meeting called for such purpose at which public shareholders may seek to convert their public shares, regardless of whether they vote for or against, or abstain from voting on, the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public shareholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); In connection with a business combination, public shareholders will have the right to convert their shares into an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.175 per share), which includes the deferred underwriting discounts and commissions plus a pro rata portion of any interest earned on the funds held in the trust account less any amounts necessary to pay our taxes. At any meeting called to approve an initial business combination, public shareholders may elect to convert their share regardless of whether or not they vote to approve the business combination; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with wh
|
3.52000
|
|
Network 1 / Maxim
|
Mingyu (Michael) Li
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1946021/000192998022000068/hzac_424b4.htm
|
624
|
|
11.180
|
11.220
|
0.05867
|
|
1.000
|
0.080
|
64
|
2024-09-07
|
ATMV
|
ATMVU US Equity
|
|
AlphaVest Acquisition
|
2022-12-20
|
2024-12-22
|
51996908.00
|
4725829.00
|
11.003
|
2024-06-30
|
0.088
|
0.226
|
11.090
|
11.228
|
0.000
|
52.551
|
-0.010
|
0.128
|
0.00267
|
0.01078
|
107
|
0.04001
|
0.03364
|
0.00561
|
60.00000
|
0.000
|
Each unit consists of one ordinary share and one right, entitling the holder thereof to receive one-tenth of one ordinary share upon consummation of an initial business combination, each holder of a right will automatically receive one-tenth (1/10) of one ordinary share upon consummation of our initial business combination; While the Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company, the Company intends to focus its search on businesses throughout Asia; Pengfei Zheng, our Chairman of the Board of Directors, is an experienced executive in the finance industry with significant experience in capital raising and project management. Mr. Zheng has been serving as the Chairman of Peace Capital Limited, a company principally engaged in private equity investment and asset management, since November 2021. Mr. Zheng is the founder and President of Shenzhen Guoxing Capital, a company that specializes in investments and management, since June 2015; Yong (David) Yan, our Chief Executive Officer, has been a partner at the Shanghai-based V-Stone Capital since January 2014, where he oversees fund raising and private equity investments in FinTech, BlockChain, Big Data, Healthcare and other areas. Prior to joining V-Stone Capital, Dr. Yan was the General Manager and CIO of Hubei Hongtai Industrial Investment Fund, a private equity fund of funds. Previously, Dr. Yan was a Managing Director of Fosun Group, one of the largest private conglomerates in China, where he was in charge of investments in the financial sectors, such as online financial platform, securitization and fin-tech, as well as building an in-house P2P platform; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our Board of Directors and if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 18 months from the closing of this offering), provided that, pursuant to the terms of our amended and restated memorandum and articles of association and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $600,000, or $690,000 if the over-allotment option is exercised in full, (or $0.10 per share) for each extension, on or prior to the date of the applicable deadline; Of the net proceeds of this offering and the sale of the private units, $61,200,000 or $10.20 per unit ($70,380,000, or $10.20 per unit, if the underwriters over-allotment option is exercised in full) will be placed into a U.S.-based trust account at UBS with Continental Stock Transfer & Trust Company, acting as trustee; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Each public shareholder may elect to redeem its public shares irrespective of whether it votes for or against the proposed transaction; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.20 per public share; Nov 22 2023 filed PRE14a to extend deadline to Dec 22 2024; Dec 8 2023 filed DEF14a to extend deadline to Dec 22 2024, vote Dec 20, NAV $10.68; Dec 20 2023 adjourned extension vote to Dec 21; Dec 28 2023 ATMV stockholders approved deadline extension to Dec 22 2024, 2.2 million shares (31.5%) redeemed, 4.7 million shares remain, NAV $10.71; Aug 14 2023 announced a business combination with Wanshun Technology Industrial Group Limited (Wanshun), primarily a peer-to-peer marketplace for on-demand rides hailing services in China; The transaction will be structured as a business combination with ATMVs wholly owned subsidiary, AV Merger Sub, and is anticipated to result in ATMV shareholders receiving shares of Wanshun capital stock valued at approximately $300 million; The transaction has been approved by the boards of directors of both ATMV and Wanshun and is expected to be consummated in the fourth quarter of 2023 or early 2024, subject to regulatory approval and respective stockholder approval by the stockholders of ATMV and the stockholders of Wanshun and the satisfaction of certain other customary closing conditions; Upon the closing of the Business Combination, the combined company is expected to operate under the name Wanshun Technology Industrial Group Limited and remain a NASDAQ-listed public company trading under a new ticker symbol. Wanshuns executive management team will continue to lead the combined company. There can be no assurance that the combined company will remain listed on NASDAQ; Mar 25 2024 ATMV / Wanshun deal te
|
3.90000
|
|
EarlyBirdCapital
|
Pengfei Zheng, Yong (David) Yan
|
Asia
|
Cayman
|
AMC
|
2024-08-19 00:00
|
Aug 19 2024 announced a business combination with AMC Corporation (AMC), a leading provider of native computer vision AI platform; The transaction will be structured as a business combination with ATMVs wholly owned subsidiary, AV Merger Sub, and is anticipated to result in AMC stockholders receiving shares of ATMVcapital stock valued at $175 million; The transaction has been approved by the boards of directors of both ATMV and AMC and is expected to be consummated in the fourth quarter of 2024, subject to regulatory and stockholder approval by the stockholders of ATMV and the stockholders of AMC and the satisfaction of certain other customary closing conditions; AMC creates and distributes innovative, and smart security and consumer electronics solutions. It makes high quality internet connected smart home products and augmented reality wearable products that are accessible, affordable, and easy-to-use; Upon the closing of the Business Combination, the combined company is expected to operate under the name AMC Corporation and remain a NASDAQ-listed public company trading under a new ticker symbol. AMCs executive management team will continue to lead the combined company;
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https://www.sec.gov/Archives/edgar/data/1937891/000149315222035994/form424b4.htm
|
626
|
608
|
11.120
|
11.210
|
0.06500
|
|
1.000
|
0.120
|
65
|
2024-09-07
|
SVII
|
SVIIU US Equity
|
SVIIW US Equity
|
Spring Valley Acquisition II
|
2022-10-13
|
2025-10-17
|
163744032.00
|
14637766.00
|
11.186
|
2024-06-30
|
0.089
|
0.622
|
11.276
|
11.808
|
0.000
|
163.943
|
0.076
|
0.608
|
-0.00670
|
0.00039
|
406
|
0.04867
|
0.04867
|
0.04198
|
200.00000
|
0.500
|
Each unit consists of one Class A ordinary share of the Company, one right to receive one-tenth of one Class A ordinary share of the Company and one-half of one redeemable public warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, the Company intends to target companies in the sustainability industry, including renewable energy, resource optimization, environmental services, and grid infrastructure, which complement the backgrounds of the Companys management team. The Company is led by its Chief Executive Officer, Chris Sorrells, and Chief Financial Officer, Rob Kaplan. The Companys primary sponsor is an affiliate of Pearl Energy Investment Management, LLC (Pearl), an investment firm that focuses on partnering with experienced management teams to invest in the North American energy and sustainability sectors. Pearl typically targets opportunities requiring $25 million to $150 million of equity capital; Our sponsor has agreed that upon and subject to the completion of the initial business combination, 25% of the Class A ordinary shares then held by the sponsor (as a result of the conversion of the Class B ordinary shares into Class A ordinary shares as described above) shall be considered to be newly unvested shares, which will vest only if the closing price of our Class A ordinary shares on the Nasdaq Global Market (Nasdaq) equals or exceeds $12.50 for any 20 trading days within a 30 trading day period, on or after the first anniversary of the closing of the initial business combination but before the fifth anniversary. Class A ordinary shares, if any, that remain unvested at the fifth anniversary of the closing of the initial business combination will be forfeited; An affiliate of Pearl also formed and sponsored Spring Valley Acquisition Corp. (Spring Valley I), a special purpose acquisition company similar to our company that was formed to consummate an initial business combination. Spring Valley I completed its initial public offering in November 2020, in which it sold 23,000,000 units, each consisting of one Class A ordinary share of Spring Valley I and one-half of one redeemable warrant to purchase one Class A ordinary share of Spring Valley I, for an offering price of $10.00 per unit, generating aggregate gross proceeds of $230,000,000. In December 2021, Spring Valley I announced its plans to consummate a business combination transaction with NuScale Power, LLC, an industry leading provider of proprietary and innovative advanced nuclear small modular reactor (SMR) technology (the NuScale merger). The NuScale merger, which had an enterprise value of approximately $1.9 billion, closed in May 2022; Christopher Sorrells serves as our Chief Executive Officer and as Chairman of our board of directors. Mr. Sorrells served as the Chief Executive Officer and a director of Spring Valley I from its inception in November 2020 until the closing of the NuScale merger in May 2022 at which time Mr. Sorrells began serving as a member of the board of directors of the post-closing company, NuScale Power Corporation. Mr. Sorrells also plans to devote a portion of his time sourcing sustainability-focused investments for Pearls private equity funds. Mr. Sorrells has been an investor, operator, advisor and board member in the Sustainability industry for over 20 years. Mr. Sorrells served as Lead Director and Chairman of the compensation committee for Renewable Energy Group, Inc. (Nasdaq: REGI) until the completion of its merger with Chevron Corporation for $3.1 billion in June 2022; Robert Kaplan serves as our Chief Financial Officer and Vice President of Business Development. Mr. Kaplan served as the Vice President of Business Development of Spring Valley I from its inception in November 2020 until the closing of the NuScale merger in May 2022. Mr. Kaplan has over 20 years of investment banking experience in the Sustainability industry; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest and other income earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our amended and restated memorandum and articles of association will provide that we will have only 15 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may extend the period of time to consummate a business combination one time by an additional three months (for a total of 18 months from the closing of this offering to complete an initial business combination), without submitting such proposed extension to our shareholders for approval or offering our public shareholders redemption rights in connection therewith. In order to extend the time available for us to consummate our initial business combination for an additional three months, our sponsor or its affiliates or designees must deposit into the trust account $2,000,000 (or up to $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per Class A ordinary share in either case), adjusted proportionately in the case of a p
|
12.00000
|
1.000
|
Citi / Guggenheim
|
Chris Sorrells, Rob Kaplan
|
Sustainability
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1843477/000110465922108908/tm216731-35_424b4.htm
|
694
|
|
11.200
|
11.280
|
0.06000
|
|
1.000
|
0.120
|
66
|
2024-09-07
|
AQU
|
AQUNU US Equity
|
|
Aquaron Acquisition
|
2022-10-04
|
2024-10-06
|
8991086.00
|
805352.00
|
11.164
|
2024-04-15
|
0.145
|
0.175
|
11.309
|
11.339
|
0.000
|
8.915
|
0.399
|
0.429
|
-0.02116
|
0.03455
|
30
|
0.59964
|
0.33996
|
-0.31667
|
50.00000
|
0.000
|
Each unit consists of one share of common stock and one right to receive one-fifth (1/5) of a share of common stock upon the consummation of an initial business combination; We are not permitted to use the proceeds placed in the trust account and the interests earned thereon to pay any excise taxes or any other similar fees or taxes in nature that may be imposed on the company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due imposed under the Inflation Reduction Act (IRA) of 2022 (H.R. 5376) on any redemptions or stock buybacks by the Company; Our efforts to identify a prospective target business will not be limited to any particular industry or geographic region, although we intend to target businesses with a total enterprise value of between $150 million and $300 million; Our Chief Execute Officer, Ms. Yi Zhou, co-founded Ease Consulting in September 2019 and has served as its chief executive officer since then. She is responsible for providing consultancy services to funds including VC funds that are expanding their limited partner base in the U.S. and other countries and advise on fund-raising. Our Chief Financial Officer, Mr. Qingze Zhao is currently working at Wang & Partners Consulting where he conducts research at the corporate strategic level; New energy related companies we intend to focus on range from emerging to established solution providers that effectuate or support electric mobility and motion across a wide range of industries, including but not limited to passenger and commercial transportation, warehouse and logistics, factory automation and other tech-enabled smart environments; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of 12 or 15 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $750,000, or $862,500 if the over-allotment option is exercised in full ($0.15 per share in either case, or an aggregate of $1,500,000, (or $1,725,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.15; Our sponsor, has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; May 30 2023 filed PRE14a to extend deadline to Jan 6 2024; June 7 2023 filed PRER14a to extend deadline to May 6 2024; June 9 2023 filed DEF14a to extend deadline to May 6 2024, vote June 28, NAV $10.41, trust account will not be used to cover potential excise tax; July 3 2023 AQU stockholders approved deadline extension to May 6 2024, 2.5 million shares (45.0%) redeemed, 2.9 million shares remain, $210k added to trust account to extend to Oct 6 2023; Oct 3 2023 extended deadline to Jan 6 2024, added $210k to trust account; Jan 3 2023 extended deadline to Feb 6 2024, added $70k to trust account; Feb 5 2024 extended deadline to Mar 6 2024, added $70k to trust account; Mar 1 2024 extended deadline to Apr 6 2024, added $70k to trust account; Mar 22 2024 filed PRE14a to extend deadline to May 6 2025; Apr 8 2024 extended deadline to May 6 2024, added $70k to trust account; Apr 15 2024 filed DEF14a to extend deadline to May 6 2025, vote Apr 30, NAV $11.04, trust account will not be used to cover potential excise tax; Apr 30 2024 stockholders approved deadline extension to May 6 2025, 2.1 million shares redeemed, 805k shares remain; May 2 2024 extended deadline to June 6, added $20k to trust account; June 4 2024 extended deadline to July 6, added $20k to trust account; July 8 2024 extended deadline to Aug 6, added $20k to trust account; Mar 27 2023 announced a business combination with Bestpath (Shanghai) IoT Technology Co., Ltd. ("Bestpath" or the "Company"), a pioneer in the technology and application of hydrogen fuel cell powered vehicles in China; The Proposed Transaction reflects an initial equity value of approximately $1.2 billion; Aug 6 2024 extended deadline to Sept 6, added $20k to trust account; Sept 5 2024 extended deadline to Oct 6, added $20k to trust account;
|
2.56250
|
|
Chardan
|
Yi Zhou
|
New Energy
|
Delaware
|
HUTURE
|
2024-07-12 00:00
|
July 12 2024 announced a business combination with HUTURE, terminated Bestpath deal; HUTURE Ltd. Is an industry pioneer in the advanced use of hydrogen energy for the research and development, manufacture and sales of hydrogen-powered vehicles; The Proposed Transaction reflects an initial equity value of approximately $1 billion; Founded in 2020, HUTURE is a pioneering hydrogen-powered vehicle manufacturing company in China. Leveraging its solid industry experience, Huture Motors (Shanghai) Co., Ltd. (()), a wholly-owned subsidiary of the Company, operates a manufacturing facility for research and development of hydrogen-powered vehicles in Shanghai. HUTURE has a team of skilled engineers and technicians with extensive working experience with reputable vehicle manufacturing companies. Through this facility, HUTURE aims to expand its R&D and manufacturing capabilities and further its commitment to sustainable and environmentally-friendly transportation solutions;
|
https://www.sec.gov/Archives/edgar/data/1861063/000121390022062033/f424b41022_aquaronacq.htm
|
703
|
647
|
11.070
|
11.700
|
0.05125
|
|
1.000
|
|
67
|
2024-09-07
|
QOMO
|
QOMOU US Equity
|
QOMOW US Equity
|
Qomolangma Acquisition
|
2022-09-30
|
2025-09-29
|
4602343.50
|
399509.00
|
11.520
|
2024-07-22
|
0.048
|
0.451
|
11.568
|
11.971
|
0.000
|
4.399
|
0.558
|
0.961
|
-0.04822
|
0.12294
|
388
|
0.08192
|
0.08192
|
-0.07395
|
50.00000
|
1.000
|
Each unit consists of one share of common stock, par value $0.0001 per share, one right to receive one-tenth (1/10) of a share of common stock and one redeemable warrant to acquire one share of common stock, at an exercise price of $11.50 per share; Jonathan P. Myers has been Chairman of our Board of Directors and our President and Chief Executive Officer since August 2021. Mr. Myers has extensive experience in business development and corporate finance in various industries and nations. He has served as a partner with responsibility for cross border corporate development and transactions at Ventac Partners, which focuses on ventures in life sciences, since 2008. From May 2001 to March 2006, he served as director of business development at Pain Therapeutics, Inc., which later was renamed Cassava Sciences; We will have until 9 months from the closing of this offering to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve times, each by an additional one month (for a total of up to 21 months to complete a business combination). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $166,667, or $191,667 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share per month in either case), up to an aggregate of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (for an aggregate of 12 months); Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible excise tax or any other fees or taxes that may be levied on the Company pursuant to any current, pending or future rules or laws, including without limitation any excise tax due under the Inflation Reduction Act on any redemptions or stock buybacks by the Company; May 25 2023 filed PRE14a to extend deadline Aug 24 2024, trust account will not be used to cover potential excise tax; June 13 2023 filed DEF14a to extend deadline to Aug 4 2024, vote June 29, NAV $10.41, trust account will not be used to cover potential excise tax; June 29 2023 stockholders approved deadline extension to Aug 4 2024, 2.1 million shares (40.3%) redeemed, 3.1 million shares remain; Aug 4 2023 filed PRE14a to amend charter to allow a business combination with a China-based target; Aug 21 2023 filed DEF14a to amend charter to allow a business combination with a China-based target, vote Sept 12, NAV $10.61, trust account will not be used to cover potential excise tax; Sept 15 2023 stockholders approved Chinese deal amendment, 1.2 million shares (39.1%) redeemed, 1.9 million shares remain; Nov 27 2023 filed DEF14a to reduce extension payment, vote Dec 7, NAV $10.88, trust account will not be used to cover potential excise tax; Dec 11 2023 stockholders approved extension fee reduction, 1.1 million shares (56.2%) redeemed, 838k shares remain; June 9 2024 filed PRE14a to extend deadline to Feb 4 2026; July 18 2024 filed PRER14a to extend deadline to Sept 29 2025; July 22 2024 filed DEF14a to extend deadline to Sept 29 2025, vote Aug 2, NAV $11.52; Aug 7 2024 stockholders approved deadline extension to Sept 29 2025, 438k shares redeemed, 400k shares remain;
|
2.60500
|
|
Ladenburg
|
Jonathan Myers
|
Diversified (Asia)
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1894210/000121390022061324/f424b40922_qomolangmaacq.htm
|
707
|
|
11.010
|
12.990
|
0.05210
|
|
1.000
|
0.200
|
68
|
2024-09-07
|
DMYY
|
DMYY/U US Equity
|
DMYY/WS US Equity
|
dMY Squared Technology Group
|
2022-09-30
|
2024-09-29
|
24209456.00
|
2338586.00
|
10.352
|
2024-06-30
|
0.064
|
0.085
|
10.416
|
10.437
|
0.000
|
24.789
|
-0.114
|
-0.093
|
0.01769
|
0.04170
|
23
|
-0.13106
|
|
-0.45966
|
60.00000
|
0.500
|
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or geographic region, the Company intends to focus its search for an initial business combination on companies within the professional service industry that provide accounting, legal, financial, advisory or other services to public companies or private companies that are in the process of becoming public companies with enterprise valuations in the range of $500 million to $2 billion. The Company intends to specifically focus on companies that have strong, consistent revenue growth and cash flow; Except for franchise taxes and income taxes, the proceeds placed in the trust account and the interest earned thereon shall not be used to pay for possible Excise Tax or any other fees or taxes that may be levied on the company pursuant to any current, pending or future rules or laws, including without limitation any Excise Tax due under the IRA on any redemptions or stock buybacks by the company; Our management team is spearheaded by Niccolo de Masi, our Co-Chief Executive Officer and Harry L. You, our Co-Chief Executive Officer and Chairman; Niccolo de Masi is an experienced public company chief executive officer and board member with deep expertise in mobile apps and the Internet of Things (IoT), or systems of devices possessing the ability to transfer data to one another without human interaction, having led numerous software and hardware ecosystems. Over the course of his career, Mr. de Masi has consummated over 25 mergers and acquisitions and has raised approximately $1.4 billion in equity to support public and private companies he has led. Mr. de Masi has held leadership positions in five mobile companies, Glu Mobile, Inc. (Nasdaq: GLUU) (Glu), Essential Products, Inc. (Essential), Xura, Inc. (formerly Nasdaq: MESG) (Xura), Hands-On Mobile and Monstermob Group PLC (formerly LSE: MOB) (Monstermob), and was the chief executive officer of Glu and Monstermob before the age of 30; Harry L. You is an experienced executive, chief financial officer and board member with extensive experience with technology companies. Mr. You served as the executive vice president of EMC Corporation (formerly NYSE: EMC) (EMC) in the office of the chairman from 2008 to 2016 until it was acquired by Dell Technologies Inc; Mr. de Masi and Mr. You founded and led dMY Technology Group, Inc. (dMY I), a special purpose acquisition company that raised $230 million in an initial public offering in February 2020. On July 27, 2020, dMY I entered into a definitive agreement to merge with Rush Street Interactive, LP, one of the fastest-growing online casino and sports wagering companies in the United States. The transaction closed in December 2020 and Mr. de Masi and Mr. You have been directors of Rush Street Interactive Inc. since then. Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. II (dMY II), a special purpose acquisition company that raised $276 million in an initial public offering in August 2020. On October 27, 2020, dMY II entered into a definitive agreement to merge with Genius Sports Group Limited, a leading provider of sports data and technology powering the sports, betting, and media ecosystem. The transaction closed in April 2021 and Mr. de Masi and Mr. You have been directors of Genius Sports Limited (NYSE: GENI) since then. In addition, Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. III (dMY III), a special purpose acquisition company that raised $300 million in an initial public offering in November 2020. On March 8, 2021, dMY III entered into a definitive agreement to merge with IonQ, Inc., a Delaware corporation and a leading pure-play hardware and software company in the quantum computing space. The transaction closed in September 2021 and Mr. de Masi and Mr. You have been directors of IonQ, Inc. (NYSE: IONQ) since then. Mr. de Masi and Mr. You also founded and led dMY Technology Group, Inc. IV (dMY IV), a special purpose acquisition company that raised $345 million in an initial public offering in March 2021. On July 7, 2021, dMY IV entered into a definitive agreement to merge with Planet Labs Inc., a Delaware corporation and a provider of daily data and insights about Earth; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 shares of Class A common stock per warrant; If we anticipate that we may not be able to consummate our initial business combination within 15 months from the consummation of this offering, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times by an additional three-month period each time (for a total of up to 21 months from the closing of this offering; provided, however, that the second three-month period extension may only occur if the execution of a definitive agreement in connection with an initial business combination has been announced prior to such extension). In order for the time available for us to consummate an initial business combination to be extended beyond 15 months, our sponsor or its affiliates or designees, upon no less than five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000 (or $862,500 if the underwriters over-allotment option is exercised in full) ($0.10 per unit in either case), up to an aggregate of $1,500,000 (or $1,725,000 if the underwriters over-allotment option is exercised in full), on or prior to the date of the applicable deadline for each three-month extension; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of t
|
3.05000
|
1.000
|
Needham
|
Niccolo de Masi, Harry You
|
Professional Service
|
Massachusetts
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1915380/000119312522256637/d530439d424b4.htm
|
707
|
|
10.600
|
10.850
|
0.05083
|
|
0.000
|
|
69
|
2024-09-07
|
GLST
|
GLSTU US Equity
|
GLSTW US Equity
|
Global Star Acquisition
|
2022-09-20
|
2024-12-22
|
12666247.00
|
1137006.00
|
11.140
|
2024-06-17
|
0.081
|
0.189
|
11.221
|
11.329
|
0.000
|
12.587
|
0.211
|
0.319
|
-0.01350
|
0.01146
|
107
|
0.10234
|
0.08209
|
-0.00629
|
80.00000
|
1.000
|
Each unit consists of one share of Class A common stock, one redeemable warrant, and one right to receive one-tenth (1/10) of one share of Class A common stock; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on financial technology (Fintech) and property technology (Proptech) businesses that offer technology solutions, software, services or products to the financial services or real estate industries. The Company intends to initially prioritize the Nordic region and Asia Pacific, especially Southeast Asia as its geographical focus. The Company is led by Anthony Ang, the Companys Chairman and Chief Executive Officer, Nicholas Khoo, the Companys Chief Operating Officer, and Shan Cui, the Companys Chief Financial Officer; We will have until twelve (12) months from the closing of the Proposed Offering to consummate a Business Combination. Alternatively, if there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to nine times by an additional month for a total of up to 21 months, respectively, by depositing into the trust account for each one-month extension $264,000, or $303,600 if the underwriters over-allotment option is exercised in full ($0.033 per unit in either case); Anthony Ang, our Chairman and CEO is a global executive with over 40 years of senior management experience. His broad expertise covers international marketing, investment promotion, manufacturing, and fund management. Mr. Ang started his career at the Singapore Economic Development Board in 1980, and his last position was Regional Director for North America; Nicholas Khoo, our Chief Operating Officers diversified career spans over 20 years within the technology, gaming, fintech, real estate, and consulting industries. Since February 2017, Mr. Khoo has served as a director of AB&MEG Pte. Ltd., an accounting solutions company; Warrants callable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.25 per public share; July 24 2023 filed PRE14a to extend deadline to June 22 2024; Aug 8 2023 filed DEF14a to extend deadline to June 22 2024, vote Aug 22, NAV $10.58, trust account will not be used to cover potential excise tax; Aug 28 2023 stockholders approved deadline extension to June 22 2024, 4.1 million shares (44.0%) redeemed, 5.1 million shares remain, NAV $10.55, added $125k to trust account; Sept 27 2023 extended deadline to Oct 22 2023, added $125k to trust account; May 20 2024 filed DEF14a to extend deadline to Dec 22 2024, vote June 11, NAV $11.12; June 17 2024 GLST stockholders approved deadline extension to Dec 22 2024, 4.0 million shares redeemed, 1.1 million shares remain, NAV $11.12; June 24 2024 extended deadline to July 22 2024, added $23k to trust account;
|
4.56225
|
|
EF Hutton
|
Nicholas Khoo, Shan Cui
|
Fintech / Proptech
|
Delaware
|
K Enter
|
2023-06-16 00:00
|
June 16 2023 announced a business combination with K Enter Holdings Inc. (K Enter), a Delaware corporation. K Enter holds contracts to acquire seven diversified entertainment operating companies based in Korea, engaged in the entertainment content and IP creation businesses (the Seven Korean Entities), and K Enter plans to consummate the acquisition of the Seven Korean Entities prior to the closing of the merger; The Seven Korean Entities are known for their dynamic content creation and IP-based business models, and have an estimated combined revenue of approximately US$153 million for the year ended December 31, 2022. Following the closing of the merger agreement, the parent of the combined company will be named K Wave Media Ltd. and we expect that its securities will be listed on The Nasdaq Stock Market; The transaction has been valued at US$610M and is anticipated to be completed in the late fourth quarter of 2023, subject to customary closing conditions and regulatory approvals; Global Star currently has approximately $92 million in trust, which will be available to the combined company upon completion of the merger, assuming no redemptions;
|
https://www.sec.gov/Archives/edgar/data/1922331/000119312522248279/d316854d424b4.htm
|
717
|
269
|
11.070
|
11.350
|
0.05703
|
https://www.sec.gov/Archives/edgar/data/1922331/000182912624002261/globalstaracq_ex99-1.htm
|
1.000
|
0.130
|
70
|
2024-09-07
|
EMCG
|
EMCGU US Equity
|
EMCGW US Equity
|
Embrace Change Acquisition
|
2022-08-09
|
2025-08-12
|
25466300.00
|
2224131.00
|
11.450
|
2024-08-06
|
0.042
|
0.498
|
11.492
|
11.948
|
0.039
|
26.667
|
-0.108
|
0.348
|
0.04337
|
0.07905
|
340
|
0.03223
|
-0.00377
|
-0.03909
|
65.00000
|
1.000
|
Each unit consists of one ordinary share, one warrant, and one right. Each whole warrant entitles the holder thereof to purchase one ordinary share at a price of $11.50 per share, each holder of a right will automatically receive one-eighth (1/8) of an ordinary share upon consummation of our initial business combination; The Companys efforts to identify a prospective target business will not be limited to a particular business, industry, sector or geographical region, although the Company will not consider or undertake a business combination with an entity or business based in, or with its principal or a majority of its business operations (either directly or through any subsidiaries) in, the Peoples Republic of China (including Hong Kong and Macau), and, for the avoidance of doubt, it will not enter into an agreement for, or consummate its initial business combination with, such an entity or business, or consummate its initial business combination in circumstances where it is the counterparty to a VIE or other arrangement with a China-based entity. The Company is led by Yoann Delwarde, the Companys Chairman of the Board and Chief Executive Officer, and Zheng Yuan, the Companys Chief Financial Officer; Our Chief Executive Officer Yoann Delwarde is the co-founder and CEO of Infinity Growth, a company dedicated to helping clients increase their sales, and has helped nearly 25 companies from dozens of industries in seven countries increase their sales globally. Mr. Delwarde has helped companies ranging from startups to Fortune 500 companies, which means Yoann has a wealth of contacts, so we believe Yoanns unique experience and contacts will help us identify great target companies; While we will give priority to companies in technology, internet, and consumer sectors, we will have no specific industry restriction, and we plan on exploring opportunities in enterprise services, artificial intelligence, culture and media, biotechnology, new consumer brands, blockchain and other areas that show the interest of investors; Warrants redeemable if stock >$18.00; We will have until 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may extend the period of time to consummate a business combination up to six times, each by an additional one month (for a total of up to 18 months to complete a business combination. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $325,000 or up to $373,750 if the underwriters over-allotment option is exercised in full ($0.05 per share in either case) on or prior to the date of the applicable deadline, for each one month extension (or up to an aggregate of $1,950,000 (or $2,242,500 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full six months); In connection with any proposed initial business combination, we will either (1) seek shareholder approval of such initial business combination at a general meeting called for such purpose at which shareholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination or do not vote at all, for their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our shareholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a shareholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); At any general meeting called to approve an initial business combination, any public shareholder (whether they are voting for or against such proposed business combination or not voting at all) will be entitled to demand that his, her or its ordinary shares be redeemed for a pro rata portion of the amount then in the trust account (initially $10.25 per share, plus any pro rata interest earned on the funds held in the trust account less amounts necessary to pay our taxes); Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.25 per share; July 14 2023 filed PRE14a to extend deadline to Aug 12 2024; July 26 2023 filed DEF14a to extend deadline to Aug 12 2024, vote Aug 9, NAV $10.62; Aug 10 2023 EMCG stockholders approved deadline extension to Aug 12 2024, 1.6 million shares (21.0%) redeemed, 5.8 million shares remain, extended deadline to Sept 12 2023, added $100k to trust account, 1.4 million shares redeemed after reversals; Sept 11 2023 extended deadline to Oct 12 2023, added $100k to trust account; Sept 22 2023 filed PRE14a to do Chinese deal; Oct 3 2023 filed DEF14a to do Chinese deal, vote Oct 20, NAV $10.76; Oct 26 2023 stockholders approved target amendment, 824k shares (13.8%) redeemed, 5.1 million shares remain; Jan 19 2024 extended deadline to Feb 12 2024, added $100k to trust account; Mar 14 2024 extended deadline to Apr 12 2024, added $100k to trust account; July 9 2024 filed PRE14a to extend deadline to Aug 12 2025; July 31 2024 filed DEF14a to extend deadline to Aug 12 2025, vote Aug 12, NAV $11.36; Aug 15 2024 EMCG stockholders approved deadline extension to Aug 12 2025, 2.9 million shares redeemed, 2.2 million shares remain;
|
3.42500
|
|
EF Hutton
|
Yoann Delwarde
|
Diversified (ex China)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1869601/000119312522217683/d306264d424b4.htm
|
759
|
|
11.990
|
12.400
|
0.05269
|
|
1.000
|
0.140
|
71
|
2024-09-07
|
SKGR
|
SKGRU US Equity
|
SKGRW US Equity
|
SK Growth Opportunities
|
2022-06-24
|
2024-09-30
|
112441232.00
|
10056597.00
|
11.181
|
2024-06-30
|
0.089
|
0.121
|
11.270
|
11.301
|
0.000
|
113.338
|
0.010
|
0.041
|
0.00000
|
0.00976
|
24
|
0.05742
|
0.04324
|
-0.10003
|
200.00000
|
0.500
|
Each unit consists of one Class A ordinary share of the Company and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; We will have 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination) from the closing of this offering to consummate an initial business combination. If we anticipate that we may not be able to consummate our initial business combination within 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination) from the consummation of this offering, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times by an additional three months each time (for a total of up to 24 months from the closing of this offering), subject to our sponsor or its affiliates or designees depositing additional funds into the trust account; If we are unable to consummate our initial business combination within 18 months from the closing of this offering (or up to 24 months from the closing of this offering if we extend the period of time to consummate a business combination), we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest to pay dissolution expenses). In order for the time available for us to consummate an initial business combination to be extended beyond 18 months (or 21 months if we have executed a definitive agreement relating to an initial business combination), our sponsor or its affiliates or designees, upon no less than five days advance notice prior to the applicable deadline, must deposit into the trust account $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $4,000,000 or $4,600,000 if the underwriters over-allotment option is exercised in full), on or prior to the date of the applicable deadline for each three-month extension; SK is a leading global conglomerate based in the Republic of Korea (Korea) with breadth and depth across a diverse array of industries spanning multiple continents. A wholly-owned subsidiary of SK is the anchor investor in our sponsor. SK and its affiliated companies operate more than 125 businesses across the energy, life sciences, advanced materials, mobility, and semiconductors industries with over $130 billion in assets globally; Our investment focus is toward transformative businesses that can build industries to deliver future financial and social prosperity. SK Growth Opportunities Corporation was founded to pursue an initial business combination with a company that is involved in developing and/or deploying technologies and products that address and solve ESG-related issues or is operated in a fashion that is consistent with ESG principles; Richard Chin has served as our Chief Executive Officer and director since our inception in 2021. From 2017 to 2021, Mr. Chin served as President at SK hynix and Head of Global Development Group (GDG). Under Mr. Chins leadership, GDG developed and executed inorganic growth strategies for SKs affiliates in the United States, including mergers and acquisitions, strategic investments, and joint venture partnerships; Assuming we do not deposit additional funds into the trust account to extend the time period in which we are required to consummate our initial business combination, we expect the pro rata redemption price to be approximately $10.25 per Class A ordinary share; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account (net of taxes payable) divided by the number of then-outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent public accountants) for services rendered or products sold to us, or by a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.25 per public share; We have engaged CCM, to provide consulting and advisory services to us in connection with this offering, for which it will receive an advisory fee equal to 0.55% of the aggregate net proceeds of this offering, excluding underwriting compensation. CCM has agreed to defer 63.6% of its fee until the consummation of our initial business combination; Nov 28 2023 filed DEF14a to extend deadline to Sept 30 2024, vote Dec 22, NAV $10.80; Dec 29 2023 stockholders approved deadline extension to Sept 30 2024, 10.9 million shares redeemed, NAV $10.88;
|
6.60000
|
1.000
|
DB
|
Richard Chin, SK
|
ESG
|
Cayman
|
Webull
|
2024-02-28 00:00
|
Feb 28 2024 announced a business combination with Webull Corporation ("Webull" or the "Company"), a leading digital investment platform; Webull Corporation is the owner of the popular Webull platform, which provides a full suite of financial products including in-depth data and analytic tools to 20 million registered users globally; Proposed transaction represents an implied pro forma enterprise value of approximately $7.3 billion for the combined company; The Proposed Transaction does not include a minimum cash condition; Closing H2 2024;
|
https://www.sec.gov/Archives/edgar/data/1912461/000119312522181647/d252505d424b4.htm
|
805
|
614
|
11.270
|
11.380
|
0.03300
|
https://www.sec.gov/Archives/edgar/data/1912461/000119312524049453/d798354dex992.htm
|
0.000
|
|
72
|
2024-09-07
|
GBBK
|
GBBKU US Equity
|
GBBKW US Equity
|
Global Blockchain Acquisition
|
2022-05-10
|
2024-11-12
|
8100451.00
|
745853.00
|
10.861
|
2024-06-30
|
0.067
|
0.132
|
10.927
|
10.993
|
0.000
|
8.219
|
-0.103
|
-0.037
|
0.00848
|
|
67
|
-0.01815
|
-0.01328
|
|
150.00000
|
1.000
|
Each unit consists of one share of common stock, one right, and one redeemable warrant. Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination. Each warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business, industry or geographical location, it intends to focus its search on businesses that are focused on blockchain related technology, economy, industries, and solutions; Dr. Metcalf has served as Chairman of the company since May 9, 2022. Dr. Metcalf is a General Partner & Managing Director at Global Blockchain Ventures and a technology specialist. He has over 20 years experience in the design and research of web-based and mobile technologies converging to enable learning and health care; Dr. Hooper serves as Chief Executive Officer of the company and is responsible for the companys management and growth strategy. Dr. Hooper is a General Partner & Managing Director at Global Blockchain Ventures, a venture capital fund specializing in growth companies using blockchain technology; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will have until the end of the combination period to consummate our initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within the combination period, we may, by resolution of our board if requested by our sponsor, extend the period of time to combination up to two times, each by an additional three months, subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination, our sponsor or their affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension, $1,500,000, or $1,725,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, up to an aggregate of $3,000,000 (or $3,450,000 if the underwriters over-allotment option is exercised in full), or approximately $0.20 per share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; July 11 2023 filed PRE14a to extend deadline to May 12 2024, vote Aug 8; July 21 2023 filed DEF14a to extend deadline to May 12 2024, vote Aug 8, NAV $10.45, trust account will not be used to cover potential excise tax; Mar 27 2024 filed PRE14a to extend deadline to Nov 12 2024, vote May 7, NAV $10.87; Apr 26 2024 filed DEF14a to extend deadline to Nov 12 2024, vote May 7, NAV $10.87; May 9 2024 stockholders approved deadline extension to Nov 12 2024, 1.7 million shares redeemed, 746k shares remain;
|
6.25000
|
1.000
|
I-Bankers
|
David Metcalf, Max Hooper
|
Blockchain
|
Delaware
|
Cardea
|
2023-08-17 00:00
|
Aug 17 2023 announced a business combination with Cardea Corporate Holdings, Inc. ("Cardea"), an emerging global wealth management firm; The transaction reflects an implied pro-forma enterprise valuation for Cardea of approximately $175 million; Upon completion of the transaction, GBBK will be renamed Cardea Capital Holdings, Inc. and will be listed on The Nasdaq Stock Market LLC (Nasdaq). The transaction is expected to provide Cardea with financing to fund its growth strategy globally. Cardea aims to create value through aggregation and integration, bringing new and innovative wealth management solutions to acquisitions as they are integrated; The boards of directors of GBBK and Cardea both unanimously approved the proposed business combination. The closing of the transaction is subject to approval by Cardeas stockholders and GBBKs stockholders, and is subject to other customary closing conditions, including but not limited to GBBKs receipt of a fairness opinion supporting the implied pro-forma enterprise valuation of Cardea. It is currently anticipated that the transaction will close by the end of the first quarter of 2024;
|
https://www.sec.gov/Archives/edgar/data/1894951/000121390022025584/f424b40522_globalblockchain.htm
|
850
|
464
|
11.020
|
|
0.04167
|
|
1.000
|
0.080
|
73
|
2024-09-07
|
IVCA
|
IVCAU US Equity
|
IVCAW US Equity
|
Investcorp India Acquisition
|
2022-05-10
|
2025-05-12
|
16820016.00
|
1475440.00
|
11.400
|
2024-08-13
|
0.032
|
0.363
|
11.432
|
11.763
|
0.000
|
16.901
|
-0.008
|
0.323
|
0.00201
|
0.01032
|
248
|
0.04189
|
0.03988
|
0.02732
|
225.00000
|
0.500
|
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue a business combination target in any business, industry or geographical location, it intends to focus its search for a target located in India in industries the Company expects to have a high-potential for growth and for generating strong returns for its shareholders; Founded in 1982, Investcorp Group is a leading global alternative asset investment manager for individuals, families and institutional investors primarily in the GCC region, the U.S., Europe, Asia and India. Investcorp Groups business is spread across eleven offices in Bahrain, London, New York, Abu Dhabi, Riyadh, Doha, Singapore, Mumbai, Switzerland, Luxembourg and Beijing; Investcorp Group offers a broad platform of alternative investment products across five main lines of business, namely, (i) Private Equity Investment, (ii) Absolute Return Investments, (iii) Real Estate Investment, (iv) Credit Management Investment and (v) Strategic Capital Investments. Over its 40-year history, the Investcorp Group has raised approximately $56 billion, made acquisitions of approximately $77 billion. Since its inception, the Investcorp Groups assets under management (AUM) has increased from $50 million to $40 billion as of December 31, 2021; Nikhil Kalghatgi, our Principal Executive Officer and Director, has been the Head of Alternative Investments at S.P. Hinduja Banque Privee since early 2020. He is currently serving as Advisor to Founder SPAC, a blank check company with focus on the technology sector. He was previously a Partner at CoVenture primarily investing in high-yield asset-backed credit opportunities and creating quantitative trading strategies; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the completion of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three-month extension (of which there may be no more than two such extensions) $2,250,000 or $2,587,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline. Any such payments would be funded from the proceeds of a non-interest bearing loan between our sponsor and us; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.30 per public share; July 7 2023 filed PRE14a to extend deadline to May 12 2024; July 19 2023 filed DEF14a to extend deadline to May 12 2024, vote Aug 11, NAV $10.68; July 17 2024 filed PRE14a to extend deadline to May 12 2025; July 30 2024 filed DEF14a to extend deadline to May 12 2025, vote Aug 8, NAV $11.40; Aug 8 2024 adjourned extension vote to Aug 12; Aug 13 2024 IVCA stockholders approved deadline extension to May 12 2025, 8.3 million shares redeemed, 1.5 million shares remain, NAV $11.40;
|
14.40000
|
1.000
|
CS
|
Nikhil Kalghatgi, Investcorp Group
|
India
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1852889/000119312522146377/d159165d424b4.htm
|
850
|
|
11.455
|
11.550
|
0.06400
|
|
0.000
|
|
74
|
2024-09-07
|
RENE
|
RENEU US Equity
|
RENEW US Equity
|
Cartesian Growth II
|
2022-05-06
|
2024-09-10
|
180036368.00
|
15870561.00
|
11.344
|
2024-06-30
|
0.090
|
0.096
|
11.434
|
11.440
|
0.000
|
180.924
|
0.034
|
0.040
|
-0.00301
|
-0.00476
|
4
|
0.37419
|
0.37419
|
|
200.00000
|
0.333
|
Each unit consists of one Class A ordinary share and one-third of one redeemable warrant, with each whole warrant entitling the holder to purchase one Class A ordinary share at a price of $11.50 per share; The Company is led by Chairman and Chief Executive Officer, Peter Yu, who is also the Managing Partner of Cartesian Capital Group, LLC, a global private equity firm and registered investment adviser headquartered in New York City, New York. The Companys acquisition and value-creation strategy is to identify and combine with an established high-growth company that can benefit from both a constructive combination and continued value-creation by the Companys management; In December 2020, members of our management team formed CGC I, a blank check company formed for substantially similar purposes as our company. CGC I completed its initial public offering in February 2021, in which it sold 34,500,000 units, each unit consisting of one Class A ordinary share of CGC I and one-third of one warrant to purchase one Class A ordinary share, for an offering price of $10.00 per unit, generating aggregate gross proceeds of approximately $345.0 million. Some members of our management team serve on the management team of CGC I. On September 19, 2021, CGC I entered into a definitive business combination agreement with Tiedemann Wealth Management Holdings; Peter Yu has served as our Chief Executive Officer since our inception and will serve as Chairman of our board of directors upon completion of this offering. He also is a Managing Partner of Cartesian. At Cartesian, Mr. Yu led more than 20 investments in companies operating in more than 30 countries. Mr. Yu currently serves on the boards of directors of several companies, including CGC I, Burger King China, Tim Hortons China, PolyNatura Corp., Cartesian Royalty Holdings Pte. Ltd., ASO 2020 Maritime, Flybondi, and Simba Sleep Ltd. Prior to forming Cartesian, Mr. Yu founded and served as the President and Chief Executive Officer of AIGCP; Warrants redeemable if stock >$18.00; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; If we are unable to complete our initial business combination within such 18-month period, we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than ten business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, if any (less up to $100,000 of interest to pay dissolution expenses); Oct 13 2023 filed DEF14a to extend deadline to Nov 10 2024, vote Nov 6, NAV $10.83; Nov 8 2023 extended deadline to Dec 10 2023, added $150k to trust account; Dec 6 2023 extended deadline to Jan 10 24, added $150k to trust account; Jan 8 2023 extended deadline to Feb 10 24, added $150k to trust account; Feb 5 2024 extended deadline to Mar 10 24, added $150k to trust account; Mar 7 2024 extended deadline to Apr 10 24, added $150k to trust account; Apr 10 extended deadline to May 10 24, added $150k to trust account; May 8 2024 extended deadline to June 10 24, added $150k to trust account; June 7 2024 extended deadline to July 10 2024, added $150k to trust account; July 9 2024 extended deadline to Aug 10 2024, added $150k to trust account; Aug 8 2024 extended deadline to Sept 10 2024, added $150k to trust account;
|
8.00000
|
1.000
|
Cantor / Piper
|
Peter Yu, Cartesian Capital
|
Diversified
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1889112/000119312522145114/d198673d424b4.htm
|
854
|
|
11.400
|
11.380
|
0.04000
|
|
0.000
|
|
75
|
2024-09-07
|
ASCB
|
ASCBU US Equity
|
ASCBW US Equity
|
A SPAC II Acquisition
|
2022-05-03
|
2025-08-05
|
4360872.50
|
387978.00
|
11.240
|
2024-06-30
|
0.090
|
0.528
|
11.330
|
11.768
|
0.000
|
4.341
|
0.140
|
0.578
|
-0.01232
|
-0.00967
|
333
|
0.05679
|
0.05679
|
0.05369
|
185.00000
|
0.500
|
Each unit consists of one Class A ordinary share, one half of one redeemable warrant, and one right to receive one-tenth of one Class A ordinary share upon the consummation of the Companys initial business combination. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; A SPAC IIs efforts to identify a prospective target business will not be limited to a particular industry, although the Company intends to focus on opportunities that are in high-growth industries that apply cutting edge technologies, such as Proptech and Fintech (the "New Economy Sectors"), with a preference for companies that promote environmental, social and governance ("ESG") principles; If we are unable to complete our initial business combination within 15 months from the closing of this offering (or up to 21 months from the closing of this offering if we extend the period of time to consummate a business combination by the full amount of time, as described in more detail in this prospectus), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares. Our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, may, but are not required to, extend the time to complete a business combination by depositing into the trust account $1,850,000, or up to $2,127,500 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $3,700,000 (or $4,255,000 if the underwriters over-allotment option is exercised in full), or $0.20 per share if we extend for the full six months); Mr. Malcolm F. MacLean IV will serve as our Independent Non-executive Chairman upon the effective date of the registration statement of which this prospectus is a part. Mr. MacLean has almost 3 decades of experience in the global investment business with a focus on the acquisition of private and public real estate debt and equity securities and direct property throughout Japan and non-Japan Asia, the United States and Europe, having structured and consummated over US$20 billion of investments over his career. Since its inception in 2006, Mr. MacLean has been the Founder, Managing Partner and Director of Star Asia Group, with offices in Tokyo and the U.S. Mr. MacLean is responsible for the day-to-day investment activities at the firm as Co-chair of the Investment Committee. Since its inception in December 2006, Star Asia Group has acquired or developed over $9 billion of real estate and real estate related assets. In 2009, Mr. MacLean co-founded Taurus Capital Partners LLC, which makes opportunistic investments in public and private companies, partnerships and other structured vehicles globally; Mr. Claudius Tsang has served as our Chief Executive Officer and Chief Financial Officer since July 2021. Mr. Tsang has over 20 years of experience in capital markets, with a strong track record of success in private equity, M&A transactions, and PIPE investments. Mr. Tsang was the Co-head of Private Equity (North Asia) at Templeton Asset Management Limited and a Partner of Templeton Private Equity Partners, a leading global emerging markets private equity firm that is part of Franklin Templeton Investments. During his 15-year career at Templeton, Mr. Tsang served in various positions, including Partner, Senior Executive Director, and Vice President. Mr. Tsang was responsible for the overall investment, management, and operations activities of Templeton Private Equity Partners in North Asia; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable). The amount in the trust account is initially anticipated to be $10.175 per public share (subject to increase of up to an additional $0.20 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination); We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.175 per public share; Aug 31 2022 CEO resigned, will remain as CFO; Jun 30 2023 filed PRE14a to extend deadline to May 5 2024; July 27 2023 identified a potential business combination target company in the medical technology sector; June 14 2024 filed PRE14a to extend deadline to Aug 5 2025; July 5 2024 filed DEF14a to extend deadline to Aug 5 2024, vote July 23, NAV $11.24; July 24 2024 stockholders approved deadline extension to Aug 5 2025, 1.6 million shares redeemed, 388k shares remain;
|
8.45000
|
1.000
|
Maxim
|
Claudius Tsang
|
Proptech / Fintech
|
BVI
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1876716/000110465922055207/tm2123865d19_424b4.htm
|
857
|
|
11.190
|
11.220
|
0.04568
|
|
1.000
|
0.067
|
76
|
2024-09-07
|
CLRC
|
CLRCU US Equity
|
CLRCW US Equity
|
ClimateRock
|
2022-04-28
|
2025-05-02
|
28376780.00
|
2465223.00
|
11.511
|
2024-06-30
|
0.092
|
0.413
|
11.603
|
11.924
|
0.000
|
28.473
|
0.053
|
0.374
|
-0.00453
|
-0.00367
|
238
|
0.05005
|
0.05005
|
0.04865
|
75.00000
|
0.500
|
Each unit consisting of one Class A ordinary share, one-half (1/2) of one redeemable warrant and one right to receive one-tenth (1/10) of one Class A ordinary share. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share, and each ten (10) rights entitle the holder thereof to receive one Class A ordinary share at the closing of a business combination. The exercise price of the warrants is $11.50 per whole share; Intends to focus on acquiring a target within the sustainable energy industry in the Organization for Economic Co-operation and Development countries, including climate change, environment, renewable energy and emerging, clean technologies; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case, up to an aggregate of $1,500,000 or $1,725,000 if the underwriters over-allotment option is exercised in full) on or prior to the date of the applicable deadline, for each three month extension; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; Apr 11 2023 filed DEF14a to extend deadline to May 2 2024, vote Apr 27, NAV $10.40; May 3 2023 CLRC stockholders approved deadline extension to May 2 2024, 5.3 million shares (67.3%) redeemed, 2.6 million shares remain, NAV $10.43; Sept 21 2023 filed F-4/a for EEW deal, NAV $10.81; Oct 7 2022 announced a business combination with E.E.W. Eco Energy World PLC (EEW), an independent global developer of utility scale solar photovoltaic projects from greenfield to ready-to-build; $650 million equity value; The closing of the Business Combination is conditional, among other things, upon $40 million of cash being available, after any ClimateRock shareholder redemptions and payment of transaction expenses, from ClimateRocks trust account or additional equity or debt financing to be obtained prior to closing; Nov 30 2023 CLRC / EEW deal terminated; Apr 3 2024 filed PRE14a to extend deadline to May 2 2025, NAV $11.29; Apr 12 2024 filed DEF14a to extend deadline to May 2 2025, vote Apr 29, NAV $10.32; May 3 2024 stockholders approved deadline extension to May 2 2025, 112k shares redeemed, 2.5 million shares remain, NAV $11.37;
|
3.65000
|
1.000
|
Maxim
|
Charles Ratelband V, Per Regnarsson
|
Sustainability
|
Cayman
|
GreenRock
|
2024-01-05 00:00
|
Jan 5 2024 announced a business combination with GreenRock Corp, a Cayman Islands exempted company (GreenRock or the Company); Pursuant to the terms of the Merger Agreement, the consideration to be delivered to the holders of GreenRock Ordinary Shares (the GreenRock Shareholders) in connection with the Business Combination (the Merger Consideration) will be 44,685,000 newly-issued Holdings Ordinary Shares, of which 16,685,000 will be held in a segregated account;
|
https://www.sec.gov/Archives/edgar/data/1903392/000121390022022722/f424b40422_climaterock.htm
|
862
|
617
|
11.550
|
11.560
|
0.04867
|
|
1.000
|
0.100
|
77
|
2024-09-07
|
AIMBU
|
AIMAU US Equity
|
AIMAW US Equity
|
Aimfinity Investment I
|
2022-04-26
|
2024-09-28
|
35803308.00
|
3112998.00
|
11.501
|
2024-06-30
|
0.092
|
0.121
|
11.593
|
11.623
|
0.000
|
35.924
|
0.123
|
0.153
|
-0.00456
|
0.00579
|
22
|
0.24510
|
0.12555
|
-0.05196
|
70.00000
|
1.500
|
Each unit issued in the IPO consists of one Class A ordinary share, one Class 1 redeemable warrant and one-half of one Class 2 redeemable warrant, with each whole warrant exercisable to purchase one whole share of Class A ordinary share at a price of $11.50 per share; While the Company will not be limited to a particular industry or geographic region in its identification and acquisition of a target company, it will not complete its initial business combination with a target that is headquartered in China (including Hong Kong and Macau) or conducts a majority of its business in China (including Hong Kong and Macau); Jing (George) Cao, our Chief Executive Officer and director, is an experienced technology and finance industry professional. In May 2018, Mr. Cao founded and has since served as the Chief Executive Office of AscendEX, a global digital asset trading platform that offers a variety of products to global users. Since March 2018, he also served as the Chief Executive Officer of HD Consulting Service LLC, a technology consulting service firm in New York, BMXDM Technology PTE. Limited, a technology holdings company for a trading platform, and Global Digital Mercantile Holdings Limited. Prior to these positions, from January 2013 to January 2018, Mr. Cao founded and served as the Chief Investment Officer of Delpha Capital Management, LLC (Delpha Capital), a New York based firm that specialized in quantitative trading. Prior to Delpha Capital, from August 2010 to November 2012, Mr. Cao was a senior Portfolio Manager in the Equity Division of Barclays Capital (Barclays) in both their New York and London offices; We will have until 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we will, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination by up to six times, each time by an additional month (for a total of 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account. In order to extend the time available for us to consummate our initial business combination for an additional month, our sponsor or its affiliates or designees must deposit into the trust account $233,333, or up to $268,333 if the underwriters over-allotment option is exercised in full ($0.033333 per share in either case), up to an aggregate of $1,400,000 or $1,610,000 if the underwriters over-allotment option is exercised in, or $0.20 per share, on or prior to the date of the deadline; Warrants redeemable if stock >$16.50; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; Mar 20 2023 directors and officers resigned and were replaced by new directors and officers led by I-Fa Chang; June 27 2023 AIMBU filed PRE14a to extend deadline to Jan 28 2024, vote July 27; July 7 2023 filed PRER14a to extend deadline to Jan 28 2024, vote July 27, NAV $10.49; July 11 2023 filed DEF14a to extend deadline to Jan 28 2024, vote July 27, NAV $10.49; July 31 2023 stockholders approved deadline extension to Apr 28 2024, 4.1 million shares (50.6%) redeemed, 4.0 million shares remain, extended deadline to Aug 28, added $85k to trust account; Aug 28 2023 extended deadline to Sept 28 2023, Added $85k to trust account; Sept 28 2023 extended deadline to Oct 28 2023, added $85k to trust account; Oct 27 2023 extended deadline to Nov 28 2023, added $85k to trust account; Nov 28 2023 extended deadline to Dec 28 2023, added $85k to trust account; Dec 28 2023 extended deadline to Jan 28 2024, added $85k to trust account; Jan 29 2024 extended deadline to Feb 28 2024, added $85k to trust account; Feb 29 2024 extended deadline to Mar 28 2024, added $85k to trust account; Mar 18 2024 filed PRE14a to extend deadline to Jan 28 2025; Mar 28 2024 extended deadline to Apr 28 2024, added $85k to trust account; Mar 29 2024 filed DEF14a to extend deadline to Jan 28 2025, vote Apr 23, NAV $11.18; Apr 29 2024 AIMBU stockholders approved deadline extension to Jan 28 2025, 861k shares redeemed, 3.1 million shares remain, added $60k to trust account to extend deadline to May 28 2024; May 28 2024 extended deadline to June 28 2024, added $60k to trust account; July 2 2024 extended deadline to July 28 2024, added $60k to trust account; July 29 2024 extended deadline to Aug 28 2024, added $60k to trust account; Aug 28 2024 extended deadline to Sept 28 2024, added $60k to trust account;
|
4.50000
|
|
US Tiger / EF Hutton
|
Jing (George) Cao
|
Diversified (ex China)
|
Cayman
|
Docter
|
2023-10-16 00:00
|
Oct 16 2023 announced a business combination with Docter Inc. (Docter), a Taiwanese non-invasive blood glucose watch developer; In addition to this exciting transaction, Docter Inc. has recently announced that it has signed a Memorandum of Understanding (MOU) with Harvard Medical School for the purchase of 10,000 Docter watches. These watches will be utilized in a Harvard Medical School Long Covid research project, highlighting the growth potential of Docter Inc.s technology in advanced medical research; As provided in the Merger Agreement, the merger consideration is $60,000,000, payable by newly-issued shares of the Combined Company valued at $10.00 per share. Additional earnout shares may be issuable to Docter stockholders after closing, upon achievement of certain sales targets in 2024 and 2025; Following the closing, assuming no redemption by existing public shareholders of Aimfinity, the Aimfinity shareholders will have approximately 51.92% equity interest in the Combined Company and the Docter Stockholders will have approximately 48.08% equity interest in the Combined Company. If, however, there is a maximum redemptions of existing public shareholders of Aimfinity resulting in remaining balance of trust account of $5,000,000, the Aimfinity shareholders will have approximately 29.45% equity interest in the Combined Company and the Docter stockholders will have approximately 70.55% equity interest in the Combined Company; The boards of directors of both Docter and Aimfinity have unanimously approved the Proposed Transaction, which is expected to be completed in the first quarter of 2024;
|
https://www.sec.gov/Archives/edgar/data/1903464/000119312522105416/d235037ds1a.htm
|
864
|
538
|
11.540
|
11.660
|
0.06429
|
|
0.000
|
|
78
|
2024-09-07
|
YOTA
|
YOTAU US Equity
|
YOTAW US Equity
|
Yotta Acquisition
|
2022-04-20
|
2024-09-22
|
5225822.50
|
464105.00
|
11.260
|
2024-07-24
|
0.045
|
0.061
|
11.305
|
11.321
|
0.000
|
5.193
|
0.245
|
0.261
|
-0.01015
|
-0.01015
|
16
|
0.70240
|
0.30403
|
0.30403
|
100.00000
|
1.000
|
Each unit consists of one share of common stock, one redeemable warrant to purchase one share of common stock at a price of $11.50 per share and one right to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination; Although there is no restriction or limitation on what industry or geographic region its target operates in, YOTA intends to focus on high technology, blockchain, software and hardware, ecommerce, social media and other general business industries globally; Hui Chen has been our Chief Executive Officer and director since December 2021. Mr. Chen is a cross-industry expert in computer science and law. Mr. Chen founded Law Offices of Hui Chen & Associates, PC in 2012, a New York-based law firm. Mr. Chen focuses his practice on patent prosecution, copyright infringement, and other general intellectual property matters. Mr. Chen has also been an adjunct professor at Hofstra University since September 2019, where he instructs multiple undergraduate computer science programming courses in Visual C++. Before joining Hofstra University, Mr. Chen was an adjunct associate professor at John Jay College of Criminal Justice, Pace University, Touro College, and Saint Francis College between 2000 and 2018 and was a full-time professor at Technical Career of Institute, College of Technology from December 2011 to December 2017. Before forming his law office in 2012, Mr. Chen worked for multiple Fortune 500 companies; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time (for a total of up to 15 months to complete a business combination). The only way to extend the time available for us to consummate our initial business combination in the absence of a proxy statement, registration statement or similar filing is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $2,000,000 (or $2,300,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); Our sponsor, Yotta Investment LLC, which is controlled by Ms. Chen Chen, the wife of our chief executive officer, has committed to purchase from us an aggregate of 313,500 private units at $10.00 per private unit, for a total purchase price of $3,135,000. The purchase will take place on a private placement basis simultaneously with the consummation of this offering; Warrants redeemable if stock >$16.50; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.00; Our sponsor, has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; Jan 26 2023 extended deadline to Apr 22 2023 for $1.15 million to trust account; Mar 20 2023 filed PRE14a to extend deadline to Apr 22 2024, trust account will not be used to cover potential excise tax; Apr 5 2023 filed DEF14a to extend deadline to Apr 22 2024, vote Apr 19, NAV $10.31, trust account will not be used to cover potential excise tax; Apr 20 2023 YOTA stockholders approved deadline extension to Apr 22 2024, 7.4 million shares (64.3%) redeemed, 4.1 million shares remain; Apr 25 2023 filed S-4/a for NaturalShrimp deal; June 21 2023 extended deadline to July 22 2023, added $120k to trust account; July 24 2023 extended deadline to Aug 22 2023, added $120k to trust account; Oct 25 2022 announced a business combination with NaturalShrimp, Incorporated (OTCQB: SHMP) (NaturalShrimp), a Biotechnology Aquaculture Company that has developed and patented the first shrimp-focused commercially operational RAS (Recirculating Aquaculture System); Merger to accelerate commercialization and production ramp up of farm-to-table sushi grade shrimp and fresh seafood including planned U.S. facility expansion; Yotta Acquisition Corp. will issue 17.5 million of its common shares (current valuation of $175.0 million) to the stockholders of NaturalShrimp. In addition, the stockholders of Natural Shrimp are entitled to receive an additional 5.0 million common shares (current valuation of $50.0 million) based on achieving certain revenue targets for 2024 and 5 million common shares (current valuation of $50 million) for revenue targets for 2025. These Earn-out shares will be available to shareholders of record on the closing of the transaction. Assuming no redemptions, the total enterprise value is estimated at approximately $275M at closing of the transaction; The proposed business combination is expected to close in the first quarter of 2023, subject to
|
3.13500
|
|
Chardan
|
Hui Chen
|
Tech
|
Delaware
|
DRIVEiT
|
2024-08-22 00:00
|
Aug 22 2024 announced a business combination with DRIVEiT Financial Auto Group, Inc. (DRIVEiT), an operator of electric vehicle superstores that supports customers entire electric vehicle experience; In exchange for their equity securities, the stockholders of DRIVEiT will receive an aggregate of 10,000,000 shares of common stock of the combined company, which, at an implied value of $10.00 per share, would represent $100 million in equity;
|
https://www.sec.gov/Archives/edgar/data/1907730/000182912622008032/yottaacq_s1a.htm
|
870
|
855
|
11.190
|
11.190
|
0.03135
|
|
1.000
|
0.130
|
79
|
2024-09-07
|
MSSA
|
MSSAU US Equity
|
MSSAW US Equity
|
Metal Sky Star Acquisition
|
2022-04-01
|
2024-08-05
|
35359088.00
|
3202416.00
|
11.041
|
2023-12-31
|
0.324
|
0.282
|
11.365
|
11.324
|
0.000
|
36.476
|
0.055
|
0.014
|
0.00221
|
0.00221
|
-32
|
-0.01353
|
0.06906
|
0.06906
|
100.00000
|
1.000
|
Each unit consists of one ordinary share, par value $0.001 per share, one right to receive one-tenth (1/10) of an ordinary share and one redeemable warrant to acquire one ordinary share at an exercise price of $11.50 per share; If we anticipate that we may not be able to consummate our initial business combination within 9 months, we may, by resolution of our board if requested by our sponsor, extend the period of time to consummate a business combination up to twelve (12) times, each by an additional one (1) month (for a total of up to 21 months to complete a business combination), subject to the sponsor depositing additional funds into the trust account as set out below. Pursuant to the terms of our memorandum and articles of association and the trust agreement to be entered into between us, Wilmington Trust, National Association and Vstock Transfer LLC on the date of this prospectus, in order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $333,333 or $383,332 if the underwriters over-allotment option is exercised in full (approximately $0.033 per public share in either case), up to an aggregate of $4,000,000 (or $4,600,000 if the underwriters over-allotment option is exercised in full), or $0.40 per public share (representing the entire 12 months extension); Mr. Man Chak Leung has served as our Chief Executive Officer since June 2021. Mr. Leung has been the President and a director of Verity Acquisition Corp. since May 2021. Since August 2019, he has been serving as the General Manager of China Seven Star Holdings Limited, an investment holding company focusing on consumer and healthcare sectors in China. Mr. Leung served as a consultant to Silk Road Finance Corporation from May to December 2020. Mr. Leung served as Co-Head of Risk and Portfolio Management at China Minsheng Financial Holding Corporation Limited (CM Financial) from 2017 to May 2019, a Hong Kong mainboard listed financial holding platform. He was responsible for all portfolio including primary and secondary, fixed income and other special situations including SPACs. Mr. Leung joined CM Financial in December 2016 from TPG Growth, a global mid-market private equity firm with over US$ 15 billion AUM, where he spent 10 years as an investment professional specializing in Healthcare, Financial Services, TMT, Consumer and Education in Greater China and South East Asia; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.00 per public share (subject to increase of up to an additional $0.4 per public share in the event that our sponsor elects to extend the period of time to consummate a business combination; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.00 per public share; Dec 20 2022 filed PRE14a to extend deadline to Feb 5 2024, NAV $10.14; Jan 4 2023 filed DEF14a to extend deadline to Feb 4 2024, vote Jan 26, NAV $10.14, 5,885,324 shares (51.8%) redeemed, 5.6 million shares remain; Sept 29 2023 filed PRE14a to extend deadline to Aug 5 2024, NAV $10.64; Oct 4 2023 filed PRER14a to extend deadline to Aug 5 2024, NAV $10.64; Apr 12 2023 announced a business combination with Future Dao Group Holding Limited ("Future Dao"), a blockchain company with a focus on bitcoin mining; Future Dao is in the process of establishing its Bitcoin mining operations in Central Asia. Future Dao intends to own and operate approximately 26,100 Bitcoin mining machines with an aggregate computing power of over 2.9197 Ehash/s by the first anniversary of the completion of the Proposed Transaction; The Proposed Transaction values Future Dao at a pre-transaction valuation of $350 million and its ordinary share after share split at a price of US$10.00 per share; Oct 10 2023 MSSA / Future Dao deal terminated; Oct 10 2023 filed DEF14a to extend deadline to Aug 5 2024, vote Oct 30, NAV $10.64; Nov 2 2023 MSSA stockholders approved deadline extension to Aug 5 2024, 2.4 million shares (43.0%) redeemed, 3.2 million shares remain; Nov 13 2023 filed PRE14a to amend articles; Dec 1 2023 filed DEF14a to amend articles, vote Dec 20, NAV $10.99; Aug 6 2024 filed PRE14a to extend deadline to Apr 5 2025; Sept 3 2024 filed PRER14a to extend deadline to Apr 5 2025;
|
3.00000
|
|
Ladenburg
|
Man Chak Leung
|
Diversified (ex China)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1882464/000182912622006969/metalskystar_s1a.htm
|
889
|
|
11.390
|
11.390
|
0.03000
|
|
1.000
|
0.060
|
80
|
2024-09-07
|
RFAC
|
RFACU US Equity
|
RFACW US Equity
|
RF Acquisition
|
2022-03-24
|
2024-09-23
|
30932194.00
|
2744649.00
|
11.270
|
2024-09-04
|
0.002
|
0.019
|
11.272
|
11.289
|
0.000
|
30.781
|
0.062
|
0.079
|
-0.00506
|
-0.00195
|
17
|
0.16346
|
0.15237
|
0.07780
|
100.00000
|
1.000
|
Each unit has an offering price of $10.00 and consists of one share of Class A common stock, one redeemable warrant, and one right to receive one-tenth of one Class A common stock upon the consummation of an initial business combination. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; RF Acquisition Corp. is led by Tse Meng Ng, the Companys Chief Executive Officer and Chairman of the board of directors, and Han Hsiung Lim, the Companys Chief Financial Officer. The Companys independent directors include Benjamin Waisbren, Simon Eng Hock Ong, and Vincent Hui Yang. The Companys advisors include Chandra Tjan and Stephen Lee; If we are unable to complete our initial business combination within 12 months, or if we decide to extend the period of time to consummate our business combination up to two times by an additional three months each time, at $0.10 per extension, for a total of $0.20 aggregate in trust, within 18 months (the Extension Option), from the closing of this offering, we will redeem 100% of the public shares at a per share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law and certain conditions as further described herein. In the event the Company decides to exercise the Extension Option, investors will not have voting rights nor redemption rights in connection with such additional three-month extensions; While we may pursue an initial business combination target in any business, industry or geographic location, we intend to search globally for target companies within the Southeast Asian new economy sector or elsewhere; Tse Meng Ng, our Chairman and Chief Executive Officer, is a highly regarded and successful financier and businessman. In February 2019, Mr. Ng co-founded Ruifeng Wealth Management Pte Ltd, a Singapore Capital Markets Services licensed financial institution regulated by the Monetary Authority of Singapore for which he serves as the chief executive officer. Ruifeng Wealth Management Pte Ltd is a subsidiary of listed 2345 Network Technological Co. Ltd (2345 Network). 2345 Network has a market capitalization of around $2 billion; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) without a stockholder vote by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.10 per public share; Feb 27 2023 filed PRE14a to extend deadline to Dec 28 2023; Mar 3 2023 filed PRER14a, trust account will not be used to cover potential excise tax; Mar 8 2023 filed DEF14a to extend deadline to Dec 28 2023, vote Mar 24, NAV $10.29, trust account will not be used to cover potential excise tax; Mar 30 2023 RFAC stockholders approved deadline extension to Dec 28 2023, 7.4 million shares (64.3%) redeemed, 4.1 million shares remain, NAV $10.29, $300k added to trust account; Nov 24 2023 filed PRE14a to extend deadline to Sept 28 2024; Dec 8 2023 filed DEF14a to extend deadline to Sept 28 2024, vote Dec 20, NAV $10.71, trust account will not be used to cover potential excise tax; Dec 27 2023 stockholders approved deadline extension to Sept 28 2024, 1.4 million shares (33.2%) redeemed, 2.7 million shares remain, NAV $10.72, added $225k to trust account; Aug 21 2024 filed PRE14a to extend deadline; Sept 4 2024 filed DEF14a to extend deadline to Mar 28 2025, vote Sept 23, NAV $11.27;
|
4.05000
|
1.000
|
EarlyBirdCapital
|
Tse Meng Ng
|
Diversified (ex China)
|
Delaware
|
GCL Asia
|
2023-10-18 00:00
|
Oct 18 2023 announced a business combination with Grand Centrex Limited ("GCL," "GCL Asia" or the "Company"), one of Asias leading video game distributors and publishers; Proposed Transaction gives GCL approximately $1.2 billion in pre-transaction equity value; The Proposed Transaction includes a minimum cash condition of $25,000,000 and is expected to result in GCL receiving gross proceeds of approximately $42.9 million (assuming no further redemptions by RF Acquisition shareholders); RF Acquisition and GCL have agreed to work together to pursue commitments for a private placement of equity (the "PIPE Financing"), debt, or other alternative financings of up to $20 million; The transaction has been approved by the Board of Directors of GCL and RF Acquisition, and its closing is expected to be in the second quarter of 2024, subject to shareholders approval and the satisfaction of customary closing conditions;
|
https://www.sec.gov/Archives/edgar/data/1847607/000110465922037563/tm217487-16_424b4.htm
|
897
|
573
|
11.215
|
11.250
|
0.04050
|
|
1.000
|
0.120
|
81
|
2024-09-07
|
GDST
|
GDSTU US Equity
|
GDSTW US Equity
|
Goldenstone Acquisition
|
2022-03-17
|
2025-06-21
|
17905672.00
|
1595871.00
|
11.220
|
2024-06-05
|
0.094
|
0.386
|
11.314
|
11.606
|
0.000
|
17.906
|
0.144
|
0.436
|
-0.00832
|
-0.00125
|
288
|
0.04970
|
0.04378
|
0.03442
|
50.00000
|
1.000
|
Each unit consisting of one share of common stock, one redeemable warrant and one right to receive one-tenth (1/10) of one share of common stock. Each redeemable warrant entitles the holder thereof to purchase one-half (1/2) of one share of common stock, and each ten (10) rights entitle the holder thereof to receive one share of common stock at the closing of a business combination. The exercise price of the warrants is $11.50 per full share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic region other than the Company has agreed that it will not undertake an initial business combination with any entity headquartered in, or conducts the majority of its business in China (including Hong Kong and Macau); If we are unable to complete our initial business combination within 12 months (or up to 21 months if we extend the period of time to consummate a business combination by the full amount of time) from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then outstanding public shares. In order to extend the time available for us to consummate our initial business combination, our sponsor or its affiliates or designees, upon ten days advance notice prior to the applicable deadline, must deposit into the trust account $500,000, or up to $575,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case) on or prior to the date of the applicable deadline, for each three month extension (or up to an aggregate of $1,500,000 (or $1,725,000 if the underwriters over-allotment option is exercised in full), or $0.30 per share if we extend for the full nine months). You will not be able to vote on or redeem your shares in connection with any such extension; We primarily intend to focus on acquiring growth-oriented business with an enterprise value between $150 million and $500 million; Mr. Eddie Ni, our President and Chief Executive Officer, brings us his more than 30 years of investment, business management and entrepreneurial experience. He has been the chairman and chief executive officer of Windfall Group since December 2009. Windfall Group, a Ohio corporation, has a large business portfolio involved in a variety of industries in U.S., including real estate, building supply, construction, and import/export of construction materials and home building structures such as granite and cabinet. Under the management of Windfall Group, Mr. Ni has raised, invested, and managed over hundred-million-dollar assets including commercial real estates across the midwest United States, from Ohio and Illinois to Georgia and South Carolina, and New York City and New Jersey. Mr. Ni was the chairman and chief executive officer of Direct Import Home Decor from November 2003 to November 2009; Warrants redeemable if stock >$16.50; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable) divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share (subject to increase of up to an additional $0.30 per unit in the event that our sponsor elects to extend the period of time to consummate a business combination; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.15 per public share; June 21 2022 announced a business combination with Roxe Holding Inc (Roxe), a blockchain payment company that powers the next generation of payment solutions; $3.6 billion enterprise value; No minimum cash requirement; Closing Q1 2023; Oct 5 2022 deal terminated; ; Mar 14 2023 GDST extended deadline to June 17 2023, added $575k to trust account; June 14 2023 extended deadline to Sept 21 2023, added $575k to trust account; Aug 30 2023 filed PRE14a to extend deadline to June 21 2024, vote in Sept; Sept 6 2023 filed PRER14a to extend deadline to June 21 2024; Sept 11 2023 filed DEF14a to extend deadline to June 21 2024, vote Sept 21, NAV $10.68, trust account will not be used to cover potential excise tax; Sept 28 2023 GDST stockholders approved deadline extension to June 1 2024, 758,539 shares redeemed; May 23 2024 filed PRE14a to extend deadline to June 21 2025; June 5 2024 filed DEF14a to extend deadline to June 21 2025, vote June 18, NAV $11.22, trust account will not be used to cover potential excise tax; June 20 2024 stockholders approved deadline extension to June 21 2025, 3.4 million shares redeemed, 1.6 million shares remain, added $50k to trust account to extend deadline to July 21 2024;
|
3.25000
|
|
Maxim
|
Eddie Ni
|
Diversified (ex China)
|
Delaware
|
Fuel Cell System
|
2024-06-26 00:00
|
June 26 2024 announced a business combination with Fuel Cell Systems; Infintiums patent-pending and proprietary hydrogen fuel cell products, which include Class I, II and III electric forklift trucks and compatible with major forklift brands, provide carbon-free power source for material handling vehicles. The Companys fuel cell systems, operated with in-house developed software algorithms and DC/DC power controls, bring superior performances with longer operating time, steeper hill climbing, real-time, millisecond data acquisition and monitoring, remote diagnostics and fault detection capabilities. Infintiums fuel cells have been tested and proven in over 1.8 million hours of run time under harsh and challenging industrial operating environments. Its customers and end users include Fortune 500 industrial and automotive companies, such as Mercedes-Benz, Ford, and BMW, as well as some of the largest retail and e-commerce companies in the world; Under the terms of the Business Combination Agreement, the transaction values Infintium at a pre-money enterprise value of $130 million; Completion of the proposed Business Combination is expected to happen by the first quarter of 2025;
|
https://www.sec.gov/Archives/edgar/data/1858007/000121390022013585/f424b40322_goldenstoneacqltd.htm
|
904
|
832
|
11.220
|
11.300
|
0.06500
|
|
1.000
|
0.199
|
82
|
2024-09-07
|
PLAO
|
PLAOU US Equity
|
PLAOW US Equity
|
Patria Latin American Opportunity Acquisition
|
2022-03-10
|
2025-09-14
|
52313016.00
|
4541424.00
|
11.519
|
2024-06-30
|
0.092
|
0.595
|
11.611
|
12.115
|
0.000
|
52.453
|
0.111
|
0.615
|
-0.00524
|
-0.01730
|
373
|
0.05226
|
0.04780
|
0.06038
|
200.00000
|
0.500
|
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry or sector, geography, or stage, the Company intends to focus its search in Latin America and in sectors where Patria has developed investment expertise (including but not limited to healthcare, food and beverage, logistics, agribusiness, education, and financial services). The Companys sponsor is associated with the Brazilian asset management firm Patria Investimentos Ltda; The amount in the trust account will initially be $10.30 per unit sold in this offering. If we are unable to complete our initial business combination within 15 months from the closing of this offering and decide not to extend the time to consummate our business combination as described below, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses), divided by the number of then outstanding public shares, subject to applicable law as further described herein. However, in our sole discretion, we may, but are not obligated to, extend the period of time to consummate a business combination by two additional three month periods (for a total of up to 21 months to complete a business combination); provided that our sponsor, as defined below (or its designees) must deposit into the trust account funds equal to $0.10 per unit sold in this offering for each three month extension, for an aggregate additional amount of $2,000,000 (or $2,300,000 if the underwriters over-allotment option is exercised in full) for each such extension, in exchange for a non-interest bearing, unsecured promissory note to be repaid by us following our business combination; Patria or its affiliates have expressed to us an interest to purchase an aggregate of 2,000,000 units (or 2,300,000 units if the underwriters over-allotment option is exercised in full) in this offering at the offering price and we have agreed to direct the underwriters to sell to Patria or its affiliates such amount of units; As of December 31, 2021, Patrias assets under management, or AUM, was $14.9 billion with 19 active funds, and Patrias investment portfolio was composed of over 55 companies and assets. Patrias size and performance over its 32-year history also make it one of the most significant emerging markets-based private markets investments managers; Ricardo Leonel Scavazza is the Chairman of our board of directors. Mr. Scavazza is a Managing Partner of Patria Investments Limited and is the Chief Executive Officer & Chief Investments Officer of Latin American Private Equity. Mr. Scavazza is responsible for all Latam Private Equity strategy at Patria Investments Limited. Before taking over as CEO & CIO for Private Equity Latam, Mr. Scavazza served as the Head of Private Equity Strategy in Brazil; Jose Augusto Goncalves de Araujo Teixeira is our Chief Executive Officer. Mr. Teixeira is a Partner of Patria Investments Limited, where he currently serves as a member of its Management Committee and as Head of Marketing and Products. Mr. Teixeira is primarily responsible for Patrias Global Product & Marketing strategy and development as well as for leading distribution efforts in Brazil. Previously, Mr. Teixeira served as the Head of Marketing and Investor Relations for Private Equity products between 2013 and 2020; Warrants redemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.30 per unit and such amount may be increased by $0.10 per unit in the event we decide to extend the time to consummate our business combination by three months; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; May 26 2023 filed DEF14a to extend deadline to June 14 2024, vote June 12, NAV $10.62; June 14 2023 PLAO stockholders approved deadline extension to June 14 2024, 6.1 million shares (26.5%) redeemed, added $300k to trust account; May 6 2024 filed PRE14a to extend deadline to Sept 14 2025; May 16 2024 filed DEF14a to extend deadline to Sept 14 2025, vote June 12, NAV $11.40; June 14 2024 stockholders approved deadline extension to Sept 14 2025, 12.3 million shares redeemed, 4.5 million shares remain;
|
13.00000
|
1.000
|
JPMorgan / Citi
|
Ricardo Leonel Scavazza, Jose Augusto Goncalves de Araujo Teixeira, Patria Investments
|
Latin America
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1849737/000095010322004344/dp168958_424b4.htm
|
911
|
|
11.550
|
11.410
|
0.06500
|
|
0.000
|
|
83
|
2024-09-07
|
VMCA
|
VMCAU US Equity
|
VMCAW US Equity
|
Valuence Merger I
|
2022-03-01
|
2024-10-03
|
21654644.00
|
1867402.00
|
11.596
|
2024-06-30
|
0.092
|
0.129
|
11.689
|
11.725
|
0.000
|
21.559
|
0.199
|
0.235
|
-0.01228
|
0.02750
|
27
|
0.31521
|
0.23299
|
-0.27701
|
200.00000
|
0.500
|
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant of the Company. Each whole warrant entitles the holder to purchase one Class A ordinary share of the Company at a price of $11.50 per share; The focus of the team is to identify, merge with, and partner with a business in Asia (excluding China, Hong Kong, and Macau) with a particular focus on breakthrough technology in life sciences and/or sustainable technology. The management team is led by Sung Yoon Woo, Andrew Hyung, Sung Lee, and Gene Cho. The Company expects to collaborate with CrystalBioSciences, a venture capital firm focused on life sciences, Credian Partners, a South Korea-based private equity firm, and Quantum Leaps, a Japan-based consulting firm that was founded by Mr. Nobuyuki Idei, a former Chairman, CEO and President of Sony; If we are unable to consummate our initial business combination within 15 months following the effectiveness of this offering, we may, but are not obligated to, extend the period of time to complete an initial business combination up to two times by an additional three months each (for a total of up to 21 months to consummate an initial business combination), subject to our sponsor, Valuence Capital, LLC or its affiliates or designees, contributing, for each such three-month extension, an additional $0.10 per ordinary share then outstanding to the trust account, and at the end of the applicable period or any other approved extension of such period, we will redeem 100% of our public shares. The per-share price upon such redemption will be payable in cash and will equal the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Sung Yoon Woo, Chief Executive Officer and Director, is an investor with a track record and experience in strategic acquisitions, corporate divestitures, recapitalizations, and growth equity. Mr. Woo is the Founder and CEO of Credian Partners, a private equity firm based in South Korea. During his 17-year investment career, Mr. Woo has led over $4 billion in transactions and invested over $3 billion. Prior to founding Credian Partners, Mr. Woo was at Russell Investments, where he advised the National Pension Service of Korea, the third-largest pension fund in the world by total assets, the Bank of Korea, and Korea Investment Corporation, a sovereign wealth fund, among other clients on their global portfolio. Prior to Russell Investments, Mr. Woo was a team head of the private equity arm of Mirae Asset Global Investments, one of the largest asset management funds in South Korea, where he led various domestic and cross-border transactions; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our franchise and income taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality, or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of: (i) $10.30 per public share; Apr 20 2023 filed PRE14a to extend deadline; May 4 2023 filed DEF14a to extend deadline to Sept 3 2023 + 18 months, vote May 25, NAV $10.59, 15.8 million shares (71.8%) redeemed; Sept 19 2023 extended deadline to Oct 3 2023, added $140k to trust account; Oct 4 2023 extended deadline to Nov 3 2023, added $140k to trust account; Nov 7 2023 extended deadline to Dec 3 2023, added $140k to trust account; Dec 4 2023 extended deadline to Jan 3 2024, added $140k to trust account; Feb 5 2024 extended deadline to Mar 3 2024, added $140k to trust account; Mar 5 2024 extended deadline to Apr 3 2024, added $140k to trust account; Apr 3 2024 extended deadline to May 3 2024, added $140k to trust account ; May 3 2024 extended deadline to June 3 2024, added $140k to trust account; May 6 2024 filed PRE14a to extend deadline to Mar 3 2025; May 17 2024 filed DEF14a to extend deadline to Aug 3 2024, vote May 30, NAV $11.46; May 30 2024 moved extension vote to June 3; June 6 2024 stockholders approved deadline extension to Aug 3 2024, 4.3 million shares redeemed, 1.9 million shares remain; Aug 5 2024 extended deadline to Sept 3 2024, added $28k to trust account; Sept 4 2024 extended deadline to Oct 3 2024, added $28k to trust account;
|
10.00000
|
1.500
|
SVB
|
Sung Yoon Woo
|
Life Sciences (Asia ex China)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1892747/000149315222005792/form424b4.htm
|
920
|
|
11.545
|
12.010
|
0.05000
|
|
0.000
|
|
84
|
2024-09-07
|
PWUP
|
PWUPU US Equity
|
PWUPW US Equity
|
PowerUp Acquisition
|
2022-02-18
|
2025-02-17
|
6524611.00
|
577644.00
|
11.295
|
2024-06-30
|
0.090
|
0.307
|
11.385
|
11.602
|
0.000
|
6.487
|
0.175
|
0.392
|
-0.01364
|
0.03467
|
164
|
0.07957
|
0.07530
|
-0.03325
|
250.00000
|
0.500
|
Each unit consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The focus of the team is to identify and acquire a business within the interactive media, digital media, sports, entertainment, and/or leisure, with a particular focus on video gaming, gaming adjacent, and new metaverse video gaming businesses. The management team is led by Bruce Hack, Jack Tretton, Michael Olson and Gabriel Schillinger. Mike Vorhaus serves as senior advisor; Bruce Hack serves as our Executive Chairman. He led one of the video game industrys most successful companies and co-led market-leading firms in the broader media and technology space. Mr. Hack was director then chairman of Technicolor SA from 2010 to 2019. Prior, he was a principal in the creation of Activision Blizzard and served as the companys vice chairman from 2008 to 2009. Mr. Hack was chief executive officer of Vivendi Games from 2004 to 2008, where he architected one of the largest turnarounds in video game history and launched Blizzards World of Warcraft, one of the decades defining online games. He was vice chairman of the Universal Music Group from 1998 to 2001 and chief financial officer of Universal Studios from 1995 to 1998; Jack Tretton serves as our Chief Executive Officer and a member of our board of directors. Mr. Tretton, with a 35-year career in gaming, is one of the great leaders in the last 25 years of console video gaming. Mr. Tretton was at Sony Computer Entertainment America from 1995 to 2014, serving as president and chief executive officer from 2006 to 2014. Mr. Tretton helped establish the PlayStation brand as a worldwide leader in interactive entertainment; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.25 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Our sponsor, officers, and directors have agreed that we will have only 15 months from the closing of this offering to complete our initial business combination. If we are unable to complete our initial business combination within such 15-month period, or during any Extension Period (as defined below), we will: (i) cease all operations except for the purpose of winding up, (ii) as promptly as reasonably possible but not more than 10 business days thereafter, redeem the public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (which interest shall be net of taxes payable, and less up to $100,000 of interest to pay dissolution expenses). However, if we anticipate that we may not be able to consummate our initial business combination within 15 months from the closing of this offering, our shareholders may vote by special resolution to amend our amended and restated memorandum and articles of association to extend the period of time that we have to consummate the initial business combination (any such extended period of time, an Extension Period). We will provide all public shareholders with the opportunity to redeem their public shares in connection with any such vote; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (i) $10.25 per public share; Apr 5 2023 filed PRE14a to extend deadline; Apr 21 2023 filed DEF14a to extend deadline to May 23 2024, vote May 18, NAV $10.51; May 23 2023 stockholders approved deadline extension to May 23 2024, 26.9 million shares (93.7%) redeemed, 1.8 million shares remain, NAV $10.51; Jan 26 2024 filed S-4 for Visiox Pharmaceuticals deal; Apr 18 2024 filed PRE14a to extend deadline to Feb 17 2025, vote May 17; May 1 2024 filed DEF14a to extend deadline to Feb 17 2025, vote May 17, NAV $11.21; May 14 2024 filed S-4/a for Visiox Pharmaceuticals deal; May 16 2024 postponed extension vote to May 21; May 20 2024 postponed extension vote to May 22; June 24 2024 filed S-4/a for Visiox Pharmaceuticals deal; Dec 27 2023 announced a business combination with Visiox Pharmaceuticals, Inc. (Visiox or the Company), a commercial-stage biopharmaceutical company; The business combination is expected to close in the first quarter of 2024, and upon closing the combined company will be named Visiox Holdings, Inc. with its common stock and warrants expected to be listed on Nasdaq under the ticker symbols VSXP and VSXPW; Visioxs pipeline of an FDA Approved drug candidate, and other late-stage clinical drug candidates, includes treatments for patients with ocular hypertension, open angle glaucoma, and post-surgical inflammation and pain. Visioxs mission is to develop and commercialize ophthalmic treatments in large markets with high unmet need. Visioxs pipeline of both New Chemical Entity (NCE) and 505(b)(2) products address highly prevalent disease states in need of new treatment options; July 23 2024 PWUP / Visiox Pharmaceuticals deal terminated;
|
13.70750
|
1.500
|
Citi
|
Bruce Hack, Jack Tretton
|
Media / Gaming / Metaverse
|
Cayman
|
Aspire Biopharma
|
2024-07-31 00:00
|
Aug 30 2024 announced a business combination with Aspire Biopharma after July 31 2024 announced a non-binding letter of intent for a potential business combination with Aspire Biopharma, Inc. (Aspire or the Company), a developer of a multi-faceted patent protected disruptive drug delivery mechanism technology; As consideration for the Business Combination, at Closing, Aspires stockholders shall collectively be entitled to receive, in the aggregate, a number of shares of duly authorized, validly issued, fully paid and nonassessable shares of the combined companys common stock (New Aspire Common Stock) with an aggregate value equal to (a) $316.8 million less (b) the amount by which Aspires cash at Closing is less than the Minimum Cash Condition (but only in the event the Minimum Cash Condition is waived by PowerUp), if any, less (c) Aspires Indebtedness at Closing;
|
https://www.sec.gov/Archives/edgar/data/1847345/000110465922025737/tm227321d1_424b4.htm
|
931
|
894
|
11.230
|
11.780
|
0.05483
|
|
0.000
|
|
85
|
2024-09-07
|
FTII
|
FTIIU US Equity
|
FTIIW US Equity
|
FutureTech II Acquisition
|
2022-02-16
|
2024-11-18
|
25456154.00
|
2319435.00
|
10.975
|
2024-06-30
|
0.067
|
0.140
|
11.043
|
11.115
|
0.000
|
25.607
|
0.093
|
0.165
|
-0.00023
|
|
73
|
0.07756
|
0.03435
|
|
100.00000
|
1.000
|
Each unit consists of one share of common stock and one warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Companys efforts to identify a prospective target business will not be limited to a particular industry or geographic location, although it currently intends to focus on opportunities to acquire U.S. companies in the disruptive technology sector, for example, artificial intelligence, robotics, and any other technology innovations; Yuquan Wang is a New York based investor in hardware-based technologies. Mr. Wang is the Founding Partner of Haiyin Capital, a venture capital fund formed in 2008 that focuses on investing in new technologies around the world. To date, Haiyin Capital has invested in hardware-based technology companies around the world, with AI and Robotics as key fields of investment; Warrants redeemable if stock >$18.00; If we anticipate that we may not be able to consummate our initial business combination within twelve (12) months, our sponsor may, but is not obligated to, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to eighteen (18) months to complete a business combination), subject to our sponsor depositing additional funds into the trust account as set out below. Our stockholders will not be entitled to vote or redeem their shares in connection with any such extension. In order for the time available for us to consummate our initial business combination to be extended, our sponsor, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case) on or prior to the date of the applicable deadline, for each three month extension, up to an aggregate of $2,000,000 or $2,300,000 if the underwriters over-allotment option is exercised in full; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share ; Feb 21 2023 extended deadline to May 18 2023, added $1.15 million to trust account; May 17 2023 extended deadline to Aug 18 2023, added $1.15 million to trust account; July 18 2023 filed PRE14a to extend deadline to Feb 18 2024, vote in Aug, trust account will not be used to cover potential excise tax; July 28 2023 filed DEF14a to extend deadline to Feb 18 2024, vote Aug 17, NAV $10.78, trust account will not be used to cover potential excise tax; Aug 17 2023 stockholders approved deadline extension to Feb 18 2024, 5.9 million shares (51.7%) redeemed, 5.6 million shares remain, NAV $10.81; Jan 22 2024 filed PRE14a to extend deadline to Nov 18 2024, vote Feb 14, trust account will not be used to cover potential excise tax; Feb 2 2024 filed DEF14a to extend deadline to Nov 18 2024, vote Feb 14, NAV $11.13, trust account will not be used to cover potential excise tax; Feb 14 2024 FTII stockholders approved deadline extension to Nov 18 2024, 3.2 million shares (58.2%) redeemed, 2.3 million shares remain, NAV $11.13;
|
4.67575
|
|
EF Hutton
|
Yuquan Wang
|
Tech (US)
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1889450/000149315222003865/forms-1a.htm
|
933
|
|
11.040
|
|
0.04676
|
|
0.000
|
|
86
|
2024-09-07
|
BYNO
|
BYNOU US Equity
|
BYNOW US Equity
|
byNordic Acquisition
|
2022-02-09
|
2024-09-12
|
11519108.00
|
1007796.00
|
11.430
|
2024-07-17
|
0.053
|
0.059
|
11.483
|
11.489
|
0.007
|
11.539
|
0.113
|
0.119
|
-0.00284
|
-0.01503
|
6
|
0.88199
|
0.22851
|
|
150.00000
|
0.500
|
Each unit consists of one share of the Companys Class A common stock and one-half of one redeemable warrant, each whole warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an acquisition opportunity in any business, industry, sector or geographical location, it intends to focus on identifying high technology growth companies in the northern part of Europe; The Company is led by its Chief Executive Officer, Michael Hermansson, its Chief Operating Officer, Thomas Fairfield, and its Director of Acquisitions, Mats Karlsson. Mr. Hermansson and Mr. Karlsson are based in Sweden; If we are unable to complete our initial business combination within 15 months from the closing of this offering as such deadline may be extended for an additional three month period for a total of up to 18 months to complete our initial business combination if our sponsor or any of its affiliates or designees, upon five business days advance notice prior to the date of the deadline for completing our initial business combination, pays an additional $0.10 per public share into the trust account ($1,500,000 or, if the underwriters over-allotment option is exercised in full, $1,725,000) in respect of such extension period on or prior to the date of the deadline (in connection with which our shareholders will have no right to redeem their public shares), or by such other further extended deadline that we may have to consummate an initial business combination beyond 18 months as a result of a stockholder vote to amend our amended and restated certificate of incorporation (in connection with which our shareholders will have a right to redeem their public shares as described herein), we will redeem all of the shares of Class A common stock held by our public stockholders for cash; Certain qualified institutional buyers or institutional accredited investors, which we refer to as the anchor investors (none of which are affiliated with any member of our management team, our sponsor or any other anchor investor), have expressed to us an interest in purchasing in the aggregate up to approximately $146.4 million of the units which is approximately 97.6% of the units in this offering at the public offering price; provided, that no more than $14.85 million of the units in this offering shall be purchased by each anchor investor in such manner. Our sponsor and byNordic Holdings will sell to the anchor investors (or forfeit to us for us to sell to the anchor investors) on a pro rata basis according to their respective ownership of shares of our Class B common stock up to 1,109,091 shares of our Class B common stock subject to the purchase by the anchor investors of their respective allocations of the units. If the anchor investors purchase all of the units for which they have expressed to us an interest in purchasing, substantially all of the units purchased in this offering will be held by the anchor investors; Rothesay Investment SARL SPF, a member of our sponsor, has agreed, pursuant to a forward purchase agreement entered into with us, to purchase up to 1,000,000 shares of Class A common stock at $10.00 per share (referred to herein as the forward purchase shares) for gross proceeds up to $10,000,000 in a private placement that will occur concurrently with the consummation of our initial business combination; Jonas Olsson, our Chairman, has more than 30 years of global operating experience stemming from his various roles with fashion conglomerate Hennes & Mauritz AB (H&M). Currently, Mr. Olsson is a global controller at H&M; Michael Hermansson, our Chief Executive Officer, has a 35-year long career with top management positions in international corporations. Mr. Hermansson has been chief executive officer of numerous growth and turn-around companies owned by private equity firms such as Triton Investments Advisers LLP and Nordic Capital and their related funds; Warrants redeemable if stock >$18.00; The anchor investors (none of which are affiliated with any member of our management team, our sponsor or any other anchor investor) have expressed to us an interest in purchasing in the aggregate up to approximately $146.4 million of the units which is approximately 97.6% of the units in this offering at the public offering price; provided, that no more than $14.85 million of the units in this offering shall be purchased by each anchor investor in such manner. Further, the anchor investors are expected to enter into separate letter agreements with us and our sponsor and byNordic Holdings pursuant to which, subject to the conditions set forth therein, the anchor investors will agree to purchase, upon the closing of this offering, for nominal consideration, up to an aggregate of 1,109,091 founder shares held by our sponsor and byNordic Holdings on a pro rata basis according to the number of founder shares held by each of our sponsor; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share. The amount in the trust account will be increased to $10.30 per public share in connection with our sponsor or any of its affiliates or designees, upon five business days advance notice prior to the date of the deadline for completing our initial business combination, paying an additional $0.10 per public share into the trust account ($1,500,000 or, if the underwriters over-allotment option is exercised in full, $1,725,000) in respect of such extension period; We will provide our public stockholders with the opportunity to redeem all or a portion of their publi
|
8.50000
|
|
Keefe / I-Bankers
|
Michael Hermansson, Jonas Olsson
|
Fintech (Europe)
|
Delaware
|
Sivers Photonics
|
2024-08-06 00:00
|
Aug 6 2024 signed a non-binding letter of intent with respect to a business combination transaction with Sivers Photonics;
|
https://www.sec.gov/Archives/edgar/data/1801417/000121390022002451/fs12022a4_bynordicacq.htm
|
940
|
909
|
11.450
|
11.310
|
0.05667
|
|
0.000
|
|
87
|
2024-09-07
|
EVGR
|
EVGRU US Equity
|
EVGRW US Equity
|
Evergreen
|
2022-02-09
|
2025-02-11
|
53579160.00
|
4663957.00
|
11.488
|
2024-06-30
|
0.092
|
0.304
|
11.579
|
11.792
|
0.003
|
54.335
|
-0.041
|
0.172
|
0.00609
|
0.00782
|
158
|
0.03457
|
0.02843
|
0.02436
|
100.00000
|
1.000
|
Each unit consists of one of the Companys Class A ordinary shares and one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on technology companies involved in Artificial Intelligence (AI), FinTech and Financial Services, the Metaverse, the Internet of Things (IoT), eCommerce, social commerce, Industry 4.0 (IR4.0), as well as areas surrounding the new digital economy, in the ASEAN region; If we are unable to complete our initial business combination within 12 months from the closing of this offering (subject to two three-month extensions of time by depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses); Mr. Liew has been our Chief Executive Officer and a director of our company since inception. Since 2000, Mr. Liew has been the Chief Executive Officer of the MDT Group of Companies, which he founded in August, 2000. Mr. Liew has led MDT Innovations (MDTi) to an indicative valuation of over SGD268 million (approximately US$195 Million) according to a valuation report prepared by a multinational bank, commissioned by, and for the internal purposes of, MDTi; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.15 per share; Apr 14 2023 filed PRE14a to extend deadline to May 11 2024; May 2 2023 filed DEF14a to extend deadline to May 11 2024, vote May 9, NAV $10.54; May 9 2023 extension vote adjourned to May 10; May 11 2023 extension vote cancelled, extended deadline to Aug 11 2023 by adding $1.15 million to trust account; June 1 2023 filed PRE14a to extend deadline to Aug 11 2024; June 22 2023 filed DEF14a to extend deadline to Aug 11 2024, vote July 18, NAV $10.71; Apr 11 2024 filed DEF14 to extend deadline to Feb 11 205, vote May 1, NAV $11.34; May 3 2024 postponed extension vote to May 9; May 15 2024 stockholders approved deadline extension to Feb 11 2025, 2.8 million shares redeemed, 4.7 million shares remain;
|
4.80000
|
|
EF Hutton
|
Liew Choon Lian
|
Tech (ASEAN)
|
Cayman
|
Forekast
|
2024-09-05 00:00
|
Sept 5 2024 announced a business combination with Forekast; Forekast is a technology managed services provider specializing in augmented intelligence, integrating AI-driven insights to enhance business operations, customer experiences, and workforce capabilities. Forekast has a proven consistent track record with strong double digit growth in revenue and profits, with a CAGR of more than 20% over the last 5 years; Under the terms of the Business Combination Agreement, the transaction values Forekast at an enterprise value of $105 million. Upon completion of the transactions outlined in the Business Combination Agreement, any funds left in EVGRs trust account following redemptions will be directed towards enhancing research and development, expanding marketing efforts, entering new markets, acquiring top talent, and exploring potential strategic acquisitions;
|
https://www.sec.gov/Archives/edgar/data/1900402/000149315222003735/form424b4.htm
|
940
|
939
|
11.650
|
11.670
|
0.04800
|
|
0.000
|
|
88
|
2024-09-07
|
LATG
|
LATGU US Equity
|
LATGW US Equity
|
LatAmGrowth SPAC
|
2022-01-25
|
2024-10-27
|
45037172.00
|
3941873.00
|
11.425
|
2024-06-30
|
0.091
|
0.159
|
11.516
|
11.585
|
0.000
|
45.371
|
0.016
|
0.085
|
-0.00055
|
0.00726
|
51
|
0.05391
|
0.04738
|
-0.00941
|
130.00000
|
0.500
|
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company is led by Chairman of the Board Eduardo Cortina, Chief Investment Officer Gerardo Mendoza Llanes and Chief Executive Officer Gerard Cremoux. The Company intends to focus its search on high growth companies in Latin America, including Brazil, as well as businesses in the United States that cater to the Hispanic community: (1) with significant technological advantages, and/or (2) that are well positioned to benefit from the favorable structural and secular trends of the emerging middle class; An affiliate of our sponsor (the Sponsor Affiliate) will enter into a forward purchase agreement with us in connection with this offering that provides for the purchase by the Sponsor Affiliate of an aggregate of up to 4,000,000 units, each consisting of one Class A ordinary share and one-half of a warrant, for an aggregate purchase price of up to $40,000,000, in a private placement that will close simultaneously with the closing of our initial business combination. To the extent that the amounts available from the trust account and other financing are sufficient for such cash requirements, the Sponsor Affiliate may purchase less than 4,000,000 forward purchase units. In addition, the Sponsor Affiliates commitment under the forward purchase agreement will be subject to SouthLight Capital completing the raising of a new fund, approval of its investment committee as well as customary closing conditions under the forward purchase agreement; Gerard Cremoux, our Chief Executive Officer, Chief Financial Officer and Director, is a highly respected investment banker with more than 25 years of experience in the Investment Banking industry in Latin America. Mr. Cremoux has developed an extensive network of contacts in the region, including business owners, C-level executives and Board of Directors members. Throughout his career, he has sourced and/or executed more than 100 M&A and equity capital markets transactions valued at over $25 billion. In terms of M&A transactions, he has executed approximately $20 billion in buy and sell side transactions. Regarding equity capital markets, Mr. Cremoux worked on the IPO or follow-on offerings of more than 20 issuers in Latin America. From 1994 to 2017, Mr. Cremoux held several executive positions at UBS, including Head of Latin America Investment Banking, Chairman of Latin America and Head of Financial Institutions Latin America, Member of the Investment Bank Americas Management Committee, Member of UBSs Latin America Management Committee, and Member of UBSs Latin America Risk Committee; Eduardo Cortina, the Chairman of our board of directors, serves as Co-Managing Partner of Colony LatAm Partners, being rebranded to SouthLight Capital. Mr. Cortina has over 16 years of experience in the finance industry and is responsible for sourcing, executing, and monitoring the groups investments throughout Latin America, including co-managing the groups investments in Mexico. He currently sits on the Board of Acritus, Mexarrend and formerly Emerging Energy in Mexico, on the Board of Saint Honore and Selina. Since the launch of CLAF l, Mr. Cortina has led multiple investments in CLAP funds and led fundraising efforts for Mexico, which included a CKD vehicle. Prior to joining the SouthLight Capital business, Mr. Cortina worked for Banco Santander Mexico in portfolio management and equity investments and in Actinver, a medium-sized Investment Bank in Mexico; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations and on the conditions described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the initial business combination or (ii) without a shareholder vote by means of a tender offer; If we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months on two separate occasions (for a total of up to 21 months to complete a business combination). In order to extend the time available for us to consummate our initial business combination, our sponsor (or its affiliates or designees), upon five days advance notice prior to the applicable deadline, must deposit into the trust account for each three month extension (of which there may be no more than two such extensions) $1,300,000 or $1,495,000 if the underwriters over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline; Mar 10 2023 filed PRE14a to extend deadline to Nov 27 2023; Mar 24 2023 filed DEF14a to extend deadline to Nov 27 2023, vote Apr 13, NAV $10.44; Apr 18 2023 stockholders approved deadline extension to Nov 27 2023, 7.4 million shares (56.9%) redeemed, 5.6 million shares remain, NAV $10.469; Aug 17 2023 filed PRE14a to extend deadline; Aug 30 2023 filed DEF14a to liquidate early on Sept 22, vote Sept 21, NAV $10.76; Sept 20 2023 adjourned liquidation vote to Sept 28; Sept 28 2023 adjourned liquidation vote to Oct
|
7.90000
|
1.000
|
BofA / BTG
|
Eduardo Cortina, Gerardo Mendoza Llanes, Gerard Cremoux
|
Latin America
|
Cayman
|
Femco Steel
|
2023-12-22 00:00
|
Dec 22 2023 announced a business combination with Femco Steel Technology Co., Ltd. (TWO: 6731) ("FST" or the "Company"), an innovative golf shaft manufacturer; FST designs, manufactures, and sells golf shafts under its proprietary brand, KBS, and golf shafts for other global golf club brands, with the vision to become a leading global brand in golf shafts and golf accessories. FST believes that the Business Combination with Chenghe and becoming a U.S. listed company will enhance the operational efficiency of its brand strategy and contribute to the long-term internationalization goals; In accordance with the terms of the Definitive Agreement, Merger Sub shall be merged with and into SPAC with SPAC being the surviving company and as a direct, wholly owned subsidiary of CayCo, and SPAC will change its name to "FST Ltd." The Company Parties will use their respective best efforts to procure more than shareholders holding at least 90% of the Companys shares (on a fully diluted basis) to roll their equity in CayCo at the closing of the Business Combination. In connection with the Business Combination, FST shall de-register its listing status at the Emerging Stock Market of Taipei Exchange of Taiwan, and terminate its public reporting status with "Financial Supervisory Commission" of Taiwan; Completion of the Business Combination is subject to respective approval by the shareholders of FST and the shareholders of Chenghe. The closing of the Business Combination is also subject to various other customary closing conditions. The Business Combination is expected to close in the second quarter of 2024;
|
https://www.sec.gov/Archives/edgar/data/1868269/000110465922004816/tm222722d1_s1a.htm
|
955
|
696
|
11.510
|
11.600
|
0.06077
|
|
0.000
|
|
89
|
2024-09-07
|
GAQ
|
GAQ/U US Equity
|
GAQ/WS US Equity
|
Generation Asia I Acquisition
|
2022-01-20
|
2025-09-23
|
26647292.00
|
2357355.00
|
11.304
|
2024-06-30
|
0.090
|
0.596
|
11.394
|
11.900
|
0.000
|
26.426
|
0.194
|
0.700
|
-0.01615
|
|
382
|
0.05965
|
0.05874
|
|
200.00000
|
0.500
|
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; We will not undertake an initial business combination with any entity with principal business operations in China (including Hong Kong and Macau); If we have not completed our initial business combination within 18 months from the closing of this offering (or (i) up to 24 months from the closing of this offering, if we extend the period of time to consummate a business combination subject to our sponsor depositing additional funds into the trust account, (ii) up to 21 months from the closing of this offering, if we have entered into a definitive agreement during the first 18 months from the closing of this offering, without our sponsor depositing additional funds into the trust account and, if needed, up to 24 months from the closing of this offering, subject to our sponsor depositing additional funds into the trust account, or (iii) during any shareholder approved extension period, , we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account (less taxes payable and up to $100,000 of interest income to pay dissolution expenses); Funds managed by Carnegie Park Capital LLC (which we refer to as sponsor investor as further described herein) have purchased membership interests in our sponsor entitling them to an economic interest in certain of the founder shares owned by our sponsor and in certain of the placement units to be purchased by our sponsor. Pursuant to its subscription agreement with our sponsor, the sponsor investor will not be granted any material additional shareholder or other rights, and will only be issued membership interests in our sponsor with no right to control our sponsor or vote or dispose of any founder shares, placement units or underlying securities owned by our sponsor (which will continue to be held by our sponsor until following our initial business combination); Certain qualified institutional buyers or institutional accredited investors who are not affiliated with our sponsor or any member of our management, which we refer to collectively as the forward purchasers, entered into forward purchase agreements with us that provide for the purchase by the forward purchasers of an aggregate of 8,000,000 forward purchase units, with each forward purchase unit consisting of one Class A ordinary share and one-quarter of one warrant to purchase one Class A ordinary share at $11.50 per share, for an aggregate purchase price of $80,000,000, or $10.00 per unit, in a private placement to close concurrently with the closing of our initial business combination; Further, prior to this offering, our sponsor transferred an aggregate of 1,200,000 Class B ordinary shares to the forward purchasers for no cash consideration, which represent 17.14% of the Class B ordinary shares issued and outstanding immediately after this offering (assuming no exercise of the underwriters over-allotment option). As a result of the foregoing, our sponsor currently owns 6,550,000 Class B ordinary shares, up to 750,000 of which will be surrendered to us by our sponsor for no consideration after the closing of this offering depending on the extent to which the underwriters over-allotment option is exercised; Certain qualified institutional buyers or institutional accredited investors who are not affiliated with our sponsor or any member of our management, which we refer to as the anchor investors, have each expressed to us an interest to purchase up to 9.9%, 7.425% or 4.95%, or 1,980,000, 1,485,000 or 990,000 of the units in this offering, respectively (excluding any units sold if the underwriter exercises the over-allotment option), representing in the aggregate up to approximately 101.475% or 20,295,000 of the units in this offering (or 88.24% of the units in this offering if the underwriter exercises the over-allotment option in full), and we have agreed to direct the underwriter to sell to each of the anchor investors such number of units; Anchor investors are to Atalaya Capital Management LP, P. Schoenfeld Asset Management LP, and Apollo Capital Management, L.P., each on behalf of one or more investment funds, separate accounts, and other entities owned (in whole or in part), controlled, managed, and/or advised by it or its affiliates, and certain other qualified institutional buyers or institutional accredited investors, each of which has expressed to us an interest to purchase up to 9.9%, 7.425% or 4.95% of the units in this offering; Roy Kuan serves as our Chief Executive Officer and has 25 years of private equity experience in Asia. Mr. Kuan currently is a private investor across a variety of asset classes and serves on the boards or advisory boards of several private and public companies across the TMT, consumer, and industrial sectors in Asia. Mr. Kuan previously served as a Managing Partner at CVC Capital Partners (CVC), a global private equity firm from 1999 to 2020. He was a Co-Founder of CVCs Asian private equity business, served on the firms Asian Investment and Portfolio Committees, and was also a member of CVCs Board of Directors. Prior to CVC, Mr. Kuan was an Investment Director at Citigroups Asian private equity investment division from 1996 to 1999; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us
|
6.80000
|
1.000
|
Nomura
|
Roy Kuan
|
Diversified (ex China)
|
Cayman
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1852061/000119312522013916/d197433d424b4.htm
|
960
|
|
11.210
|
|
0.03400
|
|
0.000
|
|
90
|
2024-09-07
|
DUET
|
DUETU US Equity
|
DUETW US Equity
|
DUET Acquisition
|
2022-01-20
|
2024-09-24
|
14623281.00
|
1283336.00
|
11.395
|
2024-06-30
|
0.070
|
0.088
|
11.465
|
11.483
|
0.000
|
14.527
|
0.205
|
0.223
|
-0.01262
|
-0.01436
|
18
|
0.48884
|
0.33673
|
0.38554
|
75.00000
|
1.000
|
Each unit consists of one of the Companys Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one Class A common stock at a price of $11.50 per share; The primary area of consideration will be disruptive change maker technology enterprises that are capitalizing on the digital shift. These enabling technology companies encompass a wide spectrum of capabilities from holistic e-commerce, fintech and big data analytics to robotic process automation. The Company is led by Larry Gan Nyap Liou, the Companys Chairman of the Board, and Yeoh Oon Lai and Dharmendra Magasvaran, the Companys Co-Chief Executive Officers; We have 15 months from the closing of this offering to consummate our initial business combination. We may seek stockholder approval of the amendments to our certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company for any extension beyond 15 months at a meeting called for such purpose. Public stockholders will be offered the opportunity to vote on or redeem their shares in connection with any such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s), we may, but are not obligated to, extend the period of time to consummate a business combination by an additional three months (for a total of up to 18 months to complete a business combination), by depositing into the trust account for such three month extension $750,000, or $862,500 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case); Over the last 17 years, Mr. Gan has been an active and strategic investor in eCommerce and digital enterprises. He advocates disruptive business models, mentors start-ups, and operates an extensive business network of entrepreneurs, incubators, consulting professionals, and investment funds. He has led several public offerings and listings on international exchanges. In parallel, he has dedicated his time to corporate governance serving on the Minority Shareholders Watchdog Committee from July 2005 to July 2020 and has assumed Board roles in several public listed companies in Malaysia and abroad; Mr. Yeoh has been serving as Co-Chief Executive Officer of DUET Acquisition Corp. since November 2021. Prior to this, Mr. Yeoh has served in multiple C Level roles in consumer retail and entertainment with a stellar track record in commercial leadership and extensive multi-category, multi-format, and channel experience. He brings over two decades of deep strategic and operational experience in the consumer industry to the Companys management team; Mr. Magasvaran has been serving as Co-Chief Executive Officer of DUET Acquisition Corp. since November 2021. Previously, Mr. Magasvaran had been serving as a partner for Deloitte Digital South East Asia (SEA) and a Digital Leader within the Deloitte Consulting SEA firm from September 2017 until July 2021. Given his strong consulting pedigree and 22-year tenure in the consulting & digital business, he was, and is still, a digital coach to senior business leaders helping them create value from digital and data disruption; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than the independent public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.15 per public share; Mar 14 2023 filed PRE14a to extend deadline to Jan 24 2024, trust account will not be used to cover potential excise tax; Mar 24 2023 filed DEF14a to extend deadline to Jan 24 2024, vote Apr 19, NAV $10.38, trust account will not be used to cover potential excise tax; July 25 2022 announced a business combination with Anteco Systems, S.L. (AnyTech365 or the Company), a leader in IT security and support; $200 million enterprise value; Closing Q4; Symbol ANYT; No PIPE; $10 million minimum cash condition; Apr 6 2023 terminated AnyTech365 deal; June 28 2023 DUET extended deadline to July 24 2023, added $175k to trust account; Sept 15 2023 extended deadline to Oct 24 2023, added $175k to trust account; Oct 18 2023 extended deadline to Nov 24 2023, added $175k to trust account; Oct 24 2023 filed PRE14a to extend deadline to Jan 24 2025; Nov 24 2023 extended deadline to Dec 24 2023, added $175k to trust account; Nov 24 2023 filed PRE14a to extend deadline to Jan 24 2025, vote in 2023; Dec 1 2023 filed PRER14a to extend deadline to Jan 24 2025, vote in Dec; Dec 5 2023 filed DEF14a to extend deadline to Jan 24 2025, vote Dec 18, NAV $10.96, trust account will not be used to cover potential excise tax; Dec 20 2023 stockholders approved deadline extension to Jan 24 2024, 3.8 million shares (74.5%) redeemed, 1.3 million shares remain, NAV $10.95, added $40k to trust account to extend deadline to Feb 24 2024;Feb 26 2024 added $40k to trust account to extend deadline to
|
3.56250
|
|
EF Hutton
|
Larry Gan Nyap Liou, Yeoh Oon Lai, Dharmendra Magasvaran
|
Tech
|
Delaware
|
Fenix 360
|
2023-07-06 00:00
|
Nov 28 2023 announced a business combination with Fenix 360 after July 6 2023 announced a binding LOI with Fenix 360 Pte Ltd (Fenix), a global social media company incorporated in Singapore that is designed to provide artists and creators with substantially enhanced compensation; Pursuant to the LOI, the total consideration to be provided to Fenixs equity holders (including holders of stock options) in the Proposed Business Combination will be $600,000,000, or such other amount as agreed to by the parties and confirmed by the independent fairness opinion provider, and approved by the board of the DUET. Pursuant to the LOI, the parties have agreed to work exclusively with each other, and not to entertain other proposals and opportunities until the earlier of the signing of a Definitive Agreement or the expiration of the LOI; The Transaction is expected to be completed in the first half of 2024, subject to regulatory approvals and other customary closing conditions. The Transaction values FENIX360 at a $610 million enterprise value;
|
https://www.sec.gov/Archives/edgar/data/1890671/000149315222001963/form424b4.htm
|
960
|
532
|
11.320
|
11.300
|
0.04750
|
|
0.000
|
|
91
|
2024-09-07
|
TETE
|
TETEU US Equity
|
TETEW US Equity
|
Technology & Telecommunication Acquisition
|
2022-01-18
|
2025-01-20
|
30536374.00
|
2568240.00
|
11.890
|
2024-05-29
|
0.139
|
0.329
|
12.029
|
12.219
|
0.000
|
31.076
|
-0.001
|
0.189
|
0.00587
|
0.01418
|
136
|
0.04270
|
0.02659
|
0.00416
|
100.00000
|
1.000
|
Each unit consists of one of the Companys Class A ordinary shares and one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; While the Company may pursue an initial business combination target in any business or industry, it intends to focus its search on companies in the technology and telecommunications sector in Malaysia. The Company is led by Tek Che Ng, the Companys Chairman of the Board and Chief Executive Officer; If we are unable to complete our initial business combination within 12 months from the closing of this offering (subject to two three-month extensions of time by depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes (less up to $100,000 of interest to pay dissolution expenses). We may, by resolution of our board of directors if requested by our Sponsor, extend the period in which we must complete our initial business combination twice, for an additional three months each time, up to 18 months by our Sponsor depositing into the trust account for each three month extension $1,000,000, or $1,150,000 if the underwriters over-allotment option is exercised in full ($0.10 per unit in either case). In the event we elect to extend the deadline, we intend to issue a press release announcing such intention at least three days prior to the applicable deadline; Our Chairman and Chief Executive Officer, Mr. Ng, has more than 20 years of experience in corporate and has listed and managed his own public listed company. He has experience in executing merger and acquisitions transactions in Asia. He has identified and acquired private and public companies, developing a large base of relationships and a network in Asia that can deliver opportunities for us, with access to governments, private and public companies with growth prospects, and financial institution; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes. The amount in the trust account is initially anticipated to be $10.15 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a shareholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a vendor for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below $10.15 per share; Dec 29 2022 filed DEF14a to extend deadline to July 20 2023, vote Jan 18, NAV $10.29, 8,373,932 shares (72.8%) redeemed, 3.1 million shares remain; June 26 2023 filed DEF14a to extend deadline to July 20 2024, vote July 18, NAV $10.86; July 24 2023 stockholders approve deadline extension to July 20 2024, 149k shares (4.8%) redeemed, 3.0 million shares remain; Aug 3 2023 filed PREM14a for Super Apps deal; Apr 29 2024 filed PRE14a to extend deadline to Jan 20 2025; May 29 2024 filed DEF14a to extend deadline to Jan 20 2025, vote June 7, NAV $11.89; June 13 2024 TETE stockholders approved deadline extension to Jan 20 2025, 408k shares redeemed, 2.6 million shares remain;
|
4.80000
|
|
EF Hutton
|
Tek Che Ng
|
Tech (Malaysia)
|
Cayman
|
Super Apps
|
2022-10-19 00:00
|
Oct 19 2022 announced a business combination with Super Apps Holdings Sdn Bhd, a Malaysian private limited company; Transaction values Super Apps at an estimated pro forma enterprise value of $1.1 billion upon completion; The combined company will be named TETE Technologies Inc. and will apply for listing on the Nasdaq under the ticker TETE; Based upon the Companys anticipated collaboration with MYISCO and other potential collaborations, the combined company projects revenue of approximately $348 Million for the financial year ending December 31, 2023; The transaction is expected to close in the first half of 2023;
|
https://www.sec.gov/Archives/edgar/data/1900679/000149315222001609/form424b4.htm
|
962
|
274
|
12.100
|
12.200
|
0.04800
|
|
0.000
|
|
92
|
2024-09-07
|
PPYA
|
PPYAU US Equity
|
PPYAW US Equity
|
Papaya Growth Opportunity I
|
2022-01-14
|
2025-01-19
|
7847011.00
|
710529.00
|
11.044
|
2024-06-30
|
0.068
|
0.202
|
11.112
|
11.246
|
0.000
|
7.866
|
0.092
|
0.226
|
-0.00375
|
-0.00915
|
135
|
0.05648
|
0.04363
|
0.05908
|
250.00000
|
0.500
|
Each unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; While the Company may pursue an initial business combination target in any industry, it currently intends to concentrate its search for a target business operating in the software, internet, media, fintech, healthcare IT or consumer industry sectors and to focus on vertical solutions driven by AI, marketplaces, platforms and networks; Our sponsor is affiliated with Launchpad Capital (Launchpad). Our team has collectively raised 7 SPACs, totaling $2,200,000,000 in trust capital, and has made extensive private market investments, including Square, Eventbrite, DigitalOcean, Calm and Gitlab; Our management team is led by Patrick Pohlen, our Chairperson, Clay Whitehead, our Chief Executive Officer, Alexander Spiro, our President and Daniel Rogers, our Chief Financial Officer and Secretary. We also have an advisory board that includes Ryan M. Gilbert; Mr. Whitehead is a repeat SPAC issuer, investor, advisor and growth company CEO. Mr. Whitehead serves as an advisor to Kernel Group Holdings. He previously served as the CEO of Plum Acquisition Corp. I from March 2021 to November 2021. He founded Pomegranate Ventures in 2019 to invest in private, high-growth technology companies in the cloud, enterprise, and consumer sectors; Mr. Spiro is a director, investor and attorney with deep ties in technology and media. Since October 2017, Mr. Spiro has been serving as a Partner of Quinn Emanuel Urquhart & Sullivan, LLP. Mr. Spiro served as a Manhattan prosecutor from September 2008 to July 2013; We will have up to 15 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 15 months, we may, by resolution of our board of directors if requested by our sponsor, extend the period of time we will have to consummate an initial business combination up to two times, each by an additional three months (for a total of up to 21 months from the closing of this offering). In order for the time available for us to consummate our initial business combination to be extended, our sponsor or its affiliates or designees, upon five days advance notice prior to the applicable deadline, must deposit into the trust account $2,500,000, or $2,875,000 if the over-allotment option is exercised in full ($0.10 per share), on or prior to the date of the applicable deadline; Warrants redeemable if stock >$18.00; Cantor Fitzgerald & Co. has informed us that it, its affiliates, or certain accounts over which it or its affiliates have discretionary authority have expressed an interest in purchasing up to 6.65% of the units to be sold in this offering; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our taxes, divided by the number of then outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a stockholder meeting called to approve the initial business combination or (ii) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.20 per public share; Mar 14 2023 filed PRE14a to extend deadline to Oct 19 2023; Mar 27 2023 filed DEF14a to extend deadline to Oct 19 2023, vote Apr 12, trust account will not be used to cover potential excise tax; Apr 18 2023 stockholders approved deadline extension to Oct 19 2023, 18.9 million shares (65.7%) redeemed, 9.9 million shares remain; July 20 2023 filed PRE14a to extend deadline to Feb 19 2024; July 31 2023 filed DEF14a to extend deadline to Feb 19 2024, vote Aug 16, NAV $10.60, trust account will not be used to cover potential excise tax; Aug 16 2023 extension vote postponed to Aug 30; Sept 1 2023 PPYA stockholders approved deadline extension to Feb 19 2024, 7.6 million shares (76.6%) redeemed, 2.3 million shares remain, NAV $10.69; Jan 3 2024 filed PRE14a to extend deadline to Nov 19 2024, vote Feb 13, NAV $10.85, trust account will not be used to cover potential excise tax; Feb 12 2024 extension vote adjourned to Feb 16; Feb 20 2024 stockholders approved deadline extension to Jan 19 2025, 1.6 million shares (69.1%) redeemed, 710k shares remain, NAV $10.94;
|
12.90500
|
|
Cantor
|
Clay Whitehead, Alexander Spiro
|
Diversified
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/1894057/000110465922002652/tm221326d2_s1a.htm
|
966
|
|
11.070
|
11.010
|
0.05162
|
|
0.000
|
|
93
|
2024-09-07
|
ACAB
|
ACABU US Equity
|
ACABW US Equity
|
Atlantic Coastal Acquisition II
|
2022-01-14
|
2024-09-16
|
7521496.50
|
667391.00
|
11.270
|
2024-09-04
|
0.002
|
0.012
|
11.272
|
11.282
|
0.000
|
7.461
|
0.122
|
0.132
|
-0.00816
|
-0.02502
|
10
|
0.53762
|
0.39398
|
|
261.00000
|
0.500
|
Each unit consists of one share of Series A common stock of the Company and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one share of Series A common stock of the Company at a price of $11.50 per share; We intend to focus our search for a suitable initial business combination target in the next-generation mobility sector, but we may pursue an initial business combination target in any stage of its corporate evolution or in any industry, sector or geographic location; Certain of our executive officers and directors serve as executive officers and directors of ACA I, which went public in March 2021. In December 2021, ACA I announced its agreement for a business combination with Essentium, Inc., a leading innovator of industrial additive manufacturing solutions. The deal is expected to close in the first half of 2022; Shahraab Ahmad has been our Chief Executive Officer and Chairman of the Board of Directors since October 2021. Mr. Ahmad also serves as Chief Executive Officer and Chairman of the Board of Directors of ACA I. Prior to this, he most recently served as the Chief Investment Officer for Decca Capital Ltd, a fund founded by Mr. Ahmad that invested across capital structures in the U.S. and Europe from April 2015 until December 2018. Prior to his tenure at Decca Capital Ltd, Mr. Ahmad served as a portfolio manager for Hutchin Hill Capital, LP from 2008 to 2013 and Sailfish Capital Partners, LLC from 2005 to 2008 and J.P. Morgan from 1999 to 2004, where he last co-headed the High Yield Credit trading group; Burt Jordan has been our President since November 2021 and will serve as a member of our Board of Directors on the effective date of the registration statement of which this prospectus is a part. Mr. Jordan also serves as President and a director of ACA I. Mr. Jordan was an executive at Ford Motor Company (Ford) from July 1999 until July 2020, where he most recently served as vice president of Global Purchasing Operations and Supply Chain Sustainability; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose at which stockholders may seek to redeem their shares without voting and, if they do vote, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable as of two business days prior to the consummation of the initial business combination), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable as of two business days prior to the consummation of the initial business combination); We will have until 15 months from the closing of this offering to consummate an initial business combination. If we are unable to consummate an initial business combination within such time period, we will, as promptly as reasonably possible but not more than ten business days thereafter, redeem 100% of the outstanding public shares, at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including any interest earned on the funds held in the trust account, less up to $100,000 of interest to pay dissolution expenses and net of interest that may be used by us to pay our franchise and income taxes payable. We expect the pro rata redemption price to be approximately $10.20 per share of Series A common stock; Warrants redeemable if stock >$18.00; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares, subject to the limitations described herein; provided, that we shall not redeem public shares to the extent that the redemption would result in our failure to have net tangible assets of at least $5,000,001 (so that we do not then become subject to the SECs penny stock rules), or any greater net tangible asset or cash requirement that may be contained in the agreement relating to our initial business combination.The amount in the trust account is initially anticipated to be $10.20 per public share; We will provide our public stockholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a stockholder meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us, if and to the extent any claims by a third party (other than our independent auditors) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amounts in the trust account to below (1) $10.20 per public share; Feb 23 2023 filed PRE14a to extend deadline to Oct 19 2023, trust account will not be used to pay potential excise tax; Mar 20 2023 filed DEF14a to extend deadline to Oct 19 2023 + 2 months, vote Apr 12, NAV $10.39, trust account will not be used to pay potential excise tax; Apr 12 2023 extension vote adjourned to Apr 18; Apr 18 2023 ACAB stockholders approved deadline extension to Oct 19 2023 + 2 months, 26.6 million shares (88.5%) redeemed, 3.4 million shares remain, NAV $10.40; Oct 18 2023 extended deadline to Nov 19 2023, added $80k to trust account; Nov 3 2023 filed PRE14a to extend deadline to Aug 19 2024, vote Dec 5; Dec 1 2023 filed DEF14a to extend deadline to Aug 19 2024, vote Dec 15, NAV $10.68, trust account will not be used to cover potential excise tax; Dec 18 2023 stockholders approved deadline extension to Sept
|
11.85000
|
1.000
|
Cantor
|
Shahraab Ahmad, Burt Jordan
|
Mobility
|
Delaware
|
Abpro
|
2023-09-21 00:00
|
Sept 21 2023 announced a business combination with Abpro Corporation (Abpro), a biotechnology company with the mission of improving the lives of those facing severe and life-threatening diseases with next-generation antibody therapies; The transaction is expected to close in Q2 of 2024 and would result in an implied equity valuation for Abpro of $725 million;
|
https://www.sec.gov/Archives/edgar/data/1893219/000119312522003638/d482235ds1a.htm
|
966
|
615
|
11.180
|
10.990
|
0.04540
|
https://www.sec.gov/Archives/edgar/data/1893219/000119312524011716/d10531dex992.htm
|
0.000
|
|
94
|
2024-09-07
|
CSLM
|
CSLMU US Equity
|
CSLMW US Equity
|
CSLM Acquisition
|
2022-01-13
|
2025-07-18
|
16260997.00
|
1432687.00
|
11.350
|
2024-08-20
|
0.023
|
0.442
|
11.373
|
11.792
|
0.000
|
16.247
|
0.083
|
0.502
|
-0.00287
|
0.16948
|
315
|
0.05167
|
0.04630
|
-0.13019
|
165.00000
|
0.500
|
Each unit consists of one Class A ordinary share, one right and one-half of one redeemable warrant. Each right entitles the holder thereof to receive one-tenth of one Class A ordinary share upon the consummation of an initial business combination. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share; The Company intends to search for a target business operating in new economy sectors, broadly defined as technology, financial services, or media, and that are located in frontier growth markets; Established in 2004, Consilium Investment Management has a long track record of successfully investing in Frontier Growth Markets and has been a top-quartile performer since the inception of its Frontier Equity Fund in 2009; We will have until 18 months (or up to 24 months if our time to complete a business combination is extended as described herein) from the closing of this offering to consummate our initial business combination. extension deposit are to a deposit by the sponsor into the trust account, in an amount equal to $0.10 per public share (a total of $1,650,000, or $1,897,500 if the underwriters over-allotment option is exercised in full). extension options are to the option of the sponsor, upon completion of an extension deposit, to cause us to extend the available time to consummate our initial business combination by three months. The sponsor may exercise the extension option up to two times, allowing for up to an additional six months (for a total of 24 months) to complete a business combination; Jonathan Binder, Chairman, is the co-Founder of CIM and Chief Investment Officer and Portfolio Manager for CIMs Frontier Equity and Extended Opportunities Fund Strategies. Prior to co-founding Consilium, Mr. Binder spent four years at Standard Asset Management, a division of the Standard Bank Group of South Africa, as Chief Investment Officer; Charles Cassel, Chief Executive Officer and Chief Financial Officer, is the co-Founder and Chief Executive Officer of CIM. Mr. Cassel is responsible for the risk management for CIMs investment strategies, the day-to-day operations of CIM and all non-equity portfolio management initiatives, and also serves as the Chief Compliance Officer. Before co-founding Consilium, Mr. Cassel held the position as Head of Emerging Markets Portfolio Management at Standard Asset Management; Warrants redeemable if stock >$18.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of our initial business combination, including interest (which interest shall be net of taxes payable), divided by the number of then issued and outstanding public shares. The amount in the trust account is initially anticipated to be $10.10 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (1) in connection with a general meeting called to approve the business combination or (2) by means of a tender offer; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party (other than our independent registered public accounting firm) for services rendered or products sold to us, or a prospective target business with which we have discussed entering into a transaction agreement, reduce the amount of funds in the trust account to below (1) $10.10 per public share; Apr 21 2023 filed PRE14a to extend deadline to Apr 18 2024, vote in May; June 15 2023 filed PRER14a to extend deadline to Oct 18 2024, vote July 13; June 26 2023 filed DEF14a to extend deadline to Oct 18 2024 and change name to CSLM Acquisition, vote July 13, NAV $10.48; July 17 2023 CSLM stockholders approved deadline extension to Oct 18 2024, 14.2 million shares (74.8%) redeemed, 4.8 million shares remain, changed name to CSLM Acquisition; Aug 22 2023 extended deadline to Sept 18 2023, added $70k to trust account; Nov 14 2023 extended deadline to Dec 18 2023, added $70k to trust account; Dec 15 2023 extended deadline to Jan 18 2024, added $70k to trust account; Jan 16 2024 extended deadline to Feb 18 2024, added $70k to trust account; Feb 16 2024 extended deadline to Mar 18 2024, added $70k to trust account; Mar 18 2024 extended deadline to Apr 18 2024, added $70k to trust account; Apr 11 2024 extended deadline to May 18 2024, added $70k to trust account; May 21 2024 extended deadline to June 18 2024, added $70k to trust account; June 17 2024 extended deadline to June 18 2024, added $70k to trust account; July 17 2024 extended deadline to Aug 18 2024, added $70k to trust account; Aug 1 2024 filed PRE14a to extend deadline to July 18 2025, vote in Aug; Aug 8 2024 filed DEF14a to extend deadline to July 18 2025, vote Aug 18; Aug 20 2024 stockholders approved deadline extension to July 18 2025, 3.3 million shares redeemed, 1.4 million shares remain, NAV $11.35;
|
6.75000
|
1.000
|
BTIG / I-Bankers
|
Jonathan Binder, Charles Cassel
|
New Economy
|
Cayman
|
Fusemachines
|
2024-01-23 00:00
|
Jan 23 2024 announced a business combination with Fusemachines Inc., a leading provider of enterprise AI products and solutions; Transaction values Fusemachines at an equity valuation of $200 million; Business combination expected to close by the end of Q2 2024; Resulting funding and capital markets access to bolster the 11-year-old companys Enterprise AI Products and Solutions offerings, accelerate growth and global expansion; Upon the closing of the transaction, subject to approvals by CSLMs stockholders and Fusemachines stockholders and other customary closing conditions, the combined company is expected to list on Nasdaq under the ticker symbol "FUSE"; The transaction, which has been unanimously approved by the boards of directors of Fusemachines and CSLM, is subject to approval by Fusemachines and CSLMs stockholders and subject to other customary closing conditions, including the receipt of certain regulatory approvals. In connection with the transaction, CSLM affiliates have committed to invest up to $19.44 million in a mix of new PIPE financing in CSLM and pre-closing financing in Fusemachines that will cover Fusemachines working capital needs;
|
https://www.sec.gov/Archives/edgar/data/1875493/000121390022002200/f424b40122_consilium.htm
|
967
|
740
|
11.340
|
13.300
|
0.04091
|
|
1.000
|
0.190
|
95
|
2024-09-07
|
WAVS
|
WAVSU US Equity
|
WAVSW US Equity
|
Western Acquisition Ventures
|
2022-01-12
|
2024-10-11
|
3222075.50
|
305410.00
|
10.550
|
2024-05-13
|
0.110
|
0.144
|
10.660
|
10.694
|
|
3.170
|
0.360
|
0.394
|
-0.02631
|
0.00840
|
35
|
0.47884
|
0.36421
|
-0.05322
|
100.00000
|
1.000
|
Each unit consists of one share of common stock share and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of common stock at $11.50 per share; The company is led by Board Member and CEO, Stephen Christoffersen, and Board Member and CFO, William Lischak. The company intends to focus on companies in the financial services, healthcare, real estate services, technology, leisure, hospitality, and software industries. The company plans to target businesses with compelling long-term growth prospects, secular tailwinds, and highly fragmented markets ripe for consolidation; We will have up to 12 months from the closing of this offering to consummate an initial business combination. However, if we anticipate that we may not be able to consummate our initial business combination within 12 months, we may, by resolution of our board of directors if requested by our sponsor, extend twice the period of time we will have to consummate an initial business combination by an additional 3 months (for a total of 18 months from the closing of this offering); provided, that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and American Stock Transfer & Trust Company on the date of this prospectus, the only way to extend the time available for us to consummate our initial business combination in the absence of a definitive agreement is for our sponsor or its affiliates or designees, upon 5 days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case) for each 3-month extension, or prior to the date of the applicable deadline; Stephen Christoffersen, CFA, our Chief Executive Officer and a Director, is an entrepreneur and investor with a proven track record in capital markets, consumer packaged goods, and emerging growth industries. As Chief Financial Officer of KushCo Holdings Inc. (OTCQX:KSHB), where he has worked since 2018, Mr. Christoffersen spearheaded KushCos strategic plan to right-size the business, align with the leading operators in the legal cannabis industry, and help KushCo achieve profitability for the first time in more than three years. Mr. Christoffersen led the negotiations of a definitive merger agreement between KushCo and Greenlane Holdings (NASDAQ: GNLN) which was announced March 2021; William Lischak, CPA, MST, our Chief Financial Officer and a Director, is a senior level financial executive with over 20 years of experience in the media industry; Warrants redeemable if stock >$18.00; In connection with any proposed initial business combination, we will either (1) seek stockholder approval of such initial business combination at a meeting called for such purpose at which public stockholders may seek to convert their public shares, regardless of whether they vote for or against the proposed initial business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable) or (2) provide our public stockholders with the opportunity to sell their public shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable); If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.10; Dec 7 2022 filed PRE14a to extend deadline to July 11 2023, vote in Dec; Dec 20 2022 filed DEF14a to extend deadline to July 11 2023, vote Dec 30, NAV $10.19, 10,729,779 shares (93.3%) redeemed, NAV $10.21; Feb 13 2023 filed S-4 for Cycurion deal, NAV $10.25; June 16 2023 filed PRE14a to extend deadline to Jan 11 2024, vote July 10, NAV $10.29; June 27 2023 filed DEF14a to extend deadline to Jan 11 2024, vote July 10, NAV $10.29; Nov 2 2023 filed S-4/a for Cycurion deal, NAV $10.65; Dec 18 2023 filed PRE14a to extend deadline to Apr 11 2024, vote Jan 5, NAV $10.70; Dec 29 2023 filed DEF14a to extend deadline to Apr 11 2024, vote moved to Jan 9, NAV $10.77; Jan 3 2024 board and management resigned; Jan 11 2024 WAVS stockholders approved deadline extension to Apr 11 2024, no redemption figures given; Jan 30 2024 filed S-4/a for Cycurion deal, NAV $10.51; Mar 25 2024 filed PRE14a to extend deadline to July 11 2024;Apr 3 2024 filed DEF14a to extend deadline to July 11 2024, vote Apr 10; Apr 12 2024 WAVS stockholders approved deadline extension to July 11 2024, no redemption figures given; May 13 2024 filed S-4/a for Cycurion deal, NAV $10.55; June 14 2024 filed PRE14a to extend deadline to Oct 11 2024, vote July 2; June 24 2024 filed DEF14a to extend deadline to Oct 11 2024, vote July 2; July 3 2024 stockholders approved deadline extension to Oct 11 2024, no redemption figures given; Aug 12 2024 filed S-4/a for Cycurion deal;
|
3.61000
|
|
AGP
|
Stephen Christoffersen, William Lischak
|
Diversified
|
Delaware
|
Cycurion
|
2022-11-22 00:00
|
Nov 22 2022 announced a business combination with Cycurion, Inc. (the "Company" or "Cycurion") a leading provider of tech-enabled cybersecurity solutions; Combined company anticipated to have an implied initial enterprise value of approximately $170.44 million, and the transaction is expected to deliver cash proceeds of around $113.31 million to Cycurion (assuming no redemptions) to advance Cycurions growth strategy fueling organic growth initiatives, investments in technologies and staff and strategic acquisitions; The transaction is expected to be completed in the first quarter of 2023; The proceeds will be funded through a combination of Westerns approximately $116.77 million cash in trust, assuming no redemptions by its stockholders, and up to $5.00 million in the form of a PIPE investment from institutional investors;
|
https://www.sec.gov/Archives/edgar/data/1868419/000110465922003563/tm2121798d5_424b4.htm
|
968
|
314
|
10.380
|
10.750
|
0.03610
|
https://www.sec.gov/Archives/edgar/data/1868419/000110465922121819/tm2231315d1_ex99-2.htm
|
0.000
|
|
96
|
2024-09-07
|
GHIX
|
GHIXU US Equity
|
GHIXW US Equity
|
Gores Holdings IX
|
2022-01-12
|
2024-12-06
|
63857456.00
|
6029977.00
|
10.590
|
2024-01-10
|
0.229
|
0.316
|
10.819
|
10.906
|
0.000
|
63.743
|
0.249
|
0.336
|
-0.02296
|
-0.02213
|
91
|
0.13389
|
0.13346
|
0.12959
|
525.00000
|
0.333
|
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-third of one warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share; If we are unable to complete our business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us to fund our regulatory compliance requirements and other costs related thereto and/or to pay our franchise and income taxes (less up to $100,000 of interest to pay dissolution expenses); In June 2015, Mr. Gores and Mr. Stone founded Gores Holdings, Inc. (Gores Holdings I), a blank check company formed for substantially similar purposes as our company. Mr. Stone served as Chief Executive Officer and Mr. McBride served as Chief Financial Officer for Gores Holdings I. Gores Holdings I completed its initial public offering in August 2015, in which it sold 37,500,000 units, each consisting of one share of Gores Holdings I common stock and one warrant to purchase one-half of one share of Gores Holdings I common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $375,000,000. Gores Holdings I completed its business combination with Hostess Brands, Inc. (Hostess) in November 2016; In August 2016, Mr. Gores and Mr. Stone founded Gores Holdings II, Inc. (Gores Holdings II), a blank check company formed for substantially similar purposes as our company and Gores Holdings I. Additionally, Mr. Stone served as Chief Executive Officer and Mr. McBride served as Chief Financial Officer for Gores Holdings II. Gores Holdings II completed its initial public offering in January 2017, in which it sold 40,000,000 units, each consisting of one share of Gores Holdings II common stock and one-third of one warrant to purchase one share of Gores Holdings II common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Gores Holdings II completed its business combination with Verra Mobility Corporation (Verra) (formerly known as American Traffic Solutions, Inc.) in October 2018; In October 2017, Mr. Gores and Mr. Stone founded Gores Holdings III, Inc. (Gores Holdings III), a blank check company formed for substantially similar purposes as our company, Gores Holdings I and Gores Holdings II. Additionally, Mr. Stone served as Chief Executive Officer, and Mr. McBride served as the Chief Financial Officer for Gores Holdings III. Gores Holdings III completed its initial public offering in September 2018, in which it sold 40,000,000 units, each consisting of one share of Gores Holdings III common stock and one-third of one warrant to purchase one share of Gores Holdings III common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Gores Holdings III completed its business combination with PAE Incorporated (PAE) in February 2020; In August 2018, Mr. Gores, together with Dean Metropoulos, a private investor specializing in investments in the consumer branded products industries, founded Gores Metropoulos, Inc. (Gores Metropoulos), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II and Gores Holdings III. Additionally, Mr. McBride, our Chief Financial Officer, served as Chief Financial Officer of Gores Metropoulos. Gores Metropoulos completed its initial public offering in February 2019, in which it sold 40,000,000 units, each consisting of one share of Gores Metropoulos common stock and one-third of one warrant to purchase one share of Gores Metropoulos common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $400,000,000. Gores Metropoulos completed its business combination with Luminar Technologies, Inc. (Luminar) in December 2020; In July 2019, Mr. Gores and Mr. Stone founded Gores Holdings IV, Inc. (Gores Holdings IV), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II, Gores Holdings III and Gores Metropoulos. Gores Holdings IV completed its initial public offering in January 2020, in which it sold 42,500,000 units, each consisting of one share of Gores Holdings IV common stock and one-fourth of one warrant to purchase one share of Gores Holdings IV common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $425,000,000. Gores Holdings IV completed its business combination with United Wholesale Mortgage (UWM) in January 2021; In June 2020, Mr. Gores and Mr. Stone founded Gores Holdings V, Inc. (Gores Holdings V), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II, Gores Holdings III, Gores Metropoulos and Gores Holdings IV. Gores Holdings V completed its initial public offering on August 10, 2020, in which it sold 52,500,000 units, each consisting of one share of Gores Holdings V common stock and one-fifth of one warrant to purchase one share of Gores Holdings V common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $525,000,000. Gores Holdings V completed its business combination with a subsidiary of Ardagh Metal Packaging S.A (Ardagh Metal Packaging or AMP) in August 2021; In June 2020, Mr. Gores founded Gores Holdings VI, Inc. (Gores Holdings VI), a blank check company formed for substantially similar purposes as our company, Gores Holdings I, Gores Holdings II, Gores Holdings III, Gores Metropoulos, Gores Holdings IV and Gores Holdings V. Gores Holdings VI completed its initial public offering in December 2020, in which it sold 34,500,000 units, each consisting of one share of Gores Holdings VI common stock and one-fifth of one warrant to purchase one share of Gores Holdings VI common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $345,000,000. Gores Holdings VI completed its busine
|
12.50000
|
1.500
|
DB / GS
|
Alec Gores, Mark Stone, Andrew McBride
|
Diversified
|
Delaware
|
|
|
|
https://www.sec.gov/Archives/edgar/data/0001894630/000119312522003744/d210849ds1a.htm
|
968
|
|
10.571
|
10.580
|
0.02381
|
|
0.000
|
|
97
|
2024-09-07
|
BRAC
|
BRACU US Equity
|
|
Broad Capital Acquisition
|
2022-01-11
|
2025-01-13
|
19143400.00
|
1717663.00
|
11.145
|
2024-06-30
|
0.068
|
0.198
|
11.213
|
11.343
|
0.000
|
19.444
|
0.013
|
0.143
|
0.00950
|
|
129
|
0.03660
|
0.00581
|
|
100.00000
|
0.000
|
Each unit consists of one share of common stock and one right to receive one-tenth of one share of common stock upon the consummation of an initial business combination; The Company intends to focus its search for a target business addressing a large market opportunity with a company that is driving its growth in the emerging and transformational technologies market, focusing on businesses operating within the general aviation and aerospace industry, and the unmanned aircraft systems (UAS) in particular; Our management team is led by Johann Tse, Chief Executive Officer, who is the founder of Aquarian Capital, LLC, which advises corporate buyers and sellers worldwide on M&A transactions. Previously, Mr. Tse was the Director of International M&A with Yum! Brands where he led acquisitions, divestitures and franchising transactions across its quick service restaurants portfolio across many countries and previously created and managed the corporate venture capital program for Rohm and Haas Company focusing on new materials and material-enabled technologies, and helped broaden the Companys avenues for growth, in addition to corporate strategic planning and M&A responsibilities; We will have until 12 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 12 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination up to two times, each by an additional three months (for a total of up to 18 months to complete a business combination), provided that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, the only way to extend the time available for us to consummate our initial business combination is for our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, to deposit into the trust account $1,000,000, or $1,150,000 if the over-allotment option is exercised in full ($0.10 per share in either case), on or prior to the date of the applicable deadline, for each of the available three month extensions providing a total possible business combination period of 18 months at a total payment value of $2,000,000, or $2,300,000 if the underwriters over-allotment option is exercised in full; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we convert his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; If we are unable to conclude our initial business combination and we expend all of the net proceeds of this offering not deposited in the trust account, without taking into account any interest earned on the trust account, we expect that the initial per-share redemption price will be approximately $10.00; Our sponsor has agreed that it will be liable to us if and to the extent any claims by a third party for services rendered or products sold to us, or a prospective target business with which we have entered into a written letter of intent, confidentiality or similar agreement or business combination agreement, reduce the amount of funds in the trust account to below the lesser of (i) $10.00 per public share; In connection with our redemption of 100% of our outstanding public shares, each holder will receive an amount equal to (1) the number of public shares being converted by such public holder divided by the total number of public shares multiplied by (2) the amount then in the trust account (initially $10.10 per share); Dec 16 2022 filed PRE14a to extend deadline to Oct 13 2023, NAV $10.23; Dec 28 2022 filed DEF14a to extend deadline to Oct 13 2023, vote Jan 9, NAV $10.23, postponed to Jan 10, 4,227,461 shares (41.6%) redeemed, 5.9 million shares remain, NAV $10.25, $370.7k added to trust account;Mar 17 2023 extended deadline to Apr 13 2023, added $370k to trust account; May 15 2023 filed PRE14a to extend deadline to Jan 13 2024 and reduce the monthly extension fee, trust account will not be used to cover potential excise tax; May 26 2023 filed DEF14a to extend deadline to Jan 13 2024 and reduce the monthly extension fee, vote June 9, trust account will not be used to cover potential excise tax; May 26 2023 filed DEF14a to extend deadline to Jan 13 2024 and reduce the monthly extension fee, vote June 9, NAV $10.58; July 13 2023 extended deadline to Aug 13 2023, added $150k to trust account; Aug 17 2023 extended deadline to Sept 13 2023, added $150k to trust account; Sept 20 2023 extended deadline to Oct 13 2023, added $150k to trust account; Oct 17 2023 extended deadline to Nov 13 2023, added $150k to trust account; Nov 13 2023 filed S-4/a for Openmarkets deal; Nov 14 2023 extended deadline to Dec 13 2023, added $150k to trust account; Dec 7 2023 filed PRE14a to extend deadline to Jan 13 2025; Dec 18 2023 extended deadline to Jan 13 2024, added $150k to trust account, filed DEF14a to extend deadline to Jan 13 2025, vote Jan 8, NAV $11.15, trust account will not be used to cover potential excise tax; Jan 12 2024 stockholders approved deadline extension to Jan 13 2025, 2.8 million shares (61.9%) redeemed, 1.7 million shares remain, NAV $11.23; Jan 16 2024 filed S-4/a for Openmarkets deal; Jan 17 2024 extended deadline to Feb 13 2024, added $60k to trust account; Feb 21 2024 extended deadline to Mar 13 2024, added $60k to trust account; Mar 15 2024 extended deadline to Apr 13 2024, added $60k to trust account; Mar 22 2024 filed S-4/a for Openmarkets deal, NAV $11.28; Apr 17 2024 extended deadline to May 13 2024, added $60k to trust account; May 1 2024 filed S-4/a for Openmarkets deal; May 20 2024 extended deadline to June 13 2024, added $60k to trust account; June 18 2024 extended deadline to July 13 2024, add
|
4.46358
|
|
Chardan
|
Johann Tse
|
Aerospace
|
Delaware
|
Openmarkets
|
2023-01-19 00:00
|
Jan 19 2023 announced a business combination with Openmarkets Group Pty Ltd ("OMG"), the parent company of Openmarkets that provides trading and wealth management tech solutions; The combined company will likely be named OMGL Holdings Ltd and will apply for listing on the Nasdaq under the ticker "OMGL."; The enterprise value of OMG is estimated to be US$90 million, with another potential US$20 million in earnout over 2 years, contingent on certain performance conditions; The transaction is expected to be completed in the second quarter of 2023, subject to regulatory approvals and other customary closing conditions;
|
https://www.sec.gov/Archives/edgar/data/1865120/000149315222001028/form424b4.htm
|
969
|
373
|
11.320
|
|
0.04464
|
|
1.000
|
0.153
|
98
|
2024-09-07
|
CITE
|
CITEU US Equity
|
CITEW US Equity
|
Cartica Acquisition
|
2022-01-05
|
2025-01-07
|
25486128.00
|
2249422.00
|
11.330
|
2024-06-30
|
0.090
|
0.254
|
11.420
|
11.584
|
0.000
|
25.801
|
0.090
|
0.254
|
0.00434
|
0.04988
|
123
|
0.06793
|
0.02971
|
-0.09723
|
200.00000
|
0.500
|
Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share; Although the Company may pursue a business combination partner in any industry or sector, it intends to focus its efforts on completing a business combination with a suitable candidate focused on the technology space in India. Our sponsor is an affiliate of Cartica Management, LLC, an emerging markets-focused asset management firm based in Washington D.C. with investments concentrated in small- and mid-cap companies; If we have not consummated an initial business combination within 18 months from the closing of this offering, or during one of the two three-month periods by which we may extend such deadline, without our public shareholders being entitled to vote or redeem their shares in connection with such extensions, if our sponsor or any of its affiliates or designees pays an additional $0.10 per public share into the trust account in respect of each such extension period (for a total of up to 24 months to complete a business combination) (each such three-month period, as governed by the terms further described herein, an Extension Period), or by such other deadline as may be approved by a vote of our shareholders (in connection with which our shareholders will have a right to redeem their public shares), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $100,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable); Cartica Investors, LP and Cartica Investors II, LP, two private funds that are affiliates of Cartica Management, LLC and our sponsor (the Cartica Funds), will enter into a forward purchase agreement with us that will provide for the purchase of an aggregate of up to 3,000,000 forward purchase shares consisting of one Class A ordinary share, for $10.00 per share, or an aggregate purchase price of up to $30,000,000, in a private placement to close substantially concurrently with the closing of our initial business combination; Cartica Funds have expressed to us an interest in purchasing up to an aggregate of 9.9% of the units in this offering (excluding any units issued upon exercise of the underwriters over-allotment option), at the public offering price; Warrants redeemable if stock >$10.00. In no event will the warrants be exercisable in connection with this redemption feature for more than 0.361 Class A ordinary shares per warrant; The sponsors founder shares shall vest, and as a consequence shall no longer be subject to the transfer restrictions described above or to cancellation and forfeiture, in the following tranches: fifty percent (50%) of the sponsors founder shares, upon the closing of our initial business combination, twenty-five percent (25%) of the sponsors founder shares, upon the Return to Shareholders (as defined below) exceeding $12.50, the remaining twenty-five percent (25%) of the sponsors founder shares, upon the Return to Shareholders exceeding $15.00; We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation of the initial business combination, including interest earned on the funds held in the trust account and not previously released to us to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein. The amount in the trust account is initially anticipated to be $10.30 per public share; We will provide our public shareholders with the opportunity to redeem all or a portion of their public shares upon the completion of our initial business combination either (i) in connection with a general meeting called to approve the business combination or (ii) by means of a tender offer; Sanjeev Goel is our Chief Executive Officer and a member of our board of directors. He has over 22 years of emerging markets investment experience. Since 2020, Mr. Goel also serves as the Managing Head of Global Value Creation Partners FZE, a Dubai based emerging markets consulting firm. From 1997 to 2019 Mr. Goel worked in the Financial Institutions Group at the International Finance Corporation (IFC) of the World Bank Group; Oct 19 2022 sponsor to liquidate H1 2023; Apr 10 2023 CEO resigned; May 30 2023 filed PRE14a to extend deadline, vote June 23; June 9 2023 filed PRER14a to extend deadline to Apr 7 2024, vote June 23; June 12 2023 filed DEF14a to extend deadline to Apr 7 2024, vote June 23, NAV $10.64; June 16 2023 rescheduled extension vote to June 30; July 7 2023 stockholders approved deadline extension to Apr 7 2024, 18.8 million shares (81.7%) redeemed, 4.2 million shares remain, NAV $10.67; Feb 21 2024 filed PRE14a to extend deadline to Jan 7 2025, vote Apr 3; Mar 6 2024 filed DEF14a to extend deadline to Jan 7 2025, vote Apr 3, NAV $11.07; Apr 2 2024 CITE announced 2.3 million shares tendered for redemption; Apr 8 2024 stockholders approved deadline extension to Jan 7 2025, 2.0 million shares redeemed, 2.2 million shares remain, NAV$11.13;
|
14.40000
|
1.000
|
JPMorgan
|
Sanjeev Goel, Cartica
|
Tech India
|
Cayman
|
Nidar
|
2024-06-24 00:00
|
June 24 2024 announced a business combination with Nidar Infrastructure Limited ("Nidar"), Indias leading data center provider for artificial intelligence ("AI") and high-performance compute; Nidar provides advanced information technology infrastructure and solutions on an "as-a-Service" model to customers worldwide, including enterprises, governments, start-ups and small- and medium-sized enterprises, and hyperscalers. Nidars offerings include colocation services, managed services and cloud services, and AI services. The pre-transaction equity value of Nidar implied by the Business Combination terms is approximately $2.75 billion;
|
https://www.sec.gov/Archives/edgar/data/1848437/000110465922001850/tm217622-18_424b4.htm
|
975
|
901
|
11.470
|
11.990
|
0.07200
|
https://www.sec.gov/Archives/edgar/data/1848437/000110465924074337/tm2417925d1_ex99-2.htm
|
0.000
|
|
99
|
2024-09-07
|
WTMA
|
WTMAU US Equity
|
|
Welsbach Technology Metals Acquisition
|
2021-12-28
|
2025-06-30
|
12094753.00
|
1082789.00
|
11.170
|
2024-07-05
|
0.064
|
0.363
|
11.234
|
11.533
|
0.000
|
11.965
|
0.224
|
0.523
|
-0.01634
|
0.00325
|
297
|
0.05868
|
0.05398
|
0.02875
|
75.00000
|
0.000
|
Each unit consists of one share of the Companys common stock and one right to receive one-tenth (1/10) of a share of common stock upon the consummation of an initial business combination; While the Company may pursue an acquisition in any business industry or sector, it intends to concentrate its search efforts on targets in the technology metals and energy transition materials industry. The Company is led by Chief Executive Officer Daniel Mamadou and Chief Operating Officer Chris Clower; Daniel Mamadou is the CEO of WTMAC and also the CEO and an executive director of Welsbach Holdings Pte Ltd. Daniel honed his capital markets skills over 20 years as an investment banker, initially structuring derivatives at Tokyo Mitsubishi International Plc. in London and at Deutsche Bank in London, and then as a debt and equity capital markets investment banker at Goldman Sachs in London, Deutsche Bank in Singapore and Nomura Holdings in Hong Kong and Singapore; Christopher Clower is the COO of WTMAC and also the COO and an executive director of Welsbach Holdings Pte Ltd. Mr. Clower sits on a number of boards in South East Asia companies, including Malacca Trust Pte Ltd, a holding company in Singapore which is majority owner of one of the largest asset management companies in Indonesia as measured by assets under management. Mr. Clower is also an independent commissioner on the board of PT Batavia Prosperindo Finance Tbk, an Indonesia consumer finance company listed on the Indonesia Stock Exchange; We will have until 9 months from the closing of this offering to consummate our initial business combination. In addition, if we anticipate that we may not be able to consummate our initial business combination within 9 months, our insiders or their affiliates may, but are not obligated to, extend the period of time to consummate a business combination two times by an additional three months each time for a total of up to 15 months, provided that, pursuant to the terms of our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company on the date of this prospectus, our insiders or their affiliates or designees, upon five days advance notice prior to the applicable deadline, deposit into the trust account $750,000, or up to $862,500 if the over-allotment option is exercised in full ($0.10 per share in either case, or an aggregate of $1,500,000 (or up to $1,725,000 if the over-allotment option is exercised in full)), on or prior to the date of the applicable deadline; We will either (1) seek stockholder approval of our initial business combination at a meeting called for such purpose, at which stockholders may seek to redeem their shares, regardless of whether they vote for or against the proposed business combination, into their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable), or (2) provide our stockholders with the opportunity to sell their shares to us by means of a tender offer (and thereby avoid the need for a stockholder vote) for an amount equal to their pro rata share of the aggregate amount then on deposit in the trust account (net of taxes payable). The initial per public share redemption price will be $10.00 per share; We will sell to the Representative and/or its designees, at the time of the closing of this offering, for an aggregate of $100.00, an option (the UPO) to purchase that aggregate number of units as will be equal to eight percent (8%) of the total number of units sold in the public offering (or such lesser number allowed by FINRA) excluding any Units sold pursuant to the underwriters over-allotment option. The UPO will be exercisable at any time, in whole or in part, between the close of the business combination and the fifth anniversary of the commencement of sales of the offering at a price per unit equal to $11.50; In connection with any stockholder meeting called to approve a proposed initial business combination, each public stockholder will have the right, regardless of whether he, she or it is voting for or against such proposed business combination, to demand that we redeem his, her or its public shares into a pro rata share of the trust account upon consummation of the business combination; Feb 24 2023 filed PRE14a to extend deadline to Sept 30 2023, vote Mar 24, trust account will not be used to cover potential excise tax; Mar 6 2023 filed PRER14a to extend deadline to Sept 30 2023, vote Mar 24, NAV $10.38, trust account will not be used to cover potential excise tax; Mar 8 2023 filed DEF14ato extend deadline to Sept 30 2023, vote Mar 24, NAV $10.38, trust account will not be used to cover potential excise tax ; Mar 28 2023 WTMA stockholders approved deadline extension to Sept 30 2023, 4.1 million shares (53.0%) redeemed, 3.6 million shares remain, NAV $10.38; May 30 2023 extended deadline to June 30 2023, added $125k to trust account; Nov 1 2022 announced a business combination with WaveTech Group, Inc., a company with a core focus on innovative battery technologies; Symbol WTG; $228 million enterprise value; Closing Q1 2023; Conditional on at least $25 million net cash at closing; June 16 2023 WTMA / WaveTech deal terminated; June 28 2023 extended deadline to July 30 2023, added $125k to trust account; Aug 1 2023 extended deadline to Aug 30, added $125k to trust account; Aug 17 2023 filed PRE14a to extend deadline to June 30 2024, vote Sept 28; Sept 11 2023 announced non-binding LOI with a target in the critical materials space; Sept 26 2023 postponed extension vote to Sept 29; May 17 2024 filed PRE14a to extend deadline to June 30 2025, vote June 28; May 29 2024 filed DEF14a to extend deadline to June 30 2025, vote June 28, NAV $11.15, trust account will not be used to cover potential excise tax; July 5 2024 stockholders approved deadline extenstion to June 30 2025, 1.1 million shares redeemed, 1.1 million shares remain, NAV $11.17;
|
3.47500
|
|
Chardan
|
Daniel Mamadou, Chris Clower
|
Energy Transition Materials
|
Delaware
|
Evolution Metals
|
2024-01-25 00:00
|
Mar 22 2024 announced a business combination with Evolution Metals after Jan 25 2024 non-binding letter of intent; Evolution Metals Corp is a trading company formed in January 2020 to counter the global critical mineral supply chain crisis; EMC has developed an alternative supply and value chain, including oxide beneficiation, for Technology Metals, including Rare Earths, utilizing the technical, marketing, and production resources in the United States, Korea, Australia, Vietnam, and the Democratic Republic of the Congo, exclusively outside of China;
|
https://www.sec.gov/Archives/edgar/data/1866226/000121390021066750/fs12021a2_welsbachtech.htm
|
983
|
758
|
11.050
|
11.270
|
0.04633
|
|
1.000
|
0.150
|
100
|
2024-09-07
|
AOGO
|
AOGOU US Equity
|
AOGOW US Equity
|
Arogo Capital Acquisition
|
2021-12-27
|
2024-12-29
|
19630284.00
|
1762409.00
|
11.138
|
2024-06-30
|
0.068
|
0.183
|
11.207
|
11.321
|
0.000
|
19.386
|
0.307
|
0.421
|
-0.01844
|
-0.02112
|
114
|
0.12909
|
0.09656
|
0.10619
|
90.00000
|
1.000
|
Each unit consists of one share of Class A common stock and one redeemable warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share; The Company intends to focus its search for a target business with operations or prospective operations in electric vehicles (EV) technology, smart mobility or sustainable transportation and related business ecosystems in the Asia Pacific, primarily Southeast Asia, where the management team has extensive experience in the information technology, transportation operations, and manufacturing industries. The Company is led by its Chief Executive Officer, Suradech Taweesaengsakulthai; We will have until 12 months from the consummation of this offering to consummate our initial business combination (such period may be extended by the Companys shareholders in accordance with our amended and restated memorandum and articles of association). If we have filed a proxy statement, registration statement or similar filing for an initial business combination within 12 months from the consummation of this offering but have not completed the initial business combination within such 12-month period, the Combination Period will be extended by an additional three months for a total of up to 15 months; such extension will not require the deposit of any additional funds into the trust account and the public stockholders will not be offered the opportunity to vote on such extension. We may seek stockholder approval of the amendments to our amended and restated certificate of incorporation and the trust agreement to be entered into between us and Continental Stock Transfer & Trust Company at a meeting called for such purpose if we anticipate that we may not be able to consummate our initial business combination (i) within 12 months in the situation that we have not filed a proxy statement, registration statement or similar filing for an initial business combination within such 12-month period, or (ii) within 15 months in the situation that we have filed a proxy statement, registration statement or similar filing within such 12-month period. Public stockholders will be offered the opportunity to vote on or redeem their shares in connection with any such extension. Alternatively, or in the event that there is an unsuccessful effort to obtain stockholder approval for the proposed extension(s) we may, but are not obligated to, extend the Combination Period up to two times by an additional three months each time for a total of up to 18 months or 21 months, respectively, by d |